US Corporate Distress Financial Stress SEC Filings — April 20, 2026

20-04-2026

QXO, Inc. announced a definitive agreement to acquire TopBuild Corp. for approximately $17 billion in a deal valuing each TopBuild share at $505, a 19.8% premium to the 60-day VWAP and 23.1% to the April 17, 2026 closing price, expected to close in Q3 2026 and be immediately accretive to earnings. The combination will create the second largest publicly traded building products distributor in North America with over $18 billion in combined revenue, more than $2 billion in combined adjusted EBITDA, 28,000 employees, 1,150 locations, and leadership positions including #1 in insulation and #2 in roofing within a $300 billion addressable market. QXO anticipates $300 million in synergies by 2030, following its recent $2.25 billion acquisition of Kodiak Building Partners on April 1, 2026.

• ·TopBuild management guidance: $9-10B annual revenue and $1.7-2.0B adjusted EBITDA by 2030; cumulative FCF $4.2-5.0B from 2026-2030.
• ·QXO board to expand to include one TopBuild nominee.
• ·Transaction consideration: 45% cash / 55% QXO stock, with proration and potential adjustment.
• ·Advisors: Morgan Stanley (lead for QXO), Barclays, Wells Fargo Securities; Goldman Sachs, RBC Capital Markets (for TopBuild).

20-04-2026

GTII Receivership Estate, assignee of MSC Capital Advisors LLC, converted $42,062.13 of principal and accrued interest from defaulted AURI convertible promissory notes into 841,242,529 shares of AURI common stock at $0.00005 per share (75% discount to $0.0002 market price), exhausting all 841,242,529 available authorized unissued shares and representing 8.41% of post-conversion outstanding shares. This partially reduces the $125,000 original principal but leaves $103,515.96 in remaining debt, with both notes in default. The estate demands AURI increase authorized shares to reserve 4.5x coverage for full conversion and fully disclose the notes in OTC Markets filings.

• ·AURI Note 1 maturity: Oct 18, 2025 (past due, in default); AURI Note 2 maturity: Mar 25, 2026 (past due, in default)
• ·Conversion date: April 8, 2026; Market price (April 7, 2026): $0.0002; Conversion price: $0.00005
• ·Shares must be issued within 3 business days or incur $500/day Fail to Deliver Fee
• ·Beneficial ownership post-conversion: 8.41% (under 9.99% limitation)
• ·AURI subject to OTC Markets Alternative Reporting Standard; required to disclose notes, conversion, and holder details in next filing

20-04-2026

USA Rare Earth, Inc. (Nasdaq: USAR) announced a definitive agreement to acquire 100% of Serra Verde Group for approximately $2.8 billion, comprising $300 million in cash and 126.849 million newly issued common shares valued at the April 17, 2026 closing price of $19.95 per share. The deal secures Serra Verde's Pela Ema mine, the only scaled non-Asian producer of all four magnetic rare earth elements (Nd, Pr, Dy, Tb), backed by a 15-year 100% offtake agreement with price floors and $565 million DFC financing, with Serra Verde projected to achieve $550-$650 million annualized run-rate EBITDA by end-2027 and the combined entity ~$1.8 billion by 2030. Pro-forma liquidity is ~$3.2 billion, including government commitments, with no current declines noted but reliance on projections and regulatory approvals for Q3 2026 closing.

• ·Expected acquisition closing in Q3 2026, subject to customary conditions and regulatory approvals
• ·Serra Verde commercial production commenced early 2024; fully permitted ionic clay deposit
• ·15-year 100% offtake agreement with SPV for Phase 1 Nd, Pr, Dy, Tb production including price floors
• ·Serra Verde Phase 1 optimization and expansion fully funded to positive cash flow via DFC
• ·Projections based on $190/kg TREO basket price (Argus Dec 2025) and BRL/USD 5.91 FX rate
• ·Conference call held April 20, 2026 at 8:30am ET; replay available until May 20, 2026
• ·Serra Verde >3 years without Lost-Time Injury; uses renewable electricity and biofuels, no wet tailings

20-04-2026

Enveric Biosciences, Inc. (ENVB) announced a private placement priced at-the-market under Nasdaq rules, issuing 2,222,223 shares of common stock (or pre-funded warrants) at $2.25 per share along with Series I and short-term Series J warrants to purchase up to 2,222,223 shares each at $2.00 exercise price, expected to yield $5 million upfront gross proceeds. Potential additional gross proceeds of approximately $8.9 million could result if warrants are fully exercised, for total up to $13.9 million, to be used for product development, working capital, and general corporate purposes. H.C. Wainwright & Co. serves as exclusive placement agent; closing expected on or about April 17, 2026, subject to customary conditions, with no assurance of warrant exercises.

• ·Purchase price: $2.25 per share (or pre-funded warrant)
• ·Warrant exercise price: $2.00 per share, immediately exercisable
• ·Series I warrants expire five years after Resale Registration Statement effective date
• ·Series J warrants expire eighteen months after Resale Registration Statement effective date
• ·Announcement date: April 16, 2026; Filing date: April 20, 2026

20-04-2026

Stabilis Solutions, Inc. entered into an Equity Distribution Agreement dated April 17, 2026, with Johnson Rice & Company LLC, which is incorporated by reference into a Registration Statement. The filing includes an opinion from attorney Joel Bernstein on the legality of the common stock shares issuable under the agreement (Exhibit 5.1) and related consents. No financial performance metrics or period comparisons are disclosed.

