Global High-Priority Regulatory Events — October 14, 2026

14-10-2026

The Committee of Independent Directors (IDC) of Aar Shyam India Investment Company Limited unanimously recommended on October 14, 2026 that the open offer by Mr. Radha Krishna Avudari, Mrs. Sudha Rani Avudari and Mr. Nagabhyru Srikanth to acquire up to 58,43,327 equity shares (26% of the emerging paid-up equity capital) at Rs. 15 per share in cash is fair and reasonable. The IDC noted the offer price was the highest among the selected criteria and appears compliant with SEBI SAST Regulations, while advising shareholders to independently evaluate the offer and market performance before tendering.

• · IDC recommendation to be published on October 15, 2026 in Financial Express (English), Jansatta (Hindi) and Pratahkal (Marathi, Mumbai) in line with the Detailed Public Statement publications
• · IDC members hold no equity shares in the Target and have no relationship with the Acquirers; no trading in the Target's shares by IDC members
• · No independent advisors were appointed and no other matters were highlighted
• · IDC meeting commenced at 12:30 PM and concluded at 12:50 PM on October 14, 2026
• · The IDC's recommendation is advisory: shareholders are advised to independently evaluate the offer and the Target's market performance before tendering

14-10-2026

Arambhveer Limited, along with three persons acting in concert (PACs), has filed a Draft Letter of Offer for a mandatory open offer to acquire up to 21,81,121 equity shares of Mapro Industries Limited, representing 26.00% of the voting share capital, at ₹60.13 per share in cash. The offer is being made under SEBI (SAST) Regulations following an underlying share purchase agreement, and the tendering period is scheduled to run from November 19, 2026 to December 03, 2026.

• · Offer is not conditional on any minimum acceptance level under Regulation 19 of SEBI (SAST) Regulations
• · Acquirer may withdraw the offer under Regulation 23 if required statutory approvals are refused or the SPA conditions are not met for reasons outside its control
• · Offer price may be revised upward until November 17, 2026, with a corresponding increase to the escrow account
• · Public Announcement dated September 24, 2026; Detailed Public Statement published October 01, 2026
• · Identified Date for shareholder eligibility is November 04, 2026; Letter of Offer to be dispatched by November 11, 2026
• · Target Company's independent directors committee must publish its recommendation by November 17, 2026
• · Settlement of consideration or return of shares is scheduled by December 17, 2026

14-10-2026

StageWise Strategies Corp. (STWI) filed Exhibit 99.1 containing audited financial statements for the fiscal years ended September 30, 2025 and 2024, filed alongside an 8-K covering Items 2.01 (completion of acquisition/disposition), 3.02, 5.01, 5.02, 5.03, and 9.01. Revenue rose sharply to $95,409 from $9,007 (roughly 959% growth), but the company remained loss-making with a net loss of $74,758 (versus $30,616 prior year), an accumulated deficit of $112,364, a stockholders' deficit of $(77,034), and a going-concern warning from the auditor.

• · Auditor Dylan Floyd Accounting & Consulting (PCAOB #6235, Newhall, CA; auditor since 2023) issued a going-concern paragraph and flagged related-party loans as a critical audit matter.
• · Related-party loans rose to $218,700 from $121,830 and now represent the bulk of total liabilities of $241,901.
• · Intangible assets, net grew to $152,216 from $104,401, with $82,450 of intangible asset investment in FY2025 and $88,900 in FY2024.
• · Depreciation/amortization expense rose to $34,635 from $13,299.
• · Marketing ($30,424), SEO services ($14,784), and website/API expenses ($14,800) appear as new operating expense lines in FY2025 versus nil in FY2024.
• · Net cash used in operating activities widened to $(48,500) from $(12,217).
• · Cash on hand of $4,573 is small relative to annual operating expenses of $170,170, indicating limited liquidity runway.
• · Management states it will fund operations from cash on hand, director loans, and/or private placements of common stock.
• · Item 2.01 (completion of acquisition or disposition) is cited in the 8-K, but the exhibit provided contains only the target's standalone financial statements and does not describe the transaction terms.

14-10-2026

Highway Infrastructure Limited's board approved (i) an increase in authorised share capital from Rs. 40 Cr to Rs. 50 Cr, (ii) a preferential issue of up to 1,00,00,000 warrants to Promoter and Promoter Group members at Rs. 49.82 each, aggregating up to Rs. 49,82,00,000 (Rs. 49.82 Cr), with 25% (Rs. 12.46) payable upfront, (iii) the acquisition of 51% of Indore Highway Real Estates Private Limited for approximately Rs. 38,98,695 (about Rs. 0.39 Cr), partly from related parties, and (iv) the draft notice of an Extra Ordinary General Meeting to seek shareholder approval. The target company reported nil turnover for FY 2024-25 and FY 2025-26, after Rs. 59,44,634 in FY 2023-24.

• · Warrant issue price of Rs. 49.82 implies Rs. 12.46 upfront (25%) and Rs. 37.36 on exercise (75%); the Relevant Date for pricing is 14 October 2026
• · Acquisition is treated as a Related Party Transaction, with sellers including relatives of Directors; one seller, Rachna Agrawal, is stated not to be a related party
• · Target company's stated paid-up capital (Rs. 5,00,000 comprising 50,000 shares of Rs. 10) is inconsistent with the 25,500 shares = 51% arithmetic, which implies about 50,000 total shares; this should be verified
• · Acquisition is stated to be within the Section 186 limit approved by shareholders; no specific governmental or regulatory approval identified as of the disclosure date
• · Warrants lapse after 18 months if unexercised, and the upfront amount paid is forfeited

14-10-2026

FortuneX Acquisition Corporation, a Cayman Islands SPAC, and its Merger Sub entered into a First Amendment dated October 13, 2026 to its September 18, 2026 Business Combination Agreement with WT Realty Group Inc. The amendment fixes the Aggregate Merger Consideration at 52,500,000 shares of PubCo Common Stock, implying an agreed equity value of $525,000,000 at a $10.00 reference price per share, with no adjustment for cash, indebtedness, working capital, escrow or holdback. The filing is an administrative-style amendment; it does not disclose a change in deal status, financing outcome, or closing timeline.

