US Pre-Market SEC Filings Roundup — April 28, 2026

27-04-2026

Churchill Capital Corp XII, a Cayman Islands blank check company, filed an S-1MEF registration statement on April 27, 2026, pursuant to Rule 462(b) to register an additional 6,900,000 units (each consisting of one Class A ordinary share and one-tenth of one redeemable warrant exercisable at $11.50 per share), building on its prior effective S-1 (File No. 333-294851). The filing includes opinions from counsel confirming the legality of the units and warrants, with no financial performance data or period comparisons disclosed. This supports an expansion of its initial public offering via underwriter over-allotment.

• ·SEC File Number: 333-295360
• ·Prior Registration Statement: File No. 333-294851 (effective April 27, 2026)
• ·Company address: 640 Fifth Avenue, 14th Floor, New York, NY 10019
• ·Counsel: Ellenoff Grossman & Schole LLP (US), Ogier (Cayman) LLP (Cayman Islands), White & Case LLP
• ·Auditor consent: Withum Smith+Brown, PC

28-04-2026

Rising Stella Capital Pte. Ltd, a Singapore-based investment manager, filed its Form 13F-HR on April 28, 2026, disclosing equity holdings as of March 31, 2026, with a total market value of $213601262. The portfolio is concentrated in three ETFs: SPDR S&P 500 ETF Trust valued at $92658492 (142477 shares), Invesco QQQ Trust Series 1 at $91139031 (157904 shares), and iShares Bitcoin Trust ETF at $29803739 (775735 shares), all held with sole voting authority.

• ·All positions held with sole voting and disposition authority (SH SOLE).
• ·Filer's address: 9 Raffles Place #59-01 Republic Plaza, Singapore 048619.
• ·SEC file number: 028-26717.

28-04-2026

Innovative Digital Investors Acquisition Corp., a blank check company focused on financial services targets in North America, has filed Amendment No. 5 to its S-1 registration statement for an IPO of 20,000,000 units priced at $10.00 each, consisting of one share of common stock and one-half of one redeemable warrant exercisable at $11.50. The sponsor commits to purchasing 275,000 private units at $10.00 and 1,000,000 Sponsor OTM warrants at $0.10 each (exercisable at $15.00), for total consideration of $2,850,000, while initial stockholders hold 7,475,000 founder shares purchased for approximately $43,333. The company has 24 months to complete an initial business combination, with standard SPAC risks including potential high redemptions leading to significant dilution (e.g., NTBV as low as $0.15 at maximum redemption).

• ·Underwriters have a 45-day option to purchase up to 3,000,000 additional units for over-allotments.
• ·Warrants become exercisable on the later of 30 days after initial business combination or 12 months from IPO closing, expiring 5 years post-combination (10 years for Sponsor OTM Warrants).
• ·Pro forma NTBV per share ranges from $7.48 (no redemption) to $0.15 (maximum redemption assuming full over-allotment).
• ·Public stockholders can redeem up to 15% of shares upon business combination at trust account value per share.
• ·Company is an emerging growth company under federal securities laws.
• ·Nasdaq listing applied for: units IDIAU, common stock IDIA, warrants IDIAW.
• ·Sponsor reimbursed $15,000 per month for office space and services.

28-04-2026

The SPAC Board unanimously approved the Business Combination Agreement to merge with a target company forming Pubco, a publicly traded XRP treasury vehicle, citing attractive market opportunity, over $1 billion in equity commitments at $10.00 per share, initial XRP holdings of at least 473,276,430 XRP, and a fairness opinion from CCM. Pubco aims to grow via ecosystem participation, yield generation, and NAV-accretive structure, led by experienced executives like Asheesh Birla (CEO). However, risks include SPAC shareholders holding a minority position post-merger, potential high redemptions reducing trust cash below $5,000,001, and uncertainty that projected benefits will be achieved.

• ·Transactions structured as 'Up-C' with Pubco as public corporation and operating company as partnership for tax purposes, allowing in-kind XRP contributions.
• ·Six-month lockup on Pubco Class A and Class C Common Stock for certain Ripple affiliates, Sponsor, and SPAC Insiders.
• ·SPAC financial advisor CCM provided fairness opinion on the Exchange Ratio.

28-04-2026

Ares Capital Corp's total investment income rose 4% YoY to $763M for the three months ended March 31, 2026, driven by increases across non-controlled/non-affiliate ($614M, +3% YoY) and controlled affiliate investments ($142M, +15% YoY), with net investment income up 9% YoY to $398M. However, net unrealized losses widened significantly to $412M from $63M YoY, leading to a net increase in stockholders' equity from operations of $92M (down 62% YoY from $241M) and QoQ declines in total assets to $30,679M (-2% from $31,235M), stockholders' equity to $14,065M (-2% from $14,318M), and NAV per share to $19.59 (-2% from $19.94). Debt decreased slightly QoQ to $15,848M from $15,991M.

• ·Net realized gains of $106M for Q1 2026, improved from net realized losses of $61M YoY.
• ·Foreign currency forward contracts show total unrealized appreciation of $11M as of March 31, 2026.
• ·Interest rate swaps have total fair value of $36M as of March 31, 2026.
• ·Portfolio includes first lien senior secured loans to software and SaaS providers like Auctane ($143.4M principal) and Banyan Software ($260.0M total fair value).

