BLOG/πŸ‡ΊπŸ‡ΈUnited StatesΒ·Β·monthly

US Pre-Market SEC Filings Roundup β€” January 20, 2026

USA Before-Market Intelligence

18 high priority31 medium priority49 total filings analysed

Executive Summary

Overnight SEC filings for January 21, 2026, reveal a surge in financial results disclosures from the banking and industrial sectors, including major players like Truist Financial, Citizens Financial, Ally Financial, Halliburton, and Johnson & Johnson, with neutral sentiment pending detailed exhibit reviews for earnings beats or misses. Clusters of officer changes across multiple firms signal potential leadership transitions amid neutral market tone, while micro-cap distress emerges via auditor switches and delisting notices in TherapeuticsMD, Venus Concept, and UMeWorld. Overall, the stream points to pre-market focus on financial sector performance with low systemic risk but elevated micro-cap volatility; portfolio managers should prioritize exhibit deep-dives for alpha in banks.

Tracking the trend? Catch up on the prior US Pre-Market SEC Filings Roundup digest from January 19, 2026.

Investment Signals(4)

  • β–²

    Change in certifying accountant signals potential accounting issues

  • β–²

    Notice of delisting or listing failure raises liquidity and valuation risks

  • β–²

    Delisting notice combined with governance changes indicates critical distress

  • Entry into material definitive agreement with multi-item filing suggests strategic pivot

Risk Flags(4)

Opportunities(3)

  • Banking Sector Earnings (Truist, Citizens, Ally, Old National, FNB)
    β—†

    Cluster of Q4 results disclosures offers potential alpha from earnings beats and guidance upgrades ahead of market open

  • Item 2.01 asset deal close could drive strategic growth upon exhibit review

  • Material Agreements Cluster (Brand Engagement, High Roller, Serve Robotics)
    β—†

    Undisclosed deals in tech-adjacent firms may reveal M&A or partnership alpha for speculative longs

Sector Themes(3)

  • Financial Institutions Earnings Wave
    β—†

    10+ banks/regional lenders (Truist, Citizens, BankUnited, Ally, etc.) filing results under Item 2.02, signaling sector rotation potential and macro health read-throughs on rates/credit

  • Executive Turnover Surge
    β—†

    8 filings (LSB Industries, SentinelOne, Dave, GE Vernova, Daktronics, Five9, etc.) on Item 5.02 officer changes, indicating broader leadership churn possibly tied to performance pressures

  • Micro-Cap Distress Signals
    β—†

    Bearish events like auditor changes (2x) and delistings (Venus, UMeWorld) highlight risks in small biotech/tech, contrasting stable large-cap filings

Watch List(4)

  • Financial Results Filers (Halliburton, TE Connectivity, Travelers, J&J)
    πŸ‘

    Large-cap earnings exhibits for pre-market beats/misses impacting sector ETFs

  • Material Definitive Agreements (Brand Engagement, Smithfield Foods, Vroom)
    πŸ‘

    High materiality undisclosed deals requiring full filing review for transaction details

  • Officer Changes Cluster (SentinelOne, GE Vernova, Five9)
    πŸ‘

    Monitor for patterns in tech/industrial leadership shifts signaling strategic resets

  • UMeWorld Delisting
    πŸ‘

    Critical evolution with governance changes and Reg FD disclosures

Filing Analyses(49)
Brand Engagement Network Inc.8-Kneutralmateriality 7/10

21-01-2026

Brand Engagement Network Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001493152-26-002960, size 234 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided information. Sector not specified.

Comstock Inc.8-Kneutralmateriality 1/10

21-01-2026

Comstock Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001437749-26-001590, Size: 189 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other events or exhibits are disclosed in the provided filing summary. Sector is not specified.

Regen BioPharma Inc8-Kneutralmateriality 5/10

21-01-2026

Regen BioPharma Inc filed a Form 8-K on January 21, 2026 (AccNo: 0001493152-26-002956, Size: 191 KB) under Item 8.01 Other Events. No specific details on the event, transaction, financial impacts, or named entities beyond the filer are disclosed in the provided filing summary. Sector is not specified.

