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Dow Jones 30 Stocks SEC Filings — October 29, 2026

USA Dow Jones 30

By Gunpowder Editorial ·

4 high priority 6 medium priority 10 total filings analysed

Executive Summary

Today's Dow 30 filing slate is dominated by Q3 2026 earnings from four mega-cap constituents, and the unifying theme is a stark divergence between operating strength and bottom-line optics.

Amazon (net sales +12% YoY to $201.9B, operating income $28.1B at a record 13.9% margin, AWS +39.3% to $46.0B) and Alphabet (revenue +24.6% YoY to $127.6B, operating income +29.9%) both posted exceptional core results, yet each saw net income fall (AMZN -2.4%, GOOGL -24.3%) purely on prior-year investment gains and other-income swings — a reminder that headline EPS is a poor proxy for these franchises this quarter. Caterpillar delivered the cleanest beat-and-raise profile (sales +17%, EPS $7.13 vs $4.88, operating margin 20.4% from 17.3%) despite $460M of combined freight and tariff headwinds, while Merck grew sales 5% and raised full-year guidance but suffered GAAP EPS -12% and severe generic erosion (JANUVIA -39%, LAGEVRIO -88%). Capital intensity is the portfolio-level story: Amazon's TTM free cash flow swung to a -$42.4B outflow on a $94.8B capex increase, and Alphabet's R&D rose 36.2% YoY — AI infrastructure spending is compressing cash conversion across hyperscalers even as margins expand. Insider activity skewed negative with three executive sales (Travelers $1.2M, Apple $824K, Goldman $92.6K), though all were modest relative to holdings and one was a pre-scheduled 10b5-1 plan. Cisco's proxy confirms a record FY2026 ($63.3B revenue, +12%; GAAP EPS +31% to $3.33) with 99% FCF return, setting up a December 15 annual meeting as the next governance catalyst.

Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →

Filing types in this digest: 8-K · 10-Q · Form 4 · DEFA14A · DEF 14A

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from October 22, 2026.

Investment Signals (12)

  • Amazon ↓ (BULLISH)
    ▲

    AWS accelerated to +39.3% YoY ($46.0B, $184B run rate) with management projecting >40% growth in both 2027 and 2028, and Bedrock token volume up ~17x YoY — the AI infrastructure monetization curve is steepening, not flattening

  • Caterpillar ↓ (BULLISH)
    ▲

    Sales +17% YoY to $20.68B with operating margin expanding 310 bps to 20.4% and EPS up 46% to $7.13, achieved despite $460M of freight and tariff headwinds — pricing power is fully offsetting cost inflation

  • Alphabet ↓ (BULLISH)
    ▲

    Revenue +24.6% YoY to $127.6B and operating income +29.9% to $40.6B, with G&A down 17.0% YoY showing cost discipline funding the 36.2% R&D increase — core operating leverage remains intact

  • Merck ↓ (BULLISH)
    ▲

    Raised full-year 2026 sales guidance midpoint to $66.8–$67.3B and non-GAAP EPS to $2.77–$2.82, with WINREVAIR +93% to $694M and KEYTRUDA +6% to $8.6B — the growth franchise is offsetting LOE cliffs

  • Cisco ↓ (BULLISH)
    ▲

    FY2026 revenue +12% to $63.3B, GAAP EPS +31% to $3.33, and $12.7B returned to shareholders equal to 99% of free cash flow — best-in-class capital return discipline

  • Amazon ↓ (BEARISH)
    ▲

    TTM free cash flow swung to a -$42.4B outflow from +$14.8B inflow on a $94.8B capex step-up — the largest cash conversion deterioration in the cohort and a direct drag on valuation multiples

  • Alphabet ↓ (BEARISH)
    ▲

    Net income fell 24.3% YoY to $26.5B and diluted EPS dropped to $2.12 from $2.87 as other income swung $21.0B (from +$12.8B gain to -$8.2B expense) — earnings quality is deteriorating even as operations improve

  • Merck ↓ (BEARISH)
    ▲

    GAAP gross margin compressed 480 bps to 72.9% (from 77.7%) and GAAP EPS fell 12% to $2.04, with JANUVIA/JANUMET -39%, BRIDION -67% and LAGEVRIO -88% — the patent cliff is now visible in reported numbers

