US Material Events SEC 8-K Filings — September 17, 2026

17-09-2026

Volkswagen Auto Lease Trust 2026-B filed an 8-K on September 17, 2026, reporting the entry into a material underwriting agreement on September 15, 2026, for the sale of $991,830,000 in asset-backed notes (Classes A-1 through A-4) to underwriters led by Mizuho Securities USA LLC. The notes are expected to close on September 22, 2026, and the filing also includes numerous related transaction documents such as the indenture, trust agreement, and servicing agreements. This is a routine securitization transaction with no comparative period data, so no period-over-period performance metrics are available.

• · The underwriting agreement was entered into on September 15, 2026, with Mizuho Securities USA LLC acting as representative of the underwriters.
• · The notes are registered under a Registration Statement on Form SF-3 (File Nos. 333-276654, 333-276654-01).
• · The closing date for the notes is on or about September 22, 2026.
• · The filing includes certifications required by Paragraph I.B.1(a) of Form SF-3, attached as Exhibit 36.1.
• · The transaction involves the issuance of a Transaction SUBI Certificate evidencing a special unit of beneficial interest in certain retail automobile leases and related vehicles.

17-09-2026

Axe Compute Inc. (formerly Predictive Oncology Inc.) sold its Helomics AI cancer diagnostics lab business to DataMEDS AI in an all-stock transaction, completing its transition to a pure-play neocloud GPU-as-a-Service company. The deal gives Axe Compute an equity stake in DataMEDS, allowing shareholders to retain exposure to the AI oncology business. No financial terms were disclosed, and the transaction is subject to customary closing conditions.

• · The transaction was announced on September 15, 2026.
• · Axe Compute sold Helomics in exchange for common shares and common share equivalents of DataMEDS.
• · Helomics is a Pittsburgh-based functional precision medicine oncology platform using AI on real-world tumor data.
• · Helomics was the final operating business from Axe Compute's former identity as Predictive Oncology Inc., prior to its name change in December 2025.
• · DataMEDS (formerly Wellgistics Health, Inc.) is a Health IT company focusing on vertical integration of technology, pharmacy, and telemedicine.
• · DataMEDS incorporates EinsteinRx™ AI platform and PharmacyChain™ blockchain platform into its Health Lives Here mobile app.

17-09-2026

Enova International, through its wholly-owned indirect subsidiary HWC Receivables 2023, LLC, amended its existing HWCR 2023 Securitization Facility on September 17, 2026. The amended facility has a total commitment of $535,000,000, with Class A and Class B revolving loans priced at SOFR + 2.75% and SOFR + 8.50%, respectively; the revolving period ends in March 2028 and the facility matures in March 2029. The amendment provides continued financing capacity but also maintains significant floating-rate borrowing costs, particularly for Class B loans.

• · The Class A Revolving Loans have a 65.5% borrowing base advance rate, while Class B and the total facility have 87.5% advance rates.
• · The revolving period ends in March 2028, and the maturity date is in March 2029.
• · The facility amendment was entered into by HWCR 2023 with lenders, Headway Capital, LLC as originator, Vervent Inc. as backup servicer, Deutsche Bank Trust Company Americas as paying agent and custodian, and Atlas Securitized Products Administration, L.P. as administrative and collateral agent.
• · The amended credit agreement is expected to be filed as an exhibit to Enova's Quarterly Report on Form 10-Q for the quarter ending September 30, 2026.

17-09-2026

Five Star Bancorp (FSBC) appointed Lydia Ramirez as Executive Vice President / Chief External Affairs Officer, a newly created role effective September 14, 2026, to lead enterprise-wide external affairs and community engagement across California. The appointment follows recent branch expansions into Lodi, Southern California, and Walnut Creek, reflecting the company's focus on community-driven growth. No financial metrics were provided in the filing, and the announcement is primarily organizational in nature.

• · Lydia Ramirez brings nearly two decades of senior-level banking experience in strategic operations, sales management, client advocacy, and team leadership.
• · Ramirez's board service includes the Sacramento Hispanic Chamber of Commerce, Capital Black Chamber of Commerce, United Way California Capital Region, Valley Vision, Downtown Sacramento Partnership, Sacramento Food Bank & Family Services, and Metro-PAC.
• · Ramirez holds bachelor's degrees in psychology and Spanish from UC Davis and an MBA from California State University, Sacramento.
• · Recent expansions to Lodi, Southern California, and Walnut Creek have solidified Five Star Bank's footprint across California.
• · The company has ten branches in California.

17-09-2026

Healthy Choice Wellness Corp. (HCWC) filed an 8-K detailing the reverse merger with Host Digital Infrastructure LLC, a development-stage data center company. Host Digital has secured a 15-year, take-or-pay lease with a major cloud infrastructure company for a 43 MW data center campus in Oklahoma, with aggregate base-term rent of approximately $1.25 billion. However, the company has no revenue, no cash as of July 31, 2026, a working capital deficit of $27.5 million, and substantial doubt about its ability to continue as a going concern, with project financing still uncertain.

• · The company acquired T-20 Mining LLC in February 2026 to secure an Electric Service Agreement for the Project Facility.
• · The Lease is structured on a take-or-pay basis, backstopped by an investment-grade technology company.
• · The Lease includes 3% annual escalators and may be renewed for a total term of 30 years.
• · The company had no cash as of both January 31, 2026 and July 31, 2026.
• · The company's activities have been funded through sponsor equity and related-party advances.
• · The Merger was accounted for as a reverse acquisition, with Host Digital Infrastructure LLC as the accounting acquirer.
• · The company does not have any off-balance sheet arrangements.

17-09-2026

GMR Solutions Inc. completed a repricing of its $2.9 billion Term Loan B facility due October 2032, reducing the interest rate by 50 basis points to SOFR +275 bps, and repaid approximately $200 million of debt using cash on hand, lowering outstanding borrowings to about $2.7 billion. The company expects to save approximately $28 million in annual cash interest expense. However, the company also used $32 million of cash for payroll tax obligations related to equity award settlements, and the transaction did not add new debt.

