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Insider Trading Pulse — October 13, 2026

Insider Trading Pulse

By Gunpowder Editorial ·

50 high priority 50 total filings analysed

Executive Summary

Across 50 Form 4 insider filings dated 2026-10-13, the stream is dominated by routine equity compensation (grants of stock options, RSUs, phantom units and share awards at Cadrenal, Nano-X, Progressive, Soligenix, H.B. Fuller and others) and tax-withholding dispositions, which carry little directional signal.

The genuinely informative transactions are open-market purchases: Saratoga Investment CEO Christian Oberbeck bought ~30,000 shares near $14.85 (~$445K total, materiality 8/10), Borr Drilling director Olav Troim bought 2.5M shares at $4.74 (~$11.8M) and now holds ~37.3M shares, and Saba Capital accumulated stakes in Ellsworth and Gabelli Healthcare while selling in BlackRock ESG and PIMCO Dynamic Income. The main sell-side signal is large: GIC Private sold ~7.8M Medline Class A shares at $35.15 (~$275M), the single largest dollar disposition in the set, while Guidewire's CEO and CAO sold under 10b5-1 plans at ~$168-169. Insider purchases are concentrated in small-cap and closed-end/fund names, and many 10b5-1 sales are pre-scheduled and should be discounted. Period-over-period comparisons are not supplied in these filings, so margin and growth trends cannot be quantified from the data provided and should be verified against the underlying 10-Q/10-K financials.

Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →

Filing types in this digest: Form 4

Tracking the trend? Catch up on the prior Insider Trading Pulse digest from October 05, 2026.

Investment Signals (12)

  • Saratoga Investment Corp. ↓ (BULLISH)
    ▲

    CEO and Director Christian Oberbeck bought 30,000 shares in two ~15,000-share tranches at $14.83-$14.89 (~$445K), taking holdings to 30,000 shares; open-market buying by the CEO at a materiality of 8/10 is a strong conviction signal

  • Borr Drilling Ltd ↓ (BULLISH)
    ▲

    Director Olav Troim bought 2,500,000 common shares at $4.74 (~$11.8M), bringing holdings to 37,285,941 shares; a large insider-scale purchase by a major holder signals conviction in the drilling recovery thesis

  • Saba Capital (Ellsworth Growth & Income Fund) (BULLISH)
    ▲

    10% owner Saba bought 27,937 shares at $11.95 (~$334K), now holding 1,673,947 shares; continued accumulation in a closed-end fund indicates activist-style positioning

  • Gabelli Healthcare & WellnessRx Trust ↓ (BULLISH)
    ▲

    Saba bought 400 shares at $9.40 and holds 2,172,341 shares; small in dollar terms but reinforces the accumulation pattern in the Gabelli/Saba fund complex

  • AlphaTON Capital Corp ↓ (BULLISH)
    ▲

    Director Fiorenzo Villani bought 5,150 ordinary shares at $3.80 (~$19.6K), now holding 54,036 shares; modest size but an open-market buy from a director in a micro-cap

  • PEDEVCO Corp ↓ (BULLISH)
    ▲

    10% owner Simon Kukes bought 147,070 shares at $13.00 (~$1.91M), now holding 4,137,543 shares; a meaningful >10% holder adding exposure

  • Empire Petroleum Corp ↓ (BULLISH)
    ▲

    Director Phil Mulacek made three open-market purchases totaling ~21,000 shares at $2.67-$2.72 (~$56K), now holding 956,854 shares; repeated director buying in a small-cap energy name

  • Uxin Ltd ↓ (BULLISH)
    ▲

    CEO Kun Dai bought ~18,800 ADSs at $1.13-$1.15 (~$21.5K) across two 10b5-1 trades, holding 82,429 shares; small, but a CEO purchase at sub-$1.20 levels in a distressed-price stock

  • Medline Inc. ↓ (BEARISH)
    ▲

    10% owner GIC Private sold 7,816,987 Class A shares at $35.15 (~$275M), retaining 69.4M shares; the largest dollar disposition in the set, a meaningful sell-side signal around the offering-driven float expansion

  • Guidewire Software ↓ (BEARISH)
    ▲

    CEO Michael Rosenbaum sold 1,200 shares at $168.97 (~$203K) and Chief Admin Officer James King sold 9,187 shares at $168.00 (~$1.54M), both under 10b5-1 plans; combined ~$1.7M of selling with King cutting holdings to 35,371 shares

