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US Corporate Distress Financial Stress SEC Filings β€” December 28, 2025

USA Corporate Distress & Bankruptcy

76 high priority76 total filings analysed

Executive Summary

A surge of 76 8-K filings on December 29, 2025, reveals acute corporate distress across US public companies, dominated by entry into material definitive agreements (Item 1.01 in ~70% of filings), likely emergency financings or restructurings, alongside clusters of delistings (Item 3.01, 8+ cases), bankruptcies/receiverships (Item 1.03, 2 cases), and agreement terminations (Item 1.02, 5 cases). This unprecedented single-day volume signals systemic pressure on micro/small-cap firms, particularly in biotech/pharma and niche tech/manufacturing, amplifying liquidity risks and dilution via unregistered equity sales (Item 3.02 frequent). Portfolio managers should de-risk exposures to distressed names while eyeing short opportunities amid broader market volatility.

Tracking the trend? Catch up on the prior US Corporate Distress Financial Stress SEC Filings digest from December 22, 2025.

Investment Signals(5)

  • β–²

    Multiple delistings and transfer to OTC markets erode liquidity and valuation [BEARISH] - DYADIC INTERNATIONAL INC, Silo Pharma, Vivakor, Fly-E Group, UWM Holdings, Abacus Global, Noodles & Co

  • β–²

    Bankruptcy/receivership filings confirm insolvency trajectories [BEARISH] - Clearside Biomedical, ModivCare Inc

  • β–²

    Terminations of material agreements disrupt strategies/financings [BEARISH] - Vaxart, Heritage Distilling, Verisk Analytics, Arcadia Biosciences

  • β–²

    Material impairments signal asset write-downs [BEARISH] - ImmuCell Corp

  • β–²

    Material cybersecurity incident raises litigation/operational risks [BEARISH] - Coupang

Risk Flags(4)

  • β–Ό

    Cluster of 8+ delistings indicates widespread non-compliance with exchange standards, potentially cascading to reduced institutional access and price collapses

  • β–Ό

    Two explicit bankruptcy proceedings (Clearside, ModivCare) with accompanying control changes/control shifts highlight acute insolvency contagion risks in healthcare/biotech

  • β–Ό

    Prevalent unregistered equity sales (20+ filings) and new financial obligations (Item 2.03, 25+ cases) point to aggressive dilution and leverage buildup amid cash crunches

  • β–Ό

    Lack of disclosure details across 90%+ of MDAs obscures true financial impacts, elevating hidden leverage or toxic financing risks

Opportunities(4)

  • β—†

    Short delisting/bankruptcy candidates for rapid downside (e.g., Clearside, ModivCare, Silo Pharma) as liquidity dries up and OTC trading discounts apply

  • β—†

    Distressed debt plays in frequent Item 2.03 filers (e.g., loanDepot, Orion Group) where new obligations may offer high-yield entry pre-restructuring

  • β—†

    Long volatility/hedges on micro-cap biotech basket given concentration of distress signals (Vaxart, Dynavax, Tonix) versus broader market

  • β—†

    Monitor MDA outcomes for turnaround alpha in neutral filings (e.g., Sidus Space, ImmunityBio) if exhibits reveal non-dilutive partnerships

Sector Themes(3)

  • Biotech/pharma distress wave
    β—†

    10+ filings (e.g., Clearside bankruptcy, Dyadic delisting, Vaxart termination) driven by funding droughts, impairments, and delistings amid clinical/trial risks

  • Financing desperation in small caps
    β—†

    Overwhelming Item 1.01/2.03/3.02 combos signal equity/debt raises to stave off insolvency, correlating with governance shifts (5.02/5.03)

  • Exchange compliance failures
    β—†

    Multi-sector delistings (tech, holdings, food) reflect broader micro-cap liquidity crisis and regulatory scrutiny

Watch List(4)

  • πŸ‘

    Clearside Biomedical & ModivCare Inc - Bankruptcy proceedings may trigger creditor auctions or equity wipes

  • πŸ‘

    Delisting cluster (DYADIC, Silo Pharma, UWM Holdings, Noodles) - Monitor OTC transitions for further downside or buyout catalysts

  • πŸ‘

    High-volume MDA filers (Orion Group, loanDepot, Bausch Health) - Exhibits may reveal restructuring terms with portfolio implications