• · Reference price per share is $10.00, and 52,500,000 shares x $10.00 reconciles to the $525,000,000 agreed equity value
• · Consideration is fixed and not subject to cash, net debt, working capital, purchase price adjustment, escrow or holdback
• · Amendment is made under Section 11.2 of the Business Combination Agreement and governed by Delaware law
• · Amendment becomes effective upon delivery of executed counterparts or signature pages from all parties

14-10-2026

Pioneer Acquisition I Corp (Nasdaq: PACH) entered into a definitive Business Combination Agreement with Green AI Cloud, Inc., a Stockholm-based European AI data center operator focused on renewable-powered super compute, valuing Green AI Cloud at a $300 million pre-money equity value and implying a pro forma enterprise value of approximately $525 million assuming no redemptions. Closing is expected in Q2 2027, subject to Pioneer shareholder approval and customary conditions, and Pioneer's board received a fairness opinion; the deal is positive for the SPAC's prospects but carries execution and redemption risk, and the press release contains no reported historical financial results for the target.

• · Target's current portfolio includes live, contracted and planned capacity, with a potential multi-GW development pipeline over time
• · Expected proceeds to fund site development, potential acquisitions and expansion into new markets
• · Transaction approved by both boards; Pioneer obtained a fairness opinion before signing
• · Filing is partly a SPAC-style marketing release with forward-looking statements; no audited Green AI Cloud revenue or profitability figures are disclosed
• · Ticker discrepancy: the body cites Nasdaq: PACH while the subject identifies PACHU (the unit ticker)

14-10-2026

Polycab India Limited disclosed under Regulation 30 of SEBI (LODR) Regulations, 2015 an update on an appeal filed by Asier Metals Private Limited against the company, which was listed before the Hon'ble NCLAT, Principal Bench, New Delhi. The NCLAT granted a request for early listing, and the appeal is now scheduled to be heard on October 15, 2026. The filing is procedural in nature and includes no quantified financial impact.

• · The appeal was originally listed for hearing on October 26, 2026, and was advanced to October 14, 2026 for an early hearing request, with the hearing now set for October 15, 2026.
• · This is the fourth related intimation, following earlier disclosures dated October 07, 2026, October 08, 2026 and October 09, 2026.

14-10-2026

Gangotri Textiles Ltd disclosed that the National Company Law Tribunal (NCLT), Chennai, admitted the company's own Section 10 petition for Corporate Insolvency Resolution Process (CIRP) by an order dated 7 August 2026, appointing Mr. G. Gunasekaran as Interim Resolution Professional (IRP). Under the order, the powers of the Board of Directors and Committees stand suspended from 7 August 2026, and Mr. Gunasekaran replaces Mr. Manoj Kumar Tibrewal as Compliance Officer. The filing contains no financial figures on debt, assets, or revenue.

• · Insolvency petition filed under Section 10 of the IBC, case reference CP(IB) 310/CHE/2025, before NCLT Chennai
• · Mr. G. Gunasekaran is registered with the IBBI under Regn No. IBBI/IPA-001/IP-P00681/2017-2018/11178
• · Board and committee powers suspended with effect from 7 August 2026, with control transferred to the IRP
• · Filing dated 14 October 2026 was made under Regulation 30 of SEBI LODR Regulations, 2015, with a 7-week lag between the order date and disclosure

14-10-2026

Maithan Alloys Limited disclosed under Regulation 30 of SEBI (LODR) Regulations, 2015 that it acquired 780,000 equity shares (0.05% shareholding) of HFCL Limited through the stock exchange on 13 October 2026 for a total cost of Rs. 20.00 Crore, paid in cash. The company states the investment is for long-term/short-term investment benefits and that it does not intend to acquire control of HFCL's management. HFCL reported FY 2025-26 turnover of Rs. 4528 Crore and PAT of Rs. 253 Crore, up from Rs. 3795 Crore turnover in FY 2024-25 but below Rs. 4075 Crore in FY 2023-24.

• · Company became aware of acquisition particulars on 14 October 2026 at 09:14 AM; the trade occurred 13 October 2026 at 3:30 PM
• · Disclosure triggered by crossing a Regulation 30 threshold; no related party interest, arm's length transaction, and no governmental/regulatory approvals required
• · HFCL's FY 2025-26 turnover growth of 19.3% partly recovers the FY 2024-25 decline, but remains above the FY 2023-24 level by roughly 11%
• · HFCL's FY 2024-25 turnover declined 6.9% year-on-year

14-10-2026

DRC Systems India Limited's Board approved acquiring a 49.00% stake in Skizzle Technolabs India Private Limited for an aggregate consideration not exceeding Rs. 2,00,00,000 (Rs. 2 Crore), replacing the earlier plan for a fresh investment, with completion targeted on or before March 31, 2027. The Board also approved divesting its entire 49.18% stake in associate Inexture Solutions Limited for a consideration not exceeding Rs. 1.02 Crore, with completion expected within 60 days of the agreement, which is to be signed on or before October 26, 2026. Inexture's FY2026 turnover was Rs. 1,902.88 Lakh and net worth Rs. 195.17 Lakh, so the disposal consideration is modest relative to the associate's reported net worth.

• · Skizzle acquisition was changed from a fresh investment to an acquisition of an existing stake from current shareholder(s); post-acquisition Skizzle becomes an Associate Company.
• · Skizzle acquisition may be completed in one or more tranches, subject to due diligence, definitive documents and approvals; the timeline was revised from the earlier intimation dated May 18, 2026.
• · Neither the Skizzle acquisition nor the Inexture disposal is a Related Party Transaction; promoters and group companies have no interest.
• · Inexture buyers are individuals who do not belong to the promoter or promoter group.
• · Post-divestment, Inexture Solutions Limited will cease to be an Associate of the Company.

14-10-2026

Hira Automobiles Limited filed its quarterly compliance report under Clause 19 of a 2013 SEBI order on minimum public shareholding norms for the quarter ended September 30, 2026. The filing is largely a historical chronology of the 2013-2014 delisting attempt (which did not complete, as the company did not receive the requisite shareholder consent by August 14, 2014), and it discloses that SEBI imposed a penalty of Rs. 14 Lacs on April 16, 2024 for non-filing of quarterly reports. The company says it is preparing an application to SEBI for directions to enable promoters to achieve minimum public shareholding compliance.

