US Activist Hedge Fund Institutional SEC 13D 13G — September 03, 2026

03-09-2026

In an Amendment No. 5 to Schedule 13D filed September 3, 2026, Sixth Street Lending Partners Note Issuer, LLC and Adviser disclosed the purchase of a combined 1,661,507 common shares at $28.78 per share, for a total of approximately $47.8 million on September 1, 2026. As a result, the reporting persons' aggregate beneficial ownership increased from 7.0% to 8.2% of the approximately 180.4 million shares outstanding, with Alan Waxman deemed to have shared voting and dispositive power over all shares held. The filing notes that the investors are obligated to purchase additional shares from time to time up to their capital commitments and may consider various strategic alternatives, including possible extraordinary corporate transactions.

• · The purchase was made pursuant to a previously disclosed Subscription Agreement and capital contribution drawdown notices.
• · Note Issuer is controlled by members indirectly controlled by TAO Sutton Holdings; TAO Insurance Holdings is the managing member of TAO Sutton Holdings, with A. Michael Muscolino as managing member and Alan Waxman having authority to appoint that managing member.
• · Adviser is managed by TSSP Holdco Management, which is managed by a board of directors currently comprised solely of Alan Waxman.
• · Alan Waxman is deemed to have sole voting power over 526,757 Shares held directly by Adviser, shared voting power over 12,560,764 Shares held by Note Issuer and 1,200 Shares held by Adviser, and shared dispositive power over all Shares held by both entities.
• · No other transactions in Shares were effected by the Reporting Persons in the last 60 days except as described.
• · The Reporting Persons reserve the right to engage in discussions or actions related to extraordinary corporate transactions (merger, reorganization, liquidation), changes to the Board, dividend policy, capital structure, or other strategic alternatives.

03-09-2026

A group of investors led by Bastion Trading Ltd and Wei Zhu filed a Schedule 13D disclosing a 9.99% beneficial stake in SkyAI, Inc. (formerly Sharps Technology Inc.). The group acquired shares through open-market purchases and a $400 million PIPE that closed on August 25, 2025. The filing expresses deep concern over the company's underperformance, corporate governance practices, conflicts of interest, and a rushed 2026 annual meeting, and the group intends to vote 'WITHHOLD ALL' on the re-election of all five incumbent directors.

• · The group acquired 1,150,000 shares in the PIPE at $6.50 per share.
• · Bastion Trading also holds Pre-Funded Warrants for up to 4,234,615 shares at $0.0001 per share and Stapled Warrants for up to 5,384,615 shares at $9.75 per share.
• · The group is concerned about conflicts of interest related to consulting agreements with Sol Edge Limited and Sol Markets, which are controlled by director Alice Zhang's brother.
• · An independent director resigned in December 2025 due to these conflicts.
• · The company amended its bylaws to eliminate stockholder written consent and expand advance notice requirements, and adopted a poison pill without a stockholder ratification vote.
• · The 2026 annual meeting was called on only 32 days' notice.
• · The group intends to vote 'WITHHOLD ALL' on the re-election of all five incumbent directors.

03-09-2026

Steel Partners Holdings L.P. and its affiliates filed a Schedule 13D disclosing beneficial ownership of 1,907,172 shares (8.9%) of KLX Energy Services Holdings, Inc. as of August 27, 2026. The filing also reveals that SP Strategic Holdings LLC, a wholly owned subsidiary of Steel Connect, holds 1,852,239 subscription rights from a Rights Offering, entitling it to purchase up to 7,195,948 additional shares at $1.49 per share. The Reporting Persons state they believe the shares and rights were undervalued and may increase or decrease their position depending on market conditions.

• · The Rights Offering entitles holders to purchase 3.885 shares per Right at $1.49/share, with an over-subscription privilege for unsubscribed shares until September 23, 2026 (Expiration Date).
• · The Issuer may amend, extend, or cancel the Rights Offering at any time before the Expiration Date.
• · All Reporting Persons are organized under Delaware law; each individual listed is a U.S. citizen.
• · No Reporting Person or listed individual has been convicted in a criminal proceeding or subject to securities-related civil judgments in the last five years.
• · The Reporting Persons disclaim beneficial ownership of shares owned directly by another Reporting Person.

03-09-2026

Swedbank Robur Fonder AB filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 1,147,404 common shares of CI&T Inc, representing 4.8% of the outstanding shares. The filing is made under Rule 13d-1(b), indicating the shares were acquired in the ordinary course of business and not with the intent to influence control.

• · Filing type: Schedule 13G (passive investment, not activist)
• · Filing date: September 3, 2026
• · Date of event triggering filing: September 2, 2026
• · Swedbank Robur Fonder AB is a Swedish investment manager
• · No shares are held with sole or shared dispositive power beyond the 1,147,404 reported

03-09-2026

JPMorgan Chase & Co. filed an amended Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 1,394,339 shares of Vicor Corp common stock, representing 4.0% of the outstanding shares. The filing indicates a slight decrease in ownership from a prior position, as the number of shares with sole voting power is 1,337,296 and sole dispositive power is 1,392,256, with shared voting and dispositive powers of 94 and 1,006 shares respectively. The filing is made under Rule 13d-1(b) and certifies that the securities were acquired in the ordinary course of business and not to influence control.