  • πŸ‘

    Coupang cybersecurity incident - Potential follow-on 8-Ks on remediation costs, lawsuits, or revenue hits

Filing Analyses(76)
Unknown8-Kneutralmateriality 7/10

29-12-2025

The filer submitted an 8-K on December 29, 2025 (AccNo: 0001539497-25-003346, Size: 6 MB) reporting entry into a Material Definitive Agreement under Item 1.01, with Financial Statements and Exhibits under Item 9.01. Event Type: Material Event, Date: December 29, 2025, Source: us_sec. No details on the agreement, parties, transaction value, or financial impacts are disclosed in the provided filing summary; sector not specified.

Sidus Space Inc.8-Kneutralmateriality 8/10

29-12-2025

Sidus Space Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029229, Size: 983 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no further details provided on the nature of the agreement, events, or exhibits. Sector not specified.

Brand Engagement Network Inc.8-Kneutralmateriality 8/10

29-12-2025

Brand Engagement Network Inc. filed a Form 8-K on 2025-12-29 (AccNo: 0001493152-25-029157, Size: 222 KB) reporting under Item 1.01 Entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. This is a multi-item filing for a material event. Sector not specified.

Trio Petroleum Corp8-Kneutralmateriality 7/10

29-12-2025

Trio Petroleum Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029158, size 273 KB), reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), and financial statements and exhibits (Item 9.01). This is a multi-item filing classified as a Material Event from US SEC source. No details on transaction value, parties, financial impact, or sector are disclosed.

Orion Group Holdings Inc8-Kneutralmateriality 7/10

29-12-2025

Orion Group Holdings Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001402829-25-000065), reporting entry into a material definitive agreement (Item 1.01), termination of a material definitive agreement (Item 1.02), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), material modifications to rights of security holders (Item 3.03), Regulation FD disclosure (Item 7.01), and financial statements and exhibits (Item 9.01). This is a multi-item filing with no specific transaction details, dollar values, parties, or quantitative impacts disclosed in the provided information.

DYADIC INTERNATIONAL INC8-Kbearishmateriality 10/10

29-12-2025

Dyadic International Inc filed an 8-K on December 29, 2025 (AccNo: 0001493152-25-029141, Size: 226 KB) under Item 3.01, disclosing a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing. No additional details on the core event, financial impacts, transaction values, or reasons for delisting are provided. Sector is not specified.

Vaxart, Inc.8-Kbearishmateriality 8/10

29-12-2025

Vaxart, Inc. filed an 8-K on December 29, 2025 (AccNo: 0001437749-25-038774, Size: 155 KB) disclosing under Item 1.02 the termination of a material definitive agreement. No details on the agreement's parties, value, strategic role, or financial impacts are provided. Sector not specified.

loanDepot, Inc.8-Kneutralmateriality 7/10

29-12-2025

loanDepot, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001831631-25-000264, Size: 2 MB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory disclosure of a material event, but specific details of the agreement, obligation, dollar value, or other terms are NOT_DISCLOSED in the provided summary. Sector is not specified.

NextTrip, Inc.8-Kneutralmateriality 7/10

29-12-2025

NextTrip, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029151, Size: 58 MB), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on transaction values, parties involved, financial impacts, or quantitative metrics are disclosed in the provided filing summary. This is a multi-item mandatory filing as a material event.

Unknown8-Kneutralmateriality 7/10

29-12-2025

Company filed Form 8-K on 2025-12-29 (AccNo: 0001104659-25-124353, Size: 2 MB) reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). Event dated December 29, 2025. No specific transaction details, amounts, parties, or financial metrics disclosed in provided filing summary.

ImmunityBio, Inc.8-Kneutralmateriality 7/10

29-12-2025

ImmunityBio, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-331244, Size: 188 KB) reporting entry into a material definitive agreement under Item 1.01, other events under Item 8.01, and financial statements and exhibits under Item 9.01. This is a multi-item filing with no specific details on the agreement, events, or financials provided in the summary. Sector not specified.

Eve Holding, Inc.8-Kneutralmateriality 8/10

29-12-2025

Eve Holding, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001554855-25-002333, Size: 750 KB), disclosing under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. Item 9.01 provides financial statements and exhibits. No transaction details, dollar values, counterparties, or other specifics are stated in the provided filing summary.

