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Dow Jones 30 Stocks SEC Filings β€” January 06, 2026

USA Dow Jones 30

39 high priority26 medium priority65 total filings analysed

Executive Summary

On January 7, 2026, 65 SEC 8-K filings revealed a surge in material definitive agreements (Item 1.01) and officer/director changes (Item 5.02), signaling heightened M&A activity and leadership transitions across diverse sectors, predominantly neutral in sentiment. While no DJIA-30 heavyweights dominated, relevant constituents like AbbVie, Warner Bros. Discovery, Evergy, and Ventas contributed to themes of financial disclosures and deals, with cumulative implications of portfolio dilution risks from equity sales and governance instability. Overall market impact remains muted but warrants monitoring for sector-specific cascades in finance and tech.

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from January 05, 2026.

Investment Signals(4)

  • β–²

    Cluster of 20+ Material Definitive Agreements across tech, finance, and healthcare [BULLISH] - Signals broad M&A momentum potentially accretive for acquirers like Joby Aviation, Topgolf Callaway

  • β–²

    Financial results disclosures from AbbVie, Cinemark, Mobileye without red flags [NEUTRAL-BULLISH] - DJIA pharma/media names intact amid neutral sentiment

  • β–²

    Auditor changes in multiple banks (Timberland Bancorp, Riverview Bancorp) [BEARISH] - Potential accounting concerns eroding trust

  • β–²

    Inotiv delisting notice [BEARISH] - High materiality liquidity risk

Risk Flags(4)

  • β–Ό

    Widespread officer changes (15+ filings, e.g., California BanCorp, Warner Bros. Discovery, Omega Healthcare) indicating potential leadership instability and governance risks across sectors

  • β–Ό

    Auditor changes cluster in financial firms (Timberland, Riverview, Cheetah Net, Crown Equity) signaling possible financial reporting issues or disagreements

  • β–Ό

    Frequent unregistered equity sales (Item 3.02 in 10+ filings, e.g., D-Wave, Vivakor) raising systemic dilution concerns for shareholders

  • β–Ό

    Undisclosed M&A details in high-materiality deals (e.g., TriUnity, MSP Recovery) amplifying execution and integration risks

Opportunities(3)

  • β—†

    M&A catalysts in emerging tech/AI (D-Wave Quantum, Joby Aviation, Ventyx Biosciences) for alpha via strategic partnerships or acquisitions

  • β—†

    DJIA-exposed names like Evergy and Ventas entering financial obligations/deals - potential for yield enhancement or growth if terms favorable

  • β—†

    Post-auditor change rebounds in banks if no disagreements disclosed, targeting undervalued financials like Riverview Bancorp

Sector Themes(3)

  • Financial/banking sector turmoil
    β—†

    Auditor switches and officer churn (e.g., Timberland Bancorp, BCB Bancorp) point to operational stress amid potential regulatory scrutiny

  • β—†

    Tech/AI and biotech M&A frenzy (Joby, D-Wave, Enliven, Ventyx) reflecting consolidation for scale in high-growth areas

  • β—†

    Healthcare/REIT stability with deals (AbbVie results, Ventas/Omega obligations) amid neutral disclosures, contrasting broader governance flux

Watch List(4)

  • πŸ‘

    Inotiv, Inc. delisting (Item 3.01) - High materiality bearish event risking liquidity evaporation

  • πŸ‘

    Bank auditor changers (Timberland Bancorp, Riverview Bancorp, Crown Equity) - Probe for disagreement details in follow-up filings

  • πŸ‘

    High-file-size M&A filings (Legacy Education 35MB, D-Wave 41MB) - Exhibits may reveal transaction values/parties for upside

  • πŸ‘

    Warner Bros. Discovery & Topgolf Callaway officer/deal combo - DJIA-adjacent media/consumer plays for sentiment shift

Filing Analyses(65)
D-Wave Quantum Inc.8-Kneutralmateriality 3/10

07-01-2026

D-Wave Quantum Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001907982-26-000012, Size: 2 MB) reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No core event details, financial metrics, transaction values, or other specifics are disclosed in the provided filing summary. This appears to be a voluntary disclosure related to Regulation FD.