• ·Filing includes Exhibits: 1.1 (Equity Distribution Agreement), 5.1 (Legal Opinion), 23.1 (Consent), and 104 (Inline XBRL Cover Page).

20-04-2026

Centrus Energy Corp. (NYSE: LEU) selected Geiger Brothers, Inc. as the construction contractor for its multi-billion-dollar uranium enrichment plant expansion in Piketon, Ohio, with Fluor Corporation serving as the EPC contractor to deploy thousands of additional AC100M centrifuges for LEU and HALEU production. This partnership leverages Geiger Brothers' prior experience on Centrus' HALEU cascade and 2013 LEU demonstration, aiming for cost efficiencies while supporting a $2.3 billion commercial LEU backlog and at least 12 metric tons per year of HALEU capacity. Centrifuge manufacturing for the expansion launched in December 2025 at the Oak Ridge, Tennessee facility.

• ·Geiger Brothers founded in 1909, headquartered in Jackson, Ohio, and employee-owned.
• ·Previous Geiger Brothers involvement: existing HALEU cascade and 2013 LEU demonstration cascade.
• ·Equivalent of more than 7 billion tons of coal in fuel provided since 1998.

20-04-2026

U.S. Energy Corp. closed an expanded $20 million senior secured debt facility, completing the Phase 1 capital stack for Big Sky Carbon Hub together with March 2026 equity offering proceeds, targeting initial commercial operations in Q1 2027. The facility features flexible terms including pricing at ABR + 2.25% to 3.25%, no financial covenant testing until March 31, 2027, maturity on May 31, 2029, and no prepayment penalties. Concurrently, the company formally suspended further use of its ELOC, last drawn on March 2, 2026, to address perceived dilution overhang.

• ·ELOC last issuance on March 2, 2026 at average price of $1.16 per share
• ·EPA review of MRV plans for Class II injection wells anticipates approvals in summer 2026
• ·Company advancing commercial discussions for long-term helium offtake agreements

20-04-2026

Charles & Colvard, Ltd., in Chapter 11 bankruptcy since March 2, 2026, entered an Asset Purchase Agreement on April 15, 2026, with Van Lang Jewelry LLC or affiliate Jewelry Design Partners LLC to sell substantially all assets (excluding certain excluded assets) for $1,500,000, subject to credit bid against prior financing debt, bankruptcy court approval, and potential higher bids in a Section 363 auction. The buyer is designated as the stalking horse bidder, with the transaction subject to bidding procedures, court approval, and closing conditions including a July 7, 2026 deadline. The company cautions that common stockholders face substantial risk of significant or complete loss on their investment due to the bankruptcy proceedings.

• ·Duc Pham, who resigned from the Board on March 25, 2026, is a Manager of Jewelry Design Partners LLC.
• ·Section 364 Financing Loan Agreement dated March 24, 2026, between the Company and the Buyer.
• ·Bankruptcy Court: United States Bankruptcy Court for the Eastern District of North Carolina; case styled 'In re Charles & Colvard, Ltd.'
• ·Purchase Agreement termination possible if not closed by July 7, 2026; sale order by July 2, 2026.
• ·Customary representations, warranties, and covenants in the Purchase Agreement for a bankruptcy asset sale.

20-04-2026

Functional Brands Inc. (MEHA) filed an 8-K on April 20, 2026, disclosing Amendment No. 2 to CEO Eric Gripentrog's Executive Employment Agreement, approved by the Compensation Committee and Board on April 17, 2026. The amendment aligns the employment term with the fiscal calendar year (expiring December 31, 2025, with auto-renewal), clarifies all amounts in USD, restates CEO duties, and sets consolidated net revenue targets for annual bonus eligibility. No current financial performance or period comparisons were reported.

• ·CEO duties include strategic leadership, financial oversight, public company compliance, board relations, team management, business development, and other board-assigned responsibilities.
• ·Consolidated revenue for bonus targets includes revenue from current entities, post-agreement acquisitions/mergers, and joint ventures.
• ·Original employment agreement dated March 1, 2025; this is Amendment No. 2 dated April 15, 2026.

20-04-2026

Fortress Credit Realty Income Trust, as Limited Guarantor, along with borrower FCR TL Holdings LLC, entered into Amendment No. 4 to the Loan and Security Agreement with JPMorgan Chase Bank, N.A. as Administrative Agent and Lender, effective April 14, 2026, extending the Availability Period to October 15, 2027 and the Maturity Date to October 15, 2028. The amendment adjusts the Applicable Margin to 1.85% per annum (reducible to 1.75% if Outstanding Principal Amount is at least 5% below Borrowing Base) and reaffirms covenants requiring NAV of no less than $1,000,000,000 and Tangible Net Worth of no less than $100,000,000 under certain conditions. Borrower represents no Event of Default exists, with the Limited Guaranty ratified.

• ·Previous amendments dated May 1, 2025 (No. 1), August 14, 2025 (No. 2), and November 6, 2025 (No. 3).
• ·Original Loan and Security Agreement dated November 8, 2024.
• ·Governing law: State of New York.

20-04-2026

Green Stream Holdings, Inc. adopted amended Bylaws and designated 1,000,000 shares of Convertible X Preferred Stock via written consent of sole director Nan Yang on April 18, 2026, filed in an 8-K on April 20, 2026 under Items 3.03, 5.03, and 9.01. The preferred stock features conversion rights, voting rights on an as-converted basis, senior ranking, liquidation preference, and protective provisions. No financial impacts or performance metrics are disclosed.