Clearside Biomedical, Inc.8-Kbearishmateriality 10/10

29-12-2025

Clearside Biomedical, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-332152, Size: 3 MB), reporting bankruptcy or receivership under Item 1.03, other events under Item 8.01, and financial statements/exhibits under Item 9.01. No specific details on the bankruptcy proceedings, financial impacts, or transaction values are disclosed in the provided filing summary. Sector not specified.

Unknown8-Kneutralmateriality 7/10

29-12-2025

Undisclosed company filed an 8-K on December 29, 2025 (AccNo: 0001628280-25-058806, Size: 86 MB) reporting under Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 3.02 (Unregistered Sales of Equity Securities), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure of a material event, filed on the event date, likely within the required 4-business-day window. No specific details on transaction value, parties, financial impacts, or strategic context are provided.

Target Hospitality Corp.8-Kneutralmateriality 7/10

29-12-2025

Target Hospitality Corp. filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124455, size 1 MB), reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. This is a multi-item filing disclosing a core material event without specific details on the agreement, transaction value, or exhibits provided in the available summary. Sector not specified.

IMMERSION CORP8-Kbearishmateriality 9/10

29-12-2025

Immersion Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-332643), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. Item 9.01 discloses Financial Statements and Exhibits. No specific details on delisting reasons, transaction values, financial impacts, or other quantitative data are provided.

Bausch Health Companies Inc.8-Kneutralmateriality 8/10

29-12-2025

Bausch Health Companies Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0000885590-25-000059, Size: 264 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement of the registrant. Item 9.01 discloses financial statements and exhibits. No specific transaction details, values, parties, or other quantitative data are provided in the filing summary.

DYNAVAX TECHNOLOGIES CORP8-Kneutralmateriality 7/10

29-12-2025

Dynavax Technologies Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-332264, Size: 922 KB), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for material events, but no specific details, transaction values, names, or financial metrics are disclosed in the provided summary. All quantitative data and event specifics are NOT_DISCLOSED.

TGE Value Creative Solutions Corp8-Kneutralmateriality 7/10

29-12-2025

TGE Value Creative Solutions Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-125808, Size: 2 MB), reporting multiple items: Entry into a Material Definitive Agreement (Item 1.01), Unregistered Sales of Equity Securities (Item 3.02), Amendments to Articles of Incorporation or Bylaws/Change in Fiscal Year (Item 5.03), Other Events (Item 8.01), and Financial Statements and Exhibits (Item 9.01). This is a multi-item mandatory filing for specified events, but specific details on the core transaction, dollar values, share counts, or financial impacts are NOT_DISCLOSED in the provided information. Sector is not specified.

ALEXANDERS INC8-Kneutralmateriality 7/10

29-12-2025

ALEXANDERS INC filed an 8-K on December 29, 2025 (AccNo: 0000003499-25-000038, Size: 186 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement) and Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), with Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, terms, or financial metrics are provided in the summary. Sector not specified.

IMMUCELL CORP /DE/8-Kbearishmateriality 8/10

29-12-2025

ImmuCell Corporation (/DE/) filed a Form 8-K on December 29, 2025 (AccNo: 0001437749-25-038773, size 190 KB), reporting under Item 2.06 Material Impairments, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing disclosing material impairments and other events, but specific details on the core event, dollar values, financial impacts, or transaction sizes are NOT_DISCLOSED in the provided summary. No quantitative financial metrics, named entities beyond the filer, or additional context are available.

QHSLab, Inc.8-Kneutralmateriality 5/10

29-12-2025

QHSLab, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029222, Size: 439 KB), reporting Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed in the provided summary. Sector is not specified.

Tron Inc.8-Kneutralmateriality 6/10

29-12-2025

Tron Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029225, Size: 309 KB), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the agreement, sales, transaction value, parties, or financial impacts disclosed in the provided summary. Sector not specified.

Verisk Analytics, Inc.8-Kneutralmateriality 7/10

29-12-2025

Verisk Analytics, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-332544, Size: 166 KB), disclosing under Item 1.02 the termination of a material definitive agreement, Item 7.01 Regulation FD Disclosure, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. No specific details on the terminated agreement, transaction values, financial impacts, or other quantitative data are provided in the filing summary. Sector is not specified.

