S&P 500 Consumer Staples Sector SEC Filings — April 09, 2026

09-04-2026

Ellington Financial Inc. filed a DEFA14A Definitive Additional Proxy Materials on April 09, 2026, as part of proxy solicitation under Schedule 14A. The filing consists primarily of boilerplate form details with no fee required and no specific proposals, financial data, or substantive content provided. This appears to supplement prior proxy materials without introducing new investor-relevant information.

09-04-2026

The Gabelli Dividend & Income Trust (GDV-PK) has released definitive additional proxy materials (DEFA14A) urging shareholders to vote for its three Board-nominated trustees using the WHITE proxy card at the Annual Meeting on May 11, 2026, and explicitly not to support activist investor Saba Capital Management's nominee via the GOLD proxy card. The Board states it evaluated Saba’s nominee in good faith but concluded the individual lacks comparable experience in Fund strategy, service providers, and U.S. investment company governance, potentially prioritizing Saba’s short-term objectives over long-term shareholder interests. No financial metrics are provided, but the proxy contest highlights ongoing governance tensions with no resolution indicated.

• ·Annual Meeting of Shareholders: May 11, 2026
• ·Shareholder hotline: 1-888-548-6498 (Mon-Fri, 9:00am-10:00pm Eastern Time)
• ·Proxy cards: WHITE (Board-supported), GOLD (Saba-supported, urged not to use)
• ·If GOLD card returned previously, WHITE card can revoke it

09-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K on April 9, 2026, under Items 8.01 and 9.01, announcing the issuance of a press release titled 'AITX's RAD-R Unveils New radcam.ai Built Around the RADCam Experience,' attached as Exhibit 99.1. The information is furnished and not deemed filed for liability purposes. No financial metrics or period comparisons are reported.

• ·Filing is not intended to satisfy other filing obligations under Rule 425, 14a-12, 14d-2(b), or 13e-4(c).
• ·Registrant is incorporated in Nevada with CIK 0001498148 and EIN 27-2343603.
• ·Principal executive offices at 10800 Galaxie Avenue, Ferndale, Michigan 48220.

09-04-2026

Selby Wealth Management, LLC disclosed total holdings valued at $253,872,916 across 81 positions in its 13F-HR filing as of March 31, 2026. The portfolio features significant ETF allocations including J.P. Morgan Core Plus BD ETF ($18,544,977), Fidelity Total Bond ETF ($17,319,692), and BlackRock iShares Flexible ETF ($12,704,093), alongside stocks like Apple Inc. ($3,939,342). No period-over-period changes or performance metrics are provided in the filing.

• ·All holdings reported as sole discretionary with no shared or other voting authority.
• ·Business address: 2200 Powell Street, Suite 350, Emeryville, CA 94608.
• ·Filer CIK: 0002110725; SEC file number: 028-26303.

09-04-2026

EHRLICH Financial Group filed Form 13F-HR on April 9, 2026, disclosing its institutional equity holdings as of March 31, 2026, comprising 112 positions with a total market value of $174,015,055,000. Top holdings include BlackRock ETF Trust iShares US Equity (CUSIP 09290C103) valued at $7,877,897,000 (135,406 shares), SPDR Index Shares Funds State Street S&P (CUSIP 78463X509) at $4,496,057,000 (95,844 shares), and iShares Trust S&P 500 Growth ETF (CUSIP 464287309) at $4,439,865,000 (39,253 shares). No prior period data or changes are provided in the filing.

• ·Filing as of date: April 9, 2026
• ·Conformed period of report: March 31, 2026
• ·Date as of change: April 8, 2026
• ·All holdings reported as sole voting/dispositive power (SH SOLE)

09-04-2026

Mobile-health Network Solutions reported FY2025 revenue of $7,646,739, down 45.3% YoY from $13,968,535 amid reduced sales, while gross profit fell 49.6% to $1,280,118; however, the net loss narrowed significantly to $(3,383,806) from $(15,602,792). Total assets declined 44.0% to $4,447,950 with cash dropping 84.6% to $1,034,103, but liabilities decreased 52.0% to $1,831,173 and shareholders' equity stood at $2,616,777 after heavy intangible investments of $2,373,237.

