S&P 500 Consumer Staples Sector SEC Filings — April 06, 2026

06-04-2026

On April 1, 2026, Krispy Kreme, Inc.'s Board of Directors elected David Shear and Melissa Werneck as independent directors, effective April 2, 2026, to serve until the 2026 annual stockholder meeting. Ms. Werneck, former Global Chief People Officer at The Kraft Heinz Company, was appointed to the Compensation, Nomination, and Governance Committee, while Mr. Shear brings over ten years of international franchise experience from Restaurant Brands International Inc. On April 3, 2026, the Company entered into a new at-will employment agreement with CFO Raphael Duvivier, including a minimum annual base salary of $700,000 and an 80% target bonus opportunity.

• ·Directors Mr. Shear and Ms. Werneck to receive standard non-employee director compensation on a pro rata basis.
• ·No arrangements or understandings related to their elections; no material interests under Item 404(a).
• ·CFO agreement includes EB-1C visa sponsorship for Mr. Duvivier and family, participation in incentive programs and executive benefits, and severance of 12 months base salary plus COBRA and relocation support upon termination without cause or for good reason (subject to release).
• ·Agreement contains customary indemnification and restrictive covenants.

06-04-2026

Mountain Crest Acquisition 6 Corp., a blank check company (SPAC), filed an S-1 registration statement on April 6, 2026, for an IPO with units to list on Nasdaq under symbols MCAH and MCAHR upon separate trading. The filing extensively discloses risks of pursuing a business combination with PRC-based targets, including VIE structure uncertainties, CSRC filing requirements, cybersecurity reviews, and potential government interventions that could render securities worthless. No specific business combination target or financial performance data is provided, emphasizing pre-operational status with no subsidiaries, dividends, or cash transfers to date.

• ·CSRC Trial Measures promulgated February 17, 2023, effective March 31, 2023.
• ·New Measures for Cybersecurity Review effective February 15, 2022.
• ·CSRC filing exemptions for prior listings completed before September 30, 2023.
• ·Risk factors detailed starting on page 81, including VIE enforceability and currency controls on page 98.
• ·No permissions required from PRC authorities like CSRC or Cyberspace Administration of China for this offering as of prospectus date.

06-04-2026

Clear Channel Outdoor Holdings, Inc. (CCO) commenced a consent solicitation on April 6, 2026, for its outstanding senior secured notes totaling $865,000,000 (7.875% due 2030), $1,150,000,000 (7.125% due 2031), and $900,000,000 (7.500% due 2033) to approve amendments to the indentures, primarily to redefine 'Change of Control' so the pending merger does not trigger repurchase obligations. This follows the February 9, 2026 Merger Agreement with Madison Parent Inc. and Madison Merger Sub Inc., under which CCO will become a wholly-owned subsidiary of Parent, backed by Mubadala Capital and TWG Global; however, the merger is not conditioned on consent success and faces risks including regulatory approvals, stockholder vote, and potential termination fees. A special stockholder meeting and proxy statement are forthcoming.

• ·Merger Agreement dated February 9, 2026
• ·Special meeting of stockholders to be announced for Requisite Stockholder Approval
• ·Proxy statement to be filed with SEC
• ·Merger not conditioned on Consent Solicitation success; Change of Control Offer would otherwise require repurchase at 101% of principal

06-04-2026

On April 6, 2026, NioCorp Developments Ltd. held its Annual Meeting where shareholders approved the Amended and Restated Shareholder Rights Plan, extending its term to the 2027 annual meeting, and the 2017 Amended Long-Term Incentive Plan, authorizing up to 11,300,000 Common Shares for options, RSUs, and other awards, replacing the prior evergreen share limit. Shareholders also set the board at six directors, elected nominees (with significant withheld votes for some, e.g., 8.4M for Nilsa Guerrero-Mahon), appointed Deloitte & Touche LLP as auditors, and approved advisory say-on-pay, though several proposals saw notable opposition (e.g., 5.3M against LTIP amendment) amid 125,321,172 shares outstanding and only 56,773,600 present.

