Executive Summary
The October 5, 2026 filing batch for the NASDAQ-100 stream is dominated by insider transactions, with 32 of 35 filings being Form 4 ownership disclosures.
The most significant corporate development is Strategy Inc's (formerly MicroStrategy) disclosure of 848,000 BTC holdings, a $20.91B Q3 digital asset gain, and a $1.88B deferred tax expense, alongside ongoing ATM share sales and preferred stock repurchases. Insider selling is concentrated in Analog Devices (CEO sold $3.97M) and Amazon (stores CEO sold $252K), while Intuit and PepsiCo insiders engaged in routine stock awards and tax withholding transactions. No major earnings or guidance updates were filed, but Strategy Inc's proxy materials signal a January 1, 2027 effective date for preferred stock amendments, a key forward-looking catalyst. The overall sentiment is neutral-to-cautious, with no broad sector trends emerging from this batch, but notable capital allocation activity at Strategy Inc warrants close monitoring.
Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →
Filing types in this digest: Form 4 · DEFA14A · DEF 14A · 8-K
Tracking the trend? Catch up on the prior Nasdaq 100 Stocks SEC Filings digest from September 28, 2026.
Investment Signals (10)
- Analog Devices ↓ (BEARISH)▲
CEO Vincent Roche sold 10,000 shares (~$3.97M) at $396.94, exercising options at $108.08 for a ~$2.89M profit, under a 10b5-1 plan; signals potential valuation concern at current levels
- Analog Devices ↓ (BEARISH)▲
COO Jain Vivek sold 2,000 shares (~$834K) at $416.98, and CCO Nakamura Katsufumi sold 1,200 shares (~$498K) at $415.02; multiple executives selling near highs suggests insider caution
- Amazon ↓ (BEARISH)▲
CEO Worldwide Amazon Stores Douglas Herrington sold 1,000 shares (~$252K) at $251.50 under a 10b5-1 plan; minor but notable as a senior executive sale
- Palantir Technologies ↓ (BEARISH)▲
Director Lauren Friedman sold 1,337 shares (~$254K) at $189.95 under a 10b5-1 plan; small sale, but follows a pattern of insider selling at high valuations
- Applied Materials ↓ (BEARISH)▲
Corp. Controller Adam Sanders sold 725 shares (~$395K) at $544.56, with 269 shares withheld for taxes; routine but indicates insider selling at elevated prices
- Intuit ↓ (NEUTRAL)▲
CEO Sasan Goodarzi had 1,258 shares withheld for taxes (~$347K) at $275.71, with multiple option exercises; no open-market selling, indicating retention
- PepsiCo ↓ (NEUTRAL)▲
12 directors each awarded ~1,592 shares (~$200K) at $125.60, reflecting standard equity compensation; no selling, indicating board confidence
- Linde ↓ (NEUTRAL)▲
Directors awarded deferred stock units (72.4 and 18.1 units), routine compensation, no market transactions
-
Sold 92,894 MSTR shares for $15.7M net proceeds (Oct 1-4) to fund bitcoin purchases, while repurchasing 740,634 STRC shares for $73.7M; capital allocation favors bitcoin accumulation over share buybacks [BULLISH for BTC exposure]
- Strategy Inc ↓ (BULLISH)▲
Q3 2026 preliminary digital asset gain of $20.91B, offset by $1.88B deferred tax expense and $4.12B income tax benefit from valuation allowance release; net positive earnings impact
Risk Flags (8)
- Analog Devices/Insider Selling↓ [HIGH RISK]▼
CEO and two other executives sold shares totaling ~$5.3M in the same period, with CEO exercising options at a 73% discount to market; potential signal of overvaluation
- Strategy Inc/ATM Dilution↓ [MEDIUM RISK]▼
Ongoing ATM sales of MSTR shares (92,894 shares for $15.7M in 4 days) dilute existing shareholders, though proceeds fund bitcoin purchases; watch for continued dilution
- Strategy Inc/Deferred Tax Expense↓ [MEDIUM RISK]▼
$1.88B deferred tax expense in Q3 2026 could pressure near-term earnings, despite the $20.91B gain; tax implications may be complex
- Strategy Inc/Preferred Stock Amendments↓ [MEDIUM RISK]▼
Proposed amendments effective Jan 1, 2027 include deferred dividend payments and fundamental change repurchase rights; potential for reduced near-term cash distributions to preferred holders
- Amazon/Insider Sale↓ [LOW RISK]▼
CEO of Worldwide Amazon Stores sold shares, though small in size; could indicate personal diversification rather than fundamental concern
- Palantir/Insider Sale↓ [MEDIUM RISK]▼
Director sold shares at $189.95, near all-time highs; repeated insider selling at high valuations may signal limited upside
