US Activist Hedge Fund Institutional SEC 13D 13G — October 28, 2026

28-10-2026

Bradley & Daytona Railway and Land Co. LLC, Alexander Kachmar, and David Cacciapaglia (together the Reporting Persons) filed Amendment No. 9 to their Schedule 13D on October 28, 2026, disclosing that they may be deemed to beneficially own 40,487 shares of Power REIT's Series A Preferred Stock, about 12.0% of the outstanding class. On the same date they commenced litigation in Maryland state court to compel a special meeting for Series A holders to elect two additional trustees, with their nominees named as Kachmar and Cacciapaglia. The filing also reports open-market purchases of Series A Preferred Stock between October 8 and October 19, 2026, at average prices of roughly $6.79 to $6.99 per share, and a continued governance dispute in which ISS recommended withholding votes for four incumbent trustees.

• · Initial written demand for a special meeting was delivered May 26, 2026, and reiterated October 16, 2026 as holders of more than 10% of Series A Preferred
• · The Reporting Persons allege the Trust has not set a record date or meeting date under Section 8(a), and the filing characterizes this as a governance concern
• · The Reporting Persons state they may share voting power over the 40,487 Series A shares only for Section 8 matters described in Amendment No. 4; each retains sole dispositive power
• · Item 4 states that continued inaction by the independent trustees is 'not a neutral posture'
• · Exhibit 99.B joint filing agreement is a copy of the May 26, 2026 version and states the group was formed solely to exercise Series A holder rights under the Articles Supplementary

28-10-2026

Bradley A. Keywell filed an amended Schedule 13G reporting beneficial ownership of 6,071,744 shares of Tempus AI, Inc. Class A Common Stock, representing approximately 3.46% of the 175,390,967 shares outstanding as of July 24, 2026. The filing is a passive holding disclosure under Rule 13d-1(d) with no reported acquisition or disposition event, and it reports the position is below the 5% threshold.

• · Filing made under Rule 13d-1(d), indicating a passive investor exempt from Section 13(d) control intent reporting; the reporting person checked 'Less than 5%' on the cover page.
• · Mr. Keywell holds shares indirectly through a grantor retained annuity trust (195,160 shares), The Keywell Foundation (sole voting and dispositive power), BK TL21 LLC (shared power), and Churchill Investments 21 LLC (shared power via managing member structure).
• · Reported event date is June 18, 2025, while the filing itself is dated October 28, 2026, and the filing is designated LIVE.
• · Issuer's principal business address is 600 West Chicago Avenue, Suite 510, Chicago, IL 60654; the filing is classified under SIC 7370 (computer programming, data processing).

28-10-2026

On October 21, 2026, Smith & Wesson Brands, Inc. (SWBI) closed a merger with Savage (Savarms, L.P. seller, a JDH Capital I, L.P. subsidiary), issuing 8,993,968 shares of common stock and paying $42.4 million in cash to JDH Capital I, L.P. and affiliated Hildebrand reporting persons, who now beneficially own approximately 16.7% of SWBI's common stock. The consideration reflects an adjusted transaction value of approximately $164.9 million against a base value of $160.0 million, subject to a post-closing cash adjustment. The filing is a neutral disclosure of a major new shareholder and related governance rights rather than a performance update.

• · Investor Rights Agreement grants the Reporting Persons the right to designate one board nominee, available until ownership falls below 10% or, after the second anniversary, upon a waiver and resignation of the designee
• · Lock-up on the shares expires in three equal installments at 90, 240 and 360 days after the Closing Date
• · Reporting Persons agreed to vote shares in line with board recommendations for director elections and certain matters while owning at least 10%
• · Issuer agreed to file a resale shelf registration on Form S-3 covering the shares within 60 days of closing
• · Post-closing cash adjustment is guaranteed by JDH Capital I, L.P.; issuer obtained a representations and warranties insurance policy
• · Reporting Persons disclosed they may acquire additional shares, sell, or pursue extraordinary corporate transactions, including changes to board composition

28-10-2026

Alta Partners LLC filed a Schedule 13G reporting beneficial ownership of 1,369,646 shares of Evernorth Holdings Inc. Class A Common Stock, representing 4.9% of the class (4.99% per the Item 4 disclosure), all held through warrants exercisable into Class A shares. The position is reported as passive under Rule 13d-1(c), with a certification that the securities were not acquired to change or influence control of the issuer. The filing is an ownership disclosure only and does not indicate any acquisition, disposition, or change in business strategy.

• · Event date reported as 10/19/2026; filing date October 28, 2026 (accession 0001094891-26-000314)
• · Filed under Rule 13d-1(c) as a passive investor with a LIVE filing status
• · Alta Partners LLC has sole voting and sole dispositive power over all 1,369,646 shares; no shared power reported
• · Reporting person is a New York limited liability company located in Garden City, New York; subject company is headquartered in San Francisco, CA
• · Percent-of-class differs slightly between Item 11 (4.9%) and Item 4 (4.99%); the Item 4 figure is the more precise disclosure

28-10-2026

Y.D. More Investments Ltd. and affiliated reporting persons filed an amended Schedule 13G (Rule 13d-1(c), passive investor) disclosing a combined beneficial ownership of 622,613 Ordinary Shares of TAT Technologies Ltd. (approximately 4.80% of 12,983,137 shares outstanding as of September 30, 2026). The filing is a passive-investor disclosure under which the reporting persons certify the shares were not acquired to influence control of the issuer. Individual holdings range from 0 (More Investment House) to 622,613 shares (B.Y.M. and the Meirov individuals), with Y.D. More itself holding 617,933 shares (4.76%).

• · Filing is an amendment (SC 13G/A) under Rule 13d-1(c), indicating a passive, non-control intent certified by the signatories
• · Y.D. More is controlled via a voting agreement among Yosef Meirov, Benjamin Meirov, Yosef Levy and Eli Levy (through Elldot Ltd.)
• · Shares held by More Provident are for beneficiaries of provident and pension funds; More Mutual for mutual funds; More Investment for portfolio management clients
• · Ownership percentages are calculated against 12,983,137 shares outstanding per Tel-Aviv Stock Exchange information rather than a company-filed count
• · Cross-references to prior 13G filings (September 12, 2024 original; June 21, 2022 Brenmiller Energy filings) for joint filing agreement and powers of attorney

28-10-2026

HOLD Alapkezelo Zrt., a Hungarian investment fund manager, filed a Schedule 13G/A reporting beneficial ownership of 3,216,097 common shares of Perma-Fix Environmental Services Inc (PESI), representing approximately 15.2% of the outstanding common stock as of June 30, 2026. The filing reports sole voting and dispositive power over all reported shares, with the position certified as passive (not held to influence control of the issuer).

