US Activist Hedge Fund Institutional SEC 13D 13G — October 23, 2026

23-10-2026

Integrated Core Strategies (US) LLC, together with affiliates Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander, filed a Schedule 13G/A reporting beneficial ownership of Beacon Financial Corporation (BBT) common stock as of September 30, 2026. The filing reports 2,367,536 shares (2.8%) held directly by Integrated Core Strategies and 3,515,942 shares (4.2%) aggregated across the Millennium reporting persons. The filing is a routine passive-holder amendment under Rule 13d-1(c) with a certification that the securities are not held to influence control.

• · Filing made under Rule 13d-1(c), indicating a passive investor position rather than an activist 13D filing
• · Filing is a joint filing under a Joint Filing Agreement dated October 22, 2026 (Exhibit I)
• · Millennium reporting persons disclaim beneficial ownership of securities held by affiliated entities
• · Filing reports no sole voting power; voting and dispositive power are shared for the aggregate position
• · Subject company is a savings institution holding company headquartered in Boston, MA (SIC 6036), CIK 0001108134

23-10-2026

SERES Investments S.a r.l., SPF reports beneficial ownership of 151,311,293 shares of Crisp Momentum Inc. (CRSF) common stock, representing 7.8% of the class, on a Schedule 13G (Rule 13d-1(c)) passive filing dated October 23, 2026. The reporting person is now wholly owned by Ivan Shabalov following a 2025 pledge enforcement and subsequent share purchase from Jakota Games & Reels SAS. A separate 148,688,707-share block is excluded from this filing because it has not yet been delivered.

• · On July 29, 2025, SERES enforced its pledge over DKF shares and became DKF's sole shareholder, with DKF then holding 148,688,707 shares (14.2% of outstanding at that time).
• · On November 7, 2025, SERES bought 151,311,293 shares from Jakota Games & Reels SAS and agreed, subject to conditions, to return DKF to its former owner, which has since exercised control of DKF.
• · A separate November 7, 2025 agreement to buy DKF's 148,688,707 shares remains undelivered; those shares are reported as beneficially owned by DKF and Clive Ng in a Schedule 13D/A filed December 12, 2025.
• · Ownership changed from GSF Foundation (Jersey) to Ivan Shabalov as sole owner on November 4, 2025; Shabalov was previously guardian of the foundation.
• · Percent of class uses 1,949,621,210 shares outstanding, reflecting the 1,969,621,210 shares on the June 2026 10-Q cover less 20,000,000 shares reacquired by the issuer in July 2026.
• · Filing is made under Rule 13d-1(c) and includes a certification that the shares were not acquired for the purpose of changing or influencing control of the issuer.

23-10-2026

Anthony Pompliano and Professional Capital Management (Inflection Points Inc.) amended their Schedule 13D (Amendment No. 4) on ProCap Financial (now Silvia, Inc.; ticker BRRWW), reporting aggregate beneficial ownership of 14,647,594 shares, or approximately 19.5% of common stock. The increase in percentage stake from 18.45% (Pompliano) and 18.08% (PCM) in Amendment No. 3 resulted solely from issuer share repurchases shrinking the outstanding share count, not from any share purchases by the reporting persons, who did not participate in the buyback. The filing also corrects a prior scrivener's error reporting 298,001 directly held shares instead of 298,000.

• · Increase in ownership percentage is purely mechanical from a smaller share count; no open-market purchases by the reporting persons
• · PCM is contractually barred for two years post-closing from participating in issuer repurchases under the Silvia Merger Agreement
• · Pompliano remains a participant in issuer decisions on repurchases despite the reporting persons not participating
• · Amendment corrects a 1-share scrivener's error in Amendment No. 3 (298,001 to 298,000)
• · 453,426 escrow shares and any earnout shares are excluded from the reported totals

23-10-2026

The James Russell Revocable Trust and its trustee, James Russell, filed a Schedule 13D disclosing beneficial ownership of 3,479,963 shares of Abeona Therapeutics (ABEO), or approximately 6.1% of outstanding common stock, based on 57,184,017 shares outstanding per the Form 10-Q. The filers have converted from a passive Schedule 13G position to an activist posture, citing concerns over operational execution, consistency of management statements, and governance, and have raised questions about executive leadership and board independence. Mixed signals appear in the filing: the reporting persons continued open-market purchases through October 15, 2026 while the stock traded lower, and they stated they will not vote shares acquired on or after October 15, 2026.