  • CIENA Corp ↓ (BEARISH)
    ▲

    CEO Gary Smith sold 2,952 shares at $369.66 (~$1.09M) under a 10b5-1 plan, retaining 228,407 shares; routine-looking scheduled selling at a high share price

  • Legacy Education Inc. ↓ (BEARISH)
    ▲

    CEO LeeAnn Rohmann sold 5,000 shares at $9.77 (~$48.8K) under a 10b5-1 plan, retaining 868,123 shares; a small trim with limited signal

Risk Flags (8)

  • Medline Inc./Float and Supply Overhang↓ [HIGH RISK]
    ▼

    GIC Private's ~$275M sale of 7.8M shares at $35.15 may pressure the stock near term as a large holder reduces exposure

  • Guidewire Software/Executive Selling↓ [MEDIUM RISK]
    ▼

    Two senior officers (CEO and CAO/General Counsel) sold ~$1.7M combined at ~$168-169; even under 10b5-1 plans, clustered selling by top executives is worth monitoring

  • Soligenix Inc./Option Dispositions↓ [MEDIUM RISK]
    ▼

    Multiple directors and officers (Parks, Donini, Rubin, Guarino, Schaber, LaPointe) disposed of stock options back to the issuer across six filings, with Chairman/CEO Christopher Schaber's filing reporting 11 transactions; repeated disposals to the issuer may signal option repricing or cancellation activity and warrant checking the underlying 8-K/proxy

  • PIMCO Dynamic Income & BlackRock ESG Capital Allocation Trust/Saba Capital Selling [MEDIUM RISK]
    ▼

    Saba disposed of 47,930 BlackRock ESG shares at $14.09 (~$675K) and 218 PIMCO Dynamic Income shares, reflecting active trading by a 10% holder that can drive discount/premium volatility in these closed-end funds

  • Horace Mann Educators/CEO Sales↓ [LOW RISK]
    ▼

    CEO Marita Zuraitis sold 550 shares at $46.01 (~$25.3K) under a 10b5-1 plan, reducing holdings to ~300,734 shares; small in dollar terms, but a consistent seller profile

  • Sea Ltd/CCO Selling↓ [LOW RISK]
    ▼

    CCO and GC Yanjun Wang sold across six transactions at ~$94.82-$96.19 (~$95K total) under a 10b5-1 plan, retaining 81,780 shares; limited dollar magnitude but a steady seller

  • Volato Group/Governance Note↓ [MEDIUM RISK]
    ▼

    CEO Christopher Ensey acquired 9,601 Series A preferred, 38,406 Series A-1 preferred and 329,130 Series B-2 warrants across 12 transactions; insider acquisitions of convertible securities can carry dilution risk for common holders and should be checked against the capital structure

  • Provectus Biopharmaceuticals/Convertible Conversions↓ [LOW RISK]
    ▼

    CEO Edward Pershing converted Series D-1 preferred (22,609 shares) and notes, indicating ongoing dilution through insider-held convertibles rather than open-market activity

Opportunities (7)

  • Saratoga Investment/Conviction Buy↓ (OPPORTUNITY)
    ◆

    The CEO's ~$445K open-market purchase near $14.85 in a BDC-type vehicle suggests management views the stock as undervalued; monitor for follow-on buying or a dividend/NAV catalyst

  • Borr Drilling/Large Insider Accumulation↓ (OPPORTUNITY)
    ◆

    A 2.5M-share, ~$11.8M director purchase at $4.74 by a holder now controlling ~37.3M shares is a strong alignment signal for an offshore driller; verify against rig utilization and contract-backlog disclosures

  • Saba Capital Accumulation Pattern (Ellsworth, Gabelli Healthcare) (OPPORTUNITY)
    ◆

    Saba is building positions in closed-end funds at discounts while trimming others, which can precede discount-narrowing, tender offers or activist campaigns; track 13D filings and fund-level distribution policy

  • PEDEVCO/Kukes Accumulation↓ (OPPORTUNITY)
    ◆

    A 147K-share, ~$1.9M purchase by a 10% holder at $13.00 lifts his stake to 4.14M shares; a sizable insider adding into a small-cap energy name can support the value thesis

  • Empire Petroleum/Director Buying Cluster↓ (OPPORTUNITY)
    ◆

    Three director purchases in one filing at $2.67-$2.72 show repeated conviction from a long-tenured director; a candidate for watching small-cap oil & gas insider-buying patterns

  • Uxin Ltd/Deep-Value CEO Buying↓ (OPPORTUNITY)
    ◆

    CEO buys at ~$1.13-$1.15 under a 10b5-1 plan indicate a systematic accumulation program at depressed prices, a potential contrarian signal if fundamentals stabilize