28-04-2026

Topor & Co. Korea filed its quarterly 13F-HR report disclosing $118,249,710 in total holdings across 18 positions as of March 31, 2026. The portfolio is diversified across equity and fixed income ETFs, with top holdings including Vanguard Intl Equity Index F TT WRLD ST ETF ($31,251,053), Vanguard Index Fds S&P 500 ETF ($24,986,553), and iShares TR MSCI ACWI ETF ($18,256,123). No prior period comparisons are available in this filing.

• ·Filing covers period ending March 31, 2026, filed on April 28, 2026
• ·All holdings reported as sole discretionary with zero shared or other voting authority

28-04-2026

RE/MAX Holdings, Inc. entered into a Merger Agreement on April 26, 2026, with The Real Brokerage Inc. and affiliates to form Real REMAX Group as the new holding company, where Company shareholders can elect 5.150 shares of Real REMAX Group common stock or $13.80 cash per share (prorated to $60M-$80M total cash), and Parent shareholders will own ~59% of the combined entity versus ~41% for Company shareholders at midpoint. The board unanimously recommends approval, with closing subject to stockholder votes, regulatory approvals including HSR, Nasdaq listing, and court orders, targeting Nasdaq listing post-merger. Termination fees include $25M from Company or $31M from Parent under certain conditions, plus a $36M regulatory fee from Parent if applicable.

• ·Stock Election Exchange Ratio of 5.150 shares adjusted by 10-for-1 Parent share consolidation.
• ·End Date for closing: 9 months from agreement execution, with two 45-day extensions possible if non-regulatory conditions met.
• ·Mergers intended to qualify as tax-free reorganization under IRC Section 368(a) and Section 351.
• ·Real REMAX Group Common Stock to list on Nasdaq; Company and Parent shares to be delisted.

28-04-2026

Controladora Vuela Compania de Aviacion, S.A.B. de C.V. (Volaris) discloses 100% equity ownership in five Mexican trusts (Banco Multiva Fidecomisos CIB/3853, 3855, 3866, 3867, 3921) for financing pre-delivery payments under its Airbus aircraft purchase agreement, with Banco Multiva assuming rights from CIBanco effective September 2, 2025. The company also reports 100% ownership in Fidecomiso CIB/3249, through which subsidiary Volaris Opco issued three series of asset-backed securities notes (15 million units each): VOLARCB 19 (Ps.1.5B or $78.5M, fully amortized June 20, 2024), VOLARCB 21L (Ps.1.5B or $72.1M), and VOLARCB 23 (Ps.1.5B or $85.8M), under CNBV-approved programs up to Ps.3.0B ($157.1M/$144.2M) and Ps.5.0B ($286.2M). Two additional 100%-owned administrative trusts (F/745291 and CIB/3081) manage shares.

• ·VOLARCB 19 notes fully amortized on June 20, 2024.
• ·Banco Multiva assumed all rights and obligations of CIBanco effective September 2, 2025.

28-04-2026

Farnam Financial LLC, an Arizona-based investment manager, filed its 13F-HR on April 28, 2026, disclosing $121,517,718 in total holdings across 49 positions as of March 31, 2026. The portfolio is dominated by ETFs, with top holdings including Vanguard Total Stock Market ETF ($11,626,314, 36,240 shares), iShares 0-3 Month Treasury ($10,631,707, 105,620 shares), and Schwab U.S. Large-Cap ETF ($9,355,838, 364,892 shares). Individual stocks such as Apple ($4,848,165, 19,103 shares), Intel ($2,887,291, 65,427 shares), and Berkshire Hathaway ($2,846,927, 5,941 shares) represent smaller allocations.

• ·All positions reported with sole discretionary voting power (OTR 0 0).
• ·Business address: 4539 N 22nd St Ste N, Phoenix, AZ 85016.
• ·SEC file number: 028-25707.

28-04-2026

Novus Advisors, LLC filed a 13F-HR report disclosing 47 equity holdings totaling $44,702,426 as of March 31, 2026, with 0 changes reported since the prior filing. The portfolio is dominated by ETFs from iShares and SPDR series, including top positions in State Street SPDR S&P 500 ETF Trust ($4,670,748), SPDR S&P 500 ETF ($3,953,275), and SSGA Active Trust State Street US ($3,343,126). Individual stocks such as Exxon Mobil Corp ($709,857), Union Pacific Corp ($597,816), and Amazon.com Inc ($281,164) represent smaller allocations.

28-04-2026

Nautilus Biotechnology reported Q1 2026 operating expenses of $16.1 million, down 14% YoY from $18.8 million, driven by lower R&D and SG&A costs, narrowing net loss to $14.7 million from $16.6 million. Business highlights include launching the Iterative Mapping Early Access Program with Baylor College of Medicine as the first customer and appointing Amber Faust as VP Global Sales. However, the company remains pre-revenue with ongoing cash burn of $13.1 million in operating activities, and total cash, equivalents, and investments declined to $143.4 million as of March 31, 2026.

• ·Total assets decreased to $177.8 million as of March 31, 2026 from $191.1 million as of December 31, 2025.
• ·Net cash provided by investing activities was $14.2 million in Q1 2026.
• ·Conference call scheduled for April 28, 2026 at 5:30 AM PT / 8:30 AM ET.