• ·Sole director confirms full authority due to Company's capital structure including preferred stock with super-voting rights
• ·Authorization for officers to file 8-K with Bylaws as Exhibit 3.1 and Certificate of Determination as Exhibit 3.2
• ·Ratification of all prior actions by officers or agents related to these matters

20-04-2026

Bridgecrest Auto Funding LLC (BAF) and Bridgecrest Acceptance Corporation (BAC) entered into an Underwriting Agreement on April 16, 2026, with Wells Fargo Securities, LLC for the public offering of Auto Loan Asset Backed Notes issued by Bridgecrest Lending Auto Securitization Trust 2026-2, including Class A-1 (3.971%), A-2 (4.24%), A-3 (4.27%), B (4.56%), C (4.88%), and D (5.19%), with an unregistered Class E (7.17%); closing is anticipated on April 28, 2026. On the Closing Date, multiple agreements will be executed, including Purchase Agreement for transfer of motor vehicle retail installment sales contracts (Receivables), Sale and Servicing Agreement, Indenture, and others involving entities like Wilmington Trust and Computershare Trust Company. No performance metrics or declines are reported in this filing.

• ·Trust and Grantor Trust established December 2, 2025, with amended and restated agreements on Closing Date.
• ·Registration Statement on Form SF-3 (Commission File No. 333-271899).
• ·Issuer's CIK: 0002121064; Depositor's CIK: 0001974820; Sponsor's CIK: 0001493927.

20-04-2026

Brookfield Oaktree Holdings, LLC disclosed a Transaction Agreement dated April 14, 2026, whereby Brookfield-affiliated entities (including Acquisition Z (2026) LP, Brookfield Asset Management Ltd., and Brookfield Corporation) will acquire 100% of the outstanding interests in Oaktree partnerships OCGH, OEP, and OEP II through a series of pre-closing and closing transactions, including unit exchanges for cash, BAM Shares, BN Shares, BN Units, or BAM RSUs, cancellations of certain units and phantom/performance units, liquidations, and contributions. The deal involves elections by limited partners for consideration form (cash, shares, units) as per Annex IV, with no monetary values or enterprise value disclosed in the filing. Conditions include antitrust approvals, no injunctions, and execution of related agreements.

• ·Transaction subject to conditions including representations/warranties, performance of covenants, antitrust/Foreign Investment approvals, no injunctions, and execution of other transaction documents.
• ·Pre-Closing Transactions detailed in Exhibit A; Closing Transactions in Exhibit B.
• ·Elections for OCGH Exchange consideration (cash, BAM Shares, BN Shares, BN Units) irrevocable per Partner Election Schedule (Annex IV).
• ·Participating OEP II Units listed in Annex II; Cash-out OCGH Limited Partners in Annex III.

20-04-2026

On April 17, 2026, Faraday Future Intelligent Electric Inc. entered into a Note Purchase Agreement with an accredited investor, issuing a Promissory Note A-1 with $15,780,000 principal and a Secured Promissory Note B with $30,000,000 principal for an aggregate purchase price of $45 million. The notes mature in 24 months, carry 9% and 3.5% interest rates respectively, and allow investor redemptions into Class A Common Stock after 6 months, subject to share reservations and Nasdaq minimum price rules. No period-over-period financial metrics are reported, but the agreement includes dilutive equity conversion risks and strict exchange conditions requiring at least $5 million shareholders' equity and market cap.

• ·Share Reserve to be established within 10 trading days after next annual stockholder meeting, calculated as 1.5x (A Notes balance / Nasdaq Minimum Price) + 0.5x (B Note balance / Nasdaq Minimum Price).
• ·Note Exchange right upon A Notes reduction by at least $300,000, up to half of reduction amount, subject to Exchange Conditions including stockholder approval.
• ·Redemptions start 6 months after Purchase Price Date; aggregated across A Notes with cash or equity payment options if Nasdaq Minimum Price >= $0.0603.
• ·Monitoring fee after 180 days: (Outstanding Balance / 0.80) - Outstanding Balance.
• ·Trigger Events lead to potential Event of Default and Mandatory Default Amount after Cure Period.

20-04-2026

FMC Corporation entered into Amendment No. 6 to its Fifth Amended and Restated Credit Agreement on April 16, 2026, obtaining a waiver from all lenders for compliance with the Maximum Leverage Ratio covenant for the fiscal quarter ended March 31, 2026, signaling potential leverage ratio issues. The amendment adds collateral security through a new Guarantee and Collateral Agreement, including subsidiary guarantees, pledges of equity interests, IP security agreements (trademarks, patents, copyrights), and authorizes the Administrative Agent to perfect liens. Consenting lenders received a 0.05% consent fee on their aggregate Commitments, while the company commits to post-closing obligations.

• ·Amendment filed as 8-K on April 20, 2026, covering Items 1.01 (Entry into Material Definitive Agreement), 2.03 (Creation of Direct Financial Obligation), and 9.01 (Financial Statements and Exhibits).
• ·Lenders constituting all under the Credit Agreement approved the changes, Specified Covenant Waiver limited solely to Q1 2026 Maximum Leverage Ratio in Section 6.01(a).
• ·Post-closing obligations required for certain foreign subsidiaries to execute supplements to Guarantee and Collateral Agreement.

20-04-2026

VRM MSP Recovery Partners, LLC, managed by Virage Capital Management LP, provided a one-time $117,500 advance to MSP Recovery, LLC on April 16, 2026, to support accounts payables, following several prior consents and advances. Reimbursement is mandated from proceeds of future loans or financings (excluding short-term from Hazel Partners Holdings, LLC), with MSP Recovery required to appoint Nader Tavakoli as Chief Restructuring Officer prior to use. The agreement highlights ongoing financial pressures, including references to potential Chapter 11 debtor-in-possession financing.

