US Material Events SEC 8-K Filings — October 21, 2026

21-10-2026

Drugs Made In America Acquisition Corp. (DMAAR) and Power Analytics Global Corp (PAGC) entered Amendment No. 1 to their Amended and Restated Definitive Merger Agreement, dated October 13, 2026. If the APQC Acquisition is not completed by November 1, 2026, the Closing Valuation drops from US$2,850,000,000 to a standalone US$1,710,000,000, with APQC and other assets addable later at appraised value up to a US$2,850,000,000 ceiling. The prior fairness-opinion firm was terminated effective October 2, 2026 after it determined a dual opinion was required, and Joel A. Gallo was engaged in an individual capacity to render the opinion.

• · A Reversion Event occurs automatically if APQC is not completed by November 1, 2026, the APQC definitive agreement terminates, or the independent directors determine APQC cannot be completed
• · The fairness opinion condition under Section 6.5(a) is to be satisfied by an opinion from Joel A. Gallo, expected on or before October 19, 2026, subject to information-delivery delays
• · Prior Firm's engagement was terminated effective October 2, 2026 because the IP valuation would have required a dual opinion with a separate IP evaluator
• · Any post-Reversion additions of Contributed Assets must be approved by independent directors and supported by a supplemental opinion, with added consideration paid in Company shares at the Reference Price
• · Post-closing acquisitions of Contributed Assets from PAGC's former stockholders are related-party transactions capped at Appraised Value
• · The Company's right to terminate if APQC is not completed by December 31, 2026 is deleted upon a Reversion Event; a Reversion Event alone does not give either party a termination right
• · No earnout or contingent consideration is payable under the standalone structure

21-10-2026

Nuburu, Inc. (BURUW) entered into an implementation agreement with Tekne S.p.A.'s existing shareholders under which its subsidiary Nuburu Defense LLC will acquire 67.1% of Tekne's share capital for an aggregate price of EUR 5.2 million, of which EUR 1.2 million was paid at signing and EUR 4.0 million is deferred in four EUR 1.0 million installments through March 31, 2027. The agreement also contemplates a recapitalization of Tekne, whose losses as of June 30, 2026 may require urgent measures under Italian Civil Code Articles 2446 and 2447, and an earn-out of EUR 20.0 million payable to the existing shareholders, including a guaranteed minimum of EUR 2.0 million per year. The transaction carries significant financial strain signals alongside the acquisition, as Nuburu has already advanced EUR 27.7 million in shareholder loans to Tekne.

• · Golden Power Authorization was obtained subject to requirements on August 5, 2026, making the Investment Agreement effective
• · Tekne's losses as of June 30, 2026 may trigger urgent equity-strengthening measures under Italian Civil Code Articles 2446 and 2447
• · Earn-Out was reduced from EUR 29.692M to EUR 20.0M, with the Existing Shareholders waiving the difference as part of the recapitalization
• · Nuburu and Nuburu Defense are jointly and severally liable for Earn-Out payments; failure to pay the Guaranteed Annual Minimum within 60 days could trigger acceleration of the full outstanding Earn-Out, recoverable within a further 120 days
• · Security for Deferred Price is an SFE - SocFinEur 7.5% bond (ISIN GB00BNYKP345) held by ADA, to be returned to Nuburu after final installment
• · Purchase and Sale closing was scheduled for October 15, 2026, prior to this filing date

21-10-2026

STARRY SEA ACQUISITION CORP (SSEAR), a Cayman Islands blank-check company, filed its Third Amended and Restated Memorandum and Articles of Association (Exhibit 3.1 to an 8-K), adopted by special resolution and effective October 19, 2026. The filing sets the authorized share capital at US$50,000 divided into 500,000,000 ordinary shares of par value US$0.0001 each, and governs the Business Combination, Trust Account, and extension mechanics. The excerpt provided contains no quantified financial performance comparison and no completed acquisition terms.

• · Governing documents were adopted by special resolution dated and effective October 19, 2026, and the 8-K was filed October 21, 2026
• · Registered office is with Maples Corporate Services Limited, Ugland House, Grand Cayman
• · Business Combination must be with target business(es) having aggregate fair market value of at least 80% of Trust Account assets while NASDAQ-listed, and cannot be solely with another blank-check company
• · Extensions and a Deadline Date are governed by Article 48.7, which is referenced but not reproduced in the excerpt
• · Filing items include 1.01 (material agreement), 5.03 (amendments to articles), 5.07 (shareholder vote), 8.01 (other events), and 9.01 (exhibits)

21-10-2026

Olenox Industries Inc. (NASDAQ: OLOX) announced it completed the acquisition of 100% of Wildboy Holdings, Ltd. and IPD Industries, Inc. for a purchase price of US$21.7 million, paid almost entirely in Series F preferred stock convertible into common shares, subject to conversion limitations and lock-up provisions. The Wildboy assets add a natural gas processing facility (up to 144 MMcf/d) and roughly 184,785 acres in British Columbia with 56.8 Bcf of proved developed reserves, while IPD adds a 100 MW self-generator registration near Pecos, Texas. The deal advances the company's gas-to-power-to-compute strategy, though the filing provides no financial results, revenue contribution, or pro forma impact, and the power-generation opportunity remains contingent on financing, equipment, gas supply agreements, and approvals.

