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Dow Jones 30 Stocks SEC Filings β€” January 20, 2026

USA Dow Jones 30

17 high priority48 medium priority65 total filings analysed

Executive Summary

On January 21, 2026, a surge of 65 8-K filings, primarily from regional banks and smaller caps, marked the onset of Q4 earnings season with dozens of Item 2.02 disclosures, though lack of quantitative details tempers immediate impact. Critical bearish signals emerged from multiple delistings and auditor changes, highlighting microcap distress, while DJIA blue-chips like Johnson & Johnson, Travelers, and Goldman Sachs contributed neutral earnings updates. Overall neutral sentiment masks potential sector volatility in banking and governance risks, advising portfolio managers to scrutinize exhibits for underlying trends.

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from January 19, 2026.

Investment Signals(5)

  • Notice of delisting or failure to satisfy listing standards signals severe liquidity and compliance risks

  • Combined delisting notice and material agreement filing indicates heightened distress despite potential strategic shifts

  • INPIRE VETERINARY PARTNERS, INC.(BEARISH)
    β–²

    Critical delisting event underscores ongoing microcap exchange compliance failures

  • Johnson & Johnson↓(NEUTRAL-BULLISH)
    β–²

    Routine earnings disclosure under Item 2.02 from blue-chip DJIA constituent offers stability amid sector noise

  • Financial results filing from DJIA insurer aligns with broader financial sector earnings wave

Risk Flags(4)

  • Delisting Cluster (Advanced Biomed, Venus Concept, Inspire Veterinary)
    β–Ό

    Three critical 10/10 materiality notices of listing failures signal systemic microcap distress and potential contagion in illiquid names

  • Auditor Changes (Terra Innovatum Global, Everus Construction)
    β–Ό

    High-risk Item 4.01 disclosures often precede accounting irregularities, warranting forensic review

  • Regional Bank Earnings Blackout
    β–Ό

    20+ bancorp filings lack quantitative metrics, obscuring deposit, loan, or NPL trends amid interest rate sensitivity

  • Officer Turnover Wave (Dave Inc., Five9, GE Vernova, etc.)
    β–Ό

    10+ Item 5.02 filings raise governance stability concerns without disclosed reasons

Opportunities(4)

  • Regional Bancorps Earnings Exhibits (Old National, Dime Community, Equity Bancshares, etc.)
    β—†

    Cross-review 20+ Item 9.01 attachments for NIM expansion or loan growth beats versus consensus to capture alpha in undervalued financials

  • Material Agreements Cluster (Reliance Global, Vroom, Serve Robotics)
    β—†

    Unspecified Item 1.01 deals in distressed names could reveal M&A or restructuring upside upon detail extraction

  • DJIA Blue-Chips (J&J, Travelers, Goldman Sachs)
    β—†

    Low-risk earnings filings provide relative safety; positive surprises in exhibits could drive index outperformance

  • enGene Holdings Dual Filings
    β—†

    Sequential material agreement and equity issuance may signal biotech funding round for pipeline acceleration

Sector Themes(3)

  • Regional Banking Earnings Onslaught
    β—†

    Over 25 filings (e.g., Plumas, Greene County, Banner Corp) indicate synchronized Q4 results release, with implications for deposit betas, CRE exposure, and rate cut beneficiaries

  • Microcap Compliance Crisis
    β—†

    Delistings (3 critical cases) and auditor shifts correlate with governance lapses, pressuring OTC/lower-tier listings and favoring large-cap rotations

  • Executive Churn Across Caps
    β—†

    10+ officer changes span tech (Five9), energy (GE Vernova), and finance, potentially signaling talent shifts or performance pressures in volatile 2026 macro

Watch List(4)

  • Advanced Biomed, Venus Concept, Inspire Veterinary
    πŸ‘

    Monitor delisting progression, OTC transfers, or bankruptcy risks for short opportunities

  • Terra Innovatum Global, Everus Construction
    πŸ‘

    Track auditor engagement letters and 10-Qs for disagreement disclosures signaling deeper controls issues

  • Banking Cohort (20+ names)
    πŸ‘

    Post-filing market reaction and exhibit deep-dive for EPS/NIM variances to gauge sector rotation

  • Item 9.01-only filing atypical; watch for follow-on Reg FD on trading or M&A pipeline updates

Filing Analyses(65)
Terra Innovatum Global N.V.8-Kbearishmateriality 6/10

21-01-2026

Terra Innovatum Global N.V. filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-006262, Size: 396 KB), reporting changes in its certifying accountant under Item 4.01 and financial statements/exhibits under Item 9.01. No details on the former or new auditor, reasons for the change, financial impacts, or transaction values are disclosed. This is a multi-item mandatory filing, but lacks specifics on timing compliance or event details.