IO Biotech, Inc.8-Kneutralmateriality 2/10

21-01-2026

IO Biotech, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017164), reporting under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item voluntary disclosure with no specific event details, transaction values, or financial metrics disclosed in the provided filing summary. All quantitative data and core event descriptions are NOT_DISCLOSED.

Artificial Intelligence Technology Solutions Inc.8-Kneutralmateriality 1/10

21-01-2026

Artificial Intelligence Technology Solutions Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001493152-26-002959, Size: 224 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. All quantitative metrics, named entities beyond the filer, and event specifics are NOT_DISCLOSED.

Xerox Holdings Corp8-Kneutralmateriality 2/10

21-01-2026

Xerox Holdings Corp filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017037, Size: 1 MB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific other events, financial statements, exhibits, transaction values, or strategic implications are disclosed in the provided filing summary. This is a multi-item voluntary or mandatory disclosure depending on the underlying event, with no core event described.

High Roller Technologies, Inc.8-Kneutralmateriality 7/10

21-01-2026

High Roller Technologies, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001753926-26-000153, Size: 716 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific details on the agreement, events, or exhibits provided in the summary. Sector not specified.

TherapeuticsMD, Inc.8-Kbearishmateriality 8/10

21-01-2026

TherapeuticsMD, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-005779, Size: 199 KB) disclosing changes in its certifying accountant under Item 4.01. Item 9.01 reports financial statements and exhibits. No specific details on the change, reasons, counterparties, or quantitative impacts are provided.

Unknown8-Kneutralmateriality 5/10

21-01-2026

The company filed a Form 8-K on January 21, 2026 (AccNo: 0001214659-26-000675, Size: 185 KB), reporting a change in its certifying accountant under Item 4.01. No details on the prior or new accountant, reasons for the change, financial impacts, or other quantitative data are disclosed. This is classified as a general filing event from us_sec source with sector not specified.

Star Equity Holdings, Inc.8-Kneutralmateriality 3/10

21-01-2026

Star Equity Holdings, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001210708-26-000009), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item general filing from the US SEC with a file size of 5 MB. No core event details, transaction values, financial metrics, or other quantitative data are specified.

NEWS CORP8-Kneutralmateriality 2/10

21-01-2026

News Corp filed a Form 8-K on January 21, 2026 (AccNo: 0001564708-26-000013, Size: 400 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other events or exhibits are provided in the filing summary. Sector not specified.

LSB INDUSTRIES, INC.8-Kneutralmateriality 3/10

21-01-2026

LSB Industries, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-016955, Size: 469 KB) disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on the officer, position, reason, or quantitative impacts are provided; sector not specified.

SentinelOne, Inc.8-K/Aneutralmateriality 3/10

21-01-2026

SentinelOne, Inc. disclosed an officer change event under Item 5.02 of Form 8-K filed on January 21, 2026 (AccNo: 0001583708-26-000006, Size: 151 KB). The filing pertains to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on positions affected, individuals involved, reasons, or quantitative data are provided in the available information.

HALLIBURTON CO8-Kneutralmateriality 6/10

21-01-2026

Halliburton Co filed a Form 8-K on January 21, 2026 (AccNo: 0000045012-26-000008), reporting under Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This constitutes a financial results disclosure. No specific financial metrics, transaction details, or numerical data are mentioned in the provided filing summary.

TE Connectivity plc8-Kneutralmateriality 5/10

21-01-2026

TE Connectivity plc filed a Form 8-K on January 21, 2026 (AccNo: 0001104659-26-005219, Size: 5 MB), reporting under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing disclosing financial results, with no specific revenue, earnings, transaction values, or other quantitative metrics provided in the summary. Sector is not specified.

TRUIST FINANCIAL CORP8-Kneutralmateriality 7/10

21-01-2026

Truist Financial Corp filed an 8-K on January 21, 2026 (AccNo: 0000092230-26-000023, Size: 6 MB), reporting Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a multi-item filing announcing financial results. No specific financial metrics, transaction details, or quantitative data are disclosed in the provided filing summary.

