Dow Jones 30 Stocks SEC Filings — March 04, 2026

04-03-2026

04-03-2026

Republic Airways Holdings Inc. reported Q4 2025 revenues of $464.1M, up 20.6% YoY from $384.8M, with net income of $5.0M ($0.12/share) and full-year revenues of $1.68B, up 13.7% YoY from $1.47B, achieving net income of $76.2M ($1.87/share). The company completed a debt-free merger with Mesa Air Group on November 25, 2025, adding 60 E175 aircraft and growing the fleet to 311 aircraft, while generating $322.0M in operating cash flow and holding $296.5M in cash despite total debt and lease liabilities of $1.2B. However, results were impacted by $26.3M in merger-related costs, $15.3M Q4 executive separation expenses, and $8.1M additional tax expense from non-deductible items, though adjusted metrics showed stronger performance with FY adjusted net income of $114.0M.

• ·29 additional E175 aircraft on order with deliveries through 2029.
• ·Secured $299.4M financing and made $231.6M debt repayments in FY 2025.
• ·2026 guidance: at least 865,000 block hours, capex ~$90M, debt extinguishment ~$165M.
• ·Q4 aircraft rent expense down to $0.7M from $0.9M YoY.

04-03-2026

Orion Group Holdings reported full-year 2025 revenue of $852.3 million, up 7% YoY from $796.4 million, with Adjusted EBITDA rising 8% to $45.2 million and GAAP net income of $2.5 million versus a prior-year loss; gross profit increased 16% to $105.6 million driven by strong execution. However, total backlog declined 12% to $640 million from $729 million, with Marine backlog dropping 18% to $480 million despite Concrete backlog growth of 10% to $160 million, amid delayed customer decisions. The company completed a $60 million acquisition of J.E. McAmis, refinanced with a $120 million credit facility, and initiated 2026 guidance for revenue of $900-950 million (9% growth at midpoint) and Adjusted EBITDA of $54-58 million.

• ·Completed $120M UMB Credit Facility on Dec 23, 2025, with $60M revolver, $20M equipment term, $40M acquisition term, plus $25M accordion; interest SOFR +2.5-3.0%.
• ·As of Dec 31, 2025: unrestricted cash $1.6M, total debt $8M; borrowed $47M under new facility for J.E. McAmis acquisition.
• ·2026 guidance: Capex $25-35M; Adjusted EPS $0.36-0.42.
• ·J.E. McAmis has $1.4B pipeline and $34M in marine/real estate assets.
• ·Recent awards: $86M USACE shoreline project.

04-03-2026

Select Medical Holdings Corporation's DEF 14A proxy statement details the 2026 Annual Meeting procedures, with stockholders of record as of February 27, 2026 entitled to vote on 124,018,300 outstanding shares held by 134 registered holders. The Board of 10 directors (8 independent) recommends voting FOR director nominees, executive compensation approval, auditor ratification (PricewaterhouseCoopers LLP), board declassification amendment, and a 25% ownership threshold for special meetings, but AGAINST a stockholder proposal for a 10% threshold. The virtual meeting will be held at 11:00 a.m. EDT, accessible via https://meetnow.global/MKMHXJW.

• ·Board held 8 meetings in fiscal year 2025; each director attended at least 75% of Board and committee meetings.
• ·Annual Meeting stockholder list available for examination starting April 10, 2026 at company offices in Mechanicsburg, Pennsylvania.
• ·Proposal 4 (board declassification) requires majority of outstanding shares; abstentions and broker non-votes count as negative votes.
• ·Proposals 2, 3, 5, 6 require majority of shares present or by proxy; broker non-votes and abstentions have negative effect except for Proposal 1 (director elections by majority of votes cast).

04-03-2026

Bunker Hill Mining Corp. filed an 8-K on March 4, 2026, announcing via press release (Exhibit 99.1) an update to its previously announced LIFE offering of C$30 million units on a best efforts basis and a reverse stock split. No specific outcomes, proceeds, or ratios for the offering or split were detailed in the filing.

04-03-2026

Aquestive Therapeutics reported Q4 2025 total revenues of $13.0M, up 10% YoY from $11.9M, driven by manufacture and supply revenue growth to $12.0M, while FY 2025 revenues declined 3% to $44.5M excluding prior-year deferred revenue recognition, with manufacture and supply revenue flat at $40.2M. Net losses widened significantly to $31.9M in Q4 (incl. $13.6M one-time legal) and $83.8M for FY 2025 (incl. $14.3M one-time legal), versus $17.1M and $44.1M prior year, due to higher SG&A and commercial spending for Anaphylm launch prep; however, the company met 2025 guidance excluding one-time items and guides to $70M cash at end-FY2026. Pipeline updates include Anaphylm NDA resubmission targeted for Q3 2026 post-CRL, with RTW revenue sharing extended to June 30, 2027, a $5M share purchase commitment, and warrant for 375,000 shares.

• ·CRL received Jan 30, 2026 for Anaphylm NDA (human factors/PK issues, no CMC/clinical concerns)
• ·RTW agreements dated March 3, 2026: revenue sharing extension to June 30, 2027; warrant exercise price $4.00 expiring March 3, 2029; $5M share purchase in 90 days
• ·Libervant tentatively approved until Jan 2027 (orphan exclusivity expiration)
• ·AQST-108 IND opened Dec 2025; Phase 1 dosing complete Q1 2026
• ·Confidential settlement with Neurelis Dec 2025; 2026 cash impact same/lower than prior forecast
• ·Conference call March 5, 2026

04-03-2026

National Vision Holdings, Inc. reported FY2025 total net revenue of $1.99B, up 9.0% YoY from $1.82B, with comparable store sales growth accelerating to 5.9% from 1.9% driven by America's Best (+6.3%) and other owned segments. The company achieved net income from continuing operations of $29.6M, reversing a $27.2M loss, alongside Adjusted Operating Income of $102.5M (up 56% YoY) and Adjusted EBITDA of $193.0M (up 24%). However, new store openings slowed to 33 from 69, services and plans revenue grew slower at 6.3% versus 9.7% for products, and SG&A expenses rose 8.3% to $1.02B.

• ·Asset impairment declined to $2.0M from $39.9M YoY.
• ·Corporate and other revenue fell to $21.0M (1.0% of total) from $27.6M (1.5%).
• ·Adjusted Diluted EPS from continuing operations rose to $0.80 from $0.52.
• ·Stores in Fred Meyer segment reduced from 29 to 18.

04-03-2026

Dakota Gold Corp. announced that its publicly traded warrants (DC.WS), each exercisable for one share of common stock at $2.08, will expire on March 15, 2026, with trading ceasing on or about March 13, 2026, ahead of NYSE American filing a Form 25 for delisting. The company's common stock (DC) will continue trading on NYSE American. This is a routine expiration event with no reported financial impact.

• ·Warrants terms referenced from Form of Common Stock Purchase Warrant in S-1/A filed May 6, 2022
• ·Company is an emerging growth company
• ·Principal executive offices: 106 Glendale Drive, Suite A, Lead, South Dakota 57754

04-03-2026

Kontoor Brands reported FY2025 net revenues of $3.15B, up 21% YoY from $2.61B, driven by the Helly Hansen acquisition ($476M), organic growth ($61M), and favorable FX ($8M); gross margin improved to 45.2% from 44.5%. However, operating income declined to $337M (10.7% margin) from $342M (13.1% margin) due to higher SG&A at 34.5% of revenues (vs 31.4%), with Wrangler up 6% in revenue but Lee down 5.1% with profit -23.1%. Helly Hansen contributed $460M revenue with 6.9% margin in its first year.

• ·Repurchased 369,955 shares under public program at weighted avg $67.58/share, $190M remaining authorization.
• ·SG&A expenses rose to 34.5% of revenues from 31.4%.
• ·Wrangler operating margin expanded to 23.0% from 20.3%.
• ·Other revenues surged 153% to $27.8M with margin turning positive at 13.7%.

04-03-2026

Black Rock Coffee Bar, Inc. (BRCB) grew total stores to 181 from 149 with 32 net new openings, boosting total revenue 24.5% YoY to $200.3M and same-store sales growth to 10.1% from 6.3%, while average unit volume rose to $1.286M from $1.186M. However, income from operations plummeted 85.1% to $0.9M from $6.0M, and net loss widened 130.1% to $16.5M from $7.2M, driven by SG&A expenses surging 63.6% to $41.3M amid rising store operating costs.

• ·Store operating costs and expenses rose 22.2% YoY to $141.6M, with other store operating expenses up 28.4%.
• ·Pre-opening costs increased 28.2% to $4.3M.
• ·Interest expense, net improved 15.9% to $9.4M due to lower expense.
• ·Filing date: March 04, 2026 for year ended December 31, 2025.

04-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 4, 2026, announcing the issuance of a press release titled 'AITX's RAD Channel Partner Expands Detection to Guard Response Ecosystem,' attached as Exhibit 99.1. The filing discloses a positive development in channel partner expansion integrating detection capabilities into the Guard Response Ecosystem. No financial impacts or quantitative metrics were reported.

04-03-2026

CDT Environmental Technology Investment Holdings Ltd (CDTG) filed an F-1 registration statement on March 04, 2026, for a proposed IPO of Class A common stock. The filing includes financial statements for the six months ended June 30, 2025 (H1 FY2025) compared to H1 FY2024, and full-year FY2024 vs FY2023, focusing on sewage treatment systems and services through multiple Chinese subsidiaries. No specific financial metrics such as revenue or net income are detailed in the provided excerpt.

• ·Subsidiaries operate primarily in China across locations including Shenzhen, Beijing, Fujian, Tianjin, Chongqing, and others.
• ·Currencies referenced: CNY (Chinese Yuan), HKD (Hong Kong Dollar).
• ·Prior IPO activity noted around April 21-22, 2024.
• ·Balance sheet components include Common Stock, Additional Paid-in Capital, Retained Earnings (Statutory Reserves and Unrestricted), Accumulated Other Comprehensive Income, Noncontrolling Interest.
• ·Property categories: Buildings, Equipment (min/max depreciation), Furniture and Fixtures (min/max), Automobiles (min/max).

04-03-2026

On February 19, 2026, the disinterested members of the Board of Directors of Charles & Colvard, Ltd. approved reimbursement of $406,188.72 in expenses, including legal fees and solicitation costs, to Riverstyx Fund, LP—a shareholder affiliated with Board members Benjamin Franklin IV and Duc Pham—for its proxy solicitation related to the 2025 Annual Meeting of Shareholders. Interested Board members recused themselves from the decision. The reimbursement is deferred until the Company achieves a stronger financial position, reflecting considerations of governance improvements and majority shareholder support for the nominees.