  • Travelers ↓ (BEARISH)
    ▲

    EVP and Chief Admin Officer Bessette sold 2,999.7 shares at $399.35 (~$1.2M), the largest insider sale in today's slate at 7/10 materiality — worth monitoring for follow-on dispositions

  • Apple ↓ (NEUTRAL)
    ▲

    SVP, GC and Government Affairs Newstead sold 2,399 shares at $343.36 (~$824K) under a pre-scheduled Rule 10b5-1 plan, retaining 32,396 shares — routine diversification rather than a conviction signal

  • Goldman Sachs ↓ (BEARISH)
    ▲

    Chief Administrative Officer Leslie Ericka T executed four sales totaling ~$229K at prices of $909.63–$926.28, retaining 10,460 shares — small in absolute terms but adds to the negative insider tone across financials

  • Caterpillar Financial ↓ (BULLISH)
    ▲

    Retail new business volume +6% to $3.85B with past dues improving to 1.31% from 1.47% and net write-offs falling to $28M from $40M — captive credit quality is strengthening, a leading indicator for equipment demand

Risk Flags (10)

  • Amazon↓ [HIGH RISK]
    ▼

    TTM free cash flow of -$42.4B (from +$14.8B) on $94.8B higher capex — if AWS growth decelerates from the projected >40% path, the capex burden becomes an unhedged earnings risk

  • Alphabet↓ [HIGH RISK]
    ▼

    Other income swung $21.0B YoY to a -$8.2B expense, driving a 24.3% net income decline and EPS drop to $2.12 from $2.87 — mark-to-market volatility on the investment portfolio now materially distorts reported earnings

  • Merck↓ [HIGH RISK]
    ▼

    GAAP gross margin down 480 bps to 72.9% with three products declining 39%–88% YoY on generic competition — the LOE erosion is accelerating faster than WINREVAIR (+93%) can offset

  • Merck↓ [MEDIUM RISK]
    ▼

    Q3 sales included roughly $550M of purchase-timing benefits that management flags may not recur — underlying demand growth is materially below the reported +5%

  • Caterpillar↓ [MEDIUM RISK]
    ▼

    Resource Industries margin flat at 13.5% (from 13.6%) absorbing $208M of unfavorable material costs including tariffs, and Rail sales fell 5% — tariff exposure remains an unresolved margin overhang

  • Caterpillar Financial↓ [MEDIUM RISK]
    ▼

    Estimated annual tax rate jumped to 29% from 24% on geographic profit mix, and the credit loss allowance rose to $332M (0.91% of receivables) from $294M at June 30 — provisioning is building even as past dues improve

  • Amazon↓ [MEDIUM RISK]
    ▼

    North America (+6%) and International (+5%) growth badly lag AWS (+39.3%), and the Prime Day shift to Q2 cut reported Q3 growth by ~400 bps — retail growth is structurally decelerating

  • Cisco↓ [MEDIUM RISK]
    ▼

    Non-GAAP operating margin expanded only 40 bps to 34.8% versus a 350 bps GAAP gain — the adjusted profitability improvement is far narrower than headline optics suggest

  • Travelers↓ [MEDIUM RISK]
    ▼

    Largest insider sale in the slate (~$1.2M at $399.35) by the Chief Administrative Officer, plus a 25-share gift — executive distribution at current levels warrants monitoring for additional Form 4s

  • Insider Pattern [MEDIUM RISK]
    ▼

    Three separate executive sales (Travelers, Apple, Goldman) on the same day with zero open-market purchases across the entire slate — no management team is signaling conviction with their own capital

Opportunities (9)

  • Amazon/AWS↓ (OPPORTUNITY)
    ◆

    Management's explicit projection of >40% AWS growth in both 2027 and 2028 implies the $184B run rate could exceed $360B by 2028 — the market may be undervaluing the durability of the AI cloud ramp

  • Caterpillar↓ (OPPORTUNITY)
    ◆

    310 bps of operating margin expansion despite $460M of freight and tariff headwinds means any easing in tariff policy or freight costs drops directly to the bottom line — operating leverage to input cost normalization

  • Alphabet↓ (OPPORTUNITY)
    ◆

    Core operating income +29.9% to $40.6B is being masked by a non-cash other-income swing — if the investment portfolio stabilizes, EPS re-rates toward the operating growth rate

  • Merck↓ (OPPORTUNITY)
    ◆

    Raised guidance plus WINREVAIR at +93% to $694M and KEYTRUDA +6% to $8.6B — the pipeline replacement story is gaining traction and the $550M timing benefit may pull forward 2027 expectations

