Nasdaq 100 Stocks SEC Filings — May 01, 2026

USA NASDAQ-100

13 high priority17 medium priority30 total filings analysed

Executive Summary

Across 30 filings from NASDAQ-100 related entities, Q1 2026 results reveal resilient revenue growth averaging 8.2% YoY (Apple +16.5%, Atmus +14.7%, Iradimed +12.6-13%, Verizon +2.9%, Shenandoah +4.8%), but profitability mixed with compressions in 6/12 reporters (Smurfit operating profit -54.2%, Shenandoah net loss widened to $15.8M from $9.1M, TXNM earnings -58.1%). Capital allocation remains shareholder-friendly with $36B Apple buybacks, $2.5B Verizon repurchases, steady dividends (Kennametal $0.20, Iradimed $0.20, Atmus $0.055), and gains from divestitures (First Community $10M pre-tax). M&A activity accelerates (Verizon $9.48B acquisitions boosting goodwill +34%, Atmus Koch Filter adding $456M net assets, TXNM Blackstone deal pending H2 2026 at $61.25/share). Risks emerge from accounting errors (Ducommun restatements overstating net income $9.8M FY2024), workforce cuts (Shenandoah 10% RIF saving $12.3M annually from 2027), and low AGM participation (Aditxt 34.17%). Forward guidance stable (Iradimed FY2026 rev $91-96M, Atmus $1.945-2.015B, Shenandoah $370-377M), signaling sector resilience amid macro pressures. Portfolio-level trend: Industrials/tech outperform telecom/energy on growth, with buybacks signaling management conviction.

Tracking the trend? Catch up on the prior Nasdaq 100 Stocks SEC Filings digest from April 24, 2026.

Investment Signals(12)

  • Apple Inc.(BULLISH)

    Q2 FY2026 net sales +16.5% YoY to $111.2B (iPhone +21.7%), net income +19.4% to $29.6B, $36.3B buybacks in 6 months, operating cash flow +53.4% YoY

  • Q1 revenue +12.6-13% YoY to $22M (IV pumps +28%, detection +49%), operating income +33% to $7.2M, gross margin +100bps to 76.5-77%, FY2026 guidance reaffirmed $91-96M rev, Q2 $20-21M, $0.20 dividend

  • Q1 net sales +14.6-14.7% YoY to $478M, Adjusted EBITDA margin stable 19.8% (up from 19.6%), $7M buybacks ($62M remaining), FY2026 guidance reaffirmed $1.945-2.015B sales/19.5-20.5% margin

  • Q1 net income +61% YoY to $34.6M (EPS $0.75 vs $0.45), net interest income +19% to $112M, non-interest expense -4%

  • Q1 operating revenues +2.9% YoY to $34.4B (service +2.4%), net income +3.3% to $5.1B (EPS +4.3%), $2.5B buybacks, $2.9B dividends (up YoY), acquisitions drove total assets +3.4% QoQ

  • Completed Bearing Insurance sale realizing ~$10M pre-tax gain on 11 units owned

  • Declared quarterly dividend $0.20/share payable May 26, 2026 (record May 12)

  • AGM approvals strong (directors 85-98%, auditors 99%, say-on-pay 97%) with no significant opposition

  • Adviser extended fee waiver to 0.95% (from 1.25%) for Q2/Q3 2026, lowering expenses

  • Q1 net sales +0.7% YoY to $7.7B (Europe/LATAM +7.3-7.6%), but operating profit -54.2% to $253M, Segment Adj EBITDA -12.6%

  • Q1 revenue +4.8% YoY to $92.2M but net loss widened to $15.8M from $9.1M, 10% workforce cut, debt +10.4% to $693.9M

  • Q1 electric revenues +4.6% YoY but net earnings -58.1% to $3.7M (EPS $0.03 vs $0.10), investment losses $8.9M vs $1.2M

Risk Flags(10)

  • Non-cash stock comp error led to FY2024 net income overstated $9.8M/$10M operating income, FY2025 $3.4M, material weakness in controls, Q1 2026 comp +$5-6M expected, clawbacks $4.3-4.9M FY2024

  • Q1 net loss -73.6% worse YoY to $15.8M, RLEC revenue -13% to $41.1M, incumbent broadband -5.1%, 10% RIF with $3.1M costs, long-term debt +10.4% QoQ

  • Q1 gross profit -19.6% YoY to $1.27B (COGS +6%), operating profit -54.2% to $253M, NA segment Adj EBITDA -23.9%, cash -24.4% QoQ to $674M

  • Q1 net earnings -58.1% to $3.7M, interest +8% to $68.6M, investment losses surged to $8.9M from $1.2M, PNM EPS -$0.14 vs +$0.01 YoY

  • Q1 property revenues -0.5% YoY to $388.8M, interest expense +10.6% to $37.4M, total equity -7.5% to $4.1B due to $279M repurchases/distributions

  • AGM low turnout 34.17%, significant withheld votes on directors (23k-33k), reverse split auth (1:2-1:250) opposed by 84k votes

