US Material Events SEC 8-K Filings — October 27, 2026

27-10-2026

Faeth Therapeutics, Inc. (Nasdaq: FTH) disclosed that its Board of Directors increased its size from six to seven and appointed Adam Schayowitz, Ph.D., as a Class III director effective October 23, 2026. Dr. Schayowitz is currently Executive Vice President and Head of Research and Development at Zymeworks Inc., and brings oncology drug development and commercialization experience. The filing reports an appointment and standard director compensation only; no financial results or quantitative performance metrics were disclosed.

• · Dr. Schayowitz's term runs until the 2027 annual meeting of stockholders.
• · Dr. Schayowitz holds a B.A. from Hamilton College, a Ph.D. from the University of Maryland School of Medicine, and an M.B.A. from Johns Hopkins University.
• · Filing states there are no family relationships, no related-party transactions under Item 404(a), and no arrangements with other persons tied to the appointment.
• · Options vest in full upon a Change in Control, subject to continued service.
• · Dr. Schayowitz will enter the company's standard indemnification agreement, previously filed as Exhibit 10.4 to the Form S-1 (File No. 333-252138).

27-10-2026

ATII Holdings Inc. completed its business combination with Forge Nano on October 21, 2026, following a merger agreement signed April 20, 2026. Under the reverse recapitalization, Forge Nano is the accounting acquirer and ATII's public shareholders retain only 0.6% of Pubco, with Forge Nano Stockholders owning 90.2% of the combined company's 128,655,585 shares (excluding dilutive securities). The filing presents unaudited pro forma financial information reflecting Transaction Accounting Adjustments only, and states that the pro forma figures may differ significantly from actual results.

• · Earn-Out structure: up to 90,000,000 shares in three tranches of 30,000,000 each, triggered by VWAP thresholds of $15.00, $20.00, and $25.00 or revenue thresholds of $400M, $600M, and $800M over trailing twelve months
• · ATII was re-domiciled as a Delaware corporation; Forge Nano became a wholly-owned subsidiary of Pubco
• · Business Combination accounted for as reverse recapitalization with no goodwill or intangible assets recorded; Forge Nano treated as accounting acquirer
• · Sponsor transferred 3,300,000 Founder Shares to PIPE Investors for no additional cash consideration
• · Pro forma statements assume the Business Combination occurred January 1, 2025 for income statement and June 30, 2026 for balance sheet
• · Filing references Form S-4 (File No. 333-295563) declared effective September 22, 2026

27-10-2026

IEH Corporation entered into a three-year employment agreement dated October 23, 2026 (effective November 1, 2026, expiring October 31, 2029) with CFO, Treasurer and Corporate Secretary Subrata Purkayastha, featuring a $293,950 base salary, an annual bonus of up to 100% of base salary, and a 35,000-share option grant (exercise price $29.60, fully vested). The agreement provides 24 months of base salary severance plus 24 months of health benefits on termination without cause or for good reason, and includes change-in-control protections for three years, subject to Section 280G limits. No deterioration in operating performance is reported; the filing is a compensation and governance disclosure.

• · Agreement dated October 23, 2026 with effective date November 1, 2026
• · Severance and change-in-control benefits are subject to Section 280G excess parachute limitations
• · Customary confidentiality, employee non-solicitation and non-competition obligations survive termination
• · Options are for the fiscal year ended March 31, 2027 and are immediately vested
• · Full agreement filed as Exhibit 10.1 and furnished, not filed, under Item 5.02

27-10-2026

Ecominas Corp. (ILXP), a Nevada-incorporated, emerging growth company, completed an asset-only acquisition on October 22, 2026 of AI-based oil-production analytics technology and intellectual property (SAPI registrations FM-03779 and SO72943, the SIP-3 wellhead pressure-control design, and the SIP-AI analytics platform) from an individual, Franklin Marín Toro, in exchange for 10,000,000 restricted common shares and 2,000,000 Series B Preferred shares carrying 200 votes each. The company has no customers, no revenue, and its technology is at a developmental stage, while it is also disclosing a potential shell-company status for Rule 144 purposes and sanctions-related constraints on Venezuelan activities. The Chairman is expected to retain about 69.7% of total voting power after the issuances, and no change of control occurred.

• · Consideration was non-cash; no cash was payable, and no independent valuation or fairness opinion was obtained; the Board relied on NRS 78.211 to deem the assets adequate consideration.
• · The acquisition was deemed not to be a business acquisition under Rule 11-01(d) of Regulation S-X, so no acquired-business financials or pro forma information were required.
• · The filing voluntarily includes Form 10-type information because the company may be a current or former shell company for Rule 144 purposes.
• · The company has no customers or contracts, has not filed patents outside Venezuela, and the SIP-3/SIP-AI technologies have not been commercially deployed or generated revenue.
• · Post-closing supplemental agreements (October 26, 2026) require Marín Toro to hold certain IP materials and registrations in Venezuela for the company's benefit, indicating residual title and custody risk.
• · Services to Venezuelan government entities or PdVSA are permitted only under OFAC authorizations such as General License No. 48D, which carry conditions and may be revoked.
• · Item 5.02 changes: Marín Toro was appointed CEO, President, Secretary, Treasurer and director; the employment agreement includes a restricted stock repurchase provision.

27-10-2026

Hycroft Mining reported Q3 2026 results and the filing of its Form 10-Q, highlighting $211 million in unrestricted cash with no debt, a 2025-2026 exploration drill program of approximately 18,700 meters drilled, and continued high-grade silver results at Brimstone and Vortex. The company announced leadership changes, including Michael Deal's appointment as Chief Operating Officer, the planned transition of CFO Stan Rideout to Executive Vice President, Strategic Advisor effective March 16, 2027 (with a CFO search underway), and the retirement of David Thomas effective April 30, 2027. The filing contains no revenue, earnings, or period-over-period financial comparison data, and no negative operating metrics are disclosed.

• · CFO Stan Rideout transitions to Executive Vice President, Strategic Advisor effective March 16, 2027; a CFO search has commenced
• · David Thomas retires effective April 30, 2027 and will remain a consultant
• · Four new independent directors appointed to the Board, covering mining operations, technical services, finance, and governance
• · Conceptual underground mine design work with RESPEC and Hatch is substantially complete and will feed 2027 project optimization
• · Roasting vs. POX processing trade-off study to be finalized in Q4 2026, with results expected in Q1 2027
• · Heap leach metallurgical test work expected to complete in the first half of 2027

27-10-2026

Valion Bio, Inc. (Nasdaq: VBIO) disclosed that on October 26, 2026 it closed a Series B preferred stock tranche with 3i, LP, issuing 50 Series B Preferred Shares and warrants for 1,539 common shares at $1.0092 for $50,000. It also issued 4,717.73 Series C Preferred Shares and warrants for 2,524,343 common shares at $1.0092 to Series C purchasers, for an aggregate price of $4,717,717.61, of which $3,217,717.61 was retained to satisfy overdue cash true-up payments and $1,500,000 was paid in cash. The filing indicates the Series C true-up payments were overdue, and the cash component is small relative to the $75,000,000 Series C program, so the financing outcome is mixed.