• · GMR is the nation's largest provider of emergency medical services, serving approximately 60% of the U.S. population.
• · GMR operates in approximately 1,400 counties across the country.
• · GMR supports nearly 5.5 million patient encounters annually and performs a critical care intervention every 88 seconds.
• · The company used $32 million of cash on hand to satisfy required payroll tax obligations related to equity award settlements.
• · GMR incurred no additional indebtedness as a result of the repricing transaction.

17-09-2026

SpringBig Holdings, Inc. filed a Certificate of Amendment to its Certificate of Incorporation with the State of Delaware, effective September 14, 2026, changing its corporate name from SpringBig Holdings, Inc. to SBIG Holdings, Inc. The amendment was approved by the Board of Directors by written consent. No financial figures or performance metrics were disclosed in this filing.

• · The name change is effective as of September 14, 2026.
• · The amendment was adopted by written consent of the Board of Directors under Section 141(f) of the DGCL.
• · The filing also references Items 3.03, 5.02, 5.03, and 9.01, which typically relate to material modifications to security holder rights, departure of directors or principal officers, amendments to articles of incorporation or bylaws, and financial statements and exhibits.

17-09-2026

Tempest Therapeutics has secured an exclusive option to license Hebei Senlang Biotechnology's CD7-targeted lentiviral in vivo CAR-T platform, complementing its existing LNP delivery system. The lead BCMA/GPRC5D dual-targeting candidate is in Phase 1 dose escalation for relapsed/refractory multiple myeloma, with early clinical data showing in vivo CAR-T generation and expansion at the highest evaluable dose and no Grade 3+ cytokine release syndrome or neurotoxicity observed as of August 25, 2026. However, the option has not yet been exercised, the Phase 1 trial is still ongoing with no disclosed efficacy results, and Tempest faces significant capital needs and going-concern risks.

• · The option agreement covers Senlang's CD7-targeted lentiviral vector platform and a portfolio of in vivo CAR-T product candidates.
• · Tempest's lead product candidate, TPST-4003, combines a dual-targeting CD19/BCMA CAR with a CD7-targeting delivery system.
• · Senlang's platform uses targeted lentiviral vectors to deliver CAR transgenes to endogenous CD7-positive T cells and NK cells, generating CAR-T and CAR-NK cells in vivo.
• · The platform includes proprietary nanobody-based retargeting, an engineered detargeted cocal envelope, and immune-shielding producer-cell engineering.
• · In preclinical studies, the platform demonstrated enhanced transduction in whole blood and resting PBMCs, and a single low-dose administration produced efficient in vivo transduction, rapid CAR-cell expansion, tumor-site enrichment, and durable tumor regression in mouse models.
• · Tempest expects to provide additional information as clinical data mature.
• · Tempest's forward-looking statements highlight risks including the need for additional capital, going-concern uncertainty, and potential unexpected safety or efficacy data.

17-09-2026

On September 15, 2026, Sadot Group Inc. transitioned Chagay Ravid from CEO and Interim CFO to Executive Director, appointing Michael D. Murray as CEO and CFO. Murray's employment agreement includes a $200,000 annual base salary, a $100,000 restricted stock grant, and severance of 12 months' base salary if terminated without cause. Ravid's compensation remains unchanged, and his transition was amicable with no disagreements.

• · Michael D. Murray, age 57, previously served as CEO of GBT Tokenize Corp. since June 2022 and as CEO/principal financial officer of GBT Technologies Inc. from November 2024 to February 2026.
• · Murray's restricted stock grant vests in four equal quarterly installments commencing October 1, 2026.
• · Murray's severance includes 12 months' base salary if terminated without cause or resigns for Good Reason, subject to release and compliance.
• · Ravid's transition includes a waiver of claims and confirmation that compensation remains subject to the Company's compensation recovery policy.
• · Ravid continues to serve as a director and was appointed Executive Director, reporting to the CEO.

17-09-2026

Anteris Technologies Global Corp. approved contingent equity grants for CEO Wayne Paterson and other executives, including 1,200,000 nonqualified stock options and 800,000 performance-based restricted stock units for Paterson, and 414,000 options and 485,000 PSUs for David St Denis. The grants are subject to stockholder approval and include performance hurdles tied to stock price targets of $21.50, $41.00, and $61.50. Additionally, a $500,000 option grant was made to Matthew McDonnell. The filing reflects a significant equity incentive plan but carries no immediate financial impact as the grants are contingent.

• · The Contingent Option Grants and PSU Grants are subject to stockholder approval and will not be effective until such approval is obtained.
• · The PSUs vest based on stock price performance hurdles: 30% at VWAP of $21.50, additional 30% at $41.00, and remaining 40% at $61.50 over a five-year performance period.
• · The Paterson Option Grant vests in equal installments over four years, while the McDonnell Option Grant vests over three years.
• · In the event of a change in control, unvested options and PSUs may fully vest under certain conditions.
• · The grants include clawback and forfeiture provisions.

17-09-2026

BRT Apartments Corp. entered into the fourth amendment to its Amended Credit Facility with VNB New York, LLC, effective September 17, 2026, reducing the interest rate to three-month term SOFR plus 210 basis points (from plus 250 bps), lowering the minimum interest rate to 5% (from 6%), and cutting the adjustable cap rate to 6.25% (from 6.5%). The company also authorized replenishment of its stock repurchase program, increasing the repurchase authorization to $10 million. These actions are expected to lower borrowing costs and enhance shareholder returns, though no financial performance metrics were disclosed in this filing.