• · The filing is an amendment (Schedule 13G/A) to a prior beneficial ownership report.
• · JPMorgan's ownership is 4.0% of Vicor Corp's common stock, which is below the 5% threshold that typically triggers additional reporting requirements.
• · The filing lists multiple subsidiaries of JPMorgan Chase that hold or manage the shares, including J.P. Morgan Trust Company of Delaware, J.P. Morgan Securities LLC, and JPMorgan Chase Bank, among others.
• · The filing certifies that the securities were acquired in the ordinary course of business and not with the purpose of changing or influencing control of Vicor Corp.

03-09-2026

The Vanguard Group filed an amended Schedule 13G (SC 13G/A) with the SEC on September 3, 2026, solely to correct the issuer CIK for its holdings in FTAI Aviation Ltd. The filing states there was no change in beneficial ownership, and Vanguard's aggregate beneficial ownership remains 0 shares (0%) as a result of an internal realignment effective January 12, 2026, under which certain subsidiaries now report beneficial ownership separately. This is a routine administrative correction with no material impact on ownership or control.

• · The filing is an amendment to correct the issuer CIK in a previously filed Schedule 13G/A.
• · No change in beneficial ownership is being reported.
• · Vanguard's reported beneficial ownership is 0 shares (0%) due to an internal realignment on January 12, 2026, where certain subsidiaries now report separately.
• · The filing certifies that the securities were acquired and are held in the ordinary course of business, not for changing or influencing control of the issuer.

03-09-2026

The Vanguard Group, Inc. filed a Schedule 13G/A amendment solely to correct the issuer CIK previously reported; no change in beneficial ownership occurred. Vanguard continues to hold a passive stake in Sirius XM Holdings Inc. following an internal realignment effective January 12, 2026. There is no new material financial information or change in holdings in this filing.

• · The filing is an amendment to correct an issuer CIK error in a previously filed Schedule 13G/A.
• · The Vanguard Group underwent an internal realignment on January 12, 2026, resulting in certain subsidiaries reporting beneficial ownership separately on a disaggregated basis.
• · Vanguard certifies that the securities were acquired and are held in the ordinary course of business, not for changing or influencing control.
• · No other person's interest in the reported securities exceeds 5%.
• · Filing date: September 3, 2026.

03-09-2026

Vanguard Group filed an amended Schedule 13G/A with the SEC on September 3, 2026, solely to correct the issuer CIK in a previously filed 13G/A. The filing confirms no change in beneficial ownership, and Vanguard reports 0 shares of XPEL common stock as of March 13, 2026, following an internal realignment that disaggregated certain subsidiaries' holdings. This is a routine administrative correction with no material impact on XPEL's ownership structure.

• · Filing is an amendment to correct the issuer CIK; no change in beneficial ownership.
• · Vanguard's internal realignment effective January 12, 2026, led to disaggregated reporting of certain subsidiaries.
• · Vanguard reports 0 shares of XPEL common stock as of March 13, 2026.
• · Vanguard certifies the securities were acquired and held in the ordinary course of business, not to change or influence control.

03-09-2026

Vanguard Capital Management LLC filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 6,105,629 shares of BellRing Brands, Inc. common stock, representing a 5.2% stake. The filing is an amendment solely to correct the issuer CIK reported in a prior filing, with no change in beneficial ownership. Vanguard holds the shares in the ordinary course of business as an investment manager, not for control purposes.

• · The filing is a corrective amendment to a previously filed Schedule 13G, with no change in beneficial ownership.
• · Vanguard Capital Management LLC exercises dispositive power over the shares, while voting power is held by its affiliates or business divisions.
• · No other person's interest in the reported securities exceeds 5%.
• · The shares were acquired and are held in the ordinary course of business, not for changing or influencing control of the issuer.

03-09-2026

KKR Alternative Assets LLC filed Amendment No. 17 to its Schedule 13D, disclosing beneficial ownership of 11,799,634.787 Class I shares (33.9%) of KKR Real Estate Select Trust Inc. The filing also details an amended NAV Support Agreement under which KKR Alternative Assets LLC will hold up to 7,732,435.998 Support Shares through June 1, 2027, to support a NAV per share of $27.00. However, as of the filing date, the NAV per Class I Share is only $22.59, significantly below the supported value, and KKR plans an early contribution of about one-quarter of the Support Shares on September 16, 2026.

• · KKR Alternative Assets LLC received 65,490.623, 105,871.497, 67,214.074, and 65,833.763 shares on May 30, June 27, July 31, and August 31, 2026 respectively, as payment for management/incentive fees.
• · The NAV per Class I Share as of the filing date is $22.59, well below the $27.00 Contractually Supported Share Value.
• · KKR Alternative Assets LLC intends to contribute approximately one-quarter of the Support Shares (about 1.93 million shares) as an Early Contribution on September 16, 2026.
• · The Amended NAV Support Agreement allows KKR to make Early Contributions in installments before the June 1, 2027 Measurement Date.
• · If NAV per share is below $27.00 on June 1, 2027, KKR must contribute Support Shares to raise NAV to at least $27.00, but if all Support Shares are insufficient, it will contribute the maximum and NAV will be increased ratably.

