Executive Summary
The overnight filing cycle from September 8-9, 2026, reveals a market dominated by significant insider selling, particularly concentrated in the technology sector, where Silver Lake entities executed a coordinated, multi-faceted sell-down of Dell Technologies Inc. shares totaling over $36 million across multiple filings.
This aggressive disposition by a major director, combined with substantial sales at Cloudflare and Sandisk, signals potential sector rotation or profit-taking by sophisticated investors. Conversely, a notable insider buy at Enovis Corp and a director purchase at ASTROTECH Corp provide isolated bullish signals. The period also features transformative corporate actions, including the full acquisition of Selectis Health at a 90.93% tender success rate and the proposed de-SPAC merger of General Fusion with Spring Valley Acquisition Corp. III, alongside a high-risk delisting notice for Premium Catering. Financially, ASE Technology Holding Co., Ltd. reported exceptional growth with revenues surging 45.7% YoY, while VolitionRx faces severe dilution risks from covenant breaches and down-round adjustments. The overall sentiment is cautious, with a clear theme of cash extraction by insiders and a focus on capital returns through buybacks at Novo Nordisk and KT Corp.
Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →
Filing types in this digest: Form 4 · Schedule 13D · 8-K · S-3 · S-1
Tracking the trend? Catch up on the prior US Pre-Market SEC Filings Roundup digest from September 02, 2026.
Investment Signals (9)
- Dell Technologies Inc. ↓ (BEARISH)▲
Silver Lake entities sold over $36M in Class C stock across 6 filings at ~$513-516, a coordinated 10%+ reduction in holdings by the largest director group, signaling potential peak valuation concerns or a strategic exit
- ASE Technology Holding Co., Ltd. ↓ (BULLISH)▲
August net revenues surged 45.7% YoY to NT$82.2B, with the core ATM segment growing 53.1% YoY, significantly outperforming the semiconductor sector average and indicating robust demand for advanced packaging
- Enovis Corp ↓ (BULLISH)▲
Chief Administrative Officer Engert Oliver purchased $50K in common stock at $18.80, a direct insider buy from a non-founder executive that signals confidence in the company's valuation at current levels
- eXp World Holdings (AGNT) (BEARISH)▲
A 10% owner trust sold 8.69M shares for $32M at a 10% discount to VWAP, while the company simultaneously announced a buyback of those same shares, creating a complex capital structure event that may pressure the stock
- Cloudflare, Inc. ↓ (BEARISH)▲
President & Board Co-Chair Zatlyn sold $4.96M in shares under a 10b5-1 plan, but the sale of 17,603 shares from a holding of 69,775 represents a 25% reduction of her position, a significant insider liquidation
- MarineMax Inc. ↓ (BEARISH)▲
PPF Group sold 447,045 shares, reducing its stake from 8.1% to 6.1% in a week, a 25% reduction in a major institutional position that signals waning confidence in the recreational marine sector
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Completed its KRW 250B trust buyback program at 100% utilization, purchasing 4.48M shares, a strong capital return signal that is fully executed and may remove a key support catalyst [NEUTRAL/BULLISH]
- NICE Ltd. ↓ (NEUTRAL)▲
Filed positive press releases on AI public safety solutions and customer wins with Currys, but the 6-K contained zero financial metrics, making the positive sentiment unquantifiable and potentially a non-event for investors
- Postal Realty Trust, Inc. ↓ (NEUTRAL)▲
Closed a $27.75M acquisition of 72 USPS-leased properties from CEO-owned entities, a related-party transaction approved by a special committee that adds 148,374 sq ft of 100% occupied government-leased space, a stable but low-growth addition
Risk Flags (8)
- ▼
Received a Nasdaq delinquency notice for failing to file its interim 6-K report; has 60 days to submit a compliance plan or faces delisting, a critical going-concern risk for the stock
- VolitionRX Ltd / Dilution & Covenant Breach↓ [HIGH RISK]▼
Market cap fell below $22.5M, triggering a 10% interest penalty on convertible notes; a June 2026 offering at $1.55 caused severe down-round adjustments to warrants (from $13.44 to $2.015) and conversion prices, alongside a 1-for-20 reverse split, indicating extreme financial distress
- Dell Technologies Inc. / Insider Liquidation↓ [HIGH RISK]▼
Silver Lake entities sold over $36M in a single week, with multiple filings showing sales at prices from $496 to $516; this is not a single insider but a coordinated fund-level exit that could signal a lack of confidence in near-term growth
- DSS, Inc. / Concentrated Control Risk↓ [HIGH RISK]▼
Heng Fai Ambrose Chan controls 86.3% of shares through multiple entities and convertible notes; a single small sale of 21,852 shares was reported, but the dominant position creates severe liquidity and corporate governance risks for minority shareholders
- MarineMax Inc. / Institutional Exit↓ [MEDIUM RISK]▼
PPF Group's sale of 447,045 shares in 4 tranches over 9 days at ~$52.12-$52.20 represents a rapid, aggressive reduction of a 8.1% stake, a clear signal of institutional bearishness on the marine retail cycle
- Cloudflare, Inc. / Insider Selling Pattern↓ [MEDIUM RISK]▼
President Zatlyn sold 25% of her holdings ($4.96M) under a 10b5-1 plan; while pre-planned, the magnitude relative to her total position is a red flag for sentiment
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Filed an 8-K with 'expanding orders' but provided zero quantitative data, order values, or period comparisons; the lack of hard numbers makes the bullish narrative unverifiable and potentially misleading
- SK hynix Inc. / Strategic Uncertainty↓ [MEDIUM RISK]▼
Confirmed it is reviewing a sale of its Chongqing packaging plant (valued at ~Won 4T) but stated 'no matters have been determined'; the three-month disclosure window creates prolonged uncertainty around its China strategy and potential capital gains
Opportunities (8)
- ASE Technology Holding Co., Ltd. / Revenue Acceleration↓ (OPPORTUNITY)◆