• · Event date of the reportable change is 10/27/2026; filing made under Rule 13d-1(c) (passive investor certification)
• · Filer is domiciled in Hungary (Budapest), with a Legal Entity Identifier provided
• · Reported ownership is entirely sole voting and sole dispositive power (no shared power)
• · Filing is an amendment to a previously filed Schedule 13G (LIVE status)

28-10-2026

Paul R. Taylor, former Chairman and CEO of Visium Technologies, Inc. (VISM), filed Amendment No. 1 to Schedule 13D on October 28, 2026, stating he now beneficially owns 0 shares (0.0% of the class) and withdrawing the original report. He resigned as Chairman, CEO and director on October 26, 2026, and says the Series E Preferred Stock and staff options described in the original filing were never issued or granted, and the ConnexUS AI Inc. acquisition was terminated on June 8, 2026. The filing is a final amendment with no transactions in the past 60 days.

• · Original Schedule 13D was filed April 24, 2026 and is withdrawn by this amendment, which the filer calls final
• · Taylor served as Chairman and CEO from April 13, 2026 until resignation on October 26, 2026
• · Letter of Intent with ConnexUS AI dated March 29, 2026 terminated June 8, 2026 with no securities conferred
• · Taylor disclaims beneficial ownership of securities held by PT Smart Green Technologies, for which he holds a limited EDGAR filing power of attorney

28-10-2026

Orchid Asia V Group / AREO Holdings and related reporting persons, together with Ms. Lam Lai Ming, filed an amended Schedule 13G (Rule 13d-1(d)) disclosing beneficial ownership of Class A Ordinary Shares of Sunlands Technology Group (STG). The aggregate position is 273,838 shares (12.3%) held by Ms. Lam Lai Ming, with 270,362 shares (12.1%) attributed to AREO Holdings and Diamond Tower Investments, of which 256,844 shares (11.5%) are held by Orchid Asia VI, L.P. and 13,518 shares (0.6%) by Orchid Asia V Co-Investment, Limited. The filing reports a position as of 09/30/2026 and is filed on October 28, 2026, with no indication of an acquisition or sale transaction in the disclosed text.

• · Filing is a Schedule 13G/A under Rule 13d-1(d), indicating a passive ownership filer (typically a pre-IPO or exempt investor) rather than an activist 13D filer
• · Class A Ordinary Shares par value US$0.00005 per share; CUSIP 86740P207
• · Ownership is reported as of 09/30/2026 although the filing is dated October 28, 2026
• · Orchid Asia V Group, Limited is a wholly-owned subsidiary of AREO Holdings Limited, which is wholly owned by Ms. Lam Lai Ming
• · Cover page data shows sole voting and dispositive power for Orchid entities with no shared power reported beyond the 270,362 / 256,844 share figures
• · Joint filing agreement (Exhibit A) executed by all nine reporting persons

28-10-2026

Yuao Wu, chairman and CEO of Amber International Holding Ltd (AMBR), and related entities filed Amendment No. 2 to Schedule 13D, reporting aggregate beneficial ownership of 94,198,422 Class A Ordinary Shares (including 59,702,426 Class B shares on an as-converted basis), or approximately 19.1% of the Class A class. The filing reflects a net decline from prior holdings driven by share transfers to third parties and dividends in kind, partially offset by a 23,469,189 Class B share incentive award approved on October 23, 2026. Amber Fort Limited filed an exit amendment after falling below 5% ownership on June 11, 2026, while Mars Wayfinder Limited was added as a reporting person.

• · Class B shares carry 30 votes per share versus one vote per Class A share, so Mr. Wu's voting influence materially exceeds his economic ownership percentage.
• · Amber Fort Limited filed an exit amendment as of June 11, 2026 after dropping below 5% beneficial ownership.
• · Mars Wayfinder Limited joined the filing as a new reporting person; Amber Global Limited PSU settlements drove September 30, 2026 transfers.
• · The Class A transfers to Amber Zillion Limited on June 2, 4, 10 and 11, 2026 were dividends in kind to a designated shareholder not controlled by Mr. Wu.

28-10-2026

Saba Capital Management, L.P., together with Saba Capital Management GP, LLC and Boaz R. Weinstein, filed Amendment No. 9 to Schedule 13D on ADAMS NATURAL RESOURCES FUND, INC. (PEO) reporting beneficial ownership of 2,054,351 common shares, or 7.26% of the 28,303,647 shares outstanding as of 9/30/26. The filing discloses that the reporting persons have been net sellers in the open market over the past sixty days, with trades between $28.65 and $30.56 per share, and states the position was acquired as an investment believed to be undervalued relative to net asset value. The filing also notes potential engagement with management and the board on governance, buybacks, tenders, liquidation timing, and changes to the investment manager.

• · Reporting persons sold shares on every trade date listed in Schedule A from 9/10/2026 through 10/26/2026, with no reported purchases in the window
• · Sale prices rose from about $28.65 to $30.56 per share over the period
• · Filing states the stake is held as an investment because shares trade at a discount to NAV
• · Schedule 13D/A reports 0 sole voting power and 2,054,351 shared voting and dispositive power for each reporting person

28-10-2026

Trian Partners and affiliated Filing Persons, led by Nelson Peltz and Peter W. May, filed Amendment No. 65 to their Schedule 13D on The Wendy's Company (WEN). Matthew Peltz has ceased to be part of the Section 13(d) group, and the remaining Filing Persons collectively report beneficial ownership of roughly 30.9 million shares (Nelson Peltz, 16.23%) and 30.7 million shares (Peter W. May, 16.12%), based on 190,669,930 shares outstanding as of July 31, 2026. The amendment also discloses a proposed take-private-style transaction in which Trian and co-proposers (Flynn Group LP, BlueFive Capital, Sixth Street Partners) would fund the cash consideration through equity financing and rollover of Trian's Common Stock, with no financing condition or new debt and the existing securitization financing expected to remain in place.