• · The 2013 delisting process stalled because requisite shareholder consent was not received (August 14, 2014), yet the filing does not explicitly state the delisting was abandoned
• · The company has been out of compliance with SEBI's quarterly reporting requirement, which led to the April 16, 2024 penalty, indicating a more-than-decade gap in required filings
• · The filing is dated October 14, 2026 yet references the 2013 SEBI order, a 2024 penalty, and reporting for a period ending September 30, 2026, so the stated timeline should be verified against SEC/SEBI records
• · Internal inconsistency: the filing cites 4.28% in the subject/opening and 4.98% in the May 25, 2013 letter description as the public shareholding to be acquired
• · The filing names the SEBI order as relating to Clause 19 and Section 11 of the SEBI Act, 1992 and Section 12A of the SCRA, 1956, and was submitted to BSE only
• · The company's current plan is to seek fresh SEBI directions so promoters can meet minimum public shareholding norms, implying the company remains non-compliant with those norms

14-10-2026

Sharvaya Metals Limited's board approved the acquisition of 100% of Success Electronics Private Limited through a non-cash share swap valued at about INR 30,24,00,000 (INR 30.24 Crore), settled by issuing 21,00,000 preferential equity shares to promoter-category sellers at INR 144 per share. The board also approved a preferential issue of 8,11,000 fully convertible warrants at INR 144 each, aggregating INR 11,67,84,000 (INR 11.68 Crore), an increase in authorised share capital, and convening of an Extraordinary General Meeting. The acquisition is a related party transaction, and Success is reported to have a small revenue base relative to the consideration.

• · Acquisition is a related party transaction; promoter Shreyans Ravindra Katariya and director Balasaheb Jalinder Kale hold roles in Success, with valuation by independent registered valuers
• · Success Electronics is reported to carry zero bank debt
• · Warrants carry an 18-month exercise window from allotment, each convertible into one equity share of INR 10 face value
• · Consolidated results of Success will be included in Sharvaya's financials upon completion; Success would become a wholly owned subsidiary
• · Share swap ratio is 21 Sharvaya shares for every 2 Success shares, and the structure is designed to preserve cash resources while increasing equity share capital
• · Relevant Date for the preferential issue is October 07, 2026; approvals remain subject to shareholders and regulatory authorities

14-10-2026

BGR Energy Systems Limited disclosed under SEBI Circular SEBI/HO/CFD/CMD1/CIR/P/2019/140 that its bank loans and revolving facilities (including cash credit) outstanding as of 30.09.2026 total Rs.3764.77 crore, all of which is in default. The company reported no unlisted debt securities (NCDs and NCRPS) outstanding, and total financial indebtedness of Rs.4222.95 crore including short-term and long-term debt.

• · Default amount on bank loans and revolving facilities equals the full outstanding amount of Rs.3764.77 crore
• · Unlisted debt securities (NCDs and NCRPS) show nil outstanding and nil default
• · Filing references SEBI Master Circular dated 11/07/2023 and SEBI Circular dated 21 November 2019
• · NSE symbol BGRENERGY and BSE scrip code 532930

14-10-2026

Mrs. Nandini Modi and Mr. Kirit Modi, along with seven persons acting in concert, have launched an open offer under SEBI (SAST) Regulations to acquire up to 4,875,000 fully paid-up equity shares of face value ₹10 each, representing 26% of The South India Paper Mills Limited's voting share capital, at ₹120 per share in cash. The offer follows a Share Purchase Agreement dated August 18, 2026, and the Letter of Offer is dated October 13, 2026, with the offer opening October 22, 2026 and closing November 4, 2026. The filing is a procedural disclosure of the open offer, with no reported financial results or performance metrics.

• · Offer is not conditional on any minimum level of acceptance and is not a competing offer
• · Acquirers must complete the SPA-contracted acquisitions within 26 weeks of the offer period expiry
• · Offer may be withdrawn only under limited Regulation 23(1) conditions, including failure to obtain statutory approvals
• · Target company CIN is L85110KA1959PLC001352; scrip code 516108 on BSE

14-10-2026

Reliable Ventures India Ltd disclosed under Regulation 31A(10)(ii) of SEBI LODR that Incoming Promoters (Mr. Chennupati Sarath Kumar, Mr. Sivanag Vasireddy and Ancla Technology Solutions India Pvt Ltd) acquired control of the company via a Share Purchase Agreement dated June 2, 2026, buying 59,55,815 equity shares (54.08% of voting capital) from the Outgoing Promoters. Actual transfers were completed in tranches between September 1 and September 7, 2026, with 1,803 shares still pending depository transfer, and the Outgoing Promoters are being reclassified from 'promoter' to 'public' effective September 7, 2026. The transaction was run alongside an open offer, with the letter of offer dated August 4, 2026.

• · Control was acquired by Incoming Promoters on July 15, 2026, when their nominees were appointed to the Board, but reclassification is effective only from September 7, 2026, the actual share transfer date
• · Outgoing Promoters confirmed they hold no equity shares, will not exercise control, have no special rights or board representation, and will comply with the 3-year conditions under Regulation 31A(4)
• · Filing contains an internal inconsistency: the share count transferred (59,54,012) plus the pending 1,803 shares does not reconcile to the 59,55,815 total, and the SPA date (June 2) is described as the consummation date in Annexure A while transfers occurred in September

14-10-2026

VAS Infrastructure Limited, under Corporate Insolvency Resolution Process (CIRP) with Mr. Bimal Kumar Agarwal as Resolution Professional, has published a corrigendum to its Form G Expression of Interest, extending all key resolution timelines. The last date for receipt of EoI moves from October 13, 2026 to October 20, 2026, and the last date for submission of resolution plans moves from November 23, 2026 to November 30, 2026. The extension follows requests from prospective applicants, so the process is continuing rather than stalling, but the timetable has slipped by one week at each stage.

• · Revised timeline: provisional list of prospective resolution applicants moves to October 23, 2026; objections due October 28, 2026; final list October 30, 2026; information memorandum and request for resolution plans issued October 31, 2026
• · The corrigendum was published in Free Press Journal (English) and Navshakti (Marathi), Mumbai editions; the company states it is available on its website and the IBBI website
• · The NCLT Mumbai Bench order approving the RP appointment is IA No. 3523 of 2026 in C.P. (IB) No. 314/MB/2023, dated August 13, 2026
• · Filing date discrepancy: the 'date of the event' in the table is stated as September 14, 2026, while the corrigendum itself and the letter reference publication on October 14, 2026
• · Expression of Interest submission email: [email protected] (letter) versus [email protected] in the table; the asset in the sale is a real estate project in Borivali West, Mumbai

14-10-2026

Bajaj Healthcare Limited disclosed that the Hon'ble NCLT Mumbai Bench, by order dated October 13, 2026, approved the acquisition of Genrx Pharmaceuticals Private Limited (in Liquidation) on a going concern basis, to become a wholly owned subsidiary subject to implementation of the NCLT order terms. The order is effective from October 13, 2026 until further orders, and the company's trading window remains closed for designated persons per the September 23, 2026 disclosure. The filing does not disclose any transaction value, consideration, or financial figures.

