US SEC Filings Daily Market Digest — September 30, 2026

30-09-2026

Laredo Oil, Inc. reported a significantly wider net loss from continuing operations of $(7,919,331) for the year ended May 31, 2026, compared to a $(2,448,590) loss in the prior year, driven by a sharp decline in revenue to $3,141 from $9,423 and a 169% surge in general, selling and administrative expenses. However, the company reduced its net loss from discontinued operations to $52,340 from $733,284, and increased its cash position to $405,836 from $299,409, while also growing its outstanding shares to 29,725,000 from 20,000,000.

• · Total current assets increased to $492,039 from $298,523 year-over-year.
• · Oil and gas acquisition and drilling costs dropped to $0 from $1,001,209.
• · Convertible debt contributed for net working interest remained at $575,000.
• · Bridge securities, net of debt discount, decreased to $202,261 from $352,478.
• · Note payable current portion slightly increased to $62,349 from $61,729.
• · Total current liabilities rose to $13,221,198 from $12,909,540.
• · Total liabilities increased to $14,141,944 from $14,020,333.
• · Warrants exercised in exchange for debt retirement totaled $628,814 in FY2026.
• · Sale of stock in exchange for debt and related interest repayment totaled $888,619 in FY2026.
• · Issuance of stock for service was $100,000 in FY2026.
• · Impairment expense increased to $348,393 from $21,716.
• · Interest expense, net increased to $888,864 from $489,918.
• · Other non-operating income decreased to $15,963 from $628,702.
• · Gain on sale of membership interest in HCC – related party was $272,892 in FY2026.
• · Relative fair value of warrants issued with debt was $204,716 in FY2026.
• · Balance at May 31, 2026 shows 84,244,558 shares issued and outstanding with par value $8,424.
• · Stockholders' deficit increased to $(12,929,508) from $(12,572,315).

30-09-2026

Cal-Maine Foods reported a sharp decline in first quarter fiscal 2027 results, with net sales falling 41.5% YoY to $539.6 million and a net loss of $58.6 million compared to a $199.3 million profit in the prior year. The company attributed the downturn to an industry-wide supply imbalance in conventional shell eggs, which saw average prices drop 59.3% YoY. However, the company highlighted strategic progress in its diversification, with Specialty Shell Eggs and Prepared Foods now representing 54.1% of net sales (up from 37.1%), though these segments also experienced volume and income declines.

• · No cash dividend will be paid for Q1 FY2027 under the variable dividend policy; a cumulative loss of $94.5 million must be recovered before future dividends resume.
• · Cash and short-term investments decreased from $924.1 million (May 30, 2026) to $767.6 million (Aug 29, 2026).
• · Total assets decreased from $3.11 billion to $3.01 billion quarter-over-quarter.
• · Stockholders' equity decreased from $2.64 billion to $2.58 billion quarter-over-quarter.
• · Prepared Foods production capacity is expected to increase more than 60% by the first half of fiscal 2028 compared to fiscal 2026 year-end.
• · The company acquired additional Eggland's Best franchise territory in the Northeast.

30-09-2026

General Mills announced that Dana McNabb, currently COO, will succeed Jeff Harmening as CEO effective January 1, 2027, with Harmening becoming Executive Chair. The company highlighted Harmening's tenure, during which it returned over $17 billion to shareholders and revamped a third of its portfolio, but McNabb emphasized that returning the company to profitable growth is the priority, implying recent performance challenges. Fiscal 2026 net sales were $18 billion, with an additional $1 billion from non-consolidated JVs.

• · McNabb has been with General Mills for 27 years, starting in Canada in 1999.
• · McNabb currently leads all four operating segments: North America Retail, North America Pet, North America Foodservice, and International.
• · McNabb previously served as Group President of North America Retail (2024) and added North America Pet in 2025.
• · Harmening has served as CEO for nearly a decade.
• · The board unanimously elected McNabb following a multi-year succession planning process.
• · McNabb holds a bachelor's degree from the University of Ottawa and an MBA from London Business School.

30-09-2026

Jabil reported strong Q4 and FY2026 results, with net revenue of $10.6B for Q4 and $36.0B for the full year, exceeding expectations. The company guided FY2027 revenue of $44.5B (up 24%) and core diluted EPS of $17.55 (up 34%), driven by AI infrastructure and diversified end-market growth. However, U.S. GAAP diluted EPS for Q4 was $3.76, and the Q1 FY2027 outlook midpoint of $3.98 per share implies a sequential decline from Q4's $4.40 core EPS, reflecting seasonal or transitionary headwinds.

• · Total assets grew to $27.4B as of August 31, 2026 from $18.5B a year earlier, driven largely by a surge in accounts receivable ($6.5B vs $4.0B), inventories ($7.4B vs $4.7B), and prepaids ($4.6B vs $2.0B).
• · Total liabilities increased to $25.8B from $17.0B, with accounts payable nearly doubling to $14.4B.
• · Q4 FY2026 gross profit margin was 9.4% ($1,001M / $10,616M), compared to 9.5% in Q4 FY2025 ($783M / $8,252M), indicating slight margin compression on a GAAP basis despite strong revenue growth.
• · FY2026 gross profit margin was 9.2% ($3,317M / $35,954M), essentially flat versus FY2025's 8.9% ($2,646M / $29,802M) - a modest improvement of 30bps.
• · Selling, general and administrative expenses rose 22.7% YoY to $324M in Q4, outpacing the 28.6% revenue increase.
• · FY2026 restructuring, severance and related charges totaled $97M, down from $181M in FY2025, indicating a tapering of restructuring activities.
• · Weighted average diluted shares outstanding decreased to 106.0M in Q4 FY2026 from 109.2M in Q4 FY2025, reflecting ongoing share repurchases.
• · Treasury stock at cost increased to $(9,020)M from $(7,899)M year-over-year, indicating significant share buyback activity.