- Apple/Data Unavailability↓ [LOW RISK]▼
4 Form 4 filings could not be parsed, limiting visibility into insider activity; investors may miss material transactions
- Applied Materials/Insider Selling↓ [LOW RISK]▼
Controller sold shares at $544.56, while SVP had shares withheld for taxes; mixed signals but no open-market buying
Opportunities (8)
- Strategy Inc/Bitcoin Appreciation↓ (OPPORTUNITY)◆
848,000 BTC holdings with a $20.91B Q3 gain; continued bitcoin price appreciation could drive significant earnings upside
- Strategy Inc/Tax Benefit↓ (OPPORTUNITY)◆
$4.12B income tax benefit from valuation allowance release could boost Q3 net income, potentially exceeding analyst expectations
- Analog Devices/Post-Sale Dip↓ (OPPORTUNITY)◆
CEO selling may create a short-term overhang; if fundamentals remain strong, any dip could be a buying opportunity for long-term investors
- PepsiCo/Director Awards↓ (OPPORTUNITY)◆
12 directors receiving stock awards at $125.60 suggests board alignment; if the stock is undervalued, this could be a positive signal
- Intuit/CEO Retention↓ (OPPORTUNITY)◆
CEO's option exercises and tax withholding (no open-market sales) indicate confidence; potential for upside if AI-driven growth continues
- Linde/Deferred Stock Units↓ (OPPORTUNITY)◆
Director awards in deferred units align long-term interests; Linde's stable cash flows and dividend growth may appeal to income investors
- Applied Materials/Semiconductor Demand↓ (OPPORTUNITY)◆
Insider selling may be profit-taking, but the stock's strength at $544 suggests robust demand; watch for Q4 earnings for confirmation
- Amazon/Scale Advantage↓ (OPPORTUNITY)◆
Despite insider sale, Amazon's e-commerce and cloud dominance provide long-term growth; the sale is immaterial to fundamentals
Sector Themes (5)
- Insider Selling in Tech◆
5 of 8 tech companies (AMZN, ADI, AMAT, PLTR, INTU) saw insider selling or tax withholding, with ADI executives selling ~$5.3M; suggests sector-wide caution at elevated valuations
- Equity Compensation Patterns◆
PepsiCo and Linde directors received routine stock awards, while Intuit executives exercised options and had shares withheld for taxes; no open-market buying, indicating neutral sentiment
- Capital Allocation Divergence◆
Strategy Inc is aggressively converting equity into bitcoin (selling MSTR shares, buying BTC), while other companies focus on buybacks/dividends; a unique strategy with high risk/reward
- Tax-Driven Transactions◆
Multiple insiders (AMAT, INTU) had shares withheld for taxes, a common practice that should not be misinterpreted as bearish; investors should distinguish between tax-related and discretionary sales
- No Earnings Guidance Updates◆
This batch lacked forward-looking guidance changes; the only forward-looking item is Strategy Inc's preferred stock amendment effective Jan 1, 2027, which could impact capital structure
Watch List (7)
-
Stockholders to vote on preferred stock amendments; watch for approval and any impact on STRC/STRF/STRK/STRD holders [Date: TBD, likely Q4 2026]
-
Preliminary estimates show $20.91B digital asset gain and $4.12B tax benefit; watch for final results and any guidance on bitcoin purchases [Date: TBD, likely late Oct/Nov 2026]
-
CEO and other executives sold shares; monitor for further sales or any change in 10b5-1 plans [Date: Ongoing]
-
CEO Herrington's sale may be part of a broader pattern; watch for additional Form 4 filings from other executives [Date: Ongoing]
-
4 filings could not be parsed; monitor for any material insider transactions that may have been missed [Date: Ongoing]
-
Insider option exercises suggest confidence; watch for Q1 FY2027 earnings and any AI-related guidance [Date: TBD, likely Nov 2026]
-
Insider selling at high prices; watch for Q4 FY2026 earnings and semiconductor demand commentary [Date: TBD, likely Nov 2026]
Filing Analyses
(35)
05-10-2026
CEO Worldwide Amazon Stores Herrington Douglas J sold 1,000 Common Stock, par value $.01 per share at $251.50 (~$252K). Herrington Douglas J holds 474,681 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · CEO Worldwide Amazon Stores Herrington Douglas J sold 1,000 Common Stock, par value $.01 per share at $251.50 (~$252K)
05-10-2026
Director Weisser Alberto was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). Weisser Alberto holds 35,238.5771 shares after the transaction.