• · The fourth amendment was made to the Amended and Restated Loan Agreement originally dated November 18, 2021.
• · The amendment reduced the interest rate spread by 40 basis points (from 250 to 210 bps over three-month term SOFR).
• · The minimum interest rate was reduced by 100 basis points (from 6% to 5%).
• · The adjustable cap rate was reduced by 25 basis points (from 6.5% to 6.25%).
• · The company can borrow up to $40 million under the facility as of the amendment date.
• · The board of directors authorized the replenishment of the stock repurchase program, increasing the repurchase value to $10 million.
• · The filing includes the fourth amendment as Exhibit 10.1 and cover page interactive data files as Exhibits 101 and 104.

17-09-2026

Amerant Bancorp Inc. (NYSE: AMTB) announced a registered public offering of senior notes due 2031, with Raymond James as sole book-running manager. The company plans to use net proceeds for general corporate purposes, including supporting organic growth of its bank subsidiary, repaying debt, and repurchasing Class A common stock. The offering is subject to market conditions, with no assurance of completion or final terms.

• · The offering is being made under an automatic shelf registration statement on Form S-3ASR (File No. 333-296741), filed with the SEC on June 12, 2026.
• · The notes will be unsecured and unsubordinated, ranking equally with existing and future unsecured and unsubordinated indebtedness and senior to subordinated indebtedness.
• · Amerant Bank has operated for over 45 years and is headquartered in Florida.
• · The bank has 21 banking centers in South Florida and 2 in Tampa, Florida.
• · The company's annual report on Form 10-K for fiscal year ended December 31, 2025, was filed on February 27, 2026, and its quarterly report on Form 10-Q for the quarter ended March 31, 2026, was filed on May 1, 2026.

17-09-2026

First Financial Corporation announced the retirement of CFO Rodger A. McHargue, effective December 31, 2026, and the appointment of Paul D. Nungester as his successor, effective January 1, 2027. The filing is a routine leadership transition with no financial figures or performance metrics disclosed.

• · Mr. McHargue has served as CFO since 2010.
• · Mr. Nungester brings nearly 30 years of financial and leadership experience.
• · First Financial Bank is the fifth oldest national bank in the U.S., operating 87 banking centers in Georgia, Illinois, Indiana, Kentucky, and Tennessee.

17-09-2026

Capital One Prime Auto Receivables Trust 2026-1 closed a $1.5B+ auto loan asset-backed securitization on September 17, 2026, issuing eight classes of notes across publicly registered and private tranches with coupons ranging from 4.002% (Class A-1) to 5.70% (Class D). The transaction involves the sale of motor vehicle retail installment contracts as collateral and designates CONA as servicer. The filing documents the entry into multiple material definitive agreements but provides no financial performance data for the securitization pool, so period-over-period comparisons and sentiment are not applicable.

• · The trust was established on July 24, 2026, and the Amended and Restated Trust Agreement was signed on the Closing Date.
• · Receivables backing the notes include retail installment sales contracts for new and used automobiles, light-duty trucks, SUVs, and vans.
• · Publicly Registered Notes ($1.5B total) were sold via underwriting agreement dated September 9, 2026.
• · The asset representations reviewer is Clayton Fixed Income Services LLC.
• · COAR transferred the receivables to CONA via a Purchase Agreement and then to the Issuer via a Sale Agreement.

17-09-2026

PepsiCo elected Joaquin Duato, Chairman and CEO of Johnson & Johnson, as an independent director effective December 1, 2026. He will serve on the Audit Committee and receive standard non-employee director compensation, including an initial stock award of 1,000 shares and a prorated annual equity award of approximately $166,667 in phantom stock units, plus a semi-annual cash retainer of $60,000 starting June 2027. This appointment adds significant industry leadership experience to the board.

• · Joaquin Duato has served as Chairman of Johnson & Johnson since 2023 and CEO since 2022, and as a director since 2022.
• · He previously served as Vice Chairman of the Executive Committee (2018-2021) and Worldwide Chairman, Pharmaceuticals (2011-2018).
• · He joined Johnson & Johnson in 1989 and held various executive positions across business sectors and geographies.
• · The appointment is effective December 1, 2026, and he will serve on the Audit Committee.

17-09-2026

Cenntro Inc. (CENN) amended its securities purchase agreement on September 14, 2026, increasing the private placement offering from 12,800,000 shares to up to 15,120,000 shares of common stock at $3.773 per share, raising aggregate gross proceeds of approximately $57,047,760. The private placement closed on September 15, 2026, and proceeds will be used for working capital and general corporate purposes. The offering was conducted under exemptions from registration requirements, with investors representing they are not U.S. persons.

• · The purchase price of $3.773 per share was based on the average Nasdaq official closing price for the five trading days prior to the original purchase agreement date (August 25, 2026).
• · The First Amendment was approved by the Board of Directors on September 14, 2026.
• · The offering was conducted under Section 4(a)(2) of the Securities Act and Regulation S, with no general solicitation or advertising.
• · The report is incorporated by reference into the Company's Form S-3 registration statement (File No. 333-292994).

17-09-2026

Duos Technologies Group, Inc. entered into employment agreements with CEO F. Douglas Recker and COO Dipan Patel, formalizing their compensation packages. Recker receives a $650,000 base salary with a target bonus of 125% of base, while Patel receives a $375,000 base salary with a target bonus of 80% of base. Both agreements include equity grants, performance-based vesting, and change-of-control provisions, reflecting the company's commitment to retaining key executives.

• · CEO Recker's employment agreement is effective April 1, 2026, with a three-year term through March 31, 2029, and automatic one-year renewals.
• · COO Patel's employment agreement is effective June 15, 2026, with a three-year term through June 14, 2029, and automatic one-year renewals.
• · CEO Recker's bonus for 2026 will not be pro-rated.
• · COO Patel's bonus for 2026 will be paid as if employed for the full year.
• · CEO Recker's existing 400,000 restricted shares vest on January 1, 2028, with acceleration to April 1, 2027 if 2026 bonus scorecard achieved at target.
• · CEO Recker's additional 880,000 restricted shares are split into two tranches of 440,000 each, with 40% time-based and 60% performance-based.
• · COO Patel's 200,000 restricted shares vest on June 30, 2029, subject to continued employment.
• · Both agreements include change-of-control provisions: CEO receives 1.5x severance and immediate vesting; COO receives 1.5x severance and immediate vesting.
• · CEO Recker's total compensation is benchmarked to the 75th percentile of a designated peer group.

