S&P 500 Consumer Staples Sector SEC Filings — March 03, 2026

03-03-2026

PMGC Holdings Inc. (ELAB) consummated Secured Pre-Paid Purchase #4 on February 6, 2026, under its existing equity purchase facility, with an original principal of $8.1M and purchase price of $7.5M, funded via allocations including $6.3M to a new subsidiary's controlled deposit account, $0.65M to placement agent Univest Securities LLC, $5K in legal fees, and $0.5M to the Company. The Investor can require issuance of Purchase Shares at 88% of the lowest VWAP over the prior 10 trading days (or cash if below $0.32), subject to a 9.99% ownership cap, with Company prepayment option at 120% and default penalties including 15% increase and 18% interest. A portion of Purchase Shares worth $1.2M was registered via prospectus supplement filed February 17, 2026.

• ·Deposit Account Control Agreement (DACA) grants Investor first-position security interest and control over funds upon instruction.
• ·Events of Default include failure to pay, insolvency, bankruptcy, judgments over $1M, and breaches of covenants.
• ·Equity facility originated from Securities Purchase Agreement dated September 23, 2025 (disclosed in 8-K filed September 29, 2025).

03-03-2026

Rigel Pharmaceuticals reported record Q4 2025 total revenues of $69.8 million (net product sales $65.4 million, +41% YoY from $46.5 million), driven by TAVALISSE ($45.6 million, +47%), GAVRETO ($10.2 million, +27%), and REZLIDHIA ($9.6 million, +29%); full-year revenues reached $294.3 million (net product sales $232.0 million, +60% YoY from $144.9 million) with TAVALISSE +52%, GAVRETO +146%, and REZLIDHIA +35%. However, total costs and expenses increased to $46.6 million in Q4 (+14% YoY) and $168.8 million for the year (+9% YoY), driven by higher R&D and personnel costs, though net income was $268.1 million in Q4 and $367.0 million for the year, boosted by a $245.9 million non-cash deferred tax benefit. The company anticipates 2026 total revenues of $275-290 million (net product sales $255-265 million) and positive net income.

• ·Enrollment ongoing in R289 Phase 1b dose expansion phase (up to 40 patients at 500 mg QD or BID); on track to complete enrollment and select Phase 2 dose in H2 2026, with preliminary data by end of 2026.
• ·R289 dose escalation: 33% (6/18) evaluable transfusion-dependent patients achieved RBC-TI ≥8 weeks at ≥500 mg QD.
• ·GAVRETO ARROW study: median OS 44.3 months overall, 62.4 months in US patients.
• ·Pralsetinib TAPISTRY study: ORR 67% (26/39) in RET fusion-positive solid tumors.
• ·FDA approved GAVRETO sNDA with boxed warning on Dec 22, 2025; met postmarketing commitment for AcceleRET-Lung.
• ·Michael P. Miller joined Board effective Feb 1, 2026.

03-03-2026

Aptera Motors Corp (SEV) announced on March 3, 2026, via press release that it has completed the first vehicle off its validation assembly line, marking a key production milestone. The disclosure was made under Regulation FD as Item 7.01 of the 8-K filing, with the press release attached as Exhibit 99.1.

03-03-2026

Select Medical Holdings Corporation (NYSE: SEM) entered a definitive merger agreement to be acquired by a consortium led by Robert A. Ortenzio, Martin F. Jackson, and WCAS for $16.50 per share in cash, representing an enterprise value of $3.9B and premiums of 18% over the unaffected share price and 25% over the 90-day VWAP as of November 24, 2025. The transaction, unanimously approved by a special committee of independent directors, is expected to close mid-2026 subject to majority non-consortium shareholder approval, HSR antitrust clearance, and other regulatory approvals, with initial rollover participants owning 11.8% agreeing to vote in favor. While offering a significant premium, the deal carries risks including failure to secure approvals, potential termination fees, business disruptions, and stock price decline if not consummated.

• ·As of Dec 31, 2025, Select Medical had operations in 39 states and the District of Columbia.
• ·Merger not subject to financing condition; existing debt expected to remain outstanding.
• ·Advisors include Goldman Sachs and Skadden Arps (Special Committee), J.P. Morgan and Wells Fargo (Consortium debt financing), Dechert LLP (Select Medical).