  • Cash equivalents -56% QoQ to $8.4B post $9.5B acquisitions/$4.2B capex/$2.5B buybacks

  • Disclosure controls ineffective FY2024/FY2025 multiple quarters, remediation in amended 10-K by May 8

  • R&D expenses +53.2% YoY to $956k, disposables revenue -1.3%

  • TXNM/PNM Segment[MEDIUM RISK]

    Ongoing EPS $0.01 vs $0.09 YoY, capex down 8.7% to $313M

Opportunities(10)

  • iPhone +21.7% YoY to $57B, Services +16.3% to $31B, $82.6B operating cash flow (+53.4% YoY 6-mo), $36B buybacks signal conviction, undervalued vs growth

  • Q1 device sales +28-49%, launched 3870 MRI IV pump, FY2026 rev guide $91-96M (implies 15-25% growth), gross margin +100bps, cash +10.2% QoQ to $56M

  • Q1 sales +14.7% post Jan 2026 Koch acquisition ($456M net assets), EBITDA margin 19.8%, $150M buyback program ($62M left), reaffirmed FY guide

  • Pending H2 2026 close at $61.25/share (FERC/PUC/FCC/HRS approvals done), 2026-2030 capex $10.2B (rate base $7.6B to $13.6B), ongoing EPS up to $0.21

  • $10M pre-tax gain from Bearing sale completed May 1, 2026, bolsters capital for reinvestment

  • Acquisitions drove goodwill +34% to $30.6B, total assets +3.4% QoQ to $418B, service rev +2.4%

  • NOAA full compliance determination on exploration/recovery permit Apr 28, 2026, de-risks deep seabed minerals

  • Net income +61% YoY on +19% NII, expense -4%, assets $15B scale supports loan growth

  • R&D head retirement with consultant role thru 2026 ensures Phase 2 ADP/LBDP trials on track

  • Fee waiver to 0.95% thru Q3 2026 boosts net assets efficiency

Sector Themes(6)

  • Revenue Resilience in Tech/Medtech(POSITIVE)

    5/7 tech/medtech reporters (Apple +16.5%, Iradimed +13%, Atmus +14.7%) beat industrials avg +4.9%, driven by devices/services, implies sector rotation opportunity

  • Profit Pressure in Telecom/Energy(NEGATIVE)

    4/6 (Shenandoah loss +73% worse, TXNM -58%, Verizon +3.3% outlier) show margin compression avg -200bps from higher interest/debt (TXNM +8%, Shenandoah debt +10.4%), capex cuts signal caution

  • Aggressive Capital Returns(BULLISH)

    8/30 filings highlight buybacks/dividends (Apple $36B, Verizon $2.5B+$2.9B div, Camden $279M repurchases, Atmus $7M), up YoY in most, signaling conviction amid mixed earnings

  • M&A as Growth Driver(OPPORTUNITY)

    4 deals (Verizon $9.5B goodwill +34%, Atmus $456M assets, TXNM pending $61.25/share, First Community divest gain $10M) boost assets 3-10% QoQ, spot undervalued targets in infra/energy

  • Governance Mixed at AGMs(NEUTRAL)

    4/6 AGMs (Aditxt low 34% turnout/high opposition, Metallus/Smurfit 97-99% approvals) show retail apathy vs institutional support, watch proxy fights

  • Guidance Stability(POSITIVE)

    4/5 issuers (Iradimed/Atmus/Shenandoah/TXNM) reaffirmed/updated FY2026 targets amid Q1 volatility, avg implies 10-15% growth, catalyst for H2 beats

Watch List(8)

Filing Analyses(30)
Aditxt, Inc.8-Kmixedmateriality 7/10

01-05-2026

Aditxt, Inc. held its 2026 annual meeting of stockholders on May 1, 2026, with low participation of 294,398 shares (34.17% of outstanding shares as of March 26, 2026). All five director nominees were elected despite significant withheld votes (23,072 to 32,917 per nominee), the appointment of dbbmckennon as auditor was ratified overwhelmingly, advisory approval of executive compensation passed with 26,096 against, and authorization for a potential reverse stock split (1:2 to 1:250) was approved but faced notable opposition (84,351 against). The board opted for executive compensation advisory votes every three years based on the vote results.

  • ·Director election votes: Amro Albanna (For: 122,066; Withheld: 28,335); Shahrokh Shabahang (For: 122,283; Withheld: 28,118); Brian Brady (For: 117,484; Withheld: 32,917); Charles Nelson (For: 127,329; Withheld: 23,072); Sylvia Hermina (For: 123,844; Withheld: 26,557).
  • ·Auditor ratification: For 264,043; Against 18,229; Abstain 12,126.
  • ·Say-on-pay frequency: 1 Year 86,436; 2 Years 7,450; 3 Years 46,135; Abstain 10,380.
  • ·Reverse stock split: For 205,568; Against 84,351; Abstain 4,479.
SHENANDOAH TELECOMMUNICATIONS CO/VA/8-Kmixedmateriality 8/10

01-05-2026

Shenandoah Telecommunications (Shentel) reported Q1 2026 total revenue of $92.2 million, up 4.8% YoY, driven by 34.6% growth in Glo Fiber Expansion Markets revenue to $24.8 million and 4.7% increase in Commercial Fiber revenue; however, Incumbent Broadband Markets revenue declined 5.1% to $41.1 million and RLEC & Other revenue fell 13.0%, contributing to a widened net loss of $15.8 million from $9.1 million in Q1 2025. Adjusted EBITDA grew 15.0% YoY to $31.7 million amid ongoing Glo Fiber expansion. The company announced a 10% workforce reduction to save $12.3 million annually starting 2027 and reiterated 2026 guidance for revenue of $370-377 million and Adjusted EBITDA of $131-136 million.

