US Pre-Market SEC Filings Roundup — September 16, 2026

15-09-2026

Tricor Pacific Capital Inc. and its wholly-owned subsidiary Tricor PMT25 Holdings Inc. filed an amended Schedule 13D disclosing that, as of September 14, 2026, they beneficially own 2,701,056 shares of CPI Card Group Inc. common stock, representing 23.45% of the outstanding shares. The filing reports that on September 14, 2026, the subsidiary purchased an additional 525,000 shares at $21.50 per share for a total of $11,287,500 in a registered secondary offering. The increase in ownership does not reflect any change in Tricor's previously stated investment purposes.

• · The additional 525,000 shares were purchased at $21.50 per share, funded by Tricor's working capital.
• · On December 4, 2025, Sub purchased 1,926,056 restricted shares in a privately negotiated transaction and entered into a Director Nomination Agreement granting pro rata board nomination rights (up to two directors).
• · Sub also became party to a Registration Rights Agreement dated October 15, 2015, and agreed to a one-year lock-up on the restricted shares.
• · Prior to the December 2025 purchase, Tricor already held 250,000 shares purchased in September 2024.
• · The Reporting Persons disclaim any present plan or proposal for actions under Item 4 of Schedule 13D beyond those described.

15-09-2026

Allen Family Digital, LLC, controlled by Byron Allen, has acquired 45,700,000 shares of BuzzFeed, Inc. Class A Common Stock, representing a 53.5% beneficial ownership stake. The transaction includes registration rights for the purchaser and standard representations and warranties. This significant stake acquisition positions Allen Family Digital as the majority shareholder of BuzzFeed.

• · The filing is an Amendment No. 2 to Schedule 13D, dated September 11, 2026.
• · The share purchase agreement includes provisions for removal of restrictive legends and registration rights on Form S-3.
• · The registration statement must be filed within 60 days of a request by the purchaser and kept effective until shares can be sold under Rule 144 without restrictions.
• · The company bears all expenses related to the registration statement, including legal fees for the purchaser's counsel.
• · The purchaser may be required to suspend use of the registration statement up to two times per 365-day period for up to 90 days each under certain conditions.

15-09-2026

10% owner TVP Bitcoin Venture GP II, L.L.C. exercised/converted 326,522 Class A Common Stock at $0.00 (~$914). 4 transactions reported in total. TVP Bitcoin Venture GP II, L.L.C. holds 1,125,617 shares after the transaction.

• · 10% owner TVP Bitcoin Venture GP II, L.L.C. exercised/converted 326,522 Class A Common Stock at $0.00 (~$914)
• · 10% owner TVP Bitcoin Venture GP II, L.L.C. exercised/converted 212,268 Class A Common Stock at $0.00 (~$594)
• · 10% owner TVP Bitcoin Venture GP II, L.L.C. exercised/converted 326,522 Series A Common Warrants
• · 10% owner TVP Bitcoin Venture GP II, L.L.C. exercised/converted 212,268 Series A Common Warrants

15-09-2026

Director Green Kristen was awarded 9,055 Stock Units.

• · Director Green Kristen was awarded 9,055 Stock Units

15-09-2026

Director JENKINS GEORGE M sold 6,520 Common Stock at $150.62 (~$982K). 9 transactions reported in total. JENKINS GEORGE M holds 160,116 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Director JENKINS GEORGE M sold 6,520 Common Stock at $150.62 (~$982K)
• · Director JENKINS GEORGE M sold 4,577 Common Stock at $151.72 (~$694K)
• · Director JENKINS GEORGE M sold 1,274 Common Stock at $153.06 (~$195K)
• · Director JENKINS GEORGE M sold 5,632 Common Stock at $151.46 (~$853K)
• · Director JENKINS GEORGE M sold 6,160 Common Stock at $152.12 (~$937K)
• · Director JENKINS GEORGE M sold 1,560 Common Stock at $153.10 (~$239K)
• · Director JENKINS GEORGE M sold 954 Common Stock at $149.38 (~$143K)
• · Director JENKINS GEORGE M sold 263 Common Stock at $150.40 (~$39.6K)

15-09-2026

Director FINNERTY WILLIAM J sold 1,602 Common Stock at $77.59 (~$124K). FINNERTY WILLIAM J holds 30,405 shares after the transaction.

• · Director FINNERTY WILLIAM J sold 1,341 Common Stock at $76.67 (~$103K)
• · Director FINNERTY WILLIAM J sold 1,602 Common Stock at $77.59 (~$124K)

15-09-2026

Chief Transformation Officer Duprey Lauren Rusckowski sold 34,535 American Depositary Shares at $18.54 (~$640K). Duprey Lauren Rusckowski holds 191,522 shares after the transaction.