03-03-2026

A shareholder in COCA-COLA EUROPACIFIC PARTNERS plc (CCEP) has crossed or reached a threshold, resulting in a holding of 37.07% of voting rights attached to shares (with 0% through financial instruments), equivalent to 166,128,987 total voting rights. No position from previous notification is provided, indicating this may be a new or significantly updated stake.

• ·Filing date: March 03, 2026
• ·Filing type: 6-K (Foreign Issuer Report)

03-03-2026

Accel Entertainment reported record Q4 2025 revenue of $341.4 million, up 7.5% YoY from $317.5 million, and full-year 2025 revenue of $1.3 billion, up 8.1% YoY from $1.23 billion, driven by growth in locations to 4,501 (+2.2%) and gaming terminals to 27,950 (+2.9%). Adjusted EBITDA reached record $56.3 million in Q4 (+18.9% YoY) and $210.1 million for the year (+11.1% YoY), with net income surging 91.7% to $16.1 million in Q4 and 45.3% to $51.3 million annually. However, Illinois locations declined 2.5% to 2,705 and terminals fell 1.0% to 15,534, Nevada revenue dropped 5.0% YoY for the year to $108.9 million with hold-per-day down 11.5%, and net debt stood at approximately $311 million.

• ·Net cash provided by operating activities for YE 2025: $150.9 million, up 24.5% YoY
• ·Gross margin percentage improved to 31.72% in Q4 2025 from 30.41% in Q4 2024
• ·Louisiana revenue increased 75% YoY for YE 2025 to $37.6 million
• ·Georgia locations up 36.0% to 389 as of Dec 31, 2025
• ·New $900 million credit facility completed in September 2025, extending maturities to 2030

03-03-2026

Haemonetics Corporation repaid in full its outstanding 0.00% Convertible Senior Notes due 2026 on March 2, 2026, paying an aggregate $300 million in cash representing the principal amount. The repayment was funded by cash on hand and borrowings under the company's revolving credit facility, with no holders exercising conversion rights and related capped call transactions expiring at maturity.

• ·Filing date: March 3, 2026
• ·Repayment date (earliest event): March 2, 2026

03-03-2026

Mobix Labs, Inc. filed an 8-K on March 3, 2026, attaching its Amended and Restated Bylaws (Exhibit 3.1), which detail governance rules for stockholder meetings. The bylaws specify that special meetings can be called by the Board, Chairperson, CEO, President, or Qualified Stockholders holding at least 10% voting power (with requests subject to 30-90 day windows relative to annual meetings), while annual meetings may be held or postponed by the Board if required by law. Quorum requires one-third of voting power, with notice periods of 10-60 days and other procedural rules outlined.

• ·Special meeting requests must be delivered not earlier than 30 days after annual meeting and not later than 90 days prior to next annual meeting.
• ·Notice of meetings given 10-60 days in advance.
• ·Quorum at stockholder meetings: presence of holders of one-third voting power.
• ·Proxies valid up to 3 years unless specified otherwise.
• ·Record date for notice: not more than 60 nor less than 10 days before meeting.

03-03-2026

SmartStop Self Storage REIT, Inc. disclosed same-store metrics for facilities stabilized since January 1, 2025 (excluding four properties), showing physical occupancy slightly down YoY to 92.1% as of December 31, 2025 (from 92.3%), up to 92.7% in January 2026 (from 92.1%), and flat at 92.7% in February 2026. However, monthly web rates declined YoY across all periods (e.g., -4.1% to $0.93 in Dec, -13.3% to $0.91 in Jan), as did move-in rates (e.g., -15% to $0.85 in Jan), while in-place rates were flat to slightly up (e.g., +0.6% to $1.65 in Feb). This provides a mixed operational picture with stable occupancy but softening new customer pricing.

• ·Same-store facilities defined as stabilized and comparable properties included in consolidated results since January 1, 2025.
• ·Disclosure furnished under Item 7.01, not deemed 'filed' for liability purposes.

03-03-2026

American Clean Resources Group, Inc. (ACRG) filed an 8-K on March 3, 2026, disclosing an event under Item 5.02 related to the departure of directors or certain officers, or election/appointment of directors or officers, effective March 2, 2026. No specific details on the individuals involved, reasons for departure, or any compensatory arrangements were provided in the filing metadata. No financial metrics, performance changes, or impacts were reported.