• · Series B and Series C warrant exercise price of $1.0092 per share, with issuance under Section 4(a)(2) and/or Rule 506(b)
• · Series C Side Letter consideration partly consisted of retaining $3,217,717.61 to cover overdue cash true-up payments under Section 6(b) of the Series C Certificate of Designation
• · Exhibit 10.1 (Fourth 3i Side Letter) and Exhibit 10.2 (Series C Side Letter) are incorporated by reference
• · Company is an emerging growth company

27-10-2026

Better Home & Finance Holding Co appointed Linda Yaccarino, former CEO of X Corp (formerly Twitter) and former Chairman of Global Advertising and Partnerships at NBC Universal, as an independent director effective October 20, 2026, with a term expiring at the 2027 annual meeting and annual compensation of $175,000 in restricted stock. Concurrently, director Paula Tuffin resigned from the Board effective immediately, a decision the company states was not due to any disagreement; she will continue as General Counsel, Chief Compliance Officer and Secretary.

• · Yaccarino has been CEO of eMed, a telehealth company, since August 2025, and was CEO of X Corp from June 2023 to July 2025
• · Yaccarino's board committee assignments have not yet been determined
• · Tuffin's resignation was not the result of any disagreement with the Company on operations, policies or practices
• · Yaccarino has no related-party transactions requiring disclosure under Item 404(a) of Regulation S-K

27-10-2026

Amgen appointed David W. Gibbs, former president and CEO of Yum! Brands, to its Board of Directors effective immediately, with seats on the Audit and Compensation and Management Development Committees. Following the appointment the Board will have 13 directors, 12 of whom are independent. The filing contains no financial results, so no performance metrics are reported in either direction.

• · Gibbs served as Yum! Brands CEO from 2020 to 2025 and led its digital transformation.
• · Gibbs chairs the Human Capital and Compensation Committee at Under Armour (board member since 2021) and sits on the Audit Committee at PepsiCo (since 2026).
• · Bradway said Gibbs' direct customer-relationship experience will inform preparation for future launches.

27-10-2026

First Horizon Corporation (FHN-PF) filed an 8-K under Items 5.02, 5.03, and 9.01, attaching its Bylaws as amended and restated effective October 26, 2026. The restated bylaws set the principal office at 165 Madison Avenue, Memphis, Tennessee, fix the Board at thirteen directors (changeable only by bylaw amendment approved by a majority of the entire Board), and tighten advance-notice procedures for shareholder proposals and director nominations (90 to 120 days before the meeting date, with a fallback window if fewer than 100 days' notice is given). The filing does not disclose any specific financial results, amounts, or percentage changes.

• · Principal office is 165 Madison Avenue, Memphis, Tennessee; registered office is the same.
• · Board size may only be changed by a bylaw amendment adopted by a majority of the entire Board then in office.
• · Directors need not be shareholders or Tennessee residents.
• · Board committees cannot fill Board vacancies, adopt or amend bylaws, authorize distributions, or approve share issuances or repurchases except within Board-prescribed formulas or limits.
• · Compensation of a Chairman who is also CEO is excluded from non-employee director pay.
• · Shareholder meetings may be postponed or special meetings canceled by Board resolution upon public notice.
• · Nominations must include Regulation 14A-required information and the nominee's written consent; the Corporation may request further information to assess independence.
• · Shareholder proposals must also comply with SEC Rule 14a-8 and Exchange Act requirements.

27-10-2026

Ares Capital Corporation (ARCC) agreed to acquire MidCap Financial Investment Corporation (MFIC) in a stock-and-cash merger with a total enterprise value of approximately $2.6 billion. MFIC stockholders are expected to receive $10.88 per share (about $1.21 cash from an Ares Management subsidiary and about $9.67 in ARCC stock), a 30.1% premium to MFIC's October 26, 2026 close and 25.8% to its 30-day VWAP. The deal is expected to be modestly accretive to ARCC core EPS, but MFIC's preliminary NAV of about $12.86 per share sits well above the $10.88 consideration, and the closing is not expected until the first half of 2027 subject to MFIC stockholder and regulatory approvals.

• · MFIC's preliminary NAV of $12.86 per share exceeds the $10.88 headline consideration, implying the offer is below stated book value; MFIC's final NAV will be reported with Q3 2026 results on November 5, 2026, and may differ materially
• · Deloitte & Touche LLP has not audited or reviewed MFIC's preliminary NAV estimate, which is not approved by MFIC's Board
• · ARCC may issue up to approximately 41 million shares, though the count is expected to be lower after the special dividend adjustment
• · Consideration is capped: MFIC holders share in 50% of ARCC's share price premium over NAV, up to 104.5% of NAV (maximum 102.25% of NAV)
• · Transaction requires MFIC stockholder approval and regulatory approvals; expected close in the first half of 2027
• · Ares Capital will remain externally managed by Ares Capital Management LLC, with existing board and management expected to stay in place

27-10-2026

Xylem reported Q3 2026 orders of $2.3 billion (up 7% reported, 10% organic) but revenue of $2.2 billion (down 3% reported, flat organically) amid project timing delays and cautious customer spending. Reported EPS rose 34% to $1.25, while adjusted EPS grew only 5% to $1.44. The company cut full-year 2026 guidance for revenue, adjusted EPS ($5.40–$5.45 vs. prior $5.55–$5.70) and free cash flow margin, and announced intent to divest Applied Water International and Specialty Flow Control and move to a three-segment structure from January 1, 2027, with new segment leaders named.

• · Q3 2026 net income attributable to Xylem was $291M, up from $227M, driven by lower loss on sale of businesses despite higher interest and tax expense
• · Q3 2026 interest expense rose to $21M from $6M, and long-term debt increased to $2,365M from $1,408M, largely tied to financing the pending Cornell Pump and Roper Pump acquisition
• · Cash and cash equivalents fell to $708M from $1,479M at year-end 2025
• · Nine-month 2026 revenue was essentially flat at $6,662M vs. $6,638M, and nine-month diluted EPS grew 23% to $3.14
• · Q3 revenue from services declined to $394M from $401M, while product revenue declined to $1,807M from $1,867M
• · Treasury stock rose to $2,375M from $768M, reflecting significant share repurchases; diluted share count fell to 233.0M from 244.1M
• · Xylem cites data centers and microelectronics as high-growth verticals supporting reinvestment

27-10-2026

Invesco Ltd. (through its subsidiary Invesco Finance, Inc. as Borrower, with Invesco Ltd. as Parent guarantor) entered into a Credit Agreement dated October 26, 2026 establishing a term loan credit facility with Bank of America, N.A. as Administrative Agent and Initial Lenders including BofA Securities, Citibank, and Wells Fargo as Joint Lead Arrangers. The filing is the full credit agreement (Exhibit 10.1) and the excerpt reviewed contains definitions and pricing mechanics only; the principal amount, maturity, and final commitment schedule were not visible in the provided text.