28-04-2026

Centene Corporation reported strong Q1 2026 financial results with premium and service revenues up 5% YoY to $44,655 million, adjusted diluted EPS of $3.37 exceeding expectations by $0.50, HBR improving to 87.3% from 87.5%, and SG&A ratio declining to 7.6% from 7.9%, alongside $1.0 billion debt reduction and $4,366 million operating cash flow. However, total at-risk membership fell 6% YoY to 26,272,900, driven by sharp Commercial declines (Marketplace down 36% to 3,582,200) and Medicaid reductions to 12,426,900. The company raised FY2026 adjusted diluted EPS guidance to greater than $3.40 and premium revenues to $171.0-$175.0 billion.

• ·Centene named one of the World's Most Admired Companies by Fortune for eighth consecutive year.
• ·FY2026 guidance: Total revenues $187.5-$191.5 billion; HBR 90.9%-91.7%; Adjusted SG&A 7.0%-7.6%.
• ·Conference call scheduled for April 28, 2026 at 8:30 a.m. ET.
• ·Days in claims payable (DCP) at 48 days, up 2 days from Q4 2025.

28-04-2026

Coronado Global Resources Inc. reported Q1 March 2026 results with ROM production declining 21.7% QoQ to 5.4 Mt from 6.9 Mt and saleable production down 30.7% QoQ to 3.0 Mt, reflecting planned maintenance, CHPP shutdown at Curragh, longwall moves at Buchanan, weather delays, and Logan idling due to weak High-Vol market. Sales volumes fell 23.2% QoQ to 3.5 Mt, but realised met coal pricing rose 11.2% QoQ to US$165.4/t and overall group pricing increased 9.1% to US$133.2/t; Buchanan doubled EBITDA to US$30M despite challenges, and US$26M was received under revised Stanwell arrangements. Average mining cash costs surged 40.6% QoQ to US$135.3/t due to lower volumes, though expected to improve with higher run-rates.

• ·Logan Complex idled following WARN Act notice due to constrained High-Vol market demand.
• ·Curragh Complex experienced temporary coal recovery constraints from rain after strong overburden removal.
• ·Export sales increased to 74.4% of total group volumes QoQ (+1.2%).
• ·PLV HCC FOB AUS Index averaged US$234.7/t in Mar Q26 (+17.3% QoQ).

28-04-2026

SBI Securities Co., Ltd. filed its 13F-HR on April 28, 2026, disclosing U.S. equity holdings as of March 31, 2026, with a total fair market value of $3,648,498,459 across 4,033 positions. Top holdings include Apple Inc. at $119,315,815 (470,136 shares), Alphabet Inc. Class A at $89,640,216 (311,727 shares), and Amazon.com Inc. at $81,623,096 (391,910 shares). No prior period data is provided in the filing for comparison.

• ·Filing CIK: 0001851815
• ·SEC file number: 028-24778
• ·Business address: Izumi Garden Tower, 1-6-1 Roppongi, Minato-ku, Tokyo 106-6019
• ·Contact phone: 81-3-4330-9690

28-04-2026

Maravai LifeSciences Holdings, Inc. (MRVI) filed a DEFA14A proxy statement detailing its board structure, reduced from 11 to 8 directors since the 2025 annual meeting, with Class III directors (Bernd Brust, Gregory T. Lucier, Luke Marker) up for election to serve until 2029. The filing outlines deadlines for 2027 Annual Meeting shareholder proposals (December 25, 2026 for Rule 14a-8 inclusion) and nominations (by close of business February 25, 2027). It also describes the Director Nomination Agreement providing GTCR entities with board nomination rights scaled to ownership levels (e.g., 100% if >=40% of IPO ownership).

• ·Shareholder proposals under Rule 14a-8 for 2027 AGM inclusion must be received no later than December 25, 2026.
• ·Director nomination notices (not for proxy inclusion) due by close of business February 25, 2027 (not earlier than January 26, 2027).
• ·Universal proxy rule notice for competing nominees due by March 27, 2027.
• ·Ratification of Deloitte & Touche LLP as auditor for year ending December 31, 2026 is a routine matter allowing broker discretionary voting.
• ·Ages of directors as of March 27, 2026: Bernd Brust (59), Gregory T. Lucier (61), Luke Marker (41), Susannah Gray (65), R. Andrew Eckert (64), Constantine Mihas (59), Sean Cunningham (50), John DeFord (64).

28-04-2026

Alpha Tau Medical Ltd. filed a Form F-3 shelf registration statement on April 28, 2026, to register up to $300,000,000 of ordinary shares, warrants, debt securities, subscription rights, and/or units. It includes an at-the-market (ATM) offering of up to $100,000,000 in ordinary shares through H.C. Wainwright & Co., LLC as sales agent, replacing a prior agreement with Jefferies LLC terminated on April 27, 2026. The filing incorporates by reference the company's Annual Report on Form 20-F for the year ended December 31, 2025, audited by Kost Forer Gabbay & Kasierer (EY Global), and notes challenges in enforcing U.S. judgments against the Israeli company.

• ·Sales Agreement dated April 27, 2026, with H.C. Wainwright & Co., LLC for ATM sales on Nasdaq Capital Market or other methods.
• ·Prior Open Market Sale Agreement with Jefferies LLC dated April 3, 2023, terminated April 27, 2026.
• ·Fiscal year end: December 31; Annual Report on Form 20-F filed March 9, 2026.
• ·Agent for service of process: Alpha Tau Medical, Inc., 1 Union Street, 3rd Floor, Lawrence, MA 01840.