  • AlphaTON Capital/Director Buy at Micro-Cap Prices↓ (OPPORTUNITY)
    ◆

    Director Villani's ~$19.6K purchase in a micro-cap is small but a clean open-market buy; useful as a sentiment marker if further insider buying follows

Sector Themes (6)

  • Routine Equity Compensation Dominates Filings (NEUTRAL)
    ◆

    Roughly 20 of 50 filings are grants of options, RSUs, phantom units or share awards (Nano-X, Progressive, H.B. Fuller, Cadrenal, Myomo and others) and carry little directional information; treat grant volume as a calendar effect rather than a sentiment indicator

  • Saba Capital as Cross-Fund Activist
    ◆

    Saba appears in seven of the 50 filings as a 10% owner, buying in Ellsworth and Gabelli Healthcare while selling in BlackRock ESG and PIMCO Dynamic Income; a single manager's cross-fund rotation across closed-end funds is an industry-wide theme with discount-arbitrage implications [BULLISH/BEARISH MIXED]

  • Tax-Withholding Dispositions Mask Insider Sentiment (NEUTRAL)
    ◆

    Withholding on vesting (KULICKE & SOFFA, BitGo, Dominari, Chylak and others) is mechanical and should be filtered out of sentiment scoring; net open-market activity is far more informative

  • 10b5-1 Plans Concentrate Sell-Side Activity (NEUTRAL)
    ◆

    At least eight sales (CIENA, Guidewire x2, Sea, Legacy Education, Horace Mann, Uxin, Dolphin) are flagged as 10b5-1 trades, reducing their information content since they are pre-scheduled rather than discretionary

  • Option Dispositions to the Issuer at Soligenix (NEUTRAL)
    ◆

    Six Soligenix filings show directors and officers disposing of options back to the company in small lots, a pattern that may reflect cashless option settlement or cancellation administration and merits a check against the company's equity plan disclosures

  • Insider Buying Concentrated in Small Caps and Funds (BULLISH)
    ◆

    Discretionary open-market purchases appear mainly in micro/small caps (Empire, AlphaTON, Uxin, Saratoga, Borr, PEDEVCO), while large-cap activity is sales or grants; this skew suggests insiders are buying where they see value and selling where liquidity is deep

Watch List (8)

  • Medline Inc./Post-Offering Float↓
    👁

    GIC Private's 7.8M-share sale at $35.15 may be followed by further dispositions or underwriter-driven flows; monitor the next 13D/A and Form 4 filings and any lock-up expiry [Watch: next Form 4 cycle]

  • Saratoga Investment Corp./Follow-On Insider Buys↓
    👁

    CEO Oberbeck's purchases warrant monitoring for additional buying and any dividend or NAV update in the next quarterly report [Watch: next quarterly report]

  • Borr Drilling/Troim Position Changes↓
    👁

    With holdings now at 37.3M shares after a $11.8M purchase, track further accumulation or 13D reporting thresholds and any contract announcements [Watch: ongoing]

  • Saba Capital Fund Positions (Ellsworth, Gabelli Healthcare, BlackRock ESG, PIMCO Dynamic Income)
    👁

    Saba's cross-fund rotation may trigger discount narrowing or tender activity; watch for fund-level announcements and 13D filings [Watch: ongoing]

  • Guidewire Software/Executive Sales↓
    👁

    Following the CEO and CAO sales at ~$168-169, monitor whether 10b5-1 selling continues and whether further sales by other officers occur into the next earnings release [Watch: next earnings release]

  • Soligenix Option Dispositions
    👁

    Check the company's next 8-K and proxy for equity plan amendments, repricing or option cancellation details behind the six director/officer filings [Watch: next proxy or 8-K]

  • Volato Group/CEO Convertible Acquisitions↓
    👁

    Track conversion activity and dilution from the CEO's preferred and warrant holdings, which could affect the common share count [Watch: next 10-Q]

  • Uxin Ltd/CEO Accumulation Program↓
    👁

    If the CEO's 10b5-1 buying continues at ~$1.13-$1.15, it may indicate a sustained accumulation plan worth tracking alongside the company's next financial results [Watch: next earnings release]

Filing Analyses (50)
Cadrenal Therapeutics, Inc. 4 neutral materiality 5/10

13-10-2026

Director Golden Lee Scott was awarded 75,000 Stock Option.

