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US Corporate Distress Financial Stress SEC Filings β€” January 01, 2026

USA Corporate Distress & Bankruptcy

48 high priority48 total filings analysed

Executive Summary

A cluster of 48 8-K filings on January 2, 2026, signals acute corporate distress across US small- and micro-cap companies, highlighted by 10 explicit delisting notices (Item 3.01) indicating widespread failures to meet NYSE/Nasdaq standards, alongside 30+ filings disclosing material definitive agreements (Item 1.01), new financial obligations (Item 2.03), and unregistered equity sales (Item 3.02). This synchronized activity points to year-end liquidity crunches, dilution risks, and leverage buildup, with bearish sentiment concentrated in delistings while financings remain neutral but opaque. Institutional investors face elevated systemic risks in small-cap indices, warranting derisking and short opportunities in affected names amid potential bankruptcy cascades.

Tracking the trend? Catch up on the prior US Corporate Distress Financial Stress SEC Filings digest from December 30, 2025.

Investment Signals(4)

  • β–²

    Cluster of 10 delisting notices (Item 3.01) across small caps [BEARISH] - ELUTIA INC, CISO Global, Snail Inc, RenovoRx, Golden Matrix Group, FibroBiologics, Functional Brands, ProPhase Labs, Salarius Pharmaceuticals, ECD Automotive

  • β–²

    Prevalent unregistered equity sales (Item 3.02) in 10+ filings signaling shareholder dilution [BEARISH] - SKYX Platforms Corp, QHSLab, Energy Vault, Viewbix, CDT Equity, Two Hands Corp, iSpecimen, Fusemachines

  • β–²

    Surge in new direct financial obligations (Item 2.03) indicating leverage increases [BEARISH] - Ondas Holdings, Knight-Swift, Perimeter Solutions, Crescent Energy, Clipper Realty, Bausch entities, Two Hands Corp

  • β–²

    Multiple material agreements (Item 1.01) potentially enabling survival financing [NEUTRAL/BULLISH] - Super Micro Computer, Atara Biotherapeutics, Pelthos Therapeutics

Risk Flags(4)

  • β–Ό

    Systemic delisting wave in microcaps eroding liquidity and investor confidence, precursor to OTC trading and bankruptcies

  • β–Ό

    Opacity from NOT_DISCLOSED details in 90%+ of filings obscures true financial impacts, amplifying assessment risks

  • β–Ό

    Correlated financing maneuvers (debt + equity issuances) across diverse firms suggest broad liquidity distress contagion

  • β–Ό

    Repeat filings by SKYX and coordinated Bausch entities hint at escalating balance sheet pressures

Opportunities(4)

  • β—†

    Short delisting candidates pre-OTC transfer for 20-50% downside [ALPHA] - ELUTIA, CISO Global, RenovoRx, etc.

  • β—†

    Distressed debt plays in Item 2.03 filers if exhibits reveal high-yield terms upon full review [ALPHA] - Ondas, Crescent Energy, Bausch Health

  • β—†

    Long consolidators or acquirers targeting cheap assets from distressed small caps [ALPHA] - Larger peers in biotech/tech like Super Micro Computer

  • (ALPHA)
    β—†

    Small-cap index put options amid volatility spike from filing cluster

Sector Themes(3)

  • Biotech/pharma acute distress
    β—†

    6+ delistings (RenovoRx, Salarius, FibroBiologics, ProPhase, Atara, Pelthos) plus financings signal R&D cash burn and compliance failures

  • Tech/microcap financing frenzy
    β—†

    Equity/debt deals (SKYX, Ondas, CISO, Fusemachines) reflect survival capital raises amid high burn rates

  • Cross-sector leverage buildup
    β—†

    Energy/transport (Crescent, Knight-Swift, Energy Vault) and consumer (Hooker Furnishings) mirroring small-cap deleveraging pressures

Watch List(4)

  • πŸ‘

    ELUTIA INC, CISO Global, RenovoRx delistings - Track for bankruptcy petitions or OTC performance

  • πŸ‘

    SKYX Platforms Corp (dual filings) - Monitor dilution impact and agreement outcomes for restructuring signals