• ·Approval contingent on conserving Company's cash position and deferred until stronger financial position.
• ·Board considered factors including shared benefits to Company and shareholders from Board reconstitution, majority shareholder vote for nominees, and common practice in proxy contest settlements.

04-03-2026

Ziff Davis, Inc. and its subsidiary Ziff Davis, LLC entered into a Securities Purchase Agreement dated March 2, 2026, to sell all outstanding equity interests in specified Transferred Entities (listed on Schedule I) and related Irish assets to Accenture Inc., subject to customary closing conditions and adjustments outlined in Section 2.2. The agreement includes ancillary documents such as an Irish Asset Purchase Agreement, Transition Services Agreement, Escrow Agreement, and employment agreements for Key Employees effective upon closing. No financial performance metrics or period-over-period comparisons are provided in the filing.

• ·Agreement executed on March 2, 2026; SEC 8-K filed March 4, 2026.
• ·Involves Irish Seller and Specified Irish Assets via separate Irish Asset Purchase Agreement (Exhibit A).
• ·Key Employees (listed in Purchaser Disclosure Schedule Section 1.1(a)) have executed employment agreements conditioned on closing.
• ·Closing subject to conditions in Article IX, including regulatory approvals and no material adverse changes.

04-03-2026

PetVivo Holdings, Inc. filed a Form 8-K on March 4, 2026, reporting an event dated March 3, 2026, to disclose an Investor Presentation (Exhibit 99.1) dated March 2026 under Item 7.01 Regulation FD for use in investor conferences and other forums. The presentation is furnished pursuant to Regulation FD and not deemed filed with the SEC. The filing was signed by CEO John Lai; no specific financial metrics or performance data are detailed in the filing itself.

• ·Registrant is an emerging growth company.
• ·Securities: Common Stock (PETV) on OTCQX; Warrants (PETVW) on OTCID.
• ·Principal executive offices: 5151 Edina Industrial Blvd. Suite 575, Edina, Minnesota 55439.

04-03-2026

General Fusion's Chief Strategy Officer Megan Wilson highlighted the company's focus on practical fusion power and the January 21, 2026 Business Combination Agreement with Spring Valley Acquisition Corp. III (SVAC) during a fireside chat at the FusionX:Global Summit on March 3, 2026, noting that the deal provides capital for LM26 milestones. The transaction involves SVAC's continuation to British Columbia, amalgamation with General Fusion via NewCo, and renaming to General Fusion Group Ltd. However, the filing emphasizes significant risks including potential failure to complete the deal, regulatory hurdles, employee retention issues, and commercialization challenges for magnetized target fusion.

• ·Business Combination Agreement dated January 21, 2026
• ·Joint Registration Statement on Form F-4 filed with SEC, including preliminary proxy statement/prospectus
• ·SVAC Final Prospectus dated September 3, 2025, filed September 4, 2025
• ·Filing Date: March 04, 2026; Communication Date: March 3, 2026

04-03-2026

On March 3, 2026, the Board of Directors of Innovative Industrial Properties, Inc. approved a new share repurchase program authorizing the repurchase of up to $100 million of the Company's common stock, replacing the existing program scheduled to expire on March 17, 2026. Repurchases may occur through open market purchases, block trades, privately negotiated transactions, or via a Rule 10b5-1 plan, in compliance with Rule 10b-18 and subject to market conditions and management discretion. The program expires on March 4, 2027, and may be suspended, modified, or discontinued at any time.

• ·Securities registered: Common Stock (IIPR) and Series A Preferred Stock (IIPR-PA) on New York Stock Exchange
• ·Repurchases subject to Rule 10b-18 compliance and potential Rule 10b5-1 plan adoption

04-03-2026

MOVING iMAGE TECHNOLOGIES INC. (MITQ) issued a DEFA14A proxy statement for its Annual Meeting of Stockholders scheduled for March 12, 2024, at 10:00 a.m. local time at its offices in Fountain Valley, CA. The meeting includes proposals to elect five directors for a one-year term until the 2025 annual meeting and to ratify Haskell & White LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2024. The Board of Directors recommends a vote 'FOR' both proposals.

• ·Meeting location: 17760 Newhope Street, Suite B, Fountain Valley, CA 92708
• ·Voting note: Cannot vote by returning this notice; follow provided instructions
• ·Fiscal year reference: Ended June 30, 2023 (prior filings linked)

04-03-2026

Corvex, Inc. announced on March 3, 2026, the verified production deployment of confidential computing for AI on NVIDIA HGX B200 systems, featuring encrypted GPU-to-GPU communication and remote attestation for secure AI workloads with near-native performance. This achievement supports secure multi-tenant AI environments and is highlighted in the context of Corvex's definitive all-stock merger agreement with Movano Inc. (Nasdaq: MOVE), announced on November 10, 2025. No financial metrics or performance comparisons were disclosed.

• ·Definitive merger agreement (Merger Agreement) announced November 10, 2025
• ·Form S-4 registration statement File No. 333-292321 contains proxy statement/prospectus
• ·Merger is an all-stock transaction
• ·Movano Commission File No.: 001-40254
• ·Movano Annual Report on Form 10-K for year ended December 31, 2024

04-03-2026

This DEF 14A filing is a joint proxy statement for the annual shareholder meetings of multiple Nuveen closed-end funds, including Nuveen Real Asset Income & Growth Fund (JRI), scheduled virtually on April 16, 2026, at 2:00 p.m. Central time. Shareholders of record as of February 9, 2026, will vote to elect board members, with JRI seeking election of four Class II Board Members by common shareholders. No financial performance data or period comparisons are provided; the filing outlines voting procedures, quorum requirements, and virtual attendance details.

• ·Record date: February 9, 2026
• ·Proxy materials mailed on or about March 6, 2026
• ·Virtual meeting access: meetnow.global/M6VY4FD
• ·Registration for intermediary-held shares required 3 business days prior, by 5:00 p.m. ET
• ·Quorum: majority of shares entitled to vote; 33 1/3% for Preferred Shares elections in select funds

04-03-2026

This DEF 14A proxy statement for Nuveen Real Estate Income Fund (JRS) and 15 other Nuveen funds solicits shareholder votes for the virtual annual meeting on April 16, 2026, at 2:00 p.m. Central time to elect board members, including four Class II Board Members for JRS voted by common shareholders. No financial performance data or other metrics are disclosed; the filing is purely procedural for governance.

• ·Record date: February 9, 2026
• ·Proxy materials mailed on or about March 6, 2026
• ·Virtual meeting via meetnow.global/M6VY4FD; intermediaries must register 3 business days prior with legal proxy by 5:00 p.m. ET
• ·Quorum: majority of shares for most votes; 33 1/3% of Preferred Shares for certain elections
• ·SEC File Number: 811-10491; CIK: 0001158289

04-03-2026

Nuveen Variable Rate Preferred & Income Fund (NPFD), along with multiple other Nuveen funds, has issued a joint proxy statement for its virtual Annual Meeting of Shareholders on April 16, 2026, primarily to elect Board Members. For NPFD, this includes electing four Class II Board Members by holders of Common and Preferred Shares voting together as a single class, and two Board Members by Preferred Shares holders voting separately. The record date for shareholders entitled to vote is February 9, 2026, with no financial performance data or changes reported.

• ·Annual Meeting held virtually via live webcast at meetnow.global/M6VY4FD, 2:00 p.m. Central Time on April 16, 2026; no physical location.
• ·Quorum requires majority of shares entitled to vote, or 33 1/3% for Preferred Shares election of two Board Members.
• ·Proxy mailed on or about March 6, 2026; registration for intermediary-held shares required 3 business days prior.
• ·Shares located at 333 W. Wacker Drive, Chicago, IL 60606.

04-03-2026

This DEF 14A proxy statement solicits shareholder votes for the election of board members at the virtual annual meeting on April 16, 2026, for Nuveen Virginia Quality Municipal Income Fund (NPV) and 15 other Nuveen funds. For NPV, holders of Common and Preferred Shares vote together to elect four Class II Board Members, while Preferred Share holders vote separately to elect two Board Members. The record date is February 9, 2026, with no financial performance metrics disclosed.

• ·Annual Meeting: April 16, 2026, at 2:00 p.m. Central Time, virtual only via meetnow.global/M6VY4FD
• ·Record date: February 9, 2026
• ·Proxy materials mailed on or about March 6, 2026
• ·Quorum: Majority of shares for most votes; 33 1/3% of Preferred Shares for their separate election
• ·Registration for virtual attendance required 3 business days prior if held by intermediary

04-03-2026

Babcock & Wilcox reported Q4 2025 revenue of $161.0 million, essentially flat YoY compared to $161.8 million, but delivered strong profitability with operating income of $12.2 million (up from $2.6 million) and Adjusted EBITDA of $16.4 million (53% increase from $10.7 million). Full year 2025 revenue increased slightly by 1.2% to $587.7 million alongside a 107% surge in Adjusted EBITDA to $43.7 million, though the company still recorded a $32.8 million loss from continuing operations (improved from $104.3 million prior year). Key highlights include signing full notice to proceed on a $2.4 billion AI data center project with Base Electron, boosting continuing operations backlog to $2.8 billion (470% YoY increase) and reducing net debt to $119.7 million.

• ·Paid off outstanding bonds due February 2026 in December 2025; plans to pay off December 2026 bonds in 2026.
• ·Earnings conference call scheduled for March 16, 2026 at 5 p.m. ET.
• ·Extended maturity date of Axos facility.

04-03-2026

Nuveen Quality Municipal Income Fund extended the final mandatory redemption date for its Series 1 Variable Rate Demand Preferred Shares ($236.8M aggregate liquidation preference) and Series 2 Variable Rate Demand Preferred Shares ($267.5M aggregate liquidation preference) from September 11, 2026, to September 11, 2056, effective March 3, 2026. This extension applies to these senior securities, which rank ahead of common shares (NAD) in liquidation and dividends, with weekly dividend rates set by a remarketing agent and liquidity support from a provider. No performance declines or flat metrics were reported in this disclosure.

• ·Dividends on VRDPs set weekly by remarketing agent, subject to maximum rate that increases during extended unsuccessful remarketing.
• ·Liquidity feature allows holders to sell to liquidity provider if remarketing fails.
• ·VRDPs not registered under Securities Act of 1933; disclosure not an offer to sell.