17-09-2026

Nordicus Partners Corp (NORD) filed an 8-K on September 17, 2026, disclosing the entry into a material agreement (Exhibit 10.1). The filing covers Items 1.01 (entry into a definitive material agreement), 2.03 (creation of a direct financial obligation or an obligation under an off-balance sheet arrangement), and 3.02 (unregistered sales of equity securities). No specific financial figures or performance comparisons are provided in the filing.

• · The filing references Items 1.01, 2.03, 3.02, and 9.01, indicating the agreement involves a material definitive agreement, a direct financial obligation or off-balance sheet arrangement, and unregistered sales of equity securities.
• · Exhibit 10.1 is the material agreement but its full terms are not summarized in the filing.

17-09-2026

Accendra Health (NYSE: ACH) announced Kenneth Gardner-Smith as its next President and CEO, succeeding Edward A. Pesicka who is retiring. Gardner-Smith, a board member since 2022 and former CEO of Veritas Veterinary Partners, will assume the role in Q4 2026. The company also named Scott Lloyd as Chief Commercial Officer, effective October 5, 2026. The filing highlights a leadership transition but provides no financial results or performance metrics, making the sentiment neutral.

• · Gardner-Smith served on the Board since March 2022 and was identified as a potential successor soon after joining.
• · Pesicka announced his intent to retire in August 2026 and will remain CEO until Gardner-Smith assumes the role, then retire from the Board.
• · Pesicka will serve as an advisor to Gardner-Smith and the leadership team to ensure a smooth transition.
• · The company expects no disruption to operations or ability to serve patients, providers, and partners during the transition.
• · Scott Lloyd co-founded Extrakare LLC, a durable medical equipment company, giving him firsthand experience in the home medical equipment market.
• · The Chief Commercial Officer role was created to unify commercial strategy, sales, and provider/payor partnerships under a single leader.

17-09-2026

Old Dominion Electric Cooperative announced the election of Keith M. Dunn to its board of directors, effective September 15, 2026, replacing Paul H. Brown. Mr. Dunn was recommended by Prince George Electric Cooperative. No financial or operational metrics were disclosed in this filing.

• · Board change effective September 15, 2026
• · Keith M. Dunn replaces Paul H. Brown
• · Recommendation source: Prince George Electric Cooperative

17-09-2026

Bank7 Corp. (BSVN) announced a definitive agreement to acquire 100% of Century Financial Services Corporation for approximately $137.3 million in a cash-and-stock deal, expanding its Southwest franchise into New Mexico. The transaction combines Bank7's high-performing franchise with Century's $1.36 billion asset base and $1.23 billion deposit franchise, creating a combined organization with ~$3.3 billion in total assets. The deal is expected to close in Q4 2026, subject to regulatory and shareholder approvals, though there is no assurance of completion and Bank7 may alternatively proceed with a previously announced purchase of a controlling interest from a receiver.

• · Century Bank was founded in 1887 and is the second-largest bank headquartered in New Mexico.
• · The transaction is intended to qualify as a tax-free reorganization for U.S. federal income tax purposes.
• · Century's directors, executive officers, the receiver, and certain minority shareholders holding a substantial majority have entered into voting agreements supporting the deal.
• · Bank7 intends to retain the Century Bank name and brand image post-acquisition.
• · The Merger Agreement is the preferred path, but Bank7 may alternatively proceed under the Receivership SPA for a 71% controlling interest if the Merger Agreement is terminated.
• · The transaction is expected to close in Q4 2026, but there is no assurance of completion.

17-09-2026

Franklin BSP Realty Trust (FBRT) announced that Richard Byrne, former CEO and current Chairman, has been reappointed as CEO effective September 16, 2026, succeeding Michael Comparato, who resigned on September 15, 2026, to step back from day-to-day duties. Jerry Baglien, CFO and COO, was also appointed Co-President alongside Brian Buffone, and will lead BSP's Commercial Real Estate Debt platform. The leadership change is framed as a continuity measure, with no financial metrics or performance data disclosed in the filing.

• · Michael Comparato resigned on September 15, 2026, and will transition to a Senior Advisor role at BSP through 2027.
• · Jerry Baglien was appointed Co-President alongside Brian Buffone and will lead BSP's Commercial Real Estate Debt platform.
• · FBRT is externally managed by Benefit Street Partners L.L.C., a wholly owned subsidiary of Franklin Resources, Inc.
• · BSP manages strategies spanning private debt, real estate debt, structured credit, and liquid loans.
• · Franklin Templeton operates globally in more than 35 countries.

17-09-2026

Franklin BSP Real Estate Debt, Inc. announced the resignation of CEO and President Michael Comparato, effective September 15, 2026, and the appointment of CFO/COO Jerome S. Baglien as President, effective immediately. The Board also reduced its size from six to five directors. No financial metrics or performance data were disclosed in this filing.

• · Michael Comparato resigned as CEO, President, and director on September 15, 2026.
• · Jerome S. Baglien was appointed President effective September 16, 2026, while retaining his CFO and COO roles.
• · The Board was reduced from six to five directors.
• · Comparato will continue as an advisor to Benefit Street Partners L.L.C., the company's external advisor.

17-09-2026

Methode Electronics held its 2026 Annual Meeting on September 16, 2026, where stockholders approved the 2026 Omnibus Incentive Plan, ratified Ernst & Young as independent auditor, and passed the Say-on-Pay advisory vote. However, director David P. Blom received less than a majority of votes cast (7,050,790 for vs. 21,241,811 against), triggering a conditional resignation that the Board rejected, allowing him to continue serving. All other directors were elected with strong support.