• · Borrower is Invesco Finance, Inc. (Delaware); Parent Invesco Ltd. (Bermuda) provides a Parent Guaranty (Exhibit D)
• · Published Deal CUSIP 46131QAD9 and Published Term Loan CUSIP 46131QAE7 indicate a syndicated term loan
• · Pricing grid is tied to the higher of the Parent's senior unsecured debt rating and Invesco Finance PLC's senior unsecured debt rating, with a Pricing Level 6 default if no ratings exist
• · Agreement includes covenants on Adjusted Debt with carve-outs for Designated Debt used for refinancing, debt repurchases, or escrowed acquisition financing
• · Agreement contains Events of Default, financial covenants (Section 5.03), negative covenants on liens (Schedule 5.02(a)), and a Section 2.19 accordion-style commitment increase
• · Includes EEA and UK bail-in acknowledgments and a Section 8.22 acknowledgement regarding Supported QFCs

27-10-2026

Vertiv Holdings Co (NYSE: VRT) announced on October 27, 2026 that its wholly-owned subsidiary, Vertiv Corporation, completed its acquisition of Utility Innovation Holdings, Inc. (UtilityInnovation Group, UIG) for approximately $1.45 billion in upfront cash, plus up to $1.15 billion in contingent cash consideration tied to 12- and 24-month EBITDA targets. The purchase price represents roughly 13x expected UIG 2027 EBITDA, with the multiple expected to be significantly lower if the full earnout is paid. Vertiv expects the deal to be accretive to adjusted EPS in the first year after completion, though the release is forward-looking and flags integration, retention, and synergy risks.

• · UIG is headquartered in Raleigh, North Carolina, with European headquarters in Dublin, Ireland, and manufacturing in North Carolina and New Jersey; founded in 2020
• · Vertiv expects the acquisition to be accretive to adjusted EPS in the first year following completion
• · Transaction is framed as addressing grid interconnect constraints slowing AI data center deployment, with the aim of reducing customer dependence on utility interconnection timelines
• · Forward-looking risks flagged include integration execution, retention of UIG management and key employees, customer and supplier relationship maintenance, and realization of synergies and accretion

27-10-2026

Ares Capital Corporation (ARCC) agreed to acquire MidCap Financial Investment Corporation (MFIC) in a stock-and-cash merger with a total enterprise value of approximately $2.6 billion. MFIC stockholders are expected to receive total consideration of $10.88 per fully diluted share (about $1.21 cash and $9.67 in ARCC stock, adjusted for a pre-closing MFIC special dividend), a 30.1% premium to MFIC's October 26, 2026 closing price and 25.8% premium to its 30-day VWAP. MFIC's preliminary NAV per share as of September 30, 2026 is approximately $12.86, which is above the offer value, and the deal is expected to close in the first half of 2027 subject to MFIC stockholder and regulatory approvals.

• · MFIC's preliminary NAV of $12.86 per share exceeds the $10.88 headline consideration, implying the offer is priced at a discount to NAV, though the exchange-ratio mechanism means final value depends on ARCC's share price relative to NAV.
• · Apollo affiliates holding 5.2% of MFIC have signed voting and support agreements with ARCC.
• · MFIC's final Q3 2026 NAV will be reported on November 5, 2026 and may differ materially from the preliminary estimate, which was not audited or reviewed by Deloitte & Touche.
• · Ares Capital will remain externally managed by Ares Capital Management LLC, with its existing board and management expected to stay in place.
• · The transaction is expected to be accretive to ARCC core earnings per share and supportive of future dividends.

27-10-2026

Guidewire Software (NYSE: GWRE) signed a definitive agreement to acquire hyperexponential Ltd, a London-based AI-native underwriting and pricing software provider, for a base purchase price of $1.7 billion in cash plus up to $400 million in contingent consideration tied to recurring revenue targets. The deal is funded by $1.0 billion in new term loan financing (committed by Bank of America and Citibank) and existing cash, and is expected to close in Q2 of fiscal 2027. Management expects the transaction to add at least 650 basis points to FY2027 inorganic ARR growth and at least 150 basis points to durable organic ARR growth from FY2028, while the company will provide updated guidance on its December 2026 earnings call.

• · Acquisition expected to close in Q2 of fiscal 2027; no impact on Q1 FY2027 guidance issued September 3, 2026
• · Q2 FY2027 guidance and updated full-year FY2027 guidance to be provided on the December 2026 earnings call
• · hyperexponential is an existing Guidewire PartnerConnect Technology Alliance Partner
• · Management claims hyperexponential's platform underwrites over $75B in annual commercial P&C premium, with particularly strong presence among UK commercial and specialty insurers
• · Business update call held October 27, 2026 at 8:30 a.m. EDT to discuss the acquisition; supplemental presentation published with the release
• · Forward-looking statements flag risks including financing failure, non-completion, unexpected costs or delays, and the contingent nature of the $400M earnout

27-10-2026

CoStar Group reported record Q3 2026 revenue of $952 million, up 14% YoY from $834 million, with net income of $74 million (versus a $31 million loss a year earlier) and Adjusted EBITDA of $229 million, roughly doubling YoY. Management raised full-year 2026 Adjusted EBITDA guidance to $820-840 million and revenue guidance to $3.75-3.77 billion. Results were not uniformly positive: net new bookings were only $37 million, Commercial Real Estate growth was more modest, and Q3 Adjusted EPS and Adjusted Net Income are non-GAAP measures that exclude stock-based compensation and amortization.

• · Net new bookings were only $37 million in Q3 2026, a weak signal relative to revenue growth and not discussed in the executive summary's framing of momentum.
• · Other Commercial Real Estate revenue declined about 8% YoY to $59 million in Q3 2026 from $64 million.
• · Nine-month 2026 net income was $132 million versus a $40 million loss in the prior year period, while nine-month operating cash flow rose to $455 million from $268 million.
• · Cash and equivalents fell to $500 million at September 30, 2026 from $1,633 million at year-end 2025, driven by $668 million of stock repurchases and $789 million of acquisition spending over nine months.
• · Q3 2026 Adjusted EBITDA exceeded the high end of the prior $190-210 million guidance range, and total 2026 cost savings were raised to approximately $150 million versus original guidance.
• · Q3 2026 Adjusted Net Income and Adjusted EPS exclude $44 million of customer base amortization and stock-based compensation; GAAP EPS of $0.18 is materially lower than Adjusted EPS of $0.38.
• · Q4 2026 revenue guidance implies roughly 10% YoY growth, a significant deceleration from the 14% growth reported in Q3 2026.
• · Management identified at least $200 million of potential additional expense savings to be realized over 12 to 18 months.