• · Consideration is convertible into common stock subject to conversion limitations and lock-up provisions, creating potential future dilution
• · Management says the structure preserves near-term cash, but no cash balance, debt, or financing commitments for development are disclosed
• · The Waha Hub (West Texas) is cited as the location of the power-development platform
• · Forward-looking statements flag risks including integration, reserve accuracy, financing availability, permit receipt and gas price volatility

21-10-2026

Ashford Hospitality Trust (AHT) announced that its advisor, Ashford Inc., has irrevocably waived approximately $17 million (about $2.60 per common share) of base and incentive advisory fees for November 2026 through April 2027, and has committed to buy 2.5% of outstanding common stock in the open market each quarter starting with the quarter ended September 30, 2026 (roughly 162,000 shares initially), with a 150% VWAP fee credit for any shortfall. The Company also terminated its at-the-market equity program with Virtu Americas LLC, removing its ability to issue new common stock through that channel. Management frames these steps as liquidity-enhancing and interest-aligning, but the release does not quantify the cash impact of the share purchases on the Company, and the full terms are deferred to a forthcoming Form 8-K.

• · Ashford Inc. must purchase each quarter's shares within six months after quarter-end; purchases for the quarter ended September 30, 2026 are due by March 31, 2027
• · Purchases will be made under a Rule 10b5-1 trading plan or during open trading windows, and the Company will not sell shares directly to Ashford Inc.
• · Purchases are subject to ownership limits in the Company's charter and rights agreement, which can end the agreement early
• · The equity distribution agreement with Virtu Americas LLC, dated April 11, 2022, was terminated
• · The fee waiver and share purchase agreement were approved by the independent members of the Board of Directors

21-10-2026

SVAQ's 8-K (Items 1.01, 2.03, 3.02, 9.01) furnishes a Securities Purchase Agreement dated October 19, 2026 among EigenQ, Inc., SVAQ and an unsecured investor (Buyer/SPV) tied to the pending Business Combination under the June 17, 2026 Business Combination Agreement. The unsecured convertible notes and warrants are subordinated to a September 17, 2026 senior secured financing (Anchor Purchase Agreement), and the agreement imposes reservation, listing, and anti-dilution obligations on the post-closing PubCo. The filing is a deal-structure disclosure: the exhibit contains no reported financial results, and the terms are conditional on the Business Combination closing, with no SVAQ obligations if that closing does not occur.

• · Notes and warrants are unsecured and subordinate to Senior Notes under the September 17, 2026 Anchor Purchase Agreement, with Action Limitations restricting Buyer enforcement while senior notes are outstanding
• · Conversion and exercise price reference is capped at the lower of $5.00 and the then-effective Conversion or Exercise Price for reservation calculations
• · Company must maintain reserved shares at 200% of maximum Conversion Shares and Warrant Shares and seek stockholder approval for authorized share increases if needed
• · Dilutive issuances are restricted where they would breach Nasdaq Rule 5635
• · SVAQ has no obligations under the agreement if the Business Combination does not close; Buyer waives any claim to the Trust Account
• · Buyer identity is left as a blank placeholder [●] in the exhibit provided

21-10-2026

Clean Energy Technologies, Inc. (CETY) entered into a Securities Purchase Agreement dated October 18, 2026 with Falcon Venture Limited, a Hong Kong-based buyer, for the issuance of a convertible Note under a Rule 506(b) private placement. The agreement includes conversion mechanics capped by a Nasdaq Rule 5635(d) Exchange Cap of 2,432,004 shares pending Shareholder Approval, D&O insurance requirements, transfer agent irrevocable instructions, and Nevada-law governed arbitration with venue in Orange County, California. Terms are primarily protective of the Buyer, with penalties for late disclosure of material non-public information and for covenant breaches treated as Events of Default.