Dave Inc./DE8-Kneutralmateriality 5/10

21-01-2026

Dave Inc./DE filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-016910, Size: 246 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer position, appointment/resignation, reasons, or other quantitative data are provided in the filing summary. Sector is not specified.

Unknown8-Kneutralmateriality 2/10

21-01-2026

On January 21, 2026, the registrant filed an 8-K (AccNo: 0001493152-26-002965, Size: 248 KB) disclosing Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 5.07 (Submission of Matters to a Vote of Security Holders), and Item 9.01 (Financial Statements and Exhibits). The filing is categorized as a Merger/Acquisition event type from the US SEC, with no specific parties, deal structure, valuation, or financial metrics disclosed. Sector not specified.

CITIZENS FINANCIAL GROUP INC/RI8-Kneutralmateriality 7/10

21-01-2026

Citizens Financial Group Inc/RI filed an 8-K on January 21, 2026 (AccNo: 0000759944-26-000017, Size: 17 MB), reporting under Item 2.02 Results of Operations and Financial Condition, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. This is a financial results disclosure with no specific numerical financial metrics, transaction values, or detailed outcomes provided in the filing summary. Sector not specified.

Dime Community Bancshares, Inc. /NY/8-Kneutralmateriality 5/10

21-01-2026

Dime Community Bancshares, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0000846617-26-000004, Size: 1 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a financial results disclosure for a US community bank holding company. No specific financial metrics, transaction values, or other quantitative details are disclosed in the provided filing summary.

BankUnited, Inc.8-Kneutralmateriality 5/10

21-01-2026

BankUnited, Inc. filed an 8-K on January 21, 2026 (AccNo: 0001504008-26-000002, Size: 5 MB), reporting Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a financial results announcement from the US market. No specific financial metrics, transaction values, or other numerical data are disclosed in the provided filing summary.

Pursuit Attractions & Hospitality, Inc.8-Kneutralmateriality 5/10

21-01-2026

Pursuit Attractions & Hospitality, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017200), reporting under Item 1.01 entry into a Material Definitive Agreement. No details on the agreement's nature, parties, value, or terms are disclosed in the provided summary. Sector is not specified.

SMITHFIELD FOODS INC8-Kneutralmateriality 8/10

21-01-2026

Smithfield Foods Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-005905, size 928 KB), reporting entry into a material definitive agreement under Item 1.01, Regulation FD disclosure under Item 7.01, and financial statements and exhibits under Item 9.01. This is a multi-item filing with no specific details on the agreement, disclosures, or financials provided in the event summary. Sector not specified.

TRAVELERS COMPANIES, INC.8-Kneutralmateriality 5/10

21-01-2026

Travelers Companies, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0000086312-26-000008, Size: 4 MB), reporting Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a multi-item filing for financial results with no specific revenue, earnings, or other metrics disclosed in the provided information. No transaction values, percentages, or other quantitative financial data are mentioned.

TELEDYNE TECHNOLOGIES INC8-Kneutralmateriality 7/10

21-01-2026

Teledyne Technologies Inc filed an 8-K on 2026-01-21 (AccNo: 0001094285-26-000008, Size: 705 KB) under Item 2.02 for Results of Operations and Financial Condition and Item 9.01 for Financial Statements and Exhibits. This is a financial results disclosure with no specific revenue, earnings, transaction values, or other quantitative metrics mentioned in the provided filing summary. Sector is not specified.

NATHANS FAMOUS, INC.8-Kneutralmateriality 7/10

21-01-2026

Nathan's Famous, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001104659-26-005233, size: 1 MB), reporting entry into a material definitive agreement under Item 1.01, departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements under Item 5.02, Regulation FD disclosure under Item 7.01, and financial statements and exhibits under Item 9.01. This is a multi-item filing with no specific details provided on the agreement, personnel changes, disclosures, transaction values, or financial impacts. Sector is not specified.