• ·Company CIK: 0000773717
• ·EIN: 840991764
• ·State of Incorporation: NV
• ·Fiscal Year End: December 31
• ·Business Address: 12567 West Cedar Drive, Suite 104, Lakewood, CO 80228-2039

03-03-2026

Wyndham Hotels & Resorts appointed Amit Sripathi as Chief Financial Officer effective immediately, succeeding interim CFO Kurt Albert, and named David Wilner as Chief Development Officer – North America, both reporting to President and CEO Geoff Ballotti. These leadership changes aim to drive FeePAR accretive net room growth and shareholder value, building on achievements like 20 consecutive quarters of organic net room growth. The company reaffirmed its full-year 2026 outlook originally provided in Q4 2025 earnings.

• ·Wyndham is the world’s largest hotel franchising company by number of franchised properties
• ·Filing date: March 03, 2026
• ·Sripathi joined Wyndham in 2021; Wilner has nearly 8 years at Wyndham and prior 20 years at La Quinta
• ·Outlook reaffirmed from Q4 2025 earnings released February 18, 2026

03-03-2026

Honeywell International Inc. announced on March 3, 2026, the filing of a Form 10 registration statement by its wholly owned subsidiary, Honeywell Aerospace Inc., with the SEC in connection with the anticipated spin-off of its Aerospace business into an independent, publicly traded company. A press release detailing the announcement is furnished as Exhibit 99.1. The filing includes extensive cautionary language on forward-looking statements, highlighting risks such as potential delays, failure to complete the Spin-Off, disruptions to operations, and uncertain financial impacts post-separation.

03-03-2026

Kontoor Brands reported Q4 2025 revenue of $1.02B, up 46% YoY driven by 36pp from Helly Hansen acquisition, though excluding HH and 53rd week it grew only 2%; full-year revenue reached $3.15B, up 21% YoY including 18pp from HH, with Wrangler up 6% but Lee down 5%. Adjusted EPS rose 26% to $1.73 in Q4 and 14% to $5.59 FY, with gross margins expanding; 2026 outlook projects revenue growth of 9% to $3.40-3.45B and adjusted EPS up 15-16% to $6.40-6.50, tempered by tariff increases. The company reduced inventory 26% QoQ to $567M, made a $200M debt payment, and repurchased $25M in shares.

• ·Lee international revenue decreased 6% YoY in Q4.
• ·Adjusted operating income ex Helly Hansen increased 9% YoY in Q4 to $110M.
• ·Pro-forma net leverage ratio at 2.0x end Q4.
• ·Quarterly dividend $0.53/share, payable March 20, 2026.
• ·$190M remaining under share repurchase authorization.
• ·2026 outlook assumes 15% tariff on new inventory receipts and 20% on pre-Feb 24 inventory.
• ·Cash from operations 2026 expected ~$425M; capex $45M.

03-03-2026

GigaCloud Technology Inc's Audit Committee dismissed KPMG Huazhen LLP as its independent registered public accounting firm effective March 2, 2026, and appointed Grant Thornton LLP for the fiscal year ending December 31, 2026, primarily due to the mandatory five-year audit partner rotation requirement. KPMG's audit reports for fiscal years ended December 31, 2025 and 2024 contained no adverse opinions, qualifications, or modifications, and there were no disagreements or reportable events during those periods or the subsequent interim through March 2, 2026. The company issued a press release announcing the change on March 3, 2026.

• ·KPMG furnished a letter to the SEC dated March 3, 2026, agreeing with the company's statements (Exhibit 16.1).
• ·No prior consultations with Grant Thornton on accounting, auditing, or reporting matters during fiscal years 2024-2025 or interim period.

03-03-2026

Brookfield Asset Management Ltd. (BAM) filed an 8-K on March 3, 2026, under Items 8.01 and 9.01, disclosing the issuance of a press release dated March 3, 2026 (Exhibit 99.1). The filing contains no specific financial or operational details from the press release. No performance metrics, positive or negative, are reported.