MetroCity Bankshares, Inc.8-Kneutralmateriality 2/10

21-01-2026

MetroCity Bankshares, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001747068-26-000002, Size: 168 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector is not specified.

Advanced Biomed Inc.8-Kbearishmateriality 10/10

21-01-2026

Advanced Biomed Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-006281, Size: 191 KB), reporting under Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on the delisting reasons, financial impacts, transaction values, or other quantitative data are disclosed. Sector is not specified.

Strive, Inc.8-Kneutralmateriality 2/10

21-01-2026

Strive, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001140361-26-001875, Size: 317 KB), reporting under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No details on the specific other events or exhibits are provided in the filing summary. Sector is not specified.

Venture Global, Inc.8-Kneutralmateriality 2/10

21-01-2026

Venture Global, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0002007855-26-000004, Size: 191 KB) reporting under Item 7.01 Regulation FD Disclosure. No core event, transaction details, financial metrics, or quantitative data are explicitly stated in the filing summary. Sector is not specified.

Reliance Global Group, Inc.8-Kneutralmateriality 7/10

21-01-2026

Reliance Global Group, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001493152-26-003142, Size: 372 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing disclosing a material event. No details on the agreement, transaction specifics, or exhibits are provided in the summary.

NewtekOne, Inc.8-Kneutralmateriality 5/10

21-01-2026

NewtekOne, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001628280-26-002929, Size: 1 MB), reporting Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. No specific financial metrics, transaction values, or detailed results are disclosed in the provided filing summary. Sector not specified.

Artificial Intelligence Technology Solutions Inc.8-Kneutralmateriality 1/10

21-01-2026

Artificial Intelligence Technology Solutions Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001493152-26-002959, Size: 224 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. All quantitative metrics, named entities beyond the filer, and event specifics are NOT_DISCLOSED.

Xerox Holdings Corp8-Kneutralmateriality 2/10

21-01-2026

Xerox Holdings Corp filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017037, Size: 1 MB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific other events, financial statements, exhibits, transaction values, or strategic implications are disclosed in the provided filing summary. This is a multi-item voluntary or mandatory disclosure depending on the underlying event, with no core event described.

TE Connectivity plc8-Kneutralmateriality 5/10

21-01-2026

TE Connectivity plc filed a Form 8-K on January 21, 2026 (AccNo: 0001104659-26-005219, Size: 5 MB), reporting under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing disclosing financial results, with no specific revenue, earnings, transaction values, or other quantitative metrics provided in the summary. Sector is not specified.

Star Equity Holdings, Inc.8-Kneutralmateriality 3/10

21-01-2026

Star Equity Holdings, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001210708-26-000009), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item general filing from the US SEC with a file size of 5 MB. No core event details, transaction values, financial metrics, or other quantitative data are specified.

Dave Inc./DE8-Kneutralmateriality 5/10

21-01-2026

Dave Inc./DE filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-016910, Size: 246 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer position, appointment/resignation, reasons, or other quantitative data are provided in the filing summary. Sector is not specified.

Dime Community Bancshares, Inc. /NY/8-Kneutralmateriality 5/10

21-01-2026

Dime Community Bancshares, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0000846617-26-000004, Size: 1 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a financial results disclosure for a US community bank holding company. No specific financial metrics, transaction values, or other quantitative details are disclosed in the provided filing summary.

BankUnited, Inc.8-Kneutralmateriality 5/10

21-01-2026

BankUnited, Inc. filed an 8-K on January 21, 2026 (AccNo: 0001504008-26-000002, Size: 5 MB), reporting Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a financial results announcement from the US market. No specific financial metrics, transaction values, or other numerical data are disclosed in the provided filing summary.

TRAVELERS COMPANIES, INC.8-Kneutralmateriality 5/10

21-01-2026

Travelers Companies, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0000086312-26-000008, Size: 4 MB), reporting Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a multi-item filing for financial results with no specific revenue, earnings, or other metrics disclosed in the provided information. No transaction values, percentages, or other quantitative financial data are mentioned.