• · Chief Transformation Officer Duprey Lauren Rusckowski sold 34,535 American Depositary Shares at $18.54 (~$640K)

15-09-2026

Chief Executive Officer Winters Jaymes bought 984 Common Stock at $7.11 (~$7K). Winters Jaymes holds 4,709 shares after the transaction.

• · Chief Executive Officer Winters Jaymes acquired 3,725 Common Stock
• · Chief Executive Officer Winters Jaymes bought 984 Common Stock at $7.11 (~$7K)

15-09-2026

Director Wilks Matthew bought 1,319,493 Common Stock at $26.01 (~$34.3M). Wilks Matthew holds 1,477,285 shares after the transaction.

• · Director Wilks Matthew bought 1,319,493 Common Stock at $26.01 (~$34.3M)

15-09-2026

Chief Executive Officer Fitzsimons Joseph Francis disposed to the issuer 3,438 Class A Ordinary Shares at $15.22 (~$52.3K). 4 transactions reported in total. Fitzsimons Joseph Francis holds 10,883 shares after the transaction.

• · Chief Executive Officer Fitzsimons Joseph Francis exercised/converted 14,321 Class A Ordinary Shares
• · Chief Executive Officer Fitzsimons Joseph Francis disposed to the issuer 3,438 Class A Ordinary Shares at $15.22 (~$52.3K)
• · Chief Executive Officer Fitzsimons Joseph Francis was awarded 229,148 Restricted Stock Unit
• · Chief Executive Officer Fitzsimons Joseph Francis exercised/converted 14,321 Restricted Stock Unit

15-09-2026

Chief Financial Officer STAAB THOMAS R II bought 5,675 Common Stock at $1.94 (~$11K). STAAB THOMAS R II holds 15,675 shares after the transaction.

• · Chief Financial Officer STAAB THOMAS R II bought 5,675 Common Stock at $1.94 (~$11K)

15-09-2026

Chairman of the Board and CEO MURPHY MATTHEW J sold 7,500 Common Stock at $223.39 (~$1.68M). MURPHY MATTHEW J holds 775,686 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Chairman of the Board and CEO MURPHY MATTHEW J sold 7,500 Common Stock at $223.39 (~$1.68M)

15-09-2026

CAO, CLO and Secretary DACIER PAUL T had withheld for taxes 4,457 Common Stock at $37.09 (~$165K). DACIER PAUL T holds 100,001 shares after the transaction.

• · CAO, CLO and Secretary DACIER PAUL T had withheld for taxes 4,457 Common Stock at $37.09 (~$165K)

15-09-2026

Maurer Mark Lowry sold 52,564 Common Stock at $68.83 (~$3.62M). 4 transactions reported in total. Maurer Mark Lowry holds 203,244 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Maurer Mark Lowry exercised/converted 69,372 Common Stock at $8.90 (~$617K)
• · Maurer Mark Lowry sold 52,564 Common Stock at $68.83 (~$3.62M)
• · Maurer Mark Lowry sold 50,528 Common Stock at $67.02 (~$3.39M)
• · Maurer Mark Lowry exercised/converted 69,372 Stock Options

15-09-2026

10% owner TALON CAPITAL SPONSOR LLC disposed of 20,000 Class B ordinary shares at $0.00 (~$60).

• · 10% owner TALON CAPITAL SPONSOR LLC disposed of 20,000 Class B ordinary shares at $0.00 (~$60)

15-09-2026

Director Alford Tony L bought 3,704 Common Shares at $4.91 (~$18.2K). 4 transactions reported in total. Alford Tony L holds 3,177,056 shares after the transaction.

• · Director Alford Tony L bought 3,704 Common Shares at $4.91 (~$18.2K)
• · Director Alford Tony L bought 3,704 Common Shares at $4.90 (~$18.1K)
• · Director Alford Tony L bought 3,704 Common Shares at $4.89 (~$18.1K)
• · Director Alford Tony L bought 185 Common Shares at $4.98 (~$922)

16-09-2026

Karman Holdings Inc. (KRMN) filed a Form 8-K on September 16, 2026, furnishing an investor presentation under Regulation FD (Item 7.01). The presentation, attached as Exhibit 99.1, was made available to investors but is furnished, not filed, for SEC purposes. No financial results or operational metrics were disclosed in the filing itself.