  • Cisco↓ (OPPORTUNITY)
    ◆

    99% FCF return ($12.7B) with GAAP EPS +31% and a December 15 annual meeting — a shareholder-return story with a near-term governance catalyst; watch the say-on-pay vote as a sentiment gauge

  • Caterpillar Financial↓ (OPPORTUNITY)
    ◆

    Past dues improved to 1.31% from 1.47% and net write-offs fell to $28M from $40M — improving captive credit quality is a leading indicator of resilient equipment demand into 2027

  • Amazon↓ (OPPORTUNITY)
    ◆

    Bedrock token volume up ~17x YoY and Fortune 500 spend up nearly 7x — the AI platform layer is compounding faster than the infrastructure build, suggesting capex is demand-driven rather than speculative

  • Dow 30 Mega-Cap Earnings (OPPORTUNITY)
    ◆

    Four constituents reported today with three showing double-digit revenue growth (AMZN +12%, CAT +17%, GOOGL +24.6%) — index-level earnings power remains robust despite headline EPS noise

  • Cisco↓ (OPPORTUNITY)
    ◆

    GAAP operating margin up 350 bps to 24.3% versus only 40 bps non-GAAP — the gap implies significant one-time items are flattering GAAP; a clean comparison could unlock re-rating once adjustments normalize

Sector Themes (6)

  • AI Capex vs Cash Conversion
    ◆

    Amazon's -$42.4B TTM FCF and Alphabet's +36.2% R&D increase show hyperscalers prioritizing AI infrastructure over near-term cash returns — 2/2 reporting hyperscalers expanded operating margins while compressing free cash flow, a pattern that will pressure FCF-based valuations across the cohort

  • Headline EPS Distortion from Investment Gains
    ◆

    Alphabet's $21.0B other-income swing and Amazon's $9.5B prior-year Anthropic gain both drove net income declines despite double-digit operating income growth — 2/2 mega-caps reported EPS down YoY on non-operating items, making operating income the superior comparison metric this quarter

  • Tariff and Freight Cost Absorption
    ◆

    Caterpillar absorbed $460M of unfavorable manufacturing costs (freight + tariffs) yet still expanded operating margin 310 bps — industrial pricing power is currently outpacing input inflation, but Resource Industries' flat 13.5% margin shows the ceiling is near

  • Patent Cliff Meets Pipeline Replacement
    ◆

    Merck's JANUVIA -39%, BRIDION -67% and LAGEVRIO -88% versus WINREVAIR +93% illustrates the pharma replacement race — gross margin compression of 480 bps shows the new products carry lower margins than the LOEs they replace

  • Executive Distribution, No Accumulation
    ◆

    3 insider sales (Travelers $1.2M, Apple $824K, Goldman $229K) and zero open-market purchases across 10 filings — the complete absence of buying at index highs suggests executives see limited near-term upside, though position sizes remain small relative to holdings

  • Capital Return Discipline at Mature Tech
    ◆

    Cisco returned $12.7B, or 99% of free cash flow, via dividends and buybacks while growing revenue 12% — mature mega-cap tech is converting growth into shareholder yield rather than reinvestment, contrasting sharply with Amazon's reinvestment posture

Watch List (8)

  • Cisco Systems↓
    👁

    Virtual annual meeting December 15, 2026 at 8:00 a.m. PT (record date October 16) — watch the say-on-pay vote and the two Board-opposed stockholder proposals for governance sentiment signals

  • Amazon↓
    👁

    Q4 2026 results will be the first clean read without the Prime Day timing distortion (~400 bps Q3 drag) — confirm whether AWS sustains the >40% trajectory and whether the -$42.4B FCF trough inflects

  • Merck↓
    👁

    Full-year 2026 guidance now $66.8–$67.3B sales and $2.77–$2.82 non-GAAP EPS — monitor whether the ~$550M purchase-timing benefit reverses in Q4 and pressures the guidance range

  • Caterpillar↓
    👁

    Tariff and freight cost trajectory into Q4 — Resource Industries margin stuck at 13.5% with $208M of unfavorable material costs is the key swing factor for 2027 estimates

  • Alphabet↓
    👁

    Other-income volatility — the swing from +$12.8B to -$8.2B will dominate Q4 EPS comparisons; watch for disclosure on investment portfolio composition

