US Activist Hedge Fund Institutional SEC 13D 13G — September 22, 2026

22-09-2026

Fund 1 Investments, LLC filed an amended Schedule 13D disclosing beneficial ownership of 5,497,413 shares of Funko, Inc. Class A Common Stock, representing approximately 9.8% of outstanding shares as of September 18, 2026. The filing also reveals that Fund 1 has entered into cash-settled total return swap agreements with an unaffiliated third-party financial institution, providing economic exposure to an additional 6,462,462 notional shares (approximately 11.5% of outstanding shares), though without voting or disposal power over those shares. The aggregate purchase price for the directly held shares is approximately $39,523,665.

• · Fund 1 Investments, LLC is a Delaware limited liability company with business address in Rincon, Puerto Rico.
• · The filing includes a detailed transaction log of common stock purchases and sales by Fund 1 Investments during the past 60 days (July 27, 2026 to September 21, 2026), with prices ranging from approximately $5.28 to $7.22 per share.
• · The cash-settled total return swaps do not provide Fund 1 with voting or disposal power over the underlying shares.
• · The filing amends Items 3, 5(a), 5(b), 5(c), 6, and 7 of the original Schedule 13D.

22-09-2026

Conifer Management, L.L.C. filed an amended Schedule 13D disclosing a 12.7% beneficial ownership stake in Group 1 Automotive Inc. (GPI) as of September 18, 2026, representing 1,512,290 shares. The filing also reveals a Stockholder Agreement dated September 21, 2026, under which GPI will expand its board to 11 members and appoint Conifer analyst Benjamin Hart as a director effective November 1, 2026. Conifer is subject to standstill restrictions, including a 19% ownership cap, and must vote in line with board recommendations except on extraordinary transactions.

• · Conifer purchased shares on 9/9, 9/10, 9/17, and 9/18/2026 at volume-weighted average prices ranging from $249.88 to $282.48 per share.
• · The Stockholder Agreement includes mutual non-disparagement obligations and pre-clearance trading requirements for Conifer while Hart serves on the board.
• · Conifer may request waivers from vehicle manufacturer framework agreements to exceed the 19% ownership cap, but only if excess results from GPI stock repurchases or similar transactions.
• · The Support Period runs from September 21, 2026 until 30 days before the nomination deadline for GPI's 2030 annual meeting, with possible automatic extensions.
• · If Conifer's beneficial ownership falls below 5%, Hart must resign from the board immediately.

22-09-2026

Oasis Management Co Ltd. and its group filed an amended Schedule 13D disclosing beneficial ownership of 2,623,912 shares of Vail Resorts Inc. common stock, representing approximately 7.4% of outstanding shares. The group acquired the shares for a total of approximately $373 million in open market transactions, with additional small holdings by M. Ashton Hudson (1,350 shares for ~$0.2 million). Recent purchases include 23,546 shares on September 16, 2026 at $139.68, 150,000 shares on September 17, 2026 at a weighted average of $139.02, and 250,000 shares on September 18, 2026 at a weighted average of $139.33.

• · The filing is an amendment (No. 1) to the original Schedule 13D filed on September 16, 2026.
• · Shares are held in commingled margin accounts and may be pledged as collateral; margin interest is based on broker's call rate.
• · The group disclaims beneficial ownership of shares held by other reporting persons.
• · Recent open market purchases: 23,546 shares on 09/16/2026 at $139.68; 150,000 shares on 09/17/2026 at $139.00–$139.03; 250,000 shares on 09/18/2026 at $139.33 (weighted average).

22-09-2026

Alibaba Group Holding Ltd and its affiliates filed an amended Schedule 13D with the SEC on September 22, 2026, disclosing that on September 21, 2026, Alibaba ZT Investment Limited and New Retail Strategic Opportunities Investments 2 Limited sold a combined 25,000,000 Class A ordinary shares (in ADS form) of ZTO Express (Cayman) Inc. at $20.02 per ADS. Following the sale, Alibaba and its reporting persons collectively hold 46,941,287 Class A ordinary shares, representing 6.1% of ZTO's total outstanding shares (down from a prior higher stake). The filing updates beneficial ownership details and adds Taobao China Holding Limited and Cainiao Smart Logistics Network (Hong Kong) Limited as additional reporting persons.

• · The sale was executed under Rule 144 of the Securities Act of 1933 through broker transactions on the New York Stock Exchange.
• · The filing adds Taobao China Holding Limited and Cainiao Smart Logistics Network (Hong Kong) Limited as new reporting persons, reflecting a reorganization of Alibaba's shareholding structure in ZTO.
• · Alibaba ZT Investment Limited directly holds 34,479,192 Class A ordinary shares (4.5% of total).
• · Cainiao Smart Logistics Investment Limited holds 5,787,037 shares (0.8%).
• · New Retail Strategic Opportunities Investments 2 Limited holds 3,020,808 shares (0.4%).
• · Taobao China Holding Limited holds 3,322,050 shares (0.4%).
• · Cainiao Smart Logistics Network (Hong Kong) Limited holds 332,200 shares (0.04%).