• ·Prior consents via email/letters dated September 5, 2025; October 16, 2025; November 14, 2025; November 26, 2025; December 19, 2025; February 19, 2026.
• ·Prior advances via letters dated March 20, 2026 and April 2, 2026.
• ·Advance tied to Fifth Amended and Restated LLC Agreement dated August 1, 2020, with amendments through November 13, 2023.

20-04-2026

Limoneira Company's subsidiary, Windfall Investors, LLC, entered a Purchase and Sale Agreement on April 14, 2026, to sell an 80% undivided tenant-in-common interest in 724 acres of Paso Robles, CA real estate (including grape vines and infrastructure) to Peak Holdings, LLC for $16,000,000 ($10,000,000 cash + $6,000,000 promissory note). The deal includes a $500,000 refundable deposit and a due diligence period ending July 1, 2026, after which half the deposit becomes non-refundable. However, the Company will recognize an approximately $9,300,000 impairment on property, plant, and equipment in Q2 FY2026.

• ·Buyer may terminate in sole discretion during due diligence period ending close of business July 1, 2026.
• ·Includes assignable intangibles like licenses, permits, development approvals, plus mineral, development, and air rights.
• ·Purchase Agreement dated April 14, 2026; filing dated April 20, 2026.

20-04-2026

On April 14, 2026, The Trade Desk, Inc. entered into an amended and restated loan and security agreement with a syndicate of banks led by JPMorgan Chase Bank, N.A., establishing a $750.0 million revolving credit facility maturing April 14, 2031. The facility includes a $100.0 million sublimit for letters of credit and a $75.0 million sublimit for swingline loans, with the option to expand by up to an additional $750.0 million under certain conditions. It is secured by substantially all assets (with release possible upon investment grade ratings) and includes variable interest rates, undrawn fees, and covenants such as a maximum net leverage ratio of 3.50 to 1.00.

• ·Base Rate defined as greatest of WSJ Prime Rate, NY Fed Rate + 0.50%, or 1-month SOFR + 1.00%.
• ·SOFR floor of 0%; margins and fees vary by total net leverage ratio.
• ·Customary covenants restrict asset sales, liens, indebtedness, and fundamental changes.
• ·Agreement to be filed as exhibit to Form 10-Q for quarter ended March 31, 2026.

20-04-2026

IGC Pharma, Inc. entered into a Securities Purchase Agreement dated April 10, 2026, with FirstFire Global Opportunities Fund, LLC, issuing a convertible promissory note with an aggregate principal amount of $346,910 (including $39,910 original issue discount) in exchange for a purchase price of $307,000. The transaction relies on exemptions from SEC registration under the 1933 Act, with the closing occurring on or about April 10, 2026. As of the agreement date, the company had 98,796,089 shares of common stock issued and outstanding out of 600,000,000 authorized shares.

• ·Closing Date: on or about April 10, 2026
• ·SEC filing date: April 20, 2026
• ·Note is convertible into shares of Common Stock

20-04-2026

AI Era Corp. (ABQQ) entered into a Financial Advisory Agreement with Craft Capital Management LLC on April 18, 2026, appointing them as exclusive U.S. financial advisor for a proposed direct listing on the NYSE American Exchange and general advisory services. Consideration includes a $570,000 non-refundable cash fee ($35,000 previously paid), approximately $300,000 worth of common shares issuable 30 days prior to listing, and reimbursement of up to $150,000 in expenses. Craft Capital's material services and success fee are contingent on the Company resolving its going concern qualification to NYSE American's satisfaction and issuing a Commencement Notice, with the agreement terminating a prior January 15, 2026, Underwriting Engagement Letter.

• ·Agreement includes exclusivity for U.S. Listing Services, right of first refusal for certain future financings, indemnification, confidentiality, and termination provisions.
• ·Prior Underwriting Engagement Letter dated January 15, 2026, with Craft Capital is automatically terminated.

20-04-2026

On April 17, 2026, Armlogi Holding Corp. received a Nasdaq notice for non-compliance with Listing Rule 5450(b)(1)(C), as its Market Value of Publicly Held Shares (MVPHS) fell below the $5,000,000 threshold for 30 consecutive business days. The Company has 180 calendar days until October 14, 2026, to regain compliance by maintaining MVPHS at or above $5,000,000 for 10 consecutive business days, with no immediate impact on trading under symbol BTOC. Failure to comply risks delisting or transfer to Nasdaq Capital Market, and the Company plans to monitor and address the issue but provides no assurance of success.

• ·Trading symbol: BTOC on The Nasdaq Global Market
• ·Nasdaq Listing Rule referenced: 5450(b)(1)(C) and 5810(c)(3)(D)
• ·Company is an emerging growth company
• ·Principal executive offices: 20301 East Walnut Drive North, Walnut, CA 91789

20-04-2026

QVC Group, Inc. received a Nasdaq notice on April 17, 2026, determining delisting of its Series A common stock (QVCGA) and 8.0% Series A Cumulative Redeemable Preferred Stock (QVCGP) effective April 24, 2026, due to its Chapter 11 bankruptcy filing on April 16, 2026, public interest concerns, and doubts on continued listing compliance. Separately, its Series B common stock (QVCGB) is being downgraded from OTCQB Venture Market to OTCID Basic Market effective April 20, 2026. The company does not intend to appeal and warns that equity holders expect no recovery as interests will likely be cancelled under its prepackaged reorganization plan.