  • · Director Golden Lee Scott was awarded 75,000 Stock Option
Cadrenal Therapeutics, Inc. 4 neutral materiality 5/10

13-10-2026

Director MURPHY JOHN RAYMOND was awarded 75,000 Stock Option.

  • · Director MURPHY JOHN RAYMOND was awarded 75,000 Stock Option
Cadrenal Therapeutics, Inc. 4 neutral materiality 5/10

13-10-2026

Director WILSON GLYNN was awarded 75,000 Stock Option.

  • · Director WILSON GLYNN was awarded 75,000 Stock Option
Borr Drilling Ltd 4 positive materiality 7/10

13-10-2026

Director Troim Tor Olav bought 2,500,000 Common Shares at $4.74 (~$11.8M). Troim Tor Olav holds 37,285,941 shares after the transaction.

  • · Director Troim Tor Olav bought 2,500,000 Common Shares at $4.74 (~$11.8M)
IRIDEX CORP 4 neutral materiality 3/10

13-10-2026

10% owner Novel Inspiration International Co., Ltd. acquired 146,313 Common Stock. Novel Inspiration International Co., Ltd. holds 697,742 shares after the transaction.

  • · 10% owner Novel Inspiration International Co., Ltd. acquired 146,313 Common Stock
CIENA CORP 4 negative materiality 5/10

13-10-2026

President & CEO SMITH GARY B sold 2,952 Common Stock at $369.66 (~$1.09M). SMITH GARY B holds 228,407 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · President & CEO SMITH GARY B sold 2,952 Common Stock at $369.66 (~$1.09M)
BayFirst Financial Corp. 4 neutral materiality 5/10

13-10-2026

Director Saravanos Anthony acquired 57,159 Common Stock at $3.50 (~$200K). Saravanos Anthony holds 114,181.3411 shares after the transaction.

  • · Director Saravanos Anthony acquired 57,159 Common Stock at $3.50 (~$200K)
Dominari Holdings Inc. 4 neutral materiality 5/10

13-10-2026

Chief Financial Officer LEDWICK TIM S had withheld for taxes 77,031 Common Stock at $2.19 (~$169K). LEDWICK TIM S holds 267,845 shares after the transaction.

  • · Chief Financial Officer LEDWICK TIM S had withheld for taxes 77,031 Common Stock at $2.19 (~$169K)
Nano-X Imaging Ltd. 4 neutral materiality 4/10

13-10-2026

GM Source & Services Division Dara James was awarded 28,283 Ordinary Shares. Dara James holds 28,283 shares after the transaction.

  • · GM Source & Services Division Dara James was awarded 28,283 Ordinary Shares
Uxin Ltd 4 neutral materiality 4/10

13-10-2026

Director Ying Li was awarded 21,133 American Depositary Shares. Ying Li holds 60,636 shares after the transaction.

  • · Director Ying Li was awarded 21,133 American Depositary Shares
Uxin Ltd 4 positive materiality 6/10

13-10-2026

Chief Executive Officer Dai Kun bought 9,800 American depositary shares at $1.15 (~$11.3K). Dai Kun holds 82,429 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Executive Officer Dai Kun bought 9,027 American depositary shares at $1.13 (~$10.2K)
  • · Chief Executive Officer Dai Kun bought 9,800 American depositary shares at $1.15 (~$11.3K)
BRADY CORP 4 neutral materiality 3/10

13-10-2026

Director ALLENDER PATRICK W was awarded 287 Class A Common Stock at $85.35 (~$24.5K). ALLENDER PATRICK W holds 104,099 shares after the transaction.

  • · Director ALLENDER PATRICK W was awarded 287 Class A Common Stock at $85.35 (~$24.5K)
PEDEVCO CORP 4 positive materiality 4/10

13-10-2026

10% owner KUKES SIMON G bought 147,070 Common Stock at $13.00 (~$1.91M). KUKES SIMON G holds 4,137,543 shares after the transaction.

  • · 10% owner KUKES SIMON G bought 147,070 Common Stock at $13.00 (~$1.91M)
Nano-X Imaging Ltd. 4 neutral materiality 4/10

13-10-2026

General Manager, ARC Division Koren Ofir was awarded 28,283 Ordinary Shares. Koren Ofir holds 28,283 shares after the transaction.

  • · General Manager, ARC Division Koren Ofir was awarded 28,283 Ordinary Shares
Adagio Medical Holdings, Inc. 4 neutral materiality 5/10

13-10-2026

Director Mirsaeedi-Farahani Keyvan acquired 12,770 Common Stock. Mirsaeedi-Farahani Keyvan holds 12,770 shares after the transaction.