• · Order dated October 13, 2026 by NCLT Mumbai Bench; company downloaded it from the NCLT website on October 13, 2026
• · Genrx Pharmaceuticals will become a Wholly Owned Subsidiary of Bajaj Healthcare, subject to implementation of NCLT order terms
• · Trading window for designated persons and immediate relatives remains closed, per the September 23, 2026 disclosure
• · No aberrations, non-compliances, penalties, or restrictions were identified by the authority

14-10-2026

Eton Pharmaceuticals (ETON) entered an exclusive U.S. license and supply agreement with Aquestive Therapeutics (AQST) for LIBERVANT (diazepam) buccal film, an Orphan Drug-designated seizure cluster rescue therapy, with commercial launch anticipated in April 2027 subject to final FDA approval. Management cites a U.S. seizure rescue market exceeding $450 million annually and a patient preference survey in which 71% favored film over nasal spray (versus 13%), though these are stated preferences rather than clinical outcomes. The filing discloses no upfront payment amount, milestone terms, or royalty rates, and the regulatory path carries execution risk.

• · Eton's U.S. rights to LIBERVANT are exclusive, and the agreement includes a supply component under which Aquestive manufactures the product; Aquestive is described as eligible to receive upfront, milestone and royalty payments, but no amounts or rates are disclosed.
• · LIBERVANT holds tentative FDA approval for seizure clusters in patients aged 2 to 5 and 12 and older; full approval for ages 12 and older is expected after VALTOCO's orphan drug exclusivity expires on January 10, 2027.
• · A Type 9 NDA to add ages 6 to 11 has a PDUFA target action date of March 29, 2027.
• · Patent protection extends into 2038, with additional applications pending at the USPTO.
• · Labeling includes boxed-type safety warnings on benzodiazepine risks (opioid co-use, abuse, dependence, withdrawal), and the most common side effects are sleepiness and headache.
• · Among 76% of surveyed patients concerned about medication access away from home, only 34% reported always carrying it, indicating a portability gap the product is positioned to address.

14-10-2026

United Foodbrands Limited (formerly Barbeque-Nation Hospitality Limited, BSE: 543283 / NSE: UFBL) disclosed that its wholly owned Dubai-based subsidiary, Barbeque Nation MENA Holding Limited, incorporated a private limited company, UFBL UK Limited, in England and Wales, approved by the Registrar of Companies on October 13, 2026. UFBL UK Limited becomes a Step-Down Subsidiary of the listed company, with GBP 50,000 share capital (5,000 shares of GBP 10 each), fully held (100%) by the holding subsidiary, to set up and operate restaurant businesses across the United Kingdom. This is a routine expansion disclosure with no acquisition of an existing business and no reported negative or mixed financial performance.

• · Incorporation approved by the Registrar of Companies for England and Wales on October 13, 2026
• · Filing made under Regulation 30 read with Schedule III of SEBI Listing Regulations, 2015
• · Cash consideration used for subscription, not a share swap
• · Holding is 100% via a Dubai-domiciled wholly owned subsidiary, placing UFBL UK Limited at step-down level

14-10-2026

Minda Corporation Limited has executed a Share Subscription Agreement with Avener Green Private Limited and Agganga Energy Private Limited, under which it will acquire a 26% equity stake in Agganga Private Limited, a renewable energy (solar photovoltaic power generation) company incorporated in 2025. The consideration is cash of up to Rs. 112.20 lacs, with completion expected in approximately 6 months, and the transaction is not a related party transaction. The filing is a routine Regulation 30 intimation with no reported revenue, as the target had nil turnover for FY2025-26.

• · Agganga Private Limited reported profit after tax of Rs. 0.03 lacs and nil turnover as of 31.03.2026
• · Agganga was incorporated in 2025 with its registered office in Gurgaon, Haryana
• · Transaction is not a related party transaction and no promoter or promoter group interest is involved
• · No governmental or regulatory approvals are required for the acquisition
• · Expected completion timeline is approximately 6 months

14-10-2026

Aftertrade Broking Private Limited, as Manager to the Open Offer, has submitted a Public Announcement on behalf of Nalin Ramaniklal Shah (Acquirer) and ten persons acting in concert to acquire 58,24,853 equity shares, representing 26% of the Total Voting Share Capital of Avishkar Infra Realty Limited, at Rs. 23 per share under SEBI SAST Regulations 3(1) and 4. The filing is an open offer announcement to shareholders and does not disclose completed financial results or a change in the target company's operating performance.

• · Acquirer and PACs are seeking to acquire 58,24,853 equity shares at Rs. 23 per share, implying a total open offer consideration of roughly Rs. 13.4 crore at the offer price
• · The announcement is filed under Regulations 3(1) and 4 of the SAST Regulations, which apply to acquisitions crossing the threshold for mandatory open offers

14-10-2026

Brooks Laboratories Limited's Board approved a Scheme of Arrangement under Sections 230-232 of the Companies Act, 2013 to demerge its Manufacturing Business (Baddi facility, associated exports, loan-licensing, and P2P contract manufacturing with distribution channels) into wholly owned subsidiary Abridge Speciality Limited on a going-concern basis. The demerged undertaking generated Rs. 8,287.26 lakhs, about 96.66% of FY2025-26 turnover, so the retained trading business is comparatively small. The scheme is subject to SEBI, stock exchange, and NCLT approvals, with listing expected in about 16 months, and carries execution risk and no assurance on timing or benefits.

