US Executive Officer Management Changes SEC — October 15, 2026

15-10-2026

Hain Celestial appointed Patricia Ferrari and Richard Shinder as independent directors on October 11, 2026, while directors Shervin J. Korangy and Carlyn R. Taylor resigned effective October 9, 2026, citing other commitments rather than disagreements. Separately, the company disclosed that a closing condition for the pending sale of its International business to AURELIUS was not satisfied: the lender credit agreement amendment was due by October 12, 2026, and the deal remains under discussion with AURELIUS and lenders. The company has not disclosed a revised timeline.

• · Ferrari joins the Compensation and Strategy Committees; Shinder joins the Audit and Strategy Committees
• · The Board determined both new directors are independent under Nasdaq and SEC rules
• · Korangy resigned due to his appointment as CEO of Fresenius Medical Care; Taylor cited her CEO role at Sirva; neither resignation involved a disagreement with the company
• · The International Business Transaction covers UK, Ireland and European operations, including brands such as Ella's Kitchen, Joya, Natumi, Hartley's, Cully & Sully, Yorkshire Provender and New Covent Garden
• · The company is also in discussions with lenders about its capital structure and says it is evaluating all available paths

15-10-2026

MongoDB disclosed compensation arrangements for interim President and CEO Dev Ittycheria, appointed effective September 28, 2026, including a $500,000 base salary, a $500,000 sign-on bonus, a 70% target bonus ($350,000), and a $15,000,000 RSU grant vesting quarterly through October 1, 2027, superseding his prior advisory agreement. The filing also discloses a $10,000,000 service-vesting RSU retention award to CFO Michael Berry, vesting in three installments through April 1, 2028. The disclosure is primarily a leadership-continuity and retention update with no reported change to financial results.

• · Interim CEO's employment agreement supersedes his October 29, 2025 advisory agreement, which will have no further force or effect
• · Interim CEO's continuous service must last at least 12 months from a new CEO's start date, and not terminate before April 1, 2028
• · Change-in-control severance for the Interim CEO includes 12 months of cash-eligible target bonus, prorated bonus, and full or performance-based equity acceleration
• · CFO's RSUs vest in full upon termination without cause or for good reason, subject to a release of claims
• · Full text of the Employment Agreement and Retention Agreement will be filed with the 10-Q for the quarter ending October 31, 2026

15-10-2026

Albertsons Companies appointed Harmit Singh, EVP and Chief Financial and Growth Officer of Levi Strauss & Co., to its Board of Directors effective October 15, 2026, expanding the board from 14 to 15 members. Singh is retiring from Levi Strauss on November 30, 2026, after a planned transition. The filing is a board appointment press release and carries no reported financial results or performance metrics.

• · Singh will retire from Levi Strauss & Co. on November 30, 2026, after a planned transition
• · Singh previously served as CFO of Hyatt Hotels Corporation and spent 14 years at Yum! Brands, including as CFO of Yum! Restaurants International and Pizza Hut
• · Singh currently serves on the boards of Planet Fitness, Inc. and Sutter Health
• · Singh previously served on the boards of The AZEK Company, OpenText Corporation and Buffalo Wild Wings
• · Singh's Levi Strauss role covers finance, transformation office, investor relations, information security, strategic sourcing, real estate, franchise expansion, M&A, divestitures and global talent hubs

15-10-2026

Cantor Equity Partners V, Inc. (Nasdaq: CEPV) appointed Robert Hochberg to its Board of Directors effective October 14, 2026, as a Class II director, with seats on the audit and compensation committees. Hochberg is President and CEO of Numeric Computer Systems, Inc. and receives $50,000 per year in director compensation, paid quarterly. The filing discloses no negative or flat financial metrics, as it contains no financial results.

• · Hochberg has served as President of Numeric since June 1984 and as CEO since November 1994
• · Hochberg is a director of Lightwave Acquisition Corp. (since June 2025) and Cantor Equity Partners VI, Inc. (since February 2026)
• · Prior SPAC board roles include successful business combinations with GCM Grosvenor, View, AEye, XBP Global, Twenty One Capital, and AIR Global PLC
• · Company states Hochberg is qualified based on extensive business management experience
• · No family relationships exist between Hochberg and any director or executive officer

15-10-2026

Auditor Bansal & Co LLP resigned effective immediately and withdrew its audit reports for fiscal years 2019 through 2025 and subsequent interim periods, stating those financial statements can no longer be relied upon. The resignation followed a August 11, 2026 Nevada District Court order finding the company's custodian was improperly appointed and that related party transactions are void ab initio. Jacob Sherman was appointed Custodian on October 12, 2026 after the company had no directors, officers, or custodian for roughly two months, and no financial figures for the period were disclosed in this filing.