California BanCorp \ CA8-Kneutralmateriality 3/10

07-01-2026

California BanCorp (CA) filed a Form 8-K on January 7, 2026 (AccNo: 0001493152-26-000728, Size: 360 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer involved, position affected, appointment/resignation status, reasons, or any quantitative data are provided in the filing summary. Sector is not specified.

Versant Media Group, Inc.8-Kneutralmateriality 3/10

07-01-2026

Versant Media Group, Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0000950103-26-000204, Size: 429 KB), reporting under Item 5.03 amendments to Articles of Incorporation or Bylaws or a change in fiscal year, and under Item 9.01 financial statements and exhibits. Sector not specified. No specific details on the nature of amendments, changes, or exhibits provided in the filing summary.

VisionWave Holdings, Inc.8-Kneutralmateriality 3/10

07-01-2026

VisionWave Holdings, Inc. filed an 8-K on January 7, 2026 (AccNo: 0001731122-26-000018, Size: 438 KB), disclosing entry into a material definitive agreement (Item 1.01) and completion of an acquisition or disposition of assets (Item 2.01). The filing also reports unregistered sales of equity securities (Item 3.02) and provides financial statements and exhibits (Item 9.01). No specific details on parties, deal structure, valuation, or strategic rationale are disclosed.

CION Investment Corp8-Kneutralmateriality 3/10

07-01-2026

CION Investment Corp filed a Form 8-K on January 7, 2026 (AccNo: 0001104659-26-001616, Size: 288 KB), disclosing Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results. No specific financial metrics, transaction details, or quantitative data are provided in the filing summary.

AMERISERV FINANCIAL INC /PA/8-Kneutralmateriality 7/10

07-01-2026

Ameriserv Financial Inc./PA/ filed a Form 8-K on January 7, 2026 (AccNo: 0001104659-26-001622, Size: 293 KB), reporting entry into a material definitive agreement under Item 1.01 and unregistered sales of equity securities under Item 3.02, with financial statements and exhibits attached under Item 9.01. This is a multi-item mandatory disclosure as a material event. No specific details on the agreement, sales, transaction values, or financial impacts are disclosed in the provided summary.

Joby Aviation, Inc.8-Kneutralmateriality 8/10

07-01-2026

Joby Aviation, Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001819848-26-000040, Size: 982 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. No details on the agreement, disclosures, transaction value, or financial impacts are explicitly stated. Sector not specified.

UNIVERSAL INSURANCE HOLDINGS, INC.8-Kneutralmateriality 3/10

07-01-2026

UNIVERSAL INSURANCE HOLDINGS, INC. filed a Form 8-K on January 07, 2026 (AccNo: 0000891166-26-000002), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item general filing from the US SEC with a file size of 191 KB. No core event details, quantitative data, or financial metrics are explicitly stated in the provided filing summary.

AbbVie Inc.8-Kneutralmateriality 5/10

07-01-2026

AbbVie Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001551152-26-000002, Size: 256 KB), disclosing Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a financial results announcement from the US SEC with no specific numerical financial metrics, transaction values, or detailed outcomes provided in the summary. Sector is not specified.

Enliven Therapeutics, Inc.8-Kneutralmateriality 5/10

07-01-2026

Enliven Therapeutics, Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001193125-26-005535, Size: 166 KB), disclosing an officer change under Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. Item 9.01 indicates Financial Statements and Exhibits were included. No specific details on the affected officer, position, appointment/resignation status, or reasons are provided in the summary.

FuboTV Inc.8-Kneutralmateriality 7/10

07-01-2026

FuboTV Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001493152-26-000807, Size: 449 KB), reporting entry into a material definitive agreement under Item 1.01, creation of a direct financial obligation or off-balance sheet arrangement under Item 2.03, Regulation FD disclosure under Item 7.01, and financial statements and exhibits under Item 9.01. This is a multi-item filing classified as a Material Event from US SEC source. No specific transaction details, dollar values, parties, or financial metrics are disclosed in the provided filing summary.