August revenues grew 45.7% YoY and 11.5% sequentially, with the ATM segment up 53.1% YoY; this is a clear outperformance vs. peers and suggests strong demand for AI and HPC packaging, making it a potential earnings beat candidate
- Selectis Health, Inc. / Tender Offer Arbitrage↓ (OPPORTUNITY)◆
Black Pearl Equities completed a tender offer at $5.75 with 90.93% tendered; remaining shares will be converted in a short-form merger, offering a near-certain arbitrage opportunity for the remaining ~9% of shares at a fixed cash price
- Enovis Corp / Insider Buy Signal↓ (OPPORTUNITY)◆
The Chief Administrative Officer's $50K purchase at $18.80 is a rare insider buy in a market dominated by selling; this could signal a value play if the company's fundamentals are improving but the stock is undervalued
- Postal Realty Trust, Inc. / Government-Leased Stability↓ (OPPORTUNITY)◆
The $27.75M acquisition of 72 USPS properties adds 100% occupied, government-backed lease income; for income-focused investors, this provides stable, inflation-protected cash flows in a volatile rate environment
- KT Corp / Completed Buyback Catalyst↓ (OPPORTUNITY)◆
The full execution of the KRW 250B buyback program removes overhang and signals management's confidence in intrinsic value; the stock may re-rate as the artificial selling pressure from the trust is eliminated
- General Fusion / Spring Valley Acquisition Corp. III / De-SPAC Catalyst (OPPORTUNITY)◆
The F-1 filing for the business combination reveals a $300M PP&E valuation and complex capital structure; for high-risk tolerant investors, this is a pre-merger entry point into a fusion energy play with significant upside if the technology commercializes
- Baker Hughes Co / Barclays Conference Catalyst↓ (OPPORTUNITY)◆
CEO Simonelli will present at the Barclays Energy-Power Conference on Sept 9, 2026, with updated FY2026 guidance incorporating the Chart Industries acquisition; this could be a positive catalyst if the integration story is well-received and guidance is raised
- ASTROTECH Corp / Director Purchase↓ (OPPORTUNITY)◆
Director MCFARLAND ROBERT N bought 1,185 shares at $8.50 (~$10K) in an amended filing, a small but positive insider signal from a director who also received awards, suggesting alignment with shareholders
Sector Themes (5)
- Technology Insider Selling Wave◆
4 major tech companies (Dell, Cloudflare, Sandisk, Webull) saw significant insider sales totaling over $47M, with Dell alone accounting for $36M+ from Silver Lake entities. This coordinated selling suggests a sector-wide profit-taking or rotation out of high-growth tech by informed investors.
- Semiconductor Demand Surge◆
ASE Technology's 45.7% YoY revenue growth and 53.1% YoY growth in its ATM segment starkly contrasts with the insider selling in other tech names. This divergence suggests that while some tech segments are being sold, the semiconductor packaging and testing sub-sector is experiencing a cyclical upswing driven by AI and HPC demand.
- Capital Return vs. Distressed Dilution◆
A clear bifurcation is emerging between cash-rich companies returning capital (Novo Nordisk buying back DKK 314M in a week, KT Corp completing its KRW 250B program) and distressed companies diluting shareholders (VolitionRX with down-round adjustments and a reverse split, Premium Catering facing delisting). Investors should favor the former and avoid the latter.
- SPAC Activity Resurgence◆
Three SPAC-related filings (Unite Acquisition 2/Blue Laser Fusion, Spring Valley/General Fusion, AfterNext Acquisition I) indicate a renewed pipeline of de-SPAC mergers and new IPOs. The focus on fusion energy (Blue Laser, General Fusion) is a notable sub-theme, suggesting investor appetite for long-duration, high-tech energy plays.
- Healthcare & Defense Biotech Progress◆
Evotec SE advanced a U.S. Department of War-funded antibody program targeting orthopoxvirus into Phase 1, highlighting a growing nexus between defense spending and biotech. This is a niche but potentially high-value area for investors focused on government-funded healthcare innovation.
Watch List (8)
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Watch for the submission of its compliance plan to Nasdaq within 60 days (by Nov 3, 2026) and the filing of its delinquent 6-K interim report; failure to do so will trigger delisting proceedings.
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Monitor for a definitive announcement on the sale of its Chongqing packaging plant within the 3-month disclosure window (by Dec 9, 2026); the outcome will significantly impact its China strategy and capital structure.
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Watch for further Form 4 filings from Silver Lake entities; if the selling pattern continues at the current pace, it could indicate a full exit and put significant downward pressure on the stock.
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The Barclays 2026 CEO Energy-Power Conference presentation on Sept 9, 2026, will include updated FY2026 guidance; watch for the magnitude of the Chart Industries acquisition integration and any margin or revenue synergy targets.
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Monitor for the effectiveness of the S-3/A registration statement and the pace of share sales by the selling stockholder; continued dilution and further covenant breaches could lead to a death spiral for the stock.
- General Fusion / Spring Valley Acquisition Corp. III👁
Track the progress of the F-1 registration statement and the shareholder vote for the de-SPAC merger; any delays or negative developments in fusion technology could derail the deal.
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The short-form merger is imminent; watch for the final closing date and the payment of $5.75 per share to remaining shareholders, which will mark the end of the stock's public trading.
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Watch for September and Q3 2026 revenue reports to see if the 45.7% YoY growth rate is sustained; a deceleration could signal a peak in the semiconductor cycle.