• ·Proposal One (Set directors at six): 55,164,407 For; 1,609,193 Against.
• ·Proposal Three (Appoint auditors): 55,986,839 For; 786,761 Withheld.
• ·Proposal Four (Say-on-pay advisory): 22,285,849 For; 6,272,537 Against; 397,390 Abstentions; 27,817,824 broker non-votes.
• ·Proposal Five (LTIP amendment): 23,285,354 For; 5,326,885 Against; 343,535 Abstentions; 27,817,826 broker non-votes.
• ·Proposal Six (Rights Plan amendment): 23,942,251 For; 4,719,596 Against; 293,931 Abstentions; 27,817,822 broker non-votes.
• ·Director elections broker non-votes ~27.8M each; withheld votes ranged 993,498 (Fulton) to 8,398,816 (Guerrero-Mahon).

06-04-2026

JPMorgan Chase & Co filed Definitive Additional Proxy Materials (DEFA14A) on April 06, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required. No substantive financial or operational details are provided in the document.

• ·Filing Type: DEFA14A
• ·Filed by the Registrant
• ·Definitive Additional Materials

06-04-2026

PMGC Holdings Inc.'s newly formed wholly-owned subsidiary, NorthStrive Defense Tech LLC, entered into an exclusive option agreement to license U.S. Patent No. 12,291,334 for a next-generation multi-domain drone system enabling air-water payload transport with buoyancy-assisted efficiency. The technology targets defense applications such as littoral logistics, autonomous resupply, and sensor deployment in complex environments. While the company plans to develop a commercialization strategy and seek financing during the option period, it notes no guarantees of successful licensing, development, or commercialization.

• ·Option provides exclusive rights in the aerospace and defense technologies field to negotiate a definitive license agreement upon exercise.
• ·Technology features trajectory optimization and dynamic control for obstacle avoidance in underwater terrain.
• ·Company is an emerging growth company; common stock trades as ELAB on Nasdaq.

06-04-2026

On April 2, 2026, Nano Nuclear Energy Inc. announced via press release that its partner, The Grainger College of Engineering at the University of Illinois Urbana-Champaign, formally submitted a Construction Permit Application to the U.S. Nuclear Regulatory Commission for the KRONOS MMR™ deployment. This submission represents a significant regulatory milestone for the Company's microreactor project. The press release is filed as Exhibit 99.1.

• ·Filing Date: April 6, 2026
• ·Date of Earliest Event Reported: April 2, 2026
• ·Company Address: 10 Times Square, 30th Floor, New York, New York 10018
• ·Securities: Common Stock, par value $0.0001 per share, trading as NNE on Nasdaq

06-04-2026

iQSTEL Inc reported net revenue of $316,899,498 for the year ended December 31, 2025, up 11.9% YoY from $283,220,442 in 2024, driven by strong growth in IoT Labs LLC (+24.6% to $117,370,459), QXTEL Limited (+48.0% to $141,624,991), SwissLink Carrier AG (+67.8% to $22,394,346), and new subsidiary GlobeTopper LLC ($27,955,101). However, significant declines occurred in Etelix.com USA, LLC (-57.9% to $31,748,230), Smartbiz Telecom (-40.5% to $12,743,474), and Whisl Telecom (-32.2% to $2,916,447), while cost of revenue rose to $307,442,244 (+11.9% YoY). Q4 2025 revenue fell 14.9% to $84,215,893 from $98,920,186, though gross margin improved slightly to 3.46% from 2.74%.

• ·Issued 75,529 shares as stock dividend valued at $500,000.
• ·Issued 3,563 shares for common stock payable valued at $82,194.
• ·(9) shares issued for reverse stock split adjustment.
• ·Intercompany eliminations reduced revenue by $41,841,186 in 2025 (vs $22,818,982 in 2024).

06-04-2026

Kestrel Group Ltd dismissed Ernst & Young LLP as its independent registered public accounting firm effective April 1, 2026, following approval by the Audit Committee, with no disagreements, reportable events, or qualified opinions on the fiscal year ended December 31, 2025 financial statements. The Audit Committee simultaneously approved the engagement of Grant Thornton LLP as the new independent registered public accounting firm for the fiscal year ending December 31, 2026, with no prior consultations on accounting or auditing matters. EY provided a letter dated April 6, 2026, confirming agreement with the company's statements.

06-04-2026

On April 1, 2026, New Mountain Net Lease Trust sold 829,244 common shares of beneficial interest in its continuous private offering for aggregate consideration of approximately $16.65 million at the most recently determined net asset value per share. This included 28,274 Class F Common Shares for $570,000 and 800,970 Class I Common Shares for $16,083,485. The sale was exempt from registration under Section 4(a)(2) and Rule 506 of Regulation D.