04-03-2026

Bath & Body Works reported Q4 2025 net sales of $2.7B, down 2% YoY from $2.8B, with adjusted EPS of $2.05 slightly below prior year's $2.09, though results exceeded guidance; FY 2025 net sales were $7.3B, down 0.2% YoY, with adjusted EPS of $3.21 versus $3.29 last year and operating income declining to $1.1B from $1.3B. The company repurchased $400M in shares and ended with $953M in cash, up from $674M, but FY 2026 guidance projects net sales down 2.5-4.5% and adjusted EPS of $2.40-$2.65.

• ·U.S./Canada stores sales down 2.6% in Q4 but up 0.9% FY; Direct channel down 5.4% FY; International up 8.6% Q4 and 4.9% FY.
• ·Net cash from operating activities $1.1B in FY2025, up from $886M.
• ·Long-term debt reduced to $3.6B from $3.9B.
• ·Q1 2026 adjusted EPS guidance $0.24-$0.30 vs. $0.49 reported in Q1 2025.

04-03-2026

On March 3, 2026, the NYSE suspended trading in Vicarious Surgical Inc.'s Class A common stock (RBOT) after determining the company's average global market capitalization fell below the $15M threshold over a consecutive 30 trading day period under Section 802.01B, and commenced delisting proceedings via Form 25 following any appeal. The company is evaluating an appeal within 10 business days and has approval to quote on the OTCID market tier starting March 4, 2026, but this shift to a less liquid OTC market is expected to depress the stock price, reduce liquidity, limit equity financing access, and impair employee equity incentives. No positive financial metrics or performance improvements were reported.

• ·Appeal of delisting determination must be filed within 10 business days of March 3, 2026 notification.
• ·Company headquartered at 78 Fourth Avenue, Waltham, MA 02451.

04-03-2026

Post Holdings, Inc. announced on March 4, 2026, its intention to commence a private offering of $500M aggregate principal amount of 6.250% senior notes due 2034 to eligible purchasers, subject to market conditions. The net proceeds will repay the outstanding balance of its revolving credit facility as of December 31, 2025, with any remainder for general corporate purposes such as debt repayment, share repurchases, acquisitions, capital expenditures, or working capital. No financial performance metrics or period comparisons were disclosed.

• ·Offering subject to market and other conditions
• ·Press release attached as Exhibit 99.1

04-03-2026

Advanced Flower Capital Inc. (AFCG) reported Q4 2025 GAAP net income of $0.9 million ($0.04 per share) and full-year 2025 GAAP net loss of $20.7 million ($0.95 per share loss), while Distributable Earnings were negative at $(2.8) million ($(0.12) per share) for Q4 but positive at $8.7 million ($0.39 per share) for the full year. Net interest income reached $5.2 million in Q4 and $24.6 million for the year, supported by $6.6 million and $31.3 million in interest income, respectively, though high expenses of $7.8 million in Q4 and a $22.6 million provision for credit losses annually contributed to the GAAP loss. The board declared a $0.05 per share dividend for Q1 2026, payable April 15, 2026.

• ·Q4 2025 unrealized gains on loans at fair value: $3.5M
• ·FY 2025 unrealized losses on loans at fair value: $7.9M
• ·Q4 2025 management and incentive fees, net: $0.7M (after $0.2M rebate)
• ·FY 2025 stock-based compensation: $6.8M
• ·FY 2025 BDC conversion expenses: $1.2M
• ·Basic weighted average shares Q4 2025: 22.7M; FY 2025: 22.2M

04-03-2026

On March 4, 2026, SharonAI Holdings Inc. (SHAZ) issued a press release announcing a strategic relationship with World Wide Technology for the deployment of large-scale high-performance compute infrastructure in Australia and Asia-Pacific. This partnership is intended to support the company's expansion in the region. No financial terms or quantitative details were disclosed in the filing.

• ·Company address: 745 Fifth Avenue, Suite 500, New York, NY 10151
• ·Securities: Class A Ordinary Common Stock, $0.0001 par value, trading as SHAZ on Nasdaq Stock Market LLC
• ·Emerging growth company status: Yes

04-03-2026

Innventure, Inc. filed an 8-K on March 4, 2026, under Item 7.01 to disclose a press release announcing operating and financial milestones that demonstrate accelerating momentum across its operating companies and an improved capital outlook. The company, an emerging growth company listed on Nasdaq (INV), provided no specific quantitative details in the filing. No declines or flat performance were mentioned.

• ·Registrant is an emerging growth company.
• ·Common Stock (par value $0.0001) trades as INV on Nasdaq Stock Market, LLC.
• ·Principal executive offices: 6900 Tavistock Lakes Blvd, Suite 400, Orlando, Florida 32827.

04-03-2026

Tivic Health Systems, Inc. (Nasdaq: TIVC) appointed Michael K. Handley as CEO effective March 4, 2026, succeeding Jennifer Ernst, who has led since the company's founding in 2016 and will continue supporting the transition. The leadership change supports a strategic pivot to late-stage immunotherapies and biopharma expansion via the Velocity Bioworks CDMO subsidiary. Handley brings over two decades of experience, including US approvals and commercialization of 17 products generating billions in revenue at Amgen and Genentech.

• ·Tivic founded in 2016; Annual Report on Form 10-K for year ended December 31, 2024, filed March 21, 2025.
• ·Velocity Bioworks is a wholly owned full-service CDMO subsidiary based in San Antonio, Texas.
• ·Entolimod™ is a TLR5 agonist in late-stage development for Acute Radiation Syndrome (ARS) under FDA’s Animal Rule.

04-03-2026

Tevogen Bio Holdings Inc. adopted a Certificate of Amendment to its Certificate of Incorporation, authorizing a 1-for-50 reverse stock split of its common stock, effective March 6, 2026, at 12:01 a.m. ET, with no fractional shares issued and cash payments in lieu thereof. Authorized capital stock remains 820M total shares, comprising 800M common shares and 20M preferred shares, each with $0.0001 par value. The amendment was approved by the Board and stockholders without changes to other sections.

• ·Reverse split applies automatically without further action by holders.
• ·Filed with Delaware Secretary of State; executed March 3, 2026.

04-03-2026

Aptiv PLC announced on March 4, 2026, the commencement of a $1.5 billion private offering of senior notes due 2031 and senior notes due 2034 by its subsidiaries Cyprium Corporation and Cyprium Holdings Luxembourg S.à r.l. These notes are offered by subsidiaries of Versigent Limited, the holding company for Aptiv's Electrical Distribution Systems segment, ahead of a planned spin-off to shareholders. The offering targets qualified institutional buyers under Rule 144A and offshore investors under Regulation S.

• ·Offering exempt from registration pursuant to Rule 144A and Regulation S under the Securities Act
• ·Press release issued pursuant to Rule 135c

04-03-2026

Ventyx Biosciences, Inc. (VTYX) filed an 8-K on March 04, 2026, including its Fourth Amended and Restated Certificate of Incorporation (Exhibit 3.1), coinciding with Items 2.01 (acquisition completion), 3.01, 3.03, 5.01 (change in control), 5.02 (director departures), 5.03 (new directors), and 9.01. The certificate updates the business address to Eli Lilly and Company Global Headquarters in Indianapolis, Indiana, and reduces authorized common stock to 100 shares at $0.0001 par value per share. No financial metrics or performance data are provided in the exhibit.

• ·Registered office: 1209 Orange Street, Wilmington, New Castle County, Delaware 19801.
• ·Directors may be removed with or without cause by majority vote of common stockholders.
• ·Standard indemnification and liability protections for directors and officers affirmed.

04-03-2026

Invech Holdings, Inc. (IVHI) entered into an Asset Purchase Agreement and completed the acquisition of the domain www.paragonrentals.ai, along with logo, code base, front end, backend, and admin panel, from Andrew Chase Cochran for a total purchase price of $450,000, financed via a Convertible Promissory Note. The note carries no interest, is payable in full by March 3, 2027, or automatically convertible into 10,000,000 shares of IVHI common stock at $0.045 per share, with conversion mechanics limiting the holder to no more than 9.9% ownership. The transaction closed on March 3, 2026, with assets sold 'as is' and no warranties beyond those stated.

• ·Convertible Promissory Note payment due date: March 3, 2027 (or earlier prepayment or automatic conversion)
• ·Note is non-interest bearing and sold 'as is' with no express or implied warranties except as stated
• ·Governing law: Alabama
• ·Holder ownership cap upon conversion: 9.9% of common stock
• ·Company address: 1603 Capitol Ave Suite 413 PMB 1777, Cheyenne, WY 82001

04-03-2026

Crown Holdings, Inc. (NYSE: CCK) elected packaging industry executive Michael P. Doss to its Board of Directors, effective March 3, 2026, expanding the board to ten members. Doss, former President, CEO, and Director of Graphic Packaging Corporation (2016-2025), also serves as a director at Regal Rexnord Corporation since 2023. Chairman and CEO Timothy J. Donahue praised Doss's expertise in packaging, manufacturing, and governance.

• ·Announcement dated February 26, 2026.
• ·SEC 8-K filing date: March 04, 2026.
• ·Doss's prior roles at Graphic Packaging span 25+ years.

04-03-2026

Coca-Cola Europacific Partners plc (CCEP) announced that Independent Non-executive Director Guillaume Bacuvier will retire from the Board at the conclusion of the Annual General Meeting (AGM) on 28 May 2026, after serving since January 2024. Uvashni Raman, current CFO of Booking.com, has been appointed as a new Independent Non-executive Director effective the same date, bringing extensive financial and operational experience from roles at Adevinta, Naspers, South 32, and BHP. The changes are part of the Board's succession planning.

• ·Guillaume Bacuvier served on the Remuneration Committee.
• ·Uvashni Raman's prior roles: Group CFO of Adevinta (2019-2023), CFO for Naspers Video Entertainment Division (2016-2019), South 32 Australian Region (2015-2016), multiple roles at BHP.
• ·CCEP listed on Euronext Amsterdam, NASDAQ, London Stock Exchange, Spanish Stock Exchanges; constituent of NASDAQ 100 and FTSE 100.

04-03-2026

AmBase Corporation entered into a Litigation Funding Agreement (RAB 2026 LFA) with CEO Richard A. Bianco for up to $6M to fund operations and the 111 West 57th Property litigation, including conversion of $4M existing promissory notes and $2M in new cash infusions. BARC Investments LLC simultaneously converted its $2M note (plus ~$200k accrued interest) into a pari-passu LFA (BARC 2026 LFA). However, these deals dilute future litigation proceeds significantly, with funders prioritized for up to 1.8x multiples on funding amid persistent going concern qualifications and uncertain litigation outcomes requiring additional capital.