  • πŸ‘

    Bausch Health & Bausch & Lomb (coordinated filings) - Watch for debt covenant breaches or parent-sub distress linkage

  • πŸ‘

    Super Micro Computer Item 1.01 agreement - Potential M&A catalyst differentiating from distress peers

Filing Analyses(48)
MARTIN MARIETTA MATERIALS INC8-Kneutralmateriality 3/10

02-01-2026

Martin Marietta Materials Inc filed a Form 8-K on January 2, 2026 (AccNo: 0000950157-25-001042, size 160 KB) reporting Item 7.01 Regulation FD Disclosure. This is a single-item voluntary filing under Regulation FD for public disclosure of material nonpublic information. No details on the core event, financial impacts, or transaction specifics are provided in the available filing summary.

Senseonics Holdings, Inc.8-Kneutralmateriality 7/10

02-01-2026

Senseonics Holdings, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000056, Size: 213 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. This is a multi-item mandatory disclosure with no specific details on the agreement, personnel, transaction values, or financial impacts provided in the summary. All quantitative metrics such as dollar values, share counts, or percentages are NOT_DISCLOSED.

MeiraGTx Holdings plc8-Kneutralmateriality 7/10

02-01-2026

MeiraGTx Holdings plc filed an 8-K on 2026-01-02 (AccNo: 0001104659-26-000068, Size: 230 KB) reporting entry into a Material Definitive Agreement under Item 1.01 and Financial Statements and Exhibits under Item 9.01. No details on the agreement, counterparties, transaction value, or financial impacts are disclosed. Sector not specified.

Ondas Holdings Inc.8-Kneutralmateriality 8/10

02-01-2026

Ondas Holdings Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000081, Size: 190 KB), reporting under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, and Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, counterparties, or financial metrics disclosed in the provided information. All quantitative aspects such as transaction value, share count, or percentage changes are NOT_DISCLOSED.

SKYX Platforms Corp.8-Kneutralmateriality 7/10

02-01-2026

SKYX Platforms Corp. filed an 8-K on January 02, 2026 (AccNo: 0001493152-26-000026, Size: 477 KB) reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, sales, amendments, transaction values, parties, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

ELUTIA INC.8-Kbearishmateriality 10/10

02-01-2026

ELUTIA INC. filed an 8-K on 2026-01-02 (AccNo: 0001104659-26-000076) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. No specific details on delisting reasons, transaction values, financial metrics, or named entities beyond the filer are disclosed. Sector not specified.

SKYX Platforms Corp.8-Kneutralmateriality 7/10

02-01-2026

SKYX Platforms Corp. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000028, Size: 225 KB), reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), and financial statements/exhibits (Item 9.01). No details on the agreement, transaction value, share counts, or financial impacts are disclosed. Sector not specified.

Unknown8-Kneutralmateriality 7/10

02-01-2026

The company filed a Form 8-K on January 2, 2026 (AccNo: 0000081061-26-000003, Size: 162 KB) disclosing under Item 1.01 Entry into a Material Definitive Agreement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. Event type is Material Event with no sector specified. No details on the agreement, events, transaction value, or financial impacts are provided in the filing summary.

QHSLab, Inc.8-Kneutralmateriality 7/10

02-01-2026

QHSLab, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000092, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing for a material event in an unspecified sector. No transaction values, financial metrics, or other quantitative details are disclosed.

Knight-Swift Transportation Holdings Inc.8-Kneutralmateriality 7/10

02-01-2026

Knight-Swift Transportation Holdings Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001492691-26-000002, size: 400 KB), reporting entry into a material definitive agreement (Item 1.01), termination of a material definitive agreement (Item 1.02), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), and other events (Item 8.01). This is a multi-item mandatory filing with no details on transaction values, parties, strategic rationale, or financial impacts disclosed in the provided information. All specific dollar amounts, share counts, and metrics are NOT_DISCLOSED.

TELOS CORP8-Kneutralmateriality 7/10

02-01-2026

Telos Corp filed a Form 8-K on January 2, 2026 (AccNo: 0000320121-26-000004, size 209 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. Sector not specified. No details on the agreement, transaction value, parties, financial impacts, or exhibits provided in the summary.

