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US Executive Officer Management Changes SEC β€” January 11, 2026

USA Executive & Director Changes

53 high priority53 total filings analysed

Executive Summary

An extraordinary volume of 53 executive and director change 8-K filings occurred on a single day, January 12, 2026, spanning diverse companies but with notable concentration in healthcare/biotech (~25%) and technology sectors. Overwhelmingly neutral sentiment (52/53 neutral) and low-medium risk levels prevail due to pervasive lack of specifics on positions, individuals, reasons, or change types (appointment vs. resignation), creating opacity that masks potential instability or routine succession. This spike suggests bundled Q4/earnings disclosures or systemic leadership churn, warranting vigilance for portfolio impacts amid otherwise benign signals.

Tracking the trend? Catch up on the prior US Executive Officer Management Changes SEC digest from January 08, 2026.

Investment Signals(5)

  • β–²

    High filing volume without disclosed negative reasons signals limited immediate downside [BULLISH] - All 53 companies

  • β–²

    Bundled financial results and Reg FD disclosures in ~40% of filings may preview positive earnings [BULLISH] - Duolingo, Neogenomics, Outset Medical, NetApp, Chipotle et al.

  • β–²

    Potential internal promotions or compensatory arrangements in higher materiality cases [BULLISH] - Neogenomics, Lyra Therapeutics

  • β–²

    Single bearish outlier with exit/disposal costs amid officer change [BEARISH] - Lyra Therapeutics

  • β–²

    Auditor change paired with exec shift raises governance concerns [BEARISH] - GlobalTech Corp

Risk Flags(4)

  • β–Ό

    Pervasive NOT_DISCLOSED details across all 53 filings amplifies opacity and uncertainty in leadership stability

  • β–Ό

    Unprecedented single-day volume (53 filings) indicates potential market-wide distress or coordinated instability

  • β–Ό

    Healthcare/biotech concentration (~13 filings) flags sector-specific churn amid frequent financial bundling

  • β–Ό

    Accompanying Items 2.02/7.01 in 20+ filings suggest exec changes tied to performance issues

Opportunities(4)

  • β—†

    Mine Item 9.01 exhibits across filings for undisclosed promotions or talent upgrades yielding alpha in underfollowed names

  • β—†

    Healthcare leadership refreshes (e.g., Neogenomics, Kyverna) as contrarian buy if routine succession amid biotech M&A wave

  • β—†

    Neutral sentiment in large-caps like Verizon, NetApp, Moody's offers relative stability for defensive portfolios

  • Volume spike as short-term trading catalyst
    β—†

    Fade initial volatility in small/mid-caps like Twin Vee, Sensus

Sector Themes(3)

  • Healthcare/biotech leadership flux
    β—†

    ~13 filings (e.g., Thermo Fisher, Lyra, Zimmer Biomet) with financial bundling signals post-earnings transitions or R&D shifts

  • Technology/software churn
    β—†

    ~7 filings (e.g., GitLab, NetApp, Duolingo) often with Reg FD, hinting at strategic pivots in AI/cloud era

  • Financials routine disclosures
    β—†

    ~5 banks/fintechs (e.g., Regions, Medallion) reflect standard governance housekeeping amid rate environment

Watch List(4)

  • πŸ‘

    Lyra Therapeutics - Highest materiality (6/10), bearish sentiment with exit costs signaling restructuring

  • πŸ‘

    Neogenomics - Materiality 5/10 with financials; monitor for positive succession details

  • πŸ‘

    NetApp/NetApp, Moody's - Large-cap tech/financials with Reg FD; track for strategic implications

  • πŸ‘

    Healthcare sector broadly - 25% of filings; watch for cascading effects on biotech ETF holdings

Filing Analyses(53)
THERMO FISHER SCIENTIFIC INC.8-Kneutralmateriality 2/10

12-01-2026

Thermo Fisher Scientific Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001140361-26-000871, Size: 310 KB), disclosing an officer change under Item 5.02, which covers departures of directors or certain officers, elections or appointments of directors or officers, and compensatory arrangements. No specific details on the affected position, individual, appointment or resignation, reasons, or any quantitative data are provided. Sector is not specified.

Katapult Holdings, Inc.8-Kneutralmateriality 3/10

12-01-2026

Katapult Holdings, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0000950103-26-000342, Size: 253 KB) disclosing an officer change under Item 5.02, which covers departures of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. No specific details on the key position affected, appointment or resignation, reasons, named individuals, or other impacts are provided. Sector is not specified.