• · Bansal's resignation letter is dated September 10, 2026; Bansal delivered a Section 10A(b) letter on August 20, 2026 and furnished it directly to the SEC Office of the Chief Accountant on August 26, 2026 because the company could not respond
• · Bansal has not performed audit procedures or issued reports for the quarter ended September 30, 2026 or fiscal year ending December 31, 2026
• · Company proposes to reappoint Bansal as its independent auditor going forward despite the resignation and withdrawal of prior reports
• · Filing identifies two Item 304(a)(1)(v) reportable events: inability to rely on management representations (B) and unresolved material effect on financial statements (D)
• · Filing has internal inconsistencies: it is titled Globaltek Ventures, Inc. with a 2026-08-11 period date while metadata references Ameritek Ventures (ATVK), and the signature is dated October 14, 2026 against a filing date of October 15, 2026

15-10-2026

Hamilton Lane announced that Hartley Rogers, a director since 2004 and Board Chairman, has been named Co-Chief Executive Officer alongside Juan Delgado-Moreira, who has been Co-CEO since January 1, 2024. Erik Hirsch, previously Co-CEO, moves to the new role of Executive Co-Chairman to lead strategic initiatives while remaining on the Board. The announcement is framed as a leadership evolution rather than a change in strategy, with no financial results or guidance disclosed.

• · Rogers will remain Chairman of the Board while serving as Co-CEO
• · Hirsch will continue speaking publicly for the firm, including on media and earnings calls, and remains a Board member
• · Delgado-Moreira is based in Hong Kong and Rogers in the U.S., with the two working across time zones
• · Hirsch previously held roles as Chief Investment Officer and Vice Chairman before becoming Co-CEO

15-10-2026

J.W. Mays, Inc. promoted Controller Kevin J. Guptar to Chief Financial Officer and Treasurer on October 13, 2026, filling the vacancy left by the September 25, 2026 retirement of Ward Lyke, Jr. Guptar receives an annual base salary of $232,000 plus a discretionary bonus, and had already been serving as Principal Financial and Principal Accounting Officer since Lyke's retirement. The filing discloses no financial results or quantitative performance metrics for the period.

• · Lyke retired as CFO and Treasurer effective September 25, 2026; Guptar began serving as Principal Financial Officer and Principal Accounting Officer immediately upon Lyke's retirement, before the October 13, 2026 Board action
• · Guptar, age 46, joined the Company in November 2021 as Controller and is a New York State Certified Public Accountant
• · Guptar previously was Controller of a private real estate partnership (2017–2021), held accounting roles there (2011–2014), and was a Finance Professional at the Metropolitan Transportation Authority (2014–2016)
• · No arrangements or family relationships tied to the appointment; Guptar has no material interest in any Item 404(a) related-party transaction and is eligible for indemnification under the bylaws

15-10-2026

ManpowerGroup's Board of Directors elected Becky Frankiewicz, currently President and Chief Strategy Officer, as Chief Executive Officer effective January 1, 2027, and she will also join the Board. Jonas Prising, CEO since 2014, will transition to Executive Chair. The announcement presents the change as part of long-term succession planning, with no financial results or performance metrics disclosed in the release.

• · Frankiewicz joined ManpowerGroup in July 2017 as President of North America and was elevated to President and Chief Strategy Officer in June 2025 from Chief Commercial Officer and President of ManpowerGroup North America.
• · Frankiewicz has served on the Board of Directors of Energizer Holdings, Inc. since January 2020.
• · Frankiewicz will be the fifth CEO in the company's almost 80-year history.

15-10-2026

Verra Mobility announced that CFO Craig Conti will step down as EVP and Chief Financial Officer effective November 4, 2026, to join a private company outside the company's industry. The Board has engaged Spencer Stuart to search for a permanent CFO and expects to appoint an interim CFO; the company states the departure is unrelated to its financial or operating results or to any accounting disagreements. The company reaffirmed its full-year 2026 outlook issued August 5, 2026, will report Q3 2026 results before market open on October 30, 2026, and will not host a conference call for that release.