• ·Share consolidations: 1:8 effective February 28, 2025; 1:5 effective September 25, 2025.
• ·Net cash used in operating activities improved to $(4,359,262) in FY2025 from $(6,405,366) in FY2024.
• ·Proceeds from issuance of ordinary shares: $984,059 in FY2025.
• ·New subsidiaries established in 2024-2025: Klinik K Wong Sdn. Bhd. (Malaysia, July 2024), PT Mobile Health Network Solution (Indonesia, August 2024), Skylink Innovations Pte. Ltd. (Singapore, November 2024), Medilink Clinic Pte. Ltd. (Singapore, January 2025).

09-04-2026

Mountain Lake Acquisition Corp. II (MLAC II), a SPAC, and Terra Quantum AG announced on April 9, 2026, a non-binding letter of intent for a business combination valuing Terra Quantum at $3.25 billion. The transaction aims to accelerate commercialization of Terra Quantum's quantum technologies, including algorithms, software, quantum security, and hybrid solutions, while providing access to public markets for growth. Completion remains subject to definitive agreements, due diligence, shareholder and regulatory approvals, with no assurance of closing.

• ·MLAC II securities: MLAAU (Units), MLAA (Class A ordinary shares), MLAAW (Warrants) listed on Nasdaq Stock Market LLC.
• ·MLAC II address: 930 Tahoe Blvd STE 802 PMB 45, Incline Village, NV 89451; phone: (775) 204-1489.
• ·Proposed post-combination listing on public markets; future proxy statement/prospectus to be filed with SEC if definitive agreement reached.

09-04-2026

Valmont Industries, Inc. announced the appointment of John Schwietz as Executive Vice President, Chief Financial Officer, and Corporate Secretary, effective April 8, 2026, succeeding Thomas Liguori. Mr. Schwietz, 44, joined the company in 2009 and has held progressively senior roles in finance, business development, and operations, including President – International Agriculture since May 2024.

• ·Mr. Schwietz's prior roles: Vice President and General Manager – International Agriculture (August 2023 – May 2024), Vice President Finance, Global Utility and Renewable Generation (June 2021 – August 2023), Vice President, Finance Renewable Generation (January 2020 – June 2021)
• ·Event reported on April 8, 2026; filing dated April 9, 2026

09-04-2026

Corvex, Inc. (formerly Movano Inc., ticker MOVE) received a letter from Nasdaq on April 7, 2026, confirming that the Nasdaq Hearings Panel found the company in compliance with the Minimum Stockholders’ Equity Rule under Listing Rule 5550(b)(1), resolving prior non-compliance issues. However, the company is now subject to a one-year Mandatory Panel Monitor commencing April 7, 2026, during which any further non-compliance would not allow for an extension and could lead directly to a hearing on delisting.

• ·Non-compliance notice received October 1, 2025.
• ·Nasdaq Hearings Panel granted extension until March 30, 2026, notified December 18, 2025.
• ·Trading symbol: MOVE on The Nasdaq Stock Market LLC.
• ·Emerging growth company: Yes.

09-04-2026

AGA Precision Systems LLC, a wholly owned subsidiary of PMGC Holdings Inc. (Nasdaq: ELAB), announced on April 9, 2026, the signing of its second long-term supply agreement (LTA) in 2026 with an unnamed Tier 1 aerospace and defense company, following a similar agreement with Turbo-Jet Products Co., Inc. on March 31, 2026. The LTA governs future purchase orders for precision CNC-manufactured components, highlighting AGA's maturity in meeting ITAR and AS9100 standards and potential for recurring revenue. No financial terms or customer identity were disclosed due to confidentiality obligations.

• ·AGA is ITAR-registered and AS9100-certified.
• ·Agreement includes performance commitments on quality, delivery, and pricing for mission-critical defense applications.

09-04-2026

Tealwood Asset Management Inc filed its 13F-HR report for the quarter ended March 31, 2026, disclosing holdings in 118 securities with a total value of $219782 thousand (219.782 million USD). The portfolio features sole voting authority across positions, with top holdings including US Bancorp (value 2915 thousand USD, 56048 shares), Advanced Micro Devices Inc (2372 thousand USD, 11660 shares), and Berkshire Hathaway Inc Del Cl B New (2168 thousand USD, 4525 shares). No prior period comparisons are provided in the filing.