Sensus Healthcare, Inc.8-Kneutralmateriality 3/10

12-01-2026

Sensus Healthcare, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001753926-26-000088, Size: 215 KB), disclosing an officer change under Item 5.02 covering departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 lists financial statements and exhibits. No specific details on the affected officer, position, reason for change, or quantitative data provided in the filing summary.

Twin Vee PowerCats, Co.8-Kneutralmateriality 4/10

12-01-2026

Twin Vee PowerCats, Co. filed a Form 8-K on January 12, 2026 (AccNo: 0001731122-26-000038, Size: 190 KB) disclosing an event under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Sector is not specified. No specific details on positions, individuals, reasons, or quantitative data are provided in the filing summary.

Duolingo, Inc.8-Kneutralmateriality 4/10

12-01-2026

Duolingo, Inc. disclosed an Officer Change event via Form 8-K filed on 2026-01-12 (AccNo: 0001628280-26-001730, Size: 10 MB), covering Item 2.02 (Results of Operations and Financial Condition), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, nature of change (appointment/resignation), reasons, or financial metrics are provided in the summary. Sector is not specified.

WEX Inc.8-Kneutralmateriality 3/10

12-01-2026

WEX Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001140361-26-000891, Size: 1 MB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Regulation FD Disclosure under Item 7.01. No specific details on the affected officer, position, reason for change, or any quantitative data are provided in the summary. Sector is not specified.

LINDSAY CORP8-Kneutralmateriality 2/10

12-01-2026

Lindsay Corp filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-009690, Size: 171 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Item 5.07 (Submission of Matters to a Vote of Security Holders), and Item 9.01 (Financial Statements and Exhibits). No specific details on positions affected, reasons for change, voting outcomes, or exhibits are provided. Sector is not specified.

Trinseo PLC8-Kneutralmateriality 2/10

12-01-2026

Trinseo PLC filed a Form 8-K on January 12, 2026 (AccNo: 0001104659-26-002698, Size: 256 KB), disclosing an officer change under Item 5.02 covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements. Item 9.01 includes financial statements and exhibits. No specific details on positions, names, reasons, or quantitative data provided in the filing summary.

HENRY SCHEIN INC8-Kneutralmateriality 3/10

12-01-2026

Henry Schein Inc filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-009725, Size: 596 KB), disclosing an officer change event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), with Item 9.01 (Financial Statements and Exhibits). No specific details on positions affected, individuals involved, reasons for changes, or quantitative data are provided in the filing summary. Sector is not specified.

NEOGENOMICS INC8-Kneutralmateriality 5/10

12-01-2026

Neogenomics Inc. filed an 8-K on January 12, 2026 (AccNo: 0001628280-26-001746, Size: 275 KB), disclosing results of operations and financial condition (Item 2.02), departure of directors or certain officers, election/appointment of directors/officers, or compensatory arrangements (Item 5.02), and financial statements/exhibits (Item 9.01). Event type is Officer Change from US SEC source. No specific details on the officer position, appointment/resignation, reasons, or financial metrics are provided.

Lyra Therapeutics, Inc.8-Kbearishmateriality 6/10

12-01-2026

Lyra Therapeutics, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-009772), disclosing costs associated with exit or disposal activities under Item 2.05, departure of directors or certain officers, election/appointment of directors/officers, and compensatory arrangements under Item 5.02, and other events under Item 8.01. Event classified as Officer Change. No specific numerical values, names, reasons, or details provided in the summary.

Kyverna Therapeutics, Inc.8-Kneutralmateriality 4/10

12-01-2026

Kyverna Therapeutics, Inc. filed an 8-K on January 12, 2026 (AccNo: 0001193125-26-009810, Size: 277 KB), disclosing results of operations and financial condition (Item 2.02), departure of directors or certain officers, election/appointment of directors/officers, or compensatory arrangements (Item 5.02), and financial statements/exhibits (Item 9.01). Specific details on the officer change, including position affected, appointment/resignation status, reasons, or any quantitative data, are NOT_DISCLOSED. No sector specified.

MACOM Technology Solutions Holdings, Inc.8-Kneutralmateriality 3/10

12-01-2026

MACOM Technology Solutions Holdings, Inc. disclosed an Officer Change via Form 8-K filed on January 12, 2026 (AccNo: 0001493594-26-000002, Size: 207 KB). The filing covers Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer, position, reason for change, or quantitative data are provided in the summary.