• · Agreement dated October 18, 2026; Buyer is a Samoa-incorporated company with address in Hong Kong
• · Conversion shares are capped at 2,432,004 shares until Shareholder Approval is effective, a dilution-limiting constraint that is transferable with the Note
• · Company must deliver irrevocable transfer agent instructions and may not impede transfer of conversion shares; a breach may warrant injunctive relief without showing economic loss
• · Breach of covenants in Section 4 constitutes an Event of Default under Section 3.3 of the Note
• · Company warrants it will not assert that the Buyer is or has been a broker-dealer absent a final court adjudication
• · Closing conditions include no Material Adverse Effect, no suspension of trading on the Principal Market, and timely 1934 Act reporting

21-10-2026

Entravision Communications appointed Brian Krzanich (former Intel CEO and current Cerence CEO) and Gary Ferrera (former CFO of nine companies) to its Board of Directors, effective October 14, 2026, with Ferrera also joining the Audit Committee and being determined an audit committee financial expert. Directors Fehmi Zeko will step down after the October board meeting following seven years of service, and Gilbert Vasquez, a 19-year director and Audit Committee Chair, will not stand for reelection at the 2027 annual meeting. The board refresh is framed by management as supporting growth of the ATS (advertising technology services) business.

• · Gilbert Vasquez chairs the Audit Committee, so his departure creates a leadership vacancy that Ferrera's audit committee appointment only partly fills
• · Zeko's exit is effective after the October board meeting, while Vasquez's departure is delayed until the 2027 annual stockholder meeting

21-10-2026

OPAL Fuels announced that Co-Chief Executive Officer Jonathan Maurer plans to retire on March 31, 2027, after serving in the role since April 2021 and roughly 37 years of association with majority shareholder FORTISTAR. Adam Comora will become the company's sole CEO upon his departure, with Maurer staying on as a Senior Advisor for a transition period. The Board has also started an executive search for a President who will report to Comora. The announcement is a planned, orderly leadership transition with no financial results disclosed.

• · Maurer's retirement is effective March 31, 2027, with a Senior Advisor role afterward for an undetermined period
• · Maurer plans to manage his family office in West Palm Beach, Florida and expand board work
• · The Board has commenced an executive search for a President reporting to Adam Comora

21-10-2026

Mannatech (MTEX) dismissed BDO USA, P.C. as its independent registered public accounting firm effective October 15, 2026, and engaged CBIZ CPAs P.C. for fiscal 2026, starting with the review of the Q3 2026 condensed consolidated financial statements. BDO's reports for FY2025 and FY2024 contained no adverse opinion, disclaimer, or qualification, except that the FY2025 report included a going-concern explanatory paragraph. The filing reports no disagreements or reportable events in the relevant periods, and BDO's response letter will be filed by amendment.

• · BDO's FY2025 audit report contained a going-concern explanatory paragraph regarding substantial doubt about the Company's ability to continue as a going concern
• · Filing covers Items 4.01 (Changes in Registrant's Certifying Accountant) and 9.01 (Financial Statements and Exhibits)
• · BDO's Exhibit 16.1 letter will be filed by amendment within the period required by Item 304(a)(3) of Regulation S-K

21-10-2026

APEX Tech Acquisition Inc. (NYSE: TRAD), a blank check company, entered into a definitive merger agreement on October 20, 2026 with Korai Flix Inc., an AI-powered interactive online entertainment platform with approximately 26.0 million registered users across 15 Asian countries or regions as of June 30, 2026. The Proposed Transaction values Korai at $3.5 Billion on a pre-money equity basis, with the combined company to be renamed Krflix Group Inc. and listed on the NYSE, expected to close in Q1 2027 subject to shareholder, regulatory, and other customary approvals. No assurance of completion on the currently contemplated terms or timeframe is given.

• · Merger Agreement dated October 20, 2026; boards of both companies unanimously approved the transaction
• · Korai launched its platform in June 2024
• · APEX will re-domicile from the Cayman Islands to Delaware before the merger and rename itself Krflix Group Inc.
• · Class B common stock carries 20 votes per share versus 1 vote for Class A, concentrating voting control
• · Transaction contains no minimum cash condition
• · Risk factors cited include shareholder redemptions, failure to satisfy due diligence, NYSE listing standards, and regulatory approval conditions

21-10-2026

Group 1 Automotive, Inc. (GPI) disclosed completion of an acquisition under a Purchase and Sale Agreement dated July 30, 2026, in which it acquires the operating assets of a group of Hennessy-controlled dealership, collision center, and management companies along with related real estate. The operating assets are valued at a Blue Sky (franchise value and goodwill) figure of $1,080,000,000, with additional purchase price components for fixed assets, new and used vehicles, parts, and supplies. The excerpt provided does not include closing financials or any negative or flat performance metrics for the acquired business.