27-10-2026

Alamo Group Inc. (NYSE: ALG) announced it has acquired Econ Engineering Group Limited, a UK manufacturer of roadway maintenance trucks and equipment, for £120 million (approximately $158.7 million), subject to customary closing adjustments. The purchase price was funded through Alamo Group's revolving credit facility, and Econ will become part of the Industrial Equipment Division. For its fiscal year ended March 31, 2026, Econ generated approximately $88 million in net sales and $38.5 million in Adjusted EBITDA, implying an Adjusted EBITDA margin of roughly 44%.

• · Econ is headquartered in Ripon, North Yorkshire, UK, and was founded in 1969
• · Econ's primary customers are UK local authorities, government agencies and related contractors, supported by statutory UK infrastructure-maintenance requirements
• · Econ operates a rental fleet of approximately 1,300 vocational trucks and provides parts and service support across the UK
• · D.A. Davidson MCF International acted as financial advisor to Alamo Group on the transaction
• · The deal is positioned as a step in Alamo Group's strategy of disciplined investment in market-leading businesses serving essential infrastructure and maintenance applications

27-10-2026

SecureTech Innovations (OTCQB: SCTH) acquired a perpetual, exclusive, worldwide license to the QSTAKCHAIN blockchain and related post-quantum technologies from QSTAK Holding, LLC, with consideration of up to $22 million payable entirely in newly designated Series B Preferred Stock, earned in four tranches tied to a $6.0 million closing tranche and later launch and revenue milestones. Concurrently, it formed QSTAK Market, LLC (57% owned by subsidiary Piranha Blockchain, Inc.) to tokenize real-world assets, and bought a net 15% interest in QSTAK Holding for $4.5 million in Series A Preferred Stock. The filing provides no revenue or profitability figures for the new operations, and the company's own disclosures flag substantial doubt about its ability to continue as a going concern and its dependence on AI UltraProd for substantially all revenue.

• · Series B Preferred Stock is non-convertible into common stock; no cash or ongoing royalty is payable to QSTAK for SecureTech's own use of the license.
• · QSTAK Market is a newly formed Wyoming LLC; SecureTech controls it and expects to consolidate its results.
• · The $4.5M Series A Preferred share count was set by a formula based on SCTH's common stock closing price on the trading day before closing.
• · SecureTech received the right to appoint a non-voting observer to QSTAK's governing board.
• · QSTAK-provided projections are unverified and based on assumptions that may prove incorrect.
• · Accounting for the license and QSTAK interest may differ from stated values, is subject to independent valuation and auditor review, and may later be impaired.
• · Stockholders may face dilution from the preferred stock issuances; the company has a going concern warning and depends on AI UltraProd for substantially all revenue.
• · Initial consolidated revenue from QSTAK Market is anticipated during the current fiscal quarter, but this is a forward-looking expectation with no quantified figure.

27-10-2026

T3 Defense Inc. (Nasdaq: DFNS) has entered a definitive stock purchase agreement to acquire 100% of KeepZone AI Inc., a homeland security technology distribution and integration company, from Nexera Technologies Ltd. (Nasdaq: NEXR), to serve as its dedicated HLS sales and business development platform. Initial consideration is $1.0 million payable in newly issued common stock, plus an earn-out of up to $5.0 million in cash tied to 50% of KeepZone's standalone net profit over 24 months, with closing expected within 60 days subject to Nasdaq notification and third-party consents. The filing discloses no positive or negative financial results for T3 Defense or KeepZone, so period-over-period performance is not available.

• · Consideration is structured so that a majority of potential consideration is contingent on KeepZone generating post-closing net profit.
• · The seller may receive additional T3 Defense shares if the stock price six months after closing is below the closing-date price, creating potential dilution.
• · KeepZone is being acquired free of any debt or liability.
• · The acquisition is intended to provide a U.S. presence and active channels in North America, Latin America and the Gulf.
• · Closing is conditioned on Nasdaq notification regarding additional share issuance and certain third-party consents, and the filing states a further Form 8-K will provide additional details.

27-10-2026

Cardiff Oncology (Nasdaq: CRDF) announced that Leila Alland, MD, has been appointed interim Chief Medical Officer, succeeding Roger Sidhu, MD, who stepped down from the role. The company reiterated that its randomized Phase 2 trial of onvansertib in first-line RAS-mutated metastatic colorectal cancer is ongoing, that median PFS has not yet been reached in the proposed Phase 3 arm, and that the registrational Phase 3 study is planned to start in Q1 2027. The filing contains no disclosed financial results or quantitative performance metrics, so the update is largely qualitative.

• · Dr. Alland currently serves on the Board of Directors of Abeona Therapeutics Inc.
• · Dr. Alland previously held CMO roles at PMV Pharma, Affimed, and Tarveda Therapeutics, and leadership roles at AstraZeneca, Bristol Myers Squibb, Novartis, and Schering-Plough
• · Proposed Phase 3 regimen is onvansertib 30 mg plus FOLFIRI and bevacizumab
• · Management indicated the Phase 2 trial remains ongoing, with the company describing this period as a 'defining period' for Cardiff

27-10-2026

Innovative Industrial Properties (IIPR) via its operating partnership IIP Operating Partnership, LP entered Amendment Number Six to its Loan Agreement with East West Bank as agent, extending the Maturity Date to January 21, 2027. The amendment was dated October 21, 2026 and signed by the agent and three lenders, with the Lenders stated to constitute all Lenders under the agreement. Lenders waived default interest and fees arising solely from the maturity date passing before the amendment took effect, but the extension fee under the Amendment Fee Letter remains payable.

• · Loan Agreement originally dated October 23, 2023; Amendment Number Six dated as of October 21, 2026
• · Maturity Date restated to January 21, 2027
• · Effectiveness conditioned on execution of the Amendment and a Reaffirmation of Guaranty by the Guarantors, plus payment of fees under the Amendment Fee Letter
• · Waiver is limited to default interest and fees arising solely from the Maturity Date occurring before the amendment's effectiveness; the extension fee is not waived
• · Each Borrower confirmed no Event of Default or Default exists and reaffirmed its representations and warranties

27-10-2026

International Battery Metals Ltd. (IBATF) named Donald E. Bender, Vice President of Technology & Engineering, as Interim Chief Executive Officer effective immediately, replacing Garrett Galloway, who had served as Interim CEO since July 27, 2026 and returns to Senior Vice President of Corporate Development. The Chairman stated the change aligns leadership with the company's shift toward technical diligence and project execution on pending global project opportunities, and that prior priorities remain unchanged.

• · Bender joined the Company in November 2024 as Director of Technology & Engineering and became Vice President of Technology & Engineering in November 2025
• · Bender has over 20 years of experience in chemical process engineering and capital project execution, and is a registered professional engineer in Alberta and Saskatchewan
• · Galloway served as Interim CEO for approximately three months, from July 27, 2026 to October 27, 2026
• · Company is listed on TSXV (IBAT) and OTCQB (IBATF)

27-10-2026

Resources Connection, Inc. (Nasdaq: RGP) announced that its Board of Directors approved a quarterly cash dividend of $0.07 per share, payable December 17, 2026 to stockholders of record on November 19, 2026. The same filing discloses an officer change: Jessica Block is listed as Chief AI Officer and Interim Chief Financial Officer, indicating an interim CFO appointment. The filing contains no period-over-period financial results, so no performance trend can be assessed from this document.