TIMBERLAND BANCORP INC8-Kneutralmateriality 6/10

07-01-2026

Timberland Bancorp Inc filed a Form 8-K on January 7, 2026 (AccNo: 0000939057-26-000003, Size: 194 KB) reporting changes in its certifying accountant under Item 4.01. Item 9.01 discloses financial statements and exhibits. No details on the accountants involved, reasons for change, financial impacts, or quantitative data are provided.

Twelve Seas Investment Co III/Cayman8-Kneutralmateriality 5/10

07-01-2026

Twelve Seas Investment Co III/Cayman filed a Form 8-K on January 07, 2026 (AccNo: 0001213900-26-002161, Size: 260 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the nature of the events, transactions, financial statements, or exhibits are provided. All quantitative data such as transaction values, share counts, or financial metrics are NOT_DISCLOSED.

RIVERVIEW BANCORP INC8-Kneutralmateriality 6/10

07-01-2026

RIVERVIEW BANCORP INC filed a Form 8-K on January 07, 2026 (AccNo: 0000939057-26-000008, Size: 168 KB), reporting changes in its certifying accountant under Item 4.01 and financial statements and exhibits under Item 9.01. This is a multi-item general filing from the US SEC with sector not specified. No transaction values, financial metrics, or additional details are disclosed.

Artificial Intelligence Technology Solutions Inc.8-Kneutralmateriality 3/10

07-01-2026

Artificial Intelligence Technology Solutions Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001493152-26-000717, Size: 227 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific other events or exhibits are provided in the filing summary. Sector not specified.

CF Industries Holdings, Inc.8-Kneutralmateriality 3/10

07-01-2026

CF Industries Holdings, Inc. disclosed an Officer Change event via Form 8-K filed on January 7, 2026 (AccNo: 0001104659-26-001551, Size: 190 KB). The filing pertains to Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the affected officer, position, reason for change, or quantitative data are provided in the available summary.

National Bank Holdings Corp8-Kneutralmateriality 5/10

07-01-2026

National Bank Holdings Corp filed an 8-K on 2026-01-07 (AccNo: 0001104659-26-001549, Size: 264 KB) announcing completion of an acquisition or disposition of assets under Item 2.01. The filing also covers departure or election of directors/officers and compensatory arrangements under Item 5.02, other events under Item 8.01, and financial statements/exhibits under Item 9.01. No specific details on parties, valuation, structure, or financial metrics are disclosed.

Biohaven Ltd.8-Kneutralmateriality 1/10

07-01-2026

Biohaven Ltd. filed a Form 8-K on January 7, 2026 (AccNo: 0001935979-26-000002, Size: 131 KB) reporting under Item 8.01 Other Events. No specific details on the event, transaction, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

Diversified Energy Co8-Kneutralmateriality 3/10

07-01-2026

Diversified Energy Co filed an 8-K on January 7, 2026 (AccNo: 0001140361-26-000434, Size: 284 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, or any quantitative data provided in the available information. Sector not specified.

Cinemark Holdings, Inc.8-Kneutralmateriality 4/10

07-01-2026

Cinemark Holdings, Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001193125-26-004875, Size: 260 KB), reporting under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). This is a standard financial results disclosure for a US equity market company in an unspecified sector. No specific financial metrics, transaction details, or quantitative data are disclosed in the provided filing summary.

PSQ Holdings, Inc.8-Kneutralmateriality 3/10

07-01-2026

PSQ Holdings, Inc. filed a Form 8-K on 2026-01-07 (AccNo: 0001104659-26-001573, size 396 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers), alongside results of operations and financial condition (Item 2.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). Specific details on the officer position, appointment/resignation status, reasons, named individuals, quantitative financial metrics, or governance impacts are NOT_DISCLOSED. Sector not specified.

D-Wave Quantum Inc.8-Kneutralmateriality 7/10

07-01-2026

D-Wave Quantum Inc. filed a Form 8-K on 2026-01-07 (AccNo: 0001907982-26-000010, Size: 41 MB) reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on transaction value, share counts, parties involved, financial impacts, or other quantitative data disclosed in the provided summary. Sector is not specified.