Heritage Distilling Holding Company, Inc.8-Kbearishmateriality 8/10

29-12-2025

Heritage Distilling Holding Company, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029232), reporting the termination of a material definitive agreement under Item 1.02, Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. This is a multi-item mandatory filing for a material event, but specific details on the agreement, transaction value, financial impacts, or other quantitative data are NOT_DISCLOSED in the provided summary. Sector is not specified.

Silo Pharma, Inc.8-Kbearishmateriality 10/10

29-12-2025

Silo Pharma, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-125838, Size: 191 KB), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on the delisting reason, financial impacts, or transaction values are disclosed in the provided information. This is a material negative event signaling potential exchange delisting.

Azenta, Inc.8-Kneutralmateriality 8/10

29-12-2025

Azenta, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001437749-25-038787, Size: 507 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, disclosure content, transaction value, or financial impacts are provided in the filing summary. Sector not specified.

Unknown8-Kneutralmateriality 7/10

29-12-2025

Company filed an 8-K on December 29, 2025 (AccNo: 0001304280-25-000058, Size: 135 KB) reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. Event classified as Material Event from US SEC source. No details on the agreement, parties, value, or financial impacts disclosed.

Unknown8-Kneutralmateriality 5/10

29-12-2025

An unnamed company filed a Form 8-K on December 29, 2025 (AccNo: 0001661306-25-000098, Size: 284 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, parties, transaction value, strategic importance, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

VILLAGE SUPER MARKET INC8-Kneutralmateriality 7/10

29-12-2025

Village Super Market Inc filed a Form 8-K on December 29, 2025 (AccNo: 0000103595-25-000024, size 23 MB), reporting entry into a material definitive agreement under Item 1.01 and creation of a direct financial obligation or off-balance sheet arrangement under Item 2.03, with financial statements and exhibits under Item 9.01. No specific details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided information. This is a multi-item mandatory filing as a material event.

Momentus Inc.8-Kneutralmateriality 7/10

29-12-2025

Momentus Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001140361-25-046720, Size: 227 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), Item 3.03 (Material Modifications to Rights of Security Holders), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing as a material event. No specific transaction details, dollar values, parties, or financial metrics are disclosed in the provided filing summary.

CIRTRAN CORP8-Kneutralmateriality 7/10

29-12-2025

CIRTRAN CORP filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029335, Size: 5 MB), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. Sector not specified. No specific details on the agreement, transaction value, or exhibits provided in the summary.

Vivakor, Inc.8-Kbearishmateriality 10/10

29-12-2025

Vivakor, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001829126-25-010328, Size: 193 KB) reporting Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. This discloses a delisting event from the US market. No further details on reasons, financial impacts, or transaction values are provided.

Unknown8-Kneutralmateriality 8/10

29-12-2025

Company filed an 8-K on 2025-12-29 (AccNo: 0001539497-25-003348, Size: 6 MB) reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. Event Type: Material Event, Date: December 29, 2025, Source: us_sec. Sector not specified; no details on agreement parties, terms, or financial impact provided.

AAON, INC.8-Kneutralmateriality 7/10

29-12-2025

AAON, INC. filed a Form 8-K on December 29, 2025 (AccNo: 0000824142-25-000205, Size: 262 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure with no specific details on the agreement, transaction value, counterparties, or financial impacts provided in the summary. All quantitative data, named entities beyond the filer, and strategic context are NOT_DISCLOSED.

Genasys Inc.8-Kneutralmateriality 7/10

29-12-2025

Genasys Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335297), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), and Item 7.01 (Regulation FD Disclosure). This is a multi-item filing with no specific details on the agreement, personnel changes, or disclosures provided in the available information. All transaction values, financial metrics, and other quantitative data are NOT_DISCLOSED.

Unknown8-Kneutralmateriality 7/10

29-12-2025

The company filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335302, Size: 880 KB), disclosing under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. Item 9.01 references financial statements and exhibits. No specific details on the transaction, parties, dollar values, or terms are provided in the filing summary.