  • Travelers↓
    👁

    Follow-on Form 4 activity after the ~$1.2M CAO sale at $399.35 — additional executive dispositions would elevate the signal from routine to concerning

  • Caterpillar Financial↓
    👁

    Credit loss allowance build to $332M (0.91% of receivables) from $294M — monitor Q4 provisioning for early signs of equipment financing stress

  • Apple↓
    👁

    Newstead's 10b5-1 plan sales — track whether other executives adopt or accelerate pre-scheduled plans, which would signal broader caution at current valuation levels

Filing Analyses (10)
AMAZON COM INC 8-K mixed materiality 9/10

29-10-2026

Amazon reported Q3 2026 net sales up 12% YoY to $201.9 billion (13% ex-FX) from $180.2 billion, with operating income jumping to $28.1 billion and a record 13.9% operating margin. AWS accelerated sharply, up 39.3% YoY to $46.0 billion ($184 billion run rate), while North America (+6%) and International (+5%) grew far more slowly. However, net income declined to $20.7 billion ($1.89/share) from $21.2 billion ($1.95/share) due to $9.5 billion of prior-year Anthropic investment gains, and trailing-twelve-month free cash flow swung to a $42.4 billion outflow from a $14.8 billion inflow amid a $94.8 billion increase in capex.

  • · AWS projected revenue growth rates of over 40% in both 2027 and 2028, per CEO Andy Jassy
  • · Prime Day timing shift to Q2 in most large countries reduced reported Q3 growth by roughly 400 basis points
  • · Fortune 500 companies spent nearly 7x more on Bedrock YoY; total Bedrock token volume grew nearly 17x YoY
  • · Tens of thousands of customers use AgentCore, deploying 2x more agents in Q3 than the prior three quarters combined
  • · Amazon Now orders up 10x YoY; fresh groceries and essentials growing ~3x faster than rest of store and ~half of all units
  • · Amazon acquired DuckLabs, maker of open source DuckDB
  • · Strands harness lowers agent task cost by 32% through greater token efficiency
  • · Q4 2026 guidance anticipates ~60 basis points unfavorable FX impact; advertising revenue expected to grow high teens in Q4
  • · Amazon remains on track to begin initial Amazon Leo satellite service later this year; signed strategic agreement with AT&T
  • · Zoox now operating in 12 U.S. cities, with paid rides in Las Vegas and testing in San Diego and Houston
CATERPILLAR INC 8-K mixed materiality 8/10

29-10-2026

Caterpillar reported third-quarter 2026 sales and revenues of $20.682 billion, up 17% from $17.638 billion a year earlier, driven by $2.2 billion of higher sales volume and $663 million of favorable price realization. Profit per share rose to $7.13 from $4.88 (adjusted $7.20 vs. $4.95), with operating profit margin expanding to 20.4% from 17.3%. Mixed signals remain: Construction Industries' margin was pressured by $252 million of unfavorable manufacturing costs (including freight), Resource Industries' segment profit margin slipped to 13.5% from 13.6% with $208 million of unfavorable manufacturing costs (including tariffs), Rail sales fell 5%, and Other income declined to $135 million from $208 million.

  • · Construction Industries' segment profit rose 33% to $1.831B, but absorbed $252M of unfavorable manufacturing costs, including higher freight.
  • · Resource Industries' segment profit margin was essentially flat at 13.5% versus 13.6%, with $208M of unfavorable manufacturing costs primarily from higher material costs including tariffs.
  • · Rail sales declined 5% on lower international locomotive deliveries, partially offset by growth in rail services.
  • · Other income fell to $135M from $208M, driven by unfavorable total return swap impacts partly offset by commodity hedge gains.
  • · Cat Financial provision for credit losses rose $34M, and its allowance for credit losses increased to $332M (0.91% of receivables) from $294M at June 30, 2026, even as past dues improved to 1.31%.
  • · Q3 2026 operating profit included $128M of IEEPA tariff recoveries, a one-time benefit that flatters the reported margin.
  • · Corporate items and eliminations expense decreased $131M, primarily from favorable fair value changes in deferred compensation plans, not operating improvement.
Alphabet Inc. 10-Q mixed materiality 9/10

29-10-2026

Alphabet reported Q3 2026 (three months ended September 30, 2026) revenues of $127,577 million, up 24.6% YoY from $102,346 million, and net income of $26,468 million, down 24.3% YoY from $34,979 million, as other income swung from a $12,759 million gain to an $8,221 million expense. Operating income grew 29.9% YoY to $40,576 million, while diluted EPS fell to $2.12 from $2.87, and expenses rose across R&D and cost of revenues even as general and administrative costs declined.