• · Acquired assets include Dealership Companies, a Collision Center Company, a Management Company, and Real Estate Companies, with the Principals (Hennessy family) controlling the Sellers
• · Demo vehicle Value is reduced by $0.60 per mile above 500 miles on the odometer
• · Pinnacle program monies related to General Motors are excluded from new vehicle value adjustments
• · Section 2.01 covers the Operations Purchase Price; the excerpt is truncated before the used vehicle, other vehicle, and remaining purchase price components are detailed

21-10-2026

On October 20, 2026, Soluna Holdings entered a Subscription Agreement with affiliates of Applied Digital to form a jointly owned Project Company (Soluna 49% / Applied 51%) to develop a 50 MW Critical I.T. AI/HPC data center (Dorothy 3A, Briscoe County, Texas). Closing is targeted by December 1, 2026 (Outside Date, extendable to no later than December 31, 2026) and remains subject to conditions including a Tax Abatement Vote and Leasehold Title Policy issuance. If the deal fails, Soluna is guaranteeing reimbursement of 80% of Applied's Funded Costs, capped at $45 million, creating a meaningful contingent downside.

• · Closing is conditioned on a Tax Abatement Vote, with a 30-day automatic Outside Date extension (one time) if only that condition remains open; a 10-day extension applies to Leasehold Title Policy issuance, with an absolute cap of December 31, 2026.
• · Soluna's contingent exposure if the deal fails is guaranteed by the Company, potentially up to $45 million, which is material relative to the $18.75 million attributed value Soluna receives at Closing.
• · The Warrant and Registration Rights Agreement forms are not yet finalized; the Registration Rights Agreement requires an SEC registration statement filing within 30 days after Closing.
• · Applied Investor's 51% stake and cash contribution are partly offset by credits for pre-closing development and long-lead equipment costs.
• · The Ground Lessee (Soluna DV Services, LLC) will sublease land to the Project Company under a 99-year Ground Sublease, tied to a Fee Ground Lease not yet finalized.
• · Warrant dilution risk: up to 7,644,444 new common shares at $0.74 exercisable for seven years, with a hedging restriction lapsing when VWAP reaches $10.00.
• · Several key agreements (LLC Agreement, Ancillary Agreements, Fee Ground Lease, Ground Sublease) may change from terms described in the Subscription Agreement.

21-10-2026

Dell Technologies announced that Richard Rothberg, Executive Vice President, General Counsel and Secretary and the company's chief legal officer, will retire effective February 1, 2027, remaining employed through April 30, 2027 for transitional assistance. The Board appointed Christopher Garcia, current Senior Vice President, Corporate Legal, and Assistant Secretary, to succeed him as chief legal officer effective the same date. The filing contains no financial results or quantitative performance data.

• · Rothberg notified the company of his retirement decision on October 19, 2026
• · The Board appointed Garcia on October 20, 2026
• · Garcia joined Dell in 2006 and has held Senior Vice President, Corporate Legal and Assistant Secretary since 2022, with responsibility for corporate governance and regulatory compliance
• · Garcia previously worked in private practice at Fenwick & West LLP (Mountain View, CA) and Clifford Chance US LLP (San Francisco, CA)
• · Rothberg's transitional assistance period runs through April 30, 2027

21-10-2026

Securetech Innovations, Inc. (SCTH) entered into a Securities Purchase Agreement dated October 16, 2026 with Hinterland Partners LLC, under which the company will issue a convertible Note with a first tranche closing, backed by irrevocable transfer agent instructions reserving shares for conversion. The agreement includes covenants on D&O insurance, broker-dealer non-assertion, and transfer agent obligations, with Event of Default consequences for material breaches not cured within five business days. The filing does not disclose the principal amount of the Note or the first tranche size in the excerpt provided, so the financial scale of the transaction cannot be quantified from this content.

• · The transaction is a private placement under Section 4(a)(2) of the Securities Act of 1933 and Rule 506(b), so the securities are restricted and carry legend requirements until registration or a Rule 144 exemption applies.
• · The Company must reserve shares of Common Stock in the Reserved Amount (defined in the Note) for conversion, creating potential dilution exposure for existing shareholders.
• · The Company may not replace its transfer agent without first providing a fully executed Irrevocable Transfer Agent Instructions signed by the successor agent.
• · Disputes must go to binding arbitration seated in Delaware under Exhibit B, with Delaware governing law and a jury trial waiver; the Buyer retains the right to enforce judgments or realize collateral in any competent court.
• · The Buyer may seek injunctive relief without showing economic loss or posting bond if the Company breaches transfer agent obligations.
• · Buyer's conditions to purchase include no Material Adverse Effect and no change in the Company's 1934 Act reporting status or failure to file timely.

21-10-2026

Urban One, Inc. entered into a supplemental indenture dated October 20, 2026 amending the indenture governing its 10.500% First Lien Senior Secured Notes due 2030, with Wilmington Trust, National Association as trustee and collateral agent. The amendment, approved by holders of more than a majority in aggregate principal amount of the outstanding First Lien Notes, expands the permitted uses of proceeds from certain asset dispositions and makes other technical changes. The filing discloses no dollar amounts, financial results, or performance metrics.