• · Share Entitlement Ratio is 1:1; 100 existing Brooks shares yield 100 new Abridge shares
• · Upon effectiveness, Abridge Speciality will be renamed Brooks Laboratories Limited and the existing company renamed Xuri Lifesciences Limited (or other name approved by RoC)
• · Existing 10,000 shares of Abridge held by Brooks will be cancelled upon allotment
• · Promoter/Promoter Group holds 100% of Abridge pre-scheme and will hold 52.62% post-scheme
• · Abridge is unlisted and proposes listing on BSE and NSE, subject to approvals
• · The scheme involves no cash consideration and no compromise with creditors
• · Board meeting ran from 4:00 PM to 5:30 PM IST on October 14, 2026

14-10-2026

SITI Networks Limited disclosed, via a Regulation 30 filing dated October 14, 2026, that the Hon'ble NCLT Mumbai Bench, by order dated September 28, 2026 (received October 12, 2026), appointed Mr. Trupalkumar Patel as Resolution Professional under Section 7 of the IBC, 2016, on an application by IndusInd Bank Ltd. The appointment followed the IBBI's cancellation of the prior RP's registration (disciplinary order dated August 6, 2026, effective September 6, 2026) and a Joint Lender Meeting on September 16, 2026, which approved the new RP with 72% voting. The matter is listed for next hearing on December 3, 2026.

• · The prior Resolution Professional's registration was cancelled by IBBI disciplinary order No. IBBI/DC/338/2026 dated August 6, 2026, which became effective September 6, 2026
• · The Joint Lender Meeting held September 16, 2026 approved the new RP's appointment, with the new RP's authorization for exercise (AFA) valid up to December 31, 2026
• · The matter is listed for next hearing on December 3, 2026
• · The filing is a continuation of the company's earlier disclosure dated October 13, 2026

14-10-2026

Turtlemint Fintech Solutions Ltd's Board approved an investment of up to ₹149,51,13,103.05 (approximately ₹1,495.11 Mn / ₹149.51 Cr) in its wholly owned subsidiary Turtlemint Insurance Broking Services Private Limited (TIB) via subscription to a rights issue of up to 8,41,715 equity shares at ₹1,776.27 per share. The infusion is intended to fund TIB's working capital, including lease payments, and is in line with the objects of the IPO; the Company's shareholding in TIB remains unchanged at 100%. Because this is an intra-group capital infusion, it is not an acquisition of a new entity and carries no change in control.

• · TIB is a Composite Insurance Broker regulated by IRDAI, incorporated October 24, 2013, operating only in India
• · The investment is cash consideration with no regulatory approvals required and no indicative completion period specified
• · Not a related party transaction under the Companies Act, 2013, though two Company executives sit on TIB's board
• · TIB net worth of ₹1,758.63 Mn as at March 31, 2026, and paid-up capital of ₹1,68,31,741 post infusion
• · Filing made under Regulation 30 read with SEBI Circular dated January 30, 2026

14-10-2026

INDO-MIM Limited's Board of Directors, at its October 14, 2026 meeting, approved the re-appointment of three Non-Executive Independent Directors (Mrs. Rajni Anil Mishra, Mrs. Meera Shankar and Mrs. Sujitha Karnad) for five-year terms from March 30, 2027 to March 29, 2032, subject to member approval via Postal Ballot. The Board also approved a revised Insider Trading Policy and the incorporation of a wholly owned foreign subsidiary in Vietnam, with an overall investment of Rs. 45 Crore over five years.

• · Proposed Vietnam subsidiary is a single member LLC, 100% owned by INDO-MIM, with no share issuance by the entity
• · Vietnam subsidiary tentatively scheduled for incorporation on December 1, 2026, pending approvals from Vietnam Business Registration office and RBI for Overseas Direct Investment
• · Vietnam subsidiary's business covers manufacture, assembly, sale and export of electronics, prototypes and engineering components
• · Board meeting commenced at 5:30 PM IST and concluded at 6:50 PM IST

14-10-2026

AGS Transact Technologies Limited, currently under the Corporate Insolvency Resolution Process (CIRP), has rescheduled its 19th Committee of Creditors (CoC) meeting to Thursday, 15 October 2026 at 2:00 p.m. via video conferencing. The disclosure is made under Regulation 30 of the SEBI (LODR) Regulations, 2015, and is issued by the Deemed Resolution Professional, Brijendra Kumar Mishra.

• · The 19th CoC meeting was rescheduled to Thursday, 15 October 2026 at 2:00 p.m. via video conferencing
• · Filing reference: IRP/AGS/M/26-27/1792, dated 14 October 2026
• · BSE Scrip Code: 543451; NSE Symbol: AGSTRA
• · Resolution Professional's IBBI Registration No: IBBI/IPA-002/IP-N00109/2017-2018/10257; AFA valid till 31 December 2026

14-10-2026

Laurus Labs Limited has invested INR 1,078,000,000 (INR 107.8 Crore) to acquire 107,800,000 equity shares of KRKA Pharma Private Limited at a face value of INR 10 each through a rights issue. Following the investment, Laurus's total holding in KRKA stands at 262,150,000 equity shares, and its shareholding percentage remains unchanged at 49%. This filing is a follow-up to the company's intimation dated April 30, 2026.

• · The investment was made under Regulation 30 of the SEBI (LODR) Regulations, 2015, as a continuation of the April 30, 2026 intimation
• · KRKA is a joint venture between Laurus Labs Limited and KRKA d.d., Novo mesto, Slovenia

14-10-2026

Alpha Star Acquisition Corp (ALSUF), a SPAC, filed an amendment to its Amended and Restated Memorandum and Articles of Association (Exhibit 3.1) that replaces Section 36.2 to allow the board, at its sole discretion, to extend the deadline for consummating an initial business combination from December 15, 2026 by up to twelve one-month extensions, to no later than December 15, 2027, without requiring sponsor deposits into the trust account from October 15, 2026 onward. If no business combination is completed by the extended date, an automatic redemption of public shares is triggered, with directors required to distribute trust account funds pro rata within ten business days and wind down operations.

• · Original deadline to consummate the initial business combination is December 15, 2026; the extended outside date is December 15, 2027
• · Extensions are at the board's sole discretion and require no sponsor deposit into the trust account from October 15, 2026
• · Failure to complete a business combination by the extended date triggers pro rata redemption of public shares only, with the company ceasing operations other than winding up

14-10-2026

A-One Steels India Ltd disclosed that insolvency proceedings initiated by Shri Khatu Shyam Ispat Udyog LLP (Case No. C.P. (IB)/34/BB/2026) before the NCLT Bengaluru Bench were settled between the parties on October 14, 2026. The written NCLT order recording the settlement has not yet been uploaded, and the company will make further disclosure once it is received or available.