Outset Medical, Inc.8-Kneutralmateriality 4/10

12-01-2026

Outset Medical, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-009865, Size: 7 MB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements), alongside Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment or resignation), reasons, or financial metrics are disclosed. All quantitative data such as transaction values, share counts, or percentages is NOT_DISCLOSED.

Green Plains Inc.8-Kneutralmateriality 3/10

12-01-2026

Green Plains Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001309402-26-000009, Size: 289 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, appointment/resignation status, reasons, or any quantitative data are provided in the available information. Sector is not specified.

Gitlab Inc.8-Kneutralmateriality 4/10

12-01-2026

GitLab Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001653482-26-000009, Size: 121 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Regulation FD Disclosure under Item 7.01. No specific details on the affected officer, position, reason for change, or any quantitative data are provided in the available information. Sector is not specified.

ZIMMER BIOMET HOLDINGS, INC.8-Kneutralmateriality 2/10

12-01-2026

Zimmer Biomet Holdings, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-009895, size: 187 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). Event type is Officer Change from US SEC source. Sector not specified.

FORUM ENERGY TECHNOLOGIES, INC.8-Kneutralmateriality 3/10

12-01-2026

Forum Energy Technologies, Inc. disclosed an officer change via Form 8-K filed on January 12, 2026 (AccNo: 0001401257-26-000002, Size: 183 KB) under Item 5.02, covering Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the affected position, individual names, appointment or resignation status, reasons, or any quantitative data are provided in the available information. Sector is not specified.

ZION OIL & GAS INC8-Kneutralmateriality 3/10

12-01-2026

ZION OIL & GAS INC filed a Form 8-K on January 12, 2026 (AccNo: 0001437749-26-001070, Size: 144 KB) disclosing an officer change under Item 5.02. Item 5.02 covers Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on positions affected, individuals involved, reasons, or compensation are provided.

FLANIGANS ENTERPRISES INC8-Kneutralmateriality 2/10

12-01-2026

Flanigan's Enterprises Inc. disclosed an officer change via SEC Form 8-K filed on January 12, 2026 (AccNo: 0001174947-26-000032, Size: 187 KB) under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No specific details on positions affected, individuals involved, reasons for change, or quantitative data such as compensation amounts are provided in the available information. Sector is not specified.

ALEXANDRIA REAL ESTATE EQUITIES, INC.8-Kneutralmateriality 2/10

12-01-2026

Alexandria Real Estate Equities, Inc. filed an 8-K on January 12, 2026 (AccNo: 0001104659-26-002862), disclosing an Item 5.02 event related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the officer involved, position affected, nature of change (appointment or resignation), reasons, or any quantitative data are provided in the filing summary. Sector is not specified.

RMR GROUP INC.8-Kneutralmateriality 2/10

12-01-2026

RMR Group Inc. filed an 8-K on January 12, 2026 (AccNo: 0001104659-26-002868, Size: 192 KB), disclosing an officer change under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the affected position, appointment/resignation, reasons, or individuals are disclosed in the provided information. Sector is not specified.

Ambow Education Holding Ltd.8-Kneutralmateriality 3/10

12-01-2026

Ambow Education Holding Ltd. filed a Form 8-K on January 12, 2026 (AccNo: 0001213900-26-003384, Size: 266 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements). Item 9.01 indicates Financial Statements and Exhibits were included. No specific details on the officer, position, appointment/resignation, reasons, or compensation are disclosed.

INTERGROUP CORP8-Kneutralmateriality 2/10

12-01-2026

INTERGROUP CORP filed a Form 8-K on 2026-01-12 (AccNo: 0001493152-26-001843, Size: 208 KB) disclosing an officer change under Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. Event date is January 12, 2026. Sector not specified; no further details on positions, individuals, or reasons provided.

First Bancorp, Inc /ME/8-Kneutralmateriality 3/10

12-01-2026

First Bancorp, Inc /ME/ filed a Form 8-K on January 12, 2026 (AccNo: 0000765207-26-000003, size: 126 KB), disclosing an Item 5.02 event related to the departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details such as affected positions, individuals involved, reasons for change, or any quantitative data are provided in the filing summary. Sector is not specified.

MEDALLION FINANCIAL CORP8-Kneutralmateriality 3/10

12-01-2026

Medallion Financial Corp filed an 8-K on January 12, 2026 (AccNo: 0001193125-26-010406), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). Item 9.01 indicates financial statements and exhibits were included. No specific details on the officer, position, reason for change, or quantitative data are provided in the filing summary.