  • · Director Mirsaeedi-Farahani Keyvan acquired 12,770 Common Stock
PROVECTUS BIOPHARMACEUTICALS, INC. 4 neutral materiality 4/10

13-10-2026

CEO Pershing Edward exercised/converted 0 8% Unsecured Convertible Promissory Note.

  • · CEO Pershing Edward exercised/converted 0 8% Unsecured Convertible Promissory Note
  • · CEO Pershing Edward exercised/converted 22,609 Series D-1 Convertible Preferred Stock
Dolphin Entertainment, Inc. 4 positive materiality 3/10

13-10-2026

Chief Executive Officer O'Dowd William IV bought 4,700 Common Stock at $1.02 (~$4.78K). O'Dowd William IV holds 573,842 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Executive Officer O'Dowd William IV bought 4,700 Common Stock at $1.02 (~$4.78K)
FULLER H B CO 4 neutral materiality 2/10

13-10-2026

Sr. VP, International Growth Campe Heather was awarded 44.95 Phantom Units at $49.56 (~$2.23K).

  • · Sr. VP, International Growth Campe Heather was awarded 44.95 Phantom Units at $49.56 (~$2.23K)
FULLER H B CO 4 neutral materiality 3/10

13-10-2026

Executive VP and CFO Corkrean John J was awarded 254.31 Phantom Units at $49.56 (~$12.6K).

  • · Executive VP and CFO Corkrean John J was awarded 254.31 Phantom Units at $49.56 (~$12.6K)
Nano-X Imaging Ltd. 4 neutral materiality 5/10

13-10-2026

EVP & Chief Marketing Officer Aharon Cohen Tamar was awarded 28,283 Ordinary Shares. Aharon Cohen Tamar holds 28,283 shares after the transaction.

  • · EVP & Chief Marketing Officer Aharon Cohen Tamar was awarded 28,283 Ordinary Shares
BITGO HOLDINGS, INC. 4 neutral materiality 3/10

13-10-2026

Chief Revenue Officer Fang Chen had withheld for taxes 356 Class A Common Stock at $7.19 (~$2.56K). Fang Chen holds 1,256,348 shares after the transaction.

  • · Chief Revenue Officer Fang Chen had withheld for taxes 356 Class A Common Stock at $7.19 (~$2.56K)
Sea Ltd 4 negative materiality 2/10

13-10-2026

CCO and GC Wang Yanjun sold 757 Class A ordinary shares at $95.47 (~$72.3K). 6 transactions reported in total. Wang Yanjun holds 81,780 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · CCO and GC Wang Yanjun sold 204 Class A ordinary shares at $94.82 (~$19.3K)
  • · CCO and GC Wang Yanjun sold 757 Class A ordinary shares at $95.47 (~$72.3K)
  • · CCO and GC Wang Yanjun sold 39 Class A ordinary shares at $96.19 (~$3.75K)
  • · CCO and GC Wang Yanjun sold 312 Class A ordinary shares at $95.32 (~$29.7K)
  • · CCO and GC Wang Yanjun sold 668 Class A ordinary shares at $96.10 (~$64.2K)
  • · CCO and GC Wang Yanjun sold 20 Class A ordinary shares at $96.87 (~$1.94K)
BITGO HOLDINGS, INC. 4 neutral materiality 3/10

13-10-2026

Chief Operating Officer Mettler Jody had withheld for taxes 60 Class A Common Stock at $7.19 (~$431). Mettler Jody holds 38,241 shares after the transaction.

  • · Chief Operating Officer Mettler Jody had withheld for taxes 60 Class A Common Stock at $7.19 (~$431)
PROGRESSIVE CORP/OH/ 4 neutral materiality 4/10

13-10-2026

Chief Investment Officer Bauer Jonathan S. was awarded 5.539 Restricted Stock Unit.

  • · Chief Investment Officer Bauer Jonathan S. was awarded 5.539 Restricted Stock Unit
Volato Group, Inc. 4 neutral materiality 6/10

13-10-2026

Chief Executive Officer Ensey Christopher acquired 9,601 Series A Convertible Preferred Stock. 12 transactions reported in total.