• · The indenture being amended is dated December 18, 2025
• · The amendment was executed with consent of holders of more than a majority in aggregate principal amount of the First Lien Notes
• · Full text of the Supplemental Indenture is filed as Exhibit 4.1

21-10-2026

Alpha Teknova, Inc. (Nasdaq: TKNO) announced on October 20, 2026 that it has commenced an underwritten public offering of its common stock, with TD Cowen and William Blair as joint book-running managers, and intends to grant underwriters a 30-day option to purchase up to an additional 15% of shares. All shares are being sold by the company, and the offering is subject to market conditions with no assurance of completion, size, or terms. Net proceeds are intended for general corporate purposes, potentially including repayment of outstanding debt, with no current commitments for acquisitions.

• · Offering is being made under an effective Form S-3 shelf registration (File No. 333-288613), filed July 10, 2025 and declared effective July 16, 2025
• · Company has no current commitments or arrangements for acquisitions, though proceeds may be used for complementary businesses, products, or technologies
• · Filing references the Annual Report on Form 10-K for fiscal year ended December 31, 2025 as the most recent periodic report

21-10-2026

On October 21, 2026, FMC Corporation expanded its Board from 9 to 10 directors and appointed Luc Tack, CEO of major investor Tessenderlo Group NV, as a director and a member of the Sustainability & Innovation Committee, as required under the Investor Agreement tied to Tessenderlo's September 23, 2026 closing on its purchase of 30,319,166 FMC common shares. The filing is a governance update that follows an investment closing, with no reported operating or financial performance metrics.

• · Mr. Tack receives standard non-employee director compensation, except his annual RSU grant is replaced with an equivalent cash amount because affiliates of the Investor are restricted from acquiring additional common stock under the Investor Agreement
• · Mr. Tack cannot elect to receive any part of his annual cash retainer in RSUs
• · The Company reports no material interest for Mr. Tack in any Item 404(a) related-party transaction beyond the Purchase Agreement, Investor Agreement, and Registration Rights Agreement
• · A Registration Rights Agreement was entered into at the Closing alongside the Investor Agreement

21-10-2026

Bank of America's Board of Directors appointed Jim Fitterling (65, Executive Chairman of Dow Inc. and former Dow CEO 2018-2026) and Bill Thomas (58, former Global Chairman and CEO of KPMG International 2017-2026) as directors, effective immediately on October 21, 2026. The appointments are framed by management as strengthening board oversight of long-term strategy, with the lead independent director citing a longstanding succession planning and board refreshment process; no financial performance metrics were disclosed.

• · Fitterling is lead director at 3M since 2024 and has served on 3M's board since 2021
• · Thomas is a chartered accountant and Fellow of the Institute of Chartered Accountants of British Columbia since 2008
• · Thomas oversaw a multibillion-dollar investment program focused partly on technology and AI-enabled capabilities at KPMG
• · Bank of America is the #1 small business lender in the United States per FDIC data

21-10-2026

Integrated Rail & Resources Inc. (f/k/a Uinta Infrastructure Group Corp.) entered a Securities Purchase Agreement on September 25, 2026 to sell 9,444 shares of Series A Convertible Preferred Stock to Huntington Oil & Gas III, LLC at $100.00 per share ($944,400 aggregate), with $600,000 received as of October 5, 2026 and $344,400 still unfunded. The closing is conditioned on a concurrent $600,000 purchase by Creto IRRX PIPE Investment, LLC and a Delaware certificate of increase, with a target closing no later than October 31, 2026. The company also disclosed that the maturity of its $12,000,000 Endeavor Capital Group promissory note was extended from September 30, 2026 to December 31, 2026 after an equity commitment letter was delivered; the filing does not report any positive or negative operating results.

• · Huntington's closing is conditioned on Creto purchasing 6,000 Series A shares for $600,000 and on a Delaware certificate of increase; Huntington has waived all other closing conditions and may terminate if the Creto purchase does not occur.
• · Either party may terminate if closing has not occurred by the later of October 31, 2026 and five business days after conditions are satisfied or waived.
• · Series A Preferred carries 12% cumulative dividends, a liquidation preference, and conversion at $10.00 per share into common stock.
• · The securities are offered under Section 4(a)(2) and Rule 506(b) of Regulation D to an accredited investor; the offering is unregistered.
• · The company intends to use proceeds for operational purposes and to advance development of its Vernal refinery.
• · The Endeavor note extension to December 31, 2026 was triggered by an equity commitment letter, which the filing says was delivered in satisfaction of the Second Amendment condition.

21-10-2026

Station Casinos LLC, a consolidated subsidiary of Red Rock Resorts, Inc. (NASDAQ: RRR), announced the closing of a $500 million incremental term B loan under its senior secured credit agreement. The incremental loans are fungible with existing term B loans, bear interest at Term SOFR plus 2.00% per annum, and are intended to repay revolving credit facility borrowings, pay fees and expenses, and fund general corporate purposes.