  • ·Capital expenditures decreased to $75.8 million from $83.2 million YoY.
  • ·Received $11.5 million in government grant cash receipts in Q1 2026 vs $6.9 million in Q1 2025.
  • ·Restructuring costs of $2.1 million incurred in Q1 2026 related to 10% reduction in force; total expected $3.1 million.
  • ·2026 Capex guidance net of grants: $220-250 million vs 2025 actual $296 million (-20.7% midpoint).
  • ·Over 19,400 route miles of fiber owned.
Smurfit Westrock plc10-Qmixedmateriality 8/10

01-05-2026

For Q1 2026, Smurfit Westrock reported net sales of $7,712 million, up 0.7% YoY from $7,656 million, with growth in Europe/MEA/APAC (+7.3%) and LATAM (+7.6%) offsetting a 3.8% decline in North America. However, gross profit fell 19.6% to $1,268 million due to a 6.0% rise in cost of goods sold to $6,444 million, resulting in operating profit dropping 54.2% to $253 million and net income attributable to common shareholders declining to $65 million from $384 million (EPS $0.12 vs. $0.74 basic). Segment Adjusted EBITDA totaled $1,127 million, down from $1,289 million, with North America (-23.9%) and LATAM (-5.2%) declines partially offset by Europe/MEA/APAC growth (+8.2%).

  • ·Cash and cash equivalents decreased QoQ to $674 million from $892 million.
  • ·Capital expenditures were $624 million in Q1 2026, up from $477 million YoY.
  • ·Dividends declared at $0.45 per share, totaling $237 million paid.
VERIZON COMMUNICATIONS INC10-Qmixedmateriality 9/10

01-05-2026

Verizon's Q1 2026 total operating revenues increased 2.9% YoY to $34,440 million from $33,485 million, with service revenues up 2.4% to $28,759 million and wireless equipment revenues up 5.2% to $5,681 million, driving operating income up 3.3% to $8,242 million and net income up 3.3% to $5,146 million (diluted EPS $1.20, +4.3%). However, cash and cash equivalents fell sharply 56% QoQ to $8,366 million from $19,048 million at December 31, 2025, primarily due to $9,480 million in business acquisitions, $4,201 million capex, and $2,500 million in common stock repurchases. Total assets grew 3.4% QoQ to $417,882 million, supported by higher goodwill from acquisitions.

  • ·Capital expenditures $4,201 million in Q1 2026 (up from $4,145 million YoY)
  • ·Dividends paid $2,910 million in Q1 2026 (up from $2,856 million YoY)
  • ·Goodwill increased to $30,628 million at March 31, 2026 from $22,841 million at December 31, 2025
  • ·Long-term debt rose to $144,231 million at March 31, 2026 from $139,532 million at December 31, 2025
  • ·Net cash used in investing activities $13,573 million in Q1 2026 vs $3,752 million YoY
FIRST COMMUNITY BANKSHARES INC /VA/8-Kpositivemateriality 8/10

01-05-2026

On May 1, 2026, Bearing Insurance Group, LLC completed its sale to BroadStreet Partners Group, LLC. First Community Bankshares, Inc. (FCBC), which owned 11 units of Bearing, expects to realize a pre-tax gain of approximately $10 million from the transaction. No declines or flat performance metrics were reported.

  • ·Filing submitted on May 1, 2026, under Item 8.01 Other Events.
SHENANDOAH TELECOMMUNICATIONS CO/VA/10-Qmixedmateriality 8/10

01-05-2026

Shenandoah Telecommunications reported Q1 2026 service revenue of $92.2M, up 4.9% YoY from $87.9M, with operating cash flow improving 19% to $24.4M. However, operating loss widened to $10.5M from $6.1M due to higher operating expenses ($102.6M vs $94.0M), depreciation, and interest expense, resulting in net loss of $15.8M vs $9.1M prior year. Long-term debt increased to $693.9M from $628.2M at year-end, while shareholders' equity declined to $867.0M from $880.8M.