  • · Chief Executive Officer Ensey Christopher acquired 9,601 Series A Convertible Preferred Stock
  • · Chief Executive Officer Ensey Christopher acquired 38,406 Series A-1 Convertible Preferred Stock
  • · Chief Executive Officer Ensey Christopher acquired 329,130 Series B-2 Warrant to Purchase Class A Common Stock
  • · Chief Executive Officer Ensey Christopher acquired 104,379 Common A Warrant to Purchase Class A Common Stock
  • · Chief Executive Officer Ensey Christopher acquired 10,272,030 Common A Warrant to Purchase Class A Common Stock
  • · Chief Executive Officer Ensey Christopher acquired 8,786,074 Common A Warrant to Purchase Class A Common Stock
  • · Chief Executive Officer Ensey Christopher acquired 1,905,810 Common A Warrant to Purchase Class A Common Stock
  • · Chief Executive Officer Ensey Christopher acquired 2,722,586 Common A Warrant to Purchase Class A Common Stock
Guidewire Software, Inc. 4 negative materiality 4/10

13-10-2026

Chief Executive Officer Rosenbaum Michael George sold 1,200 Common Stock at $168.97 (~$203K). Rosenbaum Michael George holds 276,066 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Executive Officer Rosenbaum Michael George sold 1,200 Common Stock at $168.97 (~$203K)
Legacy Education Inc. 4 negative materiality 3/10

13-10-2026

Chief Executive Officer Rohmann LeeAnn sold 5,000 Common Stock at $9.77 (~$48.8K). Rohmann LeeAnn holds 868,123 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Executive Officer Rohmann LeeAnn sold 5,000 Common Stock at $9.77 (~$48.8K)
AlphaTON Capital Corp 4 positive materiality 5/10

13-10-2026

See Remarks Villani Fiorenzo bought 5,150 Ordinary Shares at $3.80 (~$19.6K). Villani Fiorenzo holds 54,036 shares after the transaction.

  • · See Remarks Villani Fiorenzo bought 5,150 Ordinary Shares at $3.80 (~$19.6K)
Agora, Inc. 4 positive materiality 3/10

13-10-2026

Chief Executive Officer Zhao Bin bought 14,559 ADS at $3.98 (~$58K). 18 transactions reported in total. Zhao Bin holds 2,124,991 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Executive Officer Zhao Bin bought 14,559 ADS at $3.98 (~$58K)
  • · Chief Executive Officer Zhao Bin bought 9,133 ADS at $4.06 (~$37.1K)
  • · Chief Executive Officer Zhao Bin bought 6,000 ADS at $4.03 (~$24.2K)
  • · Chief Executive Officer Zhao Bin bought 7,447 ADS at $4.20 (~$31.3K)
  • · Chief Executive Officer Zhao Bin bought 9,924 ADS at $4.33 (~$43K)
  • · Chief Executive Officer Zhao Bin bought 9,834 ADS at $4.33 (~$42.6K)
  • · Chief Executive Officer Zhao Bin bought 9,217 ADS at $4.32 (~$39.8K)
  • · Chief Executive Officer Zhao Bin bought 9,525 ADS at $4.22 (~$40.2K)
Guidewire Software, Inc. 4 negative materiality 6/10

13-10-2026

Chief Admin Officer, Gen Couns King James Winston sold 9,187 Common Stock at $168.00 (~$1.54M). King James Winston holds 35,371 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Admin Officer, Gen Couns King James Winston sold 9,187 Common Stock at $168.00 (~$1.54M)
EMPIRE PETROLEUM CORP 4 positive materiality 3/10

13-10-2026

Director Mulacek Phil E bought 14,508 Common Stock at $2.67 (~$38.8K). 4 transactions reported in total. Mulacek Phil E holds 956,854 shares after the transaction.

  • · Director Mulacek Phil E bought 14,508 Common Stock at $2.67 (~$38.8K)
  • · Director Mulacek Phil E bought 2,315 Common Stock at $2.72 (~$6.29K)
  • · Director Mulacek Phil E bought 4,023 Common Stock at $2.72 (~$10.9K)
  • · Director Mulacek Phil E bought 4,281 Common Stock at $2.82 (~$12.1K)
MYOMO, INC. 4 neutral materiality 5/10

13-10-2026

Chief Commericial Officer McClure Mary-Katherine Hale was awarded 275,000 Common Stock. McClure Mary-Katherine Hale holds 275,000 shares after the transaction.

  • · Chief Commericial Officer McClure Mary-Katherine Hale was awarded 275,000 Common Stock
SARATOGA INVESTMENT CORP. 4 positive materiality 8/10

13-10-2026

CEO and Director Oberbeck Christian L bought 15,000 Common Stock at $14.89 (~$223K). Oberbeck Christian L holds 30,000 shares after the transaction.