03-09-2026

Jane Street Group, LLC and its subsidiaries (Jane Street Capital, LLC and Jane Street Global Trading, LLC) filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 441,751 shares of Biovie Inc. (Class A Common Stock), representing 5.2% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer. The filing is a routine disclosure of a passive stake exceeding the 5% threshold.

• · Jane Street Group, LLC is a Delaware limited liability company with business address at 250 Vesey Street, 3rd Floor, New York, NY 10281.
• · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
• · Jane Street Capital, LLC beneficially owns 65,435 shares (0.8%), and Jane Street Global Trading, LLC beneficially owns 376,316 shares (4.5%).
• · The filer certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of the issuer.

03-09-2026

First Command Advisory Services, Inc. filed a Schedule 13G on September 3, 2026, disclosing beneficial ownership of 1,774,002 shares of Dimensional Emerging Markets ex China Core Equity ETF (ticker not provided), representing a 37.82% stake in the fund. The filing indicates the shares were acquired and are held in the ordinary course of business without the purpose of changing or influencing control of the issuer. No prior period data is available for comparison.

03-09-2026

W. R. Berkley Corporation and its subsidiary Berkley Insurance Company filed an amended Schedule 13G/A with the SEC on September 3, 2026, disclosing beneficial ownership of Class A ordinary shares in Inflection Point Acquisition Corp. III, a blank check company. The filing reports zero shares owned (0.0% ownership) for both entities, indicating no current beneficial ownership. The filing is made under Rule 13d-1(b) and includes certifications that the securities were not acquired to influence control.

• · Filing type: Schedule 13G/A (amended)
• · Filing date: September 3, 2026
• · Subject company: Inflection Point Acquisition Corp. III (CIK 0002012318), a blank check company (SIC 6770)
• · Reporting entities: W. R. Berkley Corporation (CIK 0000011544) and Berkley Insurance Company
• · Security: Class A ordinary shares, par value $0.0001 per share
• · Rule under which filed: Rule 13d-1(b)
• · Both reporting entities certify that the securities were not acquired to change or influence control of the issuer

03-09-2026

Gareth Nichol filed a Schedule 13D disclosing beneficial ownership of 7,425,768 shares of Dynaresource, Inc. common stock, representing 20.17% of the outstanding shares. On September 1, 2026, Nichol purchased 2,000,000 Units at $0.45 per Unit for a total of $900,000, consisting of 2,000,000 shares and a warrant to purchase 2,000,000 additional shares at $0.51 per share, subject to stockholder approval of an authorized share increase or reverse stock split. Nichol acquired the shares for investment purposes and has no current plan to change control or take other specified actions.

• · The Warrant exercise is conditioned on stockholder approval and a filing with the Delaware Secretary of State (Authorized Shares Condition).
• · The Warrant becomes exercisable after the Authorized Shares Condition is met and expires the later of 180 days from issuance or 30 days after the condition is satisfied.
• · Nichol entered into a Voting Agreement to vote all shares in favor of the Amendment.
• · Nichol has sole voting and dispositive power over the 7,425,768 shares.
• · No other transactions in the issuer's securities by Nichol occurred in the last 60 days except the described purchase.
• · Nichol is a citizen of the United States and Australia.
• · The filing includes exhibits: Securities Purchase Agreement, Warrant, Voting Agreement, and Certificate of Designations for Series D Preferred Stock.

03-09-2026

Streeterville Capital LLC, Streeterville Management LLC, and John M. Fife filed an amended Schedule 13G/A with the SEC on September 3, 2026, disclosing beneficial ownership of 122,963 shares of Vivos Therapeutics, Inc. (VVOS) common stock, representing 0.6% of the 20,118,023 shares outstanding as of August 13, 2026. The filing indicates the shares are held for investment purposes and not to influence control of the issuer.

• · The filing is an amendment (13G/A) to a previous Schedule 13G.
• · Streeterville Capital LLC is a Utah limited liability company; Streeterville Management LLC is also a Utah LLC.
• · John M. Fife is a United States citizen and serves as President of both Streeterville entities.
• · The shares are directly owned by Streeterville Capital LLC and indirectly by the other reporting persons.
• · The filers certify that the securities were not acquired to change or influence control of the issuer.

03-09-2026

Diamondback Energy, Inc. and its wholly owned subsidiaries Diamondback E&P LLC and Endeavor Energy Resources, L.P. filed Amendment No. 4 to Schedule 13D, disclosing aggregate beneficial ownership of 145,972,177 shares of Viper Energy, Inc. Class A Common Stock (42.9% of the class). The filing details holdings across three entities: Diamondback directly holds 64,463,550 shares (including Class B and New OpCo Units), Diamondback E&P holds 10,874,987 shares (5.3%), and Endeavor holds 70,633,640 shares (26.7%). No transactions in Viper's Common Stock were effected since the prior amendment.