OLD NATIONAL BANCORP /IN/8-Kneutralmateriality 8/10

21-01-2026

Old National Bancorp /IN/ filed an 8-K on January 21, 2026 (AccNo: 0001628280-26-002789) disclosing Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a financial results announcement with no specific numerical data, transaction values, or detailed metrics provided in the filing summary. Sector not specified.

enGene Holdings Inc.8-Kneutralmateriality 4/10

21-01-2026

enGene Holdings Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017226, size 250 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on the content of the Regulation FD disclosure or attached exhibits are provided. Sector is not specified.

Venus Concept Inc.8-Kbearishmateriality 8/10

21-01-2026

Venus Concept Inc. filed an 8-K on 2026-01-21 (AccNo: 0001140361-26-001749, Size: 304 KB) reporting multiple items: Item 1.01 (Entry into a Material Definitive Agreement), Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no further details on the events, transactions, or financial impacts disclosed in the provided summary.

JOHNSON & JOHNSON8-Kneutralmateriality 7/10

21-01-2026

Johnson & Johnson filed an 8-K on January 21, 2026 (AccNo: 0000200406-26-000002, size 1 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This discloses financial results but no specific numerical financial metrics, transaction values, or detailed data are mentioned in the provided filing information. Sector is not specified.

Vroom, Inc.8-Kneutralmateriality 7/10

21-01-2026

Vroom, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017221, Size: 1 MB) disclosing entry into a Material Definitive Agreement under Item 1.01. Item 9.01 includes Financial Statements and Exhibits. No details on the agreement, transaction size, or financial impacts are provided.

Linkhome Holdings Inc.8-Kneutralmateriality 7/10

21-01-2026

Linkhome Holdings Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-005922, Size: 236 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No details on the specific agreement, disclosures, transaction value, or financial impacts are provided in the available information. Sector not specified.

COMMUNITY TRUST BANCORP INC /KY/8-Kneutralmateriality 0/10

21-01-2026

COMMUNITY TRUST BANCORP INC /KY/ filed an 8-K on January 21, 2026 (AccNo: 0000350852-26-000015), disclosing financial results under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing for financial results; no specific financial metrics, transaction details, or quantitative data are provided in the filing summary. Sector is not specified.

GE Vernova Inc.8-Kneutralmateriality 2/10

21-01-2026

GE Vernova Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001996810-26-000004, Size: 143 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). No specific details on the officer, position, reason for change, or compensatory arrangements are provided in the available summary. Sector is not specified.

Serve Robotics Inc. /DE/8-Kneutralmateriality 7/10

21-01-2026

Serve Robotics Inc. (/DE/) filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-005920, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing from the US SEC source. Sector not specified; no specific details on the agreement, disclosures, or exhibits provided.

Five9, Inc.8-Kneutralmateriality 3/10

21-01-2026

Five9, Inc. disclosed an officer change via Form 8-K filed on January 21, 2026 (AccNo: 0001288847-26-000006, Size: 9 MB). The filing references Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer, position, nature of change, reasons, or compensation are provided.

CION Investment Corp8-Kneutralmateriality 5/10

21-01-2026

CION Investment Corp filed a Form 8-K on January 21, 2026 (AccNo: 0001104659-26-005253, Size: 263 KB), reporting under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing disclosing financial results. No specific financial metrics, transaction values, or other numerical data are mentioned.

PLUMAS BANCORP8-Kneutralmateriality 5/10

21-01-2026

Plumas Bancorp filed a Form 8-K on January 21, 2026 (AccNo: 0001437749-26-001596, size 1 MB), reporting under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). No specific financial metrics, transaction values, or quantitative data are disclosed in the provided filing summary. Sector is not specified.

PLUMAS BANCORP8-Kneutralmateriality 3/10

21-01-2026

Plumas Bancorp filed an 8-K on January 21, 2026 (AccNo: 0001437749-26-001597, size 2 MB), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No specific details on the core event, financial metrics, or transaction values are disclosed in the provided filing summary. Sector is not specified.