• · Mr. Conti's departure is effective November 4, 2026, and the company will appoint an interim CFO before a permanent hire
• · Verra Mobility will not hold a conference call for Q3 2026 results, citing pending leadership transitions, and expects to resume calls with Q4 and full-year 2026 results
• · Jon Keyser is serving as Interim President and CEO, indicating a broader leadership transition beyond the CFO role

15-10-2026

Arrow Electronics (ARW) disclosed that Eric Nowak, President of Global Enterprise Computing Solutions, will retire at the end of March 2027 after 22 years with the company, stepping down from his president role effective December 31, 2026 and serving in an advisory capacity until retirement. Rodney Clark, formerly of Cisco, Johnson Controls, Microsoft, and IBM, has been identified as successor, with employment expected to begin November 9, 2026. The departure is described as personal and not related to any disagreement with the company.

• · Nowak's advisory role continues until his March 2027 retirement to assist with duty transition
• · Clark's start date (November 9, 2026) precedes Nowak's formal step-down (December 31, 2026), allowing an overlap period
• · Nowak's departure is explicitly stated as personal, not due to any disagreement on operations, financial statements, policies, or practices

15-10-2026

Cantor Equity Partners VII, Inc. (Nasdaq: CAES) appointed Alan Riffkin as a Class I director effective October 14, 2026, with seats on the audit and compensation committees. Riffkin will receive $50,000 per year in board compensation, paid quarterly. The filing reports no financial results and no declines or mixed performance metrics; it is a governance and board-composition disclosure.

• · Riffkin also serves as a director of Cantor Equity Partners IV, Inc. since February 2026
• · Riffkin previously served on the board of Resource REIT, Inc. from August 2021 until its multi-billion dollar sale in May 2022
• · Riffkin spent 2003 to December 2019 at Lazard Freres in its Real Estate Investment Banking Group and 1994 to 2003 at Goldman Sachs
• · No family relationships exist between Riffkin and any director or executive officer

15-10-2026

AbbVie Inc. expanded its Board of Directors from twelve to thirteen members on October 14, 2026, and appointed Dr. John M. Carethers as a Class II independent director. Dr. Carethers is currently Vice Chancellor for Health Sciences at the University of California San Diego and was previously a director of Avantor, Inc. He was assigned to the Public Policy and Sustainability Committee. The filing reports no financial results, so no quantitative performance metrics are disclosed.

• · Dr. Carethers was determined by the Board to be independent under NYSE Listed Company Manual section 303A.02 and AbbVie's Governance Guidelines and Director Independence Guidelines.
• · Dr. Carethers' compensation as an independent director is described in Exhibit 10.5 to AbbVie's Form 10-Q for the quarter ended March 31, 2025, rather than in this filing.
• · The filing lists AbbVie's common stock (ABBV) and five senior note series (ABBV27, ABBV28, ABBV28B, ABBV29, ABBV31) as registered on the NYSE.

15-10-2026

Medline Inc. (MDLN) disclosed that director Joseph P. Baratta notified the Board on October 13, 2026 of his decision to resign from the Board, effective December 31, 2026. The company states the resignation coincides with Baratta's previously announced departure from Blackstone Inc. and is not the result of any disagreement with the company's operations, policies, or practices. The filing contains no quantitative financial data.

• · Resignation effective date is December 31, 2026, giving the Board roughly 2.5 months of notice
• · Filing explicitly states no disagreement with the company related to operations, policies, or practices
• · Filing was signed by Chief Legal Officer Alex M. Liberman and dated October 15, 2026

15-10-2026

Synaptics Incorporated (SYNA) disclosed that Esther Song, Vice President, Corporate Controller and Principal Accounting Officer, resigned effective October 28, 2026 to pursue other opportunities, with the company stating her departure was not due to any disagreement on operations, accounting, or policies. Kermit Nolan, Vice President, Finance, was appointed Principal Accounting Officer effective the same date without additional compensation. The filing is a routine officer transition with no reported financial metrics.

• · Nolan returned under a consulting agreement dated June 10, 2026, became a Company employee on September 1, 2026 following the CFO's departure, and previously served as Chief Accounting Officer from February 2019 until retiring at the end of 2023.
• · Song remains employed and receives her current compensation and benefits until the October 28, 2026 effective date.