Perimeter Solutions, Inc.8-Kneutralmateriality 6/10

02-01-2026

Perimeter Solutions, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001493152-26-000112) reporting Item 1.01 (Entry into a Material Definitive Agreement) and Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), with Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, or financial terms are disclosed in the provided information. Sector not specified.

Super Micro Computer, Inc.8-Kneutralmateriality 8/10

02-01-2026

Super Micro Computer, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001375365-26-000001, Size: 66 MB) reporting Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided summary. Sector is not specified.

CISO Global, Inc.8-Kbearishmateriality 10/10

02-01-2026

CISO Global, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001493152-26-000105, Size: 204 KB) under Item 3.01, announcing a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing from the US market. No sector, transaction value, financial impacts, or other quantitative details are disclosed. This is a mandatory disclosure of a material event indicating potential removal from exchange listing.

Snail, Inc.8-Kbearishmateriality 9/10

02-01-2026

Snail, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000108, size: 202 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing from the US market. No details on the specific delisting reasons, financial impacts, transaction values, or strategic context are disclosed in the provided information. Sector not specified.

Crescent Energy Co8-Kneutralmateriality 7/10

02-01-2026

Crescent Energy Co filed a Form 8-K on January 02, 2026 (AccNo: 0001628280-26-000120, size 3 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the core transaction, dollar values, parties involved, financial impacts, or quantitative metrics are disclosed in the provided filing summary. This is a multi-item mandatory filing signaling potentially significant strategic or financial developments.

Atara Biotherapeutics, Inc.8-Kneutralmateriality 7/10

02-01-2026

Atara Biotherapeutics, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-000907), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided summary. Sector is not specified.

Energy Vault Holdings, Inc.8-Kneutralmateriality 8/10

02-01-2026

Energy Vault Holdings, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001828536-26-000001, Size: 199 KB), reporting entry into a material definitive agreement (Item 1.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), and unregistered sales of equity securities (Item 3.02), with exhibits under Item 9.01. This is a multi-item mandatory disclosure classified as a Material Event. No specific transaction values, counterparties, share counts, or financial metrics are disclosed in the provided filing summary.

HOOKER FURNISHINGS Corp8-Kneutralmateriality 7/10

02-01-2026

HOOKER FURNISHINGS Corp filed a Form 8-K on 2026-01-02 (AccNo: 0001185185-26-000011, Size: 363 KB) reporting multiple items: Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific details on the agreement, personnel changes, events, or attached exhibits provided in the summary. All transaction values, financial metrics, and quantitative impacts are NOT_DISCLOSED.

TREASURE GLOBAL INC8-Kneutralmateriality 8/10

02-01-2026

TREASURE GLOBAL INC filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000442, Size: 237 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. This is a multi-item Material Event disclosure from us_sec with no specific details on the agreement, transaction terms, counterparties, or financial metrics provided in the summary. Sector is not specified.

Clipper Realty Inc.8-Kneutralmateriality 7/10

02-01-2026

Clipper Realty Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001437749-26-000079) reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. Item 9.01 includes financial statements and exhibits. No specific transaction details, dollar values, counterparties, or quantitative metrics are disclosed in the provided filing summary.

Bausch & Lomb Corp8-Kneutralmateriality 7/10

02-01-2026

Bausch & Lomb Corp filed a Form 8-K on January 02, 2026 (AccNo: 0000950103-26-000051, Size: 2 MB), reporting under Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for a material event, but no specific transaction details, dollar values, parties, or impacts are disclosed in the provided summary. All quantitative financial data and named entities beyond the filer are NOT_DISCLOSED.

Bausch Health Companies Inc.8-Kneutralmateriality 7/10

02-01-2026

Bausch Health Companies Inc. filed an 8-K on January 02, 2026 (AccNo: 0000950103-26-000052, Size: 2 MB), reporting a multi-item disclosure including Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific transaction details, dollar values, counterparties, or financial metrics are disclosed in the provided filing summary. Sector not specified.