22-09-2026

GAMCO Investors, Inc. et al. filed an amended Schedule 13D with the SEC on September 22, 2026, disclosing aggregate beneficial ownership of 1,022,610 shares of Tennant Co common stock, representing 6.00% of the 17,049,303 shares outstanding. The filing details recent purchases by Gabelli Funds and GAMCO Asset Management during August 2026 at prices ranging from approximately $66.78 to $75.94 per share, with total consideration of approximately $10.6 million used to acquire additional securities since the prior filing.

• · Gabelli Funds purchased shares through Gabelli Asset Fund, Gabelli Equity Trust, Keeley Small Cap Fund, and Gabelli Value 25 Fund during August 2026.
• · Purchase prices ranged from $66.7844 to $75.9386 per share.
• · GAMCO does not have authority to vote 17,700 of the reported shares.
• · The Reporting Persons file Schedule 13D (long form) even though eligible for short form Schedule 13G, to ensure compliance with Exchange Act reporting obligations when communicating with management.
• · Mario Gabelli is the controlling stockholder, co-CEO and director of GGCP, co-CEO of GGAM, board member and majority member of GAMCO Investors Manager LLC, and Chairman and CEO of GBL.

22-09-2026

TriplePoint Capital LLC and related entities filed a Schedule 13D disclosing that as of September 22, 2026, TriplePoint Capital LLC directly owns 2,312,354.22 shares (5.68%) of TriplePoint Venture Growth BDC Corp. (TPVG). The filing details a private share purchase on September 18, 2026, where TPC acquired 313,865.22 shares from co-founder Sajal K. Srivastava at $4.7061 per share, totaling $1,477,081.09, following Srivastava's announced resignation effective December 31, 2026. Madera Ventures LLC and Michael Gontar now beneficially own 7.36% and 7.42% of TPVG, respectively, reflecting increased ownership through the TPC Purchase Plan and the private transaction.

• · Sajal K. Srivastava notified the TPVG Board on September 15, 2026 of his intention to resign from executive officer positions at TPVG and TPC and from the TPVG Board, effective December 31, 2026.
• · The private share purchase from Srivastava was executed under Section 4(a)(2) of the Securities Act of 1933.
• · Madera acquired 128,666 shares in TPVG's IPO on March 5, 2014 at $15.00 per share.
• · Michael Gontar purchased 17,594 shares on the open market on March 22, 2024 at $9.23 per share.
• · TPC's purchase price per share in the private transaction was $4.7061, significantly below the IPO price and prior open-market purchase prices.

22-09-2026

Frazier Life Sciences entities filed Amendment No. 7 to Schedule 13D with the SEC on September 22, 2026, disclosing their aggregate beneficial ownership in NewAmsterdam Pharma Co N.V. as of September 18, 2026. The filing details holdings across multiple Frazier funds and entities, with Frazier Life Sciences Public Fund, L.P. being the largest single holder at 10,424,224 Ordinary Shares (8.7% of outstanding shares). The amendment reports no transactions in the Ordinary Shares during the past 60 days, indicating a stable position.

• · The filing is Amendment No. 7 to the original Schedule 13D filed on December 2, 2022.
• · No transactions in Ordinary Shares were effected by the Reporting Persons during the past 60 days.
• · Frazier Life Sciences Public Fund, L.P. holds 10,424,224 Ordinary Shares (8.7%) with no warrants.
• · Frazier Life Sciences X, L.P. holds 3,028,524 Ordinary Shares and 333,333 Warrants.
• · Frazier Lifesciences Sponsor LLC holds 3,801,000 Ordinary Shares and 167,000 Warrants.
• · James N. Topper and Patrick J. Heron share voting and investment power over shares held by FLS X and Sponsor.
• · The percentage calculations are based on 119,537,169 Ordinary Shares outstanding as of August 3, 2026.

22-09-2026

Integrated Core Strategies (US) LLC, an affiliate of Millennium Management, disclosed beneficial ownership of 681,001 Class A shares of Better Home & Finance Holding Co (5.1% of class) as of September 16, 2026, in a Schedule 13G filing. Millennium Management LLC, Millennium Group Management LLC, and Israel A. Englander collectively reported 730,265 shares (5.5%), with the filing noting that shares are held by entities under their investment discretion. The filing is a passive investment disclosure under Rule 13d-1(c), with no intent to influence control.