• ·Securities registered: Class A Limited Voting Shares (BAM) on New York Stock Exchange
• ·Commission File Number: 001-41563
• ·I.R.S. Employer Identification No.: 98-1702516

03-03-2026

Massimo Group (MAMO) appointed Crystal Mingqui Xu as Chief Financial Officer effective March 2, 2026, as announced on March 3, 2026. Ms. Xu, 46, brings over 23 years of experience in financial management, SEC reporting, and compliance from roles at Nasdaq-listed firms including Haoxi Health Technology Limited (HAO) and Ebang International Holdings Inc. (EBON). She will receive an annual base salary of $100,000, with eligibility for discretionary bonuses and company benefits.

• ·No family relationships between Ms. Xu and any director or executive officer.
• ·No related party transactions or arrangements requiring disclosure under Item 404(a) of Regulation S-K.
• ·Employment Agreement filed as Exhibit 10.1.

03-03-2026

Moog Inc. entered into the Eighth Amended and Restated Loan Agreement dated February 26, 2026, amending and restating the prior Seventh Amended and Restated Loan Agreement from May 30, 2025, with HSBC Bank USA, National Association as Administrative Agent and multiple lenders including Bank of America, JPMorgan Chase, and others. The agreement provides Aggregate Term Loan Commitments of $250M, along with revolving credit facilities, swingline loans, and letters of credit. No changes to commitment amounts or negative covenant impacts are specified in the filing.

• ·Guarantors secure obligations with liens on personal property assets.
• ·Previous agreements include Seventh (May 30, 2025), Sixth (October 27, 2022), Fifth (October 15, 2019), and earlier versions back to 1998.

03-03-2026

Xcel Energy Inc. announced via 8-K the execution of Supplemental Indenture No. 2 dated March 3, 2026, issuing $800M aggregate principal amount of 5.75% Fixed-to-Fixed Reset Rate Junior Subordinated Notes, Series due 2056, with U.S. Bank Trust Company, National Association as trustee. The filing includes exhibits such as the indenture and legal opinions from Jones Day. No financial performance metrics or period-over-period comparisons were reported.

• ·Filing Items: 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits)
• ·Exhibits include: 4.01 (Supplemental Indenture), 5.01 (Opinion of Jones Day), 8.01 (Tax Opinion of Jones Day), 104 (Inline XBRL)

03-03-2026

Plains All American Pipeline, L.P. executed the Third Amendment to its Credit Agreement on February 26, 2026, replacing Plains Midstream Canada ULC (PMCULC) as a borrower with Plains Canada Liquid Pipelines ULC (PCLPULC), while releasing PMCULC from all obligations under the loan documents after full repayment of its outstanding loans. PCLPULC assumes borrower status with obligations guaranteed by the Company, and the amendment updates all references in the original agreement dated August 20, 2021. No changes to commitment amounts or other financial terms are specified.

• ·Original Credit Agreement dated August 20, 2021; First Amendment dated August 22, 2022; Second Amendment dated August 19, 2024.
• ·Conditions for effectiveness include executed counterparts, corporate certificates, legal opinions, KYC compliance, and full repayment of PMCULC obligations.

03-03-2026

Intel Corporation announced that Frank Yeary, Chair of the Board, intends to retire effective upon the conclusion of the 2026 Annual Meeting of Stockholders, with the Board size reducing from 12 to 11 directors. Dr. Craig H. Barratt was named as the new Chair effective the same date. The announcement was made via a press release dated March 3, 2026, following Yeary's notification to the Board on February 27, 2026.

• ·Filing date: March 3, 2026
• ·Date of earliest event reported: February 27, 2026
• ·Press release titled: 'Intel Board Chair Frank D. Yeary to Retire Following Annual Meeting; Dr. Craig H. Barratt Elected as Chair'

03-03-2026

Ultra Clean Holdings, Inc. (UCTT) entered into a call option transaction with a Dealer to hedge its issuance of $525M aggregate principal amount of 0.00% Convertible Senior Notes due 2031, with an option for up to an additional $75M. The transaction is confirmed under the 2002 ISDA Equity Derivatives Definitions, with an Indenture dated March 3, 2026, between UCTT and U.S. Bank Trust Company, National Association as trustee. Key option terms include a Strike Price of $84.7450, Cap Price of $104.0725, Free Convertibility Date of December 16, 2030, and Expiration Date of March 15, 2031.