• ·Accrued interest on RAB and BARC notes matures in 3 years from end of execution month.
• ·Funding approved by Special Committee of one independent director, advised by outside counsel.
• ·Litigation funding terms evaluated as fair despite prior unsuccessful third-party funding search.
• ·Company continues to seek additional capital; no assurance of success or litigation recovery.

04-03-2026

Old Second Bancorp, Inc. (OSBC) announced on March 4, 2026, its intention to redeem $30M aggregate principal amount of its 3.50% Fixed-to-Floating Rate Subordinated Notes due 2031 on April 15, 2026, at 100% of principal plus accrued and unpaid interest. The company has received non-objection from the Federal Reserve Bank of Chicago for the redemption. Following the redemption, $30M aggregate principal amount of the Notes will remain outstanding.

• ·Notes originally issued on April 6, 2021.
• ·Redemption to be made only upon presentation and surrender of Notes to the Paying Agent.
• ·Interest on redeemed Notes will cease to accrue on and after April 15, 2026.

04-03-2026

On March 4, 2026, Sirius XM Holdings Inc. issued a press release announcing the pricing terms of a previously announced cash tender offer by its subsidiary Sirius XM Radio LLC for any and all of its outstanding 3.125% Senior Notes due 2026. The press release is attached as Exhibit 99.1 and incorporated by reference.

• ·Filing includes Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits) with Exhibit 99.1 as the press release and Exhibit 104 as Inline XBRL cover page.

04-03-2026

Voya Credit Income Fund (CIF) has issued a proxy statement for a special virtual shareholder meeting on May 19, 2026, at 1:00 p.m. (MST), seeking approval to amend its fundamental investment restriction to permit purchasing, selling, or holding real estate and commodities to the extent allowed by law, providing greater investment flexibility. The Board unanimously approved the proposal on January 22, 2026, and recommends voting FOR; shareholders of record as of February 23, 2026, are eligible to vote, with proxies due by May 18, 2026. No financial performance data or period comparisons are provided in the filing.

• ·Meeting held virtually only at https://www.viewproxy.com/voyafunds/broadridgevsm/; physical attendance not possible
• ·Voting methods: Internet (www.proxyvote.com/voya), telephone, mail, or virtually at meeting
• ·Solicitor contact for questions: 1-888-290-2487
• ·Fund address: 7337 East Doubletree Ranch Road, Suite 100, Scottsdale, Arizona 85258-2034; Phone: 1-800-992-0180

04-03-2026

Aimfinity Investment Corp. I issued an interest-free promissory note for $500 to I-Fa Chang, its CEO and Chairman, dated February 28, 2026. The note is due upon consummation of the pending Business Combination with Docter, Inc. (per merger agreement dated October 13, 2023) or the company's expiry, with option to convert into PubCo ordinary shares at $10 per share. This represents a minor insider financing with no performance metrics or period comparisons available.

• ·Note is non-interest bearing unless overdue (then at prevailing short-term US Treasury Bill rate)
• ·Conversion: outstanding principal divided by $10.00 per PubCo share; no fractional shares (cash in lieu)
• ·Governed by New York law; payable from non-Trust Account funds if no Business Combination

04-03-2026

RemSleep Holdings Inc. (RMSL) reported the passing of founder Thomas Wood, its Chairman and CEO, on February 26, 2026, creating vacancies in those roles. Effective March 2, 2026, Anita Michaels was elected Chairman of the Board, Jeffrey Marshall was appointed CEO and Director with an employment agreement including up to 7% equity incentives, and Alexander Johnson was appointed Director. The transition emphasizes continuity with Michaels retaining interim financial oversight amid no immediate financial disruptions noted.

• ·Anita Michaels, 72, is Thomas Wood's sister and inherited his ownership including super voting preferred shares.
• ·Jeffrey Marshall, 48, founder of HPM Marketing LLC, will continue limited outside consulting.
• ·Alexander Johnson, 52, previously consulted for the Company on capital formation and governance.

04-03-2026

Bankwell Financial Group, Inc. reported strong recovery in 2025 with net income surging 260% YoY to $35.2M from $9.8M in 2024, fueled by net interest income growth of 19% to $98.9M, total revenue up 25% to $108.3M, and provision for credit losses dropping sharply to $1.0M from $22.6M. Asset quality improved markedly with nonperforming assets to total assets at 0.49% versus 1.88% in 2024, and return on average assets rose to 1.09% from 0.31%. However, noninterest expenses increased 15% YoY to $58.8M due to higher salaries and professional services, while efficiency ratio improved modestly to 54.1% from 57.9%.

• ·Provision for credit losses declined to $1.0M in 2025 from $22.6M in 2024.
• ·Net (recoveries) charge-offs to average loans at -0.01% in 2025 vs 0.81% in 2024.
• ·Tier 1 capital to risk-weighted assets for Bankwell Bank at 11.87% in 2025 (up from 11.64%).
• ·Gains and fees from sales of loans jumped to $5.1M in 2025 from $0.5M in 2024.

04-03-2026

Everspin Technologies reported Q4 2025 total revenue of $14.8M, up 12% YoY from $13.2M, driven by MRAM product sales growth of 23% to $13.5M, though licensing and royalty revenue declined 41% to $1.3M and gross margin slipped 0.5 ppts to 50.8%. Full year 2025 revenue increased 10% YoY to $55.2M with product sales up 14% to $48.3M, but licensing revenue fell 16% to $6.9M, gross margin declined 0.6 ppts to 51.2%, operating expenses rose 5% to $34.8M, and GAAP net loss was $0.6M versus $0.8M income in 2024. Cash and equivalents grew to $44.5M from $42.1M, supported by 238 design wins versus 178 in 2024.

• ·Q1 2026 outlook: total revenue $14.0M to $15.0M; GAAP net loss per diluted share ($0.03) to net income $0.02; Non-GAAP net income per diluted share $0.07 to $0.12.
• ·GAAP net income flat at $1.2M for Q4 2025 vs Q4 2024.
• ·Q4 2025 revenue up 5% QoQ from Q3 2025 $14.1M.
• ·Total assets increased to $84.6M from $77.8M YoY.
• ·Operating cash flow for full year 2025: $10.0M vs $7.1M in 2024.

04-03-2026

ChargePoint reported Q4 FY2026 revenue of $109.3M, up 7% YoY, driven by 10% growth in networked charging systems and 11% in subscription revenue, with GAAP gross margin improving to 31% from 28%. However, full FY2026 revenue declined 1% YoY to $411.2M due to an 8% drop in networked charging systems despite 13% subscription growth, and while GAAP net loss narrowed to $220.2M from $277.1M, adjusted EBITDA loss widened slightly in Q4.

• ·Cash and cash equivalents: $141.6M as of January 31, 2026.
• ·Q1 FY2027 revenue guidance: $90M to $100M.
• ·ChargePoint network connects to over 1.37M charging ports worldwide and has facilitated 21B electric miles.
• ·Appointed Jaser Faruq as Chief Product and Software Officer.

04-03-2026

Horizon Bancorp, Inc. announced the elimination of the Chief Administration Officer position at the company and its subsidiary Horizon Bank, effective March 31, 2026, leading to the departure of Mark E. Secor, Executive Vice President and Chief Administration Officer, to pursue other opportunities. The departure is not related to any disagreement on financial, accounting, or other matters. In connection, the company expects to provide Mr. Secor with severance of one week of pay per full year of service (maximum 13 weeks) based on his then-current weekly rate, plus a pro-rated 2026 Executive Officer Bonus at target, subject to a seven-day revocation period.

• ·Announcement made on March 3, 2026
• ·SEC filing dated March 4, 2026
• ·Includes customary general release of claims, non-disclosure, non-disparagement, and confidentiality covenants

04-03-2026

On February 26, 2026, Wheeler Real Estate Investment Trust, Inc. issued 60,000 shares of common stock in exchange for 4,000 shares of Series B Convertible Preferred Stock and 2,000 shares of Series D Cumulative Convertible Preferred Stock from an unaffiliated holder, with the preferred shares retired and no cash proceeds received. Separately, the Company issued 80,000 shares of Series D Preferred Stock to an unaffiliated investor in exchange for 120,000 shares of subsidiary Cedar Realty Trust, Inc.'s Series C Cumulative Redeemable Preferred Stock, which were subsequently retired. Both transactions relied on Securities Act exemptions and do not constitute public offerings.

• ·Transactions relied on Section 3(a)(9) exemption for common stock exchange and Section 4(a)(2) for Series D issuance as non-public offerings.
• ·Each exchange transaction involved 30 shares of Common Stock for 2 shares of Series B Preferred and 1 share of Series D Preferred.

04-03-2026

CervoMed Inc. filed a Form 8-K on March 04, 2026, under Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the nature of the disclosures, events, or exhibits are provided in the filing metadata. No quantitative metrics, financial impacts, or scheduled events are mentioned.

04-03-2026

Verastem, Inc. reported total revenue of $30.9M for the year ended December 31, 2025, driven by $30.9M in new product revenue, up significantly from $10M in 2024 from the COPIKTRA license sale to Secura. However, operating expenses increased 61% YoY to $201M, with R&D up 41% to $114.6M and SG&A surging 86% to $81.1M, leading to a widened net loss of $209.5M from $130.5M in 2024. The company highlighted risks including regulatory approval delays, commercialization challenges, and potential impacts on milestone payments and royalties from Secura.

• ·Optional third tranche purchase of up to $50M Notes available prior to December 31, 2026, contingent on trailing six-month net sales of avutometinib and defactinib reaching at least $55M.
• ·Cost of sales - product: $4.6M in 2025; Cost of sales - intangible amortization: $0.7M in 2025.
• ·Loss from operations worsened to $(170.1M) in 2025 from $(115.0M) in 2024.

04-03-2026

Diamond Hill Investment Group, Inc. disclosed assets under management (AUM) totaling $28.072 billion as of February 28, 2026, for its wholly owned subsidiary Diamond Hill Capital Management, Inc. By investment vehicle, proprietary funds represented the largest portion at $17.754 billion, followed by separately managed accounts at $4.880 billion. By investment strategy, large cap strategies held $12.450 billion, while short duration securitized bond accounted for $5.321 billion.