• ·Filed as of date: April 09, 2026
• ·Conformed period of report: March 31, 2026
• ·Business address: 120 South 6th Street Suite 1900, Minneapolis, MN 55402
• ·SEC file number: 028-10065
• ·All positions reported with sole voting authority

09-04-2026

Goelzer Investment Management, Inc. filed its 13F-HR report on April 9, 2026, disclosing institutional holdings as of March 31, 2026, across 297 securities with a total market value of $2,067,639,500. Top holdings by reported value include ELI LILLY & CO COM at $497,059,392 (540,417 shares), APPLE INC COM at $41,103,178 (161,957 shares), and ALPHABET INC CAP STK CL C at $25,974,687 (90,548 shares). The portfolio features broad exposure to large-cap U.S. equities, ETFs, and select international names, primarily under sole investment discretion.

• ·Report filed under SEC file number 028-14976
• ·Central Index Key (CIK): 0001550057
• ·Business address: 10 East Main Street, Suite 110, Carmel, IN 46032
• ·Predominantly sole investment discretion and voting authority across holdings

09-04-2026

Actelis Networks, Inc. (ASNS) was denied continued listing on Nasdaq Capital Market by the Nasdaq Hearings Panel due to failure to maintain a $1.00 minimum bid price for 30 consecutive business days, exacerbated by a prior 1-for-10 reverse stock split on November 18, 2025, leading to immediate delisting without a compliance period. Trading of ASNS common stock will be suspended on Nasdaq at the open of business on April 10, 2026, with the company planning to transition to OTC Markets (potentially OTCQB) while exploring options to relist on Nasdaq. The delisting is not expected to impact business operations, and the company will remain a reporting entity under the Securities Exchange Act.

• ·Nasdaq written notice received on February 4, 2026
• ·1-for-10 reverse stock split effected on November 18, 2025
• ·Common stock par value: $0.0001 per share

09-04-2026

General Motors Holdings LLC filed its 13F-HR report on April 9, 2026, disclosing institutional equity holdings as of March 31, 2026. Major positions include Lithium Americas Corp. (fair market value $59,258,860,000; 15,002,243 shares), Nouveau Monde Graphite Inc. ($28,000,000,000; 12,500,000 shares), SES AI Corp. ($28,109,162,000; 921,950 shares), Blink Charging Co. ($43,151,176,000; 611,770 shares), and smaller stakes in Lithium Argentina AG. The filing provides a snapshot of strategic investments in EV battery materials and charging infrastructure with no period-over-period changes or performance metrics reported.

• ·Filing period end date: March 31, 2026
• ·Filer CIK: 0001497345
• ·Total positions: 5

09-04-2026

KORU Medical Systems, Inc. filed its DEF 14A proxy statement for the 2026 Annual Meeting of Shareholders on May 19, 2026, with a record date of March 16, 2026, when 47,490,432 shares of common stock were issued and outstanding, including 880,000 unvested restricted shares entitled to vote. The Board recommends voting FOR director nominees in Proposal 1 (majority of votes cast), FOR Proposals 2, 3, and 5, and FOR ONE YEAR frequency in Proposal 4. Proxy materials and the 2025 Annual Report on Form 10-K are accessible online; no financial performance metrics or period comparisons are detailed in this filing excerpt.

• ·Quorum requires majority of outstanding shares represented in person or by proxy; broker non-votes and abstentions count toward quorum.
• ·Proposals 1 (director election) is non-routine; Proposals 2, 3, 5 allow FOR/AGAINST/ABSTAIN; Proposal 4 frequency options: 1/2/3 years or ABSTAIN.
• ·Proxies default to FOR nominees and recommended positions if no instructions given; revocable until close of business May 18, 2026.

09-04-2026

Pacific Gas and Electric Company filed a DEFA14A on April 09, 2026, consisting of definitive additional proxy materials under Schedule 14A (Amendment No. ). The filing is designated as a Preliminary Proxy Statement, confidential for Commission use only per Rule 14a-6(e)(2), with no filing fee required.

• ·Filed by the Registrant (not a third party).
• ·Soliciting Material under §240.14a-12.

09-04-2026

PG&E Corporation filed Definitive Additional Proxy Materials (DEFA14A) on April 09, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as soliciting material under §240.14a-12 with no fee required. No substantive proxy details, financial data, or voting matters are included in the provided excerpt.

09-04-2026

NIQ Global Intelligence plc has issued a proxy statement for its 2026 Annual General Meeting (AGM) on May 21, 2026, at Arthur Cox LLP offices in Dublin, Ireland, seeking shareholder approval on electing four Class I directors for terms until 2029, ratifying Ernst & Young LLP as independent auditor for the fiscal year ending December 31, 2026, advisory votes on named executive officer compensation and frequency (1, 2, or 3 years), authorizing market purchases of ordinary shares, setting price range for re-allotting treasury shares, and approving capital reduction to create distributable reserves. The record date for voting eligibility is March 27, 2026, with no financial performance metrics or period-over-period comparisons disclosed in the filing. All proposals are routine governance matters with no reported controversies or declines.