Filing Analyses
(50)
08-09-2026
Chief Administrative Officer Engert Oliver bought 2,660 Common stock, par value $0.001 at $18.80 (~$50K). Engert Oliver holds 63,898 shares after the transaction.
- · Chief Administrative Officer Engert Oliver bought 2,660 Common stock, par value $0.001 at $18.80 (~$50K)
08-09-2026
Director Silver Lake Partners IV, L.P. sold 11,340 Class C Common Stock at $513.12 (~$5.82M). 17 transactions reported in total. Silver Lake Partners IV, L.P. holds 155,401 shares after the transaction.
- · Director Silver Lake Partners IV, L.P. sold 722 Class C Common Stock at $496.59 (~$359K)
- · Director Silver Lake Partners IV, L.P. sold 1,277 Class C Common Stock at $497.62 (~$635K)
- · Director Silver Lake Partners IV, L.P. sold 2,397 Class C Common Stock at $498.62 (~$1.2M)
- · Director Silver Lake Partners IV, L.P. sold 1,310 Class C Common Stock at $499.83 (~$655K)
- · Director Silver Lake Partners IV, L.P. sold 1,878 Class C Common Stock at $501.07 (~$941K)
- · Director Silver Lake Partners IV, L.P. sold 4,865 Class C Common Stock at $501.84 (~$2.44M)
- · Director Silver Lake Partners IV, L.P. sold 3,783 Class C Common Stock at $503.04 (~$1.9M)
- · Director Silver Lake Partners IV, L.P. sold 3,599 Class C Common Stock at $503.95 (~$1.81M)
08-09-2026
PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 17,603 Class A Common Stock at $281.93 (~$4.96M). 17 transactions reported in total. Zatlyn Michelle holds 69,775 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 7,203 Class A Common Stock at $276.79 (~$1.99M)
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 7,273 Class A Common Stock at $277.79 (~$2.02M)
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 5,396 Class A Common Stock at $278.92 (~$1.51M)
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 4,744 Class A Common Stock at $279.77 (~$1.33M)
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 6,177 Class A Common Stock at $281.07 (~$1.74M)
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 2,210 Class A Common Stock at $281.73 (~$623K)
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 2,753 Class A Common Stock at $279.73 (~$770K)
- · PRESIDENT & BOARD CO-CHAIR Zatlyn Michelle sold 7,843 Class A Common Stock at $281.02 (~$2.2M)
08-09-2026
Director MALONE JOHN C disposed of 13,400 Call option (obligation to sell). 6 transactions reported in total.
- · Director MALONE JOHN C disposed of 13,400 Call option (obligation to sell)
- · Director MALONE JOHN C exercised/converted 13,400 Put option (right to sell)
- · Director MALONE JOHN C disposed of 13,400 Call option (obligation to sell)
- · Director MALONE JOHN C exercised/converted 13,400 Put option (right to sell)
- · Director MALONE JOHN C disposed of 13,400 Call option (obligation to sell)
- · Director MALONE JOHN C exercised/converted 13,400 Put option (right to sell)
08-09-2026
EVP & Chief Technology Officer Ilkbahar Alper had withheld for taxes 3,244 Common Stock at $1,554.99 (~$5.04M). 5 transactions reported in total. Ilkbahar Alper holds 40,490 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · EVP & Chief Technology Officer Ilkbahar Alper sold 120 Common Stock at $1,561.69 (~$187K)
- · EVP & Chief Technology Officer Ilkbahar Alper sold 200 Common Stock at $1,563.68 (~$313K)
- · EVP & Chief Technology Officer Ilkbahar Alper sold 40 Common Stock at $1,564.40 (~$62.6K)
- · EVP & Chief Technology Officer Ilkbahar Alper sold 40 Common Stock at $1,571.04 (~$62.8K)
- · EVP & Chief Technology Officer Ilkbahar Alper had withheld for taxes 3,244 Common Stock at $1,554.99 (~$5.04M)
08-09-2026
Director Halinski John William was awarded 2,150 Common Stock. This amends a previously filed Form 4. Halinski John William holds 12,211 shares after the transaction.
- · Director Halinski John William was awarded 2,150 Common Stock
08-09-2026
Director Silver Lake Partners V DE (AIV), L.P. sold 11,184 Class C Common Stock at $515.10 (~$5.76M). 14 transactions reported in total. Silver Lake Partners V DE (AIV), L.P. holds 37,799 shares after the transaction.
- · Director Silver Lake Partners V DE (AIV), L.P. sold 4,350 Class C Common Stock at $514.07 (~$2.24M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 11,184 Class C Common Stock at $515.10 (~$5.76M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 8,546 Class C Common Stock at $516.03 (~$4.41M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 6,059 Class C Common Stock at $517.04 (~$3.13M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 3,310 Class C Common Stock at $518.02 (~$1.71M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 4,361 Class C Common Stock at $519.16 (~$2.26M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 5,407 Class C Common Stock at $519.98 (~$2.81M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 1,387 Class C Common Stock at $521.11 (~$723K)
08-09-2026
Director Halinski John William was awarded 6,006 Common Stock. This amends a previously filed Form 4. Halinski John William holds 9,006 shares after the transaction.
- · Director Halinski John William was awarded 6,006 Common Stock
08-09-2026
Director Winn Charles Arch was awarded 2,150 Common Stock. This amends a previously filed Form 4. Winn Charles Arch holds 13,100 shares after the transaction.
- · Director Winn Charles Arch was awarded 2,150 Common Stock
08-09-2026
Director MCFARLAND ROBERT N was awarded 1,055 Common Stock. This amends a previously filed Form 4. MCFARLAND ROBERT N holds 20,961 shares after the transaction.