• · Matthew Peltz is no longer a member of the Section 13(d) group or a Filing Person; the remaining Filing Persons will continue to file amendments as required by law
• · The Proposal Parties expect to deliver executed equity commitment letters for cash consideration at signing of definitive agreements
• · The Proposed Transaction is not subject to a financing condition and requires no new debt
• · The Company's existing securitization financing is anticipated to remain in place following closing
• · Trian Partners Master Fund, L.P. holds 6,297,077 shares (3.30%) and Trian Partners, L.P. holds 5,014,628 shares (2.63%)

28-10-2026

Ophir Asset Management Pty Ltd and Ophir Global High Conviction Fund filed an amended Schedule 13G (Amendment) reporting that they no longer beneficially own any Class A Common Stock of Cardinal Infrastructure Group Inc. (CDNL), reporting 0 shares and 0.0% ownership as of the September 22, 2026 event date. The filing signals the exit of these reporting persons from the company's shareholder base; no positive or negative performance metrics for the issuer are disclosed.

• · Event date reported as September 22, 2026; filing dated October 28, 2026 and certification signed October 22, 2026
• · Filing made under Rule 13d-1(b), indicating the reporting person is an investment adviser (IA)
• · Ophir Asset Management Pty Ltd is general partner of Ophir Global Opportunities Fund and may be deemed beneficial owner of shares held by Ophir Global High Conviction Fund
• · Issuer changed its name from Civil Infrastructure Group Inc. on August 5, 2025

28-10-2026

Mink Brook Partners LP and affiliated reporting persons filed Amendment No. 5 to Schedule 13G disclosing beneficial ownership of Ascent Industries Co. (ACNT) common stock as of September 30, 2026. The group reports aggregate beneficial ownership of 898,105 shares, or approximately 9.9% of outstanding common stock, held through Mink Brook Partners LP (619,692 shares, 6.9%) and Mink Brook Opportunity Fund LP (278,413 shares, 3.1%). The filing is a passive-investor disclosure under Rule 13d-1(c) with a certification that the securities were not acquired to influence control of the issuer.

• · Ownership is held through advisory clients of Mink Brook Asset Management LLC; only Mink Brook Partners LP is individually reported above 5%.
• · Reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest.
• · Filing is made under Rule 13d-1(c), the passive-investor category, and includes a certification of no control intent.
• · The filing is Amendment No. 5, though the amendment's reference date (09/30/2026) and the prior filing reference in the document header differ and should be verified against EDGAR.

28-10-2026

People Incorporated (formerly IAC Inc.) filed Amendment No. 10 to its Schedule 13D, disclosing beneficial ownership of 66,822,350 shares of MGM Resorts International common stock, or approximately 26.5% of outstanding shares based on 251,592,756 shares outstanding as of July 27, 2026. The amendment reports no transactions by the reporting person in the past 60 days and discloses an October 27, 2026 Amendment No. 1 to the Voting Agreement with MGM and Barry Diller that sets a 29.9% beneficial ownership cap on further acquisitions and a 25.73% voting cap, with defined voting rules for stockholder votes and change-of-control transactions.

• · The Amendment bars Covered Entities from acquiring further MGM securities if that would push aggregate beneficial ownership above 29.9%, though increases from MGM's own buybacks do not breach so long as no further acquisitions are made above that level.
• · On change-of-control transactions, Covered Entities must follow the MGM Board's recommendation only if specified conditions are met, including third-party deal structure and equal consideration; otherwise no voting restrictions apply.
• · MGM agreed not to adopt a stockholder rights plan or other defensive measure primarily aimed at, or disproportionately adverse to, the Covered Entities while they comply with the Voting Agreement.
• · A change of control will not be deemed to occur from Covered Entities acquiring a majority of voting power unless the MGM Board specifically approves it as a change of control.
• · The filing reports no share transactions by the reporting person in the 60 days before the amendment and references Amendments No. 5 through No. 9 filed between December 2025 and September 2026.

28-10-2026

BIT Capital GmbH filed a Schedule 13G reporting beneficial ownership of 8,148,280 ordinary shares (represented by American Depositary Shares) in COMPASS Pathways plc as of September 30, 2026, equal to approximately 5.9% of the 138,476,822 shares outstanding. The filing is a passive disclosure under Rule 13d-1(b) by a German investment firm, certifying the holdings were acquired in the ordinary course of business and not to influence control of the issuer.

• · Filing is a Schedule 13G under Rule 13d-1(b), indicating a qualified institutional filer (German investment firm regulated under WpIG) rather than an activist 13D filer
• · Holdings are held through discretionary investment management mandates, with BIT Capital GmbH holding sole voting and dispositive power over all reported shares
• · Filing status is LIVE, with holdings as of September 30, 2026 and the filing dated October 28, 2026

28-10-2026

Principle Wealth Partners LLC, an investment adviser, filed a Schedule 13G reporting beneficial ownership of 7,171,893.20 shares (37.16%) of the PRIMECAP Odyssey Funds exchange-traded fund (CUSIP 74160Q400) as of October 23, 2026, under Rule 13d-1(d). The filing is a passive ownership disclosure and contains no financial results, operating performance, or period-over-period comparisons, so no balanced positive/negative metrics are present.

• · Filing reports 0 shares with sole voting power and 0 with shared voting power; all 7,171,893.20 shares are reported as sole dispositive power
• · Reporting person is classified as an investment adviser (IA) and the filing is made under Rule 13d-1(d), indicating a passive, ordinary-course holding with no control intent certified
• · Event date of October 23, 2026 precedes the October 28, 2026 filing date

28-10-2026

Bank of America Corporation filed a Schedule 13G reporting beneficial ownership of 1,310,789 shares of Liberty Live Holdings, Inc. Series A Liberty Live Group Common Stock (LLYVB), representing 5.1% of the class as of September 30, 2026. The filing is made under Rule 13d-1(b) on behalf of Bank of America and several wholly owned subsidiaries, with sole voting power over 1,307,668 shares and sole dispositive power over 1,310,789 shares. No negative or adverse performance metrics are disclosed; this is a passive beneficial ownership disclosure.

• · Filing made under Rule 13d-1(b), indicating a qualified institutional filer certifying shares were acquired in the ordinary course of business without intent to influence control
• · Percent of class is calculated from 25,573,685 outstanding shares disclosed in the issuer's Form 10-Q dated August 6, 2026
• · Filing was signed October 28, 2026 and submitted with an accompanying power of attorney exhibit

28-10-2026

Hu Sigang and Feng Minhui (spouses) filed a Schedule 13G reporting beneficial ownership of 172,977 ordinary shares of China Liberal Education Holdings Ltd in aggregate, representing 5.1381% of the class: 121,853 shares (3.6195%) held by Hu Sigang and 51,124 shares (1.5186%) held by Feng Minhui. The filing is made under Rule 13d-1(c) and includes a certification that the securities were not acquired for the purpose of changing or influencing control of the issuer. The stake is passive and modest, with no sole dispositive or voting power reported for either filer beyond the shares listed.