• ·Collective investment trusts AUM: $1.523B
• ·Other pooled vehicles AUM: $3.915B
• ·Small Cap strategy AUM: $288M
• ·Core Fixed Income strategy AUM: $3.897B

04-03-2026

BrightSpring Health Services, Inc. entered into an underwriting agreement on March 2, 2026, with Goldman Sachs & Co. LLC for the secondary offering of 20,000,000 shares of common stock by selling stockholders KKR Phoenix Aggregator L.P. and Management Selling Stockholders at $41.15 per share (totaling $823M), with closing on March 4, 2026. The company repurchased 1,464,807 shares from the underwriter as part of the offering and received no proceeds except from cash exercises of stock options by management sellers. No underwriting fees were paid on the repurchased shares.

• ·Underwriting agreement filed as Exhibit 1.1
• ·Registration statement on Form S-3ASR (File No. 333-287916) filed June 10, 2025
• ·Preliminary prospectus supplement filed March 2, 2026; final March 3, 2026

04-03-2026

Innoviz Technologies Ltd. reported FY2025 revenues of $55.1M, surging 127% YoY from $24.3M, with gross profit turning positive at $12.9M (23% margin) versus a $1.2M gross loss (-5% margin) in 2024; operating expenses fell 20% to $80.6M from $100.8M, narrowing the operating loss to $67.7M and net loss to $67.8M ($0.34/share) from $101.9M and $94.8M ($0.57/share), respectively. However, R&D expenses remained high at $56.5M (down 23% YoY but still substantial), and the company warns that ongoing heavy R&D investments and costly strategic initiatives to expand inside/outside automotive may further pressure profitability without sufficient revenue growth.

• ·Filing date: March 04, 2026
• ·Sales and marketing expenses declined to $5.8M from $7.5M YoY
• ·General and administrative expenses declined to $18.4M from $19.5M YoY
• ·Financial income net dropped sharply to $0.1M from $7.3M

04-03-2026

Veeva Systems Inc. reported strong Fiscal Year 2026 results with total revenues of $3,195.3M, up 16% YoY from $2,746.6M, and subscription revenues of $2,684.2M, up 17% YoY from $2,284.7M. Q4 FY2026 total revenues reached $836.0M, up 16% YoY from $720.9M, with operating income up 30% YoY to $245.9M and net income up 25% YoY to $244.2M. The company ended the year with 1,552 customers and provided upbeat guidance for FY2027 total revenues of $3,585-3,600M.

• ·Q1 FY2027 guidance: Total revenues $855-858M; Non-GAAP operating income $378-381M; Non-GAAP EPS $2.13-2.14.
• ·FY2027 guidance: Total revenues $3,585-3,600M; Non-GAAP operating income ~$1,590M; Non-GAAP EPS ~$8.85.
• ·Subscription revenues breakdown FY2026: Veeva Commercial Solutions $1,257.6M (up from $1,104.9M); Veeva R&D and Quality Solutions $1,426.6M (up from $1,179.8M).

04-03-2026

On March 4, 2026, the Board of Directors of Vir Biotechnology, Inc. appointed Marianne De Backer, M.Sc., Ph.D., MBA, the company's Chief Executive Officer and principal executive officer, to the additional position of President. There are no arrangements or understandings with other persons regarding the appointment, no family relationships with directors or executive officers, and no direct or indirect interests in transactions requiring disclosure under Item 404(a) of Regulation S-K. Biographical information for Dr. De Backer is incorporated by reference from the company's definitive proxy statement filed on April 17, 2025.

04-03-2026

VICI Properties Inc. filed an amended S-4/A registration statement detailing the proposed PropCo Subsidiary Merger under the Master Transaction Agreement, where each Golden Common Stock share converts to 0.902 VICI Common Stock shares (fixed ratio), with recent market value ranging from $24.86 to $27.63 per Golden share. Risks include no adjustment for VICI stock price fluctuations, potential delays or non-completion by the November 5, 2026 outside date (extendable to February 5, 2027), $37M termination fee payable by Golden in certain cases, and post-merger dilution where former Golden shareholders own only 2.29% of VICI versus continuing VICI stockholders' 97.71%. The deal involves up to $135M debt financing for the related OpCo Sale and requires Golden shareholder approval.

• ·Market value of 0.902 VICI shares per Golden share ranged from $24.86 low to $27.63 high (Nov 5, 2025 to Mar 3, 2026 closing prices).
• ·Transactions expected to close in mid-2026, subject to Gaming and Liquor Approvals.
• ·Golden subject to 'no-shop' restrictions post-No-Shop Period Start Date, with limited ability to pursue superior proposals except upon termination fee payment.

04-03-2026

MicroVision reported Q4 2025 revenue of $0.2M, down 86% YoY from $1.7M, and full-year 2025 revenue of $1.2M, down 74% YoY from $4.7M, driven by sharp declines in cost of revenue and large impairment charges leading to a Q4 net loss of $37.8M (up 21% worse YoY) while full-year net loss improved slightly to $95.0M from $96.9M. Positively, the company shipped initial MOVIA L sensors on repeatable orders, completed strategic asset acquisitions from Luminar Technologies and Scantinel Photonics, and bolstered cash with $43M in senior secured convertible notes in February 2026. It also plans to reduce global workforce by 20% in 1H2026 to streamline operations post-acquisitions.

• ·Q4 2025 Adjusted EBITDA loss of $12.0M vs $10.6M in Q4 2024.
• ·Cash and cash equivalents ended Q4 2025 at $32.4M (down from $54.5M at end 2024), with investment securities at $42.5M.
• ·$43.0M remaining under ATM facility.
• ·Conference call held March 4, 2026 at 1:30 PM PT.

04-03-2026

Cracker Barrel Old Country Store, Inc. reported Q2 FY2026 total revenue of $874.8 million, down 7.9% YoY from $949.4 million, driven by comparable store restaurant sales declining 7.1% and retail sales falling 9.2%. GAAP net income dropped to $1.3 million ($0.06 per diluted share) from $22.2 million ($0.99 per diluted share), with adjusted EBITDA decreasing to $38.2 million from $74.6 million. However, the company ended the quarter with total debt of $531.5 million and a low consolidated senior leverage ratio of 0.3x, expects a $46 million net cash benefit from litigation settlements in Q3, and updated its FY2026 outlook to $3.24-3.27 billion in revenue and $85-100 million adjusted EBITDA while declaring a $0.25 quarterly dividend.

• ·Six months FY2026 net loss of $23.3 million vs net income of $27.1 million prior year.
• ·Q2 FY2026 operating income of $0.5 million vs $29.1 million prior year (-98%).
• ·Capital expenditures outlook for FY2026: $105-115 million.
• ·2 new Cracker Barrel stores planned for FY2026.
• ·Quarterly dividend of $0.25 per share payable May 13, 2026 to shareholders of record April 10, 2026.

04-03-2026

NCS Multistage Holdings, Inc. filed a Form 8-K on 2026-03-04 disclosing results of operations and financial condition under Item 2.02, accompanied by financial statements and exhibits under Item 9.01. No specific quantitative financial metrics such as revenue, earnings, margins, or period-over-period comparisons are mentioned in the provided filing details. This appears to be a standard voluntary earnings-related disclosure with no detailed performance data available.

04-03-2026

Stevanato Group S.p.A. reported FY2025 revenue of €1,186.3 million, up 7.4% YoY from €1,104.0 million, driven by 11.2% growth in Biopharmaceutical and Diagnostic Solutions to €1,038.2 million (with high-value solutions surging 29.4%), while gross profit rose 13.7% to €343.9 million and operating profit increased 23.4% to €198.8 million. However, the Engineering segment revenue declined 21.4% to €281.0 million from €357.6 million, with its gross margin dropping to 11.0% from 15.7% and operating margin falling to 3.3% from 9.3%; additionally, revenue from other containment and delivery solutions decreased 3.8% to €491.8 million. Net profit attributable to equity holders grew 18.7% to €139.8 million, with total headcount at 6,010 as of December 31, 2025.

• ·Dividend approved per share €0.054 (up 1.9% YoY), equivalent to $0.061 (up 7.0% YoY).
• ·Basic and diluted EPS €0.51 (up 17.9% YoY from €0.43).
• ·R&D expenses declined 19.7% to €25.4 million.
• ·Finance expense increased 58.0% to €22.7 million.
• ·Total liabilities up €133.1 million to €1,057.5 million.

04-03-2026

PepGen Inc. reported a slightly narrower net loss of $89.7M for the year ended December 31, 2025, compared to $90.0M in 2024, with operating expenses declining 4.2% YoY to $93.6M driven by a 7.1% drop in R&D expenses, though G&A rose 6.2%. Cash and equivalents grew 22.5% to $60.5M, bolstered by $108M net proceeds from a public offering, resulting in a net cash increase of $11.1M versus a $31.4M decrease prior year; however, interest income fell 43.7% to $4.0M and shares outstanding more than doubled to 68.9M, diluting EPS to $(2.12) from $(2.85). Total assets expanded 15.3% to $173.9M, but accumulated deficit widened to $361.1M.

• ·Stock-based compensation expense declined to $10.6M from $11.5M YoY.
• ·Net cash used in investing activities improved to $(15.2M) from $(37.7M), with lower purchases of marketable securities.
• ·Accumulated deficit increased to $361.1M from $271.5M.
• ·Employment agreements executed with executives on May 20, 2025 (Kasra Kasrarian, PhD), August 19, 2024 (Paul D. Streck), and December 8, 2025 (Joseph Vittiglio).

04-03-2026

On February 26, 2026, the Board of Directors of CoastalSouth Bancshares, Inc. appointed J. Simon Fraser as a director, effective immediately, with his term set to expire at the 2026 Annual Meeting of Stockholders, after which he is expected to join the Audit Committee and Nominating and Governance Committee. Mr. Fraser is determined to be an independent director under applicable SEC and NYSE standards. The appointment involves no arrangements with other persons, no family relationships, and only ordinary course loans from subsidiary Coastal States Bank.

• ·Loans to Mr. Fraser from Coastal States Bank were made in the ordinary course of business on substantially the same terms as comparable transactions with non-related persons, with no more than normal risk of collectability.
• ·No transactions between Mr. Fraser and the Company required to be reported under Item 404(a) of Regulation S-K, except the described loans.

04-03-2026

Greenlane Holdings, Inc. (GNLN) issued press releases on March 3, 2026, announcing an investor overview on its Berachain Digital Asset Treasury Strategy and providing an update on BERA holdings. As of February 27, 2026, the Company held approximately 70.4 million units of BERA, after acquiring about 9 million units between December 4, 2025, and February 27, 2026, at prices ranging from $0.40 to $0.93 per unit, and had deployed approximately 50 million units into validator infrastructure on the Berachain network. The publicly reported annualized Proof of Liquidity staking rate on Berachain was approximately 25%.