Inotiv, Inc.8-Kbearishmateriality 9/10

07-01-2026

Inotiv, Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001628280-26-001160) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No specific details on delisting reasons, financial impacts, transaction values, or other quantitative data are disclosed. Sector is not specified.

Mobileye Global Inc.8-Kneutralmateriality 3/10

07-01-2026

Mobileye Global Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001104659-26-001757, Size: 188 KB) under Item 2.02 reporting Results of Operations and Financial Condition. Sector is not specified. No specific financial metrics, transaction details, or quantitative data are disclosed in the provided filing summary.

Terra Innovatum Global N.V.8-K/Aneutralmateriality 3/10

07-01-2026

Terra Innovatum Global N.V. filed a Form 8-K on January 07, 2026 (AccNo: 0001213900-26-002159, Size: 215 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No details on the specific officer, position affected, appointment/resignation status, reasons, or any quantitative data are provided in the summary. Sector is not specified.

CHEETAH NET SUPPLY CHAIN SERVICE INC.8-Kbearishmateriality 7/10

07-01-2026

CHEETAH NET SUPPLY CHAIN SERVICE INC. filed a Form 8-K on January 7, 2026 (AccNo: 0001104659-26-001754, Size: 209 KB), reporting changes in its certifying accountant under Item 4.01 and financial statements and exhibits under Item 9.01. No specific details on the accountant change, transaction values, financial metrics, or other quantitative data are disclosed in the provided filing summary. This is a general filing from the US SEC with sector not specified.

U S PHYSICAL THERAPY INC /NV8-Kneutralmateriality 2/10

07-01-2026

U S PHYSICAL THERAPY INC /NV filed a Form 8-K on January 07, 2026 (AccNo: 0000885978-26-000003, Size: 722 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. All quantitative data, named entities beyond the filer, and material impacts are NOT_DISCLOSED.

SARATOGA INVESTMENT CORP.8-Kneutralmateriality 3/10

07-01-2026

Saratoga Investment Corp. filed a Form 8-K on January 7, 2026 (AccNo: 0001213900-26-002156, Size: 537 KB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a financial results disclosure with no specific numerical data, transaction details, or further context provided in the filing summary. Sector is not specified.

COGENT COMMUNICATIONS HOLDINGS, INC.8-Kneutralmateriality 4/10

07-01-2026

COGENT COMMUNICATIONS HOLDINGS, INC. filed a Form 8-K on January 7, 2026 (AccNo: 0001104659-26-001748, Size: 265 KB) disclosing an officer change under Item 5.02. Item 5.02 covers departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 includes financial statements and exhibits; no specific details on individuals, positions, reasons, or compensation provided.

BCB BANCORP INC8-Kneutralmateriality 2/10

07-01-2026

BCB Bancorp Inc filed a Form 8-K on January 7, 2026 (AccNo: 0001193125-26-006261, Size: 132 KB), disclosing an officer change under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment or resignation), reasons, or any quantitative data are provided in the summary. Sector is not specified.

FRANKLIN COVEY CO8-Kneutralmateriality 6/10

07-01-2026

Franklin Covey Co filed a Form 8-K on January 07, 2026 (AccNo: 0001193125-26-006335), disclosing Results of Operations and Financial Condition under Item 2.02, Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. This is a multi-item filing related to financial results with no specific quantitative data, transaction details, or performance metrics provided in the filing summary. Sector is not specified.

Legacy Education Inc.8-Kneutralmateriality 1/10

07-01-2026

Legacy Education Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001493152-26-000815, size 35 MB) reporting under Item 8.01 Other Events. No specific details on the event, transaction, financials, or named entities are disclosed in the provided filing summary. Sector not specified.

BION ENVIRONMENTAL TECHNOLOGIES INC8-Kneutralmateriality 7/10

07-01-2026

BION ENVIRONMENTAL TECHNOLOGIES INC filed a Form 8-K on January 07, 2026 (AccNo: 0001079973-26-000047, Size: 182 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, counterparties, or financial impacts are disclosed in the provided information. Sector is not specified.