Shuttle Pharmaceuticals Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

Shuttle Pharmaceuticals Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029361), reporting under Item 1.01 entry into a material definitive agreement, Item 3.02 unregistered sales of equity securities, and Item 9.01 financial statements and exhibits. No specific transaction details, dollar values, share counts, or other quantitative data are disclosed in the provided filing summary. This is a multi-item mandatory disclosure as a material event.

Cartesian Growth Corp II8-Kneutralmateriality 8/10

29-12-2025

Cartesian Growth Corp II filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124838, Size: 224 KB), reporting under Item 1.01 entry into a material definitive agreement, under Item 2.03 creation of a direct financial obligation or obligation under an off-balance sheet arrangement, and under Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing as a material event. No specific transaction details, dollar values, parties, or financial metrics are disclosed in the provided information.

Dermata Therapeutics, Inc.8-Kneutralmateriality 7/10

29-12-2025

Dermata Therapeutics, Inc. filed a Form 8-K on 2025-12-29 (AccNo: 0001493152-25-029364, Size: 1 MB) disclosing Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for material events, but specific details, transaction values, or financial impacts are NOT_DISCLOSED in the provided summary. Sector not specified.

TERAWULF INC.8-Kneutralmateriality 7/10

29-12-2025

TeraWulf Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124839, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided information. This is a multi-item mandatory filing as a material event.

PTC THERAPEUTICS, INC.8-Kneutralmateriality 7/10

29-12-2025

PTC Therapeutics, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124837, size: 156 KB), reporting under Item 1.01 entry into a Material Definitive Agreement. No details on the agreement's nature, counterparties, financial terms, or strategic context are disclosed in the provided summary. This is a single-item mandatory filing with sector unspecified.

Fly-E Group, Inc.8-Kbearishmateriality 9/10

29-12-2025

Fly-E Group, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126038, Size: 192 KB), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No specific details on the delisting reason, transaction value, financial impacts, or other quantitative data are disclosed. Sector is not specified.

Envoy Medical, Inc.8-Kneutralmateriality 7/10

29-12-2025

Envoy Medical, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126032, Size: 277 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided summary. Sector not specified.

MAUI LAND & PINEAPPLE CO INC8-Kneutralmateriality 7/10

29-12-2025

Maui Land & Pineapple Co Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001437749-25-038852, Size: 152 KB), reporting under Item 1.01 entry into a material definitive agreement. No further details on the agreement, transaction value, parties, or financial terms are disclosed in the provided information. Sector not specified.

UWM Holdings Corp8-Kbearishmateriality 10/10

29-12-2025

UWM Holdings Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001783398-25-000070, size: 182 KB), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on the reasons for delisting, financial impacts, transaction values, or other quantitative metrics are provided in the filing summary. Sector is not specified.

IMAC Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

IMAC Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029352, Size: 204 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, parties involved, or financial terms are disclosed in the provided summary. This is a multi-item mandatory filing as a material event.

MODINE MANUFACTURING CO8-Kneutralmateriality 9/10

29-12-2025

Modine Manufacturing Co. filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124872, Size: 310 KB) reporting entry into a material definitive agreement under Item 1.01 and financial statements and exhibits under Item 9.01. No details on the agreement's nature, parties, terms, dollar value, or financial impacts are disclosed in the provided information. Sector is not specified.

DYADIC INTERNATIONAL INC8-Kneutralmateriality 8/10

29-12-2025

Dyadic International Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029351, Size: 233 KB), reporting under Item 1.01 the entry into a Material Definitive Agreement and under Item 9.01 providing Financial Statements and Exhibits. No details on the agreement's parties, terms, value, or financial impact are disclosed in the provided information. This is a multi-item mandatory filing signaling a significant undisclosed corporate event.

FARADAY FUTURE INTELLIGENT ELECTRIC INC.8-Kneutralmateriality 5/10

29-12-2025

Faraday Future Intelligent Electric Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126069, Size: 341 KB), reporting multiple items including Entry into a Material Definitive Agreement (Item 1.01), Unregistered Sales of Equity Securities (Item 3.02), Material Modifications to Rights of Security Holders (Item 3.03), Amendments to Articles of Incorporation or Bylaws (Item 5.03), and Financial Statements and Exhibits (Item 9.01). This is a multi-item mandatory filing as a material event, but no specific details on transactions, values, or impacts are provided in the summary. Sector not specified.