28-04-2026

ASA Gold & Precious Metals Limited is in the process of selling a portion of its position in a privately held portfolio company through multiple transactions at different prices, with each transaction recognized upon closing. If consummated at anticipated prices, this could result in an approximate 2-3% increase in net asset value. However, there is no assurance that any transactions will complete or at the expected prices.

• ·Filing discloses information under Item 7.01, furnished not filed, not subject to Section 18 liability or incorporation by reference.
• ·Common Shares trade as ASA on NYSE, par value $1.00 per share.

28-04-2026

Ligand Pharmaceuticals announced a definitive agreement dated April 27, 2026, to acquire XOMA Royalty Corporation for $39 per share in cash plus a CVR tied to Janssen Biotech Tremfya litigation proceeds, expected to close in Q3 2026 and immediately accretive by $0.50 to adjusted core EPS in 2026 and $1.50 in 2027. The deal adds seven commercial royalties (Vabysmo, Ojemda, Miplyffa as key drivers) and over 100 development-stage programs, more than doubling Ligand's portfolio, prompting raised 2026 guidance to royalty revenue of $225-250 million (from $200-225 million), total revenue $270-310 million (from $245-285 million), and adjusted core EPS $8.50-9.50 (from $8-9). No declines or flat metrics were reported, positioning Ligand for compounded growth.

• ·XOMA portfolio includes royalties, tax, and IP assets built since 2017 pivot, with nine acquisitions in last two years.
• ·Funding via cash on hand and credit facility, retaining capacity for $150-250M annual royalty asset investments.
• ·Additional catalysts: Ojemda Japan marketing decision, Miplyffa Europe marketing decision in 2026.
• ·Filspari FDA approval for FSGS (rare kidney disease) expands beyond IgAN; Ligand 9% royalty.

28-04-2026

Cooper Investors PTY LTD filed its 13F-HR report for the quarter ended March 31, 2026, disclosing holdings in 42 equity positions with a total market value of $245328286. The portfolio includes diversified positions across technology (e.g., Alphabet Inc. Class A at $4216780, Microsoft at $4468322), media (e.g., News Corporation Class A at $39412560), and other sectors, all held with sole voting power. No changes in holdings or voting authority were indicated in the filing.

• ·All 42 positions held with sole shared investment discretion and sole voting power (SH SOLE).
• ·Filing covers period ended 03-31-2026, submitted 04-28-2026.

28-04-2026

News Corporation filed an 8-K disclosing information provided to the Australian Securities Exchange (ASX) regarding its ongoing stock repurchase program, which authorizes up to $1 billion in aggregate for Class A and Class B common stock. The disclosures are attached as Exhibits 99.1 and 99.2, with forward-looking statements on intent to repurchase shares from time to time, subject to market conditions and other factors.

• ·Filing pertains to Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits).
• ·Class A Common Stock (NWSA) and Class B Common Stock (NWS) traded on Nasdaq Global Select Market.
• ·Date of earliest event reported: April 27, 2026; Filing Date: April 28, 2026.

28-04-2026

Polaris Inc. reported Q1 2026 sales of $1,659 million, up 8% YoY from $1,536 million, with North America sales up 10% to $1,426 million while international sales declined 5% to $233 million; gross profit margin expanded 423 bps to 20.2%. Operating expenses rose 29% to $390 million, leading to a reported net loss of $47.4 million (improved from $66.8 million YoY) and adjusted EPS of $0.13; segment sales grew in Powersports (+14%), Marine (+9%), and Aixam & Goupil (+9%), but Corporate sales fell sharply due to the Indian Motorcycle divestiture. Total retail sales rose 1% YoY (ORV +3%), and full-year 2026 adjusted sales guidance of $7.15-7.30 billion and EPS of $1.60-1.70 was reaffirmed.

• ·Adjusted gross profit margin increased 389 bps to 20.5%.
• ·Q1 2026 diluted EPS reported $(0.83) vs $(1.17) prior year; adjusted $0.13.
• ·Adjusted EBITDA margin 6.2% (+277 bps YoY).
• ·PG&A sales in Powersports up 14%; in Aixam & Goupil up 18%.
• ·Cash and cash equivalents $282.0 million at March 31, 2026 (down from $291.7 million prior year).
• ·Total assets $5,241.5 million at March 31, 2026 (down from $5,450.4 million).

28-04-2026

Aquaron Acquisition Corp., a blank check company, is holding a special stockholder meeting on May 7, 2026, to vote on amending its charter and trust agreement to extend the business combination deadline monthly up to 12 times from May 6, 2026, to May 6, 2027, funded by sponsor contributions of $0.033 per public share per month (up to $194,376.6 total if fully extended). This extension is needed to complete the proposed merger with HUTURE Ltd. after terminating a prior agreement with Bestpath on July 12, 2024; without approval, the company will liquidate and redeem public shares at approximately $1.48 each. The board unanimously recommends approval, noting public stockholders retain redemption rights now or later.

• ·Record date for voting: April 23, 2026
• ·Special meeting: May 7, 2026 at 11:00 a.m. ET, virtual at www.cleartrustonline.com/aqu
• ·Merger Agreement signed: July 12, 2024
• ·Prior Bestpath Merger Agreement terminated: July 12, 2024
• ·Trust Agreement originally dated: October 3, 2022, amended June 29, 2023, April 30, 2024, May 6, 2025

28-04-2026

Lindblad Expeditions Holdings, Inc. issued Definitive Additional Proxy Materials (DEFA14A) for its 2026 Annual Meeting of Stockholders, scheduled virtually on June 10, 2026 at 10:00 A.M. EDT. Key proposals include the election of four Class B Directors (L. Dyson Dryden, John M. Fahey, Catherine B. Reynolds, Andy Stuart), advisory approval of 2025 named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for fiscal 2026. The Board recommends voting 'FOR' all proposals, with proxy materials available online at https://web.viewproxy.com/lindblad/2026.