- · Director Weisser Alberto was awarded 1,336.0523 PepsiCo, Inc. Common Stock
- · Director Weisser Alberto was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director Diamond Susan M was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). Diamond Susan M holds 10,024.202 shares after the transaction.
- · Director Diamond Susan M was awarded 165.225 PepsiCo, Inc. Common Stock
- · Director Diamond Susan M was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director VASELLA DANIEL was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). VASELLA DANIEL holds 95,258.9752 shares after the transaction.
- · Director VASELLA DANIEL was awarded 1,770.906 PepsiCo, Inc. Common Stock
- · Director VASELLA DANIEL was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director COOK IAN M was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). COOK IAN M holds 51,286.5553 shares after the transaction.
- · Director COOK IAN M was awarded 1,887.6818 PepsiCo, Inc. Common Stock
- · Director COOK IAN M was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director COOPER EDITH W was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). COOPER EDITH W holds 10,476.2111 shares after the transaction.
- · Director COOPER EDITH W was awarded 319.5787 PepsiCo, Inc. Common Stock
- · Director COOPER EDITH W was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director DUBLON DINA was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). DUBLON DINA holds 51,722.0748 shares after the transaction.
- · Director DUBLON DINA was awarded 1,951.0962 PepsiCo, Inc. Common Stock
- · Director DUBLON DINA was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director Conde Cesar was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). Conde Cesar holds 20,596.3119 shares after the transaction.
- · Director Conde Cesar was awarded 736.815 PepsiCo, Inc. Common Stock
- · Director Conde Cesar was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director Bailey Jennifer was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). Bailey Jennifer holds 9,713.0799 shares after the transaction.
- · Director Bailey Jennifer was awarded 158.3081 PepsiCo, Inc. Common Stock
- · Director Bailey Jennifer was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director Lewis Dave J was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). Lewis Dave J holds 13,011.1569 shares after the transaction.
- · Director Lewis Dave J was awarded 415.546 PepsiCo, Inc. Common Stock
- · Director Lewis Dave J was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director Gibbs David W was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). Gibbs David W holds 3,211.0987 shares after the transaction.
- · Director Gibbs David W was awarded 13.7558 PepsiCo, Inc. Common Stock
- · Director Gibbs David W was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director Gass Michelle was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). Gass Michelle holds 14,020.5467 shares after the transaction.
- · Director Gass Michelle was awarded 467.7007 PepsiCo, Inc. Common Stock
- · Director Gass Michelle was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Director POHLAD ROBERT C was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K). POHLAD ROBERT C holds 191,585.5012 shares after the transaction.
- · Director POHLAD ROBERT C was awarded 235.0584 PepsiCo, Inc. Common Stock at $126.72 (~$29.8K)
- · Director POHLAD ROBERT C was awarded 1,592.3566 PepsiCo, Inc. Common Stock at $125.60 (~$200K)
05-10-2026
Chief Operations/Tech Officer Jain Vivek sold 2,000 Comm Stock - $.16-2/3 value at $416.98 (~$834K). Jain Vivek holds 45,733.48 shares after the transaction.
- · Chief Operations/Tech Officer Jain Vivek sold 2,000 Comm Stock - $.16-2/3 value at $416.98 (~$834K)
05-10-2026
Chief Customer Officer Nakamura Katsufumi sold 1,200 Comm Stock-$.16-2/3 value at $415.02 (~$498K). Nakamura Katsufumi holds 14,849.494 shares after the transaction.