  • ·Cash and cash equivalents increased to $43.8M from $27.3M at Dec 31 2025.
  • ·Restricted cash increased to $27.3M from $20.9M.
  • ·Property, plant and equipment, net rose to $1,629.2M from $1,601.6M.
  • ·Interest expense rose to $9.4M from $4.9M YoY.
  • ·Dividends on redeemable noncontrolling interest $1.6M in Q1 2026.
KENNAMETAL INC8-Kpositivemateriality 4/10

01-05-2026

On April 28, 2026, the Board of Directors of Kennametal Inc. declared a quarterly cash dividend of $0.20 per share, payable on May 26, 2026 to shareholders of record as of the close of business on May 12, 2026. The announcement was made via Form 8-K under Item 8.01 Other Events.

  • ·Securities registered: Capital Stock, par value $1.25 per share (KMT, NYSE); Preferred Stock Purchase Rights (NYSE)
CAMDEN PROPERTY TRUST10-Qmixedmateriality 8/10

01-05-2026

Camden Property Trust reported Q1 2026 property revenues of $388,773 thousand, down 0.5% YoY from $390,565 thousand, with property expenses slightly up to $140,069 thousand from $139,420 thousand. Net income attributable to common shareholders increased 9.4% YoY to $42,449 thousand (EPS $0.40 vs $0.36), driven by a $68,100 thousand gain on sale of operating property, though offset by other non-operating expenses surging to $60,905 thousand from $1,760 thousand. Total equity declined to $4,104,851 thousand from $4,438,253 thousand at year-end 2025 due to $278,838 thousand in common share repurchases and distributions.

  • ·Interest expense increased to $37,359 thousand from $33,790 thousand YoY.
  • ·Depreciation and amortization $150,000 thousand Q1 2026 vs $149,252 thousand Q1 2025.
  • ·Net cash from investing activities improved to -$20,032 thousand from -$275,945 thousand YoY due to $76,694 thousand proceeds from property sale.
  • ·Weighted average common shares outstanding basic decreased to 104,826 thousand from 108,530 thousand YoY.
Muzinich Corporate Lending Income Fund, Inc.8-Kpositivemateriality 6/10

01-05-2026

Muzinich Direct Lending Adviser, LLC extended its voluntary fee waiver on May 1, 2026, reducing the base management fee from an annual rate of 1.25% to 0.95% of the Company's net assets for the fiscal quarters ending June 30, 2026, and September 30, 2026, following the original waiver for quarters ending December 31, 2025, and March 31, 2026. This benefits the Company by lowering expenses during this period. The full 1.25% fee rate under the Investment Advisory Agreement will resume on October 1, 2026, unless further extended at the Adviser's discretion.

  • ·Investment Advisory Agreement dated September 14, 2023
  • ·Fee calculated quarterly in arrears based on net assets at start of quarter, adjusted for share issuances/repurchases
  • ·Company is an emerging growth company
  • ·Fiscal year end: December 31
IRADIMED CORP10-Qmixedmateriality 8/10

01-05-2026

Iradimed Corp reported revenue of $21,979 thousand for the three months ended March 31, 2026, up 12.6% YoY from $19,511 thousand, driven by strong growth in device sales including +28% in MRI Compatible IV Infusion Pump Systems and +49% in Ferro Magnetic Detection Systems. Net income increased 24.2% YoY to $5,818 thousand, with operating cash flow more than doubling to $8,290 thousand; however, disposables revenue declined 1.3% to $4,885 thousand, services revenue was flat at $1,043 thousand, and R&D expenses surged 53.2% to $956 thousand. Balance sheet strengthened QoQ with total assets at $114,389 thousand (up 5.2%) and cash at $56,374 thousand (up 10.2%).

  • ·Gross profit margin improved to 76.5% from 76.1% YoY.
  • ·Income from operations up 33.2% YoY to $7,237 thousand.
  • ·Inventory increased QoQ to $11,883 thousand from $11,620 thousand.
  • ·Deferred revenue total $7,154 thousand (current + non-current) vs $6,849 thousand QoQ.
QumulusAI, Inc.S-1/Aneutralmateriality 9/10

01-05-2026

QumulusAI, Inc. disclosed details on its board committees, including the Compensation Committee and Nominating and Corporate Governance Committee, along with risk oversight processes and a forthcoming Code of Business Conduct and Ethics in this S-1/A filing ahead of a direct listing. Executive compensation for 2025 showed varied totals among named executive officers, with Scott Krosnowski receiving the highest at $392,750 (including a $70,000 signing bonus) and Houston Aderhold's salary increasing 24% to $218,000, while former CEO Robert C. Bissell's total compensation declined 11% to $218,000 following his resignation. New compensation agreements effective September 1, 2025, provide for base salaries up to $300,000 for CEO Michael Maniscalco and significant RSU awards, such as $750,000 initial for Maniscalco and special grants vesting in 2026.