• · Dividend payment date is December 17, 2026, with a record date of November 19, 2026
• · Jessica Block holds dual roles as Chief AI Officer and Interim Chief Financial Officer, serving as investor contact
• · Company is listed on the Nasdaq Global Select Market, the exchange's highest listing tier
• · Recognized by U.S. News & World Report (2025-2026 Best Companies to Work for) and Forbes (America's Best Midsize Employers 2026)

27-10-2026

American Public Education, Inc. (APEI) appointed Shira Goodman, former Staples CEO, to its board of directors, filling the vacancy left by James Kenigsberg, who stepped away from the board last year to serve as interim chief innovation and technology officer and has now assumed that role permanently. The announcement is a governance and leadership update with no reported financial results, guidance, or quantified performance metrics.

• · Goodman currently sits on the boards of Burlington Stores, CBRE and Box Partners, and previously served on the boards of Staples, CarMax, Henry Schein, Stride Rite and Reef Lifestyle, LLC
• · Goodman earned an MS in management science from MIT Sloan, a J.D. from Harvard Law School and a bachelor's degree from Princeton
• · Kenigsberg's permanent CITO role is intended to drive AI, intelligent systems and student-centered product development
• · The System is accredited by the Higher Learning Commission and is not affiliated with the U.S. Military

27-10-2026

Columbia Banking System, Inc. (COLB) disclosed a transition letter with Torran Nixon, Co-President of Columbia Bank and Senior Executive Vice President of the Company, under which he will move from his Bank Co-President role to a senior advisor role effective July 1, 2027 (or another mutually agreed date), with retirement on December 31, 2027. The filing contains no financial results or quantitative performance data, and the transition terms are largely continuity-oriented, which makes the event operationally notable but financially neutral on its face.

• · Transition Date is July 1, 2027 or another mutually agreed date; senior advisor role runs through the Retirement Date of December 31, 2027
• · During his Bank Co-President period, Mr. Nixon is eligible for a 2027 equity grant with target grant date fair value no less than his 2026 grant
• · As advisor, he keeps health and welfare benefit eligibility, continued vesting of outstanding equity awards per their terms, and salary based on his annual rate as of the Transition Date
• · Any 2027 annual incentive payout is based on actual performance and prorated through the Transition Date
• · Full terms are in the Transition Letter filed as Exhibit 10.1 under Item 9.01

27-10-2026

Manhattan Associates reported record Q3 2026 revenue of $306.2 million, up 11% from $275.8 million in Q3 2025, with Cloud subscription revenue up 28% to $134.4 million and RPO up 25% year over year to $2.59 billion. However, GAAP diluted EPS rose only modestly to $1.04 from $0.96, GAAP operating income grew 7% to $81.0 million, operating cash flow fell 26% to $68.6 million, and Days Sales Outstanding rose to 81 days from 67 days, while nine-month GAAP diluted EPS declined to $2.72 from $2.75.

• · Services revenue was essentially flat (+1.1%) YoY in Q3 2026, and Maintenance (-4.1%) and Hardware (-26.6%) revenue declined.
• · Operating cash flow fell 26% YoY in Q3 and was only up 0.4% for nine months, despite the rise in billings.
• · Days Sales Outstanding rose to 81 days from 67 days at June 30, 2026, driven by billing timing in the final month of the quarter.
• · Nine-month GAAP diluted EPS declined 1.1% YoY to $2.72, and nine-month GAAP operating income was roughly flat ($212.2M vs. $212.8M).
• · FY2026 GAAP EPS guidance of $3.62–$3.64 implies only about 1% growth, well below the roughly 9–10% growth guided for adjusted EPS and revenue.
• · Q3 Sales and marketing expense rose to $26.8M from $18.1M (about 48%), and a 6% headcount reduction on June 1, 2026 drove restructuring charges of $8.3M year to date.
• · Q3 share repurchases of $50.0M reduced the diluted share count to 58.7M from 61.0M a year earlier, with $175.0M of authority remaining.

27-10-2026

Ares Strategic Income Fund disclosed that Paul Cho, Chief Accounting Officer and Principal Accounting Officer, will step down effective October 31, 2026, remaining within the finance and accounting function of Ares Management Corporation. The filing states the departure was not due to any disagreement regarding the Fund's operations, policies or practices. Scott Lem, the Fund's CFO and Treasurer, will also assume the role of Principal Accounting Officer for SEC filings effective the same date.

• · Paul Cho notified the board of trustees on October 22, 2026 of his intention to step down
• · Paul Cho's departure is not related to any disagreement on Fund operations, policies or practices
• · Paul Cho will remain within the finance and accounting function of Ares Management Corporation
• · Scott Lem assumes Principal Accounting Officer responsibilities for SEC filings effective October 31, 2026
• · Filing dated October 27, 2026 and signed by Scott C. Lem

27-10-2026

Charter Communications, Inc. announced that its Board of Directors declared a regular quarterly cash dividend of $0.43750001 per share on its Series A Cumulative Redeemable Preferred Stock (NASDAQ: CHTRP), payable January 15, 2027 to holders of record as of December 31, 2026. The filing is a routine preferred dividend declaration and does not reflect an officer or director change despite the preliminary 'Officer Change' classification.

• · Dividend record date is December 31, 2026, with payment date January 15, 2027
• · Preferred stock trades on NASDAQ under ticker CHTRP; common stock under CHTR
• · Filing includes Items 5.02, 7.01, and 9.01 per the 8-K header, but the exhibit content contains only the dividend press release with no officer or director departure or election disclosed

27-10-2026

Seneca Bancorp, Inc. (SNNF) disclosed that its subsidiaries Seneca Savings Bank, NA and Seneca Savings Insurance Agency, Inc. (doing business as Financial Quest) entered into an Asset Purchase Agreement on October 21, 2026 to sell substantially all assets of Financial Quest's financial advisory and investment services business to Boshart Wealth Management, LLC for $1,400,000 (USD). The sale was completed on October 26, 2026, and the Bank will lease part of its premises to the buyer at $2,000 per month for six months, then $2,500 per month. The filing does not disclose any change in the company's reported financial performance, so no period-over-period comparison is available.