• ·Nasdaq determination based on bankruptcy filing, public interest concerns, residual equity interest doubts, and compliance sustainability.
• ·Company has right to appeal under Nasdaq Rule 5800 Series but does not intend to.
• ·Delisting not expected to affect business operations or Chapter 11 Cases; anticipates OTC Markets trading post-suspension but with no assurances on volume or continuity.
• ·Trading in securities highly speculative with prices unrelated to potential bankruptcy recovery.

20-04-2026

QVC, Inc. received notice on April 17, 2026, from NYSE Regulation to delist its 6.375% Senior Secured Notes due 2067 (QVCD) and 6.250% Senior Secured Notes due 2068 (QVCC) from the NYSE due to the company's recent Chapter 11 bankruptcy filing by QVC Group and affiliates, with trading suspended immediately. The company does not intend to appeal the delisting determination. While the delisting is not expected to affect business operations or the bankruptcy proceedings, trading in the company's securities is highly speculative, with the notes set to be cancelled under the prepackaged reorganization plan and equity interests receiving no distributions.

• ·Trading in the Listed QVC Notes on the NYSE has been suspended immediately.
• ·NYSE delisting determination pursuant to NYSE Listed Company Manual Section 802.01D.
• ·Company has right to review by NYSE Board Committee but does not intend to appeal.
• ·Holders of existing Listed QVC Notes will receive distributions under the Plan in satisfaction of claims, with no assurance of full recovery.
• ·Holders of equity interests in QVC Group will receive no distributions and such interests will be cancelled for no consideration.

20-04-2026

High Roller Technologies, Inc. (NYSE: ROLR) executed a definitive agreement with Crypto.com | Derivatives North America (CDNA) on April 14, 2026, to launch event-based prediction markets in the U.S., targeting a third-party estimated mature market opportunity exceeding $1 trillion in annual trading volume. The partnership enables High Roller to offer CDNA's CFTC-regulated event contracts across finance, sports, and entertainment via its platform, creating new revenue streams. While forward-looking statements highlight inherent risks and uncertainties, no current financial impacts or declines are reported.

• ·High Roller plans to operate as a CFTC-registered Introducing Broker with Crypto.com’s CFTC-registered Futures Commission Merchant.
• ·Filing Date: April 20, 2026; Announcement Date: April 14, 2026.
• ·High Roller serves a global customer base in the multi-billion iGaming industry.

20-04-2026

Franklin BSP Realty Trust, Inc. (FBRT-PE) disclosed entry into an Indenture dated April 15, 2026, by BSPRT 2026-FL13 ISSUER, LLC (Issuer), establishing a securitization for multiple classes of secured floating rate notes (Classes A, A-S, B, C, D, E, F, G, H, J) collateralized by commercial real estate collateral interests, servicing accounts, and related assets. The Indenture involves Benefit Street Partners Realty Operating Partnership, L.P. as Advancing Agent, Wilmington Trust as Trustee, and Computershare Trust Company as Note Administrator and Custodian. No specific financial metrics, issuance amounts, or performance data are provided in the filing.

• ·Indenture effective April 15, 2026; SEC 8-K filed April 20, 2026 under Items 1.01, 2.03, 9.01
• ·Collateral includes Closing Date Collateral Interests (Schedule A), Servicing Accounts, Eligible Investments, and rights under related agreements

20-04-2026

La Rosa Holdings Corp. filed a Certificate of Amendment to its Amended and Restated Articles of Incorporation on April 16, 2026, adding Section 3.09 to implement a 1-for-10 reverse stock split effective at 12:01 a.m. ET on April 20, 2026. The amendment was approved by stockholders holding 95.65% of the voting power. The reverse split applies only to common stock, with fractional shares rounded up to whole shares and no impact on preferred stock, par value, or authorized capital.

• ·Nevada Secretary of State Filing Number: 20265674326
• ·Entity ID: E15365242021-1
• ·Filed on April 16, 2026 at 06:43:06 AM
• ·Every 10 pre-split common shares convert to 1 post-split share
• ·No surrender of certificates required for split to take effect

20-04-2026

Digital Brands Group, Inc. entered into Amendments effective April 14, 2026, to prior letter agreements with four existing warrant holders, under which each holder agreed to exercise 946,970 New Warrants at $0.66 per share on or prior to May 31, 2026, expecting aggregate proceeds of approximately $2.5 million. This builds on a February 2026 agreement where holders exercised 2,365,968 Existing Warrants at $0.66 per share and committed to exercising 9,634,032 New Warrants by June 17, 2026. The Company will file a Form S-3 to register the underlying shares within 10 business days of its 10-K for fiscal year ended December 31, 2025.

• ·Amendments filed as Exhibit 10.1.
• ·Original Agreement related to Registration Statement on Form S-1 (File No. 333-284508, effective February 11, 2025).
• ·Common Stock trading symbol: DBGI.

20-04-2026

IT Tech Packaging, Inc. received an NYSE American Notice of noncompliance on April 16, 2026, due to failure to file its Form 10-K for the year ended December 31, 2025, by the April 15, 2026 due date, triggered by inability to finalize financial results and disclosures without unreasonable effort. The notice initiates procedures under Section 1007 of the NYSE American Company Guide, providing an initial six-month cure period (with possible additional six months) to file the delinquent report, but no immediate effect on listing or trading; however, failure to cure risks suspension and delisting at NYSE's discretion. The company intends to file as soon as practicable within the cure period but provides no assurance of regaining compliance.