• ·Voting requirements: Proposal 1 (directors) by plurality; Proposals 2, 3, 5 by simple majority; Proposals 6, 7 by 75% majority.
• ·Irish statutory financial statements for year ended December 31, 2025 available by April 29, 2026 on investor relations website.
• ·Proxy materials available at www.ProxyVote.com; paper requests due by May 7, 2026.

09-04-2026

GCL Global Holdings Ltd reported FY2025 revenues of $142,072,586, up 45.7% YoY from $97,534,701, fueled by console game, hardware, and accessories (+35.4%) and game publishing (+434.2%), while media advertising services declined 17.6%. Gross profit increased 59.5% to $21,243,361 with overall margin at 15.0% (up from 13.7%), though console segment margin dropped 27.8% and selling/marketing expenses fell slightly by 1.3%; the company achieved operating income of $3,236,212 (from prior loss) and net income of $5,049,421 (from $1,960,956 loss). However, operating cash flow was negative at $(10,308,634) versus positive $1,316,296 prior year, and G&A expenses rose 17.8%.

• ·FY2025 game publishing revenues: $23,757,232 (16.7% of total)
• ·FY2025 console segment gross profit: $7,379,075 (margin down to implied lower from prior)
• ·FY2024 vs FY2023 game publishing revenues declined 43.1% to $4,446,872
• ·Net cash increase FY2025: $17,044,978 (from $502,131 in FY2024)
• ·FY2025 income tax expense: $1,128,672 (up 2017.9% YoY)

09-04-2026

KKR & Co. Inc. issued Definitive Additional Proxy Materials (DEFA14A) on April 9, 2026, consisting of an email from Joe & Scott to employees urging them to vote 'FOR' proposed amendments to the company's charter. Employees own approximately 30% of outstanding KKR stock, emphasizing their significant influence on the vote. Detailed voting instructions are provided via proxyvote.com, mail, email, or Fidelity account access.

• ·Proxy materials distributed by mail or email from Fidelity.Investments.email@shareholderdocs.fidelity.com
• ·Voting access via QR code, link, or Fidelity account: Log into Fidelity.com > individual brokerage account > Documents > Proxy Materials > control number to proxyvote.com

09-04-2026

Clearwater Analytics Holdings, Inc. has issued additional proxy solicitation materials relating to a proposed merger with GT Silver BidCo, Inc. (backed by Permira Advisers LLC, Warburg Pincus LLC, Francisco Partners Management, L.P., and Temasek Holdings (Private) Limited), pursuant to the Agreement and Plan of Merger dated December 20, 2025. A special shareholder meeting is scheduled for May 6, 2026, to vote on the transaction, with definitive proxy statement and Schedule 13E-3 filed on April 8, 2026, and mailing to record holders as of April 6, 2026. Investors are urged to review these SEC documents available at www.sec.gov or the company's IR website at investors.clearwateranalytics.com/overview.

• ·Email communication from Head of Investor Relations to select shareholders linking to definitive merger proxy
• ·Company's directors, executive officers, and management deemed participants in proxy solicitation
• ·Interests of participants may differ from those of stockholders generally, as detailed in proxy statement

09-04-2026

Wellgistics Health, Inc. terminated its Settlement Agreement with Silverback Capital Inc. on April 3, 2026, after issuing 6,866,000 shares of common stock. The termination eliminates potential future dilution from additional share issuances under the agreement. The company intends to pursue alternative strategic and financing initiatives.

• ·Settlement Agreement originally dated January 28, 2026.
• ·Termination notice delivered April 3, 2026; filing dated April 9, 2026.
• ·No further obligations under the Settlement Agreement.

09-04-2026

BlueLinx Holdings Inc. (BXC) filed its definitive proxy statement (DEF 14A) on April 9, 2026, for the 2026 Annual Meeting of Stockholders on May 14, 2026, at its Marietta, GA headquarters. Stockholders of record as of March 20, 2026 (7,867,196 shares outstanding) will vote on electing nine directors, ratifying Ernst & Young LLP as auditors for fiscal 2026 (ending January 2, 2027), an advisory vote on executive compensation, and amending the 2021 Long-Term Incentive Plan to increase shares reserved for issuance. No financial performance metrics or period-over-period comparisons are detailed in the provided filing excerpt.