• ·Registration for virtual attendance required by 11:59 p.m. EDT on June 7, 2026.
• ·Requests for paper or email copies of proxy materials due by June 2, 2026.
• ·Voting available via internet at www.AALVote.com/LIND or telephone at 1-877-777-2857.

28-04-2026

Insight Inv LLC filed its 13F-HR on April 28, 2026, reporting total equity holdings valued at 182747722 USD as of March 31, 2026, across 104 positions all held with sole voting power. Top holdings include Apple Inc (8113666 USD, 31970 shares), First Trust Exchange Traded Fund Rising Dividend Achievers (5863818 USD, 85879 shares), and Corning Inc (5456748 USD, 40132 shares). No prior period comparisons or changes are provided in the filing.

• ·Filing CIK: 0001909322
• ·Business address: 330 Illinois Street, El Segundo, CA 90245
• ·Phone: 310-426-6322

28-04-2026

Ryan Investment Management, Inc. filed a 13F-HR report on April 28, 2026, disclosing its equity holdings as of March 31, 2026, with a total portfolio value of $177829558 across 20 positions, primarily ETFs. Top holdings include iShares MSCI EAFE ETF at $36297870, ProShares Short QQQ ETF at $34302469, ProShares Short S&P500 ETF at $34034020, iShares Russell 1000 Value ETF at $24115865, and State Street SPDR Bloomberg 1-3 Month T-Bill ETF at $11541600. The portfolio features a mix of long equity ETFs, short ETFs, bond ETFs, and one individual stock position in Eli Lilly & Co. valued at $836071.

• ·Filing filed as of April 28, 2026, for period ended March 31, 2026.
• ·All positions reported with sole voting power.
• ·Business address: 22860 Two Rivers Road, Suite 200, Basalt, CO 81621.

28-04-2026

Corvex, Inc. (formerly associated with Movano Inc., ticker MOVE) filed Amendment No. 1 to its 10-K for the fiscal year ended December 31, 2025, on April 28, 2026, pursuant to General Instruction G(3) as it will not file a definitive proxy statement within 120 days of fiscal year-end. The amendment restates Part III items (Directors, Executive Compensation, Security Ownership, Related Transactions, and Accountant Fees), updates the cover page to note no incorporated documents, and adds new certifications, the 2024 Equity Incentive Plan, and a common stock description as exhibits. No financial statements or related disclosures were amended or included.

• ·Entity is a Non-accelerated Filer, Small Business, and Emerging Growth Company.
• ·Entity File Number: 001-40254; CIK: 0001734750; EIN: 82-4233771.
• ·Trading on NASDAQ under symbol MOVE.
• ·Address: 3401 North Fairfax Drive, Suite 3230, Arlington, VA 22226.
• ·Original 10-K filed March 31, 2026.

28-04-2026

Christian Angermayer, Chairman of Enhanced Ltd., posted on X promoting the imminent merger with SPAC A Paradise Acquisition Corp. (APAD), highlighting key deadlines: April 29, 2026, for investors to buy shares and elect non-redemption at $10 per share valuation; May 1, 2026, shareholder vote; May 7, 2026, expected closing; and May 8, 2026, trading as ENHA on NYSE. The combined entity will be Enhanced Group Inc., an elite sports and consumer products company focused on Enhanced Games and telehealth. While optimistic about future growth, the filing discloses significant risks including Enhanced's unproven business model, minimal revenue history, regulatory scrutiny, and high redemption risks.

• ·APAD shares trade on Nasdaq until closing, then ENHA on NYSE
• ·Merger proxy and S-4 registration statement available on SEC EDGAR
• ·Contact for documents: The Sun’s Group Center, 29th Floor, 200 Gloucester Road, Wan Chai, Hong Kong, +852 9583 3199

28-04-2026

Baker Boyer National Bank filed its 13F-HR on April 28, 2026, disclosing total holdings of $332827952 across 119 positions as of March 31, 2026. The portfolio emphasizes ETFs, with the largest positions in DFA U.S. Core Equity 2 ETF ($63332590), DFA World Ex-U.S. Core Equity 2 ETF ($56925839), and Vanguard Muni Bond Tax Exempt ($56226828). Notable individual stock holdings include Microsoft Corp ($7074319), Apple Inc ($4349199 sole), and Paccar Inc ($4216443).

• ·Portfolio includes both sole discretionary (SH SOLE) and defined (SH DFND) holdings.
• ·Filer located in Walla Walla, WA; CIK 0001079398.
• ·No other managers reported (0 managers).

28-04-2026

Oarsman Capital, Inc., based in Milwaukee, WI, filed its 13F-HR on April 28, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of $805532165 across 239 positions. Top holdings feature ETFs like Schwab International Equity ETF ($69462218, shares up 41%) and Vanguard Value ETF ($61660379, shares up 47%), alongside stocks such as Alphabet Inc. Class C ($18892204, shares +6.8% QoQ), NVIDIA Corporation ($12318401, shares +11.2% QoQ), and Microsoft Corp ($11362655, shares +6.6% QoQ). While many positions increased, others like Ulta Beauty Inc (690 shares, flat QoQ) and Invesco QQQ Trust Series I (1194 shares, flat QoQ) showed no change.