• · The filing is Amendment No. 4 to Schedule 13D, originally filed on August 5, 2026.
• · Diamondback, Diamondback E&P, and Endeavor each have the right to exchange their shares of Class B Common Stock and an equal number of New OpCo Units on a one-for-one basis for shares of Class A Common Stock.
• · No transactions in Viper's Common Stock were effected by the Reporting Persons since the filing of Amendment No. 3.
• · Executive officers and directors of Diamondback Energy and its subsidiaries hold less than 1% of Class A Common Stock individually, with Travis D. Stice holding the largest individual stake at 106,169 shares.

03-09-2026

James A. Cacioppo, CEO and board member of Jushi Holdings Inc., along with affiliated entities, filed a Schedule 13D/A disclosing aggregate beneficial ownership of 45,661,447 shares of common stock, representing 19.9% of the company. The filing details recent open-market purchases by One East Partners L.P. of 2,019,798 shares for approximately $1,010,011 between August 24 and September 1, 2026, and provides a comprehensive breakdown of holdings across multiple entities. The filing also notes the company's continuance from British Columbia to Nevada effective July 30, 2026, and the conversion of subordinate voting shares into common stock.

• · The filing is an amendment to Schedule 13D, indicating a change in beneficial ownership.
• · The company completed a continuance from British Columbia, Canada to Nevada on July 30, 2026, converting all subordinate voting shares to common stock.
• · Cacioppo's beneficial ownership includes shares subject to blocker provisions that cap ownership at 19.9% upon exercise of certain warrants and options.
• · The filing lists seven reporting persons, all affiliated with James A. Cacioppo.
• · No criminal convictions or civil securities law violations were reported for any reporting person in the last five years.

03-09-2026

Green Thumb Industries Inc. (GTI), through its wholly owned subsidiaries, now beneficially owns approximately 89.9% of RYTHM, Inc. common stock, up from a prior stake, following the issuance of interest warrants on September 1, 2026. The filing discloses that the reporting persons may pursue control-oriented actions including business combinations or board changes. However, the filing also notes that the total outstanding shares of RYTHM are only 2,179,128, indicating a highly concentrated ownership structure with limited public float.

• · This is Amendment No. 10 to the Schedule 13D originally filed on November 13, 2024.
• · The interest warrants were issued as payment of accrued but unpaid interest under the May 2025 Note and August 2025 Note.
• · The reporting persons explicitly state they may have a 'control purpose' and may pursue business combinations, board changes, or other control-oriented actions.
• · No transactions in common stock were made by the reporting persons in the past 60 days other than the warrant issuance described.

03-09-2026

JATT Ventures III L.P. and Dr. Someit Sidhu filed a Schedule 13D disclosing beneficial ownership of 1,959,000 ordinary shares (22.1%) of JATT III Acquisition Corp, a blank-check company. The shares were acquired through founder shares purchased for $25,000 (later forfeited in part) and a private placement of 234,000 shares for $2,340,000 at the IPO on August 27, 2026. The filing indicates no current plans for a merger, reorganization, or other extraordinary transaction, but the sponsor and Dr. Sidhu are actively pursuing a business combination target.

• · Founder shares were originally 2,156,250, but 431,250 were forfeited on July 6, 2026, leaving 1,725,000.
• · The private placement of 234,000 shares closed simultaneously with the IPO on August 27, 2026.
• · Placement shares are subject to a lock-up until 30 days after the completion of the initial business combination.
• · The reporting persons have sole voting and dispositive power over all 1,959,000 shares.
• · No transactions in the issuer's ordinary shares were effected by the reporting persons in the 60 days prior to the filing date.

03-09-2026

Patrick Green Harrington filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 1,957,596 shares of XTI Aerospace, Inc. (XTIA) common stock, representing a 5.084% stake. The filing indicates the shares were acquired in the ordinary course of business and not with the intent to change or influence control of the issuer.

• · Filing is under Rule 13d-1(c), indicating the filer is a passive investor.
• · The filing date is September 3, 2026, with an event date of August 20, 2026.
• · Harrington has sole voting and dispositive power over all 1,957,596 shares.
• · The company's common stock has a par value of $0.001 per share.
• · XTI Aerospace was formerly known as INPIXON (name change March 2017), Sysorex Global (name change February 2016), and Sysorex Global Holdings Corp. (name change August 2013).

03-09-2026

Solus Alternative Asset Management LP filed an amended Schedule 13D with the SEC on September 3, 2026, disclosing beneficial ownership of 2,849,710 shares of Bristow Group Inc. common stock, representing 9.61% of shares outstanding. The filing reports open-market sales of 27,086 shares over September 1-3, 2026, at prices between $45.60 and $46.00 per share, reducing Solus's position from a prior undisclosed level. The filing does not indicate any change in investment purpose or control intent.

• · The filing is Amendment No. 7 to the original Schedule 13D filed on June 22, 2020.
• · All transactions were open-market sales; no purchases were reported in the 60-day period.
• · The weighted-average sale prices ranged from $45.68 to $45.85 per share.
• · Solus Alternative Asset Management LP is a Delaware limited partnership; Solus GP LLC is a Delaware limited liability company.
• · Christopher Pucillo is the managing member of Solus GP LLC and is individually listed as a reporting person.