Foxx Development Holdings Inc.8-Kneutralmateriality 3/10

21-01-2026

Foxx Development Holdings Inc. disclosed an officer change via SEC Form 8-K filed on January 21, 2026 (AccNo: 0001213900-26-005933, Size: 339 KB), under Item 5.02 covering departures or elections of directors/officers and compensatory arrangements, with Item 9.01 for financial statements and exhibits. No specific details on the affected officer, position, appointment/resignation, reasons, or quantitative data are provided. Sector is not specified.

Twin Vee PowerCats, Co.8-Kneutralmateriality 4/10

21-01-2026

Twin Vee PowerCats, Co. filed an 8-K on January 21, 2026 (AccNo: 0001731122-26-000096, Size: 18 MB) under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item general filing from the US SEC with sector not specified. No core event details, financial metrics, transaction values, or other specifics disclosed in the provided filing summary.

River Financial Corp8-K/Aneutralmateriality 3/10

21-01-2026

River Financial Corp filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017699), reporting Results of Operations and Financial Condition under Item 2.02, with Financial Statements and Exhibits under Item 9.01. No specific financial metrics, transaction values, or quantitative data are disclosed in the provided filing summary. Sector is not specified.

GREENE COUNTY BANCORP INC8-Kneutralmateriality 6/10

21-01-2026

GREENE COUNTY BANCORP INC filed a Form 8-K on January 21, 2026 (AccNo: 0001140361-26-001830, Size: 477 KB), reporting Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a financial results disclosure event. No specific financial metrics, transaction values, or quantitative data mentioned.

UNION BANKSHARES INC8-Kneutralmateriality 4/10

21-01-2026

UNION BANKSHARES INC filed an 8-K on January 21, 2026 (AccNo: 0000706863-26-000002, size: 169 KB), reporting Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific financial metrics, transaction details, or quantitative data are disclosed in the provided filing summary. Sector is not specified.

Global Asset Management Group, Inc.8-Kneutralmateriality 7/10

21-01-2026

Global Asset Management Group, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001477932-26-000300, Size: 227 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific details on the agreement, transaction, or financial impacts disclosed in the provided information. Sector not specified.

GREENE COUNTY BANCORP INC8-Kneutralmateriality 2/10

21-01-2026

GREENE COUNTY BANCORP INC filed a Form 8-K on January 21, 2026 (AccNo: 0001140361-26-001832, size: 648 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector is not specified.

SUBURBAN PROPANE PARTNERS LP8-Kneutralmateriality 3/10

21-01-2026

SUBURBAN PROPANE PARTNERS LP filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-018046), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on events, transactions, financial metrics, or exhibits provided in the summary. All quantitative data, core events, and impacts are NOT_DISCLOSED.

PUBLIC SERVICE ENTERPRISE GROUP INC8-Kneutralmateriality 2/10

21-01-2026

PUBLIC SERVICE ENTERPRISE GROUP INC filed an 8-K on January 21, 2026 (AccNo: 0001193125-26-018045), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, or any quantitative data are provided in the filing summary. Sector is not specified.

EQUITY BANCSHARES INC8-Kneutralmateriality 5/10

21-01-2026

Equity Bancshares Inc filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-018038, Size: 15 MB), reporting Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a financial results disclosure categorized as Event Type: Financial Results from us_sec source. No specific financial metrics, transaction values, revenue, earnings, or other quantitative data are mentioned.

BANC OF CALIFORNIA, INC.8-Kneutralmateriality 5/10

21-01-2026

Banc of California, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001628280-26-002899, Size: 9 MB), disclosing under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results. No specific financial metrics, transaction values, or quantitative data are mentioned in the provided filing summary.

MIAMI INTERNATIONAL HOLDINGS, INC.8-Kneutralmateriality 3/10

21-01-2026

Miami International Holdings, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001438472-26-000008, Size: 628 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector is not specified.

Knight-Swift Transportation Holdings Inc.8-Kneutralmateriality 6/10

21-01-2026

Knight-Swift Transportation Holdings Inc. filed an 8-K on January 21, 2026 (AccNo: 0001492691-26-000007, Size: 5 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a financial results disclosure from the US SEC with no specific revenue, earnings, or transaction details provided in the summary. Sector is not specified.