• · Filing is a Schedule 13G under Rule 13d-1(c), indicating a passive investor position rather than an activist filing
• · Event date reported as 10/26/2026, with the filing submitted October 28, 2026
• · Filers are non-US residents with a Vancouver, British Columbia, Canada address
• · The filing has a stated date inconsistency in the cover page (the event date appears in the reporting fields as 10/26/2026) and the filer's 'Canada' country code is listed in the address section

28-10-2026

North Rock Capital Management, LLC and Lighthouse Investment Partners, LLC filed an amended Schedule 13G (SC 13G/A) reporting that they beneficially own 0 Class A ordinary shares (0.00%) of Hennessy Capital Investment Corp. VII (HVIIU, now ONE Nuclear Energy Inc.) as of 09/30/2026, reflecting a full exit from their prior stake. The filing is a routine beneficial ownership disclosure with no reported acquisition, sale amounts, or transaction values.

• · Filing is an amendment (SCHEDULE 13G/A, LIVE, Rule 13d-1(b) institutional filer status) and reports the reporting persons ceased to hold any beneficial interest as of 09/30/2026
• · Reporting persons are registered as investment advisers (IA) and holding company (HC) under the filing, with Lighthouse reporting on behalf of a disaggregated business unit under SEC Release No. 34-39538
• · Filing references a prior SPAC-era issuer name change: Hennessy Capital Investment Corp. VII renamed ONE Nuclear Energy Inc. (name change date 2021-02-16 per header)

28-10-2026

Bank of America Corporation filed a Schedule 13G/A reporting beneficial ownership of 26,889,300 common shares of Mereo BioPharma Group plc, representing 3.4% of outstanding shares as of September 30, 2026. The holding is reported with sole voting and dispositive power over 26,889,300 shares, with BofA Securities, Inc. and Merrill Lynch International named as the reporting subsidiaries. The filing is a routine passive-holder disclosure with no change in control intent certified.

• · Filing is a Schedule 13G/A filed under Rule 13d-1(b), indicating a qualified institutional holder certifying the shares were acquired in the ordinary course of business without intent to influence control
• · Reported ownership status is 'LIVE' with an event date of September 30, 2026, while the filing date is October 28, 2026
• · Holdings are reported by the parent holding company on behalf of its wholly owned subsidiaries, and the filing notes Mereo's CUSIP is G6014T100 (CINS basis)
• · Percentage is calculated against 798,454,864 outstanding shares disclosed in the issuer's August 2026 Form 10-Q

28-10-2026

Bank of America Corporation filed a Schedule 13G/A on October 28, 2026, reporting beneficial ownership of 1,114,867 shares of Fulcrum Therapeutics, Inc. (FULC) common stock as of September 30, 2026, equal to approximately 1.5% of outstanding shares. The filing is made under Rule 13d-1(b) on behalf of Bank of America and its subsidiaries BofA Securities, Inc., Bank of America N.A., and Merrill Lynch International, and reports sole voting and dispositive power over the full amount with no shared power. The position is held in the ordinary course of business and not for the purpose of influencing control of the issuer.

• · Reporting basis is Rule 13d-1(b), indicating a qualified institutional filer certifying holdings in the ordinary course of business rather than an activist intent
• · Filing reflects a LIVE amendment with an event date of September 30, 2026
• · Denominator of 76,297,257 shares is taken from the issuer's Form 10-Q, which reports share totals as of July 23, 2026, so the percentage may not reflect later share count changes

28-10-2026

Bank of America Corporation filed an amended Schedule 13G (Rule 13d-1(b), institutional filer) reporting beneficial ownership of 2,011,249 shares of Camping World Holdings, Inc. Class A Common Stock, representing 3.2% of the class as of September 30, 2026. Sole voting power is 0, shared voting power is 603,263, sole dispositive power is 0, and shared dispositive power is 2,011,249. The filing is a routine passive institutional disclosure with no stated intent to influence control.

• · Filing is a Schedule 13G/A filed under Rule 13d-1(b) by a holding company (HC) on behalf of its broker-dealer, bank, and other subsidiaries.
• · Filer certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
• · Percentage is calculated against 63,827,952 outstanding shares disclosed in the issuer's July 31, 2026 Form 10-Q.

28-10-2026

Bank of America Corporation filed a Schedule 13G/A reporting beneficial ownership of 1,189 Class A Ordinary Shares of Research Alliance Corp III, representing 0.0% of outstanding shares as of September 30, 2026. The filing is made under Rule 13d-1(b) on behalf of Bank of America and its wholly owned subsidiary BofA Securities, Inc., and certifies the shares are held in the ordinary course of business without control intent. The holding is de minimis relative to the issuer's roughly 7.8 million outstanding shares.

• · Filing reports 0 shares with sole voting power and 0 with shared voting power, with 1,189 shares held under sole dispositive power
• · Filing is a Schedule 13G/A amendment with an event date of September 30, 2026, filed October 28, 2026
• · Issuer is a pharmaceutical preparations company (SIC 2834) with fiscal year end December 31

28-10-2026

Bank of America Corporation filed a Schedule 13G reporting beneficial ownership of 868,538 shares of Dine Brands Global, Inc. (DIN) as of September 30, 2026, representing 6.9% of outstanding common stock. The filing reports sole voting power over 796,773 shares and sole dispositive power over 868,538 shares, with no shared voting or dispositive power. The position is held on behalf of Bank of America and subsidiaries including BofA Securities, Bank of America N.A., Merrill Lynch International, and Merrill Lynch Pierce Fenner & Smith, and is certified as held in the ordinary course of business without intent to influence control.