- · Director MCFARLAND ROBERT N was awarded 1,055 Common Stock
08-09-2026
10% owner Gratitude 2022 Trust U/A/D 8/26/22 sold 8,693,290 Common Stock at $3.68 (~$32M). Gratitude 2022 Trust U/A/D 8/26/22 holds 18,037,824 shares after the transaction.
- · 10% owner Gratitude 2022 Trust U/A/D 8/26/22 sold 8,693,290 Common Stock at $3.68 (~$32M)
08-09-2026
Director Silver Lake Partners V DE (AIV), L.P. sold 5,931 Class C Common Stock at $513.12 (~$3.04M). 17 transactions reported in total. Silver Lake Partners V DE (AIV), L.P. holds 85,494 shares after the transaction.
- · Director Silver Lake Partners V DE (AIV), L.P. sold 378 Class C Common Stock at $496.59 (~$188K)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 668 Class C Common Stock at $497.62 (~$332K)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 1,254 Class C Common Stock at $498.62 (~$625K)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 685 Class C Common Stock at $499.83 (~$342K)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 982 Class C Common Stock at $501.07 (~$492K)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 2,544 Class C Common Stock at $501.84 (~$1.28M)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 1,979 Class C Common Stock at $503.04 (~$996K)
- · Director Silver Lake Partners V DE (AIV), L.P. sold 1,882 Class C Common Stock at $503.95 (~$948K)
08-09-2026
Director Silver Lake Partners IV, L.P. sold 21,383 Class C Common Stock at $515.10 (~$11M). 14 transactions reported in total. Silver Lake Partners IV, L.P. holds 64,209 shares after the transaction.
- · Director Silver Lake Partners IV, L.P. sold 8,317 Class C Common Stock at $514.07 (~$4.28M)
- · Director Silver Lake Partners IV, L.P. sold 21,383 Class C Common Stock at $515.10 (~$11M)
- · Director Silver Lake Partners IV, L.P. sold 16,340 Class C Common Stock at $516.03 (~$8.43M)
- · Director Silver Lake Partners IV, L.P. sold 11,584 Class C Common Stock at $517.04 (~$5.99M)
- · Director Silver Lake Partners IV, L.P. sold 6,328 Class C Common Stock at $518.02 (~$3.28M)
- · Director Silver Lake Partners IV, L.P. sold 8,337 Class C Common Stock at $519.16 (~$4.33M)
- · Director Silver Lake Partners IV, L.P. sold 10,338 Class C Common Stock at $519.98 (~$5.38M)
- · Director Silver Lake Partners IV, L.P. sold 2,652 Class C Common Stock at $521.11 (~$1.38M)
08-09-2026
Heng Fai Ambrose Chan and related entities (Alset Inc., Alset International Limited, Global Biomedical Pte. Ltd.) filed an amended Schedule 13D disclosing aggregate beneficial ownership of 26,311,715 shares of DSS, Inc. common stock, representing 86.3% of the 10,042,518 shares outstanding as of September 8, 2026. The filing also reports that Chan sold 21,852 shares at $0.82 per share on September 3, 2026. The dominant ownership position (86.3%) indicates concentrated control, while the small sale (21,852 shares) represents a negligible reduction in holdings.
- · Chan's ownership includes shares held through multiple entities: Heng Fai Holdings Limited (1,002,978 shares), direct holdings (1,031,944 shares), Global Biomedical Pte. Ltd. (311,634 shares), Alset Inc. (2,581,268 shares plus a $500,000 convertible note), and Alset International Limited (1,068,309 shares plus a $2,450,000 convertible note and warrants for up to 16,554,055 shares).
- · The conversion price for Alset International Limited's note is $0.74 per share, and the warrants allow purchase of up to 16,554,055 shares.
- · The sale of 21,852 shares at $0.82 per share on September 3, 2026, is the only transaction reported in the last 60 days.
08-09-2026
On September 3, 2026, Frank A. Selden was appointed successor trustee of the Gratitude 2022 Trust following the death of the previous trustee, Penny Sanford, resulting in a change of record ownership of 18,037,824 shares (10.8% of AGNT, Inc. common stock). Concurrently, AGNT, Inc. entered into a stock purchase agreement to buy back 8,693,290 shares from the Trust at $3.68 per share (a 10% discount to the 5-day VWAP), subject to customary closing conditions. The filing reflects a significant insider ownership position and a planned share repurchase by the issuer.
- · The issuer's name changed from eXp World Holdings, Inc. to AGNT, Inc. on February 19, 2026.
- · Frank A. Selden is a retired tax attorney and a U.S. citizen.
- · The buyback price of $3.68 per share represents a 10% discount to the 5-day volume-weighted average price preceding the pricing date.
- · The reporting persons may sell additional shares in open market transactions, registered offerings, or private transactions, including under Rule 10b5-1 plans.
08-09-2026
Director Stober Eric was awarded 2,150 Common Stock. This amends a previously filed Form 4. Stober Eric holds 19,654 shares after the transaction.
- · Director Stober Eric was awarded 2,150 Common Stock
08-09-2026
Director MCFARLAND ROBERT N bought 1,185 Common Stock at $8.50 (~$10.1K). This amends a previously filed Form 4. MCFARLAND ROBERT N holds 10,900 shares after the transaction.
- · Director MCFARLAND ROBERT N bought 1,185 Common Stock at $8.50 (~$10.1K)
08-09-2026
Director SL SPV-2, L.P. sold 19,464 Class C Common Stock at $515.10 (~$10M). 14 transactions reported in total. SL SPV-2, L.P. holds 73,185 shares after the transaction.