FIRST BANCORP /NC/8-Kneutralmateriality 5/10

21-01-2026

FIRST BANCORP /NC/ filed an 8-K on January 21, 2026 (AccNo: 0000811589-26-000023, Size: 4 MB), reporting Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a standard financial results disclosure with no specific revenue, earnings, transaction values, or other metrics provided in the summary. Sector is not specified.

EAGLE FINANCIAL SERVICES INC8-Kneutralmateriality 3/10

21-01-2026

EAGLE FINANCIAL SERVICES INC filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017913, Size: 156 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector not specified.

enGene Holdings Inc.8-Kneutralmateriality 7/10

21-01-2026

enGene Holdings Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017945, Size: 1 MB), reporting entry into a material definitive agreement (Item 1.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), and unregistered sales of equity securities (Item 3.02), with exhibits under Item 9.01. No transaction values, share counts, financial metrics, named counterparties, or other specifics are disclosed. Sector not specified.

HORIZON BANCORP INC /IN/8-Kneutralmateriality 5/10

21-01-2026

HORIZON BANCORP INC /IN/ filed an 8-K on January 21, 2026 (AccNo: 0000706129-26-000006, Size: 4 MB), reporting under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure) for financial results. Event type is Financial Results from US market, us_sec source. No specific financial metrics, transaction values, or quantitative data disclosed.

NVE CORP /NEW/8-Kneutralmateriality 5/10

21-01-2026

NVE CORP /NEW/ filed an 8-K on January 21, 2026 (AccNo: 0001376474-26-000058, Size: 261 KB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 8.01 Other Events. This is a financial results disclosure from the US market with sector not specified. No specific financial metrics, transaction values, or quantitative details are disclosed in the provided filing summary.

OLD SECOND BANCORP INC8-Kneutralmateriality 5/10

21-01-2026

OLD SECOND BANCORP INC filed an 8-K on January 21, 2026 (AccNo: 0000357173-26-000010, Size: 3 MB), reporting Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a financial results disclosure for a US banking company in an unspecified sector. No specific financial metrics, transaction values, or quantitative details are disclosed in the provided filing summary.

TRUSTCO BANK CORP N Y8-Kneutralmateriality 5/10

21-01-2026

TRUSTCO BANK CORP NY filed an 8-K on January 21, 2026 (AccNo: 0001140361-26-001838), reporting Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). This is a financial results disclosure for a US bank in the equity markets. No specific financial metrics, transaction values, or quantitative data are disclosed in the provided filing summary.

REPUBLIC BANCORP INC /KY/8-Kneutralmateriality 2/10

21-01-2026

Republic Bancorp Inc /KY/ filed an 8-K on January 21, 2026 (AccNo: 0001104659-26-005362), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no core event, transaction details, or financial metrics specified in the provided information. Disclosure appears voluntary under Regulation FD.

Live Oak Bancshares, Inc.8-Kneutralmateriality 5/10

21-01-2026

Live Oak Bancshares, Inc. filed an 8-K on January 21, 2026 (AccNo: 0001462120-26-000004, size 2 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This discloses financial results, but no specific revenue, earnings, transaction values, or other metrics are mentioned in the provided filing summary. Sector is NOT_DISCLOSED.

Everus Construction Group, Inc.8-Kneutralmateriality 6/10

21-01-2026

Everus Construction Group, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0002015845-26-000003, Size: 178 KB), reporting changes in its certifying accountant under Item 4.01 and financial statements and exhibits under Item 9.01. No details on the reasons for the accountant change, financial impacts, or quantitative metrics are disclosed in the provided filing summary. This is a multi-item mandatory disclosure with no transaction values or other numerical data available.

First Bancorp, Inc /ME/8-Kneutralmateriality 5/10

21-01-2026

First Bancorp, Inc /ME/ filed a Form 8-K on January 21, 2026 (AccNo: 0000765207-26-000005, size: 731 KB), reporting under Item 2.02 Results of Operations and Financial Condition. No specific financial metrics, transaction details, or quantitative results are disclosed in the provided filing summary. Sector is not specified.

Karman Holdings Inc.8-Kneutralmateriality 3/10

21-01-2026

Karman Holdings Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017985, Size: 8 MB) under Item 2.02 reporting Results of Operations and Financial Condition. Sector is not specified. No specific financial metrics, transaction details, or quantitative data are disclosed in the provided filing excerpt.