- · Chief Customer Officer Nakamura Katsufumi sold 1,200 Comm Stock-$.16-2/3 value at $415.02 (~$498K)
05-10-2026
Chair & CEO ROCHE VINCENT sold 10,000 Comm Stock - $.16-2/3 value at $396.94 (~$3.97M). ROCHE VINCENT holds 115,460.083 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Chair & CEO ROCHE VINCENT exercised/converted 10,000 Comm Stock - $.16-2/3 value at $108.08 (~$1.08M)
- · Chair & CEO ROCHE VINCENT sold 10,000 Comm Stock - $.16-2/3 value at $396.94 (~$3.97M)
- · Chair & CEO ROCHE VINCENT exercised/converted 10,000 Non-Qualified Stock Option (right to buy) at $108.08 (~$1.08M)
05-10-2026
Director GRANT HUGH was awarded 72.425 Deferred Stock Units.
- · Director GRANT HUGH was awarded 72.425 Deferred Stock Units
05-10-2026
This is a DEFA14A filing (additional proxy materials) submitted by Strategy Inc (STRD) to the SEC on October 5, 2026. The filing contains forward-looking statements and disclaimers, referencing risks described in a prior filing from August 3, 2026. No specific financial figures, operational metrics, or material events are disclosed in this excerpt.
- · Filing is a DEFA14A (additional definitive proxy materials) filed on October 5, 2026.
- · The filing references forward-looking statements and disclaimers, with risks described in a prior SEC filing dated August 3, 2026.
05-10-2026
Director Reynolds Paula Rosput was awarded 18.106 Deferred Stock Units.
- · Director Reynolds Paula Rosput was awarded 18.106 Deferred Stock Units
05-10-2026
Corp. Controller & CAO Sanders Adam sold 725 Common Stock at $544.56 (~$395K). Sanders Adam holds 3,181 shares after the transaction.
- · Corp. Controller & CAO Sanders Adam had withheld for taxes 269 Common Stock at $529.30 (~$142K)
- · Corp. Controller & CAO Sanders Adam sold 725 Common Stock at $544.56 (~$395K)
05-10-2026
SVP, Applied Global Services Deane Timothy M had withheld for taxes 2,644 Common Stock at $529.30 (~$1.4M). Deane Timothy M holds 130,462 shares after the transaction.
- · SVP, Applied Global Services Deane Timothy M had withheld for taxes 2,644 Common Stock at $529.30 (~$1.4M)
05-10-2026
Form 4 ownership filing; the structured EDGAR document could not be retrieved for automated parsing.
05-10-2026
Form 4 ownership filing; the structured EDGAR document could not be retrieved for automated parsing.
05-10-2026
Form 4 ownership filing; the structured EDGAR document could not be retrieved for automated parsing.
05-10-2026
Form 4 ownership filing; the structured EDGAR document could not be retrieved for automated parsing.
05-10-2026
SVP, Chief Accounting Officer Hotz Lauren D had withheld for taxes 734.995 Common Stock at $275.71 (~$203K). 9 transactions reported in total. Hotz Lauren D holds 3,269.9292 shares after the transaction.
- · SVP, Chief Accounting Officer Hotz Lauren D exercised/converted 97 Common Stock
- · SVP, Chief Accounting Officer Hotz Lauren D exercised/converted 87 Common Stock
- · SVP, Chief Accounting Officer Hotz Lauren D exercised/converted 80 Common Stock
- · SVP, Chief Accounting Officer Hotz Lauren D exercised/converted 1,132 Common Stock
- · SVP, Chief Accounting Officer Hotz Lauren D had withheld for taxes 734.995 Common Stock at $275.71 (~$203K)
- · SVP, Chief Accounting Officer Hotz Lauren D exercised/converted 97 Restricted Stock Units
- · SVP, Chief Accounting Officer Hotz Lauren D exercised/converted 87 Restricted Stock Units
- · SVP, Chief Accounting Officer Hotz Lauren D exercised/converted 80 Restricted Stock Units
05-10-2026
EVP, People and Places Hilliard Caryl Lyn had withheld for taxes 178.186 Common Stock at $275.71 (~$49.1K). 7 transactions reported in total. Hilliard Caryl Lyn holds 24,913.976 shares after the transaction.
