US Executive Compensation Proxy SEC Filings — September 10, 2026

10-09-2026

TEN Holdings, Inc. filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders to be held virtually on October 29, 2026. Stockholders will vote on the election of four directors and the ratification of AssentSure PAC as the independent auditor for fiscal year 2026. As of the record date, there were 11,979,943 shares of common stock outstanding held by 13 holders of record.

• · Annual Meeting will be held virtually at www.virtualshareholdermeeting.com/XHLD2026 on October 29, 2026 at 9:00 a.m. Eastern Time.
• · Record date for voting is September 4, 2026.
• · Quorum requires at least one-third of outstanding voting shares.
• · Director election requires a plurality of votes cast; auditor ratification requires a majority of votes cast.
• · Board recommends voting FOR all director nominees and FOR ratification of AssentSure PAC.
• · Proxy materials are first being sent to stockholders on or about September 10, 2026.

10-09-2026

Resources Connection, Inc. (RGP) filed a definitive proxy statement for its 2026 Annual Meeting scheduled for October 22, 2026, with proposals including the election of directors Roger D. Carlile and Marco von Maltzan, ratification of Ernst & Young as auditor, approval of amended stock and purchase plans, and an advisory vote on executive compensation. CEO Roger D. Carlile notes fiscal 2026 was a transition year with cost structure and service offering refinements, and expresses optimism for fiscal 2027 growth, while two long-standing directors retire. No specific financial results are disclosed in the filing, limiting assessment of performance trends.

• · Annual Meeting to be held virtually on October 22, 2026 at 3:30 p.m. Central Time.
• · Record date for voting is August 24, 2026.
• · Board Chair role to be assumed by CEO Carlile upon Pisano's retirement; Sue Collyns becomes Lead Independent Director.
• · Proposal 3: Amendment to 2020 Performance Incentive Plan; Proposal 4: Amendment to 2019 Employee Stock Purchase Plan.

10-09-2026

Applied Industrial Technologies filed its definitive proxy statement (DEF 14A) for fiscal year 2026, detailing executive compensation and incentive plans. The filing includes stock awards and performance share grants for named executive officers, with grant date fair values for RSUs and performance shares. No negative or declining metrics are present in the provided content.

• · Performance share grant date fair values assume target achievement; if highest performance level achieved, values would be double the reported amounts.
• · All other compensation for N. Schrimsher includes $212,311 in KERP account credits and $9,155 in perquisites.
• · No perquisite or personal benefit exceeded the greater of $25,000 or 10% of total perquisites in fiscal year 2026.
• · SAR base price is the closing price on NYSE on grant date ($270.68 per share).
• · N. Schrimsher is the only remaining active executive eligible for post-retirement health care coverage.

10-09-2026

GeoVax Labs, Inc. is seeking stockholder approval to issue up to 11,395,256 shares of common stock upon exercise of the August 2026 Warrant, issued to an institutional investor in connection with a warrant exercise inducement on August 25, 2026. The warrant has an exercise price of $0.64 per share and expires five years after stockholder approval. The proposal is required under Nasdaq Listing Rules 5635(b) and 5635(d) because full exercise would represent approximately 55.6% of outstanding shares on a post-exercise basis, though a blocker provision limits any holder to 4.99% beneficial ownership. If approved and exercised, current stockholders will face significant dilution and the market price of the common stock could decline.

• · The August 2026 Warrant expires five years after stockholder approval is obtained.
• · The warrant includes a blocker provision limiting any holder to 4.99% beneficial ownership.
• · If stockholder approval is not obtained at the first meeting, GeoVax must call a meeting every 90 days until approval is obtained or the warrants are no longer outstanding.
• · There is no established trading market for the August 2026 Warrant, and the company does not intend to list it on any exchange.
• · The company may be required to pay liquidated damages of $10 per trading day per $1,000 of exercised but undelivered shares, rising to $20 per trading day after the third trading day.

10-09-2026

Northern Lights Fund Trust IV filed a definitive proxy statement (DEF 14A) on September 10, 2026, seeking shareholder approval for new advisory and sub-advisory agreements following a change-of-control transaction. On August 25, 2026, certain legacy owners of Kingsview Partners, LLC agreed to sell an approximately 51% interest in KP (parent of the investment adviser Kingsview Wealth Management LLC) to Windsor KV Holdings, Inc., a special purpose vehicle wholly owned by FTV Capital. The proxy also proposes reclassifying the Funds from diversified to non-diversified investment companies. No changes to investment objectives, strategies, risks, portfolio managers, advisory fees, or shareholder holdings are expected as a result of the transaction.

• · The special meeting of shareholders will be held on November 10, 2026, both in person at Kingsview Wealth Management LLC offices in Chicago and virtually.
• · Shareholders must pre-register for virtual attendance by November 9, 2026 at 11:59 p.m. Eastern Time.
• · The expected closing date of the Transaction is on or around September 30, 2026.
• · The proxy statement is definitive (DEF 14A), not preliminary.
• · The Funds' current portfolio managers and all other advisory/sub-advisory personnel are expected to keep their current positions after the Transaction.

10-09-2026

Advisors Series Trust filed a definitive proxy statement for a special shareholder meeting on October 29, 2026, to approve a new investment advisory agreement with Segall Bryant & Hamill (SBH) and to reclassify the Capital Advisors Growth Fund from diversified to non-diversified. The changes follow Corient Private Wealth's acquisition of Capital Advisors, which triggered an automatic termination of the previous advisory agreement. The Board unanimously recommends voting FOR both proposals, and the fund will be renamed SBH Equity Fund if approved.

• · The Transaction closed on June 29, 2026, and the Interim Advisory Agreement is effective for no longer than 150 calendar days following the Closing.
• · The expense limitation for the Fund's total operating expenses will remain unchanged for at least two years from the effective date of the New Advisory Agreement.
• · The Fund's name will change to SBH Equity Fund if the New Advisory Agreement is approved.
• · The record date for voting is August 26, 2026, and proxies must be received by 11:59 p.m. Central Time on October 28, 2026.
• · The proxy materials were first sent to shareholders on or about September 23, 2026.

10-09-2026

Consumers Bancorp Inc. filed its definitive proxy statement (DEF 14A) for the 2026 Annual Meeting, disclosing that Plante & Moran, PLLC served as independent auditor for fiscal year 2026 and is proposed for reappointment for fiscal 2027. Audit fees declined 21.3% year-over-year to $157,831, while audit-related fees increased 14.2% to $8,280. The filing also sets deadlines for shareholder proposals for the 2027 Annual Meeting.

• · Shareholder proposals for inclusion in the 2027 proxy statement must be delivered by May 19, 2027.
• · Other shareholder proposals must be delivered by August 2, 2027, or they will be considered untimely.
• · Cumulative voting notice must be provided at least 48 hours before the Annual Meeting.
• · Plante Moran will attend the Annual Meeting and be available to respond to questions.
• · The Form 10-K for fiscal year 2026 was provided concurrently with the proxy statement.