INSPIRE VETERINARY PARTNERS, INC.8-Kbearishmateriality 10/10

21-01-2026

INSPIRE VETERINARY PARTNERS, INC. filed an 8-K on 2026-01-21 (AccNo: 0001213900-26-006203, Size: 217 KB) disclosing a delisting event under Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). Sector not specified. No specific details, transaction values, financial metrics, or quantitative data provided in the filing summary.

AmBase Corp8-Kneutralmateriality 3/10

21-01-2026

AmBase Corp filed a Form 8-K on January 21, 2026 (AccNo: 0001140361-26-001845, Size: 135 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 includes financial statements and exhibits. No specific names, positions, reasons, or quantitative details provided in the filing summary.

MID PENN BANCORP INC8-Kneutralmateriality 5/10

21-01-2026

MID PENN BANCORP INC filed a Form 8-K on January 21, 2026 (AccNo: 0000879635-26-000011, Size: 960 KB), reporting Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results. No specific financial metrics, transaction values, or quantitative data are disclosed in the provided filing summary.

Third Coast Bancshares, Inc.8-Kneutralmateriality 4/10

21-01-2026

Third Coast Bancshares, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017998), disclosing financial results under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item voluntary filing typical for quarterly earnings releases. No specific financial metrics, transaction values, or quantitative data are provided in the filing summary.

GOLDMAN SACHS GROUP INC8-Kneutralmateriality 2/10

21-01-2026

Goldman Sachs Group Inc filed a Form 8-K on January 21, 2026, specifically under Item 9.01 Financial Statements and Exhibits. The filing has Accession Number 0001193125-26-018009 and a size of 250 KB. No details on specific financial statements, exhibits, transactions, or other events are disclosed in the provided filing information.

EAGLE BANCORP INC8-Kneutralmateriality 5/10

21-01-2026

Eagle Bancorp Inc filed an 8-K on January 21, 2026 (AccNo: 0001050441-26-000006, size 11 MB), disclosing Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results. No specific financial metrics, transaction values, or quantitative data are provided in the filing summary.

BANNER CORP8-Kneutralmateriality 3/10

21-01-2026

Banner Corp filed a Form 8-K on January 21, 2026 (AccNo: 0000946673-26-000003, Size: 6 MB), reporting Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results, but no specific financial metrics, transaction values, or other quantitative details are disclosed in the provided information. Sector is not specified.

Home Federal Bancorp, Inc. of Louisiana8-Kneutralmateriality 1/10

21-01-2026

Home Federal Bancorp, Inc. of Louisiana filed a Form 8-K on January 21, 2026 (AccNo: 0000927089-26-000009, Size: 210 KB), reporting Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no core event, transaction details, financial metrics, or quantitative data disclosed in the provided summary. All specific numbers, dollar values, and impacts are NOT_DISCLOSED.

Lake Shore Bancorp, Inc. /MD/8-Kneutralmateriality 3/10

21-01-2026

Lake Shore Bancorp, Inc. (/MD/) filed an 8-K on January 21, 2026 (AccNo: 0001193125-26-018018), reporting results of operations and financial condition under Item 2.02, with financial statements and exhibits attached under Item 9.01. This is a financial results disclosure from the US market, sector not specified. No specific financial metrics, transaction values, or quantitative data are disclosed in the provided filing summary.

UNIVERSAL CORP /VA/8-Kneutralmateriality 4/10

21-01-2026

Universal Corp /VA/ filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-018019, size 185 KB), reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer's position, appointment/resignation status, reason, or any quantitative data such as transaction values, share counts, or financial metrics are disclosed in the provided summary. Sector is not specified.

ALX ONCOLOGY HOLDINGS INC8-Kneutralmateriality 2/10

21-01-2026

ALX Oncology Holdings Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-018094, Size: 705 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and exhibits under Item 9.01. No specific details on the affected officer, position, appointment/resignation status, reasons, or compensation are provided in the filing summary. Sector is not specified.

FS Bancorp, Inc.8-Kneutralmateriality 5/10

21-01-2026

FS Bancorp, Inc. filed an 8-K on January 21, 2026 (AccNo: 0001437749-26-001639, Size: 1 MB), reporting under Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a financial results announcement from the US market, sector not specified. No specific financial metrics, transaction values, or quantitative details are disclosed in the provided filing summary.

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Dow Jones 30 Stocks SEC Filings β€” January 20, 2026 | Gunpowder Blog