• · Reporting persons moved from Schedule 13G (passive) to Schedule 13D, stating they no longer hold Shares solely for passive investment purposes.
• · On October 14, 2026, Mr. Russell met with two board members and said a change in executive leadership should be explored and that the board should consider adding independent directors.
• · On October 15, 2026, the Board Chair said the concerns had been shared with the full Board and asked that any Issuer communications be reviewed directly with her rather than sent to Mr. Russell.
• · Reporting persons may propose or nominate director candidates for the 2027 annual meeting, vote against incumbent directors, or seek board representation.
• · The reporting persons will not vote any Shares acquired on or after October 15, 2026.
• · Schedule A shows purchases concentrated in October 2026, with prices falling from about $5.17 (Oct 1) to $4.40 (Oct 15), during the period the filers were escalating their concerns.
• · No borrowed funds were used; the reporting persons hold no derivative or hedging positions.

23-10-2026

Royce & Associates LP filed a Schedule 13G reporting beneficial ownership of 540,405 shares of WidePoint Corp (WYY) common stock, representing 5.40% of the outstanding class as of 09/30/2026. The filing is made under Rule 13d-1(d) on behalf of Royce & Associates LP, an investment adviser (IA), with sole voting and dispositive power over the reported shares. The filing is a routine passive ownership disclosure and contains no reported change in control intent.

• · Royce & Associates LP is an indirect majority-owned subsidiary of Franklin Resources, Inc.
• · Filing certifies the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control of WidePoint Corp.
• · Filing is made under Rule 13d-1(d), applicable to passive investors that acquired shares without an effect on control.

23-10-2026

Royce & Associates LP filed an amended Schedule 13G reporting beneficial ownership of 101,823 shares of Hingham Institution for Savings common stock, representing 4.66% of the outstanding class as of September 30, 2026. The filing is made under Rule 13d-1(d) on a passive basis, with Royce certifying the shares are held in the ordinary course of business and not to influence control of the issuer. Royce reports sole voting and dispositive power over the position, and the filing contains no new acquisition or disposition of the business itself.

• · Royce reports zero shared voting or dispositive power; all 101,823 shares are reported as sole.
• · Royce is an indirect majority-owned subsidiary of Franklin Resources, Inc., and disclaims beneficial ownership attributed to Franklin's principal shareholders.

23-10-2026

Royce & Associates LP filed an amended Schedule 13G reporting beneficial ownership of 1,392,004 shares of Viant Technology Inc. Class A Common Stock as of 09/30/2026, representing 6.59% of the class, held with sole voting and dispositive power as an investment adviser under Rule 13d-1(d). The filing is a routine passive ownership disclosure, with the filer certifying the shares were not acquired to influence control.

• · Filing reports sole voting and sole dispositive power over all 1,392,004 shares, with no shared power.
• · Royce & Associates LP is an indirect majority-owned subsidiary of Franklin Resources, Inc.; the filer disclaims pecuniary interest and group affiliation.
• · Filing is made under Rule 13d-1(d), indicating a passive investor (investment adviser) rather than an activist filer.

23-10-2026

City of London Investment Management Company Limited (CLIM) filed an amended Schedule 13G reporting beneficial ownership of 1,219,023 shares of common stock of Morgan Stanley India Investment Fund, Inc. (IIF), representing approximately 13.0% of the outstanding shares, as of 09/30/2026. CLIM reports sole voting and dispositive power over all reported shares and files under Rule 13d-1(b) as a registered investment adviser on behalf of several funds and segregated accounts it manages. The filing is a routine ownership disclosure with no reported change in control intent or proposed transaction.