• ·Company filed Notification of Late Filing on Form 12b-25 with SEC on March 31, 2026.
• ·Common Stock, par value $0.001 per share, trading symbol ITP on NYSE American LLC.
• ·Production facilities located in Baoding and Xingtai, Hebei Province, North China.

20-04-2026

Sysco Corporation entered into a $3 billion senior unsecured delayed draw term loan credit agreement dated April 16, 2026 ($1.25B Tranche A Term Facility and $1.75B Tranche B Term Facility) to finance the Maverick Acquisition of JRD Unico, Inc. (Target) and its affiliates via New Slider Holdco, Inc. The agreement features Bank of America, N.A. as Administrative Agent, with Goldman Sachs Bank USA and TD Securities (USA) LLC as Syndication Agents, and includes an Availability Period ending five business days after the Termination Date of the Maverick Acquisition Agreement signed March 30, 2026.

• ·Applicable Rate for Term SOFR Loans: 0.75% (Category 1, A/A2 or higher) to 1.375% (Category 5, below BBB/Baa2)
• ·Applicable Rate for Base Rate Loans: 0.00% (Categories 1-3) to 0.375% (Category 5)
• ·Negative covenants include liens restrictions and Consolidated EBITDA to Consolidated Interest Expense ratio
• ·Maverick Acquisition Agreement signed March 30, 2026

20-04-2026

On April 17, 2026, Nocera, Inc. received a notice from Nasdaq stating that the company fails to meet the minimum stockholders’ equity requirement of $2.5 million for continued listing on The Nasdaq Capital Market, as its Form 10-K for the year ended December 31, 2025, reports stockholders’ equity of $(440,735). The company has 45 days until June 1, 2026, to submit a compliance plan, with a possible extension of up to 180 calendar days if accepted. Trading of NCRA common stock continues unaffected, but there is no assurance Nasdaq will approve the plan or that compliance will be regained.

• ·Common stock trades under symbol NCRA on The Nasdaq Capital Market with no immediate delisting effect.
• ·Company is an emerging growth company.
• ·Principal executive offices: 3F (Building B), No. 185, Sec. 1, Datong Rd., Xizhi Dist., New Taipei City Taiwan 221, ROC.

20-04-2026

CID Holdco, Inc. entered into a Common Stock Purchase Agreement with White Lion Capital, LLC, effective April 17, 2026, enabling the sale of up to $10,000,000 in common stock over a commitment period ending December 31, 2028, providing the company with flexible access to capital. Concurrently, a Note Purchase Agreement was executed for $2,875,000 in senior secured convertible promissory notes. While enhancing liquidity, the deal involves potential shareholder dilution from stock issuances, commitment shares, a $120,000 commitment fee, and a $20,000 document preparation fee.

• ·Sales rely on Section 4(a)(2) and Rule 506(b) of Regulation D exemptions
• ·Company to file Form S-1 Registration Statement within 15 Business Days of April 17, 2026
• ·Principal Market: Nasdaq Capital Market

20-04-2026

Alaska Air Group reported first quarter 2026 GAAP net loss of $193 million ($1.69 per share) and adjusted net loss of $192 million ($1.68 per share), with total operating revenue of $3.3 billion up 5% YoY driven by premium revenue growth of 8%, loyalty remuneration up 12%, and managed corporate revenue up 19%. However, results faced headwinds from sharply higher fuel costs up 17% to $796 million ($2.98 per gallon), unit costs up 6.3%, and disruptions in Hawaii and Puerto Vallarta markets (30% of capacity), leading to operating loss widening 42% YoY to $279 million. Full-year guidance suspended due to fuel volatility; Q2 adjusted loss per share ~$1.00 with capacity up 1% YoY, unit revenue up high-single digits to 10%, but $600 million added fuel expense at $4.50 per gallon.

• ·Debt-to-capitalization ratio of 61% at Q1 end; trailing twelve months adjusted net leverage of 3.3x.
• ·Over 90% of premium fleet retrofits completed ahead of summer.
• ·Led industry in on-time performance Q1 2026.
• ·Seattle-Tokyo route profitable with >90% load factors.
• ·April fuel expected $4.75/gallon; Q2 average $4.50/gallon based on forward curve.
• ·Increased revolving credit facility to $1.1B, total liquidity $2.9B.

20-04-2026

AEVEX Corp. adopted an Amended and Restated Certificate of Incorporation via unanimous board written consent and stockholder approval, authorizing 1,250,000,000 total shares: 50,000,000 Preferred Stock, 1,000,000,000 Class A Common Stock, and 200,000,000 Class B Common Stock. The structure implements a dual-class common stock system where Class B shares have one vote per share and exchange rights into Class A but no dividend or liquidation rights, with transfer restrictions tied to LLC Units of Athena Technology Solutions Holdings, LLC. The Board is fixed at seven directors divided into three classes, with terms keyed to the IPO Date.

• ·Original incorporation: October 27, 2025.
• ·Registered office: 1209 Orange Street, Wilmington, New Castle County, Delaware 19801.
• ·Par value: $0.0001 per share for all classes.
• ·Class B Common Stock transfers restricted except to Permitted Transferees or in exchanges; otherwise auto-transfer to Corporation.
• ·References Exchange Agreement and LLC Agreement dated on or about April 17, 2026.