• · The transaction was completed on October 26, 2026, five days after the agreement was signed
• · Sellers are subject to a three-year non-compete and non-solicitation covenant covering clients and employees of the buyer
• · Financial Quest must file certificates of discontinuance for assumed names containing 'Financial Quest' within 10 business days after closing
• · Post-closing commissions and revenue from the book of business received within 90 days of closing are purchased assets payable to the buyer
• · The buyer's principal is affiliated with LPL Financial, and the business's brokerage services were delivered through an LPL financial institution services arrangement, with the buyer intending to move the business to Ameriprise Financial Services

27-10-2026

Barings Capital Investment Corporation entered into a Note Purchase Agreement dated October 22, 2026 to issue $100,000,000 of 6.79% Senior Unsecured Notes due February 22, 2028, sold at 100% of principal with a closing scheduled for October 22, 2026. The notes carry a step-up mechanism: if a Below Investment Grade Event occurs, the rate rises to 8.04% (1.25% above the stated rate) while no investment-grade rating is in place, or to 7.54% (0.75% above) after an investment-grade rating has been obtained and a later downgrade occurs. The agreement requires an initial rating by October 22, 2026, so the rating outcome is a key near-term risk factor.

• · Interest payable semi-annually on February 22 and August 22, with Default Rate applying after an Event of Default
• · Closing held at Morgan, Lewis & Bockius LLP offices in New York, scheduled for October 22, 2026
• · Purchasers' obligations are several, not joint
• · Company must obtain an initial rating of the Notes by October 22, 2026 under Section 9.10

27-10-2026

Endovia Health Sciences, Inc. (filed under ticker EDVA, with the filing header referencing SPLASH BEVERAGE GROUP, INC. / SBEVW) entered into an Addendum on October 22, 2026 to its September 19, 2025 Securities Purchase Agreement with C/M Capital Master Fund, LP, increasing the equity line of credit (ELOC) maximum commitment from $35 million to $135 million, inclusive of prior sales. The filing discloses that 10,875,000 shares have already been sold under the original ELOC, with updated terms applying to sales beyond that threshold.

• · The original ELOC Agreement was dated September 19, 2025 and was filed as Exhibit 10.3 to a Form 8-K on September 25, 2025.
• · The Addendum is filed as Exhibit 10.1 to this Form 8-K; the filing also includes a Cover Page Interactive Data File (Exhibit 104).
• · Filing discrepancy: the registrant name, Nevada incorporation, IRS number and Fort Lauderdale address belong to Endovia Health Sciences, Inc. (ticker EDVA on NYSE American), while the SEC header ticker/title references Splash Beverage Group, Inc. (SBEVW). Verify the correct issuer and CIK before relying on this record.
• · Filing date is October 27, 2026, while the agreement was entered into October 22, 2026 (date of earliest event reported).

27-10-2026

Visteon Corporation (NASDAQ: VC) announced that CFO Jerome Rouquet will depart effective November 30, 2026, to pursue other opportunities. Colleen Myers, the company's VP and Chief Accounting Officer, has been appointed interim CFO effective upon Rouquet's departure, and a search for a permanent successor has begun. The announcement is an executive transition with no financial results or guidance disclosed.

• · Myers previously served as Assistant Controller and Senior Manager of Reporting and Consolidations at Visteon
• · Rouquet will support the transition with Myers and the leadership team through November 30, 2026
• · Rouquet stated he remains confident in Visteon's direction, strategy and long-term success

27-10-2026

Slide Insurance reported Q3 2026 results with gross premiums written up 9.3% YoY to $506.6 Million and net income up 24.5% YoY to $138.2 Million ($1.09 diluted EPS, up 37.3%). Performance was mixed: the combined ratio deteriorated sharply to 59.3% from 48.5% on $34.2 Million of catastrophe losses, and return on equity slipped to 11.1% from 12.1%. The company also declared a $1.50 per share special dividend and closed a new $1.07 Billion credit facility, and raised its full-year net income outlook to $500 Million–$520 Million.

• · Q3 2026 loss ratio rose to 30.4% from 13.7%, including $34.2 Million catastrophe losses and $18.0 Million favorable prior period development
• · Policy acquisition expense ratio improved to 13.9% from 15.0%, and expense ratio improved to 28.9% from 34.8%
• · Nine-month 2026 combined ratio was 57.4% and nine-month ROE was 34.2%, both sharply reflecting the full-period picture
• · No share repurchases were made in Q3 2026; $114.1 Million remains under the repurchase authorization
• · Quarterly dividend of $0.07 per share and special dividend of $1.50 per share are both payable November 30, 2026 to holders of record as of November 23, 2026
• · Full-year 2026 gross premiums written guidance low end was raised to $1.90 Billion (prior range $1.85B–$1.95B)
• · Full-year guidance includes up to $50 Million pre-tax losses from Hurricane Isaias in Q4 2026
• · Slide began writing residential business in Texas in October 2026
• · Conference call scheduled October 28, 2026 at 8:30 am Eastern Time

27-10-2026

On October 26, 2026, MSG Knickerbockers Corp. (formerly Madison Square Garden Sports Corp.) completed the spin-off of MSG Rangers Corp. (NYSE: MSGR), distributing all of its outstanding common stock to shareholders and separating the New York Rangers business. The filing presents unaudited pro forma financials showing that the Distribution materially reduces reported revenue (FY2026 pro forma revenue of $816,552 thousand versus $1,153,822 thousand historical) and shifts the company's profile toward continuing operations, while pro forma net income rises to $26,334 thousand from $7,759 thousand historically, driven largely by a $36,252 thousand transaction accounting adjustment to operating income. Results are mixed: pro forma revenue and continuing-operations net income for FY2025 remained negative, and FY2024 pro forma net income fell sharply versus historical.

• · MSGR is now NYSE-listed under the symbol MSGR; its historical results will be presented as discontinued operations starting with the Form 10-Q for the quarter ended December 31, 2026.
• · Pro forma continuing operations for FY2025 showed an operating loss of $(4,333) thousand and a net loss of $(31,124) thousand, worse than historical net loss of $(22,438) thousand.
• · Pro forma FY2026 operating income includes $42,667 thousand of SG&A reduction and $794 thousand of direct cost reduction, reflecting expected savings from general corporate overhead that will no longer be incurred.
• · Pro forma diluted EPS for FY2026 is $1.09 versus historical $0.32; FY2025 pro forma diluted EPS is $(1.29) versus historical $(0.93).
• · Pro forma balance sheet shows $19,095 thousand reduction in cash and a $8,554 thousand increase in accounts payable from transaction accounting adjustments.
• · Pro forma total liabilities decline to $1,278,938 thousand from historical $1,800,948 thousand, while the pro forma balance sheet also reflects increased operating lease liabilities of $17,659 thousand in right-of-use assets.

27-10-2026

MSGS Spinco, Inc. (MSGR) filed a Nevada Certificate of Amendment under NRS 78.390 to change the corporation's name to MSG Rangers Corp., amending Article FIRST of its Amended and Restated Articles of Incorporation. The filing is a name change only and does not involve stockholder approval, financial terms, or changes to capital structure, purpose, or governance. The filing contains no quantitative financial data.