15-10-2026

Blackstone Inc. disclosed that Joseph Baratta notified the board on October 9, 2026 of his intention to resign as a director effective December 31, 2026, in connection with his planned retirement. As a result, the board size will shrink from eight to seven members effective on that date. Mr. Baratta will continue to serve on the board until the effective date.

• · Resignation is tied to Mr. Baratta's planned retirement, not a disclosed dispute or disagreement with the company
• · Mr. Baratta remains a director until December 31, 2026, so the change is not immediate
• · No successor director or replacement appointment is disclosed in this filing

15-10-2026

LeMaitre Vascular (LMAT) disclosed that David B. Roberts, President, will retire as an employee effective December 31, 2026, after 29 years of executive service. He was reelected as a director at the 2026 Annual Meeting for a term ending in 2029 and intends to remain on the Board after retiring as President. The filing contains no financial results, compensation terms, or successor announcement.

• · Roberts' retirement as President and employee is effective December 31, 2026
• · Roberts' current director term runs through 2029 and he will continue on the Board
• · No successor President has been named in this filing

15-10-2026

Halliburton (NYSE: HAL) announced the appointment of David Hernandez, president of Hunt Consolidated, to its board of directors, to serve until the 2027 Annual Meeting of Shareholders. The appointment is presented as part of ongoing board succession and refreshment, following the additions of Tim Leach and Janet Weiss. The filing contains no quantitative financial results, so the materiality of the event is governance-related rather than financial.

• · Hernandez's prior role was vice president of tax at Electronic Data Systems (EDS)
• · Hernandez holds a Juris Doctor from the University of Chicago and a B.S. in Finance from the University of Virginia McIntire School of Commerce
• · Hernandez oversees capital allocation and corporate functions including finance, legal, IT, security, and human resources at Hunt Consolidated
• · Hernandez will be subject to annual shareholder election after the 2027 Annual Meeting

15-10-2026

BJ's Wholesale Club Holdings disclosed compensation actions tied to the settlement of credit card interchange fee litigation in which the company was a plaintiff. On September 22, 2026, the Compensation Committee approved one-time awards for CFO Laura Felice ($250,000 cash) and Bill Werner ($500,000 cash plus $500,000 in RSUs vesting after two years). Werner was also promoted to Executive Vice President, Chief Development Officer effective October 8, 2026, with his base salary raised to $800,000.

• · Werner's expanded role adds management of business-to-business operations to his existing real estate and fuel growth strategy responsibilities
• · Werner's employment agreement dated May 10, 2021 remains unchanged and in effect
• · Werner's RSU award vests in full only if he remains in service through the second anniversary of the grant date

15-10-2026

Hyster-Yale, Inc. appointed Matthew Cornell as Senior Vice President and Chief Financial Officer, effective November 1, 2026, with a base salary of $605,000 and an annual incentive target of 60% of the $626,800 salary midpoint. Rajiv K. Prasad, President and CEO, will remain principal financial officer until the Form 10-Q for the quarter ended September 30, 2026 is filed, after which Cornell assumes the role on November 4.

• · Cornell previously served as President and General Manager, Specialty Tools & Storage Solutions at Stanley Black & Decker (October 2022 to October 2025) and as CFO, Industrial Segment at Stanley (May 2020 to June 2024)
• · Prasad has been serving as principal financial officer since January 1, 2026
• · Relocation repayment obligations apply if Cornell resigns within his first two years
• · No family relationships or related party transactions involving Cornell requiring disclosure

15-10-2026

Orion Group Holdings (ORN) entered into a new employment agreement with EVP and CFO Alison G. Vasquez, effective October 12, 2026, replacing her 2025 Offer Letter in its entirety. The agreement sets a $480,000 annual base salary (subject to review), a 75% target bonus, eligibility for long-term incentives, and a term ending December 31, 2026 with automatic one-year renewals. The filing is a routine executive retention and compensation update with no change in officer role.