- · Director SL SPV-2, L.P. sold 7,570 Class C Common Stock at $514.07 (~$3.89M)
- · Director SL SPV-2, L.P. sold 19,464 Class C Common Stock at $515.10 (~$10M)
- · Director SL SPV-2, L.P. sold 14,874 Class C Common Stock at $516.03 (~$7.68M)
- · Director SL SPV-2, L.P. sold 10,544 Class C Common Stock at $517.04 (~$5.45M)
- · Director SL SPV-2, L.P. sold 5,760 Class C Common Stock at $518.02 (~$2.98M)
- · Director SL SPV-2, L.P. sold 7,589 Class C Common Stock at $519.16 (~$3.94M)
- · Director SL SPV-2, L.P. sold 9,410 Class C Common Stock at $519.98 (~$4.89M)
- · Director SL SPV-2, L.P. sold 2,414 Class C Common Stock at $521.11 (~$1.26M)
08-09-2026
Chief Operating Officer Badugu Nihanth was awarded 5,000 Common Stock. This amends a previously filed Form 4. Badugu Nihanth holds 5,000 shares after the transaction.
- · Chief Operating Officer Badugu Nihanth was awarded 5,000 Common Stock
08-09-2026
Director SL SPV-2, L.P. sold 10,322 Class C Common Stock at $513.12 (~$5.3M). 17 transactions reported in total. SL SPV-2, L.P. holds 156,191 shares after the transaction.
- · Director SL SPV-2, L.P. sold 4,428 Class C Common Stock at $501.84 (~$2.22M)
- · Director SL SPV-2, L.P. sold 3,443 Class C Common Stock at $503.04 (~$1.73M)
- · Director SL SPV-2, L.P. sold 3,276 Class C Common Stock at $503.95 (~$1.65M)
- · Director SL SPV-2, L.P. sold 5,321 Class C Common Stock at $504.91 (~$2.69M)
- · Director SL SPV-2, L.P. sold 3,754 Class C Common Stock at $505.94 (~$1.9M)
- · Director SL SPV-2, L.P. sold 3,139 Class C Common Stock at $507.15 (~$1.59M)
- · Director SL SPV-2, L.P. sold 5,549 Class C Common Stock at $508.06 (~$2.82M)
- · Director SL SPV-2, L.P. sold 3,299 Class C Common Stock at $509.02 (~$1.68M)
08-09-2026
Chief Human Resources Officer TEAL-GUESS KELLIE sold 33,558 Common Stock at $3.13 (~$105K). TEAL-GUESS KELLIE holds 1,285,176 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Chief Human Resources Officer TEAL-GUESS KELLIE sold 33,558 Common Stock at $3.13 (~$105K)
08-09-2026
Director Silver Lake Technology Investors IV, L.P. sold 436 Class C Common Stock at $515.10 (~$225K). 14 transactions reported in total. Silver Lake Technology Investors IV, L.P. holds 7 shares after the transaction.
- · Director Silver Lake Technology Investors IV, L.P. sold 170 Class C Common Stock at $514.07 (~$87.4K)
- · Director Silver Lake Technology Investors IV, L.P. sold 436 Class C Common Stock at $515.10 (~$225K)
- · Director Silver Lake Technology Investors IV, L.P. sold 333 Class C Common Stock at $516.03 (~$172K)
- · Director Silver Lake Technology Investors IV, L.P. sold 236 Class C Common Stock at $517.04 (~$122K)
- · Director Silver Lake Technology Investors IV, L.P. sold 129 Class C Common Stock at $518.02 (~$66.8K)
- · Director Silver Lake Technology Investors IV, L.P. sold 170 Class C Common Stock at $519.16 (~$88.3K)
- · Director Silver Lake Technology Investors IV, L.P. sold 211 Class C Common Stock at $519.98 (~$110K)
- · Director Silver Lake Technology Investors IV, L.P. sold 54 Class C Common Stock at $521.11 (~$28.1K)
08-09-2026
President Denier Anthony Michael sold 53,846 Class A Ordinary Shares at $9.58 (~$516K). Denier Anthony Michael holds 2,278,449 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · President Denier Anthony Michael sold 53,846 Class A Ordinary Shares at $9.58 (~$516K)
08-09-2026
Director Silver Lake Technology Investors IV, L.P. sold 231 Class C Common Stock at $513.12 (~$119K). Silver Lake Technology Investors IV, L.P. holds 1,859 shares after the transaction.
- · Director Silver Lake Technology Investors IV, L.P. sold 124 Class C Common Stock at $511.02 (~$63.4K)
- · Director Silver Lake Technology Investors IV, L.P. sold 200 Class C Common Stock at $512.10 (~$102K)
- · Director Silver Lake Technology Investors IV, L.P. sold 231 Class C Common Stock at $513.12 (~$119K)
08-09-2026
Director Davis Michael Lawrence was awarded 6,959 Restricted Stock Units.
- · Director Davis Michael Lawrence was awarded 6,959 Restricted Stock Units
08-09-2026
Director Silver Lake Technology Investors V, L.P. sold 197 Class C Common Stock at $515.10 (~$101K). 14 transactions reported in total. Silver Lake Technology Investors V, L.P. holds 3 shares after the transaction.
- · Director Silver Lake Technology Investors V, L.P. sold 76 Class C Common Stock at $514.07 (~$39.1K)
- · Director Silver Lake Technology Investors V, L.P. sold 197 Class C Common Stock at $515.10 (~$101K)
- · Director Silver Lake Technology Investors V, L.P. sold 150 Class C Common Stock at $516.03 (~$77.4K)
- · Director Silver Lake Technology Investors V, L.P. sold 107 Class C Common Stock at $517.04 (~$55.3K)
- · Director Silver Lake Technology Investors V, L.P. sold 58 Class C Common Stock at $518.02 (~$30K)
- · Director Silver Lake Technology Investors V, L.P. sold 77 Class C Common Stock at $519.16 (~$40K)
- · Director Silver Lake Technology Investors V, L.P. sold 95 Class C Common Stock at $519.98 (~$49.4K)
- · Director Silver Lake Technology Investors V, L.P. sold 24 Class C Common Stock at $521.11 (~$12.5K)
08-09-2026
Director Silver Lake Technology Investors V, L.P. sold 104 Class C Common Stock at $513.12 (~$53.4K). Silver Lake Technology Investors V, L.P. holds 839 shares after the transaction.