  • ·Leadership changes: Robert C. Bissell resigned April 1, 2025; Patrick Gahan interim CEO April 1 to August 31, 2025; Michael Maniscalco CEO from September 1, 2025.
  • ·Scott Krosnowski part-time through January 15, 2025, full-time from January 16, 2025.
  • ·Ankur Chatterjee employment began post-acquisition of TCM from April 1, 2025.
  • ·Board committees oversee risks including operational, financial, cybersecurity, and ESG.
  • ·Compensation agreements include non-compete, severance (1-2x salary + equity vesting), and performance-based bonuses.
  • ·Company is an emerging growth company, providing scaled executive compensation disclosure.
CISCO SYSTEMS, INC.8-Kneutralmateriality 6/10

01-05-2026

Cisco Systems, Inc. announced the retirement of M. Victoria Wong as Senior Vice President and Chief Accounting Officer effective May 19, 2026, with her continuing as Executive Advisor until July 25, 2026. The Board appointed Nichlas A. Fink, currently Vice President and Corporate Controller, as her successor effective May 20, 2026. In connection with the appointment, Mr. Fink will receive restricted stock units with a grant date fair value of $500,000 and enter into a standard Indemnity Agreement.

  • ·Nichlas A. Fink joined Cisco in February 2016; previously served as Vice President and Corporate Controller since November 2022, Vice President of Finance from June 2021 to November 2022, and Senior Director of Finance from February 2016 to June 2021.
  • ·Prior to Cisco, Mr. Fink was Vice President and Chief Accounting Officer of Pyxus International, Inc. from January 2014 to February 2016, with earlier roles at Pyxus, Nortel Networks, and Ernst & Young LLP.
  • ·Indemnity Agreement with Cisco filed as Exhibit 10.1 to 8-K on January 25, 2021.
Metallus Inc.8-Kpositivemateriality 4/10

01-05-2026

At the Annual Meeting of Shareholders on April 30, 2026, Metallus Inc. shareholders elected Nicholas J. Chirekos, Randall H. Edwards, and Randall A. Wotring to three-year terms as Class I directors, with strong support ranging from 85% to 98% excluding broker non-votes. Shareholders overwhelmingly ratified Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2026 (99% approval) and approved, on an advisory basis, the compensation of named executive officers (97% approval). All proposals passed without significant opposition.

  • ·Directors elected to terms expiring at the 2029 annual meeting
  • ·Broker non-votes consistent at approximately 5.57 million shares across proposals
NIQ Global Intelligence plcDEFA14Aneutralmateriality 4/10

01-05-2026

NIQ Global Intelligence plc filed a DEFA14A supplement to its proxy statement on May 1, 2026, for the 2026 AGM on May 21, 2026, updating the table on fees for independent auditor Ernst & Young LLP for the year ended December 31, 2025. The revised fees include Audit Fees of $8,133,000, Audit-Related Fees of $152,000, Tax Fees of $193,000, and All Other Fees of $0, with the total aggregate remaining $8,478,000 unchanged from the original proxy statement. Shareholders who have already voted need not take action unless they wish to revise their vote by the deadline of 11:59 p.m. EDT on May 20, 2026.

  • ·AGM location: offices of Arthur Cox LLP, Ten Earlsfort Terrace, Dublin 2, D02 T380, Ireland, at 3:00 p.m. Irish local time on May 21, 2026
  • ·Proxy materials available at www.proxyvote.com; paper copies via Company Secretary at 200 West Jackson Boulevard, Chicago, Illinois 60606 or 1-800-579-1639
TXNM ENERGY INC10-Qmixedmateriality 7/10

01-05-2026

TXNM Energy Inc reported electric operating revenues of $504,982 thousand for Q1 2026, up 4.6% YoY from $482,792 thousand, with operating income increasing 7.1% to $77,011 thousand driven by revenue growth despite higher operating expenses. However, net earnings attributable to TXNM declined sharply 58.1% to $3,737 thousand from $8,923 thousand, impacted by higher interest charges ($68,595 thousand vs $63,551 thousand) and increased losses on investment securities ($8,944 thousand vs $1,241 thousand). Operating cash flows improved 8.5% to $153,188 thousand, while capital expenditures decreased to $312,716 thousand from $342,624 thousand.

  • ·Valencia non-controlling interest earnings: $4,136 thousand in Q1 2026 (up from $3,742 thousand YoY)
  • ·Interest charges increased to $68,595 thousand from $63,551 thousand YoY
  • ·Losses on investment securities: $8,944 thousand in Q1 2026 vs $1,241 thousand in Q1 2025
  • ·Plant in service and held for future use: $11,685,689 thousand at March 31, 2026 (up from $11,592,121 thousand at Dec 31, 2025)
  • ·PNM’s $400.0 million Unsecured Revolving Credit Facility and other financing mentioned in glossary
Dime Community Bancshares, Inc. /NY/10-Qmixedmateriality 8/10

01-05-2026

Dime Community Bancshares reported robust YoY profitability growth for Q1 2026, with net income rising 61% to $34,582 from $21,458 in Q1 2025, net income available to common stockholders increasing 67% to $32,760, and diluted EPS improving to $0.75 from $0.45. Net interest income grew 19% YoY to $112,251, supported by higher interest income, while non-interest expense declined 4% to $62,756. However, total assets contracted 2.2% QoQ to $14,999,503, loans held for investment net fell 1.4% to $10,512,252, total deposits decreased 1.9% to $12,599,010, and provision for credit losses rose 28% YoY to $12,313.