• · Filing date: September 16, 2026
• · Exhibit 99.1: Investor Presentation dated September 16, 2026
• · Common stock trades on NYSE under ticker KRMN
• · Company is an emerging growth company and has not elected to opt out of extended transition period for new accounting standards

16-09-2026

On September 14, 2026, three directors of Longduoduo Co Ltd — Binbin Wu, Jiayang Ma, and Bo Shan — resigned from the Board of Directors. Each director certified that the resignation was not due to any disagreement with the company's operations, policies, or procedures. The resignations reduce the board size and may raise governance concerns, though the company stated no disagreements were involved.

• · The resignations occurred on September 14, 2026, and the 8-K was filed on September 16, 2026.
• · The company is an emerging growth company and has not elected to use the extended transition period for new accounting standards.
• · The resigning directors certified no disagreement with the company's operations, policies, or procedures.

16-09-2026

Trip.com Group Limited filed a Form 6-K with the SEC to disclose its unaudited interim financial results for the six months ended June 30, 2026, as published on the Hong Kong Stock Exchange. The filing includes a supplemental reconciliation of material differences between U.S. GAAP and IFRS. No specific financial figures or performance metrics are provided in this filing.

• · The HK Interim Report is published under Rule 13.48(1) of the Hong Kong Listing Rules.
• · The reconciliation between U.S. GAAP and IFRS is attached as Exhibit 99.1.

16-09-2026

SK Telecom reported total consolidated sales of ₩8,751,369 million (approx. $6.7B) for the six months ended June 30, 2026, with wireless business contributing 74% of revenue and fixed-line 24%. Operating profit was ₩1,103,634 million, while finance losses of ₩119,075 million and investment losses of ₩31,815 million reduced pre-tax profit to ₩1,037,558 million. The company also disclosed the liquidation of Global AI Platform Corporation Korea Co., Ltd. during the period and amendments to its articles of incorporation at recent shareholder meetings.

• · Global AI Platform Corporation Korea Co., Ltd. was liquidated during the reporting period.
• · Wireless segment operating profit was ₩847,784 million, fixed-line ₩253,686 million, and other ₩5,188 million for H1 2026.
• · Finance loss of ₩119,075 million and loss from investments in associates and joint ventures of ₩31,815 million were recorded in H1 2026.
• · High-speed Internet subscribers grew slightly from 28.7 million (Dec 2025) to 28.8 million (Jun 2026), while IPTV remained flat at 31.8 million.
• · Fixed-line telephone subscribers increased from 18.6 million (Dec 2025) to 18.7 million (Jun 2026); Cable TV subscribers remained flat at 22.9 million.
• · Articles of incorporation were amended at the 40th, 41st, and 42nd General Meetings of Shareholders (2024-2026) to strengthen board deliberation and align with Korean Commercial Code.
• · R&D costs for H1 2026 were ₩186,787 million, representing 2.13% of sales, compared to 2.08% for FY 2025 and 2.19% for FY 2024.

16-09-2026

Borr Drilling Ltd filed a Form 6-K with the SEC on September 15, 2026, attaching a press release as Exhibit 99.1. The filing is a routine foreign private issuer report and does not contain any financial results or material operational updates beyond the press release reference.

• · Filing type: Form 6-K (Report of Foreign Private Issuer)
• · Commission file number: 001-39007
• · Exhibit 99.1 is a press release, but its content is not disclosed in this filing.

16-09-2026

Sohu.com Ltd held its Annual General Meeting where three Class I directors were elected: Dr. Charles Zhang, Dr. Zhonghan Deng, and Mr. Dave De Yang. Each nominee received a majority of votes cast in favor, though a significant number of votes were withheld, indicating some shareholder dissent.

• · All three director nominees were elected with a majority of votes cast in favor.
• · Withheld votes ranged from 7,378,565 to 7,634,415, representing roughly 40% of total votes cast for each nominee.

16-09-2026

Beneficient issued 32,019 shares of Class A common stock at $1.06 per share to three accredited investors — CEO James G. Silk, CFO Derek L. Fletcher, and board member Peter T. Cangany — in a private placement exempt under Section 4(a)(2) and Regulation D. The transaction raised gross proceeds of approximately $33,940, reflecting insider participation by company officers and directors.

• · The shares were issued at $1.06 per share, a price set by the subscription agreements.
• · Each purchaser represented accredited investor status under Rule 501 of the Securities Act.
• · The shares were acquired for investment purposes, not for distribution.
• · The offering was exempt from registration under Section 4(a)(2) of the Securities Act and Regulation D.
• · The filing was made under Item 3.02 (Unregistered Sales of Equity Securities).