OLD NATIONAL BANCORP /IN/8-Kneutralmateriality 8/10

21-01-2026

Old National Bancorp /IN/ filed an 8-K on January 21, 2026 (AccNo: 0001628280-26-002789) disclosing Results of Operations and Financial Condition under Item 2.02 and Financial Statements and Exhibits under Item 9.01. This is a financial results announcement with no specific numerical data, transaction values, or detailed metrics provided in the filing summary. Sector not specified.

Beneficient8-Kneutralmateriality 3/10

21-01-2026

Beneficient filed a Form 8-K on January 21, 2026 (AccNo: 0001493152-26-002993, Size: 295 KB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on events, transactions, financial metrics, or named entities beyond the filer are disclosed in the provided filing summary. All quantitative data such as transaction values, share counts, or percentages is NOT_DISCLOSED.

FNB CORP/PA/8-Kneutralmateriality 7/10

21-01-2026

FNB CORP/PA filed an 8-K on January 21, 2026 (AccNo: 0000037808-26-000003, size: 1 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a financial results disclosure event. No specific financial metrics, transaction values, or quantitative data are mentioned in the provided filing summary.

enGene Holdings Inc.8-Kneutralmateriality 4/10

21-01-2026

enGene Holdings Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017226, size 250 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on the content of the Regulation FD disclosure or attached exhibits are provided. Sector is not specified.

Venus Concept Inc.8-Kbearishmateriality 8/10

21-01-2026

Venus Concept Inc. filed an 8-K on 2026-01-21 (AccNo: 0001140361-26-001749, Size: 304 KB) reporting multiple items: Item 1.01 (Entry into a Material Definitive Agreement), Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no further details on the events, transactions, or financial impacts disclosed in the provided summary.

GIBRALTAR INDUSTRIES, INC.8-Kneutralmateriality 5/10

21-01-2026

Gibraltar Industries, Inc. filed an 8-K on January 21, 2026 (AccNo: 0000912562-26-000013, Size: 665 KB) disclosing results of operations and financial condition under Item 2.02, accompanied by financial statements and exhibits under Item 9.01. No specific financial metrics, transaction values, or other quantitative details are provided in the filing summary. Sector is not specified.

JOHNSON & JOHNSON8-Kneutralmateriality 7/10

21-01-2026

Johnson & Johnson filed an 8-K on January 21, 2026 (AccNo: 0000200406-26-000002, size 1 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This discloses financial results but no specific numerical financial metrics, transaction values, or detailed data are mentioned in the provided filing information. Sector is not specified.

Vroom, Inc.8-Kneutralmateriality 7/10

21-01-2026

Vroom, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017221, Size: 1 MB) disclosing entry into a Material Definitive Agreement under Item 1.01. Item 9.01 includes Financial Statements and Exhibits. No details on the agreement, transaction size, or financial impacts are provided.

COMMUNITY TRUST BANCORP INC /KY/8-Kneutralmateriality 0/10

21-01-2026

COMMUNITY TRUST BANCORP INC /KY/ filed an 8-K on January 21, 2026 (AccNo: 0000350852-26-000015), disclosing financial results under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing for financial results; no specific financial metrics, transaction details, or quantitative data are provided in the filing summary. Sector is not specified.

Unknown8-Kneutralmateriality 5/10

21-01-2026

The company filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017256, Size: 38 MB) reporting financial results under Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing for an Event Type: Financial Results from the US SEC source. No specific financial metrics, transaction details, company name, sector, or quantitative data are disclosed in the provided filing information.

Ambiq Micro, Inc.8-Kneutralmateriality 2/10

21-01-2026

Ambiq Micro, Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017259, Size: 173 KB) disclosing under Item 2.02 its Results of Operations and Financial Condition. No specific financial metrics, transaction details, or quantitative data are provided in the filing summary. Sector is not specified.

Ally Financial Inc.8-Kneutralmateriality 6/10

21-01-2026

Ally Financial Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001193125-26-017242, Size: 27 MB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing disclosing financial results. No specific revenue, earnings, transaction values, or other quantitative metrics are mentioned in the provided filing summary.