• · Filing is a SC 13G/A amendment referencing prior filing 0001072613-25-000822, with an event date of 09/30/2026
• · CLIM certifies the shares were acquired and are held in the ordinary course of business, not for the purpose of influencing control of the issuer
• · One of the segregated accounts has the right to receive or direct dividends or sale proceeds from more than 5% of the reported shares
• · Filing states CLIM operates under informational barriers with its parent City of London Investment Group plc (LSE-listed), so beneficial ownership is not attributed to the parent

23-10-2026

City of London Investment Management Company Limited (CLIM) filed an amended Schedule 13G reporting beneficial ownership of 3,223,016 shares of Japan Smaller Capitalization Fund, Inc. (JOF), representing 12.6% of the class, with sole voting and dispositive power and no shared power. The filing is a routine passive-investor disclosure under Rule 13d-1(b) and certifies the shares were acquired in the ordinary course of business, not to influence control. No negative or adverse developments are reported.

• · Reported holdings are held through City of London Funds (CARDINAL, FALCON, MACAW, PHOENIX) and unaffiliated segregated accounts managed by CLIM
• · CLIM is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940 and reports under Rule 13d-1(b)
• · Informational barriers separate CLIM from its parent CLIG, so beneficial ownership is not attributed between them per SEC Release No. 34-39538
• · Event date for the holding figures is 09/30/2026; filing date is October 23, 2026

23-10-2026

CHS US Investments LLC and related reporting persons filed Amendment to Schedule 13D disclosing beneficial ownership of 22,937,292 shares of Rent the Runway (RENT) Class A Common Stock, or 60.4% of outstanding shares (Reporting Persons collectively ~86.2% including affiliated Nexus and Story3 holdings, which they disclaim as a group). The filing reports an October 21, 2026 purchase of 458,245 shares at $3.55 per share pursuant to the Amended and Restated Rights Offering Backstop Agreement dated October 20, 2026. Ownership percentages are computed on 37,999,472 Class A shares outstanding.

• · Shares were acquired at $3.55 per share under the A&R Backstop Agreement, which reduced each Investor Group member's backstop purchase obligation by shares acquired through rights exercise.
• · Reporting Persons expressly disclaim group membership with Nexus and Story3 under Section 13(d)(3) and Rule 13d-5(b).
• · Beneficial ownership denominator includes 4,225,351 shares issued in the Rights Offering and backstop, on top of 33,774,121 shares reported in the September 2026 10-Q.
• · Prior Amendment No. 3 to the Schedule 13D was filed October 16, 2026; no other transactions reported since then aside from the October 21 purchase.
• · Filing was signed October 23, 2026, and the event date is listed as 10/21/2026.

23-10-2026

City of London Investment Management Company Limited (CLIM) filed an amended Schedule 13G reporting beneficial ownership of 9,944,810 shares of common stock in abrdn Emerging Markets ex-China Fund, Inc. (AEF), representing 24.5% of the outstanding class as of September 30, 2026. The shares are held directly by a set of City of London funds and segregated accounts for which CLIM holds sole voting and dispositive power. The filing is a routine passive ownership disclosure made under Rule 13d-1(b) and does not indicate a change of control intent.

• · Filing is an amendment (SCHEDULE 13G/A) for a position event dated 09/30/2026, filed October 23, 2026.
• · CLIM certifies the holdings were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
• · Reporting person is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940 and is classified as an investment adviser (IA) for this filing.
• · CLIM states informational barriers exist between it and its parent City of London Investment Group plc, so beneficial ownership is not attributed to the parent.

23-10-2026

Deep Track Capital, LP and affiliated reporting persons (including David Kroin and Deep Track Biotechnology Master Fund, Ltd.) filed a Schedule 13G disclosing beneficial ownership of Class A Ordinary Shares of TCGX Acquisition Corp. II, a blank-check company. The reporting persons collectively hold 990,000 shares, representing 9.90% of the 10,000,000 Class A Ordinary Shares outstanding as of October 16, 2026, based on the issuer's prospectus. The filing is made under Rule 13d-1(c) with a certification that the shares were not acquired to influence control of the issuer.