• ·Annual Meeting location: 1950 Spectrum Circle, Suite 300, Marietta, Georgia 30067, at 11:00 a.m. Eastern Time on May 14, 2026.
• ·Fiscal 2025 ended January 3, 2026 (53 weeks); fiscal 2026 ends January 2, 2027 (52 weeks).
• ·Board recommends voting FOR all proposals.

09-04-2026

BlackRock Direct Lending Corp.'s DEF 14A proxy statement for the fiscal year ended December 31, 2025, reports the Board of Directors met 16 times with all directors attending over 75% of meetings and 100% attendance at the virtual 2025 Annual Meeting of Stockholders. The Audit Committee met 4 times and Joint Transactions Committee met 5 times, with independent directors compensated $22,206 to $52,000 while the interested director received $0. Audit fees to Deloitte & Touche LLP increased slightly by 0.8% to $194,400 from $192,780 in 2024, remaining flat with no audit-related, tax, or other fees.

• ·Company does not prohibit directors or senior officers from hedging transactions.
• ·No compensation paid to officers by the Company; paid by Investment Manager or affiliates.
• ·Peter Schwab's term as director ended May 18, 2025.
• ·Deloitte & Touche LLP selected as independent auditor for FY 2025, ratified by Board.

09-04-2026

The Proxy Statement details robust Board governance for BlackRock Private Credit Fund for FY ended December 31, 2025, with the Board meeting 18 times and all Trustees attending over 75% of meetings, while Audit Committee met 4 times, Governance and Compensation Committee 2 times, and Joint Transactions Committee 5 times. Independent Trustees earned $89,750 to $95,250 in fees (one partial at $45,593), reflecting a structure tiered by Fund NAV exceeding $2 billion. Deloitte & Touche LLP's audit fees increased to $216,000 from $195,226 YoY, but audit-related fees declined sharply to $7,500 from $22,500, for a total slight rise to $223,500.

• ·No incumbent Trustee attended less than 75% of Board and committee meetings in FY 2025.
• ·All then-Trustees attended the 2025 Annual Meeting of Shareholders virtually.
• ·Peter Schwab’s term ended on May 18, 2025.
• ·Fund officers receive no direct compensation from the Fund; paid by Investment Adviser or affiliates.
• ·Deloitte & Touche LLP selected as independent auditor for FY ending December 31, 2026.

09-04-2026

TPG Inc. announced the appointment of Admiral William H. McRaven as an independent director to its Board of Directors, effective May 1, 2026. McRaven, a retired U.S. Navy Four-Star Admiral with over four decades of experience in public and private sectors, currently serves as a Senior Advisor at Lazard, Inc. and Professor of National Security at the University of Texas at Austin. TPG, a leading global alternative asset management firm founded in 1992, manages $303 billion of assets under management.

• ·McRaven serves on the board of directors of ConocoPhillips and the advisory board of Haveli Investments.
• ·McRaven also serves on boards including Council on Foreign Relations, National Football Foundation, International Crisis Group, and The Mission Continues.
• ·McRaven was formerly Chancellor of the University of Texas System.
• ·Filing date: April 09, 2026

09-04-2026

FS KKR Capital Corp (NYSE: FSK) announced plans to release its first quarter 2026 financial results after the NYSE close on May 6, 2026, followed by a conference call on May 7, 2026 at 9:00 a.m. ET. An investor presentation will be available on the company's website under Events & Presentations post-release. No actual financial results or performance metrics were disclosed in this pre-announcement.

• ·Conference call registration URL: https://register-conf.media-server.com/register/BI86a0953ea3aa44758a814b6928917e4c
• ·Live webcast URL: https://edge.media-server.com/mmc/p/ysenbwyi
• ·FSK focuses on senior secured and subordinated debt of private middle market U.S. companies

09-04-2026

BlackRock TCP Capital Corp. (TCPC) filed its DEF 14A proxy statement disclosing strong board governance for FY 2025, with the Board meeting 17 times and 100% attendance at the 2025 Annual Meeting, while all incumbent directors attended at least 75% of meetings. Independent directors earned $146,000 to $167,000 in fees, and officers receive no direct compensation from the Company. Audit fees to Deloitte increased slightly to $868,789 from $857,259 in 2024, but total fees declined 12% to $876,289 due to a sharp drop in audit-related fees from $140,000 to $7,500; three executives were late in Section 16(a) filings.