- · Director Silver Lake Technology Investors V, L.P. sold 56 Class C Common Stock at $511.02 (~$28.6K)
- · Director Silver Lake Technology Investors V, L.P. sold 90 Class C Common Stock at $512.10 (~$46.1K)
- · Director Silver Lake Technology Investors V, L.P. sold 104 Class C Common Stock at $513.12 (~$53.4K)
08-09-2026
PPF Group a.s. and affiliated entities (collectively the Reporting Persons) filed Amendment No. 5 to their Schedule 13D with the SEC, disclosing the sale of 447,045 shares of MarineMax common stock in open-market transactions between August 27 and September 4, 2026, at weighted average prices ranging from $52.1226 to $52.2008. Following these sales, the Reporting Persons beneficially own 1,343,635 shares, representing approximately 6.1% of MarineMax's outstanding common stock, down from the prior 8.1% stake. The filing indicates a continued reduction in the group's ownership position.
- · The sales were executed in four tranches: 700 shares on Aug 27 at $52.2000, 1,345 shares on Aug 31 at $52.2008, 221,000 shares on Sep 3 at $52.1226, and 224,000 shares on Sep 4 at $52.1512.
- · The Reporting Persons disclaim beneficial ownership except to the extent of their pecuniary interest.
- · No other transactions in the common stock were effected during the past 60 days.
- · The filing is an amendment to a Schedule 13D, indicating an ongoing activist or strategic investment.
08-09-2026
EVP, CHRO Ratner Steven sold 4,000 Common Stock at $84.51 (~$338K). Ratner Steven holds 19,275 shares after the transaction.
- · EVP, CHRO Ratner Steven sold 4,000 Common Stock at $84.51 (~$338K)
08-09-2026
Chief Technology Officer Tsao David exercised/converted 20,000 Class A Common Stock. Tsao David holds 1,000 shares after the transaction.
- · Chief Technology Officer Tsao David exercised/converted 20,000 Class A Common Stock
- · Chief Technology Officer Tsao David gifted 20,000 Class A Common Stock
- · Chief Technology Officer Tsao David exercised/converted 20,000 Class B Common Stock
08-09-2026
Director Blumer Brendan Francis was awarded 5,877 Ordinary Shares. Blumer Brendan Francis holds 39,167,885 shares after the transaction.
- · Director Blumer Brendan Francis was awarded 5,877 Ordinary Shares
09-09-2026
Premium Catering (Holdings) Ltd received a Nasdaq delinquency notice on September 4, 2026, for failing to file its interim financial report (Form 6-K) for the fiscal half year ended December 31, 2025, violating Nasdaq Listing Rule 5250(c)(1). The company has 60 days to submit a compliance plan and may receive an exception until December 28, 2026. While trading under 'PC' continues for now, failure to regain compliance could lead to delisting.
- · The delinquency notice was issued by Nasdaq's Listing Qualifications Department.
- · The company intends to submit a compliance plan and file the 2026 Interim Report within the specified timeframes.
- · If the compliance plan is not accepted, the company may appeal to a Nasdaq Hearings Panel.
- · The company's Class A ordinary shares will continue trading under the symbol 'PC' until a final determination.
09-09-2026
Postal Realty Trust closed on the acquisition of a 72-property portfolio leased to the USPS from entities partially owned by CEO Andrew Spodek for $27.75 million. The purchase price consisted of $25.75 million in cash and $2.0 million in OP Units, with Mr. Spodek receiving approximately $11.88 million of the cash consideration and all of the OP Units. The acquisition was approved by a special committee of independent directors, and the portfolio is 100% occupied with 148,374 net leasable square feet.
09-09-2026
SK hynix Inc. responded to a Korea Exchange disclosure inquiry regarding media reports that it is pursuing the sale of an ownership stake in its Chongqing, China packaging plant, reportedly valued at approximately Won 4 trillion. The company clarified that while it is reviewing various measures to strengthen its packaging business competitiveness, no matters have been determined as of the report date. SK hynix will make a further disclosure either when specific details are confirmed or within three months of the report date (September 9, 2026).
- · The disclosure inquiry was made by the Korea Exchange on August 10, 2026.
- · The company's response was furnished on September 9, 2026, within the three-month disclosure window.
- · The company explicitly states 'no matters have been determined' regarding the potential sale.
- · The company references a prior Form 6-K filing on August 10, 2026, regarding the same inquiry.
09-09-2026
Evotec SE announced that its biologics division, Evotec Biologics, has advanced a U.S. Department of War-funded antibody program targeting orthopoxvirus into Phase 1 clinical studies. The press release was issued on September 9, 2026, and filed as a Form 6-K with the SEC. No financial details or performance metrics were disclosed in this filing.
- · The antibody program is funded by the U.S. Department of War.
- · The program targets orthopoxvirus, which includes smallpox and monkeypox viruses.
- · The Phase 1 clinical studies represent the next stage of development for this program.
09-09-2026
Magnum Ice Cream Co B.V. (MICC) disclosed a series of share purchases on Euronext, CBOE DXE, and Turquoise Europe from September 3 to September 8, 2026, for its Long Term Incentive Plans. Over the four trading days, the company acquired a total of 1,179,328 ordinary shares at an aggregate cost of approximately €19.67 million, with average daily purchase prices ranging from €16.45 to €16.96 per share. The purchases were spread across venues, with CBOE DXE receiving the largest allocation each day, followed by Euronext and Turquoise Europe.