• ·Press releases furnished as Exhibit 99.1 (Investor Overview) and 99.2 (BERA Update)
• ·Information under Item 7.01 not deemed 'filed' under Section 18 of the Exchange Act

04-03-2026

On March 4, 2026, Independent Bank Corp. (INDB) filed an 8-K under Item 8.01 announcing that Jeffrey Tengel, President and Chief Executive Officer of Rockland Trust Company and INDB, issued a letter to employees regarding a recently diagnosed medical condition, with the letter attached as Exhibit 99.1. The filing was signed by Patricia M. Natale, General Counsel. This disclosure raises potential concerns about leadership continuity.

04-03-2026

StubHub reported FY2025 GMS of $9.2B, up 6% YoY (18% underlying excluding Taylor Swift Eras Tour), Adjusted EBITDA of $232M (13% margin), and $900M debt reduction, strengthening its balance sheet. However, revenue was flat at $1.7B (down 1.4% YoY), Q4 revenue declined 16% to $449M, and net loss widened to $1.9B due to one-time charges including $1.4B stock-based compensation. The company issued FY2026 guidance of $9.9B-$10.1B GMS (up ~8-10% YoY) and $400M-$420M Adjusted EBITDA (80% growth).

• ·Q4 2025 Adjusted EBITDA $63M (14% margin).
• ·FY2025 stock-based compensation charge $1.4B (non-cash).
• ·FY2025 non-recurring valuation allowance expense $479M (non-cash).
• ·Q4 2025 paid down $150M USD term loan principal.
• ·Conference call March 4, 2026 at 5:00 PM ET.

04-03-2026

Diversified Energy Company (NYSE: DEC, LSE: DEC) announced the execution of a purchase and sale agreement to acquire high-working interest natural gas properties and facilities in east Texas from Sheridan Production for $245M in cash, expected to close in Q2 2026 and funded via existing liquidity. The acquisition adds ~62 MMcfepd (~10 MBoepd) of 2026 production with low ~6% annual declines, ~$52M NTM EBITDA, and ~397 Bcfe PDP reserves at $310M PV-10, at an accretive ~PV-15 net valuation. The assets are contiguous to existing operations, offering synergies, with no declines in consolidated production profile pro forma.

• ·Assets based on NYMEX strip as of February 2, 2026, with terminal prices of $3.75/MMBtu gas and $65/Bbl oil
• ·Expected to maintain unchanged consolidated decline rate pro forma
• ·Includes opportunities for future operating efficiencies and upside from undeveloped acreage

04-03-2026

Viper Energy, Inc. announced the pricing of a secondary public offering of 17,391,304 shares of Class A common stock by Diamondback Energy, Inc. and affiliates of EnCap Investments, L.P. and Oaktree Capital Management, L.P., generating approximately $798M in gross proceeds solely for the selling stockholders, with Viper receiving no proceeds. Concurrently, Viper agreed to purchase 1,000,000 units in VNOM Holding Company LLC from Oaktree affiliates at the offering price per share equivalent. The offering is expected to close on March 4, 2026, subject to customary conditions, with underwriters granted a 30-day option for up to 2,608,696 additional shares.

• ·Selling Stockholders granted underwriters a 30-day option to purchase up to 2,608,696 additional shares solely for over-allotments.
• ·Concurrent OpCo Unit Purchase is conditioned on Secondary Offering completion, but not vice versa.
• ·J.P. Morgan and Goldman Sachs & Co. LLC acting as joint book-running managers.

04-03-2026

Westwood Holdings Group, Inc. reported 2025 total revenues of $97.8M, up 3% YoY from $94.7M, with net income attributable to the company surging 219% to $7.1M from $2.2M amid lower expenses and higher net operating income. However, total AUM dipped 0.4% to $16.5B from $16.6B, reflecting worsened net client outflows of $1.0B versus $0.8B in 2024, with declines in Wealth Management (-1.7%) and Mutual Funds & ETFs (-0.6%) AUM partially offset by flat Institutional AUM. Economic Earnings doubled 105% to $14.3M, while Advisory net income rose 13% to $19.9M.

• ·Asset-based advisory fees grew 7% YoY to $74.7M in 2025, while performance-based fees declined 37% to $0.9M.
• ·Total expenses decreased 1% YoY to $92.8M in 2025.
• ·AUA end 2025 at $942M, down from $960M end 2024.
• ·2024 quarterly revenues: Q1 $17.2M, Q2 $15.6M, Q3 $15.4M, Q4 $20.5M.

04-03-2026

ParkOhio Holdings Corp. reported Q4 2025 revenue of $395M, up 2% YoY from $388.4M, driven by 3% growth in Supply Technologies with 240 basis point margin expansion to 11.1%, alongside strong operating cash flow of $49M and free cash flow of $36M, enabling $40M debt reduction. However, full-year 2025 revenue declined 3% to $1.6B from $1.7B, GAAP diluted EPS from continuing operations fell to $1.77 from $3.19, and Engineered Products recorded $8.9M non-cash asset impairments amid stable segment revenue. The company issued a positive 2026 outlook with net sales of $1.675B-$1.710B (5-7% growth) and adjusted EPS of $2.90-$3.20.

• ·Engineered Products record bookings of $217M in 2025.
• ·Q4 2025 EBITDA of $35.3M (8.9% margin) vs $37.0M prior year.
• ·Full year 2025 EBITDA of $137.5M (8.6% margin) vs $151.7M prior year.
• ·Adjusted diluted EPS Q4 2025: $0.65 vs $0.67 prior year.
• ·Full year 2026 free cash flow outlook: $20M to $30M.
• ·Conference call scheduled for March 5, 2026 at 9:00 a.m. ET.

04-03-2026

TriplePoint Venture Growth BDC Corp. (TPVG) reported FY2025 net investment income of $42.3M ($1.05/share), down 22% YoY from $54.5M ($1.40/share), and Q4 2025 NII of $9.9M ($0.25/share), down 21% from Q4 2024's $12.6M ($0.32/share), due to lower portfolio yields (Q4 12.7% vs 15.8%; FY 13.7% vs 15.7%). However, the investment portfolio grew 16% YoY to $783.5M, debt portfolio companies increased to 55 from 44, NAV rose 1.4% YoY to $8.73/share ($353.6M), and Q4 funding rose 86% YoY to $92.8M. The company declared a Q1 2026 distribution of $0.23/share and extended its revolving credit facility.

• ·Weighted average debt investment ranking improved slightly to 2.16 from 2.18 prior quarter.
• ·Adviser waived $2.0M income incentive fee in Q4 2025 and full waiver through FY2026 end.
• ·Subsequent to quarter-end, raised $75M senior notes and repaid $200M unsecured notes due March 2026.
• ·Unfunded commitments: $150.9M expire 2026, $83.1M 2027, $26.5M 2028.
• ·Estimated spillover income $42.3M ($1.04/share) at Dec 31, 2025.
• ·DBRS confirmed BBB (low) rating in April 2025.
• ·TPC purchased 1,809,827 shares under share purchase program.

04-03-2026

Global Water Resources reported full-year 2025 revenue growth of 5.8% YoY to $55.8 million, driven by the acquisition of seven water systems from Tucson Water, organic connection growth of 3.2%, and higher rates, with total active service connections up 6.3% to 68,577 and water consumption increasing 5.9% to 4.28 billion gallons. However, net income declined 48.9% YoY to $3.0 million due to higher depreciation, interest expenses from a $67.3 million capital investment plan, and a $1.3 million loss on asset disposals related to the Southwest Plant recommissioning; Adjusted EBITDA was nearly flat, decreasing 0.7% to $26.5 million. The company declared monthly dividends of $0.02533 per share ($0.30396 annualized) and secured a $15 million term loan at 5.49% on December 10, 2025, while pursuing a rate case for a $4.3 million annual revenue increase.

• ·Water service revenue increased to $28.6M (+9.8% YoY), while wastewater/recycled water revenue rose modestly to $27.1M (+2.0% YoY).
• ·Operating expenses rose 12.2% to $48.6M, driven by operations and maintenance up 14.7%, depreciation up 17.9%, and general/admin up 5.8%.
• ·Acquisition of seven Tucson Water systems in July 2025 at 1.05x rate base.
• ·Rate case hearings commence August 2026, expected conclusion late 2026.
• ·Conference call scheduled for March 5, 2026 at 1:00 p.m. ET.

04-03-2026

Michael D. Lynch, Executive Vice President and Chief Financial Officer of AmeriServ Financial, Inc., announced his retirement after a long career of over 40 years, effective May 18, 2026. The company is conducting a search for his replacement. The filing was reported on March 4, 2026, and signed by Jeffrey A. Stopko, President and Chief Executive Officer.

• ·Company headquartered at Main and Franklin Streets, Johnstown, PA 15901
• ·Telephone: 814-533-5300
• ·Common Stock traded as ASRV on NASDAQ

04-03-2026

Silver North Resources Ltd. reported a sharply reduced net loss of $406k for the fiscal year ended 9/30/25 compared to $2.03M in FY24, aided by lower expenses including investor relations and a $449k flow-through share premium recovery, while total assets grew 38% to $10.8M and shareholder equity rose 42% to $9.4M on $3.8M in private placement proceeds. Cash balances strengthened to $1.8M from $0.7M, and working capital turned positive at $934k from a $361k deficit. However, revenue remained at $0, the company recorded ongoing operating cash burn of $1.1M, and share count diluted 57% to 74.9M outstanding amid continued exploration spending.

• ·Operating cash use improved slightly to $1.1M from $1.3M YoY but remains negative.
• ·Investor relations expenses declined to $451k from $603k YoY, while wages/consulting fell to $140k from $179k.
• ·USD stock average price stable at $1.40 for year ended 12/31/25 vs $1.37 prior year.
• ·No long-term debt in any period.

04-03-2026

Third Coast Bancshares, Inc. reported net income of $66.3M for the year ended December 31, 2025, up 39.1% YoY from $47.7M in 2024, fueled by net interest income growth of 21.4% to $195.2M and noninterest income increase of 28.5% to $13.7M, with net interest margin expanding to 4.06%. However, provision for credit losses rose 33.1% to $7.6M, signaling potential credit pressures, while noninterest expenses increased 13.6% to $118.5M. Compared to 2023, 2024 net income grew 42.7% to $47.7M.