• · Post-Change in Control severance includes three times the most recent annual bonus as a lump sum and accelerated vesting of all equity awards, with performance awards deemed achieved at maximum level
• · Agreement includes customary confidentiality, non-competition and non-solicitation covenants
• · Filing is signed by CEO Travis J. Boone and references Exhibit 10.1 (full employment agreement)

15-10-2026

Amplitude, Inc. (Nasdaq: AMPL) appointed Vijaye Raji, founder and former CEO of Statsig and current CTO of Applications at OpenAI, to its Board of Directors. The move coincides with Amplitude's integration of Statsig, which continues as a platform and brand within Amplitude. The filing contains no quantitative financial results or period-over-period metrics.

• · Raji's board appointment is tied to Amplitude's broader integration of Statsig, with Statsig's platform and brand retained within Amplitude
• · Statsig's platform is cited as adopted by Figma, Notion and Brex
• · Amplitude ranked #1 across multiple categories in G2's Fall 2026 Report

15-10-2026

Compass Minerals International, Inc. (CMP) disclosed that director David Safran delivered his resignation from the Board on October 9, 2026, and the Board accepted it on October 14, 2026. In connection with the resignation, the Board voted on October 14, 2026 to reduce its size from nine to eight members. No replacement director or financial terms were disclosed in this filing.

• · The filing does not state the reason for Mr. Safran's resignation.
• · The filing does not name a successor or any new director appointment.
• · The filing does not indicate Mr. Safran's committee memberships or any related compensation arrangements.

15-10-2026

Datavault AI (Nasdaq: DVLT) appointed Jeffrey Tirman to its Board of Directors effective October 12, 2026, as a designee of NYIAX, Inc. following Datavault's recently completed acquisition of NYIAX. Tirman holds 26 million DVLT shares through his family office Abri Capital Ltd. and has over 35 years of investment management and corporate restructuring experience, currently serving as CEO of Elan d.o.o., a Slovenia-based sporting goods manufacturer. The filing is a board appointment announcement with no reported financial results or quantitative performance metrics.

• · Tirman was designated to the board by NYIAX, which he previously served on, in connection with Datavault's recently completed NYIAX acquisition
• · Tirman previously served as President of Talisman Capital (1997-2012) and as adjunct professor of Advanced Corporate Finance at HEC Lausanne (2009-2014)
• · Tirman founded Abri Capital Ltd. in 2016 and co-founded Rhodium Capital Management Ltd. (London-based, European and CEEMEA credit markets)

15-10-2026

NeOnc Technologies (Nasdaq: NTHI) appointed Ali Alabedin, Head of Islamic Banking Group at First Abu Dhabi Bank, to its Board of Directors effective October 9, 2026, succeeding Dr. Steven L. Giannotta, who stepped down from the Board but remains on the Scientific Advisory Board. The announcement ties the appointment to the company's expansion in Abu Dhabi, where the Department of Health – Abu Dhabi granted IND authorization for NEO212, subject to ethics approvals and other pre-enrollment conditions. The filing contains no quantitative financial results, and no declining or flat metrics are reported.

• · Mr. Alabedin's appointment is effective October 9, 2026, while the announcement was made October 14, 2026
• · FAB has AED 1.41 trillion in total assets as of June 30, 2026
• · NEO212 has completed Phase 1 dose escalation
• · Patent protections on the NEO platform extend to 2038
• · Mr. Alabedin has more than three decades of international banking experience and founded Dubai Islamic Financial Services

15-10-2026

Carpenter Technology Corporation (NYSE: CRS) announced that General Counsel, Senior Vice President and Secretary James D. Dee will retire effective December 31, 2026, after sixteen years of service. The Company has appointed Jed S. Freeman, its Deputy General Counsel and a nineteen-year veteran, as Vice President, General Counsel and Secretary effective January 1, 2027, with Dee remaining through year-end to support an orderly handover. The announcement is a planned, internally sourced succession and contains no financial results or quantitative performance disclosures.

• · Dee's retirement is effective December 31, 2026; Freeman's appointment takes effect January 1, 2027, creating a one-day overlap-free handover at year-end.
• · Freeman joined the Company in 2007 and has responsibility for legal, regulatory, compliance, real estate and employment matters as Deputy General Counsel.
• · Freeman previously worked as a Litigation Attorney for over fourteen years on commercial, employment, workers' compensation and civil matters.