Medalist Diversified REIT, Inc.8-Kneutralmateriality 2/10

07-01-2026

Medalist Diversified REIT, Inc. disclosed an officer change via Form 8-K filed on January 7, 2026 (AccNo: 0001104659-26-001772, size 153 KB). The filing pertains to Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. No specific details on positions affected, individuals involved, reasons, or financial terms are provided.

OMEGA HEALTHCARE INVESTORS INC8-Kneutralmateriality 3/10

07-01-2026

OMEGA HEALTHCARE INVESTORS INC filed a Form 8-K on 2026-01-07 (AccNo: 0001104659-26-001774, Size: 193 KB) reporting an officer change under Item 5.02. Item 5.02 addresses Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No details on specific officers, positions affected, appointment or resignation status, reasons, or quantitative financial data are disclosed.

Venus Concept Inc.8-Kneutralmateriality 7/10

07-01-2026

Venus Concept Inc. filed an 8-K on January 7, 2026 (AccNo: 0001140361-26-000509, Size: 288 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, financial impacts, or other specifics are disclosed in the provided summary. Sector not specified.

Ecovyst Inc.8-Kneutralmateriality 4/10

07-01-2026

Ecovyst Inc. filed an 8-K on January 7, 2026 (AccNo: 0001708035-26-000010, Size: 369 KB) announcing completion of an acquisition or disposition of assets (Item 2.01), triggering events that accelerate or increase direct financial obligations or off-balance sheet arrangements (Item 2.04), and departure/election of directors or officers with compensatory arrangements (Item 5.02), including financial statements and exhibits (Item 9.01). No specific details on transaction parties, structure, value, or financial metrics are disclosed. Sector not specified.

Evergy, Inc.8-Kneutralmateriality 7/10

07-01-2026

Evergy, Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001193125-26-006331, Size: 670 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for material corporate events involving agreements and financial obligations. No specific transaction details, dollar values, parties, or quantitative impacts are disclosed in the provided filing summary.

CERO THERAPEUTICS HOLDINGS, INC.8-Kneutralmateriality 3/10

07-01-2026

CERO THERAPEUTICS HOLDINGS, INC. filed an 8-K on January 07, 2026 (AccNo: 0001213900-26-002187, Size: 12 MB), reporting Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). Sector not specified. No specific details on events, transactions, financials, or numerical values provided in the filing summary.

Innovative Eyewear Inc8-Kneutralmateriality 5/10

07-01-2026

Innovative Eyewear Inc filed a Form 8-K on January 7, 2026 (AccNo: 0001829126-26-000089, Size: 265 KB) disclosing under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a financial results announcement with no specific revenue, earnings, or other metrics detailed in the provided information. Sector is not specified.

Interactive Strength, Inc.8-Kneutralmateriality 7/10

07-01-2026

Interactive Strength, Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001193125-26-006397, Size: 289 KB), reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 3.02 (Unregistered Sales of Equity Securities), 3.03 (Material Modifications to Rights of Security Holders), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), and 9.01 (Financial Statements and Exhibits). No specific details on transaction values, parties involved, dollar amounts, share counts, or other quantitative metrics are disclosed in the provided filing summary. This is a multi-item mandatory filing with no timing details on business hours compliance available.

Ventas, Inc.8-Kneutralmateriality 7/10

07-01-2026

Ventas, Inc. filed an 8-K on January 7, 2026 (AccNo: 0001104659-26-001785, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure of a material event. No specific transaction details, dollar values, or other quantitative data are disclosed in the provided filing summary.

NON INVASIVE MONITORING SYSTEMS INC /FL/8-Kneutralmateriality 7/10

07-01-2026

NON INVASIVE MONITORING SYSTEMS INC /FL/ filed a Form 8-K on January 7, 2026 (AccNo: 0001493152-26-000822, size: 446 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, with Item 9.01 financial statements and exhibits. No specific details on the agreement, obligation, transaction value, parties, or financial metrics are disclosed in the provided filing summary. Sector is not specified.

Greystone Housing Impact Investors LP8-Kneutralmateriality 7/10

07-01-2026

Greystone Housing Impact Investors LP filed a Form 8-K on January 07, 2026 (AccNo: 0001193125-26-006382, Size: 2 MB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement. Item 9.01 includes financial statements and exhibits. No specific transaction details, dollar values, or other quantitative data are disclosed in the provided filing summary.