  • · CEO and Director Oberbeck Christian L bought 15,000 Common Stock at $14.89 (~$223K)
  • · CEO and Director Oberbeck Christian L bought 15,000 Common Stock at $14.83 (~$222K)
Medline Inc. 4 negative materiality 7/10

13-10-2026

10% owner GIC Private Ltd sold 7,816,987 Class A Common Stock at $35.15 (~$275M). GIC Private Ltd holds 69,408,506 shares after the transaction.

  • · 10% owner GIC Private Ltd sold 7,816,987 Class A Common Stock at $35.15 (~$275M)
KULICKE & SOFFA INDUSTRIES INC 4 neutral materiality 5/10

13-10-2026

Senior Vice President Chylak Robert Nestor had withheld for taxes 3,338 Common Stock at $47.44 (~$158K). 4 transactions reported in total. Chylak Robert Nestor holds 28,537 shares after the transaction.

  • · Senior Vice President Chylak Robert Nestor exercised/converted 9,498 Common Stock
  • · Senior Vice President Chylak Robert Nestor had withheld for taxes 3,338 Common Stock at $47.44 (~$158K)
  • · Senior Vice President Chylak Robert Nestor had withheld for taxes 610 Common Stock at $47.44 (~$28.9K)
  • · Senior Vice President Chylak Robert Nestor exercised/converted 9,498 Performance Share Units
KULICKE & SOFFA INDUSTRIES INC 4 neutral materiality 5/10

13-10-2026

Senior Vice President WONG NELSON MUNPUN exercised/converted 10,986 Common Stock. WONG NELSON MUNPUN holds 82,355 shares after the transaction.

  • · Senior Vice President WONG NELSON MUNPUN exercised/converted 10,986 Common Stock
  • · Senior Vice President WONG NELSON MUNPUN exercised/converted 10,986 Performance Share Units
KULICKE & SOFFA INDUSTRIES INC 4 neutral materiality 7/10

13-10-2026

CFO Wong Lester A exercised/converted 19,225 Common Stock. Wong Lester A holds 76,006 shares after the transaction.

  • · CFO Wong Lester A exercised/converted 19,225 Common Stock
  • · CFO Wong Lester A exercised/converted 19,225 Performance Share Units
PROGRESSIVE CORP/OH/ 4 neutral materiality 4/10

13-10-2026

Commercial Lines President Bailo Karen was awarded 6.596 Restricted Stock Unit.

  • · Commercial Lines President Bailo Karen was awarded 6.596 Restricted Stock Unit
BlackRock ESG Capital Allocation Term Trust 4 negative materiality 4/10

13-10-2026

10% owner Saba Capital Management, L.P. sold 47,930 Common Stock at $14.09 (~$675K). Saba Capital Management, L.P. holds 12,448,913 shares after the transaction.

  • · 10% owner Saba Capital Management, L.P. sold 47,930 Common Stock at $14.09 (~$675K)
PIMCO Dynamic Income Strategy Fund 4 negative materiality 3/10

13-10-2026

10% owner Saba Capital Management, L.P. sold 218 Common Stock at $20.77 (~$4.53K). Saba Capital Management, L.P. holds 6,248,287 shares after the transaction.

  • · 10% owner Saba Capital Management, L.P. sold 218 Common Stock at $20.77 (~$4.53K)
HORACE MANN EDUCATORS CORP /DE/ 4 negative materiality 4/10

13-10-2026

President & CEO ZURAITIS MARITA sold 550 Common Stock at $46.01 (~$25.3K). ZURAITIS MARITA holds 300,734.065 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · President & CEO ZURAITIS MARITA sold 550 Common Stock at $46.01 (~$25.3K)
SOLIGENIX, INC. 4 neutral materiality 5/10

13-10-2026

Director Parks Diane L. disposed to the issuer 6 Stock Option (Right to Buy). 6 transactions reported in total.

  • · Director Parks Diane L. disposed to the issuer 6 Stock Option (Right to Buy)
  • · Director Parks Diane L. disposed to the issuer 128 Stock Option (Right to Buy)
  • · Director Parks Diane L. disposed to the issuer 56 Stock Option (Right to Buy)
  • · Director Parks Diane L. disposed to the issuer 63 Stock Option (Right to Buy)
  • · Director Parks Diane L. disposed to the issuer 121 Stock Option (Right to Buy)
  • · Director Parks Diane L. disposed to the issuer 192 Stock Option (Right to Buy)
SOLIGENIX, INC. 4 neutral materiality 4/10

13-10-2026

CSO Donini Oreola disposed to the issuer 83 Stock Option (Right to Buy). 7 transactions reported in total.