03-09-2026

Fairmount Funds Management LLC and related reporting persons filed Amendment No. 7 to Schedule 13D to report that, following the consummation of the merger of Apogee Therapeutics, Inc. with a subsidiary of AbbVie Inc. on September 3, 2026, they no longer beneficially own any shares of Apogee. Each share of common stock held by the reporting persons was converted into the right to receive $135.11 per share in cash. The reporting persons ceased to be beneficial owners of more than 5% of Apogee's common stock as of the merger date.

• · The merger was consummated on September 3, 2026, pursuant to an Agreement and Plan of Merger dated June 18, 2026.
• · Each share of common stock and non-voting common stock owned by the reporting persons was cancelled and converted into the right to receive $135.11 per share in cash.
• · All stock options owned by the reporting persons were cancelled and converted into the right to receive the excess of the merger consideration over the exercise price.
• · Immediately prior to the effective time, each of the company's directors, including Tomas Kiselak, resigned from the board.
• · On August 7, 2026, Peter Harwin exercised 42,208 vested director's stock options for 42,208 shares of common stock, with the net proceeds to be turned over to the adviser for the benefit of a Fairmount Fund.
• · The Voting Agreement automatically terminated upon consummation of the merger.

03-09-2026

683 Capital Management, LLC and related entities disclosed beneficial ownership of 862,500 Class A Ordinary Shares of Rainier Acquisition Corp, representing 11.2% of the 7,694,375 shares outstanding as of August 27, 2026. The filing is a Schedule 13G submitted under Rule 13d-1(c), indicating passive investment intent. No prior period data is available for comparison.

• · The filing is a Schedule 13G under Rule 13d-1(c), indicating passive investment intent.
• · The CUSIP number provided is for the issuer's units (Class A Ordinary Shares and Redeemable Warrants trading together); no separate CUSIP for Class A Ordinary Shares was available.
• · The ownership percentage is based on 7,694,375 shares outstanding, assuming no exercise of the underwriters' over-allotment option.
• · The filing includes a Joint Filing Agreement among 683 Capital Management, LLC, 683 Capital Partners, LP, and Ari Zweiman.

03-09-2026

First Command Advisory Services, Inc. filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 21,503,756 shares of Invesco Exchange-Traded Self-Indexed Fund Trust, representing 7.78% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · First Command Advisory Services, Inc. is an investment adviser (IA) based in Fort Worth, Texas.
• · The filing is made under Rule 13d-1(b), indicating passive investment intent.
• · The filer has sole voting power over 475,064 shares and sole dispositive power over all 21,503,756 shares.
• · The issuer was formerly known as PowerShares Exchange-Traded Self-Indexed Fund Trust and PowerShares Exchange-Traded Fund Trust III (name changed October 30, 2015).

03-09-2026

First Command Advisory Services, Inc. filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 4,441,324 shares of SPDR Index Shares Funds' Global Natural Resources ETF, representing 6.89% of the fund's outstanding shares. The filing is a routine disclosure under Rule 13d-1(b) and indicates the shares are held in the ordinary course of business, not for control purposes.

• · The filing is made under Rule 13d-1(b), indicating passive investment intent.
• · The shares are held in the ordinary course of business and not for changing or influencing control of the issuer.
• · The subject company is SPDR Index Shares Funds, formerly known as streetTRACKS Index Shares Funds.
• · The filing date is September 3, 2026, with the ownership as of August 31, 2026.

03-09-2026

First Command Advisory Services, Inc. filed a Schedule 13G with the SEC on September 3, 2026, reporting beneficial ownership of 1,762,214 shares of the American Century ETF Trust's Emerging Markets Value ETF as of August 31, 2026. This stake represents 8.37% of the fund's outstanding shares, with a total market value of approximately $116.6 million.

• · The filing is made under Rule 13d-1(b), indicating the shares were acquired in the ordinary course of business and not to influence control of the issuer.
• · First Command Advisory Services, Inc. is organized under the laws of Texas.
• · The fund's outstanding shares total 116,588,078 as of the reporting date.

03-09-2026

L1 Capital Pty Ltd filed an amended Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 11,496,345 shares of Anteris Technologies Global Corp. common stock, representing an 11.64% stake. This is a significant increase from the prior filing (August 7, 2026) which covered 6,584,603 shares (including CDIs and warrants).

• · The filing is an amendment (A) to a prior Schedule 13G filed on August 7, 2026.
• · The 11.64% ownership is based on 98,791,808 shares outstanding plus the CDI warrants.
• · The shares are held by three funds controlled and managed by L1 Capital Pty Ltd: L1 Long Short Fund Limited, L1 Capital Long Short Fund, and L1 Capital Long Short (Master) Fund.
• · L1 Capital is an Australian investment manager and AFSL holder regulated by ASIC.
• · The filing certifies the securities were acquired in the ordinary course of business and not to change or influence control of the issuer.
• · The reported increase from 6,584,603 to 11,496,345 shares represents a 74.6% jump in disclosed beneficial ownership.