15-10-2026

Actinium Pharmaceuticals appointed Matt David, M.D. as Chief Financial Officer, effective with this October 15, 2026 announcement, to lead finance, accounting, capital markets and investor relations and serve as principal financial officer. Dr. David most recently served as Executive Vice President and Chief Business Officer at CorMedix, where he had joined as CFO in 2020. The filing contains no quantitative financial results, so no period-over-period performance metrics are reported.

• · Dr. David previously served as an interim CEO and as a public company CFO, and held Head of Strategy at Ovid Therapeutics before moving to CorMedix
• · At CorMedix, DefenCath received FDA approval in 2023, launched commercially in 2024, and CorMedix acquired a commercial anti-infectives company in 2025
• · Dr. David spent over a decade in healthcare investment banking and one stint as an equity research associate at Lehman Brothers covering pharmaceuticals
• · Dr. David holds an M.D. from NYU School of Medicine and an undergraduate degree in Chemistry from Dartmouth College

15-10-2026

Olema Pharmaceuticals (OLMA) disclosed that Dr. Gorjan Hrustanovic resigned from its Board of Directors effective October 14, 2026, along with his seats on the Compensation Committee and Science and Technology Committee. The company states the resignation was not due to any disagreement on operations, policies, or practices. On October 15, 2026, the Board appointed Dr. Prakash Raman to the Compensation Committee and Science and Technology Committee.

• · Dr. Hrustanovic's resignation was not the result of any disagreement with the Company on operations, policies, or practices
• · Dr. Prakash Raman was appointed on the recommendation of the Nominating and Corporate Governance Committee

15-10-2026

Enerpac Tool Group disclosed that on October 13, 2026 its Board approved a performance-vesting restricted stock unit (PSU) incentive program for executives tied to the pending acquisition of Specialized Fabrication Equipment Group LLC (SFE Group). Named executive officers received PSU awards at target with an aggregate target value of $510,000 (Kozik $200,000; Topercer $125,000; Popp $110,000; Chack $75,000), vesting on net sales and adjusted EBITDA goals for fiscal 2028, and forfeitable if the SFE Group acquisition does not close by November 30, 2026. The filing contains no year-over-year financial comparisons, so no declining or flat metrics are reported.

• · PSU awards vest 50% on net sales goals and 50% on adjusted EBITDA goals for fiscal year 2028
• · All awards are forfeited for no consideration if the SFE Group acquisition does not close on or before November 30, 2026
• · Awards granted under the Company's 2017 Omnibus Incentive Plan, with forms filed as Exhibits 10.1 and 10.2

15-10-2026

Biomerica, Inc. (Nasdaq: BMRA) disclosed that David Moatazedi, a director since December 2022 who chairs the Compensation Committee and serves on the Nominating and Corporate Governance and Audit Committees, will not stand for re-election at the company's 2026 Annual Meeting of Stockholders scheduled for December 11, 2026. The company states the decision was not the result of any dispute or disagreement with the Company or the Board.

• · Mr. Moatazedi communicated his decision to the Board on October 12, 2026; the filing's earliest event date is October 9, 2026
• · He also serves on the Nominating and Corporate Governance Committee and the Audit Committee, so those committee seats will need to be filled or reassigned
• · The 2026 Annual Meeting of Stockholders is set for December 11, 2026

15-10-2026

Pineapple Financial Inc. (NYSE American: PAPL), now operating as Pentiv, announced the launch of its mortgage-brokerage intelligence platform and the appointment of Usman Maher as Chief Financial Officer and Chief Strategy Officer. The ticker is expected to change to PTIV on or about October 26, 2026, and the corporate rename to Pentiv Inc. remains subject to shareholder approval. The filing contains no reported period financial results, so no period-over-period performance comparison is available.

• · Maher previously served as Senior Director of Strategic Finance at SoFi and has more than a decade of experience across private equity, special situations credit, and high-growth fintech
• · Ticker change from PAPL to PTIV on NYSE American is anticipated on or about October 26, 2026
• · Corporate renaming to Pentiv Inc. remains subject to shareholder approval at an upcoming meeting
• · Company plans to report against proof points including recruiting and renewal app adoption, external brokerage pilots, and recurring platform revenue growth
• · The company's digital asset treasury supports a long-term thesis on AI and on-chain finance convergence

15-10-2026

Sinda Ltd. disclosed that CFO Luis Barreto ceased serving as Chief Financial Officer effective October 13, 2026, with the departure stated as unrelated to any disagreement or to financial statements, operations, policies, or practices. Scott Cole, currently Vice President of Finance, was appointed Interim Chief Financial Officer and principal financial officer effective the same date while retaining his VP and principal accounting officer roles. The Board also expanded to nine members on October 12, 2026 and appointed Alberto C. Zinser, a Mexico City litigation and white-collar defense attorney, as a director.