• · Filing is a passive 13G under Rule 13d-1(b), indicating a institutional holder certification rather than an activist 13D stake
• · Event date of ownership is September 30, 2026; filing date is October 28, 2026
• · Percentage calculation relies on 12,659,150 outstanding shares from the issuer's August 5, 2026 Form 10-Q

28-10-2026

Bank of America Corporation filed a Schedule 13G reporting beneficial ownership of 2,205,390 shares of Q32 Bio Inc. (QTTB) common stock as of September 30, 2026, representing 7.4% of outstanding shares. The filing is made under Rule 13d-1(b) by a bank holding company on behalf of its subsidiaries BofA Securities, Inc., Bank of America N.A., and Merrill Lynch, Pierce, Fenner & Smith, Inc. The filer certifies the holdings were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Sole voting and sole dispositive power are both reported as 0; all holdings are reported as shared.
• · Filing type is LIVE, indicating an initial or updated Schedule 13G under Rule 13d-1(b) (qualified institutional investor).
• · Filing date is October 28, 2026, and the event date is September 30, 2026.
• · Ownership percentage is based on 29,769,466 shares outstanding as reported in the issuer's August 5, 2026 Form 10-Q.

28-10-2026

Bank of America Corporation filed an amended Schedule 13G (Rule 13d-1(b), holding status HC) reporting beneficial ownership of 16,387,980 IREN Ltd ordinary shares as of September 30, 2026, equal to 4.1% of outstanding shares. The filing reports sole voting power over 16,376,860 shares and sole dispositive power over 16,387,980 shares, with no shared voting or dispositive power. The position is held by Bank of America and its subsidiaries (BofA Securities, Bank of America N.A., Merrill Lynch International, Merrill Lynch Pierce Fenner & Smith, and U.S. Trust Co of Delaware). This is a routine passive beneficial ownership disclosure with no stated intent to influence control of the issuer.

• · Filing is a Schedule 13G/A filed under Rule 13d-1(b) by a holding company (HC), indicating a passive institutional position rather than an activist stake
• · Certification states the shares were acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer
• · Filing states the 4.1% calculation relies on 404,613,536 outstanding shares disclosed by the issuer, with a reporting date of September 30, 2026, though the filing itself is dated October 28, 2026
• · Some ownership is held through subsidiaries that each may be separately reportable; the filing notes Merrill Lynch International reports as a non-U.S. institution

28-10-2026

Bank of America Corporation filed a Schedule 13G reporting beneficial ownership of 8,821,725 shares of USA TODAY Co., Inc. (TDAY) common stock, representing 6.0% of outstanding shares as of September 30, 2026. The filing is made under Rule 13d-1(b) on behalf of Bank of America and its wholly owned subsidiaries, with the holding reported as passive (no sole voting or dispositive power beyond the shared figures disclosed). Ownership is based on 146,817,941 shares outstanding per the issuer's August 2026 Form 10-Q.

• · Filing is a passive Rule 13d-1(b) disclosure certifying shares were acquired and held in the ordinary course of business without intent to influence control.
• · Subsidiaries reporting jointly include broker-dealers, a bank, and non-U.S. institutions.
• · Filing status is LIVE with event date 09/30/2026 and filing date October 28, 2026.
• · Issuer formerly operated as Gannett Co., Inc. and New Media Investment Group Inc. before its name change to USA TODAY Co., Inc.

28-10-2026

Bank of America Corporation filed a Schedule 13G reporting beneficial ownership of 2,133,861 shares of Jasper Therapeutics, Inc. (JSPRW) common stock, representing 6.4% of outstanding shares, as of 09/30/2026. The filing discloses sole voting power and sole dispositive power over these shares, filed on behalf of BofA Securities, Inc., Bank of America N.A., and Merrill Lynch International. The percentage is calculated on 33,274,561 outstanding shares per the issuer's October 19, 2026 DEFA14A, which reports share totals as of September 28, 2026. No performance or financial results are disclosed in this filing.

• · Filing is a passive 13G under Rule 13d-1(b), certifying shares were acquired in the ordinary course of business and not for the purpose of influencing control
• · Shares held as a Holding Company (HC) with sole voting and dispositive power; no shared power reported
• · Filed as a LIVE amendment with event date 09/30/2026

28-10-2026

Bank of America Corporation filed a Schedule 13G reporting beneficial ownership of 4,960,002 shares of Cadiz Inc (CDZIP) common stock, representing 5.9% of outstanding shares, held on a sole-voting and sole-dispositive basis as of 09/30/2026. The filing is made under Rule 13d-1(b) by BofA Securities, Inc., Bank of America N.A., and Merrill Lynch International on a passive, ordinary-course-of-business basis. No regulatory action, pledge, or change-of-control intent is disclosed.

• · Filing is a passive Schedule 13G under Rule 13d-1(b), certifying shares were not acquired to influence control of the issuer
• · Ownership is held entirely through wholly owned subsidiaries; no shared voting or dispositive power is reported

28-10-2026

Albert Rabil filed an amended Schedule 13G (Rule 13d-1(c) passive investor) reporting beneficial ownership of 1,720,000 shares of Turtle Beach Corporation common stock, representing 9.60% of the class, as of October 21, 2026. Rabil certifies the shares were not acquired or held to change or influence control of the issuer. The filing is a routine ownership disclosure with no transaction price, deal terms, or operational news.

• · Event date of change in ownership reported as October 21, 2026, with the filing dated October 28, 2026.
• · Rabil disclaims beneficial ownership of the reported shares in his capacity as a partner of Kayne Anderson Capital Advisors, L.P. and as CEO of KARE Manager Holdings, L.P.
• · Filing references a prior Schedule 13G (accession 0001140361-25-012902), indicating this is an amendment to an existing passive holding.

28-10-2026

SunHydrogen, Inc. filed a Schedule 13D disclosing that on October 23, 2026 it closed a private placement with NewHydrogen, Inc. (NEWH), acquiring 203,650,000 common shares and warrants for up to 407,300,000 additional shares for an aggregate purchase price of $2,999,764.50 ($0.01473 per share). Including warrants, SunHydrogen beneficially owns 610,950,000 shares, approximately 42.7% of NewHydrogen's common stock. The filing states the investment is strategic and explores technical and commercial collaboration in renewable hydrogen production, while also noting SunHydrogen may seek board representation for its CEO, Timothy Young.

• · Warrants are exercisable immediately upon issuance for five years, giving SunHydrogen the option to increase its stake substantially
• · SunHydrogen states it may seek to have Timothy Young or another designee elected to NewHydrogen's board
• · Funds were sourced from SunHydrogen's working capital
• · Ownership percentage is calculated on a basis that includes warrant shares, not only outstanding common stock

28-10-2026

Amendment No. 19 to Schedule 13D filed by GAMCO Investors, Inc. et al. (Gabelli/GAMCO group) reports that the reporting persons ceased to beneficially own 5% or more of Nathan's Famous, Inc. common stock on October 27, 2026, following the completion of Smithfield Foods Inc.'s acquisition of the Issuer. The filing reports zero beneficial ownership by all reporting persons as of the filing date, and discloses sales executed on October 27, 2026 at $102.00 per share alongside earlier sales from late September through October 21, 2026 at prices of roughly $101.23–$101.93.