03-09-2026

Ryan Cohen filed Amendment No. 15 to his Schedule 13D on September 3, 2026, reporting beneficial ownership of 42,082,626 shares of GameStop Corp. Class A Common Stock (including 3,734,784 shares underlying warrants), representing 8.3% of the outstanding shares. The filing was triggered solely by an increase in the total number of outstanding shares due to the company's convertible note exchanges, not by any sale or purchase by Cohen. Cohen has not sold any shares and reported no transactions in the past 60 days.

• · The filing is Amendment No. 15 to the Schedule 13D.
• · The increase in outstanding shares was due to the company's previously announced exchanges of its convertible notes.
• · Cohen's ownership percentage decreased from a prior level (not specified in this filing) to 8.3% solely due to the increase in total shares outstanding, not because he sold any shares.
• · No transactions in securities by Cohen during the past 60 days.

03-09-2026

Chad Richison and Ernest Group, Inc. filed Amendment No. 21 to Schedule 13D disclosing beneficial ownership of Paycom Software, Inc. (PAYC). As of July 28, 2026, Ernest Group beneficially owns 3,217,249 shares (7.1% of 45,071,619 shares outstanding), while Chad Richison owns 5,899,707 shares (13.1%). Notably, Ernest Group entered into a new 10b5-1 Sales Plan with JPMS on September 1, 2026, authorizing the sale of up to 1,090,000 shares between December 1, 2026 and June 1, 2027, subject to price and other restrictions — signaling a planned reduction in the group's position.

• · Multiple family trusts (ARR, ALR, IDR, RWP, LWR, KGR, SER, CBP, FPR) each hold between 56 and 1,199 shares of Common Stock.
• · The 10b5-1 plan becomes effective the later of December 1, 2026 or the third trading day after Q3 2026 Form 10-Q disclosure, and ends June 1, 2027.
• · No transactions were effected by the reporting persons in the past 60 days.
• · Chad Richison owns 2,674,328 shares directly and 3,217,249 shares via Ernest Group, plus small trust holdings.

03-09-2026

3i, LP and affiliated reporting persons filed Amendment No. 7 to Schedule 13D, disclosing an additional purchase of 3,004 shares of Valion Bio, Inc. (formerly Tivic Health Systems, Inc.) common stock at $2.8808 per share on September 3, 2026. The group's aggregate beneficial ownership remains at 132,671 shares (9.9% of the 1,285,626 shares outstanding as of August 24, 2026), unchanged from prior filings, reflecting the 1-for-25 reverse stock split effective August 31, 2026. The filing is a routine disclosure of incremental share purchases and does not indicate any change in control or strategy.

• · The filing is Amendment No. 7 to Schedule 13D, amending the original filed on August 3, 2026, with prior amendments filed on August 11, 14, 19, 24, 27, and September 2, 2026.
• · The company effected a 1-for-25 reverse stock split at 12:01 a.m. Eastern Time on August 31, 2026.
• · Beneficial ownership includes 42,419 shares issuable upon exercise of warrants, conversion of a senior secured convertible note (original principal $16,253,147.10), and conversion of Series B and Series C Convertible Preferred Stock, all subject to a 9.99% beneficial ownership limitation (Blocker).
• · The reporting persons' aggregate ownership percentage remained at 9.9% despite the new purchase, due to the reverse split and the Blocker.
• · The new transaction is the only transaction not previously disclosed in Exhibits 3, 5, 6, 8, 9, and 10 of the Original Schedule 13D.

03-09-2026

GreenLight Ventures, LLC filed a Schedule 13D disclosing beneficial ownership of 1,385,246 shares of Nexalin Technology, Inc. common stock, representing 5.6% of the outstanding shares. The shares were acquired as non-cash consideration for the sale of PONM to Nexalin under a Stock Purchase Agreement dated May 14, 2026, with an aggregate value of $1,300,000, payable in four tranches. GreenLight also has a Collaboration Agreement to provide operational and strategic support for Nexalin's cranial electrotherapy stimulation technologies for $10,000 per month over 24 months.

• · The Consideration Shares are subject to a floor price of $18.30 and a ceiling of $34.50 per share, adjusted for a reverse stock split effective August 28, 2026.
• · GreenLight has no right to designate or nominate any member of Nexalin's board of directors.
• · Dr. David Owens, a Nexalin director and CMO, holds a minority ownership interest in GreenLight Ventures.
• · The Purchase Agreement includes anti-dilution provisions and acceleration of unissued shares upon a change of control.
• · GreenLight has not engaged in any other transactions in the 60 days prior to the filing.
• · The Collaboration Agreement is terminable by either party on 180 days' notice or immediately for uncured material breach.

03-09-2026

Helikon Investments Ltd and Federico Riggio filed a Schedule 13G/A with the SEC on September 3, 2026, disclosing beneficial ownership of 22,708,332 common shares of Silvercorp Metals Inc., representing a 10.27% stake. The filing was made under Rule 13d-1(b) and indicates the shares were acquired in the ordinary course of business, not for changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
• · Helikon Investments Ltd is a UK public limited company authorized and regulated by the Financial Conduct Authority.
• · Federico Riggio is a citizen of Italy.
• · The shares are held by the Helikon Long Short Equity Fund Master ICAV, managed by Helikon UK.
• · The filing certifies the securities were not acquired for the purpose of changing or influencing control of Silvercorp.