- · EVP, People and Places Hilliard Caryl Lyn exercised/converted 110 Common Stock
- · EVP, People and Places Hilliard Caryl Lyn exercised/converted 87 Common Stock
- · EVP, People and Places Hilliard Caryl Lyn exercised/converted 150 Common Stock
- · EVP, People and Places Hilliard Caryl Lyn had withheld for taxes 178.186 Common Stock at $275.71 (~$49.1K)
- · EVP, People and Places Hilliard Caryl Lyn exercised/converted 110 Restricted Stock Units
- · EVP, People and Places Hilliard Caryl Lyn exercised/converted 87 Restricted Stock Units
- · EVP, People and Places Hilliard Caryl Lyn exercised/converted 150 Restricted Stock Units
05-10-2026
EVP, Corp Strategy and Dev Hanebrink Anton had withheld for taxes 344.804 Common Stock at $275.71 (~$95.1K). 7 transactions reported in total. Hanebrink Anton holds 33,844.879 shares after the transaction.
- · EVP, Corp Strategy and Dev Hanebrink Anton exercised/converted 251 Common Stock
- · EVP, Corp Strategy and Dev Hanebrink Anton exercised/converted 224 Common Stock
- · EVP, Corp Strategy and Dev Hanebrink Anton exercised/converted 190 Common Stock
- · EVP, Corp Strategy and Dev Hanebrink Anton had withheld for taxes 344.804 Common Stock at $275.71 (~$95.1K)
- · EVP, Corp Strategy and Dev Hanebrink Anton exercised/converted 251 Restricted Stock Units
- · EVP, Corp Strategy and Dev Hanebrink Anton exercised/converted 224 Restricted Stock Units
- · EVP, Corp Strategy and Dev Hanebrink Anton exercised/converted 190 Restricted Stock Units
05-10-2026
EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph had withheld for taxes 124.447 Common Stock at $275.71 (~$34.3K). 7 transactions reported in total. Cozzens Tyler Ralph holds 7,431.343 shares after the transaction.
- · EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph exercised/converted 94 Common Stock
- · EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph exercised/converted 87 Common Stock
- · EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph exercised/converted 70 Common Stock
- · EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph had withheld for taxes 124.447 Common Stock at $275.71 (~$34.3K)
- · EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph exercised/converted 94 Restricted Stock Units
- · EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph exercised/converted 87 Restricted Stock Units
- · EVP, Gen. Counsel & Corp. Sec. Cozzens Tyler Ralph exercised/converted 70 Restricted Stock Units
05-10-2026
EVP and CFO Aujla Sandeep had withheld for taxes 505.799 Common Stock at $275.71 (~$139K). 7 transactions reported in total. Aujla Sandeep holds 7,221.0806 shares after the transaction.
- · EVP and CFO Aujla Sandeep exercised/converted 346 Common Stock
- · EVP and CFO Aujla Sandeep exercised/converted 349 Common Stock
- · EVP and CFO Aujla Sandeep exercised/converted 290 Common Stock
- · EVP and CFO Aujla Sandeep had withheld for taxes 505.799 Common Stock at $275.71 (~$139K)
- · EVP and CFO Aujla Sandeep exercised/converted 346 Restricted Stock Units
- · EVP and CFO Aujla Sandeep exercised/converted 349 Restricted Stock Units
- · EVP and CFO Aujla Sandeep exercised/converted 290 Restricted Stock Units
05-10-2026
Chairman and CEO Goodarzi Sasan K had withheld for taxes 1,258.102 Common Stock at $275.71 (~$347K). 9 transactions reported in total. Goodarzi Sasan K holds 32,305.768 shares after the transaction.