• · Filing is a name-change-only amendment; the box for name change only is checked, so no stockholder approval was required under NRS 78.390(8).
• · Filing references Exhibit 3.1 (Certificate of Amendment) to the 8-K, filed under Items 1.01, 5.02, 5.03, 8.01 and 9.01.
• · Ticker symbol MSGR is associated with the entity in the filing header; the ticker following the name change is not stated in the exhibit text.

27-10-2026

Hamilton Re, Ltd., with Hamilton Insurance Group, Ltd. as guarantor, entered into an amendment and restatement agreement for its existing letter of credit facility with ING Bank N.V., London Branch (agent and security agent), Commerzbank AG, and Deutsche Bank AG, originally dated 7 November 2019 and previously amended annually through 20 October 2025. The facility's total lender commitments are $330,000,000 (ING $150M, Commerzbank $90M, Deutsche Bank $90M), with the amendment taking effect on a yet-to-be-confirmed Effective Date that must occur by 15 November 2026 or the amendments lapse. The filing is a routine annual renewal of a credit facility and does not disclose a change in the size of the facility or a deterioration in credit terms.

• · Effective Date is conditional on satisfaction of Schedule 2 conditions precedent; if not occurred by 15 November 2026, amendments lapse
• · Existing Letter of Credit DTGBLM105607 is to be amended via a request to Lloyd's no later than the second Business Day after the Effective Date
• · Hamilton Insurance Group, Ltd. provides a guarantee and indemnity covering Borrower obligations under the restated facility
• · Agreement is governed by English law with exclusive jurisdiction of English courts; includes contractual recognition of bail-in
• · Filing is an Exhibit 10.1 attachment to an 8-K reporting Items 1.01 (material agreement), 2.03 (creation of a direct financial obligation), and 9.01 (financial statements and exhibits)
• · Document is an unexecuted form with blank execution date ('____ 2026'), so the signing date and final effectiveness are not confirmed in this text

27-10-2026

Paul Cho, Co-Chief Accounting Officer of Ares Sports, Media and Entertainment Opportunities LP, will step down effective October 31, 2026, but will remain within the finance and accounting function of Ares Management Corporation; the departure was not due to any disagreement with the Fund's operations, policies or practices. The General Partner appointed Kimberly Zaccagnino, who has served as Co-Chief Accounting Officer since inception, as sole Chief Accounting Officer and Principal Accounting Officer effective the same date, while Scott C. Lem ceases to be Principal Accounting Officer but remains CFO and Treasurer.

• · Paul Cho's departure is not related to any disagreement regarding the Fund's operations, policies or practices
• · Scott C. Lem continues as Chief Financial Officer, Treasurer and Principal Financial Officer
• · Kimberly Zaccagnino's biographical details are incorporated by reference from the Form 10 registration statement filed December 15, 2025

27-10-2026

Mid Penn Bancorp disclosed that Dana R. Stewart, First Executive Vice President and Chief Operating Officer of Mid Penn Bank, resigned from all positions with the Bank effective October 30, 2026, with notice given on October 21, 2026. The company states the resignation was not the result of any disagreement over operations, policies, or practices. The filing contains no financial results, so no quantitative performance metrics are reported.

• · Resignation notice was given October 21, 2026, with an effective date of October 30, 2026
• · Resignation is stated not to involve any disagreement with the Corporation or Bank
• · Filing is under Item 5.02 (officer departure) with Item 9.01 exhibit (Inline XBRL cover page)
• · Common stock trades on NASDAQ under the symbol MPB

27-10-2026

CooperCompanies (COO) announced that independent director Walt Rosebrough has been elected Executive Chair and will directly oversee day-to-day operations, while President and CEO Al White III steps down from the CEO role and the Board effective immediately, remaining as a strategic advisor through April 1, 2027. A CEO search is underway with Russell Reynolds, and Shlomi Nachman will join the Board as an independent director effective December 8, 2026, with three current directors not standing for reelection in 2027. The company reaffirmed its fiscal 2026 guidance, but acknowledged that recent performance has not met management's expectations.

• · Rosebrough was a Board member and Corporate Governance and Nominating Committee member since January 2026 and is CEO Emeritus of STERIS plc
• · Al White III served 20 years with the Company and will remain as a strategic advisor through April 1, 2027
• · Two independent directors were appointed in January and July 2026 following shareholder engagement
• · Seven-member Board nominees include three current or former public company CEOs, two former public company CFOs, one former Chief Medical Officer of a global pharmaceutical company, and one former leader of a global vision business
• · Nachman previously led six medical device businesses at Johnson & Johnson, including Optometry and Ophthalmology
• · Management stated recent performance has not met expectations; no quantitative financial results were disclosed in this release

27-10-2026

AIAI Holdings Corporation disclosed in an 8-K filed October 27, 2026 that director Eric Affeldt notified the Board of his intention to resign, effective October 21, 2026. The filing states the resignation was not the result of any dispute or disagreement with the Company or its Board on matters relating to operations, policies, or practices. No financial results, amounts, or percentages were disclosed.

• · Resignation notice and effective date were both October 21, 2026, with the 8-K filed six days later on October 27, 2026
• · Filing is made under Item 5.02(b), covering director departures
• · Company is an emerging growth company listed on Nasdaq Global Market under ticker AIAI (Class A common stock, par $0.001)
• · Principal executive offices are in Dallas, Texas

27-10-2026

Edward Mathers resigned from the Board of Directors of Senti Biosciences Holdings, Inc. (SNTI) effective immediately on October 27, 2026, including all Board committee roles. Separately, the Board fixed the close of business on October 30, 2026 as the record date for the previously announced distribution of contingent value rights (CVRs) tied to the closing on October 21, 2026 of a merger transaction dated July 14, 2026. The filing contains no quantitative financial results, so no period-over-period performance is reported.

• · Mr. Mathers also resigned from all Board committees he served on, effective immediately
• · CVR distribution record date is October 30, 2026
• · Merger agreement is dated July 14, 2026 and closed October 21, 2026

27-10-2026

Sumisho Air Lease Corporation (AL) disclosed that David Swan has notified the board of his intention to resign as Chief Commercial Officer and as a director, effective immediately, as of October 27, 2026. The company states that the resignation is not the result of any disagreement with the company or management regarding operations, policies, or practices. The filing contains no financial results or quantitative performance data.

• · Resignation is effective immediately upon notice given October 27, 2026
• · Mr. Swan's stated reason: no disagreement with the company or management regarding operations, policies, or practices
• · Resignation covers both the Chief Commercial Officer role and the board directorship

27-10-2026

Terra Innovatum Global N.V. (NKLR) filed an 8-K under Item 4.01 disclosing that it formally engaged MaloneBailey, LLP as its independent registered public accounting firm for fiscal year 2026, effective October 23, 2026. MaloneBailey had previously served as the Company's auditor from April 29, 2025 to January 15, 2026, meaning this is a re-engagement following a gap in the audit relationship. The filing states there were no consultations or reportable events or disagreements with the accountant in the relevant periods, other than in connection with MaloneBailey's prior engagement.