• · David P. Blom received only 7,050,790 votes for vs. 21,241,811 against, representing just 24.9% support among votes cast (excluding broker non-votes).
• · The Board rejected Blom's conditional resignation, citing his CEO experience, public company board service, and improved attendance (all meetings attended in fiscal 2027).
• · All other directors were elected with overwhelming support, ranging from 27,310,497 votes (Therese Bobek) to 28,114,145 votes (Jonathan DeGaynor).
• · Ratification of Ernst & Young as auditor passed with 31,607,304 votes for, 431,620 against, and 79,573 abstentions (no broker non-votes).
• · The 2026 Omnibus Incentive Plan was approved with 27,466,037 votes for, 812,903 against, and 61,437 abstentions.

17-09-2026

TJX Companies elected Craig A. Pintoff, EVP and Chief Administrative Officer of United Rentals, to its Board of Directors and Audit and Finance Committee, effective September 16, 2026. Mr. Pintoff is deemed independent under NYSE standards and will receive standard non-employee director compensation, including an annual cash retainer of $115,000 and deferred stock awards with a total target value of $210,000, prorated for his election date. No prior employment or reportable transactions exist between Mr. Pintoff and TJX.

• · Mr. Pintoff joined United Rentals in 2003 and has held his current position since 2017, leading HR, legal, safety, and environmental functions.
• · The Board determined Mr. Pintoff is independent under NYSE listing standards.
• · No arrangements or understandings with any other person regarding Mr. Pintoff's appointment were disclosed.
• · The director compensation program is incorporated by reference from TJX's proxy statement filed April 30, 2026.

17-09-2026

Hyundai Auto Receivables Trust 2026-C filed an 8-K on September 17, 2026, reporting the entry into a material underwriting agreement for the issuance of $2,066,160,000 in asset-backed notes across seven classes (A-1, A-2-A, A-2-B, A-3, A-4, B, C). The notes are backed by retail installment sale contracts for new and used automobiles, light-duty trucks, and minivans, and are expected to close on September 23, 2026. The filing also includes several related agreements, such as a receivables purchase agreement, trust agreement, sale and servicing agreement, and indenture, all dated as of the closing date.

• · The underwriting agreement was entered into on September 15, 2026, with J.P. Morgan Securities LLC acting as representative of the several underwriters.
• · The notes are registered under a Registration Statement on Form SF-3 (Commission File No. 333-284087).
• · The CEO of the registrant made the certifications required by Paragraph I.B.1(a) of Form SF-3, filed as Exhibit 36.1.
• · The trust was originally created on May 20, 2026, and the Amended and Restated Trust Agreement is dated as of the Closing Date.

17-09-2026

Paylocity Holding Corp entered into a $1,750,000,000 amended and restated revolving credit facility on September 17, 2026, replacing its prior 2019 credit agreement. The facility is led by PNC Bank as administrative agent and includes a syndicate of major banks. The agreement contains customary provisions including interest rate options, covenants, and default remedies, but no specific financial results or performance comparisons are disclosed in this filing.

• · The facility includes an Acquisition Holiday feature allowing the borrower to reduce leverage ratio requirements for up to four consecutive fiscal quarters after a Permitted Acquisition exceeding $50,000,000 in total consideration.
• · Interest rates are based on Term SOFR or Base Rate, with margins determined by a Net Total Leverage Ratio pricing grid.
• · The agreement includes standard representations, warranties, affirmative and negative covenants, events of default, and provisions for lender assignments.
• · The borrower is a Delaware corporation, and the facility's maturity date is not explicitly stated in the provided excerpt.

17-09-2026

Zillow Group announced the retirement of Chief Accounting Officer Jennifer Rock, effective September 17, 2026, and the appointment of Rikki Tremblay as Vice President, Principal Accounting Officer. Ms. Rock will remain in an advisory role through March 1, 2027. Ms. Tremblay's annual base salary was increased to $400,000, and she will receive an equity award of $500,000 vesting over four years.

• · Jennifer Rock's retirement was not due to any disagreement with the company.
• · Rikki Tremblay has been with Zillow since December 2014 and previously served as Vice President, Reporting, Technical Accounting and Controls.
• · The equity award will be granted on September 18, 2026, and vest over four years in sixteen equal quarterly installments.
• · Ms. Tremblay holds two B.A. degrees from the University of Washington and is a CPA in Washington state.

17-09-2026

Oncor Electric Delivery Company LLC repaid all outstanding obligations under its $500 million 2024 Revolving Credit Agreement on September 11, 2026, terminating the facility early (originally due February 2027). Concurrently, Oncor issued $800 million of 5.65% Senior Secured Notes due 2036 and $1 billion of 6.35% Senior Secured Notes due 2066, using net proceeds of approximately $1.78 billion to repay $625 million in term loans, $480 million under the 2024 Credit Agreement, $375 million under its receivables securitization facility, and outstanding commercial paper. The refinancing extends maturities and locks in fixed rates, but increases total debt with higher interest costs on the new notes.

• · The 2024 Credit Agreement was terminated at Oncor's option in accordance with prepayment and commitment termination provisions.
• · The 2036 Notes mature on September 15, 2036; the 2066 Notes mature on September 15, 2066.
• · Interest on the Notes is payable semi-annually on March 15 and September 15.
• · Oncor may redeem the Notes at 100% of principal plus accrued interest after certain dates (June 15, 2036 for 2036 Notes; March 15, 2066 for 2066 Notes).
• · The Notes are secured by a lien on all property acquired or constructed by Oncor for transmission and distribution of electric energy under the Deed of Trust.
• · The Notes were sold to qualified institutional buyers under Rule 144A and to non-U.S. persons under Regulation S.
• · If Oncor fails to comply with registration obligations, the affected Notes will bear additional interest of 0.50% per annum for up to two years after the issue date.