• · Filing made under Rule 13d-1(c) as a passive investor, with certification that shares are not held to change or influence control of the issuer
• · David Kroin is identified as the control person for Deep Track Capital, LP
• · Reporting persons' ownership date is October 16, 2026 (ownership as of October 23, 2026 filing date per Item 4 reference)

23-10-2026

Deep Track Capital, LP, together with Deep Track Biotechnology Master Fund, Ltd. and managing member David Kroin, filed a Schedule 13G reporting beneficial ownership of 12,772,152 shares of Alector, Inc. common stock, representing 8.61% of the outstanding shares as of October 23, 2026. The filing is made under Rule 13d-1(c) as a passive investor, with the reporting persons certifying that the shares are not held to influence control of the issuer. No change in control, transaction price, or regulatory action is disclosed.

• · Event date of the reportable change is October 16, 2026, and the filing was submitted October 23, 2026
• · Sole voting and dispositive power is reported over all 12,772,152 shares, with no shared power reported
• · David Kroin is identified as the control person for Deep Track Capital, LP

23-10-2026

Helena Global Investment Opportunities 1 Ltd. filed an amended Schedule 13G/A reporting that it now beneficially owns 0 shares (0%) of DevvStream Legacy Corp. (formerly DevvStream Corp.) following the October 16, 2026 merger of DevvStream Corp. with XCF Global, Inc. Each DevvStream common share was converted into the right to receive 1.1919 shares of XCF Global Class A common stock, and the reporting person received 8,755,469 XCF Global shares in exchange. The filing is a disposition/exit notice tied to a merger, not a new investment or active control bid.

• · Event date of the disposition is October 16, 2026, with the filing made October 23, 2026
• · Filing is a LIVE-type 13G/A under Rule 13d-1(c), certifying the securities were not acquired to influence control
• · Issuer's former names were DevvStream Corp. (renamed November 7, 2024) and Focus Impact Acquisition Corp.
• · Issuer CUSIP reported as 251936209; issuer business address in Calgary, Alberta

23-10-2026

Craig Kallman, through the Craig Kallman 2015 Living Trust, filed Amendment No. 1 to Schedule 13G reporting beneficial ownership of 399,752 shares of PAVmed Inc. (PAVM) common stock, equal to 4.9% of outstanding shares. The filing is made under Rule 13d-1(c) as a passive investor, with the reporting persons certifying the shares were not acquired to influence control of the issuer. Ownership is calculated against 7,995,918 shares outstanding as of August 13, 2026, per the company's Form 10-Q.

• · Reporting persons certify the position is passive: not acquired or held to change or influence control of the issuer.
• · Ownership is reported as sole voting and dispositive power, with no shared power.
• · Event date for the reported position is September 30, 2026; the filing is dated October 23, 2026.

23-10-2026

Tavia Sponsor Pte. Ltd. and Kanat Mynzhanov filed an amended Schedule 13G reporting beneficial ownership of 1,500,000 ordinary shares of Tavia Acquisition Corp., representing approximately 17.1% of outstanding shares. The filing follows a September 29, 2026 Purchase and Sponsor Handover Agreement under which Fog Cutter Holdings LLC agreed to acquire 2,243,333 ordinary shares and 249,107 private placement units from the Sponsor; the transaction closed October 1, 2026, and the Sponsor retained its 1,500,000 shares. The filing reflects a change in sponsor control rather than a change in the Sponsor's retained stake.

• · Fog Cutter Holdings LLC became the new sponsor of the SPAC upon closing on October 1, 2026
• · Board of Directors approved the Purchase Agreement and Transaction on September 29, 2026
• · Reporting Persons disclaim beneficial ownership beyond their pecuniary interest
• · Filing is made under Rule 13d-1(d), indicating an exempt investor holding shares acquired prior to registration

23-10-2026

ATW Partners-affiliated funds and related reporting persons (Freight Opportunities LLC, ATW Opportunities Master Fund, L.P., Freight Opportunities II LLC, Trumpcoin Ventures II LLC, ATW Opportunities Master Fund II, LP, ATW Partners Opportunities Management, LLC, Kerry Propper, and Antonio Ruiz-Gimenez) filed a Schedule 13G/A on October 23, 2026 reporting beneficial ownership of 168,732 Ordinary Shares of Freight Technologies, Inc. (FRGT), or 9.9% of the class, as of October 18, 2026. The reported position is held through convertible notes, Series B Preferred Shares, and/or Common Share Rights subject to a 9.99% blocker, and all figures are adjusted for the one-for-ten reverse split effective October 19, 2026. The reporting persons certify the shares were not acquired to influence control of the issuer, and they disclaim beneficial ownership except to the extent of pecuniary interest.