• ·Average yield on gross loans declined slightly to 7.68% in 2025 from 7.80% in 2024.
• ·(Loss) gain on sale of investment securities available-for-sale worsened to ($0.6M) in 2025 from ($0.0M).
• ·Service charges and fees surged 55.1% YoY to $10.8M in 2025.
• ·Salaries and employee benefits, the largest noninterest expense, rose 18.5% to $77.2M.

04-03-2026

Mayville Engineering Company, Inc. (MEC) reported net sales of $546.5M for the year ended December 31, 2025, down 6% YoY from $581.6M in 2024, amid macroeconomic pressures including inflation and material costs. Net income swung to a $8.1M loss from $26.0M profit in 2024, with EBITDA dropping 54% to $37.4M (6.9% margin) and Adjusted EBITDA declining 27% to $47.1M (8.6% margin); however, free cash flow remained positive at $26.9M despite a 65% YoY drop from $77.7M.

• ·Capital expenditures: $11.6M in 2025 vs $12.1M in 2024.
• ·Interest expense: $10.2M in 2025, slightly down from $11.0M in 2024.
• ·Acquisition related costs: $3.4M in 2025.
• ·Natural disaster costs: $0.3M in 2025.

04-03-2026

Nine Energy Service, Inc. reported revenues of $561.9M for the year ended December 31, 2025, up 1% YoY from $554.1M, driven by a 2% increase in service revenues to $431.2M, while product revenues declined slightly to $130.7M. However, the company posted a larger net loss of $51.3M (25% worse YoY) versus $41.1M in 2024, with operating income dropping 74% to $2.3M and Adjusted EBITDA falling to $49.4M from $53.2M. Cash and cash equivalents decreased to $18.4M from $27.9M, total debt rose to $369.6M, and stockholders' deficit widened to $(115.0M) from $(66.1M).

• ·Gross profit slightly declined to $60.6M from $61.1M YoY.
• ·Net cash used in operating activities was $7.3M in 2025 versus $13.2M provided in 2024.
• ·Total assets decreased to $339.5M from $360.1M.
• ·ROIC worsened to -20.8% from -14.9%, while Adjusted ROIC improved to 4.4% from 3.7%.
• ·Loss per share (basic and diluted) was $(1.25) versus $(1.11) YoY.

04-03-2026

Viemed Healthcare, Inc. reported FY2025 revenue of $270.3M, up 20.5% YoY from $224.3M, with strong growth in equipment sales (+62.7% to $50.3M) and PAP therapy patients (Q4: 34,528 vs. 21,338 prior year). Net income attributable to the company increased 32.6% to $14.9M, and adjusted EBITDA reached $61.4M across quarters. However, gross margin declined to 57.5% from 59.4%, SG&A rose 14.3% to $121.4M, and net cash decreased $4.0M due to higher investing outflows of $50.2M.

• ·Vent patients Q4 2025: 12,259 (up from 11,795 Q4 2024, +3.9%)
• ·Investing cash outflows FY2025: $50.2M (vs. $30.7M FY2024)
• ·R&D expenses FY2025: $3.0M (down 1.7% YoY)

04-03-2026

Stellar V Capital Corp., a blank check company, elected Michael Braunstein as a class II director on February 28, 2026, to fill the vacancy left by his father Harry Braunstein, who passed away on November 2, 2025. Michael Braunstein, deemed independent under NASDAQ rules, will serve on the Audit Committee and Compensation Committee and chair the Nominating and Corporate Governance Committee. The appointment was recommended by the Nominating and Governance Committee.

• ·Michael Braunstein has been a partner of Braunstein Turkish LLP since September 2009 and managing member of Sunset Capital 1 LLC and affiliates since November 2025.
• ·From January 2024 to November 2025, Michael Braunstein was president of Sunset Capital 1 LLC and affiliates; from January 2019 to December 2023, vice president.
• ·Michael Braunstein holds a bachelor’s degree in music business from New York University (2004) and Juris Doctor from Brooklyn Law School (2009).

04-03-2026

On February 26, 2026, the Compensation Committee of Quanta Services, Inc.'s Board of Directors adopted the 2026 Incentive Plan, encompassing the annual incentive plan for corporate employees, long-term incentive plan for senior leadership, and discretionary plan for all employees. Executive officers and certain employees are eligible for cash, restricted stock units (RSUs), and/or performance stock units (PSUs) based on metrics such as EBITDA, EBITDA margin, and safety for annual awards, and return on invested capital (ROIC), earnings per share (EPS), and total stockholder return (TSR) for the January 1, 2026 to December 31, 2028 performance period. All equity awards will be issued under the Quanta Services, Inc. 2019 Omnibus Equity Incentive Plan, as amended.

• ·Awards governed by Exhibits 10.1 through 10.6, including term sheets and forms of PSU and RSU award agreements.
• ·Performance period for long-term incentives: January 1, 2026 through December 31, 2028.

04-03-2026

Cooper-Standard Holdings Inc.'s subsidiary, Cooper-Standard Automotive Inc., issued $1.1B aggregate principal amount of 9.250% Senior Secured First Lien Notes due 2031 and entered into related security and intercreditor agreements. Proceeds, along with cash on hand, were used to fully redeem $616.9M of higher-rate 13.50% First Lien Notes due 2027 (at 102.250%), $391.8M of 5.625%/10.625% Third Lien Notes due 2027 (at 101.410%), and $42.6M of 5.625% Senior Notes due 2026 (at 100%). The company also amended its ABL Facility to adjust guarantors and covenants, refinancing shorter-term, higher-cost debt with lower-cost, longer-term obligations.

• ·Notes mature on March 1, 2031; interest payable semi-annually on May 15 and November 15, commencing November 15, 2026.
• ·Optional redemption after March 1, 2028 at par plus premiums; prior redemptions include make-whole premium or up to 35% from equity proceeds or 10% at 103%.
• ·Change of Control requires repurchase offer at 101% of principal.
• ·Indenture includes covenants limiting indebtedness, liens, dividends, investments, affiliates transactions, and asset sales.

04-03-2026

Octave Specialty Group Inc reported total revenues of $251.2M for FY 2025, up 6.5% YoY from $235.8M, driven by strong Insurance Distribution segment growth with premiums placed nearly doubling to $951.8M (+93%) and commissions rising 56% to $143.4M. However, the company posted a widened net loss from continuing operations of $(95.8M) vs $(58.9M) in 2024, with Specialty Property & Casualty Insurance seeing gross premiums written decline 5.8% to $360.4M, net premiums written drop 17% to $73.9M, and combined ratio worsen to 105.2%. Operating cash flow turned negative at $(52.3M) from positive $0.8M.

• ·Adjusted EBITDA attributable to shareholders FY2025: $(7.5M) vs $2.2M FY2024
• ·Specialty P&C retention ratio declined to 20.5% from 23.2% YoY
• ·Insurance Distribution pretax loss $(20.5M) vs $(7.8M) YoY, despite revenue growth
• ·Corporate & Other pretax loss $(83.9M) vs $(64.3M) YoY
• ·Net cash flow FY2025: $21.4M vs $28.6M FY2024

04-03-2026

Red Violet, Inc. reported FY2025 revenue of $90.3M, up 20% YoY from $75.2M, with net income surging 88% to $13.2M, Adjusted EBITDA increasing 31% to $31.0M, and Adjusted EBITDA margin expanding to 34% from 31%. Q4 2025 revenue grew 20% YoY to $23.4M and net income rose 226% to $2.8M, but operating cash flow remained flat YoY at $6.7M while free cash flow declined 17% to $3.7M, and income from operations fell QoQ from $4.6M in Q3 to $1.6M.

• ·Total assets grew to $112.0M from $98.5M as of Dec 31, 2025.
• ·Cash and equivalents increased to $43.6M from $36.5M.
• ·Gross margin stable at 72% for FY2025 and Q4.
• ·Adjusted gross margin improved to 84% FY2025 from 81%.
• ·Accounts receivable net $10.7M (Dec 2025) vs $8.1M (Dec 2024).
• ·Intangible assets net $39.3M (Dec 2025) vs $36.0M (Dec 2024).

04-03-2026

Kohl’s Corporation promoted Mari Steinmetz to Senior Executive Vice President, Chief People Officer, effective February 27, 2026, and designated her as an executive officer. She has served in the EVP role since March 2023, joined the company in 2010, and previously held progressive HR leadership positions including Senior Vice President of Benefits, Compensation, Talent Management, People Analytics, and HR Business Partners. Ms. Steinmetz brings more than 20 years of retail and human resources experience, including prior roles at Target.

• ·Ms. Steinmetz will continue to lead talent, culture, human resources, recruitment, associate development, relations, compensation, benefits, and organizational culture.
• ·Filed on March 4, 2026, reporting event of February 27, 2026.

04-03-2026

Unity Bancorp, Inc. reported strong FY2025 results with net income per diluted share up 39.7% to $5.67 from $4.06 in FY2024, driven by net interest income increasing 18.7% to $117.0 million and noninterest income surging 74.5% to $14.8 million. However, noninterest expenses rose $3.7 million to $52.4 million due to higher compensation, processing, and occupancy costs. Net income before provision for income taxes grew 38.8% to $75.5 million, with GAAP net income at $58.0 million versus $41.5 million prior year.

• ·Return on average assets improved to 2.17% from 1.68%.
• ·Return on average equity rose to 18.07% from 14.99%.
• ·Dividend payout ratio decreased to 10.23% from 12.81%.
• ·Adjusted net income (non-GAAP) increased to $51.8M from $41.5M after adjustments for securities gains and credit loss releases.

04-03-2026

ENVIRI Corp filed DEFA14A additional proxy soliciting materials on March 04, 2026, related to the proposed sale of its Clean Earth business and the contemplated spin-off of New Enviri into a separate entity. The filing includes forward-looking statement cautions and urges shareholders to review upcoming definitive proxy statements, registration statements, and other SEC documents for transaction details before voting. It also discloses that the Company, directors, and executive officers may be participants in the proxy solicitation, with their interests detailed in forthcoming filings.

• ·2025 Annual Meeting proxy statement filed with SEC on March 12, 2025
• ·Equity Compensation Plan Information as of December 31, 2024
• ·Documents available at www.sec.gov and www.enviri.com

04-03-2026

AIAI Holdings Corp filed an S-1/A amendment on March 4, 2026, for a direct listing as an emerging growth company with no operating history, formed on July 19, 2024, and no established financial sources or AI application to Portfolio Companies yet. The filing extensively details risk factors such as dependence on acquiring additional Portfolio Companies, potential integration failures, limited public company experience of management, high key personnel turnover risk, and acquisition-related costs that could dilute shareholders or lead to losses. No financial metrics or performance data are provided, underscoring substantial uncertainties and high investment risks.