- · Chairman and CEO Goodarzi Sasan K exercised/converted 848.43 Common Stock
- · Chairman and CEO Goodarzi Sasan K exercised/converted 801.997 Common Stock
- · Chairman and CEO Goodarzi Sasan K exercised/converted 863.038 Common Stock
- · Chairman and CEO Goodarzi Sasan K exercised/converted 30.831 Common Stock
- · Chairman and CEO Goodarzi Sasan K had withheld for taxes 1,258.102 Common Stock at $275.71 (~$347K)
- · Chairman and CEO Goodarzi Sasan K exercised/converted 848.43 Restricted Stock Units
- · Chairman and CEO Goodarzi Sasan K exercised/converted 801.997 Restricted Stock Units
- · Chairman and CEO Goodarzi Sasan K exercised/converted 863.038 Restricted Stock Units
05-10-2026
Director Stat Lauren Elaina Friedman sold 1,337 Class A Common Stock at $189.95 (~$254K). Stat Lauren Elaina Friedman holds 51,428 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Director Stat Lauren Elaina Friedman sold 1,337 Class A Common Stock at $189.95 (~$254K)
05-10-2026
Strategy Inc (formerly MicroStrategy Incorporated) filed a DEF 14A proxy statement for a Special Meeting, seeking stockholder approval to amend and restate the Certificates of Designations for its 10.00% Series A Perpetual Strife Preferred Stock and related series, and to approve potential adjournments to solicit additional proxies if needed. The filing details the designation of 8,500,000 authorized shares of the Series A Perpetual Strife Preferred Stock, with amendments effective January 1, 2027, including provisions for deferred dividend payments, fundamental change repurchase rights, and expanded Business Day definitions. The Board recommends a vote 'FOR' Proposal 1 and Proposal 2, with no other matters expected at the Special Meeting.
- · Amendment and Restatement Effective Time is January 1, 2027 at 12:01 a.m. (Eastern).
- · Deferred Regular Dividend Payment Date is one Trading Day after the 60th calendar day after a Regular Dividend Payment Date if full dividends not paid.
- · Deferred Regular Record Date is the 15th calendar day preceding the Deferred Regular Dividend Payment Date.
- · The Company may expand the definition of 'Business Day' to accommodate potential dividend payments seven days a week.
- · Proposal 2 allows adjournment of the Special Meeting to solicit additional proxies even if sufficient votes against Proposal 1 have been received.
- · No material interests of directors or executive officers in Proposal 1 except beneficial ownership of Preferred and Common Stock.
05-10-2026
Strategy Inc disclosed an ATM update, bitcoin holdings update, repurchase program activity, and Q3 2026 preliminary financial estimates. During Oct 1-4, 2026, it sold 92,894 MSTR shares for $15.7M net proceeds (used for bitcoin purchases) and repurchased 740,634 STRC shares for $73.7M. Bitcoin holdings reached 848,000 BTC as of Oct 4, 2026, with an aggregate purchase price of $63.97B. The company estimates a $20.91B gain on digital assets for Q3 2026, but also a $1.88B deferred tax expense, and a $4.12B income tax benefit from the release of a valuation allowance.
- · No shares of STRF, STRK, or STRD stock were sold or repurchased during the reported periods.
- · As of Oct 4, 2026, $1.6193B of STRF, $17.5108B of STRC, $2.1B of STRK, and $4.0148B of STRD remained available for issuance under the ATM program.
- · During Sep 28-Oct 4, 2026, $154.1M of USD Cash was used for STRC repurchases and $13.0M for bitcoin purchases; $142.5M of USD Reserve was used for dividends and interest.
- · The $4.12B deferred tax asset as of June 30, 2026 was reversed, and the associated valuation allowance was released, resulting in an approximately $4.12B income tax benefit.
- · The financial information in the 8-K has not been audited or reviewed by KPMG LLP.
- · Strategy maintains a dashboard on its website as a disclosure channel for public information.
05-10-2026
Strategy Inc filed definitive additional proxy materials (DEFA14A) on October 5, 2026, in connection with its 2026 Special Meeting of Stockholders. The company began mailing the definitive proxy statement and proxy card to stockholders on that date. The filing provides information on how to access the proxy materials and identifies directors and executive officers as participants in the proxy solicitation.
- · The definitive proxy statement for the 2026 Annual Meeting of Stockholders was filed with the SEC on April 28, 2026.
- · Proxy materials are available free of charge on the SEC's website (www.sec.gov) or the company's website (www.strategy.com).
- · Stockholders can contact Investor Relations via email at [email protected] for proxy materials.
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