16-09-2026

Phoenix Financial Ltd. and its subsidiary Partnership for Israeli shares filed a Schedule 13G with the SEC on September 16, 2026, disclosing aggregate beneficial ownership of 2,746,913.24 ordinary shares of NOVA LTD., representing 8.64% of the 31,782,972 outstanding shares as of September 9, 2026. The filing is a routine passive ownership disclosure under Rule 13d-1(c), with no indication of any intent to change or influence control of the issuer.

• · The filing is made under Rule 13d-1(c), indicating passive investment intent with no purpose of changing or influencing control.
• · Phoenix Financial Ltd. disclaims beneficial ownership in excess of its actual pecuniary interest and disclaims the existence of any group with its subsidiaries.
• · The ownership rights in Partnership for Israeli shares change frequently according to a mechanism in the partnership agreement.
• · The filing includes a joint filing agreement and a board resolution authorizing signatures.

16-09-2026

Earlyworks Co., Ltd. (ELWS) disclosed in a Form 6-K the appointment of two new directors as of 2026: Mr. (unnamed in title) and Brandon J. Williams. Both directors hold zero shares in the company and have extensive backgrounds in capital markets, healthcare finance, and digital assets. No financial results, operational metrics, or period-over-period comparisons were provided in this filing.

• · Both new directors were appointed in 2026 and are incumbents at the time of filing.
• · The director (first profile) serves as Chief Strategy Officer of Earlyworks and holds concurrent academic and advisory roles.
• · Brandon J. Williams has over 15 years in capital markets, digital assets, and fintech, including involvement in 70+ PIPE/IPO/secondary transactions at Dawson James Securities.

16-09-2026

Zenta Group Company Limited completed the acquisition of ZentoAI Intelligent Technology Company Limited on September 11, 2026, paying HKD10,000,000 in cash and issuing 12,278,340 Class A ordinary shares to the selling shareholders. Following the closing, the company has 24,087,179 ordinary shares outstanding, comprising 17,719,499 Class A and 6,367,680 Class B shares. The filing does not provide any financial performance data, so no period-over-period comparisons or mixed metrics are available.

• · The acquisition was previously disclosed in a Form 6-K filed on September 9, 2026.
• · The Share Purchase Agreement was filed as Exhibit 10.1 to the prior 6-K.

16-09-2026

Oscar Health announced improved full-year 2026 guidance ahead of its Investor Day on September 16, 2026. The company raised its Earnings from Operations outlook by $100 million to a range of $600 million to $800 million, and improved its Medical Loss Ratio expectation by 50 basis points to 81.0%-82.0%. However, total revenue guidance of $18.7 billion to $19.0 billion and SG&A expense ratio of 15.6%-16.1% were reaffirmed without change, indicating no top-line growth revision.

• · The 2026 Investor Day webcast will be archived on Oscar's investor relations website for 90 days following September 16, 2026.
• · The filing includes a cautionary note regarding forward-looking statements, referencing risk factors in the Annual Report on Form 10-K for the year ended December 31, 2025.

16-09-2026

Huntington Bancshares filed an 8-K furnishing presentation slides for its participation in the 2026 Barclays Global Financial Services Conference on September 16, 2026. CEO Steve Steinour and CFO Zach Wasserman are scheduled to present to analysts and investors. The filing is a routine Regulation FD disclosure and does not contain any financial results or material new information.

• · The presentation slides are furnished under Item 7.01 and are not deemed 'filed' for SEC liability purposes.
• · The filing includes a comprehensive caution regarding forward-looking statements covering risks such as inflation, interest rate changes, geopolitical conditions, and regulatory changes.
• · The company's common stock (HBAN) and four series of preferred stock depositary shares (HBANP, HBANM, HBANL, HBANZ) are listed on Nasdaq.

16-09-2026

Prudential PLC disclosed that a shareholder crossed the 5% voting rights threshold, holding 5.118492% of total voting rights as of the notification date. The position consists of 5.012263% in voting shares and 0.106229% through financial instruments, representing 127,595,234 voting rights. This is a new position, as the previous notification showed 0%.

• · The threshold was crossed on an unspecified date, with the notification filed on September 16, 2026.
• · The previous notification showed 0% holdings, indicating this is a new significant stake.