17-09-2026

Ocean Power Technologies (OPTT) announced leadership changes effective September 14, 2026, with Dr. Philipp Stratmann stepping down as President and CEO by mutual agreement, and Tracy Pagliara (SVP, General Counsel and Secretary) appointed Acting CEO and President. Jason Weed was promoted to COO. The changes aim to sharpen focus on commercial execution, backlog conversion, and disciplined financial performance, building on the operational foundation established in fiscal 2026. The filing does not include any financial results or period-over-period comparisons.

• · Dr. Stratmann will remain available to assist the new leadership team through a transition period.
• · Tracy Pagliara previously served as CEO of a public company for six years and is a CPA.
• · Jason Weed previously served as a Captain in the U.S. Navy, commanding the US Navy's Unmanned Undersea Vehicle Squadron.
• · The Company's headquarters is in Monroe Township, New Jersey, with an additional office in Richmond, California.

17-09-2026

Ross Stores announced the election of Shelley H. Bransten and Christian B. Johnson to its Board of Directors, effective October 1, 2026, and the retirement of long-time Board member Sharon D. Garrett, who has served since 2000. The new directors bring expertise in technology, retail, and consumer investing. The filing is a routine governance update with no financial impact.

• · Sharon D. Garrett served on the Board since 2000, providing counsel for over 25 years.
• · Shelley Bransten was Corporate Vice President, Global Industry Solutions at Microsoft from 2023 to 2026.
• · Christian Johnson has been a Partner at Freeman Spogli since 2016, joining the firm in 2006.
• · Ross Stores operates 1,952 Ross Dress for Less locations and 376 dd's DISCOUNTS stores.

17-09-2026

LCNB Corp. announced the retirement of Michael R. Miller, EVP and Chief Wealth Officer, effective March 31, 2027. Under his leadership, LCNB Wealth's assets under management grew from approximately $457 million at year-end 2016 to approximately $1.68 billion at June 30, 2026. As part of a planned transition, Joshua A. Shapiro has been promoted to Director of LCNB Wealth, and Bradley A. Ruppert will provide executive oversight, ensuring continuity for clients and employees.

• · Michael R. Miller has over 40 years of experience in trust, legal, and financial service matters.
• · Joshua A. Shapiro has been with LCNB since 2016, most recently as Senior Vice President and Trust Officer, and brings more than 25 years of experience.
• · Bradley A. Ruppert has been with LCNB Wealth for 18 years.
• · Effective January 1, 2027, Shapiro will assume day-to-day responsibility for LCNB's Wealth Group, reporting to Ruppert.
• · Miller's retirement is effective March 31, 2027.

17-09-2026

Rexford Industrial completed a $1.2 billion sale of 22 industrial properties to an affiliate of EQT Real Estate as part of a $2.0 billion non-core portfolio realignment. Year to date, the company has completed $1.5 billion in dispositions, repaid $492 million of debt, and repurchased $505 million of common stock. The portfolio had in-place rents 28% above market rates but a short 2.7-year weighted average lease term, and the estimated 2027 cash NOI yield of 5.5% reflects expected rent roll-downs and tenant moveouts.

• · Estimated year-end 2026 Net Debt to Adjusted EBITDAre is 3.5x.
• · Remaining disposition proceeds expected to be deployed toward 2027 debt maturities, opportunistic stock repurchases, and internal repositioning/development projects.
• · Company reaffirms its full-year 2026 disposition guidance range of $1.5 billion to $2.0 billion.
• · Portfolio sold had in-place rents 28% above market, but 2.7-year WALT and expected tenant moveouts imply rent roll-down risk.

17-09-2026

Hercules Capital appointed Alfred B. Fichera as an independent member of its board of directors, effective September 17, 2026. Fichera brings over 40 years of financial services and audit expertise, including a long tenure at KPMG LLP. He will serve on the Company's Audit Committee, adding depth to board governance. No negative or flat metrics are present in this filing.

• · Mr. Fichera served at KPMG LLP from 1982 to 2019, including as Global Head of Alternative Investments.
• · Since September 2025, he has served as an independent director and audit committee chair of Warburg Pincus Access Fund, L.P.
• · Hercules has committed more than $28 billion to over 700 companies since inception (December 2003).
• · The company also manages investments for external parties through its registered investment adviser subsidiary.

17-09-2026

Piedmont Realty Trust, Inc. issued $230 million of 2.875% Exchangeable Senior Notes due 2031, with an initial exchange price of $12.65 per share. The company intends to use the net proceeds, together with other sources, to redeem all of its outstanding 9.250% senior notes due 2028 and repurchased approximately $50 million of its common stock concurrently. The notes are senior unsecured obligations and include provisions for redemption, exchange, and repurchase upon fundamental changes.

• · The notes are exchangeable at an initial exchange price of approximately $12.65 per share.
• · The Operating Partnership may redeem the notes on or after August 6, 2029, subject to liquidity and stock price conditions.
• · Noteholders may require repurchase upon a Fundamental Change, including certain business combinations or de-listing events.
• · The company used approximately $50 million of net proceeds to repurchase 5,434,782 shares of common stock from certain purchasers concurrently with the offering.
• · The notes rank senior to subordinated indebtedness and effectively subordinated to secured indebtedness.
• · The Registration Rights Agreement requires the company to file a resale registration statement within 180 days (or up to 210 days under certain conditions).

17-09-2026

Burford Capital closed a $300 million private offering of 8.000% senior secured notes due 2029. The net proceeds, together with cash on hand, will be used to redeem the company's existing 6.250% senior notes due 2028. The new notes carry a higher interest rate (8.000% vs. 6.250%), reflecting increased borrowing costs.

• · Interest on the new notes is payable semi-annually on April 15 and October 15, beginning April 15, 2027.
• · The notes mature on October 15, 2029.
• · The indenture includes covenants limiting additional indebtedness, dividends, liens, mergers, and affiliate transactions.
• · Upon a change of control triggering event, the issuer must offer to repurchase notes at 101% of principal plus accrued interest.