• ·Shares sold exempt from Securities Act registration under Section 4(a)(2) and Rule 506 of Regulation D.
• ·Event reported in Form 8-K filed on April 6, 2026.

06-04-2026

Tapestry, Inc. (NYSE: TPR) appointed Matt Madrigal, Chief Technology Officer of Pinterest, Inc. (NYSE: PINS), to its Board of Directors effective immediately on April 6, 2026, expanding the board to 11 members including 10 independent directors. CEO Joanne Crevoiserat and Board Chair Anne Gates praised Madrigal's technology, e-commerce, and consumer expertise to support the Amplify growth agenda and long-term shareholder value. No financial metrics or performance changes were reported.

• ·Matt Madrigal's prior roles: Vice President and General Manager of Merchant Shopping at Google; Chief Technology and Product Officer at Fanatics; SVP of eCommerce & Marketing for Williams-Sonoma; 8 years at eBay leading product and engineering for growth marketing and advertising.
• ·Pinterest described as a visual search and discovery platform.
• ·Tapestry's brands: Coach and kate spade new york.

06-04-2026

This DEFA14A filing contains proxy solicitation scripts and materials for a special shareholder meeting of the Fidelity Advisor Health Care Fund on May 12, 2026, proposing a merger into the Fidelity Select Health Care Portfolio. The Board of Trustees and portfolio manager Eddie Yoon strongly recommend voting FOR the proposal, highlighting benefits such as increased management flexibility to take larger positions in high-conviction stocks for potential better performance. No financial metrics or performance data are provided in the materials.

• ·Requires simple majority shareholder approval to proceed
• ·Dedicated toll-free voting number: 888-381-8296 (available Monday-Friday, 9AM-10PM ET)
• ·Proxy materials available via 1-877-208-0098 or www.sec.gov

06-04-2026

Core Molding Technologies' DEF 14A proxy statement for the May 14, 2026 annual meeting seeks approval to elect 7 directors, a non-binding advisory vote on executive compensation, amend the 2021 Long-Term Equity Incentive Plan, and ratify Crowe LLP as auditors for 2026. The Chairman's letter highlights 2025 achievements including over $63 million in annual run-rate incremental business wins ($20 million Volvo roof program, $21 million SMC compound), $88.1 million liquidity, 0.64x debt-to-adjusted EBITDA, and maintained gross margins of 17-19% despite a reduced demand environment. It announces the planned CEO transition with Dave Duvall retiring end-May 2026 and Eric Palomaki assuming the role on June 1, supported by seamless succession planning.

• ·Annual meeting at 800 Manor Park Drive, Columbus, OH, 9:00 a.m. EDT on May 14, 2026; record date March 20, 2026.
• ·Dave Duvall to serve as executive consultant through December 2027 post-retirement.
• ·Investments include state-of-the-art facility in Monterrey, Mexico, and Matamoros plant optimization.

06-04-2026

Morgan Stanley Direct Lending Fund (MSDL) issued a press release on April 6, 2026, announcing it will report its first quarter 2026 financial results on Thursday, May 7, 2026, after market close. The company will host an earnings call on Friday, May 8, 2026, at 10:00 a.m. Eastern Time to discuss the results. The press release is furnished under Item 7.01 as Exhibit 99.1 and not deemed filed.

• ·Trading symbol: MSDL on The New York Stock Exchange
• ·Common Stock: $0.001 par value per share
• ·Principal executive offices: 1585 Broadway, New York, New York 10036

06-04-2026

Verra Mobility Corporation's DEF 14A proxy statement for the 2026 annual stockholder meeting on May 19, 2026 (virtual at 9:00 a.m. PT) seeks approval for electing three Class II directors (Patrick J. Byrne, David M. Roberts, and John H. Rexford to serve until 2029), an advisory vote on named executive officer compensation, frequency of future say-on-pay votes (Board recommends 1 year), and ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending December 31, 2026. The record date is March 24, 2026. No financial performance metrics or period-over-period comparisons are detailed in the filing.