• · Filing was made under Rule 13d-1(c), a passive investor designation, and the certification states the shares are not held to change or influence control of the issuer
• · Event requiring filing occurred October 18, 2026, before the October 19, 2026 one-for-ten reverse split; amounts were restated post-split
• · A 9.99% blocker limits conversion so no reporting person's ownership exceeds 9.99% of outstanding shares, which is why the percent of class is 9.9%
• · Position includes convertible notes, Series B Preferred Shares, and/or Common Share Rights, so the shares may not be currently outstanding

23-10-2026

Kathleen Theresa Adair has filed a Schedule 13G reporting beneficial ownership of 113,600,000 shares of common stock in Nature's Miracle Holding Inc., representing approximately 13.6% of the class, with sole voting and dispositive power. The filing is made under Rule 13d-1(c) as a passive investor, and the filer certifies the shares were not acquired to change or influence control of the issuer. The filing reflects an event date of August 17, 2026, and was submitted October 23, 2026.

• · Filing made under Rule 13d-1(c), indicating passive investor status rather than an intent to influence control
• · Event date reported as 08/17/2026; filing signed 10/23/2026
• · Filer's stated share count is 113,600,000 with a reported 13.56% (rounded to 13.6%) of the class; the filing reports no shared voting or dispositive power
• · Company's former name was LBBB Merger Corp., changed 09/22/2022; CUSIP 63903P209

23-10-2026

Oxford Gate Management, LLC and affiliated reporting persons (Oxford Funds, LLC, Saul B. Rosenthal, and Jonathan H. Cohen) filed a Schedule 13D disclosing beneficial ownership of Class I shares of Oxford Park Income Fund, Inc. Oxford Gate directly holds 481,058.17 shares (22.9%), while including shares held by Oxford Funds, the aggregate reported position is 521,058.17 shares (24.8%). The filing is a routine beneficial ownership disclosure with no stated plans to change control or management, though the reporting persons reserve the right to acquire or dispose of shares and to seek to influence the Board.

• · Oxford Funds acted as administrator for the Issuer under an administration agreement dated February 14, 2023, terminable by either party on 60 days' written notice
• · Oxford Gate's April 2026 subscription was priced at $17.61 per share, well below the $27.49 and $28.4494 prices paid in 2024
• · The reporting persons state no present plans that would result in control changes, extraordinary transactions, or other Item 4 actions, but may review and change their position at any time

23-10-2026

Daniel Clayton Zedek and Lauren Marie Zedek filed a Schedule 13G on October 23, 2026 disclosing aggregate beneficial ownership of 502,309 shares of Adicet Bio, Inc. (ACET) common stock, representing 5.4% of the class, as of October 19, 2026. The filing is made under Rule 13d-1(c) as a passive investor and includes a certification that the shares are not held to change or influence control of the issuer.

• · Filing type is Schedule 13G under Rule 13d-1(c), indicating a passive investor position with a 'LIVE' amendment status
• · Reported ownership is held by two individual filers who signed a joint filing agreement, stating shares are held in joint brokerage or separate individual/retirement accounts
• · Reporting date of beneficial ownership is October 19, 2026, with the filing submitted October 23, 2026
• · Filers' address is listed as Chapel Hill, NC, while the issuer is headquartered in Boston, MA

23-10-2026

Bradley L. Radoff filed Amendment No. 4 to Schedule 13D on Identiv (INVE Technologies, Inc.) disclosing that he directly holds 1,600,000 shares, approximately 6.7% of the 23,859,585 shares outstanding as of October 19, 2026. The Radoff Family Foundation no longer holds any shares and ceases to be a reporting person. Filing discloses open-market purchases from August to October 2026 followed by net sales of roughly 802,000 shares between October 21 and October 23, 2026, at prices of about $2.68 to $2.75.