• ·Board has three committees: Audit, Governance and Compensation, Joint Transactions.
• ·All Audit Committee members are audit committee financial experts.
• ·No compensation paid to Interested Directors.
• ·Stockholder nominations for directors must be received 150-120 days before annual meeting anniversary.
• ·Company does not grant options or time equity awards around material non-public information.

09-04-2026

Clarity Capital Advisors, LLC filed its 13F-HR on April 9, 2026, disclosing institutional holdings as of March 31, 2026, with a total portfolio market value of $214603081000 across 95 positions held solely for discretionary accounts. The portfolio is heavily weighted toward ETFs from providers including Dimensional ETF Trust, Vanguard, Schwab Strategic Trust, and iShares, alongside individual stocks such as Alphabet Inc., Amazon.com Inc., Apple Inc., Berkshire Hathaway Inc., and Microsoft Corp. No prior period comparisons or changes in holdings are provided in the filing.

• ·All holdings reported with sole voting and investment discretion power (SH SOLE).
• ·No shared or other voting power indicated (0 0).

09-04-2026

DT Cloud Star Acquisition Corporation received a Nasdaq Deficiency Letter on April 6, 2026, notifying non-compliance with Listing Rule 5450(a)(2), which requires at least 400 total holders for continued listing on the Nasdaq Global Market. The company has 45 days until May 21, 2026, to submit a compliance plan, with potential extension up to 180 days if accepted, or options to appeal or transfer to Nasdaq Capital Market. There is no immediate impact on trading, but no assurance of regaining compliance.

• ·Deficiency based on shareholder range analysis provided to Nasdaq on March 27, 2026.
• ·Company exploring all options including appeal to Nasdaq Hearings Panel.

09-04-2026

CliftonLarsonAllen Wealth Advisors, LLC filed its 13F-HR on April 9, 2026, disclosing 223 equity positions with a total market value of $2357520429 as of March 31, 2026. The portfolio is heavily weighted toward ETFs, with the top holding being 2297214 shares of Vanguard S&P 500 ETF Shares (VanguardIndexFds:S&P500ETFSHS) valued at $1372700187. Other major positions include Vanguard Tax-Managed Fds:VanFTSEDevMkt ETF ($696522144, 10869572 shares) and InvescoExchangeTradedFdt:S&P500Quality ETF ($552712994, 7350884 shares).

• ·All positions held with sole voting power (SH SOLE)
• ·Firm address: 220 S. Sixth Street, Suite 300, Minneapolis, MN 55402-4505
• ·SEC file number: 028-15253
• ·Filer CIK: 0000944361

09-04-2026

Eagle Nuclear Energy Corp. (NUCL) filed an S-1/A registration statement on April 09, 2026, as a preliminary step toward an IPO. The filing details connections to Spring Valley Acquisition Corp. II (CIK 0001843477), including sponsor-related shares, redemptions, and administrative services agreements, alongside assets like the Aurora Uranium Project and Fish Lake Valley Property. It also references Oregon Energy LLC member units, related party transactions with directors, CEO, CFO, and stockholders, and various leases and professional fees with no clear period-over-period financial performance data provided.

• ·Multiple dates referenced: 2025-12-31, 2024-12-31, 2025-11-30, 2024-11-30, 2023-12-31, 2023-12-13
• ·Leases: Office Space Lease (2024-12-01 to 2025-11-30), Office Lease in Vancouver Canada, Office Lease in New York
• ·Oregon Energy LLC periods: 2023-07-01 to 2024-06-30, 2024-07-01 to 2025-06-30

09-04-2026

On April 9, 2026, Nano Nuclear Energy Inc. announced it was awarded a GAIN Voucher (NE-26-38854) by the U.S. Department of Energy for its KRONOS MMR™ Energy System, specifically for 'Uncertainty Quantification and Sensitivity Analysis Support for NANO Nuclear Reactor Design Using ORNL’s Tools – SCALE/TSUNAMI'. The press release is filed as Exhibit 99.1. This DOE recognition supports the company's nuclear reactor development efforts.

• ·Filing includes Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits).
• ·Registrant is an emerging growth company.
• ·Common Stock trades on Nasdaq under symbol NNE.

