S&P 500 Technology Sector SEC Filings — October 13, 2026

CEO Jayshree Ullal sold ~$20.2M across six transactions at ~$217, leaving ~15.4M shares held; trades under a 10b5-1 plan, so signal value is limited

CEO George Kurtz sold across two filings (30 and 5 transactions) at $262-$272, retaining ~7.48M shares; all under 10b5-1 plans, consistent with scheduled diversification

Director Lauren Friedman sold 5,026 shares at $199 (~$1M), retaining 46,402; EVP-level Ryan Taylor sold 18,000 shares at $201.15 (~$3.62M), retaining 274,667; both 10b5-1 plan trades

COO Catherine Hogan sold 242 shares at $214.14 (~$51.8K) across five small transactions totaling roughly $110K, holding 11,856 shares; small size and plan-based execution

EVP Oliver Tuszik had 2,259.591 shares withheld for taxes at $118.39 (~$268K), retaining 230,690 shares; this is tax-withholding on vesting, not a discretionary sale

Director Girish Rishi was awarded 419 shares, opening a 419-share position; director equity grants of this size are routine

Chair & CEO Vincent Roche gifted 13,305 shares, a non-cash transfer with no market-sale signal

EVP Nicholas Parker was awarded 160,418 shares via an amended Form 4 (4/A), bringing reported holdings to 160,418; the amendment is administrative and the award itself is compensation rather than purchase

CEO George Kurtz executed 35 sale transactions across two filings in the window, the highest transaction count in the batch; while 10b5-1 tagged, the concentration of sales at ~$262-$272 warrants monitoring for plan expansion

CEO Jayshree Ullal's ~$20.2M sale is the largest dollar-value disposition in this batch at ~$217/share; if the 10b5-1 plan is not pre-scheduled, the size relative to holdings raises concern

Two separate Palantir insiders (director and senior officer) sold in the same filing window at $199-$201, a cluster that can mark sentiment pressure even when plan-based

Accenture filing is tagged negative for a sale of ~$110K across five transactions, the only non-tech-hardware filing with a negative tag from a COO; the position size is small but the sale is directionally bearish

Seven of ten filings are tagged to 10b5-1 plans, meaning the sales are pre-scheduled and reveal limited current information; investors should not treat these as high-conviction signals either way

The enriched data for this stream contains no period-over-period financial metrics, guidance, or capital allocation data, so fundamental risk assessment cannot be performed from these filings alone

Continued equity-based compensation and tax-withholding events (EVP Tuszik holds 230,690 shares; director award added 419) indicate ongoing ownership accumulation through vesting rather than open-market selling

EVP Parker's 160,418-share award (amended filing) represents a large retention grant that aligns senior operational leadership with long-term share price performance

CEO Roche's gift of 13,305 shares is a non-sale transfer; the absence of an open-market sale by the CEO in this batch contrasts with sales at peers and supports a view of management retaining exposure

Accenture's COO sold only ~$110K across five plan trades, a far smaller disposition relative to holdings than the Arista or CrowdStrike sales, indicating restrained monetization at the executive level

Director Friedman retains 46,402 shares after a ~$1M sale and Ryan Taylor retains 274,667 after a ~$3.62M sale, showing that the sales are a fraction of total exposure, which supports continued insider alignment

The concentration of 10b5-1 sales across AI-exposed names (Arista, Palantir, CrowdStrike, NVIDIA) provides a basis for screening future Form 4 filings to separate scheduled disposition from discretionary bearish conviction

Seven of ten filings are tagged to Rule 10b5-1 trading plans, meaning the majority of insider sales are pre-scheduled and do not reflect real-time information; implication: insider sales should be weighted lightly unless they fall outside a disclosed plan

Three filings (Cisco tax withholding, Cisco director award, NVIDIA equity award) reflect vesting and grant mechanics rather than market activity, a recurring pattern in large-cap tech where equity compensation drives reported Form 4 volume

CEO-level sales appear at Arista (Ullal, ~$20.2M) and CrowdStrike (Kurtz, 35 transactions) in high-multiple growth names, while the Analog Devices CEO gifted rather than sold; implication: CEO disposition is concentrated in AI and cybersecurity leaders where share prices have risen most

Sales cluster around $199-$272 across Palantir, CrowdStrike, and Arista, suggesting plan triggers set at higher price thresholds; implication: insider selling is price-sensitive and can be used to infer plan price floors

35 transactions across two filings at $262-$272 under 10b5-1 plans; watch for plan modifications or accelerated selling if price moves higher, reported in the 2026-10-13 filing window

$20.2M sale at ~$217 across six transactions; monitor subsequent Form 4s for additional disposals and any change in the 15.4M-share holding

Director Friedman and senior officer Taylor both sold at $199-$201 in the same window; watch for further clustering from other insiders as a sentiment indicator

The 4/A amendment to the 160,418-share award should be checked against the original filing to confirm the amended figures are final and not a further restatement

Tax-withholding and director award activity suggests ongoing vesting; monitor the next Cisco Form 4 cycle for the vesting calendar and any shift toward open-market sales

The 13,305-share gift should be monitored in the next proxy or Form 4 for any follow-on open-market activity by Roche, as a gift often precedes estate or charitable planning rather than a sale