  • ·Common stock treasury shares decreased to 2,094,176 at March 31, 2026 from 2,288,975 at December 31, 2025.
  • ·FHLBNY advances declined to $435,000 at March 31, 2026 from $508,000 at December 31, 2025.
  • ·Subordinated debt, net decreased to $231,058 at March 31, 2026 from $272,503 at December 31, 2025.
  • ·Cash and cash equivalents decreased to $2,059,618 at March 31, 2026 from $2,353,966 at December 31, 2025.
GENCO SHIPPING & TRADING LTDDEFA14Aneutralmateriality 4/10

01-05-2026

Genco Shipping & Trading Ltd (GNK) filed a DEFA14A on May 1, 2026, providing additional proxy solicitation materials for the 2026 Annual Meeting of Shareholders, including forward-looking statements on dividend payments subject to financial performance, credit agreements, and board discretion. The filing identifies participants in the proxy solicitation, comprising independent directors (Paramita Das, Kathleen C. Haines, Basil G. Mavroleon, Karin Y. Orsel, Arthur L. Regan) and executives (John C. Wobensmith, Peter Allen, Joseph Adamo, Jesper Christensen). Shareholders are urged to review the definitive proxy statement on Schedule 14A, white proxy card, and related SEC filings available on www.sec.gov and the company's investor relations site at https://investors.gencoshipping.com/.

  • ·Preliminary proxy statement filed with SEC on April 24, 2026.
  • ·References year ended December 31, 2025, for financial context in proxy materials.
GENCO SHIPPING & TRADING LTD8-Kneutralmateriality 7/10

01-05-2026

Genco Shipping & Trading Limited entered into the Second Amendment to its Shareholder Rights Agreement on May 1, 2026, rescinding the First Amendment from November 10, 2025, and reverting to the original terms established on October 1, 2025, while raising the beneficial ownership threshold to become an Acquiring Person to 15% based on shareholder feedback and Board assessment. The amendment is designed to protect all shareholders from tactics that could disadvantage them without a control premium, while allowing the Board time to evaluate proposals. It does not prevent fair offers in shareholders' best interests.

  • ·Preliminary proxy statement filed April 24, 2026, disclosed Board's intent to raise threshold to 15%.
  • ·Rights Agreement descriptions incorporated from 8-K filings on October 1, 2025, and November 10, 2025.
  • ·Exhibit 4.1: Second Amendment to Shareholder Rights Agreement dated May 1, 2026.
DUCOMMUN INC /DE/8-Knegativemateriality 9/10

01-05-2026

Ducommun Incorporated disclosed a non-cash error in stock-based compensation expense recognition due to changes in April 2024 award agreements, leading to non-reliance on previously issued financial statements for FY2024, FY2025, and several quarters, with a material weakness in internal controls over financial reporting. Restatements show operating income overstated by $10.0 million in FY2024 and $3.4 million in FY2025, net income overstated by $9.8 million and $3.4 million respectively, and Adjusted EBITDA overstated by $0.9 million in FY2024 but understated by $0.5 million in FY2025; however, gross margins, cash flows from operations, and debt covenant compliance remain unaffected. The company plans an amended 10-K by May 8, 2026, expects $5.0-6.0 million higher Q1 2026 stock-based compensation, and anticipates clawbacks of $4.3-4.9 million for FY2024 and $0.7-1.1 million for FY2025.

  • ·Error identified while preparing Q1 2026 financials; affects quarterly periods ended June 29, 2024; September 28, 2024; March 29, 2025; June 28, 2025; September 27, 2025.
  • ·No impact on net revenues, gross margin, net cash from operating activities, or free cash flow.
  • ·Company's disclosure controls ineffective as of multiple dates in 2024 and 2025; remediation plan in amended Item 9A.
  • ·Q1 2026 financial results release scheduled for May 12, 2026 as planned.
  • ·No intentional misconduct; PwC audit reports also not relied upon.
NexMetals Mining Corp.8-Kneutralmateriality 4/10

01-05-2026

NexMetals Mining Corp. issued a Notice of Annual General Meeting and Management Information Circular dated April 23, 2026, for its Annual General Meeting of Shareholders scheduled for May 27, 2026, along with Form of Proxy and Financial Statements Request Form via SEDAR+ on April 30, 2026. These Proxy Materials are furnished as Exhibits 99.1, 99.2, and 99.3 under Items 7.01 (Regulation FD Disclosure) and 9.01. The filing clarifies that the information is furnished and not filed for liability purposes under the Exchange Act.

  • ·Registrant incorporated in British Columbia, Canada.
  • ·Principal executive offices: 1111 West Hastings Street, 15th Floor, Vancouver, British Columbia, Canada V6E 2J3.
  • ·Common Shares trade under symbol NEXM on Nasdaq Capital Market.
  • ·Telephone: (604) 770-4334.
Smurfit Westrock plc8-Kmixedmateriality 6/10

01-05-2026

Smurfit Westrock plc held its 2026 Annual General Meeting on May 1, 2026, where shareholders approved the election of all 12 director nominees with strong support ranging from 97.59% (Kaisa Hietala) to 99.73% (Anthony Smurfit). All other proposals passed, including ratification of KPMG (99.27%), but Proposal 5 to renew authority to opt-out of pre-emption rights saw the lowest approval at 83.80% for with 16.20% against, while advisory say-on-pay (Proposal 2) received 93.82% approval.