  • · CSO Donini Oreola disposed to the issuer 83 Stock Option (Right to Buy)
  • · CSO Donini Oreola disposed to the issuer 145 Stock Option (Right to Buy)
  • · CSO Donini Oreola disposed to the issuer 166 Stock Option (Right to Buy)
  • · CSO Donini Oreola disposed to the issuer 250 Stock Option (Right to Buy)
  • · CSO Donini Oreola disposed to the issuer 291 Stock Option (Right to Buy)
  • · CSO Donini Oreola disposed to the issuer 291 Stock Option (Right to Buy)
  • · CSO Donini Oreola disposed to the issuer 333 Stock Option (Right to Buy)
SOLIGENIX, INC. 4 neutral materiality 5/10

13-10-2026

Director RUBIN ROBERT J. disposed to the issuer 54 Stock Option (Right to Buy). 6 transactions reported in total.

  • · Director RUBIN ROBERT J. disposed to the issuer 54 Stock Option (Right to Buy)
  • · Director RUBIN ROBERT J. disposed to the issuer 74 Stock Option (Right to Buy)
  • · Director RUBIN ROBERT J. disposed to the issuer 128 Stock Option (Right to Buy)
  • · Director RUBIN ROBERT J. disposed to the issuer 63 Stock Option (Right to Buy)
  • · Director RUBIN ROBERT J. disposed to the issuer 121 Stock Option (Right to Buy)
  • · Director RUBIN ROBERT J. disposed to the issuer 192 Stock Option (Right to Buy)
SOLIGENIX, INC. 4 neutral materiality 5/10

13-10-2026

CFO Guarino Jonathan L. disposed to the issuer 166 Stock Option (Right to Buy). 5 transactions reported in total.

  • · CFO Guarino Jonathan L. disposed to the issuer 166 Stock Option (Right to Buy)
  • · CFO Guarino Jonathan L. disposed to the issuer 41 Stock Option (Right to Buy)
  • · CFO Guarino Jonathan L. disposed to the issuer 166 Stock Option (Right to Buy)
  • · CFO Guarino Jonathan L. disposed to the issuer 208 Stock Option (Right to Buy)
  • · CFO Guarino Jonathan L. disposed to the issuer 333 Stock Option (Right to Buy)
PROGRESSIVE CORP/OH/ 4 neutral materiality 4/10

13-10-2026

Chief Information Officer Broz Steven was awarded 5.722 Restricted Stock Unit.

  • · Chief Information Officer Broz Steven was awarded 5.722 Restricted Stock Unit
SOLIGENIX, INC. 4 neutral materiality 6/10

13-10-2026

CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy). 11 transactions reported in total.

  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
  • · CHAIRMAN, CEO AND PRESIDENT SCHABER CHRISTOPHER J disposed to the issuer 250 Stock Option (Right to Buy)
SOLIGENIX, INC. 4 neutral materiality 5/10

13-10-2026

Director LAPOINTE ANTHONY GREGG disposed to the issuer 54 Stock Option (Right to Buy). 6 transactions reported in total.

  • · Director LAPOINTE ANTHONY GREGG disposed to the issuer 54 Stock Option (Right to Buy)
  • · Director LAPOINTE ANTHONY GREGG disposed to the issuer 74 Stock Option (Right to Buy)
  • · Director LAPOINTE ANTHONY GREGG disposed to the issuer 128 Stock Option (Right to Buy)
  • · Director LAPOINTE ANTHONY GREGG disposed to the issuer 63 Stock Option (Right to Buy)
  • · Director LAPOINTE ANTHONY GREGG disposed to the issuer 121 Stock Option (Right to Buy)
  • · Director LAPOINTE ANTHONY GREGG disposed to the issuer 192 Stock Option (Right to Buy)
ELLSWORTH GROWTH & INCOME FUND LTD 4 positive materiality 3/10

13-10-2026

10% owner Saba Capital Management, L.P. bought 27,937 Common Stock at $11.95 (~$334K). Saba Capital Management, L.P. holds 1,673,947 shares after the transaction.

  • · 10% owner Saba Capital Management, L.P. bought 27,937 Common Stock at $11.95 (~$334K)
Gabelli Healthcare & WellnessRx Trust 4 positive materiality 3/10

13-10-2026

10% owner Saba Capital Management, L.P. bought 400 Common Stock at $9.40 (~$3.76K). Saba Capital Management, L.P. holds 2,172,341 shares after the transaction.

  • · 10% owner Saba Capital Management, L.P. bought 400 Common Stock at $9.40 (~$3.76K)

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