• · Sales on 10/27/2026 at $102.00 per share were explicitly stated to be a result of the completed Smithfield acquisition, not discretionary market activity
• · Pre-acquisition open-market sales occurred between 9/29/2026 and 10/21/2026 at prices ranging from about $101.23 to $101.93 per share
• · Filing reports Item 5 that the reporting persons ceased to be 5%+ holders on October 27, 2026
• · Filing identifies the subject company's CUSIP as 632347100 and was signed on 10/28/2026

28-10-2026

Drew Holdings Ltd., a Bermuda company wholly owned by Norwegian businessman Tor Olav Troim, filed an amended Schedule 13G reporting beneficial ownership of 10,505,732 common shares of Himalaya Shipping Ltd. (HSHP), equal to 22.5% of the class as of September 30, 2026. The filing is a routine beneficial ownership disclosure under Rule 13d-1(d) and reports no sale, purchase, or change in control, so it carries no direct financial performance information.

• · Filing is a Schedule 13G/A made under Rule 13d-1(d), indicating a passive, non-control ownership position by an exempt investor.
• · Drew Holdings Ltd. reports sole voting and sole dispositive power over all 10,505,732 shares; no shared power is claimed.
• · Filer is classified as a Bermuda company (CO) and Tor Olav Troim as a Norwegian citizen (IN).
• · Filing was signed on October 28, 2026, with a joint filing agreement under Rule 13d-1(k) included as Exhibit 99.1.

28-10-2026

Crosslink Capital, Inc., Crosslink Capital Management, LLC and Michael J. Stark filed Amendment No. 6 to their Schedule 13D disclosing that they ceased to beneficially own more than 5% of Weave Communications, Inc. (WEAV) on October 26, 2026. This followed the completion of the merger of Weave into Willow Merger Sub, Inc., a wholly owned subsidiary of Willow Parent, LLC (affiliates of Francisco Partners Management, L.P.), under an Agreement and Plan of Merger dated August 18, 2026, in which each share was converted into the right to receive $7.40 in cash. The reporting persons now report zero shares beneficially owned, and Weave's common stock was delisted from the NYSE and deregistered.

• · The merger became effective October 26, 2026, and Weave's common stock was delisted from the NYSE and deregistered under the Exchange Act
• · The filing amends prior Schedule 13D amendments dated November 2021 through August 19, 2026, and is signed October 28, 2026
• · Reporting persons state they effected no transactions in WEAV securities in the past sixty days other than as described

28-10-2026

Squadron Capital Management LLC, together with its managed fund Squadron Master Fund LP and partners Matthew Sesterhenn and William Blank, filed a Schedule 13G on October 28, 2026 reporting beneficial ownership of 1,700,000 shares of Contineum Therapeutics, Inc. (CTNM) Class A Common Stock, or approximately 5.1%. The position comprises 1,255,000 common shares plus 445,000 shares underlying currently exercisable long call options. The filing is made under Rule 13d-1(c) as a passive investor and includes a certification that the shares are not held to influence control of the issuer.

• · Event date of the reportable position is 10/21/2026 per the filing.
• · Squadron disclaims beneficial ownership beyond its pecuniary interest under Rule 13d-4, and the filing is not an admission of beneficial ownership by the adviser or individual partners.
• · Squadron Capital Management LLC is a registered investment adviser under the Investment Advisers Act of 1940.
• · Position size is stated as approximately 5.1% of the class, calculated on the Issuer's shares outstanding plus the option shares.

28-10-2026

North Rock Digital, LP, its general partner North Rock Digital GP, LLC, Positivo LLC, Positivo Management LLC, and co-principals Philip H. Press and Alexander M. Wlezien filed a joint Schedule 13G reporting beneficial ownership of HeartSciences Inc. (HSCSW) common stock as of 10/21/2026. North Rock directly holds 176,461 shares (3.55%) and Positivo holds 122,810 shares (2.47%), giving Press and Wlezien an aggregate deemed beneficial ownership of 299,271 shares (6.02%), all based on 4,969,283 shares outstanding per the issuer's proxy statement. The filing is a passive Rule 13d-1(c) disclosure, with the filers certifying the shares were not acquired to influence control of the issuer.

• · Filing made under Rule 13d-1(c) as a passive investor, with certification that the shares were not acquired for the purpose of changing or influencing control of the issuer
• · Filing is a joint filing under Rule 13d-1(k)(1), with a Joint Filing Agreement attached as Exhibit 1
• · Reporting persons disclaim group status and beneficial ownership beyond their pecuniary interests
• · Positivo Management LLC acts as investment manager directing Positivo LLC's investment decisions
• · Sole voting and dispositive power is reported as zero for all filers; all shares are reported as shared voting and dispositive power

28-10-2026

HoldCo Opportunities Fund V, L.P. and affiliated reporting persons filed a Schedule 13D disclosing beneficial ownership of 3,535,282 shares of BankUnited, Inc. (BKU) common stock, representing approximately 5.0% of the 70,188,199 shares outstanding as of September 30, 2026. The aggregate purchase price was approximately $135,628,306, and the reporting persons state the shares were bought because they believed the stock was undervalued. The filing also notes ongoing discussions with certain members of BankUnited's management and Board regarding opportunities to enhance shareholder value, with no reported transactions in the past sixty days.

• · Filing is a joint Schedule 13D under Rule 13d-1(k)(1)(iii), with a Joint Filing Agreement attached as Exhibit 99.1 dated October 28, 2026
• · Shares were funded with working capital and may be held in margin accounts, with positions potentially pledged as collateral
• · Reporting persons state they may increase or decrease their position, engage with stockholders or third parties, propose changes to capitalization, board composition, or potential business combinations or dispositions, and consider short sales or hedging
• · Cover page reports 0 sole voting power and 3,535,282 shared voting power, with the same figures for dispositive power
• · Reporting persons state they have no present plan that would result in the matters in Item 4(a)-(j), apart from the matters described in the filing
• · Filing discloses the reporting persons' belief that the shares were undervalued when purchased
• · Filing date is October 28, 2026; the stated event date for the reportable transaction is October 21, 2026

28-10-2026

M3 Partners, LP and affiliated reporting persons (M3 Funds, LLC; M3F, Inc.; Jason A. Stock; William C. Waller) filed an amended Schedule 13G disclosing beneficial ownership of 4,690,176 shares of AerSale Corp (ASLE) common stock, representing 9.83% of the class as of 09/30/2026. The filing is a passive-investor disclosure under Rule 13d-1(c), with the filers certifying the shares were not acquired to change or influence control of the issuer.