• · Radoff Family Foundation ceases to be a Reporting Person upon filing of this Amendment No. 4; Mr. Radoff will continue filing under Schedule 13D as required by law.
• · Radoff sold 402,000 shares on October 21, 2026 at about $2.6805, coinciding with the issuer's tender offer filing, then sold 400,000 more shares over October 22-23, 2026 at about $2.73 to $2.75.
• · Open-market purchases in August to early October 2026 were made at prices roughly between $2.32 and $2.94 per share.
• · Filing states the Radoff Family Foundation previously held Shares, and the 6.7% figure reflects only Mr. Radoff's direct holdings.

23-10-2026

Tony L. Alford and Christine Alford filed Amendment No. 9 to Schedule 13D on Lion Copper Corp. (LCGMF), reporting that together they beneficially own 10,034,055 common shares, or 48.58% of the class under Rule 13d-3. Tony Alford individually reports 9,469,803 shares (45.84%), including shares underlying warrants, options and convertible debentures, while Christine Alford reports 2,174,521 shares (13.60%). The filing also discloses a debenture restructuring that extended maturity from November 6, 2026 to May 6, 2027 in exchange for 268,663 new warrants issued to Mr. Alford.

• · Tony Alford made a series of open-market purchases between September 11 and October 23, 2026, at prices ranging from US$3.84 to US$4.98 per share, using personal funds
• · Restructuring extended debenture maturity from November 6, 2026 to May 6, 2027; accrued interest to November 6, 2026 is payable in cash, and interest during the extended term is payable in cash or shares at the issuer's election
• · Debenture conversion price (US$2.6055 post-consolidation) was unchanged by the restructuring
• · Filing states the reporting persons intend to seek to influence issuer policies with a goal of maximizing share value and may acquire additional shares via private offerings or open-market purchases
• · Tony Alford has served as a director of the issuer since December 13, 2021
• · Each reporting person disclaims beneficial ownership of shares held solely by the other and disclaims group membership

23-10-2026

Ong Mei Yoong filed a Schedule 13D reporting beneficial ownership of 2,000,000 ordinary shares of Bradbury Capital Inc. (formerly TETE Technologies Inc.), representing approximately 7.15% of 27,960,384 shares outstanding as of October 8, 2026. The shares were received as a pro rata Closing Payment Share allocation following the October 6, 2026 business combination between the SPAC Technology & Telecommunication Acquisition Corporation, the Company, and Bradbury Capital Holdings Inc., which carried aggregate consideration of $1,100,000,000 with $235,000,000 paid at closing and $865,000,000 subject to earn-out provisions. The filing is a passive-investment disclosure by an individual holder and reports no transactions in the prior 60 days.

• · Company changed its name from TETE Technologies Inc. to Bradbury Capital Inc. at closing
• · Ordinary shares and warrants began trading on Nasdaq as BBCI and BBCIW on October 7, 2026
• · Ong Mei Yoong holds sole voting and dispositive power over the 2,000,000 shares
• · No transactions by the reporting person in the 60 days before the filing
• · Stated purpose is investment; filer may acquire additional shares or change its position depending on market conditions

23-10-2026

Franklin Templeton, Inc. (FTI) and affiliated reporting persons filed Amendment to Schedule 13D disclosing aggregate beneficial ownership of 28,890,872 Class I Shares of Clarion Partners Real Estate Income Fund Inc., representing 23.6% of the 122,405,943 shares outstanding as of October 21, 2026. Franklin Advisers, Inc. individually holds 20,345,897 shares (16.6%). The filing reports a mix of net share redemptions by FTI and Franklin Advisers in April, July and October 2026 alongside open-market-style private purchases from the Issuer and dividend reinvestment, with no stated plans to change control or alter the Issuer's business.