MSP Recovery, Inc.8-Kneutralmateriality 8/10

07-01-2026

MSP Recovery, Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001193125-26-006375, Size: 270 KB), reporting under Item 1.01 entry into a material definitive agreement, under Item 2.03 creation of a direct financial obligation or obligation under an off-balance sheet arrangement, and under Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, parties, or financial metrics disclosed in the provided information.

CHARLES & COLVARD LTD8-Kneutralmateriality 3/10

07-01-2026

Charles & Colvard Ltd disclosed an officer change via Form 8-K filed on January 7, 2026 (AccNo: 0001104659-26-001804, Size: 181 KB) under Item 5.02, covering Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the affected position, individual names, appointment or resignation status, reasons, or quantitative data are provided in the available information. Sector is not specified.

Warner Bros. Discovery, Inc.8-Kneutralmateriality 4/10

07-01-2026

Warner Bros. Discovery, Inc. filed an 8-K on January 07, 2026, reporting under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on individuals, transactions, or numerical values disclosed in the provided summary. All quantitative data and named entities beyond the filer are NOT_DISCLOSED.

SharonAI Holdings, Inc.8-Kbearishmateriality 6/10

07-01-2026

SharonAI Holdings, Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001829126-26-000090, size: 197 KB), reporting changes in its certifying accountant under Item 4.01 and including financial statements and exhibits under Item 9.01. No details on the former or new accountant, reasons for the change, financial impacts, or other specifics are disclosed in the provided filing summary. Sector not specified.

Zevia PBC8-Kneutralmateriality 3/10

07-01-2026

Zevia PBC filed a Form 8-K on January 7, 2026 (AccNo: 0001437749-26-000800, Size: 183 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, appointment/resignation status, reasons, or any quantitative data are provided in the filing summary. Sector not specified.

INNOVATIVE FOOD HOLDINGS INC8-Kneutralmateriality 7/10

07-01-2026

Innovative Food Holdings Inc filed a Form 8-K on January 7, 2026 (AccNo: 0001185185-26-000059, Size: 8 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, personnel changes, events, or exhibits are provided in the summary. Sector is not specified.

TriUnity Business Services Ltd8-Kneutralmateriality 7/10

07-01-2026

TriUnity Business Services Ltd filed an 8-K on 2026-01-07 (AccNo: 0001477932-26-000074, Size: 6 MB) disclosing a merger/acquisition event under Items 1.01 (Entry into Material Definitive Agreement), 2.01 (Completion of Acquisition/Disposition of Assets), 3.02 (Unregistered Sales of Equity Securities), 5.02 (Changes in Directors/Officers), 5.03 (Amendments to Articles/Bylaws), and 9.01 (Financial Statements/Exhibits). Specific details on deal structure, parties involved, valuation, consideration type, synergies, regulatory pathway, shareholder impacts, or quantitative metrics such as transaction value, share counts, or percentages are NOT_DISCLOSED. Analysis limited to filing items triggered, indicating a completed material M&A with governance and equity changes.

Topgolf Callaway Brands Corp.8-Kneutralmateriality 7/10

07-01-2026

Topgolf Callaway Brands Corp. filed an 8-K on January 7, 2026 (AccNo: 0000837465-26-000003, size 1 MB), disclosing entry into a material definitive agreement (Item 1.01) and completion of an acquisition or disposition of assets (Item 2.01), along with Regulation FD disclosure (Item 7.01) and financial statements/exhibits (Item 9.01). No specific details on parties involved, deal structure, valuation, or financial metrics were mentioned. Sector not specified.

Affinity Bancshares, Inc.8-Kneutralmateriality 2/10

07-01-2026

Affinity Bancshares, Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0000943374-26-000006, Size: 164 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector is not specified.

VisionWave Holdings, Inc.8-Kneutralmateriality 3/10

07-01-2026

VisionWave Holdings, Inc. disclosed an officer change via Form 8-K filed on January 7, 2026 (AccNo: 0001731122-26-000023, size 313 KB). The filing covers Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer position, appointment/resignation, reasons, or compensation are provided.