• ·New position: Rambus Inc. (3020 shares valued at $259811)
• ·Significant share increase: United Airlines Holdings Inc. (11150 shares added to 12749)
• ·Business address: 790 N. Water St., Ste 1850, Milwaukee, WI 53202

28-04-2026

Exencial Wealth Advisors, LLC, based in Oklahoma City, OK, filed a 13F-HR reporting total holdings of $3,217,468,970 across 568 positions as of March 31, 2026. Top holdings include Apple Inc. at $114,288,462 (450,327 shares), Dimensional ETF Trust US Small Cap Val at $98,019,900 (2,797,372 shares), and Invesco Exchange Traded FD T S&P500 EQL WGT at $79,667,694 (415,109 shares). No period-over-period comparisons or performance changes are detailed in the filing.

• ·Filing date: April 28, 2026
• ·Report period end: March 31, 2026
• ·SEC file number: 028-15490
• ·Former company name: Burns Wealth Management, Inc. (name change date: May 7, 2013)

28-04-2026

Stewards, Inc. disclosed executive compensation for 2025 showing significant increases in total pay primarily due to $1,000,000 RSU grants to each named executive officer, with Vincent Napolitano's total rising 103% YoY to $1,913,432 and Shaun Quin's up 192% to $1,562,430; however, base salaries declined for some like Napolitano (from $233,610 to $205,432). The company approved a new executive compensation program with STI/LTI elements, stock ownership guidelines, and clawbacks, alongside a leadership transition where Vincent Napolitano steps to Chairman Emeritus, Glen Steward to Chairman, and Shaun Quin to CEO. Directors will receive $30,000 annual cash retainers plus $135,000 in RSUs under a new policy effective Q4 2025.

• ·Glen Steward resigned as Chief Strategy Officer effective Dec 1, 2025, but remains on Board.
• ·No compensation expense recognized for 2025 RSUs as vesting not probable at Dec 31, 2025.
• ·RSU vesting requires uplisting to Nasdaq, S-8 effectiveness, and service period.
• ·Incentive Plan effective Aug 21, 2024, terminates Aug 21, 2034 unless earlier.
• ·New comp program phased 2025-2028; ownership guidelines 6x salary for CEO, etc.
• ·Board majority-independent post-Napolitano transition per Nasdaq Rule 5605.

28-04-2026

Enterprise Products Partners L.P. reported robust Q1 2026 earnings with operating income of $1.9 billion (up 8% YoY), net income attributable to common unitholders of $1.5 billion (up 6%), Adjusted EBITDA of $2.7 billion (up 10%), and record volumes including natural gas processing inlet at 8.3 Bcf/d (up 7%), equivalent pipeline transportation at 14.2 MMBPD (up 7%), and NGL fractionation at 1.9 MMBPD (up 16%). However, Crude Oil Pipelines & Services gross operating margin declined to $329 million from $374 million YoY, Petrochemical & Refined Products Services remained flat at $314 million versus $315 million, and certain sub-segments like LPG-related activities at EHT dropped $42 million. Distributions rose 2.8% to $0.55 per common unit, backed by Operational DCF of $2.1 billion (up 5%) providing 1.8x coverage.

• ·Growth capital spending for 2026 expected $2.3 to $2.6 billion net of $596 million asset sale proceeds; sustaining capex $580 million.
• ·12 new operational records set in Q1 2026.
• ·Approximately $5.3 billion of major growth capital projects under construction.
• ·Permian natural gas processing capacity growing at 17% CAGR since Navitas Midstream acquisition in 2022.

28-04-2026

Valmont Industries reported net sales of $1,029,197 thousand for the thirteen weeks ended March 28, 2026, up 6.2% YoY from $969,314 thousand, with Infrastructure segment at $803,180 thousand and Agriculture at $226,017 thousand. Operating income increased 21.3% to $155,626 thousand, driving net earnings attributable to Valmont of $108,033 thousand (diluted EPS $5.51), up 23.8% YoY. However, cash and equivalents fell $26,951 thousand to $160,189 thousand QoQ amid $57,550 thousand stock repurchases, $34,568 thousand capex, and an $11,195 thousand acquisition.

• ·Diluted EPS $5.51 vs $4.32 YoY (+27.6%)
• ·Cash dividends declared $0.77 per share (vs $0.68 prior year)
• ·131,197 shares repurchased
• ·Redeemable noncontrolling interests reduced to $9,301 thousand after $8,922 thousand purchase
• ·Income taxes paid $7,290 thousand (down from $10,672 thousand YoY)

28-04-2026

Revolution Medicines, Inc. has filed a DEFA14A proxy statement soliciting proxies for its Annual Meeting of Stockholders scheduled for June 18, 2026, at 7:30 a.m. PDT, held virtually at www.virtualshareholdermeeting.com/RVMD2026. Stockholders are appointing Mark A. Goldsmith, M.D., Ph.D. and Jeffrey Cislini, or either of them, as proxies to vote shares in accordance with Board recommendations if no directions are provided.