• ·Annual Meeting held completely virtual at www.virtualshareholdermeeting.com/VRRM2026
• ·Board recommends FOR Proposals 1, 2, and 4; 1 YEAR for Proposal 3
• ·David M. Roberts is the only non-independent director due to his CEO position; majority of Board is independent per Nasdaq standards

06-04-2026

Elvictor Group, Inc. (ELVG) reported total revenue of $2,427,968 for the year ended December 31, 2025, up 0.3% YoY from $2,421,308, with gross revenue increasing 1.5% to $1,871,292; however, net revenue declined 3.6% to $556,676 and gross profit fell 3.4% to $1,805,223 amid higher costs. The company swung to a net loss of $175,719 (EPS -$0.21) from a $199,780 profit (EPS $0.24) in 2024, driven by operating expenses rising 19% to $2,014,960, resulting in an operating loss of $209,737 versus a $177,519 profit. Positively, cash improved to $490,974 from $101,089 with operating cash flow of $418,351 versus a $583,519 outflow, and management executed nine new crew management contracts in Q1 2026 expected to materially boost revenue.

• ·Total current liabilities increased to $1,492,125 as of Dec 31, 2025 from $1,099,152.
• ·Cash flows from operating activities turned positive at $418,351 in 2025 from -$583,519 in 2024.
• ·Management pursuing additional capital through equity and other financing for working capital and diversification.
• ·Audited by RBSM LLP (PCAOB ID #587).

06-04-2026

Nuwellis, Inc. issued a supplement to its April 2, 2026 proxy statement for the April 28, 2026 Annual Meeting, correcting shares of common stock outstanding to 2,460,477 as of the March 24, 2026 record date. The update revises the beneficial ownership table, showing directors and executive officers as a group (7 persons) hold 43,242 shares or 1.8%, with John L. Erb owning 41,979 shares or 1.7%; most others hold negligible amounts. It discloses board changes: Katharyn Field and Mika Grasso joined January 21, 2026 and resigned March 26, 2026.

• ·As of March 24, 2026, beneficial owners of more than 5% not listed in the updated table.
• ·Archelle Georgiou, M.D.: 422 shares (* <1%), David McDonald: 422 shares (* <1%), Gregory D. Waller: 416 shares (* <1%), Neil P. Ayotte: 3 shares (* <1%).
• ·Ms. Field and Mr. Grasso joined Board on January 21, 2026 and resigned on March 26, 2026; hold 0 shares.
• ·Proxy cards unchanged; prior votes remain valid.

06-04-2026

At FuelCell Energy, Inc.'s 2026 Annual Meeting on April 2, 2026, stockholders re-elected all eight directors, though James H. England and Donna Sims Wilson each received over 3.6 million votes against amid 9.8 million broker non-votes. Stockholders approved amendments to the Omnibus Incentive Plan (adding 3,000,000 shares, total 5,194,444 shares) and Employee Stock Purchase Plan (adding 300,000 shares, total 300,078 shares), ratified KPMG LLP as auditors for fiscal year ending October 31, 2026, and approved executive compensation on an advisory basis. All proposals passed, but notable opposition to certain directors highlights mixed shareholder sentiment.

• ·Proxy statement filed with SEC on February 18, 2026.
• ·Plans terminate after tenth anniversary of stockholder approval or Board decision.
• ·ESPP intended to qualify under Section 423 of Internal Revenue Code.

06-04-2026

DeFi Development Corp. (Nasdaq: DFDV) appointed Adam Townsend, former Vice President and CFO of VIZIO at Walmart Inc., to its Board of Directors on April 6, 2026. Townsend oversaw the financial integration of VIZIO's $2.3 billion acquisition by Walmart, led VIZIO through its 2021 IPO and 2024 sale, and brings extensive experience from Showtime Networks, CBS Corporation, E*TRADE, and JPMorgan. CEO Joseph Onorati praised Townsend's capital markets and treasury expertise to aid scaling, capital raising, and institutional investor engagement for the company's Solana treasury strategy.

• ·VIZIO IPO completed in 2021
• ·VIZIO sold to Walmart in 2024
• ·Company provides direct exposure to SOL via treasury holdings, staking rewards, and DeFi participation

06-04-2026

Bel Fuse Inc. announced a strategic realignment into two end-market-focused business units effective immediately: Aerospace, Defense & Rugged Solutions (~$369M, 55% of 2025 sales) and Industrial Technology & Data Solutions (~$307M, 45% of 2025 sales). Steve Dawson was appointed EVP & President of Industrial Technology & Data Solutions, and Tom Smelker was appointed EVP & President of Aerospace, Defense & Rugged Solutions. The changes aim to sharpen market focus, accelerate innovation, and enhance customer engagement without any reported declines or flat metrics.