Hagerty, Inc.8-Kneutralmateriality 7/10

02-01-2026

Hagerty, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001840776-26-000003, size: 2 MB) reporting Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

FARADAY FUTURE INTELLIGENT ELECTRIC INC.8-Kneutralmateriality 7/10

02-01-2026

Faraday Future Intelligent Electric Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001213900-26-000451, size 271 KB), reporting entry into a material definitive agreement (Item 1.01) and termination of a material definitive agreement (Item 1.02), with financial statements and exhibits (Item 9.01). No details on the agreements' parties, terms, values, or impacts are disclosed. This is a multi-item mandatory filing under SEC 8-K requirements.

RenovoRx, Inc.8-Kbearishmateriality 10/10

02-01-2026

RenovoRx, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001493152-26-000113, Size: 204 KB) under Item 3.01 disclosing a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing from the US market. Sector not specified. No additional details on reasons, financial impacts, or transaction values provided.

Zura Bio Ltd8-Kneutralmateriality 6/10

02-01-2026

Zura Bio Ltd filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000209, Size: 471 KB), reporting entry into a material definitive agreement (Item 1.01), termination of a material definitive agreement (Item 1.02), unregistered sales of equity securities (Item 3.02), other events (Item 8.01), and financial statements/exhibits (Item 9.01). This is a multi-item filing with no specific transaction details, dollar values, or financial metrics disclosed in the provided summary. Sector not specified.

Viewbix Inc.8-Kneutralmateriality 7/10

02-01-2026

Viewbix Inc. filed an 8-K on January 2, 2026 (AccNo: 0001493152-26-000144, Size: 1 MB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific transaction details, dollar values, share counts, or parties disclosed in the provided information. All quantitative metrics and core event descriptions are NOT_DISCLOSED.

Golden Matrix Group, Inc.8-Kbearishmateriality 10/10

02-01-2026

Golden Matrix Group, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001477932-26-000008, Size: 139 KB) under Item 3.01, disclosing a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing from the US market. No specific reasons, financial impacts, transaction values, or other details are provided in the filing summary. Sector is not specified.

Unknown8-Kneutralmateriality 7/10

02-01-2026

Unnamed company filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-000969, Size: 282 KB), reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure classified as a Material Event, filed on the event date, but no specific details on transactions, values, entities, or impacts are disclosed in the provided filing summary. Sector not specified.

CDT Equity Inc.8-Kneutralmateriality 7/10

02-01-2026

CDT Equity Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000143, Size: 452 KB), reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item mandatory filing with no specific transaction details, dollar values, or financial metrics disclosed in the provided summary. Sector not specified.

Pelthos Therapeutics Inc.8-Kneutralmateriality 7/10

02-01-2026

Pelthos Therapeutics Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001753926-26-000010, Size: 437 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details provided on the agreement, events, transaction value, or financial impacts. Sector not specified.

SOBR Safe, Inc.8-Kneutralmateriality 5/10

02-01-2026

SOBR Safe, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001477932-26-000010, Size: 187 KB), reporting under Items 1.01 (Entry into a Material Definitive Agreement), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on the core events, transaction values, named entities, financial impacts, or quantitative data are disclosed in the provided filing summary. Sector is not specified.

Two Hands Corp8-Kneutralmateriality 7/10

02-01-2026

Two Hands Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001494413-26-000002), reporting Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), 3.02 (Unregistered Sales of Equity Securities), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed. Sector is not specified.

FibroBiologics, Inc.8-Kbearishmateriality 10/10

02-01-2026

FibroBiologics, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001193125-26-001077, Size: 156 KB) under Item 3.01 reporting a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. Sector not specified. No quantitative details, transaction values, or further event specifics disclosed.

Functional Brands Inc.8-Kbearishmateriality 10/10

02-01-2026

Functional Brands Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001213900-26-000494, Size: 204 KB) disclosing under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. No specific details on delisting reasons, financial impacts, transaction values, or sector are provided. Event dated January 02, 2026.

iSpecimen Inc.8-Kneutralmateriality 7/10

02-01-2026

iSpecimen Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000496, Size: 1 MB), reporting multiple items: Entry into a Material Definitive Agreement (Item 1.01), Unregistered Sales of Equity Securities (Item 3.02), Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year (Item 5.03), and Financial Statements and Exhibits (Item 9.01). This is a multi-item mandatory disclosure as a material event. No specific transaction details, dollar values, share counts, or other quantitative data are disclosed in the provided filing summary.