17-09-2026

Janus Living, Inc. filed its Annual Report (Form 10-K) for the fiscal year ended June 30, 2025, reporting a net loss of $185.2 million compared to a net income of $65.0 million in the prior year. While total assets grew 12% year-over-year to $3.5 billion driven by property acquisitions, the company experienced a significant decline in profitability due to higher interest expense and impairment charges.

17-09-2026

Analog Devices issued $3.0 billion in senior notes across four tranches with maturities from 2029 to 2036. The offering was underwritten by J.P. Morgan Securities and the notes carry interest rates ranging from 5.100% to 5.750%. This substantial debt raise increases the company's leverage, though it does not include any negative performance data.

• · The notes are unsecured unsubordinated obligations and are not guaranteed by any subsidiaries.
• · Interest is payable semi-annually in arrears beginning March 15, 2027 for the 2029 notes, and April 1, 2027 for the other tranches.
• · The company may redeem each series at its option at any time prior to a specified Par Call Date at the greater of 100% of the principal or a make-whole amount based on Treasury Rate plus a spread (10-15 bps).
• · The underwriting agreement was entered into on September 15, 2026, and the notes were issued on September 17, 2026.

17-09-2026

Pathward Financial, Inc. announced the resignation of President Anthony Sharett, effective October 23, 2026, to pursue other opportunities. The company plans to reorganize his responsibilities under existing executive team members as part of its succession plan. No financial impact or performance metrics were disclosed in this filing.

• · Resignation effective date: October 23, 2026
• · Mr. Sharett previously served as chief legal and compliance officer, general counsel and corporate secretary
• · Company intends to implement its succession plan and re-organize President's responsibilities under existing executive team

17-09-2026

On September 11, 2026, Faeth Therapeutics, Inc. (ticker: FTH) increased its board size from five to six directors and appointed Dr. Karen Vousden, a noted cancer biologist and co-founder of the company, as a Class II director. Dr. Vousden will also serve on the Compensation Committee and receive a standard cash retainer and an initial equity grant of 25,000 stock options under the 2026 Equity Incentive Plan. The appointment is effective immediately and brings additional scientific and board expertise, but there are no related party transactions or family relationships to disclose.

• · Dr. Vousden (Age 68) has served on the board of Bristol Myers Squibb since 2018 and is a member of its Science and Technology Committee and Compensation and Management Development Committee.
• · She co-founded Faeth in April 2019.
• · The options vest in equal monthly installments through the third anniversary of grant and fully upon a Change in Control.
• · A standard indemnification agreement is required for the role.

17-09-2026

Expand Energy Corporation completed a $500 million underwritten public offering of 5.650% Senior Notes due 2031. The notes are senior unsecured obligations, rank equally with existing unsecured debt, and are structurally subordinated to subsidiary indebtedness. The company may redeem the notes at any time prior to August 15, 2031, at a calculated price, and thereafter at par plus accrued interest.

• · The notes were issued under a Base Indenture dated December 2, 2024, supplemented by a Second Supplemental Indenture dated September 17, 2026.
• · The notes are not guaranteed by any subsidiaries, making them structurally subordinated to subsidiary debt.
• · The offering was made under an automatically effective shelf registration statement (No. 333-283348) filed on November 20, 2024.
• · The company may redeem the notes at any time before August 15, 2031 (Par Call Date) at a calculated price; on or after that date, at 100% of principal plus accrued interest.

17-09-2026

Service Properties Trust (SVC) announced the election of Jeanmarie Flaherty Cooney as an Independent Trustee, effective September 15, 2026, with a term expiring at the 2027 annual meeting. Ms. Cooney brings extensive hospitality and financial experience, having served as CFO of Wyndham Hotel Group and on the board of Playa Hotels & Resorts. She will serve on the Audit, Compensation, and Nominating and Governance Committees. No financial metrics or performance data were disclosed in this filing.

• · Ms. Cooney, age 60, served on the board of Playa Hotels & Resorts from 2022 to 2025 and chaired its audit committee from 2023 until Playa's sale to Hyatt in 2025.
• · From 2009 to 2018, she worked at Wyndham Worldwide, most recently as EVP and CFO of Wyndham Hotel Group, and previously as SVP, Global Financial Planning & Analysis.
• · Since 2020, she has been CFO of New York Road Runners, a nonprofit that organizes the New York City Marathon.
• · She will receive standard compensation for independent trustees, with no additional arrangements or family relationships disclosed.
• · An indemnification agreement was entered into on substantially the same terms as those with other trustees and officers.

17-09-2026

SunPower Inc. filed an 8-K on September 17, 2026, announcing that Director Jamie Haenggi will not stand for reelection at the 2026 Annual Meeting, with no disagreement cited. The company also set the 2026 Annual Meeting for November 2, 2026, a delay of more than 30 days from the 2025 meeting anniversary, triggering new deadlines for stockholder proposals and director nominations, which must be received by September 28, 2026.

• · The 2026 Annual Meeting will be held virtually online by means of remote communication.
• · The record date for the 2026 Annual Meeting is September 18, 2026.
• · Stockholder proposals under Rule 14a-8 must be received by the Company's Secretary no later than September 28, 2026.
• · Director nominations and other proposals outside Rule 14a-8 must also be received by the close of business on September 28, 2026.
• · The company reserves the right to change the record date or the meeting date.

17-09-2026

Ellington Financial Inc. closed an additional $150M offering of 7.375% senior unsecured notes due 2030, issued at 99.010% of par with a yield to maturity of 7.663%. The new notes are treated as a single class with the $400M existing notes of the same series and will be used for general corporate purposes, including repaying repurchase agreement borrowings and funding asset purchases. The offering was conducted under Rule 144A and Regulation S, without registration under the Securities Act.