- · The daily purchase volume declined from 308,104 shares on 3 September to 260,455 shares on 8 September, a decrease of approximately 15.5%.
- · Average daily purchase price fell from €16.96 on 3 September to €16.54 on 8 September, a decline of about 2.5%.
- · CBOE DXE consistently received the highest number of shares each day, ranging from 134,706 to 163,869 shares.
- · Turquoise Europe received the smallest allocation each day, with volumes between 26,550 and 27,520 shares.
09-09-2026
ASE Technology Holding Co., Ltd. reported August 2026 net revenues of NT$82,247 million (US$2,556 million), up 11.5% sequentially and 45.7% YoY in NT$ terms. The company's ATM (Assembly, Test, and Material) segment also showed strong growth, with revenues of NT$51,287 million (US$1,594 million), up 7.9% sequentially and 53.1% YoY. All reported metrics reflect positive growth with no declines or flat performance.
- · ATM segment (Assembly, Test, and Material) contributed NT$51,287 million (US$1,594 million) in August 2026, representing approximately 62.4% of total net revenues.
- · The sequential growth in ATM segment (7.9% NT$) was lower than the overall company sequential growth (11.5% NT$), indicating non-ATM segments grew faster month-over-month.
- · YoY growth in ATM segment (53.1% NT$) outpaced overall company YoY growth (45.7% NT$), showing strong demand in core packaging and testing services.
09-09-2026
AITX announced via an 8-K filing that its subsidiary RAD is experiencing expanding orders for its RIO, ROSA, and SARA products at the start of Q3. The filing includes a press release as an exhibit but provides no specific financial figures or quantitative details on the order expansion. The announcement is purely qualitative and forward-looking, with no comparative performance data to assess growth or decline.
- · The press release is titled 'AITX's RAD Opens Q3 With Expanding Orders Across RIO, ROSA and SARA'.
- · The filing is furnished under Item 8.01 and is not deemed 'filed' for SEC liability purposes.
- · No financial metrics, order values, or period-over-period comparisons are provided in the 8-K.
09-09-2026
Unite Acquisition 2 Corp. filed an 8-K on September 9, 2026, including audited consolidated financial statements of Blue Laser Fusion, Inc. for the years ended December 31, 2025 and 2024, as Exhibit 99.1. The filing indicates a business combination transaction between the SPAC and Blue Laser Fusion, a fusion energy company. The financial statements show the company's financial position and results, but no specific revenue or net income figures are provided in the excerpt; the auditor's opinion is unqualified.
- · Auditor: PCAOB-registered firm, served as auditor since 2026.
- · Audit location: San Francisco, California.
- · Audit report date: June 11, 2026.
- · Financial statements include balance sheets, statements of operations and comprehensive loss, changes in convertible preferred stock and stockholders’ deficit, and cash flows.
- · No opinion expressed on internal control over financial reporting.
09-09-2026
Baker Hughes CEO Lorenzo Simonelli will present at the Barclays 2026 CEO Energy-Power Conference on September 9, 2026, discussing the company's positioning at the intersection of energy, industrial, and infrastructure markets and the integration of its recent acquisition of Chart Industries. The company will also provide updated fiscal-year 2026 financial guidance incorporating Chart. No specific financial figures or performance metrics were disclosed in this filing.
- · Presentation at Barclays 2026 CEO Energy-Power Conference in New York at approximately 8:35 A.M. Eastern Time.
- · Updated fiscal-year 2026 financial guidance incorporating Chart will be presented.
- · The presentation is furnished as Exhibit 99.1 and includes non-GAAP financial measures.
09-09-2026
NICE Ltd. filed a Form 6-K with the SEC for August 2026, attaching four press releases covering its AI-enabled public safety solutions at APCO 2026, its 2025 ESG report, and customer success stories with Currys and Bluecrest. The filing highlights product innovation and customer wins but contains no financial results or period-over-period comparisons.
- · NICE defined the 'Trusted Record for AI-Enabled Public Safety' at APCO 2026 on August 3, 2026.
- · NICE published its 2025 ESG report on August 10, 2026.
- · Currys transformed customer engagement with NICE, driving higher NPS and faster resolution (no specific metrics provided).
- · Bluecrest achieved a 94% call answer rate improvement using NICE Copilot.
09-09-2026
Arqit Quantum Inc. held its 2026 annual general meeting on September 8, 2026, with a quorum of 9,421,171 ordinary shares represented. Shareholders approved all proposals, including the appointment of Carlo Calabria and Andrew Leaver as directors until the 2029 AGM, with strong support (over 97% for each nominee). The filing is a routine procedural update with no financial results or material business developments.
09-09-2026
Novo Nordisk A/S disclosed its ongoing share repurchase programme, reporting the repurchase of 1,055,000 B-shares between August 31 and September 4, 2026, for a total transaction value of approximately DKK 314.1 million. The accumulated repurchases under the programme now total 17,275,000 B-shares at a cumulative value of DKK 5.22 billion. The buyback activity was consistent across the week, with daily volumes ranging from 200,000 to 215,000 shares and average prices between DKK 291.92 and DKK 305.35.
- · The average purchase price ranged from DKK 291.92 to DKK 305.35 during the week, with the highest price on September 3 (DKK 305.35) and the lowest on August 31 (DKK 291.92).
- · The daily repurchase volumes were nearly uniform, with four days at 215,000 shares and one day (September 4) at 200,000 shares.
- · The cumulative programme total of 17,275,000 B-shares represents a 6.5% increase from the prior accumulated total of 16,220,000 shares.