• · Filing is a passive Schedule 13G/A under Rule 13d-1(c), not an active 13D filing
• · All reported shares are held directly by M3 Partners, LP; M3 Funds, LLC is its general partner and M3F, Inc. its investment adviser
• · Reporting persons hold sole voting and dispositive power over 0 shares and shared power over 4,690,176 shares
• · Filing reflects holdings as of 09/30/2026 and was signed 10/27/2026, filed 10/28/2026
• · AerSale was formerly Monocle Acquisition Corp (name change dated 09/25/2018)

28-10-2026

Mink Brook Asset Management LLC and affiliated reporting persons (including managing member William Mueller) filed Amendment No. 5 to Schedule 13G on October 28, 2026, disclosing aggregate beneficial ownership of 1,168,589 shares of Creative Realities, Inc. (CREX) common stock, or 8.6% of outstanding shares. The position is held through Mink Brook Partners LP (806,326 shares, 6.0%) and Mink Brook Opportunity Fund LP (362,263 shares, 2.7%), with all shares held as advisory client assets and no sole voting or dispositive power reported. The filing is a passive-investor disclosure under Rule 13d-1(c) and includes a certification that the securities are not held to influence control of the issuer.

• · Filing is Amendment No. 5 to the Schedule 13G, filed under Rule 13d-1(c) as a passive investor
• · Reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest
• · Ownership percentages are calculated on 13,526,506 shares outstanding as of 8/14/26 from the company's 10-Q
• · Holdings are directly owned by advisory clients of Mink Brook Asset Management LLC; only Mink Brook Partners LP exceeds 5% individually

28-10-2026

Thrivent Financial for Lutherans, through its affiliate Thrivent Investment Capital Advisors, LLC, reported beneficial ownership of 3,593,000 shares of Airsculpt Technologies, Inc. (AIRS) common stock, representing 4.98% of outstanding shares as of September 30, 2026, via an amended Schedule 13G filed October 28, 2026. The filing is a passive-investor disclosure under Rule 13d-1(b) with no reported sole voting power; shared voting authority was delegated to Vesey Street Capital Partners on May 20, 2026 for up to twelve months. No change in control intent was certified.

• · Shared voting and dispositive power over all 3,593,000 shares; sole power is reported as zero
• · Voting power delegated to Vesey Street Capital Partners effective until the earlier of twelve months after May 20, 2026 or the date White Rose ceases to hold the shares
• · Filing states the shares were acquired and held in the ordinary course of business without intent to change or influence control of the issuer
• · Issuer principal executive office listed as Miami Beach, FL, while the filing's business address header lists Tampa, FL

28-10-2026

Thrivent Financial for Lutherans filed an amended Schedule 13G reporting beneficial ownership of 3,078,300 shares of Gloo Holdings, Inc. Class A Common Stock as of September 30, 2026, representing 7.7% of the outstanding Class A shares. The filing is a routine passive-investor disclosure under Rule 13d-1(d) and reports sole voting and dispositive power over all reported shares, with no prior-period comparison provided in the filing.

• · Filing is a Schedule 13G/A filed under Rule 13d-1(d), indicating a passive investor (exempt investor) rather than an activist filer
• · Thrivent reports the position as held in its investment adviser (IA) and insurance company (IC) capacities
• · Filer is a Wisconsin fraternal benefit society headquartered in Minneapolis, Minnesota
• · Reported event date is September 30, 2026, with the filing submitted October 28, 2026

28-10-2026

Mink Brook Partners LP and affiliated entities filed Amendment No. 5 to Schedule 13G reporting aggregate beneficial ownership of 316,139 shares of Star Equity Holdings, Inc. (STRRP), or 8.6% of common stock, as of September 30, 2026. The position is held through Mink Brook Partners LP (218,136 shares, 5.9%) and Mink Brook Opportunity Fund LP (98,003 shares, 2.7%), with the reporting persons holding shared voting and dispositive power and no sole power. The filing is a passive-investor disclosure made under Rule 13d-1(c) with a certification that the securities are not held to influence control.

• · Filing made under Rule 13d-1(c), a passive-investor designation, with a certification that the shares are not held to change or influence control of the issuer
• · All reported securities are held directly by advisory clients of Mink Brook Asset Management LLC; only Mink Brook Partners LP among them exceeds 5%
• · Reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest
• · Filing is labeled Amendment No. 5 and the signing date is 10/28/2026, with event date 09/30/2026

28-10-2026

M3 Partners, LP and affiliated reporting persons (M3 Funds, LLC; M3F, Inc.; Jason A. Stock; William C. Waller) filed an amended Schedule 13G disclosing beneficial ownership of 607,402 shares of Rhinebeck Bancorp, Inc. (RBKB) common stock, representing 3.88% of the class, as of September 30, 2026. The filing reports no sole voting or dispositive power and shared power over all reported shares, and is made under Rule 13d-1(c) with a certification that the shares are not held to influence control of the issuer.

• · Filing is a Schedule 13G/A (LIVE) under Rule 13d-1(c), filed 10/28/2026 with signatures dated 10/27/2026
• · Reporting persons hold no sole voting or sole dispositive power; all 607,402 shares are shared
• · Shares are owned directly by M3 Partners, LP, with M3 Funds, LLC as general partner and M3F, Inc. as investment adviser
• · Certification states the shares were not acquired or held to change or influence control of the issuer
• · Subject company is headquartered at 2 Jefferson Plaza, Poughkeepsie, NY; reporting persons are based in Salt Lake City, UT

28-10-2026

North York Ltd, a Turks and Caicos entity, and its director Ashwood Leon Forbes filed a Schedule 13G reporting beneficial ownership of 1,838,273 shares of common stock of LIXTE Biotechnology Holdings, Inc. (filed under the former name, NOMAD Power Solutions, Inc. in the filing header), representing 9.8% of the class. The filing is a passive, Rule 13d-1(c) disclosure, with the reporting persons certifying the shares were not acquired to change or influence control of the issuer.