• · The notes were issued at 99.010% of principal amount, yielding 7.663% to maturity.
• · The new notes are fully and unconditionally guaranteed by Ellington Financial Inc.
• · Proceeds will be used for general corporate purposes, including repaying repurchase agreement borrowings and funding asset purchases.
• · The offering was conducted under Rule 144A and Regulation S, exempt from SEC registration.

17-09-2026

Red Robin Gourmet Burgers appointed Tiffany Dutton as Chief Accounting Officer, effective September 21, 2026. She will receive an annual base salary of $300,000, a target annual bonus of 60% of base salary, and an equity award of $100,000 in restricted stock units. The appointment fills a key finance role after Ms. Dutton served as interim Chief Accountant since October 2025.

• · Ms. Dutton, age 46, is a certified public accountant and began her career at Ernst & Young LLP.
• · She served as interim Chief Accountant at Red Robin since October 2025 before this appointment.
• · Her equity award of $100,000 in RSUs vests after one year.
• · She is eligible for the Executive Severance Plan with a Change in Control Cash Severance Multiplier of 1.0 and a 12-month benefits continuation period.
• · No family relationships or reportable transactions under Item 404(a) were disclosed.

17-09-2026

Classover Holdings, Inc. (now KIDZ AI Inc.) issued a $1.9 million Senior Secured Convertible Note to Solana Growth Ventures LLC on September 17, 2026. The note carries interest at a rate determined per the agreement, is convertible into common stock at an initial conversion price of $3.672, and is secured by collateral. The filing also includes provisions for interest payment in cash, payment-in-kind (PIK), or common stock, and adjustments to the conversion price based on market conditions.

• · The note is governed by a Securities Purchase Agreement dated May 30, 2025.
• · Interest accrues on a 360-day year basis and is payable quarterly starting October 1, 2026.
• · The conversion price may be adjusted to the lower of the initial conversion price ($3.672) and the market price if collateral value falls below 200% of the initial principal balance or market cap is less than $50 million.
• · The note includes provisions for default interest rate increase and late charges.
• · The securities are unregistered and subject to transfer restrictions under the Securities Act of 1933.

17-09-2026

First Commonwealth Financial Corporation appointed Phillip J. Graves Jr. as Chief Accounting Officer, effective September 14, 2026. He will receive an annual base salary of $275,000 and is eligible for a change of control agreement with one year of severance. No negative or flat metrics are present in this filing.

• · Mr. Graves previously served as a Senior Manager at KPMG LLP from October 2021 to August 2026.
• · No arrangements or understandings with any other person regarding his appointment.
• · No family relationships with any director or executive officer.
• · No material interest in any transaction required to be disclosed under Item 404(a).
• · Change of control agreement will be filed as an exhibit to the Form 10-Q for the quarter ending September 30, 2026.

17-09-2026

Verizon Master Trust filed an 8-K on September 17, 2026, reporting the entry into an Underwriting Agreement on September 15, 2026, for the issuance of $1,000,000,000 in Series 2026-3 Asset-Backed Notes. The notes include Class A-1a ($826,008,000 at 5.14%), Class A-1b ($65,000,000 at Compounded SOFR + 0.45%), Class B ($68,120,000 at 5.34%), and Class C ($40,872,000 at 5.48%). The closing is scheduled for September 22, 2026, with proceeds used to fund the trust's device payment plan receivables.

• · The Underwriting Agreement was entered into on September 15, 2026, with BofA Securities, SMBC Nikko, Truist Securities, and U.S. Bancorp Investments acting as representatives.
• · The Class A-1b Notes bear interest at Compounded SOFR + 0.45%.
• · The closing date for the issuance is September 22, 2026.
• · The trust's assets include device payment plan agreements (Receivables) transferred under a Transfer and Servicing Agreement dated May 25, 2021.
• · The filing includes certifications required by Form SF-3 Paragraph I.B.1(a) and Item 601(b)(36) of Regulation S-K.

17-09-2026

World Kinect Corporation (NYSE: WKC) announced that founder Michael J. Kasbar will step down as Executive Chairman, effective December 31, 2026, and independent director Ken Bakshi has been appointed Chairman of the Board. Bakshi, a board member since 2002, brings over three decades of international business and private equity experience. The transition is part of a leadership succession, with CEO Ira Birns continuing in his role, and the company emphasizes its global energy management position across 200+ countries.

• · Kasbar co-founded Trans Tec Services in 1984, the marine fuel brokerage business whose acquisition laid the foundation for World Fuel.
• · Kasbar served as CEO and Executive Chairman, helping transform the company into a Fortune 100 company.
• · Bakshi has served on the Board since 2002 and has leadership experience across energy, healthcare, technology and business services sectors.
• · The Board believes an independent Chair strengthens independent oversight and effectiveness.
• · World Fuel is headquartered in Miami, Florida, and operates in more than 200 countries and territories.

17-09-2026

StableCoinX Inc. entered into a Waiver Letter with Ethena OpCo Ltd. and the Ethena Foundation, effective October 5, 2026, permanently waiving all lock-up and vesting restrictions on ENA tokens held by the company. This allows immediate unrestricted access to the tokens, including the 48-month contractual lock-up from its PIPE investment. The agreement also establishes a framework for the company to sell ENA tokens for working capital and strategic needs, with the Foundation having a five-business-day right of first refusal. There are no period-over-period financial comparisons in this filing.

• · Waiver effective October 5, 2026, aligns with lock-up release date already announced for other ENA token holders.
• · Waiver is permanent and covers all lock-up, unlocking, and vesting restrictions under any agreement with Ethena parties.
• · The company must provide five business days' prior written notice before a Funding Sale, during which the Foundation may acquire ENA at the proposed price.
• · Any sale of ENA also requires prior written consent (not to be unreasonably withheld) from the Foundation under the Collaboration Agreement.
• · The waiver does not affect restrictions arising under applicable law or regulation.