09-09-2026
KT Corp disclosed monthly purchases of its own shares under a KRW 250 billion trust arrangement, totaling 4,480,551 shares for KRW 249,999,959,500 (approximately $187.5 million) over the period from April to August 2026. The monthly purchase amounts varied, with the highest in July (KRW 58.9 billion) and the lowest in August (KRW 37.5 billion), reflecting a decline in the final month.
- · The trust arrangement has a total amount of KRW 250,000,000,000, and the cumulative purchases reached 100.0% of that amount by August 31, 2026.
- · Monthly purchase quantities ranged from 709,256 shares (August) to 1,100,000 shares (July).
- · The purchase ratio of the total trust amount peaked at 23.6% in July and fell to 15.0% in August.
09-09-2026
Black Pearl Equities completed its tender offer for all outstanding shares of Selectis Health, Inc. at $5.75 per share in cash, with 2,789,027 shares tendered (90.93% of outstanding shares). The acquisition will proceed via a short-form merger under Utah law, converting remaining shares to the same cash price, making Selectis an indirect wholly owned subsidiary. The transaction represents a full acquisition of the company, with no negative financial metrics reported in the filing.
- · Tender offer expired at 5:00 p.m. New York City time on August 31, 2026.
- · Merger will be completed without a stockholder vote under Section 16-10a-1108 of the Utah Revised Business Corporation Act.
- · Selectis operates eight properties in Arkansas and Oklahoma, providing skilled nursing, assisted living, and independent living services.
- · Reimbursement sources include Medicare, Medicaid, and private pay arrangements.
- · Information agent: Laurel Hill Advisory Group (toll-free (844) 305-2265, email [email protected]).
- · Depositary: Broadridge Corporate Issuer Solutions, LLC.
09-09-2026
General Fusion Group Ltd. filed an F-1 registration statement with the SEC on September 9, 2026, in connection with its proposed business combination with Spring Valley Acquisition Corp. III. The filing details the company's capital structure, including multiple series of redeemable convertible preferred shares and various warrant liabilities, with significant fair value adjustments related to subscription agreement liabilities. The registration statement provides extensive financial data and valuation assumptions for the combined entity.
- · The filing includes fair value measurements using Level 3 inputs with Monte Carlo model for subscription agreement liabilities.
- · Property, plant and equipment is valued at $300,000,000 as of June 30, 2026.
- · The company has multiple series of redeemable convertible preferred shares (Series 1 through 7, Class A through F).
- · Fair value of subscription agreement liability dropped from $123.4M (March 31, 2026) to $2.07M (June 30, 2026), a 98.3% decrease.
- · Total liabilities ($95.2M) exceed total assets ($61.7M) as of June 30, 2026, indicating negative equity.
09-09-2026
This is an amendment (8-K/A) to the original Form 8-K filed by BOXABL Inc. (formerly FG Merger II Corp.) on July 23, 2026, which reported the completion of the business combination between FG Merger II Corp. and Legacy BOXABL on July 17, 2026. The amendment restates the unaudited pro forma condensed combined financial information as of March 31, 2026, for the three months ended March 31, 2026, and for the year ended December 31, 2025, to correct the presentation of a forward purchase agreement, a material prepaid insurance contract, and material transaction costs. No new financial figures or performance metrics are provided in this filing.
- · The business combination between FG Merger II Corp. and Legacy BOXABL was completed on July 17, 2026.
- · The original Form 8-K was filed on July 23, 2026.
- · The amendment corrects the presentation of a forward purchase agreement, a material prepaid insurance contract, and material transaction costs in the pro forma financials.
- · The pro forma financial information covers periods as of March 31, 2026, for the three months ended March 31, 2026, and for the year ended December 31, 2025.
09-09-2026
VolitionRx filed an S-3/A registration statement registering up to an additional 10,006,360 shares of common stock for resale by a selling stockholder, following conversions or repayments of convertible notes from 2025 and 2026 private placements. The registration was filed after the company failed to meet a market capitalization covenant in May 2026, triggering an additional $623,333 in principal, and after a June 2026 public offering that caused down-round conversion price adjustments. While the company highlights its blood-test pipeline (cancer, sepsis), it notes ongoing dilution risk from an active at-the-market program and a 1-for-20 reverse stock split in April 2026.
- · The company's market capitalization fell below $22,500,000 for ten consecutive trading days, triggering a 10% additional interest on both convertible notes.
- · The June 2026 public offering was priced at $1.55 per share and accompanying warrant, and resulted in down-round adjustments to the exercise prices of the 2025 Lind Warrant (from $13.44 to $2.015) and the 2026 Lind Warrant (from $11.428 to $2.015), and the conversion price of the 2026 Lind Note (from $11.428 to $1.55).
- · A reverse stock split of 1-for-20 was completed in April 2026.
- · Authorized shares were reduced from 325,000,000 to 150,000,000 via stockholder approval in July 2026.
- · The selling stockholder may sell shares at fixed or market prices on the NYSE American.
09-09-2026
AfterNext Acquisition I Corp. (AFNX) filed an amended S-1 registration statement on September 9, 2026, for its initial public offering. The filing details the offering of units at $10.00 per unit, with various scenarios for over-allotment options and potential redemptions. The company is a blank-check SPAC seeking to acquire a target business, and the registration statement outlines the structure, proceeds, and risks of the offering.
- · The filing is an amendment (S-1/A) to the initial registration statement.
- · The offering includes an over-allotment option that can be exercised or not, affecting the number of units sold.
- · Redemption scenarios are modeled at 25%, 50%, 75%, and 100% of the maximum offering.
- · The filing includes details on founder shares, private units, and deferred underwriting commissions.
- · The company is a limited liability company organized as a SPAC.
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