• · Incremental Term B Loans are fungible with and carry the same maturity as existing term B loans
• · Proceeds intended to repay revolving credit facility borrowings, cover fees and expenses, and fund general corporate purposes
• · Filing references Red Rock Resorts' FY2025 Form 10-K for risk factors

21-10-2026

Opendoor Technologies announced that President Lucas Matheson is stepping down from the President role effective October 21, 2026, and will remain with the company as an Advisor to the CEO through July 15, 2027, on substantially the same terms and compensation. CEO Kaz Nejatian (44) was simultaneously appointed President in addition to his existing CEO and board roles, with his compensation not expected to change.

• · Matheson's transition agreement pays base salary through July 15, 2027, plus Executive Severance Plan benefits if employment ends early for reasons other than cause
• · The full Matheson Transition Agreement will be filed as an exhibit to a future periodic report
• · Nejatian's background is described in the 2026 proxy statement filed April 28, 2026

21-10-2026

Voyager Therapeutics appointed Chief Business Officer and Chief Operating Officer Robin Swartz as President effective October 20, 2026, and she is expected to succeed CEO Alfred W. Sandrock, Jr., M.D., Ph.D. as CEO after initial acute safety data from the VY1706 early Alzheimer's Disease trial, anticipated in Q1 2027. Dr. Sandrock will remain on the Board. Ms. Swartz's amended and restated employment agreement sets a $625,000 base salary, a 50% target bonus, and a grant of 318,500 stock options and 68,250 RSUs effective November 1, 2026, with severance protections including enhanced change-in-control terms.

• · Ms. Swartz has also served as Principal Financial Officer and Treasurer since May 2026, and previously held CFO-related roles including Principal Accounting Officer from April 2024 to July 2024
• · Option award vests monthly over four years (1/48th per month) beginning on the Effective Date, while RSUs vest on a three-year schedule starting from the Grant Date
• · Severance enhanced to include full acceleration of all equity awards if termination occurs within 12 months following a sale event
• · Dr. Sandrock is expected to remain on the Board after the CEO transition

21-10-2026

Getty Images Holdings, Inc. and six subsidiaries filed voluntary chapter 11 petitions on October 21, 2026 in the U.S. Bankruptcy Court for the District of Delaware to implement a prepackaged plan under a restructuring support agreement signed October 12, 2026. Under the plan, existing Class A common stock and other equity interests, including those held by majority shareholders, will be cancelled with no recovery, while general unsecured claims are unimpaired. The commencement of the cases accelerated approximately $1.0 billion of term loans, revolving loans and senior notes across the Credit Agreement and three note issues.

• · Common Stock is expected to be delisted from the NYSE and trades on the OTC Pink Limited Market
• · Plan contemplates cancellation of all Class A common stock and equity interests with no recovery, including for majority shareholders
• · General unsecured claims are unimpaired under the Plan
• · Company expressed substantial doubt about its ability to continue as a going concern
• · Cases are being administered jointly under In re Getty Images Holdings, Inc., et al.
• · RSA contains a fiduciary-out permitting termination or pursuit of alternative proposals
• · Risk the Company may lose the right to use Getty Images trademarks, and ongoing warrant litigation

21-10-2026

Elmet Group Co. (NASDAQ: ELMT) entered into a subscription agreement with Blue Moon Metals Inc. on October 16, 2026, buying 3,500,000 units at CAD 10.00 per unit (CAD 35.0 Million) in a private placement tied to Blue Moon's Springer Tungsten Complex in Pershing County, Nevada, and received a Blue Moon Warrant (exercisable from February 17, 2027 at CAD 10.80, expiring October 16, 2029), an Investor Rights Agreement granting participation, top-up and board nomination rights, and a Blue Moon board seat. Stockholders also approved the 2026 Employee Stock Purchase Plan at a Special Meeting on October 19, 2026, with 23,300,321 votes for, 1,198,918 against and 9,656 abstentions out of 24,508,895 shares represented.

• · Blue Moon Warrant and shares subject to Canadian resale restriction until February 17, 2027 (four months post-issuance)
• · Company may elect cashless (net) exercise of Blue Moon Warrants; unexercised warrants auto-exercise cashless at expiry
• · Top-Up Right purchase price equals 5-trading-day VWAP on TSX Venture Exchange before Top-up Notice
• · Company's board nominee to be appointed within 10 days of the Investor Rights Agreement; non-voting observer right if nominee seat is vacant
• · Blue Moon covenants restrict use of proceeds toward Springer development and Material Properties/Mining Rights
• · ESPP approved with ~96% of votes cast in favor (23.3M for vs 1.2M against)
• · Exhibits 10.1-10.3 contain redactions under Item 601(a)(5)/(a)(6); Exhibit 10.4 is the ESPP

21-10-2026

Sky Century Investment, Inc. (SKYI) disclosed in an 8-K filed October 21, 2026 that its Board approved on October 15, 2026 the conversion of $205,000 of accrued, unpaid salary owed to President, CEO and director Nataliia Petranetska into 4,100,000 shares of common stock at $0.05 per share, with the conversion completed October 16, 2026. The conversion right stems from a July 1, 2026 amendment to her December 1, 2020 Compensation Agreement, which also raised her base salary to $10,000 per month. Post-issuance, the company reports 14,229,357 shares outstanding.