• · The matter was previously disclosed under 'Outstanding Litigations and Material Developments' in the company's Red Herring Prospectus (RHP)
• · NCLT written settlement order is pending upload to the NCLT website
• · NSE symbol: AONESTEELS; BSE scrip code: 544952

14-10-2026

AXISCADES Technologies Limited's Board approved in principle the acquisition, by its step-down subsidiary XIDA Inc., of substantially all the business assets (not shares) of San Jose-based ITSJ Group, Inc., a precision engineering and electronics manufacturing services firm serving semiconductor-equipment and data-centre customers. Aggregate consideration will not exceed US$ 7.0 million (approx. ₹ 67.02 crore), comprising US$ 2.5 million cash, US$ 2.5 million in restricted XIDA shares and a performance-linked earn-out of up to US$ 2.0 million. The deal is subject to execution of an Asset Purchase Agreement (targeted by November 30, 2026) and completion is expected by March 31, 2027; the company states it is not expected to have a material impact on FY2026-27 consolidated results.

• · ITSJ is not a related party; no promoter or group company holds any interest in ITSJ
• · No shares of ITSJ are acquired and ITSJ will not become a subsidiary; ITSJ retains its liabilities other than specifically assumed ones
• · Revenue of ITSJ is unaudited, based on management accounts reviewed in financial due diligence; ITSJ incorporated in 2023 (Delaware)
• · No Indian governmental or regulatory approval is required; subject to customary corporate and US/other jurisdiction approvals
• · Earn-out milestones tied to customer-transition, revenue and margin targets; restricted shares subject to forfeiture for covenant breach
• · Company will issue further disclosures on APA execution, completion, and material interim developments

14-10-2026

ACME Solar Holdings Limited has intimated to BSE and NSE the formation of a wholly-owned subsidiary, ACME Renewables FZCO, in the United Arab Emirates, with a Certificate of Formation dated October 14, 2026. The entity is capitalised at AED 10,000 (10,000 ordinary shares of AED 1 each), fully held by the listed company, and will act as a platform for renewable energy procurement, supply chain management, project support and hedging of raw materials such as lithium carbonate and polysilicon. The filing is a routine regulatory intimation under Regulation 30 of the SEBI LODR Regulations and does not report any acquisition, financial performance or change in ownership of an existing business.

• · Certificate of Formation dated October 14, 2026, with the entity incorporated in the United Arab Emirates
• · Entity is a related party of the listed company by virtue of being wholly owned
• · No governmental or regulatory approvals were required for the incorporation
• · Consideration was cash
• · The filing refers to an earlier intimation dated September 10, 2026 on the same matter

14-10-2026

SEG Partners Long/Short Equity Fund filed a final amendment to its Issuer Tender Offer Statement (Schedule TO) reporting the results of its offer to repurchase up to approximately 25% of net assets ($39,914,828). The offer expired at 11:59 p.m. ET on July 31, 2026, and no Shares were validly tendered, so the Fund accepted no Shares for purchase.

• · Tender offer was first published, sent, or given to security holders on July 1, 2026
• · The offer expired at 11:59 p.m. Eastern Time on July 31, 2026
• · Filing is a final amendment under Rule 13e-4(c)(4) reporting results; it is dated October 14, 2026, more than two months after expiration

14-10-2026

Pine Tree Acquisition Corp. (PAXG), a Cayman Islands special purpose acquisition company, consummated its initial public offering of 10,000,000 units at $10.00 per unit, generating gross proceeds of $100,000,000, with $100,000,000 deposited into a trust account for public shareholders. The company also completed a private placement of 140,000 units to its sponsors for $1,400,000 and issued 400,000 Ordinary Shares to Maxim Group LLC, the underwriters' representative. The 8-K was filed to report these unregistered equity sales and the IPO closing, with the underlying data incorporated by reference.

• · Each right entitles the holder to receive three-fourths of one Class A ordinary share upon completion of the initial business combination
• · Sponsors agreed not to transfer private placement units until 30 days after the initial business combination, subject to customary exceptions
• · Private placement issued under Section 4(a)(2) of the Securities Act of 1933 exemption from registration
• · Audited balance sheet as of October 7, 2026 filed as Exhibit 99.1; press release announcing IPO filed as Exhibit 99.2

14-10-2026

Future Vision II Acquisition Corp., a Cayman Islands SPAC, issued a $65,000 unsecured, non-interest-bearing promissory note to HWei Super Speed Co. Ltd. dated October 12, 2026, to be deposited into the trust account to fund a one-month extension of its deadline to complete a business combination, from October 13, 2026 to November 13, 2026. The note is convertible into $10.00 units at the payee's option upon consummation of a business combination, subject to a $1,500,000 aggregate cap on similar extension loans, and is forgiven if the company liquidates.

• · Note is unsecured and bears no interest; if the company liquidates without completing a business combination, the note is forgiven and the payee waives all claims against the trust account
• · Payee may not assign or transfer the note before a business combination without the company's written consent
• · Event of default includes failure to pay within five business days of due date or voluntary bankruptcy/insolvency filing
• · Governed by New York law; amendments require signed writing from both parties
• · Filing includes Items 1.01, 2.03, 3.02, 8.01 and 9.01, indicating a material definitive agreement, creation of a direct financial obligation, and unregistered sale of equity securities (conversion feature)

14-10-2026

AMASS Brands Inc. received a Nasdaq Listing Qualifications Staff notice on October 9, 2026 stating that its common stock closed below $1.00 for 30 consecutive business days (August 26 to October 8, 2026), a non-compliance with Nasdaq Listing Rule 5450(a)(1). The company has until April 7, 2027 to regain compliance, and may receive a second 180-day period by transferring to the Nasdaq Capital Market. This follows a separate July 22, 2026 Nasdaq notice on market value deficiencies, with a compliance deadline of January 19, 2027 that is unaffected by the new notice.