• ·Offering Memorandum dated February 25, 2026
• ·Trade Date: [_____] (to be specified)
• ·Effective Date: Closing date of initial Convertible Notes issuance
• ·Exchange: Nasdaq Global Select Market (symbol UCTT)
• ·Option Style: European
• ·Settlement Method: Default Net Share Settlement

03-03-2026

On March 2, 2026, Group 1 Automotive, Inc. entered into a Second Amendment to Daryl Kenningham's Incentive Compensation Agreement, restructuring severance benefits to 1.5 times the sum of his base salary and target annual bonus, plus 18 months of COBRA coverage and a pro-rated bonus for qualifying terminations. Benefits increase to 2.0 times the sum and 24 months of COBRA if termination occurs within six months of a Corporate Change. Severance is payable in a lump sum on the first day of the seventh month following separation, subject to compliance with covenants and execution of a release.

• ·Severance benefits are Mr. Kenningham’s sole and exclusive remedy against the Company.
• ·Full Second Amendment to be filed in next Quarterly Report on Form 10-Q.

03-03-2026

The J. M. Smucker Company finalized a Separation Agreement with John Brase, its former President and Chief Operating Officer, effective February 26, 2026, following his prior announcement as no longer an executive officer on February 10, 2026. The agreement provides severance benefits including a $1.185M lump sum (18 months base salary), $611,885 pro rata FY2026 incentive payment, vesting of select unvested restricted stock units, options, and pro-rated performance units, plus $196,000 in additional lump sums for medical insurance, relocation, and outplacement services, all payable April 17, 2026. Terms align with the company's Executive Severance Plan and include non-compete, non-solicitation, and confidentiality obligations.

• ·Vesting of unvested restricted stock awards granted June 15, 2023 (third tranche) and April 14, 2020 (full on Jan 27, 2028); remaining RSUs forfeited.
• ·Vesting of unvested option award from June 15, 2023 (third tranche); remaining options forfeited; vested options exercisable by May 10, 2026.
• ·Pro-rated vesting eligibility for performance units granted June 15, 2023 and August 13, 2024 (those with at least one full performance year); based on completed months and actual 3-year performance; remaining forfeited.
• ·Separation Agreement to be filed as exhibit to 10-K for period ending April 30, 2026.

03-03-2026

Simmons First National Corporation and Simmons Bank amended the Executive Change in Control Severance Agreement for James M. Brogdon on February 27, 2026, increasing the termination compensation multiplier from 2 times to 3 times his Base Period Income (originally set in the July 30, 2021 agreement). This change enhances potential severance payout in a change-of-control scenario but increases potential costs to the company. The full amendment is attached as Exhibit 10.1.

• ·Agreement amendment filed under Items 5.02 and 9.01 of Form 8-K
• ·Common stock trades as SFNC on Nasdaq Global Select Market, par value $0.01 per share

03-03-2026

Delcath Systems, Inc. announced on March 3, 2026, the publication of CHOPIN clinical trial results in The Lancet Oncology via a press release furnished as Exhibit 99.1. The filing highlights this milestone under Item 8.01 Other Events, signed by CEO Gerard Michel. No financial or quantitative performance data was disclosed.

03-03-2026

Fuel Tech reported Q4 2025 consolidated revenues of $7.2M, up 37% YoY, driven by 37% growth in both FUEL CHEM ($4.9M) and APC ($2.4M) segments with gross margins expanding to 44.6%; full year 2025 revenues rose 6% to $26.7M, fueled by 28% FUEL CHEM growth, though APC revenues declined YoY. Despite margin improvements to 46.4% FY and a strong balance sheet with $32M in cash/investments and no debt, net loss widened FY to $(2.3M) from $(1.9M) with Adjusted EBITDA loss also deteriorating to $(2.7M) from $(2.2M). APC backlog grew to $7.0M while pursuing a $75-100M data center pipeline.

• ·Q4 2025 SG&A expenses $4.2M (57.3% of revenues) vs $3.9M (74.7%) prior year.
• ·FY 2025 SG&A expenses $14.1M (52.7% of revenues) vs $13.8M (54.8%) prior year.
• ·Conference call scheduled for March 4, 2026 at 10:00 am ET.
• ·DGI demonstration at fish hatchery to conclude Q2 2026; wastewater rental through Q3 2026.
• ·New FUEL CHEM demonstration commenced November 2025, potential $2.5-3.0M annual revenue.

