S&P 500 Financials Sector SEC Filings — October 15, 2026

15-10-2026

PNC Financial Services Group reported third quarter 2026 net income of $2,097 million, or $4.97 diluted EPS ($5.09 as adjusted), up from $1,822 million a year earlier. Net interest income rose 2% quarter-over-quarter to $4,206 million and total revenue was $6,562 million, but total revenue fell 5% sequentially as fee income declined 6% and other noninterest income dropped 56% from elevated second-quarter significant items. Results are mixed: average loans and deposits grew, while capital markets and advisory revenue fell 25% and nonperforming loans rose 8%.

• · Other noninterest income fell 56% QoQ to $214M, with $25M of negative 3Q26 Visa-related significant items versus $218M of net benefit from integration costs and significant items in 2Q26
• · Nonperforming loans rose 8% QoQ to $2.2B, driven by higher commercial nonperforming loans, even as consumer delinquencies fell 9%
• · Net loan charge-offs increased to $257M from $226M QoQ, including $35M tied to the student loan portfolio transfer
• · CET1 capital ratio declined to 9.8% from 9.9% QoQ and 10.7% YoY
• · Share repurchases in 4Q26 are expected to approximate 3Q26 levels
• · Average LCR was 106% for the quarter, above the regulatory minimum throughout the period
• · Capital markets and advisory revenue was flat YoY at $433M but down 25% QoQ from elevated 2Q26 activity
• · Net interest margin was 2.94%, down 2 basis points QoQ but up from 2.79% a year earlier

15-10-2026

U.S. Bancorp reported record third-quarter 2026 net revenue of $7,970 million, up 8.7% year-over-year, with net income attributable to U.S. Bancorp of $2,202 million (up 10.0%) and diluted EPS of $1.34 (up 9.8%). Growth was supported by a 5.6% rise in net interest income, a 14.9% increase in fee revenue, and the full-quarter contribution of the BTIG acquisition. However, quarterly noninterest expense rose 7.1%, the provision for credit losses rose 14.5% year-over-year (21.6% linked-quarter), average deposits grew only 2.9% year-over-year, and quarterly EPS declined 0.7% versus the second quarter of 2026.

• · Net interest margin rose to 2.84% from 2.79% in 2Q26, a 5 basis point sequential increase
• · Noninterest expense rose 1.5% sequentially, driven by a full quarter of BTIG expenses
• · Provision for credit losses rose 21.6% sequentially, reflecting the small business credit card portfolio purchase
• · Average investment securities declined 2.5% sequentially and 4.1% year-over-year
• · Average interest-bearing deposits with banks fell 26.7% year-over-year due to tactical balance sheet management
• · Merchant processing services revenue declined sequentially, partially offsetting noninterest income growth
• · Residential mortgage loans were essentially flat, up only 1.8% year-over-year and down 0.3% sequentially
• · Business Essentials Plus carries a $295 annual fee; Business Essentials has no annual fee; new cardholders can earn $500 or $1,000 welcome offers
• · Year-to-date total net revenue rose 7.9% and year-to-date net income attributable to U.S. Bancorp rose 14.5%

15-10-2026

The Allstate Corporation furnished an 8-K under Regulation FD (Items 7.01 and 9.01) attaching its September 2026 monthly release on estimated catastrophe losses, posted on allstateinvestors.com and furnished, not filed. The filing contains no specific loss amounts, percentages, or period comparisons in the body text; the figures reside in the attached Exhibit 99 press release, which was not included in the provided content.

• · Filing is furnished, not filed, under Instruction B.2 of Form 8-K, so the release is not subject to Section 18 liability
• · Monthly catastrophe loss estimates are a recurring disclosure that Allstate publishes on its investor website
• · Registrant trades under symbol ALL on NYSE and NYSE Texas, with preferred depositary shares ALL PR H, ALL PR I, and ALL PR J listed on NYSE

15-10-2026

American Express furnished Regulation FD delinquency and write-off statistics for its U.S. Consumer and U.S. Small Business Card balances held for investment. Total held-for-investment card balances were $160.9 billion at September 30, 2026, up from $160.3 billion in August and $159.2 billion in July, while the 30+ day delinquency rate ticked up for both portfolios in September (Consumer 1.2% vs. 1.1%; Small Business 1.4% vs. 1.3%). Mixed credit trends emerged: the Consumer net write-off rate improved to 1.5% from 1.7%, but the Small Business net write-off rate of 2.1% was down from 2.2% in August and 2.6% in July, and delinquencies rose month over month.