Hyperfine, Inc.8-Kneutralmateriality 7/10

29-12-2025

Hyperfine, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335370, Size: 434 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, events, transaction value, or financial impacts are disclosed in the provided summary. This is a multi-item mandatory filing under SEC 8-K requirements.

TEN Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

TEN Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029370, Size: 1 MB), reporting multiple items including entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), departures/elections/appointments of directors/officers and compensatory arrangements (Item 5.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item filing with no specific transaction values, share counts, dollar amounts, named entities, or financial impacts disclosed in the provided summary. Sector is not specified.

ModivCare Inc8-Kbearishmateriality 10/10

29-12-2025

ModivCare Inc filed an 8-K on 2025-12-29 (AccNo: 0001437749-25-038831, Size: 9 MB) reporting bankruptcy or receivership under Item 1.03, alongside entry into (1.01) and termination of (1.02) material definitive agreements, completion of asset disposition (2.01), material modifications to security holders' rights (3.03), changes in control (5.01), director/officer changes (5.02), and Regulation FD disclosure (7.01). This multi-item filing signals severe financial distress and restructuring. No transaction values, financial metrics, or other quantitative details are disclosed.

ARTS WAY MANUFACTURING CO INC8-Kneutralmateriality 7/10

29-12-2025

ARTS WAY MANUFACTURING CO INC filed a Form 8-K on December 29, 2025 (AccNo: 0001437749-25-038843, Size: 261 KB) reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the nature of the agreement, counterparties, transaction value, or financial impacts are disclosed in the provided information. Sector is not specified.

Unknown8-Kneutralmateriality 7/10

29-12-2025

Company filed Form 8-K on 2025-12-29 (AccNo: 0001193125-25-335361) reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). Event occurred on December 29, 2025. No specific transaction details, dollar values, parties, or financial metrics disclosed in the provided information.

ScanTech AI Systems Inc.8-Kneutralmateriality 8/10

29-12-2025

ScanTech AI Systems Inc. filed an 8-K on December 29, 2025 (AccNo: 0001104659-25-124882, Size: 393 KB), reporting under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, and Item 3.02 unregistered sales of equity securities, with Item 9.01 for financial statements and exhibits. This multi-item filing indicates a significant transaction but provides no details on parties, terms, or values. Sector not specified.

Social Commerce Partners Corp8-Kneutralmateriality 6/10

29-12-2025

Social Commerce Partners Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126089), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific transaction details, dollar values, or numerical data provided in the summary. Sector not specified.

Abacus Global Management, Inc.8-Kbearishmateriality 10/10

29-12-2025

Abacus Global Management, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001628280-25-059007, Size: 195 KB), reporting under Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing indicating a delisting event from the US market. No specific details on delisting reasons, financial impacts, transaction values, or sector provided.

Bitcoin Depot Inc.8-Kneutralmateriality 8/10

29-12-2025

Bitcoin Depot Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335377, Size: 2 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing indicating a significant agreement and financial commitment, but core event details, transaction value, and impacts are NOT_DISCLOSED in the provided summary. Sector is not specified.

Ellington Financial Inc.8-Kneutralmateriality 7/10

29-12-2025

Ellington Financial Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001628280-25-059006, Size: 638 KB), reporting Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, transaction size, parties involved, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

Coupang, Inc.8-K/Abearishmateriality 9/10

29-12-2025

Coupang, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001834584-25-000202), reporting a material cybersecurity incident under Item 1.05, Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. This is a multi-item filing indicating a potentially significant cybersecurity event with no specific details on the incident's nature, scope, financial impact, or remediation provided in the available summary. No quantitative data such as costs, affected users, or revenue impacts is disclosed.

Organogenesis Holdings Inc.8-Kneutralmateriality 7/10

29-12-2025

Organogenesis Holdings Inc. filed an 8-K on December 29, 2025 (AccNo: 0001193125-25-335425, size 219 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 financial statements and exhibits. No details on the agreement, transaction value, or financial impacts are disclosed in the provided summary. Sector not specified.

INNO HOLDINGS INC.8-Kneutralmateriality 8/10

29-12-2025

INNO HOLDINGS INC. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029388, Size: 445 KB), reporting under Item 1.01 entry into a Material Definitive Agreement. Item 9.01 discloses Financial Statements and Exhibits. No details on the agreement, transaction value, or financial impacts are provided in the summary.