• · Filing date: September 22, 2026; ownership date: September 16, 2026.
• · Joint Filing Agreement dated September 21, 2026, among the reporting persons.
• · The securities are held by entities subject to voting control and investment discretion by Millennium Management LLC and/or other investment managers controlled by Millennium Group Management LLC and Mr. Englander.
• · The filing is made under Rule 13d-1(c) and includes a certification that the securities were not acquired to change or influence control of the issuer.
• · Better Home & Finance Holding Co was formerly known as Aurora Acquisition Corp. (name change effective December 11, 2020).

22-09-2026

Atlas Infrastructure Partners (UK) Ltd. and its parent GIP Atlas Holdings Limited filed an amended Schedule 13G with the SEC on September 22, 2026, correcting their filer designation from Rule 13d-1(c) to Rule 13d-1(b). The filing reports that the group beneficially owns 4,675,469 shares of H2O America common stock, representing 11.17% of the 41,856,804 shares outstanding as of July 24, 2026. The amendment is purely administrative and does not reflect any change in ownership or investment intent.

• · The amendment corrects the filer's designation under Rule 13d-1 from Rule 13d-1(c) to Rule 13d-1(b) in the original Schedule 13G filed on March 10, 2026, and Amendment No. 1 filed on April 8, 2026.
• · GIP Atlas Holdings Limited holds 100% of the equity interests of Atlas Infrastructure Partners (UK) Ltd. but does not exercise investment discretion with respect to the entity.
• · The filing certifies that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

22-09-2026

Bhisham Khare, CEO of Aeries Technology, Inc., filed an amended Schedule 13D reporting an increase in his beneficial ownership to 581,828 Class A ordinary shares (10.5% of outstanding shares). The increase is primarily due to a new stock option grant of 37,000 shares at $6.91 per share on September 18, 2026, which vested immediately. The filing also reflects existing holdings including exchange rights for 106,398 shares and a prior option grant of 125,000 shares at $5.984 per share.

• · The filing is an amendment to Schedule 13D originally filed June 20, 2024.
• · The increase in beneficial ownership percentage exceeded 1% due to the new option grant.
• · The exchange agreement allows Khare to exchange up to 100% of his 59,110 ATG shares for 1.8 Class A ordinary shares per ATG share.
• · The May 28, 2026 option grant of 125,000 shares vested on the grant date.
• · The September 18, 2026 option grant of 37,000 shares also vested on the grant date.

22-09-2026

A Schedule 13G filing reveals that Advance On Ventures Ltd and its sole director, Chen Yi Lee, collectively own 123,840 shares of Advanced Biomed Inc. (ADVB), representing 7.5% of the company's outstanding common stock as of May 29, 2026. The filing was made jointly by the two entities, with Advance On Ventures holding 109,200 shares (6.6%) and Chen Yi Lee directly holding 14,640 shares. This indicates a significant insider ownership position, though the filing is a passive ownership disclosure and does not signal any immediate change in control or corporate action.

• · The Schedule 13G was filed under Rule 13d-1(d), indicating a passive investment intent.
• · Chen Yi Lee's direct holdings include 14,625 shares acquired prior to the IPO and 15 shares purchased in the open market post-IPO.
• · The filing date is September 22, 2026, with the agreement signed on September 21, 2026.
• · The issuer's principal business address is in Tainan, Taiwan, despite being incorporated in Nevada.

22-09-2026

Leviticus Partners LP has filed an amended Schedule 13G with the SEC, reporting beneficial ownership of 235,000 shares of Harvard Bioscience Inc common stock, representing 5.2% of the outstanding shares as of September 14, 2026. The filing indicates the shares are held in the ordinary course of business and not for the purpose of changing or influencing control of the company.

• · The filing is an amendment to a previously filed Schedule 13G (form type SC 13G/A).
• · The shares were acquired and are held in the ordinary course of business, not for control purposes.
• · No shares are held by the reporting person on behalf of other persons (sole dispositive power: 235,000).
• · Nevada entity Leviticus Partners LP (formerly also known as AMH Equity LLC) is the reporting person.

22-09-2026

ARC Group Limited filed an amended Schedule 13G with the SEC on September 22, 2026, disclosing beneficial ownership of 2,739,152 ordinary shares of Black Titan Corp, representing 18.26% of the company's outstanding shares. The shares are held directly by ARC Group Limited, with Abraham Cinta, a director of ARC, exercising sole voting and dispositive power over the shares. The filing indicates the securities were not acquired for the purpose of changing or influencing control of the issuer.

• · Filing is an amendment to Schedule 13G (SC 13G/A), filed under Rule 13d-1(c).
• · Black Titan Corp was formerly known as BSKE Ltd., name change effective August 19, 2024.
• · ARC Group Limited is based in Shanghai, China, with a Hong Kong address.
• · Abraham Cinta, as director of ARC Group Limited, has sole power to vote and dispose of the reported shares.
• · The filing includes a Joint Filing Agreement between ARC Group Limited and Abraham Cinta.
• · The shares are held for investment purposes, not to change or influence control of the issuer.