• ·Announcement dated March 31, 2026
• ·Tom Smelker joined Bel Fuse in January 2026
• ·Investor contact: Three Part Advisors at 631-418-4339

06-04-2026

Deep Isolation Nuclear, Inc., formerly Aspen-1 Acquisition Inc., filed Amendment No. 4 to its Form S-1 registration statement on April 6, 2026, registering 58,506,213 shares of common stock for resale by selling stockholders, including shares from a July 23, 2025 merger with Deep Isolation, Inc., a concurrent private placement of 11,012,387 shares, and other issuances. The company expects no proceeds from these resales but may receive up to $2,489,206.67 from cash exercises of 996,397 placement agent warrants. There is currently no public trading market, with shares initially offered at a fixed $3.00 per share totaling $175,518,639 until quoted on OTCQB or similar.

• ·Merger and Private Placement closed on July 23, 2025.
• ·Company name changed from Aspen-1 Acquisition Inc. on March 17, 2022.
• ·Shares not currently eligible for trading on Nasdaq, OTCQB, or any exchange; intent to apply for OTCQB quotation post-effectiveness.
• ·Emerging growth company and smaller reporting company status.

06-04-2026

Tsakos Energy Navigation Ltd's voyage revenues declined slightly 0.7% YoY to $798.7 million in 2025 from $804.1 million in 2024, primarily due to a sharp drop in spot market revenues to $136.7 million (17% of total) from $211.5 million (25%), though offset by growth in time charter-fixed rate (49% to $389.3 million, +11%) and variable rate (30% to $237.4 million, +14%). Time charter equivalent revenues rose 3.8% to $691.1 million, but average TCE per day fell 1.3% to $32,130 from $32,550 amid higher net operating days of 21,510 versus 20,456. Vessel operating expenses increased 6.5% to $211.0 million while voyage expenses dropped 20.1% to $122.2 million; total debt rose to approximately $1.93 billion from $1.76 billion.

• ·New loans drawn: $490.9 million in 2025.
• ·Loan repayments: $174.8 million in 2025.
• ·Interest expense, net: $97.8 million in 2025, down from $112.1 million in 2024.
• ·Bunkering expenses declined 39.8% to $48.7 million.
• ·Crew expenses up 3.2% to $109.3 million.

06-04-2026

McCormick & Company, Inc. (Parent) has entered into an Agreement and Plan of Merger dated March 31, 2026, with Unilever PLC, Unilever Alpha HoldCo B.V. (DutchCo), Sandman Corporation (SpinCo), and merger subsidiaries, for McCormick to acquire SpinCo following Unilever's separation of the SpinCo Business via reorganization, asset sales, note distribution (if applicable), DutchCo Distribution of 84.77% of SpinCo shares to Unilever, and pro rata distribution to Unilever shareholders. The transaction structure includes a First Merger of Morpheus Merger Sub I Corp. into SpinCo (SpinCo surviving), immediately followed by a Second Merger of SpinCo into Morpheus Merger Sub II, LLC (Merger Sub II surviving), with issuance of Parent common stock. All relevant boards have unanimously approved the transaction, which is intended to qualify as tax-free under Sections 355 and 368 of the Code.

• ·Agreement executed as of March 31, 2026; 8-K/A filed April 06, 2026
• ·Contemporaneous Separation and Distribution Agreement for SpinCo Business separation
• ·Transaction subject to stockholder approvals, regulatory consents, and conditions including no Material Adverse Effect
• ·Intended U.S. federal income tax treatment: tax-free spin-offs under Section 355 and reorganization under Section 368

06-04-2026

Oracle Corporation (NYSE: ORCL) appointed Hilary Maxson as Chief Financial Officer effective April 6, 2026, reporting to CEO Clay Magouyrk, during a period of rapid cloud growth where customer demand exceeds supply. The company highlighted its most recent quarter's strongest performance in over 15 years, exceeding 20% growth in organic total revenue and non-GAAP earnings per share. Doug Kehring is transitioning out of the Principal Financial Officer role after leading the finance organization for six months.