• · MaloneBailey previously audited the Company from April 29, 2025 to January 15, 2026, then was re-engaged for fiscal year ending December 31, 2026
• · The Company is an emerging growth company, headquartered in Lucca, Italy, with ordinary shares trading under NKLR on Nasdaq
• · No disagreements or reportable events under Regulation S-K Item 304 were disclosed with the prior or current auditor

27-10-2026

Goodyear announced that Jerome J. Rouquet, currently SVP and CFO of Visteon Corporation, will become Executive Vice President and Chief Financial Officer effective December 1, 2026, succeeding Scott M. Deakin, who continues as Interim EVP and CFO through November 30, 2026. Rouquet's compensation package includes a $900,000 base salary, a $900,000 target annual incentive, a $3,200,000 long-term incentive award, and make-whole and inducement awards totaling $5,800,000 in cash and RSUs. The filing does not disclose any financial performance metrics for the period.

• · Rouquet has served as SVP and CFO of Visteon since February 2020, and previously held financial leadership roles at Federal-Mogul, including SVP and CFO
• · Deakin's interim CFO role runs through November 30, 2026, a one-day overlap before Rouquet's December 1, 2026 start
• · Rouquet's severance multiple is 1.5x under the Executive Severance and Change in Control Plan

27-10-2026

Allegiant Travel Company (ALGT) disclosed that director Jude Bricker resigned from its Board of Directors, with the resignation letter submitted October 16, 2026 and accepted effective October 23, 2026. The resignation follows the Nominating and Governance Committee charter requirement that directors offer resignation upon a significant change in personal circumstances, here his role as owner and CEO of a newly formed company that has agreed to purchase a U.S. charter airline. The filing contains no financial results or quantitative performance metrics.

• · Resignation letter submitted October 16, 2026; Board acceptance effective October 23, 2026
• · Bricker's resignation tied to his role in a newly formed company agreeing to purchase a U.S. charter airline
• · Resignation made under the Nominating and Governance Committee charter provision requiring directors to offer resignation upon significant personal circumstance changes

27-10-2026

CSB Financial Inc. filed an 8-K under Items 5.02, 5.03, and 9.01 that attaches its Amended and Restated Bylaws (Exhibit 3). The exhibit governs stockholder meetings, special meeting requests, notice and adjournment rules, quorum, meeting conduct, and advance-notice requirements for business and director nominations at annual meetings. The filing contains no financial results, transaction amounts, or quantitative performance data, and the exhibit text itself does not name a departing or newly elected officer or director.

• · Exhibit 3 is the Amended and Restated Bylaws, which may indicate governance updates, though the exhibit does not state what changed.
• · The bylaws reference a Maryland General Corporation Law (MGCL) framework and the Securities Exchange Act of 1934 for nomination procedures.
• · The exhibit header references 'Fifth District Bancorp, Inc.', which differs from the registrant name, a possible drafting artifact worth verifying against the filing.
• · Items 5.02 and 5.03 are cited in the filing metadata, but the attached text does not include the officer/director change narrative or the articles-amendment detail that Item 5.03 would normally describe.

27-10-2026

Cayson Acquisition Corp, a Cayman Islands SPAC, entered into a Strategic Cooperation and Services Agreement with Prisma Global Holding Limited on October 23, 2026, under which Prisma will help arrange up to $1,000,000 in pre-merger working capital loans (10% fee per loan, capped at $100,000) and introduce potential PIPE financing of up to $18,000,000 tied to a business combination. The company also disclosed that its insiders deposited a $60,000 extension contribution into the trust account on October 26, 2026 for the second month of extension, while it continues to seek a business combination. No business combination has been announced; the extension deposit signals the company is still pre-deal.

• · Extension of deadline runs up to 12 months, to September 23, 2027, with monthly extensions allowed at Board discretion
• · Insiders' extension contributions are deposited into the trust account, increasing per-share redemption value
• · Prisma's services are contingent on pre-business combination financing and PIPE financing tied to a future deal

27-10-2026

Installed Building Products (NYSE: IBP) closed a $250 million add-on to its outstanding Term Loan B, bringing total principal to approximately $740 million. Existing terms are unchanged, including the March 28, 2031 maturity, the BBB-/Ba1/BBB- ratings from S&P, Moody's, and Fitch, and pricing at Term SOFR plus 1.75% (or base rate plus 0.75%). Proceeds are earmarked for general corporate purposes and fees; the filing does not discuss operating results or any declines.

• · RBC Capital Markets acted as lead left arranger and bookrunner
• · Credit ratings were affirmed at BBB- (S&P), Ba1 (Moody's), and BBB- (Fitch)
• · Net proceeds are for general corporate purposes and associated fees

27-10-2026

Transportation and Logistics Systems, Inc. (TLSS) entered into a letter agreement dated October 22, 2026 with C/M Capital Master Fund, LP to extend the maturity of two outstanding promissory notes totaling $175,000 to December 31, 2026. The notes, issued January 9, 2026 ($75,000) and April 24, 2026 ($100,000), had original due dates of July 9, 2026 and October 24, 2026, respectively. All other note terms remain in full force and effect. The filing reflects a near-term liquidity constraint, as the company required a maturity extension on obligations that had already come due or were imminently due.

• · The first note ($75,000, issued January 9, 2026) was originally due July 9, 2026, indicating it was already past due before the amendment.
• · The second note ($100,000, issued April 24, 2026) had an original due date of October 24, 2026, just two days after the filing's letter date.
• · The amendment extends the due date for outstanding principal and interest on the notes to December 31, 2026, an extension of roughly 2.5 months from the second note's original maturity.
• · Filing items 1.01 (material agreement) and 2.03 (creation of a direct financial obligation) are reported alongside 9.01 (exhibits).

27-10-2026

Kartoon Studios, Inc. held its 2026 Annual Meeting of Stockholders on October 21, 2026, where shareholders elected six directors (three Class I and three Class II), ratified WithumSmith+Brown, PC as auditor for fiscal 2026, approved a 4,000,000-share increase to the 2020 Incentive Plan, and approved the say-on-pay proposal. Support was mixed: several director nominees received substantial withheld votes, with Anthony Thomopoulos receiving the lowest support (16,961,701 for vs. 5,545,531 withheld), and the Incentive Plan Increase received a comparatively narrower margin with 3,040,365 votes against.

• · Proxy Statement was filed with the SEC on September 4, 2026
• · Class I directors serve until the 2027 annual meeting; Class II directors serve until the 2028 annual meeting
• · Auditor ratification received 36,890,665 votes for, 1,398,163 against, and 1,312,114 abstentions
• · Incentive Plan Increase received 19,411,145 votes for, 3,040,365 against, and 55,722 abstentions
• · Say-on-pay received 19,739,784 votes for, 2,666,708 against, and 100,740 abstentions
• · Adjournment proposal received 19,524,687 votes for and 2,903,627 against; not needed since Proposal 3 passed