09-04-2026

HiTech Minerals Inc., a subsidiary of Jindalee Lithium Limited, and Constellation Acquisition Corp. I announced a definitive business combination agreement to form US Elemental Inc., which will hold the McDermitt Lithium Project (21.5 million tonnes LCE) and Clayton North Project, with a pro forma enterprise value of $571M and expected NASDAQ listing under 'ULIT'. The McDermitt Project features compelling economics per its pre-feasibility study, including $3.2B NPV (8%) and 17.9% post-tax IRR, with planned production of 47,500 tonnes LCE per year in the first decade and a 63-year project life. Jindalee will roll 100% of its U.S. assets and retain approximately 80% ownership post-closing, expected in H2 2026, with $15M cash on balance sheet after expenses.

• ·Investor webcast scheduled for April 16, 2026 at 10:00 AM Eastern Time.
• ·Advisors: Cohen & Company Capital Markets (capital markets advisor and placement agent), Alliance Advisors, LLC (investor relations), Perkins Coie LLP and Piper Alderman (legal to Jindalee), Kirkland & Ellis LLP (legal to Constellation).

09-04-2026

Mobix Labs, Inc., a Delaware corporation, amended its certificate of incorporation to implement a 1-for-10 reverse stock split of its Class A and Class B Common Stock, effective April 6, 2026 at 4:00 p.m. Eastern Time. The Board of Directors determined the exact 1:10 ratio on March 25, 2026, and the company notified stockholders of the ratio on April 2, 2026. The amendment complies with Section 242 of the Delaware General Corporation Law and was executed by Keyvan Samini, President and Chief Financial Officer.

• ·Reverse split applies to each ten (10) shares issued and outstanding immediately prior to the Effective Time.
• ·No further action required from Corporation or stockholders; occurs automatically.

09-04-2026

Celestica Inc. delivered exceptional 2025 financial results, exceeding all key performance metrics amid strong operational execution and demand in data center technology. The Board evolved with new directors Christopher W. Colpitts and David Reeder (effective May 1, 2026), Laurette T. Koellner as Lead Independent Director, departure of Luis A. Müller, Michael M. Wilson stepping down as Chair, and Robert A. Mionis assuming Chair and CEO roles. The proxy seeks shareholder approval for electing nine directors, appointing the auditor, and an advisory vote on named executive officer compensation at the hybrid annual meeting on May 19, 2026.

• ·Record date: March 27, 2026
• ·Annual meeting: May 19, 2026 at 9:30 a.m. EDT (hybrid: in-person at 5140 Yonge Street, Suite 1900, Toronto, or virtually at https://meetnow.global/MXNN6MT)
• ·Notice-and-access for proxy materials distributed on or about April 9, 2026

09-04-2026

Aptera Motors Corp, an automotive technology company developing highly efficient solar electric vehicles (SEVs) like its flagship three-wheeled Aptera, filed an S-1 registration statement to allow selling stockholders to offer up to 4,751,250 shares of Class B Common Stock upon warrant exercise, with proceeds from cash exercises intended for working capital. The company has not yet commenced production and faces significant challenges including scaling production, competition, technical risks, and funding needs. As an emerging growth company with less than $1.235B in revenue, it benefits from reduced disclosure requirements but highlights high investment risks.

• ·Company formed on March 4, 2019, as a Delaware public benefit corporation headquartered in Carlsbad, California.
• ·Common Stock listed on Nasdaq Capital Market under symbol 'SEV'.
• ·Annual Report on Form 10-K for fiscal year ended December 31, 2025, filed with SEC on March 30, 2026.

09-04-2026

Eastman Kodak Company's definitive proxy statement for the 2026 Annual Meeting of Shareholders on May 20, 2026, solicits votes for the election of seven director nominees, an advisory vote to approve named executive officer compensation, an advisory vote on the frequency of future say-on-pay votes (recommending one year), approval of the Third Amendment to the Amended and Restated 2013 Omnibus Incentive Plan, and ratification of Ernst & Young LLP as independent registered public accounting firm. The Board recommends FOR all director nominees, FOR proposals 2, 4, and 5, and ONE YEAR for proposal 3. The record date for shareholders entitled to vote is March 23, 2026.