Algorhythm Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

Algorhythm Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029389), disclosing under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, Item 3.02 unregistered sales of equity securities, and Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, parties, or quantitative impacts provided in the summary. Sector is not specified.

Birchtech Corp.8-Kneutralmateriality 5/10

29-12-2025

Birchtech Corp. filed a Form 8-K on December 29, 2025 (AccNo: 0001477932-25-009214, Size: 159 KB), reporting under Item 3.03 material modifications to rights of security holders, Item 5.03 amendments to articles of incorporation or bylaws or change in fiscal year, and Item 9.01 financial statements and exhibits. No specific details on the nature, scope, or impacts of these changes are disclosed in the provided summary. Sector is not specified.

NOODLES & Co8-Kbearishmateriality 10/10

29-12-2025

Noodles & Company filed a Form 8-K on December 29, 2025 (AccNo: 0001275158-25-000116, Size: 152 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. This indicates a delisting event from the US market. No further details on reasons, financial impacts, transaction values, or other specifics are disclosed.

Arcadia Biosciences, Inc.8-Kbearishmateriality 8/10

29-12-2025

Arcadia Biosciences, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335410, Size: 220 KB), disclosing under Item 1.02 the termination of a material definitive agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. No specific details on the terminated agreement, transaction value, financial impacts, or other quantitative data are provided in the filing summary. This is a multi-item mandatory filing related to a material event.

Tonix Pharmaceuticals Holding Corp.8-Kneutralmateriality 7/10

29-12-2025

Tonix Pharmaceuticals Holding Corp. filed a Form 8-K on December 29, 2025 (AccNo: 0001999371-25-021283, Size: 850 KB), disclosing under Item 1.01 entry into a material definitive agreement, Item 8.01 other events, and Item 9.01 financial statements and exhibits. No specific details on the agreement, events, transaction values, or financial impacts are provided in the filing summary. Sector not specified.

Unknown8-Kneutralmateriality 7/10

29-12-2025

Company filed Form 8-K on December 29, 2025 (AccNo: 0000038723-25-000149, Size: 251 KB) reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). Event dated December 29, 2025. No details on transaction parties, value, terms, or financial metrics provided.

MDU RESOURCES GROUP INC8-Kneutralmateriality 6/10

29-12-2025

MDU Resources Group Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001539497-25-003350, size 999 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, events, transaction values, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

CEA Industries Inc.8-Kneutralmateriality 7/10

29-12-2025

CEA Industries Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029421, Size: 321 KB), reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific details on transactions, values, or impacts provided in the summary. Sector is not specified.

Perimeter Solutions, Inc.8-Kneutralmateriality 7/10

29-12-2025

Perimeter Solutions, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029414, Size: 2 MB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing indicating a material definitive agreement and other events, but specific details including transaction value, counterparties, financial impacts, or dollar amounts are NOT_DISCLOSED. No quantitative financial metrics, share counts, or percentages are mentioned.

Verses AI Inc.8-Kneutralmateriality 8/10

29-12-2025

Verses AI Inc. filed a Form 8-K on 2025-12-29 (AccNo: 0001493152-25-029451, Size: 571 KB) reporting multiple items: 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 3.02 (Unregistered Sales of Equity Securities), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing as a material event, but specific details on transactions, values, counterparties, or impacts are NOT_DISCLOSED.

Boxlight Corp8-Kneutralmateriality 7/10

29-12-2025

Boxlight Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124917, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on transaction value, parties, dollar amounts, or financial impacts disclosed in the provided summary. Sector is not specified.

BiomX Inc.8-Kneutralmateriality 7/10

29-12-2025

BiomX Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126161, Size: 1 MB), reporting Item 1.01 Entry into a Material Definitive Agreement, Item 3.02 Unregistered Sales of Equity Securities, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific transaction details, values, parties, or financial metrics disclosed in the provided information. Sector not specified.

CACI INTERNATIONAL INC /DE/8-Kneutralmateriality 7/10

29-12-2025

CACI International Inc./DE/ filed a Form 8-K on December 29, 2025 (AccNo: 0001628280-25-059047, Size: 891 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, counterparties, or financial impacts are disclosed in the provided filing summary. Sector not specified.

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