• ·Proxy voting available at www.proxyvote.com
• ·Meeting accessible at www.virtualshareholdermeeting.com/RVMD2026

28-04-2026

Patriot National Bancorp, Inc. entered into indemnification agreements on April 27, 2026, with directors Anahit Magzanyan, Jonathan Roth, Mario De Tomasi, Carlos P. Salas, and Jeffrey Seabold, providing indemnity for expenses related to their service and advancement of expenses. On April 24, 2026, effective April 26, 2026, the company executed addenda to employment agreements with executives Steven A. Sugarman (President and Bank CEO), Carlos P. Salas (CFO), Angie Miranda (Chief Risk Officer), and William Paul Simmons (Chief Credit Officer), adding severance provisions including cash multiples of compensation, pro rata bonuses, continued health benefits, accelerated equity vesting, and limits on excise taxes under IRC Sections 280G and 4999. These actions were approved by the Compensation Committee and Board of Directors.

• ·Indemnification agreements reference standard form filed as Exhibit 10.1 on December 31, 2024.
• ·Addenda attached as Exhibits 10.1 to 10.4.

28-04-2026

Hycroft Mining Holding Corp reported a significantly wider net loss of $48,287 for Q1 2026 compared to $11,759 in Q1 2025, driven by sharply higher general and administrative costs ($34,165 vs $2,933) and exploration costs ($9,652 vs $2,999), resulting in a $50,065 operating loss versus $9,222 YoY. However, the company raised $43,458 from warrant exercises and recognized $19,130 in stock-based compensation, increasing cash and cash equivalents to $189,014 from $181,738 QoQ and stockholders' equity to $223,799 from $213,695. Cash used in operations rose to $31,314 from $9,695 YoY, though total cash position (including restricted) improved to $211,670.

• ·Property, plant, and equipment net remained flat at approximately $53,006 as of March 31, 2026 vs December 31, 2025.
• ·Total liabilities decreased to $46,101 from $49,332 QoQ.
• ·Restricted cash stable at $22,656 vs $22,493 QoQ.

28-04-2026

Jubilant Flame International, Ltd (JFIL) reported zero sales for the year ended February 28, 2026, with net loss widening to $63,507 from $59,672 YoY due to higher operating expenses of $63,507 versus $59,672. The working capital deficit deteriorated to $1,420,092 from $1,356,585, highlighting ongoing liquidity strains and going concern risks from history of losses and limited revenue. However, cash balance improved to $4,175 from $1,225, supported by reduced cash used in operations at $49,261 versus $69,819.

• ·Total assets remained minimal at $16,190 as of Feb 28 2026 versus $12,925 prior year.
• ·Loan payable to related party increased to $815,635 from $763,424.
• ·No cash used in investing activities both years.
• ·Filing date: April 28, 2026.

28-04-2026

For Q1 2026, Bread Financial Holdings, Inc. reported net income of $181 million, up 32% YoY from $138 million, with net interest income rising 6% to $1,067 million and non-interest expenses declining 1% to $472 million. Earnings per diluted common share surged 50% to $4.15, supported by credit sales growth of 7% to $6,510 million and improved credit metrics including a lower delinquency rate of 5.59%. However, non-interest income worsened to $(49) million from $(36) million due to higher interchange revenue losses, and provision for credit losses increased 2% to $303 million.

• ·Net interest margin improved to 19.25% from 18.06%.
• ·Return on average tangible common equity rose to 27.4% from 23.0%.
• ·End-of-period credit card and other loans increased 2% to $18,135M.
• ·Common equity tier 1 capital ratio strengthened to 13.3% from 12.0%.
• ·Net principal loss rate improved to 7.33% from 8.16%.
• ·Cash from operating activities increased to $487M from $393M.

28-04-2026

On April 22, 2026, Littelfuse, Inc. held its 2026 Annual Meeting of Stockholders, where all eight director nominees were elected with overwhelming support (For votes ranging from 21.3M to 23.0M shares). Stockholders also approved, on an advisory basis, the compensation of named executive officers (21.2M For vs. 1.8M Against) and ratified Deloitte & Touche LLP as independent auditors for fiscal year ending December 26, 2026 (23.8M For). Additionally, the Board approved updated forms of restricted stock unit and performance share award agreements under the company's long-term incentive plans, incorporating death or disability as qualifying for retirement vesting.

• ·All director elections had 785,230 broker non-votes.
• ·Annual Meeting held April 22, 2026; fiscal year ends December 26, 2026.
• ·New award agreements filed as Exhibits 10.1 (RSU under Littelfuse Plan), 10.2 (PSU under Littelfuse Plan), 10.3 (RSU under LF/IXYS Plan).

28-04-2026

The Real Brokerage Inc. announced an agreement to acquire RE/MAX Holdings, Inc., one of the world’s leading franchisors of real estate services, scaling Real's agent network from 33,000 in North America to over 180,000 agents across more than 120 countries and territories upon closing. This combination aims to enhance Real's technology platform with RE/MAX's iconic brand and global franchisee network, described as a 5x larger audience. The transaction is expected to close in the second half of 2026, subject to regulatory approvals, shareholder votes, and other closing conditions, with standard M&A risks including integration challenges and potential disruptions noted.

• ·Real founded 12 years ago (2014).
• ·Company-wide town hall scheduled for 2 PM EST on April 28, 2026.
• ·Operations to continue separately until closing; no immediate day-to-day changes for Real employees.