• · Issuance was made without SEC registration under an exemption from the Securities Act of 1933 (Item 3.02 unregistered sale)
• · Amended compensation agreement lets the CEO convert accrued salary into shares only with Board approval and grants the Board discretion over cash or stock bonuses
• · Conversion equates to about 4.5% of post-issuance shares outstanding (4.1M of 14.23M), a potential dilution point for shareholders
• · Filing discloses the CEO also serves as Treasurer and Chief Financial Officer, concentrating executive and financial control in one person
• · Filing lists Commission File Number 000-56603 while the cover page shows Securities registered under Section 12(b) as not applicable

21-10-2026

Smith & Wesson Brands (SWBI) completed the acquisition of Savage Arms from JDH Capital on October 21, 2026, for $160.0 million, paid through approximately 9 million SWBI shares valued at $13.62 per share and $37.5 million in cash. The deal is expected to be immediately cash accretive, adding about $0.04 to fiscal 2027 EPS for the remainder of the year and about $0.07 for full-year fiscal 2027 (excluding acquisition accounting), with roughly $160 million of Savage net sales (twelve months ended September 30, 2026). JDH Capital now owns 16.7% of SWBI and has a board representative, and pro forma net leverage is 1.16x.

• · Purchase price equals approximately 7.9x Savage Adjusted EBITDA for the twelve months ended September 30, 2026, after expected initial run-rate synergies of $2.5M
• · Share consideration valued at $13.62 per share, the 45-trading-day VWAP ending three trading days before closing
• · Pro forma net leverage of 1.16x following closing, described as a strong balance sheet
• · Savage is headquartered in Westfield, Massachusetts; the transaction was completed by merger from an indirect JDH subsidiary
• · Savage financials were prepared under accounting policies that differ from SWBI's; SWBI states these differences are not material
• · Forward-looking statements flag risks including integration, tariffs, firearm regulation, litigation, and the potential for cancellation of backlog orders

21-10-2026

MillerKnoll's Board of Directors unanimously appointed Jeff Stutz as Chief Executive Officer and a Board member, effective immediately, following his service as Interim CEO since June 30, 2026. Stutz previously served as Chief Operating Officer (September 2025 to June 2026) and as Chief Financial Officer for more than 10 years. The Board cited improved operating income, margins and earnings under his interim leadership, while the filing does not disclose quantitative results or changes in period-over-period performance.

• · Stutz joined Herman Miller in 2001 and held roles including VP of Investor Relations, Corporate Treasurer, and Chief Accounting Officer before becoming CFO
• · Stutz oversaw the International Contract segment, global manufacturing operations, and European brands HAY, Muuto, CBS and NaughtOne as COO
• · Stated priorities include accelerating sales, improving profitability, managing costs with discipline and strengthening the balance sheet
• · Forward-looking risks flagged include Middle East conflict, U.S. and international tariff changes (including tariff refund clawback risk), consumer spending, and debt incurred in the Knoll acquisition

21-10-2026

Aptera Motors Corp. (Nasdaq: SEV) amended the engagement letter of Tom DaPolito, its Interim Chief Financial Officer, effective October 16, 2026. The amendment extends his engagement term through October 16, 2027, accelerates full vesting of his unvested stock options upon a change of control regardless of whether his engagement is terminated, and extends the post-termination exercise window for vested options to three years (not beyond original expiration), except for termination for Cause. No dollar amounts or financial results were disclosed in the filing.

• · Engagement letter dated August 25, 2025 was amended, extending the term through October 16, 2027, unless terminated earlier
• · Single-trigger change-of-control provision: all unvested stock options vest in full upon a change of control, whether or not the engagement is terminated
• · Vested options remain exercisable for three years after termination (other than termination for Cause), but not beyond original expiration date
• · Amendment is classified as a management compensatory arrangement (Exhibit 10.1 marked as a management contract or compensatory plan)

21-10-2026

IMUNON, Inc. (Nasdaq: IMNN) announced an agreement to sell its rights to ThermoDox®, a heat-activated liposomal doxorubicin formulation, to VoxelDox Therapeutics, Inc. for glioblastoma development. In exchange, IMUNON will receive an approximately 4.76% equity stake in VoxelDox upon completion of VoxelDox's planned $2.5 Million financing, plus up to $16.5 Million in milestone payments and tiered royalties of 3.5% to 6% on future net sales if approved. Closing is contingent on that financing, and the asset was previously fully written off, so realization of any value is uncertain and no assurance is given.