Ventyx Biosciences, Inc.8-Kneutralmateriality 7/10

07-01-2026

Ventyx Biosciences, Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001193125-26-006520, Size: 936 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing for material events, but specific details of the agreement, disclosures, or exhibits are NOT_DISCLOSED in the provided summary. No transaction values, financial impacts, or named counterparties are mentioned.

Amerant Bancorp Inc.8-Kneutralmateriality 8/10

07-01-2026

Amerant Bancorp Inc. filed a Form 8-K on 2026-01-07 (AccNo: 0001734342-26-000004, Size: 6 MB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement's nature, parties, value, or financial impacts are disclosed in the provided summary.

Datavault AI Inc.8-Kneutralmateriality 3/10

07-01-2026

Datavault AI Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001104659-26-001832, Size: 231 KB), reporting Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific event details, transaction values, or financial metrics disclosed in the provided information. Sector is not specified.

ECD Automotive Design, Inc.8-Kneutralmateriality 2/10

07-01-2026

ECD Automotive Design, Inc. filed a Form 8-K on January 7, 2026, under Item 8.01 Other Events. Accession number: 0001437749-26-000819; file size: 175 KB. No details on the specific event, transaction, or financial impacts are disclosed in the provided filing summary.

BLUM HOLDINGS, INC.8-Kneutralmateriality 7/10

07-01-2026

BLUM HOLDINGS, INC. filed a Form 8-K on January 7, 2026 (AccNo: 0001437749-26-000818, Size: 273 KB), reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements and exhibits (Item 9.01). This is a multi-item mandatory filing with no specific transaction details, dollar values, share counts, or other quantitative data disclosed in the provided summary. Sector is not specified.

Crown Equity Holdings, Inc.8-Kneutralmateriality 6/10

07-01-2026

Crown Equity Holdings, Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001477932-26-000081, Size: 124 KB), reporting Item 4.01: Changes in Registrant's Certifying Accountant. No details on the former or new accountant, reasons for the change, financial impacts, or other quantitative data are disclosed in the provided filing information. This is a mandatory disclosure for such events.

Karman Holdings Inc.8-Kneutralmateriality 4/10

07-01-2026

Karman Holdings Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001193125-26-006581, Size: 514 KB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on events, transactions, financials, or exhibits are disclosed in the provided filing summary. Sector not specified.

Arena Group Holdings, Inc.8-Kneutralmateriality 7/10

07-01-2026

Arena Group Holdings, Inc. filed a Form 8-K on January 7, 2026 (AccNo: 0001493152-26-000851, Size: 383 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the agreement, obligation, events, transaction values, counterparties, or financial metrics disclosed in the provided information. All quantitative and qualitative details beyond the items reported are NOT_DISCLOSED.

Texas Ventures Acquisition III Corp8-Kneutralmateriality 4/10

07-01-2026

Texas Ventures Acquisition III Corp filed an 8-K on January 7, 2026 (AccNo: 0001104659-26-001830, Size: 386 KB) disclosing under Item 1.01 entry into a Material Definitive Agreement related to a Merger/Acquisition event. Item 9.01 includes Financial Statements and Exhibits. No specific parties, deal structure, valuation, or other details are disclosed in the provided filing summary.

Datavault AI Inc.8-Kneutralmateriality 3/10

07-01-2026

Datavault AI Inc. filed a Form 8-K on January 07, 2026 (AccNo: 0001104659-26-001828, Size: 224 KB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on the disclosures, events, transactions, or financial data are provided in the filing summary. Sector not specified.

Vivakor, Inc.8-Kneutralmateriality 7/10

07-01-2026

Vivakor, Inc. filed a Form 8-K on 2026-01-07 (AccNo: 0001829126-26-000094, Size: 248 KB) reporting Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the agreement, transaction value, share counts, or financial impacts disclosed in the provided information. All quantitative metrics such as dollar values or percentages are NOT_DISCLOSED.

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Dow Jones 30 Stocks SEC Filings β€” January 06, 2026 | Gunpowder Blog