03-09-2026

Helikon Investments Ltd and Federico Riggio filed a Schedule 13G/A with the SEC on September 3, 2026, disclosing beneficial ownership of 17,551,783 common shares of Allied Gold Corp, representing 12.60% of the 139,347,893 shares outstanding. The filing indicates the shares are held in the ordinary course of business and not for changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
• · Helikon Investments Ltd is a UK public limited company authorized and regulated by the Financial Conduct Authority.
• · Federico Riggio is a citizen of Italy.
• · The shares are held by Helikon Long Short Equity Fund Master ICAV, managed by Helikon UK.
• · The filing certifies the shares were acquired and are held in the ordinary course of business, not to change or influence control.

03-09-2026

Lingotto Investment Management LLP, along with its parent entities Giovanni Agnelli B.V., Exor N.V., and Lingotto Investment Management (UK) Limited, disclosed a 5.21% beneficial ownership stake in Molina Healthcare, Inc. as of August 28, 2026. The filing is a Schedule 13G, indicating a passive investment intent, and the stake amounts to 2,718,348 common shares. The filing does not include any prior-period comparison, so no period-over-period changes are available.

• · The filing is made pursuant to Rule 13d-1(c), confirming a passive investment intent.
• · Lingotto Investment Management LLP is 99.7% owned by Lingotto Investment Management (UK) Limited, which is a wholly owned subsidiary of Exor N.V., controlled by Giovanni Agnelli B.V.
• · The percentage of class is based on 52,200,000 common shares outstanding as reported in the issuer's Form 10-Q filed on July 23, 2026.

03-09-2026

Timothy P. Horne filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 135,000 shares of C3is Inc. common stock, representing 9.07% of the outstanding shares. The filing indicates a passive investment intent under Rule 13d-1(c), with no aim to change or influence control of the company.

• · Filing is a Schedule 13G (not 13D), indicating passive investment intent.
• · Timothy P. Horne's business address is listed as c/o Watts Industries Inc., Route 815 Chestnut St, North Andover, MA.
• · The filing was made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
• · No securities are held in a fiduciary or representative capacity; all 135,000 shares are directly owned.

03-09-2026

Empery Asset Management, LP and Ryan M. Lane filed Amendment No. 4 to their Schedule 13D, disclosing beneficial ownership of 4,930,345 shares of Empery Digital Inc. common stock, representing 17.51% of the 28,160,111 shares outstanding as of September 2, 2026. The filing reports a recent open-market purchase of 500,000 shares on September 1, 2026, at a weighted average price of $3.5862 per share, increasing their aggregate stake from the prior filing. The total cost basis for the Empery Funds' 4,830,345 shares is approximately $33,134,382, while Mr. Lane's 100,000 shares cost approximately $1,000,000.

• · The filing is Amendment No. 4 to the Schedule 13D originally filed July 24, 2025.
• · The 500,000 shares purchased on September 1, 2026, were acquired at a weighted average price of $3.5862 per share, with a price range of $3.19 to $3.77.
• · Shares may be held in margin accounts and pledged as collateral for debit balances.
• · The company changed its name from Empery Digital, Inc. on July 31, 2025, and from Volcon, Inc. on October 23, 2020.

03-09-2026

Magnolia Capital Fund, LP, along with The Magnolia Group, LLC and Adam K. Peterson, filed a Schedule 13G/A disclosing a 6.6% beneficial ownership stake in America's Car-Mart Inc. (CRMT) as of August 31, 2026, representing 569,189 shares of common stock. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
• · The reporting persons disclaim beneficial ownership of the shares held by Magnolia Capital Fund, LP.
• · The shares were acquired under Rule 13d-1(b), indicating passive investment intent.
• · The filing includes a joint filing agreement among the reporting persons.

03-09-2026

JPMorgan Chase & Co. filed an amended Schedule 13G with the SEC on September 3, 2026, reporting beneficial ownership of 2,005,756 shares of MKS Inc. common stock, representing a 2.9% stake. The filing indicates JPMorgan holds the shares in the ordinary course of business without intent to influence control of the issuer.

• · The filing is an amendment (Schedule 13G/A), indicating a change from a prior filing.
• · JPMorgan's aggregate holdings include shares held by multiple subsidiaries, with the largest block (1,817,051 shares) held with sole voting power.
• · The filing certifies the shares were acquired and are held in the ordinary course of business, not for changing or influencing control.

03-09-2026

Dotmar Investments Ltd filed a Schedule 13G with the SEC on September 3, 2026, disclosing a 0.0% beneficial ownership stake in KORE Group Holdings, Inc. as of July 31, 2026. The filing indicates that Dotmar Investments Ltd holds zero shares of KORE Group common stock, suggesting the filer has fully exited its position or holds no reportable securities.

• · Dotmar Investments Ltd is based in Jersey, Channel Islands.
• · The filing was made pursuant to Rule 13d-1(c), indicating the filer is a passive investor.
• · The filing certifies the securities were not acquired to change or influence control of the issuer.