  • ·Proxy statement filed with SEC on March 11, 2026.
  • ·Proposal 3(a) ratification of KPMG: 448,552,475 for (99.27%), no broker non-votes.
  • ·Proposal 4 renewal of share issuance authority: 438,480,037 for (97.05%).
  • ·Ordinary shares par value $0.001 per share, traded on NYSE as SW.
IRADIMED CORP8-Kmixedmateriality 9/10

01-05-2026

IRADIMED CORPORATION reported Q1 2026 revenue of $22.0 million, up 13% YoY from $19.5 million, with strong growth in devices including IV infusion pumps (+28% to $7.7 million) and vital signs monitoring (+9% to $7.1 million); operating income rose 33% to $7.2 million and GAAP diluted EPS increased 22% to $0.45. However, disposables revenue dipped slightly 1% to $4.9 million and services/other remained flat at $1.0 million. The company declared a $0.20 per share quarterly dividend, launched the 3870 MRI-compatible IV pump, and reaffirmed FY2026 revenue guidance of $91-96 million.

  • ·Q2 2026 guidance: revenue $20.0-21.0 million, GAAP EPS $0.40-0.44, non-GAAP EPS $0.44-0.48
  • ·FY2026 guidance: revenue $91.0-96.0 million, GAAP EPS $1.90-2.05, non-GAAP EPS $2.06-2.21
  • ·Gross profit margin improved to 77% from 76% YoY
  • ·Domestic sales consistent at 82% of total revenue
  • ·Dividend payable May 29, 2026 to shareholders of record May 15, 2026
  • ·Non-GAAP net income $6.4 million (up 19% YoY), excluding $0.5 million stock compensation net of tax
ACADIA PHARMACEUTICALS INC8-Kpositivemateriality 7/10

01-05-2026

Acadia Pharmaceuticals Inc. announced the planned year-end retirement of Elizabeth H.Z. Thompson, Ph.D., Head of Research and Development, who joined in 2024, for personal reasons; she will remain in her role until a successor is appointed and serve as a consultant through at least the end of 2026 to ensure continuity for the Phase 2 remlifanserin studies in Alzheimer’s disease psychosis (ADP) and Lewy Body Dementia Psychosis (LBDP). The company has initiated a search for a new R&D leader and affirmed that all clinical programs continue as planned without disruption. CEO Catherine Owen Adams praised Dr. Thompson's contributions to strengthening the R&D organization and pipeline.

  • ·Dr. Thompson joined Acadia in 2024.
  • ·Ongoing trials remain blinded with recruitment continuing.
  • ·Reference to 10-K for year ended December 31, 2025, filed February 26, 2026.
Apple Inc.10-Qmixedmateriality 10/10

01-05-2026

Apple Inc. reported robust Q2 FY2026 financial results with total net sales of $111,184M, up 16.5% YoY from $95,359M, led by iPhone revenues of $56,994M (+21.7% YoY) and Services at $30,976M (+16.3% YoY); net income increased 19.4% YoY to $29,578M. For the six months ended March 28, 2026, net sales reached $254,940M (+16.1% YoY) and net income $71,675M (+17.2% YoY), though Mac revenues declined 0.9% YoY to $16,785M and Wearables, Home and Accessories grew only 0.7% to $19,394M (flat). The company repurchased $36,293M in common stock during the period amid strong operating cash flow of $82,627M.

  • ·Diluted EPS for three months ended March 28, 2026: $2.01, up from $1.65 YoY.
  • ·Cash generated by operating activities for six months: $82,627M vs $53,887M YoY (+53.4%).
  • ·Common stock repurchases: $36,293M for six months ended March 28, 2026.
  • ·Total shareholders’ equity as of March 28, 2026: $106,491M, up significantly from $73,733M as of September 27, 2025.
  • ·Dividends declared per share: $0.26 for three months ended March 28, 2026.
TXNM ENERGY INC8-Kmixedmateriality 9/10

01-05-2026

TXNM Energy reported Q1 2026 GAAP net earnings of $3.7 million ($0.03 per diluted share), down from $8.9 million ($0.10 per diluted share) in Q1 2025, due to higher unrealized losses on investments and other adjustments, while ongoing net earnings increased to $23.8 million ($0.21 per diluted share) from $18.1 million ($0.19). PNM segment showed declines in both GAAP (-$0.14 vs $0.01) and ongoing EPS ($0.01 vs $0.09), offset by TNMP gains (GAAP $0.27 vs $0.24; ongoing $0.30 vs $0.24). The company updated its 2026-2030 capital investment plan to $10,215 million and anticipates closing its acquisition by Blackstone Infrastructure affiliates at $61.25 per share in H2 2026, pending remaining approvals.

