US Corporate Distress Financial Stress SEC Filings — October 20, 2026

20-10-2026

Sports Entertainment Gaming Global Corporation (Nasdaq: SEGG; warrants LTRYW) received a Nasdaq Staff Determination on October 14, 2026 for failing to file its Q2 2026 Form 10-Q (quarter ended June 30, 2026), which keeps it out of compliance with Listing Rule 5250(c)(1). Unless a hearing is requested by 4:00 p.m. ET on October 21, 2026, trading in its common stock and warrants would be suspended on October 23, 2026. The company has requested a Panel hearing, which stays suspension for 15 days (with an extended stay requested), and expects to file the Q2 10-Q as soon as practicable, though no assurance is given. The company previously filed its 2025 10-K (July 10, 2026) and Q1 2026 10-Q (October 8, 2026), so the Q2 10-Q is the only remaining delinquent report.

• · Staff previously notified the company on April 17, May 21, and August 20, 2026 of non-compliance with Listing Rule 5250(c)(1)
• · The compliance deadline ran through October 12, 2026
• · Suspension would begin at market open on October 23, 2026 with a Form 25-NSE filed to remove the securities from listing
• · Panel hearings are typically scheduled 30 to 45 days after a hearing request

20-10-2026

Hilton Worldwide Holdings Inc. notified the NYSE on October 20, 2026 of its intention to voluntarily transfer the principal listing of its common stock to the Nasdaq Global Select Market under the same ticker, HLT. The NYSE listing is expected to end at market close on November 4, 2026, with trading on Nasdaq beginning at market open on November 5, 2026. This is a voluntary exchange transfer, not a delisting for failure to meet listing standards.

• · The transfer was authorized by the Board of Directors and is voluntary; it is not a delisting for failure to satisfy continued listing standards.
• · Ticker symbol HLT is unchanged on Nasdaq.
• · Forward-looking risks flagged include possible delays in implementing the transfer and potential market disruption in trading of the Common Stock.
• · Exhibit 99.1 press release accompanies Item 7.01 Regulation FD disclosure and is furnished, not filed, under Section 18 of the Exchange Act.

20-10-2026

SHF Holdings, Inc. received a letter from Nasdaq on October 20, 2026 granting an additional 180 calendar days, until April 19, 2027, to regain compliance with the $1.00 minimum closing bid price requirement for its Class A common stock. The extension follows the expiration of the initial compliance period on October 19, 2026, and is conditioned on the company's written intention to cure the deficiency via a reverse stock split if necessary. Failure to regain compliance by April 19, 2027 would trigger a delisting notice, with the right to appeal to a Nasdaq Hearings Panel that would not stay suspension.

• · Nasdaq deadline to regain compliance is April 19, 2027; failure triggers written delisting notification and potential Hearings Panel appeal
• · A timely Panel hearing request would not stay suspension of trading in the company's securities
• · Company met the market value of publicly held shares requirement and other initial listing standards on The Nasdaq Capital Market, apart from the bid price requirement
• · Company states there is no assurance it will regain or maintain compliance with the bid price or other Nasdaq listing standards
• · Company is an emerging growth company, per the cover page checkbox

20-10-2026

XWELL, Inc. received a Nasdaq Listing Qualifications notice on October 7, 2026 stating it is not in compliance with the $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2), based on 30 consecutive business days of closing bid prices from August 25 through October 6, 2026. The company has a 180-calendar-day compliance period, until April 5, 2027, to regain compliance, and the notice has no immediate effect on the listing or trading of its common stock, which continues under the symbol XWEL on The Nasdaq Capital Market.

• · Compliance deadline is April 5, 2027
• · A reverse stock split, if used, must be completed no later than ten business days before April 5, 2027
• · Failure to regain compliance may lead to Nasdaq delisting notice, which the company could appeal to a Nasdaq Hearings Panel
• · Company states there can be no assurance it will regain compliance within the applicable period