• ·Maxson served as Executive Vice President and Group Chief Financial Officer at Schneider Electric since 2017.
• ·Maxson spent 12 years at AES Corporation in senior finance, strategy, and M&A roles.
• ·Maxson holds a bachelor’s degree and MBA from Cornell University.
• ·Maxson serves as non-executive director and Chair of the Audit Committee at Anglo American plc.

06-04-2026

Wheeler Real Estate Investment Trust, Inc. issued 80,000 shares of Series D Preferred Stock on March 16, 2026, and 66,666 shares on April 1, 2026, to unaffiliated investors in exchange for 120,000 and 90,000 shares of Cedar Realty Trust, Inc.'s 6.50% Series C Cumulative Redeemable Preferred Stock, respectively, plus 10,000 shares of its 7.25% Series B Cumulative Redeemable Preferred Stock on April 1. The acquired Cedar preferred shares were immediately contributed to Cedar and retired. The Series D issuances relied on the Section 4(a)(2) exemption as non-public offerings.

• ·Securities registered: Common Stock (WHLR), Series B Convertible Preferred Stock (WHLRP), Series D Cumulative Convertible Preferred Stock (WHLRD), 7.00% Subordinated Convertible Notes due 2031 (WHLRL), all on Nasdaq Capital Market
• ·Report dated April 6, 2026, for earliest event April 1, 2026
• ·Transactions not an offer to sell or exchange securities

06-04-2026

On April 6, 2026, Diamondback Energy, Inc. commenced tender offers to purchase for cash any and all of its outstanding 4.400% Senior Notes due 2051 and 4.250% Senior Notes due 2052. The announcement was made via a press release attached as Exhibit 99.1 to the Form 8-K filing under Items 8.01 and 9.01.

• ·Securities registered: Common stock, par value $0.01 per share (FANG) on NASDAQ Global Select Market
• ·Filing incorporates Exhibit 99.1 by reference under Item 8.01

06-04-2026

Private Client Services, LLC disclosed a portfolio of 208 equity positions totaling $334,478,694 as of March 31, 2026, in its 13F-HR filing on April 6, 2026. The largest holdings are concentrated in ETFs, including iShares Core S&P 500 ETF at $35,642,887 (10.6% of portfolio), iShares Core MSCI EAFE ETF at $20,982,081 (6.3%), and Vanguard FTSE Emerging Markets ETF at $10,558,010 (3.2%). All positions are held with predominantly sole investment discretion and voting authority.

• ·Report period end date: 2026-03-31
• ·Filing date: 2026-04-06
• ·Business address: 2225 Lexington Rd., Louisville, KY 40206
• ·Predominantly sole voting authority across positions, with minor shared authority in select ETFs (e.g., 378 shares shared in iShares Core MSCI EAFE ETF)

06-04-2026

General Motors Financial Company, Inc. closed the public offering of $1,400,000,000 aggregate principal amount of its 4.750% senior notes due 2029 on April 6, 2026, pursuant to an underwriting agreement dated April 1, 2026. The estimated net proceeds are approximately $1.39 billion, which will be added to general funds for corporate purposes. The notes are unsecured senior obligations with semi-annual interest payments at 4.750% per annum, maturing on April 6, 2029.

• ·Underwriting agreement dated April 1, 2026; shelf registration on Form S-3 (File No. 333-291951) filed December 5, 2025.
• ·Interest payable semi-annually on April 6 and October 6, commencing October 6, 2026.
• ·Optional redemption at greater of 100% principal or discounted present value of remaining payments at U.S. treasury rate + 15 basis points.
• ·Indenture covenants limit asset sales, mergers, and liens unless notes equally secured; events of default include nonpayment and bankruptcy.

06-04-2026

Israel Discount Bank of New York filed its 13F-HR on April 6, 2026, disclosing total holdings of $45,584,962 across 43 positions as of March 31, 2026. The portfolio is diversified with significant allocations to international bond and treasury ETFs such as SPDR Bloomberg International Treasury ($5,685,868) and iShares 5-10 Year Investment Grade Corporate Bond ETF ($3,222,524), alongside individual stocks like Apple Inc. ($291,351) and Microsoft Corp. No period-over-period changes or performance metrics are provided in the filing.