28-04-2026

Johnson & Johnson's 2026 Annual Meeting of Shareholders occurred on April 23, 2026, where all 12 director nominees were elected with strong support (over 1.65 billion shares For each). Shareholders approved the advisory vote on executive compensation and ratified PricewaterhouseCoopers LLP as the independent auditor for fiscal year 2026. However, the shareholder proposal requiring an independent board chair was rejected, with only 406,353,048 shares For versus 1,326,857,173 Against.

• ·Say-on-pay advisory vote: 1,641,173,032 For, 91,774,923 Against, 9,607,174 Abstained.
• ·Auditor ratification: 1,914,846,474 For, 138,633,899 Against, 3,481,479 Abstained (no non-votes).
• ·Director elections showed some opposition, e.g., J. Duato: 1,654,870,358 For, 84,725,734 Against.
• ·Filing signed April 27, 2026, by Marc Larkins.

28-04-2026

CCEP reported Q1 2026 revenue of €5,001 million, up 6.7% as reported and 9.4% comparable FX-neutral from €4,689 million in Q1 2025, supported by strong 8.5% volume growth to 970 million unit cases and higher average daily sales. Europe revenue rose 9.1% to €3,549 million with 1.3% revenue per unit case growth, while APS revenue increased modestly 1.1% to €1,452 million but revenue per unit case declined 0.3%. Overall revenue per unit case grew 0.8% to €5.29 amid 93 consumption days versus 87 prior year.

• ·FX impact on total revenue: +€131 million
• ·FX impact on Europe revenue: +€24 million
• ·FX impact on APS revenue: +€107 million
• ·Total average daily sales: 10.43 million unit cases (Q1 2026) vs 10.27 (Q1 2025), +1.6%

28-04-2026

Oversea-Chinese Banking Corp Ltd filed its 13F-HR on April 28, 2026, disclosing US equity holdings as of March 31, 2026, across five managed entities including Bank of Singapore Limited and Great Eastern Life Assurance Company Limited. Key positions include Apple Inc (market value 85421362 DFND 3), Amazon.com Inc (73620032 DFND 3), Broadcom Inc (62090091 DFND 3), Alphabet Inc CAP STK CL A (68725934 DFND 3), and Citigroup Inc (52301063 DFND 1), with additional derivatives like puts on Advanced Micro Devices Inc and calls. No prior period data is provided for comparisons, reflecting a routine quarterly snapshot of significant US market exposure.

• ·Filing covers 5 managed accounts (CIK managers: 028-23120, 028-22959, 028-22904, 028-22827, 028-24129)
• ·Signed in Singapore on April 28, 2026
• ·Includes derivative positions such as puts on Adobe Inc, Alphabet Inc, Amazon.com Inc, and Advanced Micro Devices Inc

28-04-2026

TransUnion reported Q1 2026 revenue of $1,246 million, up 14% YoY (11% organic constant currency), driven by 24% growth in U.S. Financial Services, while completing the acquisition of majority ownership in Trans Union de Mexico and raising full-year 2026 guidance for revenue to $5,100-$5,135 million. Adjusted EBITDA rose 10% to $438 million, though the margin dipped to 35.2% from 36.2%; however, international revenue grew 13% but was flat organically, with declines in India (-10%) and Asia Pacific (-18%). U.S. Markets showed strength (+14%), but Consumer Interactive grew only 1%.

• ·Cash provided by operating activities: $84 million in Q1 2026 vs $53 million in Q1 2025.
• ·Capital expenditures: $65 million (5% of revenue) in Q1 2026 vs $68 million (6% of revenue) in Q1 2025.
• ·Q1 2026 Diluted EPS: $2.04 vs $0.75 in Q1 2025; Adjusted Diluted EPS: $1.18 vs $1.05.
• ·FY 2026 Adjusted EBITDA guidance: $1,796-$1,816 million (+9-10% growth).
• ·Total long-term debt: $5,402.4 million as of March 31, 2026 vs $4,906.9 million as of Dec 31, 2025.

28-04-2026

Security National Financial Corporation (SNFCA) filed a DEFA14A Definitive Additional Proxy Materials on April 28, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee is required and is submitted by the registrant. No substantive proxy details or financial data are provided in the document.

• ·Filing Type: DEFA14A
• ·Subcategory: Proxy Statement
• ·Filed by Registrant (checked)
• ·No fee required

28-04-2026

StealthGas Inc. reported revenues of $173,161,478 in 2025, up 3.5% YoY from $167,262,185 in 2024 (which was up 16.6% from $143,527,769 in 2023), driven by higher spot market days (1,385 vs. 747). However, net income declined 13.2% YoY to $60,648,616 from $69,862,177, with fleet operational utilization dropping to 91.8% from 95.4%, income from operations down 7.9% to $55,132,949, and average TCE rate falling 6.6% to $15,022 daily amid vessel sales and one idle vessel (Eco Wizard since July 2025). The company sold one vessel in Q1 2026, with two more sales pending (Eco Universe in April 2026, Eco Royalty in September 2026), leaving 26 operating vessels.

• ·Equity earnings in joint ventures declined to $5,086,641 in 2025 from $15,622,836 in 2024.
• ·Vessels’ operating expenses rose to $52,980,264 in 2025 from $48,961,137 in 2024.
• ·General and administrative expenses decreased to $8,333,449 in 2025 from $10,309,693 in 2024 but remained elevated vs. 2023.
• ·Average daily vessel operating expenses increased to $5,200 in 2025 from $5,012 in 2024.