Sonos Inc8-Kneutralmateriality 2/10

12-01-2026

Sonos Inc filed a Form 8-K on January 12, 2026 (AccNo: 0001314727-26-000004, Size: 180 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). The filing also includes Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer, position, reason, or quantitative data provided.

NetApp, Inc.8-Kneutralmateriality 5/10

12-01-2026

NetApp, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-010401, Size: 177 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). Specific details including key position affected, appointment or resignation status, reasons, named individuals, and any quantitative data are NOT_DISCLOSED. Sector is not specified.

Shuttle Pharmaceuticals Holdings, Inc.8-Kneutralmateriality 3/10

12-01-2026

Shuttle Pharmaceuticals Holdings, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001493152-26-001861, Size: 249 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and exhibits under Item 9.01. No specific details on the affected officer, position, reason for change, or compensatory arrangements are provided in the available filing summary. Sector is not specified.

VERIZON COMMUNICATIONS INC8-Kneutralmateriality 3/10

12-01-2026

Verizon Communications Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-010395, Size: 430 KB), disclosing an officer change under Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment or resignation), reasons, or individuals are disclosed. Sector is not specified, and no quantitative financial data is mentioned.

POOL CORP8-Kneutralmateriality 3/10

12-01-2026

POOL CORP filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-010379, Size: 380 KB), disclosing under Item 5.02 a matter involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits are included. No specific details on the officer, position, reason for change, or any quantitative data are provided in the filing summary.

CAVA GROUP, INC.8-Kneutralmateriality 3/10

12-01-2026

CAVA GROUP, INC. filed a Form 8-K on January 12, 2026 (AccNo: 0001628280-26-001818, Size: 160 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation status, reasons, or compensation are provided in the summary. Sector is not specified.

MASCO CORP /DE/8-Kneutralmateriality 3/10

12-01-2026

MASCO CORP /DE/ filed an 8-K on January 12, 2026 (AccNo: 0001213900-26-003396, Size: 188 KB), disclosing under Item 5.02 information regarding departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the officer involved, reason for change, or any quantitative data are provided in the available summary. Sector is not specified.

FIRST NORTHERN COMMUNITY BANCORP8-Kneutralmateriality 3/10

12-01-2026

FIRST NORTHERN COMMUNITY BANCORP filed a Form 8-K on January 12, 2026 (AccNo: 0001114927-26-000002, Size: 357 KB), disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 includes financial statements and exhibits. No specific details on positions, individuals, reasons, or quantitative data are disclosed in the provided filing summary.

Workhorse Group Inc.8-Kneutralmateriality 3/10

12-01-2026

Workhorse Group Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001628280-26-001835, Size: 136 KB) disclosing an officer change under Item 5.02, which covers departures of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on individuals involved, positions, reasons for change, or any numerical data are provided. Sector is not specified.

Jamf Holding Corp.8-Kneutralmateriality 2/10

12-01-2026

Jamf Holding Corp. filed a Form 8-K on January 12, 2026 (AccNo: 0001104659-26-002883, Size: 185 KB) disclosing an officer change under Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the officer, position, appointment/departure, reasons, or compensation provided in the available summary. Sector not specified.

Zymeworks Inc.8-Kneutralmateriality 5/10

12-01-2026

Zymeworks Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-010480, Size: 300 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), alongside Item 2.02 (Results of Operations and Financial Condition), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). Specific details on the officer involved, position affected, reason for change, or any quantitative financial metrics are NOT_DISCLOSED. Sector is not specified.

CHIPOTLE MEXICAN GRILL INC8-Kneutralmateriality 2/10

12-01-2026

Chipotle Mexican Grill Inc filed a Form 8-K on January 12, 2026 (AccNo: 0001058090-26-000002, Size: 174 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer involved, position, appointment/resignation, reasons, or compensation are provided in the summary. Sector not specified.

RxSight, Inc.8-Kneutralmateriality 3/10

12-01-2026

RxSight, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-010478, Size: 196 KB) disclosing an officer change under Item 5.02, alongside results of operations and financial condition (Item 2.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). No specific details on the officer position, appointment/resignation, reasons, or individuals involved are provided. No quantitative data, named people, or additional facts are disclosed in the summary.

REGIONS FINANCIAL CORP8-Kneutralmateriality 4/10

12-01-2026

Regions Financial Corp filed a Form 8-K on January 12, 2026 (AccNo: 0001281761-26-000003, Size: 271 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). The filing also includes Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, position affected, appointment/resignation status, reasons, or quantitative data are provided.