• ·Portfolio includes iShares MSCI Israel ETF holding of 3,920 shares valued at $454,877
• ·Exxon Mobil Corp. holdings: 2,952 shares DFND valued at $500,836 and 398 shares SOLE valued at $67,525
• ·Microsoft Corp. holdings: 651 shares valued at $240,981 and additional 633 shares valued at $234,318
• ·Filed under SEC file number 028-17991; business address 1114 Avenue of the Americas, 9th Floor, New York, NY 10036

06-04-2026

TransMontaigne Partners LLC filed an 8-K on April 6, 2026, under Items 8.01 and 9.01, announcing the issuance of a press release attached as Exhibit 99.1. As of the filing date, the registrant has no common units outstanding. The filing was signed by Matthew White, Executive Vice President, General Counsel and Secretary.

• ·Filing Type: 8-K, Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits)
• ·Registrant incorporated in Delaware, Commission File Number 001-32505, I.R.S. Employer Identification Number 34-2037221
• ·Principal executive offices: 1670 Broadway, Suite 3100, Denver, CO 80202
• ·Telephone: 303-626-8200

06-04-2026

On March 1, 2026, Brookfield Private Equity Fund LP sold unregistered limited partnership units for aggregate consideration of approximately $37,543,000 across Class S ($12,312,000 for 479,944 units), Class I ($25,156,000 for 978,604 units), and Class B-2 ($75,000 for 2,906 units). The BPE Program, inclusive of the Fund, issued interests for approximately $50,375,929 on that date and $263,542,386 cumulatively since November 1, 2025. As of February 28, 2026, the Fund's Transactional NAV per unit was $25.98 for Class B-1, $25.81 for Class B-2, $25.71 for Class I, $25.65 for Class S, and n/a for Class D (0 units outstanding).

• ·Unit sales finalized on April 6, 2026, based on Transactional NAV as of February 28, 2026.
• ·Class S and Class I Units sold to third-party investors; Class B-2 Units sold to Brookfield affiliates, related parties, employees, officers, and directors.
• ·Sales exempt under Section 4(a)(2) and Regulation D of the Securities Act of 1933.

06-04-2026

Bright Mountain Media, Inc. entered into the Twenty-Fifth Amendment to its Senior Secured Credit Agreement effective March 31, 2026, deferring a $1.2 million quarterly principal payment on Second Out Loans until December 20, 2026 and paying $201,000 in accrued interest in-kind instead of cash. As consideration, the Company issued 2,922,566 shares of common stock (1.5% of fully-diluted pro forma ownership) to Centre Lane Partners, resulting in Centre Lane and affiliates owning approximately 27.3% of the common stock. Approximately $1.6 million is due under the Credit Agreement by June 30, 2026, with $92.1 million due at maturity on December 20, 2026.

• ·Twenty-Fifth Amendment requires notification to Lenders of any termination, material modification to key vendor agreements, or intent to engage additional vendors meeting certain criteria.

06-04-2026

ATMOS ADVISORY, LLC filed its 13F-HR on April 6, 2026, disclosing 20 ETF positions held as of March 31, 2026, with a total portfolio market value of $176,092,481,000. The portfolio is diversified across US equities, international equities, emerging markets, REITs, small cap, value, real estate, bonds, municipal bonds, TIPS, and international bonds, primarily via Vanguard and Schwab ETFs. Largest holdings include Vanguard Total Bond Market ETF ($22,609,321,000), Vanguard Municipal Bond Tax-Exempt Bond ETF ($21,853,117,000), and Vanguard Tax-Managed International FTSE Developed Markets ETF ($20,271,003,000).

• ·All holdings reported with sole shared voting authority (SH SOLE) and no investment discretion.
• ·Former company name: GPWM LLC (changed January 18, 2022).
• ·Business address: 1001 Liberty Ave Ste 500, Pittsburgh, PA 15222.
• ·SEC file number: 028-21570.

06-04-2026

NewtekOne reported a record 961 loan originations in 1Q26, up 40% YoY from 1Q25, with dollar volume of $391 million compared to $366 million in 1Q25. Volume accelerated meaningfully after a slower start in January and early February due to process enhancements and staff training, with March originations reaching 500 units (+74% YoY from 287) and $230 million (+34% YoY from $172 million). The company remains comfortable with Q1 EPS guidance of $0.37-$0.47 and full-year guidance of $2.15-$2.55.

• ·Earnings conference call scheduled for April 30, 2026.
• ·Technological advances including AI incorporated into loan origination process to reduce time, cost, and improve credit quality.