• · Lending Trust 30+ days delinquent balances were $0.2B in each of the three months, unchanged
• · Lending Trust annualized default rate, net of recoveries, edged down to 1.0% in August and September from 1.1% in July
• · Card balances classified as held for sale are excluded from the reported statistics
• · Lending Trust statistics reflect revolve-eligible balances only and use end-of-period principal, so they differ from the total portfolio figures

15-10-2026

Charles Schwab Trust Co filed a Form 13F-HR for the quarter ended September 30, 2026, disclosing equity and ETF holdings under its investment discretion. The information table lists roughly 300 positions, led by large positions in Schwab-branded and Vanguard/iShares index and bond ETFs, plus large single-name holdings in Apple, Microsoft, NVIDIA, Exxon Mobil and JPMorgan Chase. This is a routine regulatory holdings disclosure with no prior-period comparison provided, so no quarter-over-quarter change can be computed from the document.

• · Filing covers the period ended September 30, 2026 and was filed October 15, 2026 under SEC file number 028-19636.
• · Holdings are reported with sole investment discretion (SOLE) and no shared or other-manager voting authority reported.
• · Holdings are concentrated heavily in ETFs, particularly Schwab Strategic Trust funds and Vanguard/iShares index products, with the largest single-stock position being NVIDIA by reported value.
• · The filing contains no prior-period data, so period-over-period changes in holdings cannot be assessed from this document.

15-10-2026

Interactive Brokers reported 3Q2026 GAAP diluted EPS of $0.69 (adjusted $0.67) versus $0.59 a year earlier, on GAAP net revenues of $1.91 billion (up 16% from $1.66 billion). Growth was driven by net interest income (up 19%) and commissions (up 12%), while stocks volume fell 24% and options volume fell 1%, and pretax margin slipped to 78% from 79%. The board also raised the quarterly dividend from $0.0875 to $0.15 per share, payable December 14, 2026.

• · Stocks volume fell 24% YoY and 16% QoQ, a material weakness in equity activity despite overall growth
• · Pretax margin declined to 78% from 79% in the year-ago quarter
• · Other income fell 18% to $70 million, driven by $50 million lower investing gains
• · Execution, clearing and distribution fees rose 46%, largely from a $30 million increase in SEC Section 31 regulatory fees
• · Total equity reached $23.3 billion; dividend payable December 14, 2026 to holders of record as of December 1, 2026
• · Nine-month GAAP diluted EPS was $1.98 versus $1.58 a year earlier

15-10-2026

10% owner Robinhood Markets, Inc. sold 4,537 Common Shares of Beneficial Interest at $25.05 (~$114K). Robinhood Markets, Inc. holds 12,938,026 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · 10% owner Robinhood Markets, Inc. sold 4,362 Common Shares of Beneficial Interest at $25.14 (~$110K)
• · 10% owner Robinhood Markets, Inc. sold 4,537 Common Shares of Beneficial Interest at $25.05 (~$114K)

15-10-2026

Director BURKE STEPHEN B gifted 30,000 Common Stock. BURKE STEPHEN B holds 179,166.9615 shares after the transaction.

• · Director BURKE STEPHEN B gifted 30,000 Common Stock

15-10-2026

Marsh (NYSE: MRSH) reported Q3 2026 revenue of $6.9B, up 8% GAAP (5% underlying), with adjusted EPS up 10% to $2.03. However, GAAP operating income rose only 4% to $1.2B, nine-month operating income fell 3% to $4.9B, and nine-month GAAP diluted EPS declined to $6.68 from $6.75, while Reinsurance revenue fell 6% and Risk's Latin America revenue was flat.

• · Nine-month Risk and Insurance Services operating income fell 7% to $3.5B on a GAAP basis, while adjusted operating income rose 5%
• · Q3 2026 Risk and Insurance Services GAAP operating income declined 1% to $745M
• · Workforce and Rewards underlying revenue declined 1% in Q3 2026
• · Nine-month Reinsurance underlying revenue declined 1%
• · Risk Latin America underlying revenue was flat in Q3 2026; Asia Pacific grew only 4%
• · Euro-denominated senior notes of €550M matured and were repaid in September 2026

15-10-2026

10% owner Japan Post Holdings Co., Ltd. sold 41,660 Common Stock at $116.37 (~$4.85M). Japan Post Holdings Co., Ltd. holds 50,302,940 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · 10% owner Japan Post Holdings Co., Ltd. sold 41,660 Common Stock at $116.37 (~$4.85M)
• · 10% owner Japan Post Holdings Co., Ltd. sold 340 Common Stock at $117.03 (~$39.8K)