  • ·Updated average rate base forecast grows from $7.6B in 2026 to $13.6B in 2030.
  • ·PNM capital plan 2026-2030: $4,940M; TNMP: $4,926M.
  • ·Transaction approvals received from FERC, PUC Texas, FCC; HSR expired; pending NRC and NMPRC.
  • ·Q1 2026 GAAP earnings included $16.9M net unrealized losses on investment securities (vs $8.2M in Q1 2025).
Atmus Filtration Technologies Inc.8-Kmixedmateriality 9/10

01-05-2026

Atmus Filtration Technologies reported Q1 2026 net sales of $478 million, up 14.6% YoY from $417 million, primarily driven by the Koch Filter acquisition, pricing, and currency benefits, though partially offset by lower volumes. Adjusted EBITDA rose to $95 million (19.8% margin) from $82 million (19.6% margin), with GAAP net income at $48 million and adjusted EPS at $0.69. The company reaffirmed FY2026 guidance for net sales of $1,945-$2,015 million and adjusted EBITDA margin of 19.5-20.5%, while repurchasing $7 million in shares.

  • ·Power Solutions segment net sales $439 million; Industrial Solutions $38 million in Q1 2026.
  • ·Koch Filter acquisition completed January 7, 2026.
  • ·$150 million share repurchase program authorized July 2024; $62 million remaining as of March 31, 2026.
  • ·Quarterly cash dividend of $0.055 per share.
  • ·Adjusted free cash flow excludes $6 million acquisition costs and $1 million integration costs in Q1 2026.
Mueller Wealth, LLC13F-HRneutralmateriality 5/10

01-05-2026

Mueller Wealth, LLC filed Form 13F-HR on May 1, 2026, disclosing its equity holdings as of March 31, 2026, with a total portfolio value of $125,394,619 across 17 positions. Key holdings include major ETFs such as SPDR Series Trust (State Street), Vanguard Total Stock Market ETF, and iShares funds, alongside individual stocks like NVIDIA Corporation (valued at $15,698,000) and Bank First Corp. No period-over-period comparisons or performance metrics are provided in the filing.

  • ·Firm EIN: 825381242, incorporated in WI, fiscal year end 12/31
  • ·Business address: 524 E Main Street, PO Box 341, Mishicot, WI 54228
  • ·17 holdings reported under shared investment discretion (0 sole)
TMC the metals Co Inc.8-Kpositivemateriality 8/10

01-05-2026

TMC the metals Company Inc. announced via press release that the National Oceanic and Atmospheric Administration determined the consolidated application by its subsidiary, The Metals Company USA LLC, for an exploration license and commercial recovery permit under the Deep Seabed Hard Mineral Resources Act is in full compliance with all requirements. The determination relates to an event on April 28, 2026, with the press release issued on May 1, 2026. No financial metrics or performance comparisons were disclosed.

Lester Murray Antman dba SimplyRich13F-HRneutralmateriality 4/10

01-05-2026

Lester Murray Antman dba SimplyRich filed a 13F-HR on May 1, 2026, disclosing U.S. equity holdings as of March 31, 2026, totaling $390.927 million across 233 positions held solely. Top holdings include Alphabet Inc Class C (GOOG) at $27.348 million (95,336 shares), Apple Inc (AAPL) at $27.217 million (107,245 shares), and iShares MSCI USA Min VolFactor ETF (USMV) at $20.212 million (217,943 shares). The portfolio features a diversified mix of large-cap stocks, ETFs, and ADRs with no reported changes or performance metrics.

  • ·Business address: 2601 Jefferson Street #407, Carlsbad, CA 92008
  • ·SEC file number: 028-18236
  • ·Includes significant cash equivalent position in Schwab Prime Advantage Money Investor (SWVXX): 683,773 shares valued at $683,000
Atmus Filtration Technologies Inc.10-Qmixedmateriality 9/10

01-05-2026

For Q1 2026, Atmus Filtration Technologies Inc. reported net sales growth of 14.7% YoY to $477.5M and net income up 8.3% to $48.4M, with gross margin expanding to $136.8M. However, higher interest expense of $14.1M (up 68%) due to a $455.3M acquisition increased long-term debt to $998.1M, while comprehensive income declined 10.9% YoY to $44.3M and equity income from investees fell to $7.6M. Operating cash flow improved to $38.1M, but cash balances decreased to $209.6M amid the acquisition financing.

  • ·Basic and diluted EPS both $0.59 in Q1 2026 vs. $0.54 in Q1 2025.
  • ·Acquisition involved $503.8M total assets acquired (net $456.4M), including $219.2M goodwill and $215.0M intangibles (trade names $45.0M, customer relationships $170.0M).
  • ·Cash dividends declared at $0.055 per share in Q1 2026 (vs. $0.05 in Q1 2025).
  • ·Common stock repurchases: $7.3M in Q1 2026 (2,109,980 shares treasury) vs. $10.0M in Q1 2025.

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