22-09-2026

PharmAla Biotech Holdings Inc. filed a Schedule 13G with the SEC on September 22, 2026, disclosing beneficial ownership of 132,867 shares of Jupiter Neurosciences, Inc. common stock, representing a 17.3% stake as of August 20, 2026. The filing indicates PharmAla is a passive investor, with no intent to influence control of Jupiter Neurosciences.

• · The filing is made under Rule 13d-1(c), confirming passive investor status.
• · PharmAla Biotech Holdings Inc. is based in Toronto, Ontario, Canada.
• · Jupiter Neurosciences, Inc. is incorporated in Delaware and headquartered in Palm Beach Gardens, Florida.
• · The issuer's common stock has a par value of $0.0001 per share.

22-09-2026

Hewlett Fund LP disclosed a 8.3026% beneficial ownership stake in CYABRA, Inc. (formerly Trailblazer Holdings, Inc.) as of September 8, 2026, holding 2,271,051 shares of common stock. The filing is a Schedule 13G submitted under Rule 13d-1(c), indicating passive investment intent without control influence.

• · The filing is a Schedule 13G, indicating passive investment intent under Rule 13d-1(c).
• · Hewlett Fund LP is based in Rockville Centre, NY.
• · CYABRA, Inc. is incorporated in Delaware with headquarters in Tel Aviv, Israel, and classified under SIC 7372 (Services-Prepackaged Software).
• · The company changed its name from Trailblazer Holdings, Inc. to CYABRA, Inc. effective July 31, 2024.

22-09-2026

RA Capital Management, L.P. and affiliated entities filed a Schedule 13G disclosing beneficial ownership of 55,420,000 common shares of BetterLife Pharma Inc., representing 9.0% of the outstanding shares. The filing, made under Rule 13d-1(c), indicates the shares were not acquired for control purposes. The percentage ownership is based on 170,965,339 shares outstanding as of September 10, 2026, plus 447,041,840 shares issued in a public offering that closed on September 15, 2026.

• · The filing is made under Rule 13d-1(c), indicating the shares were not acquired for the purpose of changing or influencing control of the issuer.
• · RA Capital Healthcare Fund, L.P. directly holds the 55,420,000 shares; RA Capital Management, L.P. serves as investment adviser with delegated voting and dispositive power.
• · The Reporting Persons expressly disclaim beneficial ownership except for purposes of Section 13(d) of the Act.
• · The Fund has divested voting and investment power over the securities and may not revoke that delegation on less than 61 days' notice.

22-09-2026

Saudi National Bank (SNB) filed an amended Schedule 13D/A disclosing an increased beneficial ownership of 3,345,230.412 shares (6.5%) of Vista Credit Strategic Lending Corp. common stock, following a private placement purchase of 651,312.784 shares for $12,460,043.43 on July 29, 2026. The acquisition was funded with SNB's working capital, and the filing also confirms SNB Capital Dubai Inc. as a joint filer with no direct ownership. The transaction reflects a strategic investment but does not indicate any change in control or operational impact.

• · SNB's total beneficial ownership increased to 3,345,230.412 shares, representing 6.5% of outstanding shares.
• · The acquisition was completed via a private placement under a Subscription Agreement following a drawdown notice on June 17, 2026.
• · The percentage ownership is based on 51,342,516.657 total shares outstanding, which includes 104,462.348 shares issued on August 3, 2026.
• · SNB Capital Dubai Inc. is a joint filer but holds 0 shares directly.
• · The filing amends Items 5(a), 5(b), and 6 of the original Schedule 13D.

22-09-2026

Cantor Fitzgerald, L.P. and related entities filed Amendment No. 6 to their Schedule 13D, disclosing aggregate beneficial ownership of approximately 7.2% of XBP Global Holdings, Inc. common stock as of September 14, 2026. The filing details a private placement on September 11, 2026, in which Cantor Fitzgerald Securities purchased 196,078 shares at $2.55 per share, contributing to aggregate gross proceeds of approximately $6.05 million for the issuer. The reporting persons collectively own 1,014,197 shares, with Cantor Fitzgerald, L.P. deemed to beneficially own 7.2% of the 14,156,584 outstanding shares.

• · The private placement closed on September 15, 2026.
• · XBP is required to file a registration statement for resale of the shares by September 22, 2026.
• · Cantor Fitzgerald Securities purchased 196,078 shares at $2.55 per share, below the weighted average of $2.66.
• · The filing is Amendment No. 6 to the Schedule 13D originally filed on August 14, 2026.
• · No other reporting persons directly own any shares of common stock.