• · Class S and Class T and Class D shares totaling 93,329, 5,232 and 5,251 respectively were transferred from Legg Mason, Inc. to FTI for no consideration as of April 16, 2025
• · Class I Shares were initially transferred to FTI from Legg Mason, Inc. for no consideration on March 12, 2021
• · Reported transactions since August 2026 include private purchases from the Issuer at prices between $11.29 and $11.35, a 10/19/2026 sale of 23,581 shares at $11.34, and account-transition transfers out of 6,764, 11,006 and 6,289 shares
• · Reporting persons state no current plans to acquire or dispose of Issuer securities beyond ordinary-course investment activity, and may increase or decrease their position at any time

23-10-2026

A group of Singapore-based investors led by Ng Chee Tat Philip, through Kuang Ming Investments Pte. Ltd., Western Properties Pte Ltd, and Far East Capital Pte Ltd, filed a Schedule 13G reporting aggregate beneficial ownership of 5,011,345 shares of Hain Celestial Group common stock, representing approximately 5.5% of outstanding shares. The filing is a passive-investor disclosure under Rule 13d-1(c), with the reporting persons certifying the shares were not acquired to influence control of the issuer.

• · Event date of ownership change is October 16, 2026; filing made October 23, 2026
• · Ng Chee Tat Philip is deemed to have voting power over all reported shares, owning 100% of Western Properties and Far East Capital and 50% of Kuang Ming Investments
• · Filing made under Rule 13d-1(c), a passive investor certification; the reporting persons certify no intent to influence control of the issuer
• · Percentage calculated against 91,002,269 shares outstanding per the issuer's 10-K filed September 14, 2026
• · All reporting persons are Singapore-based, with a shared address at 14 Scotts Road, Far East Plaza, Singapore

23-10-2026

mDR Limited has filed an amended Schedule 13G reporting beneficial ownership of 1,191,523 ordinary shares of CytoMed Therapeutics Ltd, equal to 9.984% of the outstanding shares as of June 30, 2026. The filing reflects that mDR has sold 145,400 shares between December 16, 2024 and October 12, 2026, after acquiring its stake through subscriptions in 2021-2022 and a April 2023 conversion of a convertible loan. Because the sales reduced the holding over the period, the position is best characterized as a gradual reduction rather than an increase.

• · Convertible loan issued December 10, 2019 and amended via supplemental agreements dated December 31, 2021, January 3, 2022 and January 3, 2023
• · Conversion shares were issued at approximately $1.89774 per share based on an exchange rate of 1.3408 SGD to USD
• · Ownership percentage is calculated against 11,934,908 shares outstanding per the Issuer's six-month interim financial statements filed on Form 6-K on September 30, 2026
• · Filing is made under Rule 13d-1(d), indicating the reporting person is an exempt investor rather than an active filer

23-10-2026

Amendment No. 3 to Schedule 13D reports the October 23, 2026 consummation of the merger between Perfect Corp. and ProjectNY (Merger Sub), with Perfect Corp. continuing as the Surviving Company under Cayman Islands law. Former Class A ordinary shares were cancelled for US$2.00 cash per share, while Continuing Shares remained outstanding; the reporting persons (CyberLink Corp. and CyberLink International Technology Corp.) now hold 36,960,961 ordinary shares of the Surviving Company, approximately 68.01%, and no longer beneficially own any Class A shares. This is an exit filing for the Class A class, which is being delisted from NYSE and deregistered.

• · Merger Agreement dated July 10, 2026; Plan of Merger registered with the Cayman Islands Registrar of Companies, effective October 23, 2026
• · Dissenting shareholders are entitled to fair value payment under Section 238 of the Cayman Islands Companies Act
• · Issuer requested NYSE suspension of trading and intends to file Form 25 (delisting) and Form 15 (deregistration under Section 12(g) and suspension of Section 13/15(d) reporting)
• · Original Schedule 13D was filed February 13, 2023, with Amendments No. 1 and No. 2 previously filed