20-04-2026

On April 14, 2026, OneMedNet Corporation received a notice from Nasdaq's Listing Qualifications Department stating non-compliance with the $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2), based on the closing bid price for the last 30 consecutive business days. The company has 180 calendar days, until October 12, 2026, to regain compliance by achieving a bid price of at least $1.00 per share for 10 consecutive business days, with potential for an additional 180-day period if other listing standards are met. The company plans to monitor the situation and may implement a reverse stock split, but there is no assurance of regaining compliance, risking delisting.

• ·Non-compliance based on closing bid price for 30 consecutive business days.
• ·Nasdaq Listing Rule 5810(c)(3)(A) provides the initial 180-calendar-day grace period.
• ·Eligibility for second 180-day period requires meeting market value of publicly held shares and other initial listing standards (except bid price), plus written notice of intent to cure via reverse stock split if necessary.

20-04-2026

Sidus Space, Inc. (SIDU) announced the pricing of a $58.5 million registered direct offering of 13,453,700 shares of Class A common stock (or pre-funded warrants) at $4.35 per share, generating gross proceeds of approximately $58.5 million before fees. The net proceeds will fund working capital and general corporate purposes, with closing expected on April 21, 2026, subject to customary conditions. ThinkEquity serves as the sole placement agent.

• ·Offering pursuant to shelf registration on Form S-3 (File No. 333-292839), effective February 4, 2026.
• ·Final prospectus supplement to be filed with SEC.
• ·Annual Report on Form 10-K for year ended December 31, 2025 referenced for risk factors.

20-04-2026

Allbirds, Inc. executed a definitive $50M convertible financing facility with an institutional investor, expected to close in Q2 2026 subject to stockholder approval at the May 18, 2026 Special Meeting, to fund a pivot to AI compute infrastructure and rebranding to NewBird AI following the prior asset sale of its footwear brand to American Exchange Group. The company anticipates a special dividend in Q3 2026 to stockholders of record on May 20, 2026. This strategic shift targets GPU-as-a-Service and AI-native cloud solutions amid high market demand for compute capacity.

• ·Stockholder record date for Special Meeting: April 13, 2026
• ·Chardan serving as placement agent
• ·Holland & Hart LLP acting as legal counsel
• ·Proxy materials reference Annual Report on Form 10-K for year ended December 31, 2025

20-04-2026

NewHold Investment Corp IV, a SPAC targeting industrial and business services companies, announced the pricing of its $175 million initial public offering of 17,500,000 units at $10.00 per unit, each consisting of one Class A ordinary share and one-third of one redeemable warrant exercisable at $11.50 after a business combination. BTIG, LLC serves as sole book-running manager, with a 45-day over-allotment option for up to 2,625,000 additional units; units are set to trade on Nasdaq under 'NHIVU' starting April 15, 2026, with closing expected April 16, 2026.

• ·Units expected to trade on Nasdaq Global Market under ticker 'NHIVU' beginning April 15, 2026; separate trading of shares ('NHIV') and warrants ('NHIVW') thereafter.
• ·SEC registration statement declared effective April 14, 2026.
• ·Company focuses on mergers with growing industrial and business services companies.

20-04-2026

Ameriguard Security Services, Inc. entered into a material definitive agreement on March 10, 2026, with Lillian Flores to issue shares of Common Stock in exchange for partial debt settlement. On April 15, 2026, the company authorized and issued 8,756,150 shares to Lillian Flores for the partial conversion of $2,456,991 of outstanding debt. The issuance relied on exemptions from registration under Section 4(a)(2) and/or Rule 506 of Regulation D, with the recipient being an accredited investor and no public solicitation involved.

• ·Agreement dated March 10, 2026; issuance authorized April 15, 2026; filing dated April 20, 2026.
• ·Shares issued are restricted securities.

20-04-2026

Archimedes Tech SPAC Partners II Co. (ATIIW) filed a Form 8-K on April 20, 2026, disclosing entry into a material definitive agreement under Item 1.01, unregistered sales of equity securities under Item 3.02, and Regulation FD disclosure under Item 7.01. Exhibit 99.1 was attached as an image exhibit. No specific financial metrics or performance data were detailed in the provided content.

• ·Filing items reported: 1.01 (Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 7.01 (Regulation FD Disclosure), 9.01 (Financial Statements and Exhibits)
• ·Subcategory: Material Agreement Entry
• ·Exhibit 99.1 referenced as image exhibit

20-04-2026

Acadia Realty Limited Partnership (Parent Borrower), along with Albee Retail Development LLC, Albee Development LLC, and Albee Phase 3 Development LLC (City Point Borrowers), entered into a Fourth Amended and Restated Credit Agreement dated April 17, 2026, restating the prior Third Amended and Restated Credit Agreement from April 15, 2024, with Acadia Realty Trust and certain subsidiaries as guarantors. The agreement establishes a Revolving Credit Facility, Term A-1 Facility, Term A-2 Facility, and Term A-3 Facility, administered by Bank of America, N.A., with participation from multiple banks including Wells Fargo, M&T, Truist, and PNC as syndication agents. No specific facility sizes or commitment amounts are detailed in the provided filing excerpt, and no declines or flat performance metrics are mentioned.