• ·Company qualifies as emerging growth company (EGC) with elected extended transition period for new accounting standards.
• ·No 'key person' insurance on employees.
• ·Substantially all Portfolio Company key personnel have at-will employment.

04-03-2026

Consumer Portfolio Services, Inc. (CPS) announced the closing of a $50M securitization of residual interests on March 4, 2026, secured by an 80% interest in a CPS majority-owned affiliate (MOA) that holds residuals from four CPS securitizations issued between January 2025 and October 2025. The notes carry an 8.75% coupon, with monthly interest payments and principal allocations as needed to maintain a specified minimum collateral ratio. CPS stated this transaction is in the ordinary course of business, with no financial statements provided.

• ·MOA owns residuals in four CPS securitizations issued from January 2025 through October 2025.
• ·Over-collateralization defined as outstanding principal balance of receivables less notes.

04-03-2026

On February 26, 2026, Glen W. Herrick resigned immediately as director of MVB Financial Corp and MVB Bank, Inc., where he served as Chair of the Audit Committee and a member of the Finance Committee, citing concerns with the Company's corporate governance practices, executive compensation philosophy, and strategic focus. Cheryl Spielman, an existing Audit Committee member and qualified audit committee financial expert, was appointed as the new Chair of the Audit Committee. The resignation letter does not implicate any issues with financial statements, accounting, internal controls, or auditing.

• ·Resignation letter attached as Exhibit 17.1.
• ·Company provided disclosures to Mr. Herrick and will file any response letter from him as an amendment within two business days of receipt.
• ·Filing signed by Michael R. Sumbs on March 4, 2026.

04-03-2026

NeOnc Technologies Holdings, Inc., through its subsidiary NeOnc Technologies, Inc., settled a long-standing dispute with Fox Infused, LLC over the termination of a 2022 Intellectual Property License and Supply Agreement by making a full payment of $737,920.77 (including $137,920.77 in interest) on February 27, 2026. The agreement, effective July 1, 2022, was terminated on April 25, 2023, leading to litigation in the Central District of California (dismissed) and subsequent arbitration. This payment fully resolves the matter, with no further obligations.

• ·Agreement terminated on April 25, 2023
• ·Fox Infused complaint filed June 6, 2023 (Civil Action No. 2:23-04431)
• ·Refiled in arbitration (Case No. 01-23-0002-5020)
• ·Settlement payment due within 5 business days of IPO closing or March 31, 2024

04-03-2026

WesBanco, Inc.'s Board reduced its size from 19 to 15 directors effective after the April 2026 Annual Meeting, accepting voluntary retirements from Abigail M. Feinknopf, James W. Cornelsen, D. Bruce Knox, and Michael J. Crawford (the latter due to age policy), with no disagreements on company matters. Retiring directors received a one-time equity grant of restricted common stock valued at $250,000. To balance board classes, John L. Bookmyer and Joseph R. Robinson were reclassified and nominated for election at the 2026 Annual Meeting.

• ·Retirements and board size reduction effective at conclusion of 2026 Annual Meeting in April 2026.
• ·Bookmyer nominated for three-year term expiring 2029; Robinson for one-year term expiring 2027.
• ·Reclassifications of Bookmyer and Robinson solely for class balance; service deemed uninterrupted for committees and compensation.

04-03-2026

AbbVie Inc. completed an underwritten public offering of $8B in senior notes on March 4, 2026, consisting of $750M floating rate notes due 2028 and fixed-rate notes including $1.5B 3.775% due 2028, $1.25B 4.125% due 2031, $1.25B 4.400% due 2033, $1.5B 4.750% due 2036, $1.25B 5.550% due 2056, and $500M 5.650% due 2066. The notes are unsecured, unsubordinated obligations ranking equally with existing debt, with optional redemption features including make-whole premiums before par call dates and at par thereafter. No period-over-period financial comparisons or performance metrics are disclosed.

• ·Floating Rate Notes and 2028 Notes mature March 3, 2028; other notes mature March 15 of their respective years.
• ·Optional redemption at make-whole price before par call dates (e.g., Feb 15, 2031 for 2031 Notes) and at 100% par thereafter.
• ·Indenture governed by Base Indenture dated November 8, 2012, supplemented by Supplemental Indenture No. 12 dated March 4, 2026.

04-03-2026

On February 26, 2026, Chui Tin Mok, an executive director on the Board of Faraday Future Intelligent Electric Inc., notified the Board of his intent to resign upon confirmation of a successor to focus on business execution in the UAE and Middle East. He will continue serving as an executive officer and Head of FF Middle East. The resignation has no immediate impact as no successor is yet named.

• ·Trading symbols: FFAI (Class A common stock), FFAIW (redeemable warrants) on Nasdaq Stock Market LLC
• ·Company confirmed as emerging growth company
• ·Business address: 18455 S. Figueroa Street, Gardena, CA 90248
• ·Former name: Property Solutions Acquisition Corp. (changed March 4, 2020)

04-03-2026

On March 4, 2026, Green Rain Energy Holdings, Inc. notified its transfer agent and other parties that a convertible promissory note associated with Medican Enterprises Inc., known as the 'Medican Note', is purported and not a binding obligation per internal records. The company directed blocking any conversion requests absent written authorization from its CEO and Board to avert potential dilution and capital structure impacts. Supporting exhibits detail a 2019 legacy acquisition review, impairment resolution, and unanimous board validation.

• ·Company incorporated in Wyoming, CIK 0001084937, trading symbol not specified on OTC.
• ·Emerging growth company status confirmed.

04-03-2026

Victory Capital's Chairman and CEO David C. Brown promoted a superior unsolicited proposal to acquire Janus Henderson Group plc at $54.15 per share ($30 cash + stock), offering JH shareholders 38% ownership in the combined company, a 37% premium over unaffected price and superior to Trian's $49 cash per share offer. Brown highlighted confidence in $500M synergies (23% of JH's cost base) based on VCTR's track record of 8 acquisitions exceeding targets, and a path to 2/3 shareholder approval despite Trian's >20% stake. However, the JH special committee has not engaged, voting math is challenging, and JH's CEO criticized VCTR's direct letter to employees.

• ·VCTR has clients in 60 countries.
• ·JH proxy statement for 2025 annual meeting filed March 28, 2025.

04-03-2026

Fifth Third Bancorp completed its acquisition of Comerica Incorporated on February 1, 2026, pursuant to the Agreement and Plan of Merger dated October 5, 2025. This 8-K/A amends the original February 2, 2026 filing to include Comerica's audited consolidated financial statements as of and for the years ended December 31, 2024, 2023, and 2022, unaudited statements as of and for periods ended September 30, 2025, and unaudited pro forma condensed combined financial information for Fifth Third as of September 30, 2025 and relevant income periods. No specific performance metrics or changes are detailed in the filing text.

• ·Original 8-K filed February 2, 2026
• ·Comerica audited financials cover fiscal years ended December 31, 2024, 2023, 2022
• ·Pro forma balance sheet as of September 30, 2025; income statements for nine months ended September 30, 2025 and year ended December 31, 2024 assuming Transaction on January 1, 2024

04-03-2026

Avista Corp. (AVA) filed an 8-K on March 4, 2026, disclosing under Item 7.01 that it made available a March 2026 investor presentation on February 27, 2026, accessible via its investor website at https://investor.avistacorp.com. The presentation is furnished as Exhibit 99.1 and is not deemed 'filed' under SEC rules. No financial metrics or performance data are detailed in the filing itself.

• ·Filing intended to satisfy Regulation FD obligations.
• ·Presentation available at https://investor.avistacorp.com.
• ·Exhibit 99.1: March 2026 investor presentation (furnished, not filed).

04-03-2026

Fold Holdings, Inc. disclosed under Regulation FD that it anticipates launching its credit card in the coming weeks, following a post on X, subject to successful negotiations and sign-off from third-party service providers. However, the company cautioned that it cannot guarantee the launch will occur in the indicated timeframe or at all. This forward-looking update elaborates on the social media announcement without providing financial details or timelines.

• ·State of incorporation: Delaware
• ·Commission File Number: 001-41168
• ·IRS Employer Identification No.: 86-2170416
• ·Emerging growth company: Yes
• ·Trading symbols: FLD (common stock), FLDDW (warrants)

04-03-2026

Vermilion Energy Inc. filed its Form 40-F annual report for the fiscal year ended December 31, 2025, including the Annual Information Form, Management’s Discussion and Analysis, and audited annual financial statements. The company had 152,949,630 outstanding common shares as of year-end. Acquisitions included Westbrick Energy Ltd. (February 26, 2025) and Coelacanth Energy Inc., with assets in United States (July 31, 2025) and Saskatchewan/Manitoba (July 10, 2025); no specific financial performance metrics or period-over-period changes were detailed in the filing excerpt.

• ·Filing date: March 04, 2026
• ·Common shares traded on NYSE under symbol VET
• ·Operations in segments including Canada, Netherlands, Ireland, France, Germany, Australia, Central and Eastern Europe, and United States
• ·Documents filed: Exhibit 99.1 (Annual Information Form), 99.2 (MD&A), 99.3 (Audited Financial Statements)

04-03-2026

A Paradise Acquisition Corp., a SPAC, is pursuing a business combination with Enhanced Ltd, an unproven company with limited operating history and minimal revenue to date, planning to file a Form S-4 registration statement with the SEC. The presentation introduces Enhanced's executive team with pedigrees from organizations like the United States Olympic Committee and Barstool Sports, while highlighting initiatives like the inaugural 2026 Enhanced Games. However, it emphasizes substantial risks including regulatory scrutiny, failure to secure approvals, ethical concerns over performance-enhancement, and dependence on key personnel and financing.

• ·A Paradise IPO prospectus dated July 29, 2025.
• ·Form S-4 registration statement to be filed with SEC, including proxy statement/prospectus.
• ·Contact: The Sun’s Group Center, 29th Floor, 200 Gloucester Road, Wan Chai, Hong Kong; +852 9583 3199.

04-03-2026

RB Global, Inc. announced on March 4, 2026, that it has entered into a definitive agreement to acquire Big Iron Auction Company. A news release with further details is attached as Exhibit 99.1 and incorporated by reference into the filing. No financial terms, metrics, or performance data were disclosed in the 8-K.