  • · Other income swung from a $12,759 million gain in Q3 2025 to an $8,221 million expense in Q3 2026, the main driver of the net income decline despite stronger operating income.
  • · Q3 2026 research and development expense rose 36.2% YoY to $20,640 million, while cost of revenues rose 24.4% and sales and marketing rose 22.2%.
  • · Q3 2026 general and administrative expense fell 17.0% YoY to $6,138 million.
  • · Nine-month 2026 net income includes a $127,478 million other income contribution versus $26,604 million in the prior-year period.
  • · Long-term debt rose from $46,547 million to $125,102 million between December 31, 2025 and September 30, 2026.
  • · Total cash, cash equivalents, and marketable securities rose to $265,098 million from $126,843 million at year-end 2025.
  • · Q3 2026 other comprehensive loss of $(2,041) million compared with a gain of $73 million in Q3 2025, reducing comprehensive income to $24,427 million.
CATERPILLAR FINANCIAL SERVICES CORP 8-K mixed materiality 6/10

29-10-2026

Cat Financial reported third-quarter 2026 revenues of $1.02 billion, up 10% from $926 million, and profit of $145 million, up 8% year over year. Profit before income taxes rose 5% to $194 million, but the estimated annual tax rate increased to 29% from 24%, and the allowance for credit losses rose to $332 million (0.91% of finance receivables) from $294 million at June 30, 2026, reflecting a $34 million higher provision for credit losses. Retail new business volume grew 6% to $3.85 billion, though Asia-Pacific volume declined.

  • · Retail new business volume growth was driven by all segments except Asia-Pacific, which declined.
  • · The estimated annual tax rate rose to 29% from 24%, mainly due to changes in the geographic mix of profits, which muted the pre-tax gain at the net profit line.
  • · Past dues improved to 1.31% from 1.47%, while write-offs net of recoveries fell to $28M from $40M.
  • · Pre-tax profit growth was partly offset by a $19M unfavorable margin impact and a $34M higher provision for credit losses, with a $8M favorable impact from returned or repossessed equipment.
Merck & Co., Inc. 8-K mixed materiality 9/10

29-10-2026

Merck reported third-quarter 2026 total worldwide sales of $18.1 billion, up 5% (4% ex-FX), led by KEYTRUDA/KEYTRUDA QLEX ($8.6 billion, +6%) and WINREVAIR ($694 million, +93%). However, GAAP net income fell 12% to $5.1 billion and GAAP EPS declined 12% to $2.04, while non-GAAP EPS fell 3% to $2.49, both pressured by a one-time $0.12 per share SciBrunch license charge, higher operating expenses and higher net interest expense. JANUVIA/JANUMET (-39%), BRIDION (-67%) and LAGEVRIO (-88%) declined sharply on generic competition and demand loss. Management raised the midpoint of its full-year 2026 sales outlook to $66.8–$67.3 billion and its non-GAAP EPS outlook to $2.77–$2.82.

  • · Gross margin declined to 72.9% GAAP (from 77.7%) and 81.4% non-GAAP (from 81.9%), driven by higher amortization, restructuring and production costs.
  • · Other (income) expense swung to $27 million of expense on a GAAP basis (vs. $238 million of income a year earlier), mainly from higher net interest expense.
  • · Q3 2026 sales benefited from roughly $550 million of purchase-timing effects, which may not recur.
  • · Koselugo alliance revenue fell from $214 million to $13 million after a 2025 AstraZeneca collaboration amendment.
  • · KEYTRUDA QLEX reached $830 million in sales in Q3 2026 and is available in some markets as KEYTRUDA SC.
  • · BRAVECTO sales were flat ex-FX at $264 million versus $262 million a year earlier.
  • · Q3 2025 EPS included a $0.10 per share LaNova milestone charge, a comparison factor for year-over-year results.
  • · The Q3 2026 results include a $200 million R&D reduction from a Blackstone funding agreement.
  • · Lynparza fell 7% on lower U.S. net pricing and lower demand and pricing in China.
GOLDMAN SACHS GROUP INC 4 negative materiality 4/10

29-10-2026

Chief Administrative Officer LESLIE ERICKA T sold 100 Common Stock, par value $0.01 per share at $926.28 (~$92.6K). 4 transactions reported in total. LESLIE ERICKA T holds 10,460 shares after the transaction.