Babcock & Wilcox Enterprises, Inc.8-Kneutralmateriality 2/10

12-01-2026

Babcock & Wilcox Enterprises, Inc. filed an 8-K on January 12, 2026 (AccNo: 0001104659-26-002884, Size: 247 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). No specific details on the affected position, individual names, appointment/resignation status, reasons, or compensation are disclosed in the provided information. Sector is not specified.

Artisan Partners Asset Management Inc.8-Kneutralmateriality 3/10

12-01-2026

Artisan Partners Asset Management Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001517302-26-000003, Size: 242 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), other events under Item 8.01, and financial statements/exhibits under Item 9.01. No specific details on the officer involved, position affected, reason for change, or any quantitative data such as compensation or share counts are provided in the summary. Sector is not specified.

Pelthos Therapeutics Inc.8-Kneutralmateriality 3/10

12-01-2026

Pelthos Therapeutics Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001753926-26-000094, Size: 6 MB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Regulation FD Disclosure under Item 7.01. No specific details on the affected officer, position, appointment/resignation, reasons, or compensation provided in the filing summary. Sector not specified.

TrueBlue, Inc.8-Kneutralmateriality 3/10

12-01-2026

TrueBlue, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0000768899-26-000002, Size: 180 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation, reasons, or compensation provided. Sector not specified.

USBC, Inc.8-Kneutralmateriality 4/10

12-01-2026

USBC, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001654954-26-000275, Size: 142 KB), disclosing an event under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on affected positions (e.g., CEO, CFO), appointment/resignation status, reasons, individuals involved, or quantitative data are provided in the summary. Sector is not specified.

GlobalTech Corp8-Kneutralmateriality 5/10

12-01-2026

GlobalTech Corp filed a Form 8-K on January 12, 2026 (AccNo: 0001477932-26-000161, Size: 179 KB), disclosing changes in certifying accountant (Item 4.01), departure of directors or certain officers, election/appointment of directors/officers, or compensatory arrangements (Item 5.02), other events (Item 8.01), and financial statements/exhibits (Item 9.01). No specific names, positions, reasons, quantitative data, or further details provided. Sector not specified.

MOODYS CORP /DE/8-Kneutralmateriality 4/10

12-01-2026

Moody's Corp /DE/ filed an 8-K on January 12, 2026 (AccNo: 0001059556-26-000004, Size: 4 MB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, appointment/resignation status, reasons, or quantitative data are provided in the filing summary. Event classified as Officer Change from US SEC source.

Grace Therapeutics, Inc.8-Kneutralmateriality 3/10

12-01-2026

Grace Therapeutics, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001140361-26-000995, Size: 337 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on positions affected, individuals involved, reasons for change, or quantitative data are provided in the available information.

Inspire Medical Systems, Inc.8-Kneutralmateriality 3/10

12-01-2026

Inspire Medical Systems, Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001609550-26-000006, Size: 5 MB), reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), alongside results of operations and financial condition (Item 2.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). No specific details on the officer involved, position affected, reason for change, or any quantitative data such as transaction values, share counts, or financial metrics are disclosed. Sector is not specified.

ASP Isotopes Inc.8-Kneutralmateriality 3/10

12-01-2026

ASP Isotopes Inc. filed a Form 8-K on January 12, 2026 (AccNo: 0001477932-26-000162, Size: 150 KB), disclosing an officer change under Item 5.02. Item 5.02 covers Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the officer, position, appointment/resignation, reasons, or impacts are disclosed.

GALECTIN THERAPEUTICS INC8-Kneutralmateriality 2/10

12-01-2026

Galectin Therapeutics Inc. disclosed an officer change via Form 8-K filed on January 12, 2026 (AccNo: 0001140361-26-000994, Size: 151 KB). The filing pertains to Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on positions, individuals, reasons, or compensation are provided in the available summary.

Yum China Holdings, Inc.8-Kneutralmateriality 3/10

12-01-2026

Yum China Holdings, Inc. disclosed an officer change event via SEC Form 8-K filed on January 12, 2026 (AccNo: 0001193125-26-010568, Size: 204 KB). The filing pertains to Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the affected officer, nature of change, reasons, or quantitative data are provided in the available information.

DIRTT ENVIRONMENTAL SOLUTIONS LTD8-Kneutralmateriality 3/10

12-01-2026

DIRTT Environmental Solutions Ltd filed a Form 8-K on January 12, 2026 (AccNo: 0001193125-26-010658, Size: 194 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). The filing also includes Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No specific details on the officer position, appointment/resignation, reasons, or quantitative data are provided in the summary.

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