16-09-2026

James River Group Holdings, Inc. filed its definitive proxy statement (DEF 14A) on September 16, 2026, detailing director compensation, executive officer biographies, and employee-related initiatives. The company reported 576 employees as of December 31, 2025, and achieved a 71% participation rate in its October 2025 employee engagement survey, earning Top Workplaces USA recognition for the sixth consecutive year. Director compensation was increased in February 2026 for the first time since 2023, with annual equity awards for non-employee directors rising from $50,000 to $100,000 and the Chair's equity award increasing from $100,000 to $150,000.

• · Director Matthew Botein does not receive compensation for his service as a director, pursuant to the terms of the Investment Agreement relating to the issuance of Series A Preferred Shares.
• · The company's stock ownership guidelines require the CEO to own shares worth five times annual base salary, other executive officers three times, and non-employee directors three times their annual cash retainer.
• · The company was named a 2026 Top Workplace by the Richmond-Times Dispatch for the fourth consecutive year and tenth time overall.
• · Joel D. Cavaness joined the Board on July 21, 2025 and received a pro-rated restricted share unit award of 5,479 shares.
• · Ollie L. Sherman, Jr. served as a director until his retirement on April 30, 2025.

16-09-2026

Brightstar Lottery PLC announced results of its tender offer to purchase any and all of its outstanding €500,000,000 2.375% Senior Secured Notes due 2028. At expiration, €342,207,000 aggregate principal amount of the Notes had been validly tendered, which the company intends to accept for purchase. The purchase will be funded with proceeds from the company's recently priced €500,000,000 4.875% Senior Secured Notes due 2032, with settlement expected on September 18, 2026.

• · Tender offer expired at 4:00 p.m. London time on September 15, 2026.
• · Settlement of the new Senior Secured Notes due 2032 expected on September 17, 2026.
• · Settlement of the tender offer expected on September 18, 2026.
• · The tender offer was for Regulation S interests in the Notes.
• · The company intends to accept for purchase all validly tendered Notes, subject to conditions in the tender offer memorandum.

16-09-2026

AITX filed an 8-K on September 16, 2026, announcing a press release titled 'AITX's RAD Sales Reinforce ROSA's Role as the Foundation of Its Stationary Security Platform.' The filing is a routine disclosure of a corporate update with no financial figures or period-over-period comparisons provided.

16-09-2026

Woodside Energy Group Ltd filed a Form 6-K with the SEC on September 16, 2026, solely to furnish an ASX announcement titled 'Appendix 3Z' (a standard Australian securities form typically used to notify the ASX of a director's cessation or appointment). The filing contains no financial results, operational updates, or material corporate developments; it is a routine regulatory disclosure.

• · The filing is a Form 6-K under Rule 13a-16/15d-16 for the month of September 2026.
• · The sole exhibit is an ASX announcement dated September 16, 2026, titled 'Appendix 3Z'.
• · The registrant's principal executive offices are at Mia Yellagonga, 11 Mount Street, Perth, Western Australia 6000.

16-09-2026

Lanvin Group Holdings Ltd announced changes to its Board of Directors effective September 30, 2026. Mitchell Alan Garber and Chao Zou resigned as directors, with CFO Xi Luo appointed to succeed Zou. The changes do not stem from any disagreements with the Company. While the Company is actively searching for an additional independent director, no negative financial impact or operational disruption is indicated.

• · Garber also stepped down as member of Audit Committee and Chair of Compensation Committee.
• · Jennifer Fleiss appointed to Audit Committee, Max Chen appointed Chair of Compensation Committee.
• · The Company is continuing its search for an additional independent director.
• · Board expressed appreciation to departing directors for their service.

16-09-2026

Alterity Therapeutics Limited, a development-stage biotech, filed a Form 6-K with the SEC on September 16, 2026, solely to submit an application for quotation of securities (ATH) on the ASX. The filing contains no financial results, operational updates, or material corporate developments, and is a routine regulatory disclosure.

• · Filing is a Form 6-K for the month of September 2026.
• · The exhibit (99.1) is an 'Application for quotation of securities - ATH'.
• · The filing is incorporated by reference into the company's Form S-8 and Form F-3 registration statements.
• · The company is a development-stage enterprise.
• · The report was signed by Chairman Julian Babarczy.

16-09-2026

LuxExperience B.V. filed a Form 6-K with the SEC on September 16, 2026, furnishing its Q4 FY 2026 earnings press release as Exhibit 99.1. The filing is signed by CFO Dr. Martin Beer. No financial figures are included in the filing itself, so performance metrics are not available.

• · The earnings press release is furnished as Exhibit 99.1 and is not deemed 'filed' for Section 18 purposes.
• · The filing date is September 16, 2026, covering Q4 FY 2026 results.