03-03-2026

Diamond Hill Investment Group, Inc. held a special shareholder meeting on March 3, 2026, where shareholders overwhelmingly approved the Merger Agreement with First Eagle Investment Management, LLC's subsidiary, Soar Christopher Holdings, Inc., with 1,911,619 votes for, 3,201 against, and 1,327 abstentions out of 1,916,147 shares present (70.82% quorum of 2,705,580 outstanding shares). The advisory compensation proposal also passed with 1,744,220 votes for versus 144,799 against and 27,128 abstentions. The merger is expected to close in Q2 2026, subject to customary conditions including client consents.

• ·Record date for special meeting: January 27, 2026
• ·Proxy statement filed with SEC on January 28, 2026
• ·Merger expected to close in second quarter of 2026, pending client consents and other conditions
• ·No broker non-votes for either proposal

03-03-2026

Monroe Capital Corporation (MRCC) is urging shareholders to vote FOR proposals at a special meeting on March 13, 2026, approving an asset sale to Monroe Capital Income Plus Corporation (MCIP) and a subsequent merger with Horizon Technology Finance Corporation (HRZN), contingent on each other. The transactions are expected to enhance scale with approximately $160M additional equity capital (based on September 30, 2025 financials), resulting in over $475M net assets for the combined HRZN, improved liquidity, neutral-to-accretive returns, and $4M advisory fee waivers by Horizon Technology Finance Management LLC over four post-closing quarters. While benefits are highlighted, forward-looking statements note risks including failure to close, regulatory hurdles, and litigation.

• ·Special shareholder meeting: March 13, 2026 at 2:30 p.m. ET (virtual at www.virtualshareholdermeeting.com/MRCC2025SM2)
• ·Financials basis: September 30, 2025
• ·Fee waiver details: up to $1M per quarter, not exceeding fees earned by HTFM each quarter
• ·Related SEC filings: Registration Statement File No. 333-290114; Joint Proxy Statement

03-03-2026

Energy Fuels Inc. announced on February 26, 2026, that current CEO Mark Chalmers will retire from his CEO and Director roles effective April 15, 2026, consistent with planned succession, and will serve as a consultant for two years thereafter. Concurrently, President Ross Bhappu will be appointed as President, CEO, and Director effective the same date. The transition is smooth with no disagreements noted, and Bhappu brings over 35 years of mining experience.

• ·Bhappu originally appointed President effective August 4, 2025; employment agreement dated July 30, 2025.
• ·Chalmers' resignation from Board not due to any disagreement with Company operations, policies, or practices.
• ·No family relationships or disclosable transactions under Item 404(a) for Bhappu.
• ·Filing date: March 3, 2026; earliest event date referenced: February 25, 2026.

03-03-2026

FingerMotion, Inc. held its Annual Meeting of Stockholders on February 26, 2026, with 27,126,232 shares (44.26% quorum of 61,281,308 outstanding shares) present; all proposals passed, including election of six directors with support from 82.56% (lowest for Yew Poh Leong) to 99.00%, auditor ratification at 98.86%, and advisory approval of executive compensation at 93.03%. Following the meeting, the Board re-appointed Martin Shen as President and CEO and Yew Hon Lee as CFO, Secretary, and Treasurer. Broker non-votes totaled 13,622,994 shares for director and compensation votes.

• ·Record date for AGM: January 14, 2026
• ·Fiscal year for auditor appointment: ending February 28, 2025
• ·News release issued: March 2, 2026 (Exhibit 99.1)
• ·17.44% withheld votes for Yew Poh Leong (highest withheld)

03-03-2026

ClearThink 1 Acquisition Corp., a Cayman Islands-incorporated SPAC, consummated its IPO on February 25, 2026, selling 12,500,000 units at $10.00 each, generating $125M in gross proceeds deposited into a trust account along with private placement funds from ClearThink 1 Sponsor LLC. On February 26, 2026, the underwriter partially exercised its over-allotment option for 15,000 additional units, adding $150,000 to the trust. An audited balance sheet as of February 25, 2026, is attached as Exhibit 99.1.

• ·Securities traded on Nasdaq Stock Market LLC.
• ·Company address: 150 E. Palmetto Park Road, Suite 202, Boca Raton, Florida 33432.
• ·Telephone: (561) 358-3696.