03-09-2026

The Vanguard Group filed an amended Schedule 13G with the SEC on September 3, 2026, solely to correct the issuer CIK for its holdings in Cal-Maine Foods Inc. The filing confirms no change in beneficial ownership, and Vanguard reports 0 shares beneficially owned as of the filing date, following an internal realignment that disaggregated beneficial ownership reporting from certain subsidiaries.

• · The filing is an administrative correction of the issuer CIK, with no change in the amount of securities beneficially owned.
• · Vanguard's internal realignment on January 12, 2026, resulted in certain subsidiaries reporting beneficial ownership separately, and Vanguard no longer deems to have beneficial ownership over those securities.
• · Vanguard certifies the securities were acquired and are held in the ordinary course of business, not with the purpose of changing or influencing control of the issuer.

03-09-2026

Invesco entities filed Amendment No. 13 to their Schedule 13D, disclosing aggregate beneficial ownership of 6,487,945 shares (11.12%) of Invesco Commercial Real Estate Finance Trust, Inc. common stock. The amendment primarily updates Class E share ownership by Invesco Advisers, Inc., reflecting a net decrease of 5,411 shares from May to August 2026 due to repurchases and an issuance. The filing is a routine ownership update with no change in overall control or strategy.

• · The amendment is the 13th amendment to the original Schedule 13D filed April 3, 2024.
• · Invesco Advisers' Class E holdings decreased by 5,411 shares net from May to August 2026 due to repurchases and an issuance.
• · All Reporting Persons are affiliates of Invesco Ltd., the ultimate parent company.

03-09-2026

JPMorgan Chase & Co. filed an amended Schedule 13G with the SEC, reporting beneficial ownership of 5,616,378 shares of Ciena Corporation common stock as of August 31, 2026, representing 3.9% of the outstanding shares. The filing indicates JPMorgan holds the shares in the ordinary course of business and not for the purpose of changing or influencing control of Ciena.

• · The filing is an amendment to a previous Schedule 13G, indicating a change in ownership or other details since the last filing.
• · JPMorgan's beneficial ownership is 3.9%, which is below the 5% threshold that would require a more detailed filing under Rule 13d-1(b).
• · The filing certifies that the securities were acquired and are held in the ordinary course of business, not for changing or influencing control of Ciena.

03-09-2026

The Vanguard Group filed an amended Schedule 13G/A for Pediatrix Medical Group, Inc. solely to correct the issuer CIK reported in a prior filing. No change in beneficial ownership is being reported. The filing also notes an internal realignment at Vanguard effective January 12, 2026, under which certain subsidiaries now report beneficial ownership separately.

• · The amendment corrects the issuer CIK in a previously filed Schedule 13G/A.
• · No change in beneficial ownership is being reported.
• · Vanguard underwent an internal realignment on January 12, 2026, leading to disaggregated beneficial ownership reporting by certain subsidiaries.
• · The filing is made under Rule 13d-1(b) and certifies that the securities were acquired and are held in the ordinary course of business, not for changing or influencing control.

03-09-2026

The Vanguard Group filed an amended Schedule 13G/A for Zions Bancorporation, National Association /UT/ (ZIONP) on September 3, 2026, solely to correct the issuer CIK reported in a prior filing. The amendment reflects an internal realignment at Vanguard effective January 12, 2026, under which certain subsidiaries now report beneficial ownership separately on a disaggregated basis. No change in beneficial ownership is being reported, and Vanguard continues to hold 0 shares of common stock as of the filing.

• · Filing is an amendment to correct issuer CIK only; no change in beneficial ownership.
• · Vanguard's internal realignment on January 12, 2026, caused certain subsidiaries to report beneficial ownership separately on a disaggregated basis.
• · Vanguard certifies securities were acquired and held in ordinary course of business, not for changing or influencing control.
• · No other person's interest in the securities reported is more than 5%.

03-09-2026

Vanguard Group filed an amended Schedule 13G (SC 13G/A) for Liberty Media Corp (FWONB) solely to correct the issuer CIK reported in a prior filing. The amendment states no change in beneficial ownership and reflects an internal realignment at Vanguard effective January 12, 2026, under which certain subsidiaries now report beneficial ownership separately. Vanguard reports 0 shares beneficially owned in this filing, down from a prior level but no specific figures for comparison are provided.

• · Filing is a technical amendment — no change in beneficial ownership is being reported.
• · Beneficial ownership reported as zero shares by Vanguard Group after internal realignment (subsidiaries now file separately).
• · No other person's interest in the securities reported exceeds 5%.

03-09-2026

Midwest General Investment Co LLC filed a Schedule 13G with the SEC on September 3, 2026, disclosing beneficial ownership of 995,953 shares of Royalty Management Holding Corp (RMCOW) Class A Common Stock, representing a 7.0% stake. The filing corrects a prior erroneous Schedule 13D filed on November 8, 2023, and confirms the shares were acquired and are held in the ordinary course of business without intent to change or influence control of the issuer.

• · The filing corrects a prior erroneous Schedule 13D filed on November 8, 2023.
• · The reporting person is eligible to report under Rule 13d-1(c).
• · Midwest General Investment Co LLC has sole voting power and sole dispositive power over all 995,953 shares.
• · The shares were acquired and are held in the ordinary course of business, not for changing or influencing control.