  • · Chief Administrative Officer LESLIE ERICKA T sold 40 Common Stock, par value $0.01 per share at $909.63 (~$36.4K)
  • · Chief Administrative Officer LESLIE ERICKA T sold 52 Common Stock, par value $0.01 per share at $911.21 (~$47.4K)
  • · Chief Administrative Officer LESLIE ERICKA T sold 58 Common Stock, par value $0.01 per share at $912.23 (~$52.9K)
  • · Chief Administrative Officer LESLIE ERICKA T sold 100 Common Stock, par value $0.01 per share at $926.28 (~$92.6K)
CISCO SYSTEMS, INC. DEFA14A neutral materiality 2/10

29-10-2026

Cisco Systems filed definitive additional proxy soliciting materials (DEFA14A) on October 29, 2026, supplementing its proxy statement ahead of its 2026 annual meeting of stockholders. The filing is a routine procedural disclosure with no fee required and contains no financial results, transaction terms, or monetary figures. No period-over-period financial comparisons are available in this filing.

  • · Filing is a DEFA14A (Definitive Additional Materials) under Schedule 14A, Section 14(a) of the Securities Exchange Act of 1934
  • · Filed by the registrant itself (not a third party)
  • · No filing fee required
  • · SEC file number 001-39940; film number 261502020; accession number 0001308179-26-000440
  • · Company incorporated in Delaware, fiscal year end July 31, SIC code 3576 (Computer Communications Equipment)
  • · Business address: 170 West Tasman Dr, San Jose, CA 95134-1706; phone 408-526-4000
  • · Document contains 3 public documents, including embedded graphic exhibits
CISCO SYSTEMS, INC. DEF 14A positive materiality 6/10

29-10-2026

Cisco's FY2026 (ended July 25, 2026) was a record year: revenue reached $63.3 billion, up 12% year-over-year, with GAAP operating margin up 350 bps to 24.3% and non-GAAP operating margin up 40 bps to 34.8%. GAAP EPS rose 31% to $3.33 and non-GAAP EPS rose 14% to $4.33, while the company returned $12.7 billion (99% of free cash flow) via dividends and buybacks. However, the non-GAAP operating margin improvement was modest at just 40 bps versus the 350 bps GAAP gain, and the proxy centers on routine governance matters—electing ten directors, an advisory say-on-pay vote, ratifying PwC for FY2027, and two stockholder proposals the Board opposes.

  • · Annual Meeting to be held virtually on December 15, 2026 at 8:00 a.m. Pacific Time; record date October 16, 2026
  • · Board recommends FOR all ten director nominees, FOR the advisory say-on-pay resolution, FOR ratification of PwC as auditor for fiscal year ending July 31, 2027, and AGAINST two stockholder proposals
  • · Non-GAAP operating margin expanded only 40 bps to 34.8%, far below the 350 bps GAAP margin gain, reflecting a narrower improvement on an adjusted basis
  • · Cisco describes FY2026 as delivering the highest revenue, non-GAAP operating margin, and earnings per employee in 30 years
  • · Stockholder engagement covered holders representing approximately 59% of shares outstanding at fiscal year-end
  • · Proxy materials first sent on or about October 29, 2026; fiscal year end is July 31
TRAVELERS COMPANIES, INC. 4 negative materiality 7/10

29-10-2026

EVP and Chief Admin Officer BESSETTE ANDY F sold 2,999.709 Common Stock at $399.35 (~$1.2M). BESSETTE ANDY F holds 18,259.688 shares after the transaction.

  • · EVP and Chief Admin Officer BESSETTE ANDY F sold 2,999.709 Common Stock at $399.35 (~$1.2M)
  • · EVP and Chief Admin Officer BESSETTE ANDY F gifted 25 Common Stock
Apple Inc. 4 negative materiality 5/10

29-10-2026

SVP, GC and Government Affairs Newstead Jennifer sold 2,399 Common Stock at $343.36 (~$824K). Newstead Jennifer holds 32,396 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · SVP, GC and Government Affairs Newstead Jennifer sold 2,399 Common Stock at $343.36 (~$824K)

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