• · ThermoDox was a legacy asset that had been fully written off by IMUNON
• · Closing of the transaction is contingent on VoxelDox completing its planned financing
• · IMUNON's lead clinical program IMNN-001 is in the Phase 3 OVATION 3 trial for frontline advanced ovarian cancer
• · No assurance that any milestone, royalty, or equity value will be realized

21-10-2026

Banzai International entered into a Repurchase Agreement with an institutional investor on October 20, 2026, under which the company will repurchase warrants for 1,662,862 shares of common stock for $1.5 million in cash, payable upon closing of a planned public offering. The investor also gains a right to participate in that offering for at least $6 million, agreed to a 18-trading-day standstill on its senior secured convertible note, and waived certain provisions of the original Securities Purchase Agreement and Existing Note. The company will also pay the investor's $20,000 legal fees.

• · Existing Warrants have a current exercise price of $1.245 per share, originally issued under the June 27, 2025 Securities Purchase Agreement
• · Existing Note is a senior secured convertible note dated August 12, 2026
• · Existing Warrants are cancelled and of no further force upon payment of the $1.5M repurchase price
• · Investor waived certain provisions of the Securities Purchase Agreement and Existing Note
• · Filing references Item 3.03 (Material Modifications to Rights of Security Holders) due to the warrant cancellation and waivers

21-10-2026

Galaxy Gaming, Inc. (OTCQX: GLXZ) appointed John M. Boushy, a gaming industry veteran with over 45 years of leadership experience, to its Board of Directors effective October 21, 2026. He succeeds Meredith Brill, who is stepping down as a Class II Director after four years of service. The announcement is a board composition change and does not include financial results, guidance, or performance metrics.

• · Boushy previously served as CEO, President and Director of Ameristar Casinos, Inc.
• · Boushy held senior executive roles at Harrah's Entertainment, including Chief Information Officer and Chief Integration Officer, and led integration of the Harrah's-Caesars merger, delivering twice the pro forma synergies.
• · Boushy served on the board of Caesars Entertainment after its emergence from bankruptcy and has chaired ReelMetrics' parent company since 2015.
• · Boushy is credited with innovations in gaming operations, marketing and technology, including the technology underpinning Caesars Total Rewards.
• · Galaxy Gaming Digital is described as the world's leading licensor of proprietary table games to the online gaming industry.

21-10-2026

AB Private Credit Investors Corp filed an 8-K (Items 1.01, 2.03, 9.01) disclosing an Indenture and Security Agreement dated as of October 15, 2026, between its subsidiary ABPCI Private Funding V LLC (as Issuer) and U.S. Bank Trust Company, National Association (as Collateral Trustee). The indenture governs the issuance of Secured Notes and Subordinated Notes and the incurrence of Class A Loans under a Class A Credit Agreement, secured by a grant over the issuer's collateral obligations, accounts, and related rights. The excerpt provided is a table of contents and definitions section; no specific principal amounts, interest rates, or maturity dates for the notes are disclosed in the text supplied.

• · Indenture is dated as of October 15, 2026, and the 8-K was filed October 21, 2026
• · Issuer is a Delaware LLC, a subsidiary vehicle of the BDC, structured as a securitization-style private funding vehicle
• · Secured parties include the Collateral Trustee, Custodian, Collateral Administrator, Loan Agent, and U.S. Bank National Association as securities intermediary
• · Collateral includes Collateral Obligations, Accounts, Eligible Investments, Equity Securities, and a lien granted by the BDC or Depositor under the Master Transfer Agreement
• · Filing includes Item 2.03 (creation of a direct financial obligation), consistent with the Class A Credit Agreement and notes issuance
• · Rule 144A and Regulation S transfer mechanics indicate the notes are offered in private placements
• · Indenture references a Rating Agency and an annual rating review, and an S&P industry, recovery-rate, and region classification framework

21-10-2026

First Mid Bancshares, Inc. (Nasdaq: FMBH) entered into Amendment No. 2 to its Registration Rights Agreement on October 16, 2026 with the EPL LINCO Trust and, for purposes of being bound, PL Generations LLC. The amendment adds PL Generations as a Permitted Transferee, so it becomes a Holder with respect to any Shares transferred to it by the Trust. The filing is a governance and shareholder-rights housekeeping update tied to the 2021 LINCO Bancshares acquisition, with no disclosed dollar amounts or financial results.

• · Registration statement on Form S-3 must remain effective until August 7, 2027, subject to certain exceptions
• · J. Kyle McCurry, affiliated with the Trust and PL Generations, continues to serve as a director of both the Company and First Mid Bank & Trust
• · Amendment is filed as Exhibit 10.1 and incorporated by reference