• ·Published Deal CUSIP Number: 00423GAN3
• ·Published Revolver CUSIP Number: 00423GAP8
• ·Published Term A-1 CUSIP Number: 00423GAQ6
• ·Published Term A-2 CUSIP Number: 00423GAR4
• ·Published Term A-3 CUSIP Number: 00423GAS2
• ·Existing Credit Agreement dated April 15, 2024

20-04-2026

Hadron Energy and GigCapital7 have revised the pro-forma equity valuation for their business combination down to $600 million from previously announced higher levels to align with a sector-wide valuation recalibration and reduce redemption risk. The SEC declared the Form S-4 effective on April 15, 2026, enabling a special shareholder meeting on May 7, 2026, while Hadron completed a $7.5 million pre-IPO equity financing via SAFE notes. Despite the downward valuation adjustment reflecting market declines in advanced nuclear peers, Hadron advances supplier collaborations and customer MOUs amid continued commercial momentum.

• ·Expected Nasdaq listing under ticker 'HDRN' upon closing.
• ·GigCapital7 special shareholder meeting scheduled for May 7, 2026.
• ·Form S-4 declared effective by SEC on April 15, 2026.
• ·Smartland MOU includes initial strategic investment in Hadron.

20-04-2026

QXO, Inc. (NYSE: QXO) entered into a definitive agreement to acquire TopBuild Corp. (NYSE: BLD) for approximately $17 billion, valuing each TopBuild share at $505, a premium of 19.8% to the 60-day VWAP and 23.1% to the April 17, 2026 closing price. The transaction will create the second-largest publicly traded building products distributor in North America with over $18 billion in combined revenue and over $2 billion in combined adjusted EBITDA, expected to be immediately accretive with $300 million in synergies by 2030. The deal, unanimously approved by both boards, awaits shareholder approvals and customary conditions, targeting closure in Q3 2026.

• ·TopBuild management guides to $9-10 billion annual revenue and $1.7-2.0 billion adjusted EBITDA by 2030.
• ·TopBuild management guides to cumulative free cash flow of $4.2-5.0 billion from 2026-2030, with FCF conversion of 60-70%.
• ·Transaction consideration: 45% cash ($505/share) and 55% QXO shares (20.2 shares/share), subject to proration.
• ·QXO financial advisors: Morgan Stanley (lead), Barclays, Wells Fargo Securities; legal: Paul, Weiss.
• ·TopBuild financial advisors: Goldman Sachs, RBC Capital Markets; legal: Jones Day.
• ·QXO targets $50 billion annual revenues within next decade.

20-04-2026

Sila Realty Trust, Inc. (NYSE: SILA) has entered a definitive merger agreement to be acquired by affiliates of Blue Owl Capital Inc. (NYSE: OWL) for $30.38 per share in an all-cash deal valued at approximately $2.4 billion, representing a 19.0% premium to the April 17, 2026 closing price of $25.53 and a 25.6% premium to the 30-day VWAP. The transaction, unanimously approved by Sila's board, is expected to close in Q2 or Q3 2026 subject to shareholder approval and customary conditions, after which Sila will become private and delist from NYSE. No declines or flat metrics reported, though forward-looking statements highlight risks including failure to obtain approvals or closing conditions.

• ·Sila's portfolio consists of high-quality healthcare facilities along the continuum of care with long-term triple-net leases.
• ·Transaction permits up to two regular quarterly dividends during pendency.
• ·Sila intends to file Form 10-Q for Q1 2026 within SEC deadlines but will not host a conference call.

20-04-2026

LEEF Brands, Inc. announced the acquisition of Standard Holdings, Inc., parent of HIMALAYA VAPOR, a leading California cannabis concentrates brand, for 13,688,000 common shares and warrants valued at US$100,000, representing total consideration of approximately US$2.5 million. The deal enhances vertical integration by combining HIMALAYA's premium full-spectrum cartridges and sun-grown cannabis production with LEEF's low-cost cultivation at Salisbury Canyon Ranch, expected to improve unit economics, margins, and generate free cash flow in the first year. Management expresses strong confidence in scaling the brand across California and new markets while maintaining a disciplined M&A approach.

• ·Warrants priced at $0.25 CAD per share
• ·Acquisition announced April 16, 2026; SEC 8-K filed April 20, 2026
• ·LEEF focused on expanding Salisbury Canyon Ranch as core business

20-04-2026

Momentus Inc. terminated the AIR Warrants issued to Yield Point NY, LLC after the full conversion of a $1,630,435 Junior Secured Convertible Note into shares of Common Stock. Additionally, all amounts outstanding under the Amended and Restated Secured Convertible Promissory Note to Space Infrastructures Ventures, dated September 8, 2025, were converted into Common Stock as of April 17, 2026. As a result, the Company no longer has any outstanding convertible indebtedness.

• ·Convertible Note had original issue discount of 8% and conversion price adjusted from $19.9206 to $3.927.
• ·AIR Warrants terminated on April 17, 2026, per their terms.
• ·Material terms of Convertible Note and AIR Warrants described in Form 8-K filed September 29, 2025.

20-04-2026

ExchangeRight Income Fund Operating Partnership, LP, a subsidiary of ExchangeRight Income Fund d/b/a ExchangeRight Essential Income REIT, entered into an amended and restated credit agreement dated April 15, 2026, increasing the revolving credit facility from $185M to $200M and adding a new $400M delayed draw term loan facility. Wells Fargo Bank, National Association serves as Administrative Agent, with participation from multiple lenders including Fifth Third Bank, KeyBank National Association, and Truist Bank. This expansion provides enhanced liquidity and borrowing flexibility without any noted restrictions or declines in capacity.

• ·Loan Number: 0000044251
• ·Published CUSIP Number: 30150MAC0
• ·SEC filing date: April 20, 2026
• ·8-K Items: 1.01, 1.02, 2.03, 9.01