• · Nasdaq rules 5450(b)(2)(A), 5450(b)(2)(C) and 5450(b)(3)(C) relate to a separate MVLS/MVPHS deficiency with a January 19, 2027 deadline, disclosed in a July 27, 2026 8-K
• · Transfer to the Nasdaq Capital Market requires meeting market value of publicly held shares and other initial listing standards (excluding bid price) and notifying Nasdaq of intent to cure
• · Non-compliance could ultimately lead to delisting if deficiencies are not cured within allotted periods, including any Nasdaq-granted extensions
• · Company stated it will closely monitor the bid price and consider all available options to remedy the deficiency

14-10-2026

Plum Acquisition Corp. IV received a Nasdaq staff notice on October 7, 2026 stating it is not in compliance with Listing Rule 5450(a)(2), which requires at least 400 total holders for continued listing on the Nasdaq Global Market. The notice is a deficiency notification only, with no immediate effect on the listing or trading of the company's securities. The company has 45 calendar days to submit a compliance plan, and if accepted, Nasdaq may grant up to 180 calendar days to evidence compliance; if not accepted, the company may appeal to a Nasdaq Hearings Panel.

• · The filing is an 8-K with Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard), with an event date of October 7, 2026 and a filing date of October 14, 2026
• · The company's principal executive office is in San Francisco, California, and it is an emerging growth company
• · The company states it is considering actions to regain compliance but gives no assurance it will succeed
• · The filing references the company's 10-K filed March 31, 2026 and 10-Qs filed May 15, 2026 and August 14, 2026 for risk factors

14-10-2026

ZONE Frontier Inc. (filing refers to CleanCore Solutions, Inc. / ZONE) filed unaudited pro forma financial information (Exhibit 99.1) reflecting the 2026 Dispositions of operating assets. Pro forma as of June 30, 2026 shows total assets of $52,797,610 and an estimated gain on sale of $885,579 on a $3,350,000 sale price, while reported net loss of $(174,160,864) is driven largely by a $(116,318,363) change in fair value of digital assets and G&A of $56,492,928. Pro forma net loss is unchanged at $(174,160,864) because the disposed operations' revenue ($3,406,434) and costs are removed, leaving continuing operations with essentially no revenue and an operating loss of $(40,124,133).

• · Continuing operations after the dispositions carry no revenue on a pro forma basis, leaving a pro forma operating loss of $(40,124,133) and a pro forma net loss equal to the reported $(174,160,864).
• · Reported net loss is dominated by a $(116,318,363) unrealized fair-value decline on digital assets, which is not affected by the dispositions.
• · Pro forma cash of $14,597,791 after $837,422 of disposition-related cash outflow; a $3,050,000 non-current related-party note receivable is recorded pro forma.
• · Class A common stock is fully eliminated (0 shares at June 30, 2026 vs 1,875,795 a year earlier), and pro forma stockholders' equity rises to $52,398,387 from $51,512,808.

14-10-2026

Saba Capital Management, L.P., together with Saba Capital Management GP, LLC and Boaz R. Weinstein, reports beneficial ownership of 1,961,367 common shares of Virtus Dividend, Interest & Premium Strategy Fund (NFJ), representing 2.81% of outstanding shares. On October 12, 2026, the reporting persons tendered 8,242,167 shares into the issuer's tender offer at $15.92 per share, and the filing shows an open-market sale of 13,169 shares at $14.94 on October 14, 2026. The filing cites a total cash outlay of approximately $23,383,246 for the holdings, and the reporters state the shares are held as an undervalued investment with intent to engage management and the Board on discount-to-NAV trading, governance, buybacks, tenders, and potential liquidation.

• · Reporting persons may seek changes to the issuer's governance, investment strategy, or investment manager, and may nominate Board candidates or make shareholder proposals.
• · Reporting persons flag the issuer's shares trading at a discount to net asset value and reference possible buybacks, tenders, or liquidation timing.
• · Funds for purchases derived partly from margin account borrowings; positions in margin accounts are pledged as collateral.
• · Percentage denominator reflects the post-tender share count, which materially reduces outstanding shares and inflates the reported ownership percentage relative to pre-tender figures.
• · Amendment No. 7 amends and restates an earlier Amendment No. 7 filed the same day, October 14, 2026.

14-10-2026

Netcapital Inc. (NCPLW) received a Nasdaq letter on October 7, 2026 confirming it regained compliance with the $1.00 minimum bid price rule (Listing Rule 5550(a)(2)) after 10 consecutive business days at or above $1.00 (September 23 through October 6, 2026). However, the company remains out of compliance with Listing Rule 5250(c)(1) for failing to timely file its FY2026 Form 10-K (fiscal year ended April 30, 2026) and its Q1 FY2027 Form 10-Q (quarter ended July 31, 2026), with a plan due to Nasdaq by October 23, 2026 and no assurance of acceptance. The company also engaged Adeptus Partners, LLC as its new auditor, which will re-audit FY2022 through FY2026, after prior financial statements for FY2022 through FY2025 were declared unreliable.

• · Nasdaq's October 7, 2026 letter does not address the Rule 5250(c)(1) late-filing deficiency, which remains open
• · Deadline to submit compliance plan to Nasdaq for the late filings is October 23, 2026
• · Fruci & Associates II, PLLC resigned effective August 12, 2026 (previously reported in an August 18, 2026 8-K with Item 4.02 non-reliance disclosure)
• · Company has not completed its evaluation of corrections required and investors are advised not to rely on previously issued FY2022 to FY2025 financial statements
• · Forward-looking statements flag risks including maintaining the $1.00 bid price, completing audits and reviews, financing availability, and Nasdaq's acceptance of the compliance plan

14-10-2026

Amendment No. 4 to Schedule TO, filed by Apple Merger Sub, Inc. (a wholly owned subsidiary of Copart, Inc.), discloses that on October 14, 2026 the HSR Act waiting period expired and the HSR Clearance Condition was satisfied for Copart's third-party tender offer to acquire all outstanding shares of ACV Auctions Inc. (ACVA) at $10.50 per share in cash. The amendment adds one press release (Exhibit (a)(5)(viii)) and otherwise incorporates the original Offer to Purchase dated September 17, 2026 by reference. The filing contains no revised offer price, no new financial results, and no negative or flat performance data.

• · The HSR Act waiting period expired and the HSR Clearance Condition was satisfied on October 14, 2026, as disclosed in a new fourth paragraph to the U.S. Antitrust subsection of Section 16 of the Offer to Purchase.
• · The Schedule TO was originally filed September 17, 2026; this is Amendment No. 4, filed under Section 14(D)(1) as a third-party offer subject to Rule 14d-1.
• · Copart, Inc. issued a press release dated October 14, 2026 announcing the HSR waiting period expiration, filed as Exhibit (a)(5)(viii).