Unknown8-Kneutralmateriality 6/10

02-01-2026

The company filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-001070), reporting under Item 3.03 (Material Modifications to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item Material Event filing with no specific details on the nature of modifications, amendments, events, or exhibits provided in the summary. No numerical values, transaction sizes, or named entities are disclosed.

American Well Corp8-Kneutralmateriality 7/10

02-01-2026

American Well Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-001087, Size: 924 KB) disclosing Entry into a Material Definitive Agreement under Item 1.01 and Financial Statements and Exhibits under Item 9.01. No details on the agreement, transaction value, parties involved, or financial impacts are provided in the summary. Sector is not specified.

ProPhase Labs, Inc.8-Kbearishmateriality 10/10

02-01-2026

ProPhase Labs, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001493152-26-000175, Size: 287 KB) reporting under Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. This indicates a delisting event from the US market. No specific details on reasons, financial impacts, or transaction values are disclosed.

Unknown8-Kneutralmateriality 7/10

02-01-2026

An unnamed company filed a Form 8-K on January 2, 2026 (AccNo: 0001140361-26-000218, Size: 154 KB) reporting Item 1.01 (Entry into a Material Definitive Agreement) and Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement). No details on the core event, transaction parties, dollar values, or financial terms are disclosed in the provided filing summary. All quantitative data and specifics such as transaction value, share counts, or percentages are NOT_DISCLOSED.

Salarius Pharmaceuticals, Inc.8-Kbearishmateriality 9/10

02-01-2026

Salarius Pharmaceuticals, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001615219-26-000005, Size: 140 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on the delisting reason, financial impacts, transaction values, or other quantitative metrics are disclosed in the provided filing summary. Sector is not specified.

INTELLIGENT BIO SOLUTIONS INC.8-Kneutralmateriality 6/10

02-01-2026

INTELLIGENT BIO SOLUTIONS INC. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000176, Size: 1 MB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing under SEC rules, but specific details on transactions, values, or impacts are NOT_DISCLOSED in the provided summary. Sector not specified.

ECD Automotive Design, Inc.8-Kbearishmateriality 9/10

02-01-2026

ECD Automotive Design, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001437749-26-000128, Size: 186 KB), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. No specific details on the delisting reasons, triggers, financial impacts, or transaction values are disclosed in the provided filing summary. This indicates a material negative event related to the company's US market listing status.

CoreWeave, Inc.8-Kneutralmateriality 7/10

02-01-2026

CoreWeave, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001769628-26-000003, Size: 144 KB) reporting Item 1.01: Entry into a Material Definitive Agreement. No details on the agreement's parties, terms, value, or strategic context are disclosed. Sector is not specified.

Rani Therapeutics Holdings, Inc.8-Kneutralmateriality 7/10

02-01-2026

Rani Therapeutics Holdings, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-001098), reporting multiple events under Items 1.02 (Termination of a Material Definitive Agreement), 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), 5.07 (Submission of Matters to a Vote of Security Holders), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing as a material event, but specific details on transactions, values, or impacts are NOT_DISCLOSED in the provided summary. No quantitative data or named entities beyond the filer are mentioned.

Fusemachines Inc.8-Kneutralmateriality 7/10

02-01-2026

Fusemachines Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000186), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 3.02 Unregistered Sales of Equity Securities, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed in the provided information. Sector is not specified.

JANEL CORP8-Kneutralmateriality 7/10

02-01-2026

Janel Corp filed a Form 8-K on January 2, 2026 (AccNo: 0001140361-26-000211, Size: 146 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. No specific details on the agreement, counterparties, transaction value, or financial terms are disclosed. Sector not specified.

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US Corporate Distress Financial Stress SEC Filings β€” January 01, 2026 | Gunpowder Blog