• ·Annual Meeting held virtually via live webcast at meetnow.global/MTXJGWA; requires 15-digit control number to attend and vote online
• ·Proxy materials and 2025 Form 10-K available at www.envisionreports.com/KODK as of April 9, 2026
• ·Shareholders of record as of March 23, 2026 entitled to vote

09-04-2026

Jennifer M. Daniels, who has served as Chief Legal Officer and Secretary of Colgate-Palmolive Company since 2014, announced her intention to retire in 2026. On April 8, 2026, the Board elected Betsy Fishbone, currently Executive Vice President and Deputy Chief Legal Officer, as the new Chief Legal Officer and Secretary effective June 1, 2026. Simultaneously, Daniels was elected to Vice Chair to facilitate an orderly transition.

• ·Date of earliest event reported: April 8, 2026
• ·Filing date: April 9, 2026

09-04-2026

On April 8, 2026, SMG Growing Media LLC, a wholly-owned subsidiary of The Scotts Miracle-Gro Company, sold its Hawthorne business to Vireo Growth Inc. and Prolific Supply LLC for 213 million subordinate voting shares in Vireo and warrants to acquire 80 million additional Vireo Shares, with the transaction closing substantially simultaneously. Hawthorne provides nutrients, lighting, and other materials for indoor and hydroponic gardening in North America and was previously classified as a discontinued operation effective in the Company's first quarter of fiscal 2026.

• ·Securities Purchase Agreement entered into on April 8, 2026
• ·Press release announcing transaction furnished as Exhibit 99.1
• ·No financial statements, pro forma information, or shell company transactions required

09-04-2026

Pinnacle Financial Partners, Inc. issued this DEF 14A proxy statement for its 2026 Annual Meeting of Shareholders, to be held virtually on May 21, 2026 at 10:00 a.m. ET, as the first shareholder meeting following the January 1, 2026 merger of Legacy Pinnacle and Synovus Financial Corp. into the Company. Key agenda items include electing 15 directors for one-year terms, approving the 2026 Omnibus Plan, advisory votes on named executive officer compensation (Say on Pay) and its frequency (recommending annual), and ratifying KPMG LLP as independent auditor for 2026. As of the March 26, 2026 record date, 151,089,045 shares of common stock were outstanding, entitled to vote.

• ·Meeting is virtual via www.virtualshareholdermeeting.com/PNFP2026.
• ·Proxy materials include 2025 Form 10-Ks for Legacy Pinnacle and Synovus.
• ·Each director nominee requires more 'for' than 'against' votes; majority quorum based on common shares.

09-04-2026

Paramount Skydance Corporation (PSKY) entered into a Pro Rata Credit Agreement providing $2.50B Term A-1 loans, $2.50B Term A-2 loans, and $5.00B revolving credit facility to finance the pending acquisition of Warner Bros. Discovery, Inc. (WBD), reducing bridge commitments from $54.00B to $49.00B and revolving bridge commitments from $3.50B to $0.00, reflecting strong support from 18 lenders. PSKY also amended its existing senior unsecured revolving credit facility, increasing commitments from $3.50B to $5.00B. Separately, Jeffrey Shell ceased serving as President and Board member effective April 8, 2026, under a separation agreement with severance benefits.

• ·Pro Rata Facilities secured on first lien basis on substantially all U.S. assets of PSKY, Paramount Global, Skydance Media, and post-closing WBD U.S. subsidiaries; become unsecured post-Investment Grade Fall-Away Date.
• ·Financial covenants: consolidated total net leverage ratio ≤5.50:1.00 (≤4.50:1.00 post-Investment Grade), first lien net leverage ≤3.25:1.00 (ceases post-Investment Grade).
• ·Term A-1 Loans mature 3rd anniversary of Closing Date; Term A-2 and Revolving mature 5th anniversary.
• ·Jeffrey Shell severance: 12 months base salary + target bonus, accelerated RSU vesting for 12 months, health benefits for 12 months.

09-04-2026

Wedmont Private Capital filed its 13F-HR on April 9, 2026, disclosing U.S. equity holdings as of March 31, 2026, totaling $3,100,779,704 across 838 positions, all with sole investment discretion and voting authority. Top holdings by value include Apple Inc. (73882753 USD), Alphabet Inc. Cap Stk Cl C (50234173 USD), Alphabet Inc. Cap Stk Cl A (47072386 USD), Amazon.com Inc. (37480493 USD), and Broadcom Inc. (26868429 USD). No period-over-period changes or performance metrics are provided in the filing.

• ·Business address: 26 South Church Street, Suite 1A, West Chester, PA 19382
• ·Phone: 6108858200
• ·All positions reported as sole discretionary (SH SOLE) with sole voting authority (0 0 0)