14-10-2026

Flex (NASDAQ: FLEX) announced on October 14, 2026 that it completed its acquisition of EPC Power, a provider of intelligent power conversion solutions for data center and grid applications, which now sits within the Cloud and Power Infrastructure segment. Flex also reiterated its plan to spin off that segment as an independent public company, Axiom Solutions International, Inc., in the first calendar quarter of 2027. The filing discloses no purchase price, deal value, or financial results for either company.

• · EPC Power has U.S.-based engineering and manufacturing
• · Spin-off proxy statement on Schedule 14A was filed October 5, 2026 and mailed to shareholders for approval
• · Axiom has filed a Form 10 registration statement with the SEC for its common stock
• · The spin-off is intended to qualify for expected tax-free treatment for U.S. federal income tax purposes

14-10-2026

Medtronic plc filed Amendment No. 4 to its Schedule TO, the final amendment reporting results of its issuer exchange offer for shares of MiniMed Group, Inc. The exchange offer expired October 9, 2026; Medtronic accepted 55,032,401 Medtronic Ordinary Shares in exchange for 252,813,348 newly issued MiniMed Common Stock, fully disposing of its remaining MiniMed interest. The offer was oversubscribed, so tenders were prorated at an 18.289133% factor (odd-lot tenders of fewer than 100 shares were exempt from proration).

• · Exchange Offer expired at 12:00 midnight New York City time on October 9, 2026
• · Offer was oversubscribed; odd-lot holders (fewer than 100 shares) who tendered all shares were not prorated
• · Medtronic disposed of all of its remaining interest in MiniMed as a result of the exchange
• · Medtronic issued a press release on October 14, 2026 announcing final results (Exhibit (a)(4)(xxxv))
• · Registration Statement on Form S-4 (No. 333-298914) was filed by MiniMed to register the exchanged shares
• · Prior amendments were filed September 17, October 8, and October 13, 2026, following the original September 14, 2026 Schedule TO

14-10-2026

SKYX Platforms Corp. issued an $8,500,000 Senior Secured Promissory Note dated October 13, 2026 to MassMutual entities, bearing 12.00% fixed interest, as part of the consideration for its merger with Deako, Inc. The note is secured by a first-priority lien on substantially all of SKYX's personal property and carries a $2,250,000 principal payment due 120 days after closing and a $6,250,000 balloon due at 12 months. The filing documents the existing senior notes of Deako being satisfied in full, but also discloses that SKYX is taking on new, secured, interest-bearing debt that ranks ahead of existing creditors on its collateral.

• · Note is secured by a first-priority lien on substantially all personal property of SKYX, including accounts, deposit accounts, inventory, equipment, intellectual property, software, and source code
• · Senior Permitted Liens and Existing Subordinated Liens are carved out by reference to Schedule 4(b), which was not included in the excerpt provided
• · Default interest rate steps up to 17.00% (12% plus 5%) from the date of an Event of Default until cured or waived, including post-petition interest
• · Acceleration is automatic upon bankruptcy-related Events of Default and otherwise occurs upon Holder notice
• · Change of Control defined as 50% or more beneficial ownership by a person or group, a merger where prior holders retain less than 50%, or sale of substantially all assets
• · Nasdaq delisting (other than to OTC Pink) not cured within 30 trading days constitutes an Event of Default
• · Merger Agreement dated September 9, 2026 is referenced; the filing includes Items 1.01, 2.01, 2.03, 3.02, and 9.01
• · Item 3.02 (unregistered sales of equity) and up to 25,000,000 escrowed shares indicate potential dilution to existing shareholders

14-10-2026

The New York Stock Exchange filed a Form 25-NSE notifying the SEC of its intention to remove the entire class of Priority Income Fund, Inc.'s 6.375% Series L Term Preferred Stock Due 2029 from listing and registration, effective at the opening of business on October 26, 2026. The removal follows the full call for redemption, maturity, or retirement of the security on October 14, 2026, with sufficient funds deposited and made available to holders on that date. Trading in the security was suspended on October 14, 2026.

• · Filed under 17 CFR 240.12d2-2(a)(1), which applies when the entire class of a security has been called for redemption, maturity, or retirement
• · Redemption funds were deposited with a paying agency and made available to security holders on October 14, 2026
• · Ticker referenced as PRIF-PL; SEC file number 001-38564; filing accession number 0000876661-26-000828
• · Filing reflects a routine administrative delisting after full redemption rather than a regulatory action or financial distress

14-10-2026

iDirect Private Markets Fund filed a Final Amendment to its Issuer Tender Offer Statement (Schedule TO-I/A) reporting the results of its tender offer for Class A and Class I shares of beneficial interest. The offer, originally filed May 15, 2026 for up to $63,880,882.15 of shares, expired June 26, 2026, and the Fund paid tendering shareholders a total of $21,107,970.92, with all validly tendered shares accepted for purchase. This amounts to roughly 33% of the maximum offer size being utilized.

• · NAV per Share as of June 30, 2026: Class A $18.61, Class I $41.18
• · Offer expired June 26, 2026 at 12:00 midnight Eastern time
• · All validly tendered shares were accepted and paid for, so no pro-rata proration was applied
• · Class A CUSIP 451066203; Class I CUSIP 451066104

14-10-2026

The New York Stock Exchange filed a Form 25-NSE notifying the SEC that it will remove from listing the Class A Shares of LandBridge Company LLC (old LB), effective at the opening of business on October 26, 2026. The removal follows LandBridge's conversion and redomestication from a Delaware LLC into LandBridge Corporation, a Texas corporation, completed effective 3:01 p.m. Central Time on October 13, 2026, under a plan of conversion. The old LB security was suspended from trading on October 13, 2026, and the filing is a listing removal only, not a termination of the registration of the new LandBridge Corporation Class A Common Stock under Section 12(b) of the Exchange Act.

• · Conversion effective 3:01 p.m. Central Time on October 13, 2026, under a plan of conversion
• · Old LB Class A shares suspended from trading on October 13, 2026
• · NYSE removal from listing effective at opening of business on October 26, 2026
• · Filed under 17 CFR 240.12d2-2(a)(3), where securities are substituted by operation of law
• · New LandBridge Corporation Class A Common Stock remains registered under Section 12(b) of the Exchange Act