• · Scott Cole previously held roles at ASARCO (2006–2022), including treasurer and member of the executive leadership team, and is a certified public accountant
• · Mr. Cole's appointment is not subject to any arrangement or understanding with another person, and he has no Item 404(a) related-party interest
• · Mr. Zinser has not been assigned to any Board committee at this time and will receive compensation under the existing non-employee director program
• · The Company will enter into a customary indemnification agreement with Mr. Zinser
• · The Board cited Mr. Zinser's expertise in Mexican law and cross-border legal matters as particularly valuable for the Company's Guanajuato exploration activities

15-10-2026

Super Micro Computer appointed Mark Long as Chief Financial Officer effective October 14, 2026, replacing David Weigand, who ceased serving in that role. Mr. Long's offer letter provides a $725,000 base salary, a $500,000 sign-on bonus subject to prorated clawback over two years, a $500,000 guaranteed annual cash bonus, a performance bonus of $225,000 to $725,000, and an initial grant of 120,000 RSUs and options on 150,000 shares, subject to Compensation Committee approval. The filing does not disclose the reason for Mr. Weigand's departure.

• · Mark Long previously served as CFO of Western Digital Corporation from 2016 to 2019 and as its Chief Strategy Officer from 2015 to 2019
• · Mark Long served as Co-CEO and CFO of Prime Impact Acquisition I, a SPAC, from 2020 to 2023
• · Mark Long holds a Juris Doctor and an MBA from the University of Michigan
• · The filing states there are no family relationships or Item 404(a) related-party transactions involving Mr. Long
• · Mr. Long's employment is at will

15-10-2026

Claritev Corp (NYSE: CTEV) appointed Jennifer (Jenni) Main to its Board of Directors effective October 15, 2026, filling a newly created directorship. Main currently serves as CFO of RealMDai (dba Certuma) and Overture Life (since March 2026) and previously was CFO and COO of Amalgam Rx (2021–2026), with prior senior roles at CMS (COO, 2018–2021) and as CFO of the TARP program at the U.S. Treasury. The announcement is a governance enhancement with no reported financial results or guidance.

• · The board seat was newly created, so the appointment expands the board rather than replacing a departing director
• · Main's prior role at CMS included overseeing Medicare, Medicaid, and the federal health insurance marketplace program operations
• · Main holds a master's degree in public policy from Harvard University and a bachelor's degree in history from Cornell University

15-10-2026

The York Water Company appointed Jennifer E. Doran, age 49, as Vice President of Human Resources effective October 27, 2026. Ms. Doran previously served as Vice President of People and Culture at The Anstadt Company from 2016 to the present, and held various roles there from 1999 to 2016. The filing is a routine executive appointment, with no financial terms or compensation amounts disclosed beyond eligibility for standard executive retirement and change-in-control agreements.

• · Appointment effective October 27, 2026; Date of earliest event reported is October 9, 2026
• · Ms. Doran will be eligible for a supplemental retirement agreement and a change in control agreement, with terms similar to other Named Executive Officers (excluding the President and CEO), as described in the March 20, 2026 proxy statement
• · Agreements will be filed as exhibits to the next 10-Q or 10-K after Compensation Committee approval
• · No arrangements with other persons for her selection and no related-party transactions under Item 404(a) of Regulation S-K

15-10-2026

Caterpillar announced that Denise Johnson, group president of Resource Industries, will retire effective February 1, 2027, after transitioning to an advisory role from November 1, 2026. Derrick York, currently president of Solar Turbines and a senior vice president, will succeed her as group president of Resource Industries effective November 1, 2026. The filing is a leadership transition with no financial results, guidance, or quantitative performance metrics disclosed.

• · Johnson's retirement is effective February 1, 2027, with an advisory role beginning November 1, 2026
• · York's appointment as group president takes effect November 1, 2026
• · Resource Industries returned to profitability under Johnson and delivered its strongest financial performance in more than a decade
• · Caterpillar reported 2025 sales and revenues of $67.6 billion