23-10-2026

Royce & Associates, LP (RALP), an investment adviser and indirect majority-owned subsidiary of Franklin Resources, Inc., filed a Schedule 13G reporting beneficial ownership of 1,419,584 shares of Proficient Auto Logistics, Inc (PAL) common stock as of 09/30/2026, representing 5.06% of the class. The filing is made under Rule 13d-1(d) and RALP reports sole voting and dispositive power over all reported shares, held on behalf of investment management clients. RALP certifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · CUSIP 74317M104; Schedule filed as LIVE under Rule 13d-1(d), indicating a passive holder not subject to the 13D control-intent standard.
• · Royce & Associates LP reports as an investment adviser (IA) with no shared voting or dispositive power; RALP disclaims pecuniary interest and group status with Franklin affiliates and the Johnson principal shareholders.
• · Filing references Release No. 34-39538 (January 12, 1998) for separate reporting of affiliated investment managers' holdings.

23-10-2026

Royce & Associates LP filed a Schedule 13G reporting beneficial ownership of 1,176,792 shares of Titan Machinery Inc. common stock, representing 5.00% of the outstanding class as of 09/30/2026, under Rule 13d-1(d). The filing reports sole voting and dispositive power over these shares, held in managed accounts for RALP's investment management clients. The filing contains no transactional or financial performance data and no change in control intent is asserted.

• · Reporting person is an indirect majority-owned subsidiary of Franklin Resources, Inc. and files as an investment adviser (type IA) under Rule 13d-1(d), a passive-investor filing category.
• · The filer certifies the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
• · Filer disclaims beneficial ownership under Rule 13d-3 and disclaims any group affiliation with Franklin affiliates or the Johnson principal shareholders.

23-10-2026

Royce & Associates, LP, an investment adviser and indirect majority-owned subsidiary of Franklin Resources, Inc., filed a Schedule 13G reporting beneficial ownership of 229,507 shares of M-tron Industries, Inc. common stock (CUSIP 55380K109), representing 5.28% of the class as of September 30, 2026. The filing reports sole voting and dispositive power over these shares and is made under Rule 13d-1(d) as a passive, ordinary-course holding with no intent to influence control. The filing contains no transaction-level changes, prices, or period-over-period comparison data.

• · Filing made under Rule 13d-1(d), indicating a passive investor exempt from the 13D pre-acquisition certification requirement
• · Filer certifies shares were acquired and are held in the ordinary course of business, not to influence control of the issuer
• · Royce & Associates, LP disclaims beneficial ownership of the reported securities and any pecuniary interest in them
• · Filer states it is not a 'group' with Franklin affiliates or the Principal Shareholders under Rule 13d-5

23-10-2026

Cooke & Bieler L.P. filed an amended Schedule 13G reporting beneficial ownership of 1,518,544 shares of Dream Finders Homes, Inc. Class A Common Stock as of September 30, 2026, representing 4.6% of the class. The filer holds sole voting power over 1,461,994 shares and sole dispositive power over 1,518,544 shares, and reports the position as held in the ordinary course of business under Rule 13d-1(b) as an investment adviser (IA). This is a routine passive ownership disclosure with no transaction, acquisition, or control intent stated.

• · Filing reflects holdings as of 09/30/2026 and was submitted 10/23/2026
• · Filer is a Pennsylvania limited partnership reporting under Rule 13d-1(b) as an investment adviser
• · Certification states shares were not acquired for the purpose of changing or influencing control of the issuer

23-10-2026

Cooke & Bieler L.P. filed an amended Schedule 13G reporting beneficial ownership of 950,881 shares of Malibu Boats, Inc. Class A Common Stock, representing 4.8% of the class as of September 30, 2026. The filing is a passive institutional disclosure made under Rule 13d-1(b), with the reporting person certifying the shares are held in the ordinary course of business and not for the purpose of influencing control.

• · Filing references a prior schedule accession (0001172661-26-003065), indicating this is an amendment to an earlier 13G
• · Reporting person classified as an investment adviser (IA) with Pennsylvania state of organization
• · Filing made under Rule 13d-1(b), the institutional investor passive ownership provision
• · Shares are reported with 0 sole voting power and 950,881 shared voting power per the Item 5-9 cover data, with 950,881 shares dispositive power