• · Filing date is October 28, 2026; the reported event date is September 3, 2026 under Rule 13d-1(c), indicating a passive investor filing.
• · The joint filing agreement is dated October 26, 2026, and reporting persons are North York Ltd (Turks and Caicos) and Ashwood Leon Forbes (UK citizen).
• · The filing header lists the subject company as NOMAD Power Solutions, Inc. (CIK 0001335105, Boca Raton, FL), with former names LIXTE Biotechnology Holdings, Inc. and SRKP 7 Inc, while the ticker in the request is LIXTW; the discrepancy in company name should be verified against EDGAR.
• · The standard industrial classification in the header is Pharmaceutical Preparations [2834], consistent with the LIXTE biotech identity rather than the NOMAD Power name.

28-10-2026

Thomas J. Herzfeld Advisors, Inc. filed an amended Schedule 13G reporting beneficial ownership of 51,335 Class I Common Shares of PennantPark Enhanced Income Fund, representing 6.45% of the class as of 09/30/2026. The filing is made under Rule 13d-1(b) by an investment adviser, with sole voting and dispositive power over all reported shares and no shared power. The filing contains no information on price changes, financial performance, or any other corporate developments.

• · Filing is an amendment (SCHEDULE 13G/A, LIVE status) reporting holdings as of 09/30/2026, filed 10/28/2026
• · Filer certifies the shares were acquired and held in the ordinary course of business without intent to change or influence control of the issuer
• · Filer is classified as an investment adviser (IA) and is a Florida corporation

28-10-2026

Vivek Ramaswamy and Virtuous Industries LLC filed Amendment No. 4 to their Schedule 13D on Strive, Inc. (ASST), disclosing that as of October 23, 2026 they each fell below 5% beneficial ownership of Class A Common Stock, primarily due to the company's ongoing at-the-market equity issuance. Ramaswamy reports 5,693,897 shares (4.6%) and Virtuous Industries reports 106,245 shares (0.1%), both assuming conversion of Class B Common Stock. This is the final 13D amendment and the reporting persons no longer have Section 13(d) obligations for the issuer.

• · Amendment No. 4 follows prior amendments filed June 1, 2026, August 26, 2026, and October 13, 2026, with the original Schedule 13D filed May 11, 2026
• · Reporting persons' ownership fell below 5% solely through issuer share issuance, not through reported sales, per the filing's transaction disclosure (no transactions in the 60 days prior, apart from any noted exceptions)
• · Filing states this is the final amendment and that the reporting persons have no further Section 13(d) reporting obligations for Strive, Inc.
• · Filing references a prior-period accession number and a 10/23/2026 event date, which the signature block dates to 10/28/2026

28-10-2026

Christina Elisabeth Byland, a shareholder of RedCloud Holdings plc, filed Amendment No. 3 to her Schedule 13D reporting beneficial ownership of 59,146,907 ordinary shares, equal to 68.81% of the 85,956,495 shares outstanding as of October 27, 2026. The filing follows her purchase of 30,000,000 shares in a private placement consummated October 28, 2026, at an aggregate subscription price of $7,500,000, funded by offsetting financial liabilities the issuer owed her. The reporting person states she has no current plans relating to items (a) through (j) of Item 4.

• · Reporting person's 59,146,907 shares exclude 9,200,000 shares underlying warrants currently subject to beneficial ownership limitations
• · Warrants for 4,870,609 shares were issued May 16, 2026 after shareholder approval of deferred warrants from the July 2025 placement
• · Acquisition funded by offsetting issuer financial liabilities owed to the reporting person rather than cash
• · Filing references Annual Report on Form 20-F (initially filed May 15, 2026) for related party disclosures

28-10-2026

Integrated Core Strategies (US) LLC, together with Millennium Management LLC, Millennium Group Management LLC, and Israel A. Englander, filed an amended Schedule 13G reporting beneficial ownership of 42,888 shares of Karyopharm Therapeutics Inc. (KPTI) common stock as of September 30, 2026, representing approximately 0.2% of the class. The filing is a passive-investor disclosure under Rule 13d-1(c), with the reporting persons certifying the shares were not acquired to change or influence control of the issuer.

• · Filing made under Rule 13d-1(c), indicating a passive investor position rather than an activist filing
• · Reporting persons disclaim beneficial ownership beyond their pecuniary interest, and the holdings are controlled by entities under Millennium's investment discretion
• · Joint Filing Agreement dated October 27, 2026 covers all four reporting persons
• · Issuer address: 85 Wells Avenue, Newton, Massachusetts

28-10-2026

Docler Holding S.a r.l., Byborg Enterprises S.A., The Million S.a r.l. and Gyorgy Gattyan filed Amendment No. 6 to Schedule 13D on Playboy, Inc. (PLBY). The Reporting Persons beneficially own 14,945,302 shares (12.8%), rising to 15,109,818 shares (12.9%) including Gattyan's individual holdings. The amendment reflects an October 26, 2026 Backstop Amendment under which The Million agreed to purchase all Tranche 3 Shares, with completion expected on or before November 1, 2026.

• · The Million was issued 45,302 shares on September 1, 2026 under the Backstop Agreement; no other Reporting Person transactions occurred in the prior sixty days.
• · Tranche 3 Shares purchase by The Million is expected to close on or before November 1, 2026, and the other Backstop Purchaser was released from any Tranche 3 obligation.
• · Exhibit 99.8 (Backstop Amendment) is incorporated by reference to Exhibit 10.1 of the Issuer's Form 8-K filed October 28, 2026.

28-10-2026

Alta Partners LLC has filed a Schedule 13G reporting beneficial ownership of 258,979 common shares of Robin Energy Ltd. (RBNE), representing 19.4% of the issuer's outstanding shares as of October 15, 2026. The filing is made under Rule 13d-1(c), a passive-investor designation, and the reporting person certifies the shares were not acquired to change or influence control of the issuer. No sale, transaction, or change in control is described.

• · Event date triggering the filing was October 22, 2026; filing submitted October 28, 2026
• · Filing is a LIVE initial/updated Schedule 13G under Rule 13d-1(c), which is typically used by passive investors holding under 20%
• · Reporting person holds sole voting and sole dispositive power over all 258,979 shares; no shared power reported
• · Reported percentage is calculated against 1,332,297 shares outstanding per the issuer's Form F-1 filed October 16, 2026
• · Issuer is a Limassol, Cyprus-based deep sea foreign freight transportation company (SIC 4412) with fiscal year end December 31