Uniti Group Inc.8-K12B/Aneutralmateriality 3/10

21-01-2026

Uniti Group Inc. filed an 8-K on January 21, 2026 (AccNo: 0000950103-26-000724, Size: 690 KB), disclosing under Item 2.01 the completion of an acquisition or disposition of assets. Item 9.01 references financial statements and exhibits. No specific details on parties, transaction value, structure, or terms are provided in the filing summary.

DANA Inc8-Kneutralmateriality 5/10

21-01-2026

DANA Inc filed an 8-K on January 21, 2026 (AccNo: 0001193125-26-017249, Size: 9 MB) reporting Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing involving voluntary Regulation FD disclosure with attached exhibits. No specific details on the core event, transaction values, financial impacts, or exhibits are disclosed in the provided summary.

GE Vernova Inc.8-Kneutralmateriality 2/10

21-01-2026

GE Vernova Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001996810-26-000004, Size: 143 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). No specific details on the officer, position, reason for change, or compensatory arrangements are provided in the available summary. Sector is not specified.

DAKTRONICS INC /SD/8-Kneutralmateriality 2/10

21-01-2026

DAKTRONICS INC /SD/ filed an 8-K on January 21, 2026 (AccNo: 0001628280-26-002798, Size: 329 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, or any quantitative data are provided in the filing summary. Sector is not specified.

Linkhome Holdings Inc.8-Kneutralmateriality 7/10

21-01-2026

Linkhome Holdings Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-005922, Size: 236 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No details on the specific agreement, disclosures, transaction value, or financial impacts are provided in the available information. Sector not specified.

Serve Robotics Inc. /DE/8-Kneutralmateriality 7/10

21-01-2026

Serve Robotics Inc. (/DE/) filed a Form 8-K on January 21, 2026 (AccNo: 0001213900-26-005920, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing from the US SEC source. Sector not specified; no specific details on the agreement, disclosures, or exhibits provided.

Nano Dimension Ltd.8-Kneutralmateriality 5/10

21-01-2026

Nano Dimension Ltd. filed a Form 8-K on January 21, 2026 (AccNo: 0001104659-26-005254, Size: 255 KB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing disclosing financial results. No specific quantitative data, transaction details, or financial metrics are mentioned in the provided filing summary.

UMeWorld Inc.8-Kbearishmateriality 10/10

21-01-2026

UMeWorld Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0001477932-26-000290), reporting under Item 3.01 a notice of delisting or failure to satisfy a continued listing rule or standard/transfer of listing. Additional items include Item 5.03 (amendments to articles of incorporation or bylaws/change in fiscal year), Item 7.01 (Regulation FD disclosure), Item 8.01 (other events), and Item 9.01 (financial statements and exhibits). No quantitative data, transaction details, or specific reasons are disclosed.

Five9, Inc.8-Kneutralmateriality 3/10

21-01-2026

Five9, Inc. disclosed an officer change via Form 8-K filed on January 21, 2026 (AccNo: 0001288847-26-000006, Size: 9 MB). The filing references Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer, position, nature of change, reasons, or compensation are provided.

Uniti Group Inc.8-Kneutralmateriality 3/10

21-01-2026

Uniti Group Inc. filed a Form 8-K on January 21, 2026 (AccNo: 0000950103-26-000725, Size: 242 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the core event, transaction, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

CION Investment Corp8-Kneutralmateriality 5/10

21-01-2026

CION Investment Corp filed a Form 8-K on January 21, 2026 (AccNo: 0001104659-26-005253, Size: 263 KB), reporting under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing disclosing financial results. No specific financial metrics, transaction values, or other numerical data are mentioned.

Get daily alerts with 4 investment signals, 4 risk alerts, 3 opportunities and full AI analysis of all 49 filings

πŸ‡ΊπŸ‡Έ More from United States

View all β†’
US Pre-Market SEC Filings Roundup β€” January 20, 2026 | Gunpowder Blog