30-09-2026

Aperture AC (APUR) filed an 8-K announcing that its merger partner, Atlantic HPC Group, completed the acquisition of 100% of Valley Oasis Development LLC on September 23, 2026, for 29 MW of power contracts and a one-acre land lease in Dyersburg, Tennessee. The filing also includes an investor presentation for the proposed business combination between Aperture and Atlantic. No financial figures or period-over-period comparisons were provided in this filing.

• · The Tennessee Acquisition closed on September 23, 2026, prior to the filing date of September 30, 2026.
• · The land lease at 1 Bekaert Drive, Dyersburg, Tennessee expires in March 2036 without an option to extend.
• · Aperture is a blank check company (SPAC) incorporated in the Cayman Islands, with securities listed on The Nasdaq Capital Market (APUR and APURR).
• · Atlantic has historically derived substantially all of its revenue from bitcoin mining and remains heavily dependent on bitcoin mining for the foreseeable future.
• · Atlantic's AI/HPC infrastructure business has not generated material revenue to date, and there is no assurance of successful transition from bitcoin mining to AI/HPC services.

30-09-2026

Conagra Brands reported Q1 FY2027 results with net sales decreasing 1.4% to $2.6 billion and organic net sales down 1.1%. Adjusted EPS rose 5.1% to $0.41, beating expectations, while gross margin contracted 62 basis points to 23.8%. The company reaffirmed its full-year guidance despite a challenging operating environment, with net debt reduced 2.5% to $7.4 billion.

• · Organic net sales decline of 1.1% was driven by a 2.1% volume decrease partially offset by 1.0% positive price/mix.
• · Grocery & Snacks segment saw a 5.4% volume decline and 21.5% operating profit drop, the worst segment performance.
• · Refrigerated & Frozen segment adjusted operating profit fell 13.0% despite only a 0.1% volume decline.
• · International segment operating profit fell 8.6% despite a 2.7% net sales increase, hurt by COGS inflation and FX.
• · Foodservice was the only segment with positive volume growth (+2.5%) and operating profit growth (+11.4%).
• · Free cash flow swung to negative $128 million from negative $26 million a year ago, driven by lower operating profit and higher litigation payments.
• · Net leverage ratio stood at 3.99x at quarter end, with net debt of $7.4 billion.
• · The company paid a dividend of $0.35 per share in the quarter.
• · Fiscal 2027 guidance reaffirmed: organic net sales change of (3)% to (1)%, adjusted operating margin 10.0%-10.5%, adjusted EPS $1.40-$1.50.

30-09-2026

DigitalBridge Group, Inc. filed a Second Amended and Restated Charter, effective September 30, 2026, following a corporate action. The charter establishes a three-member board, authorizes 500,000,000 shares (250,000,000 common and 250,000,000 preferred), and includes provisions for preferred stock series, including the 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock with a $25.00 liquidation preference. The filing reflects governance changes and potential capital structure adjustments, but no financial results or operational metrics were disclosed.

• · The charter authorizes 500,000,000 shares of stock, split equally between Common Stock ($0.001 par value) and Preferred Stock ($0.01 par value).
• · The board of directors consists of three members: Vikas Parekh, Varun Aravapally, and Ippei Mimura.
• · The charter includes provisions for indemnification of directors and officers to the maximum extent permitted by Maryland law.
• · The Series J Preferred Stock has a liquidation preference of $25.00 per share and is cumulative and redeemable.
• · The charter allows the board to reclassify unissued shares and issue new classes or series without stockholder approval, subject to Maryland law.

30-09-2026

Q32 Bio announced positive 36-week results from Part B of the SIGNAL-AA Phase 2a trial of bempikibart in severe/very severe alopecia areata, showing a 35.3% mean SALT score reduction and 40.0% SALT-20 response rate in the mITT population. However, efficacy was limited in prior JAK non-responders (4.8% mean reduction vs 48.3% in prior JAK responders). The drug demonstrated robust durability during a 16-week off-drug period, with 44% SALT-20 response and deepening of response in 42% of patients. Safety was generally well-tolerated with no serious adverse events. The company plans to advance bempikibart into a registration-directed program in H1 2027.

• · Loading dose regimen achieved steady state concentrations approximately 10 weeks earlier than in Part A.
• · Negligible anti-drug antibodies (ADA) observed with no impact on pharmacokinetics.
• · On-target reduction in absolute lymphocyte count flattened at Weeks 24-28 with no correlation to infection events.
• · Post-treatment biopsies showed reduced CD3+/CD8+ infiltrates around hair follicles and increased anagen follicles.
• · One latent responder during treatment converted to SALT-20 response at end of off-drug period.
• · One patient achieved complete hair growth (SALT=0) during off-drug period.
• · Company anticipates Part B OLE data in second half of 2027.
• · Planned regulatory discussions in second half of 2026 before registration-directed program.

30-09-2026

Haoxi Health Technology Ltd (HAO) filed its annual report on Form 20-F for the fiscal year ended June 30, 2026, highlighting significant risk factors including unstable operating revenue, potential net cash outflows, customer concentration, and PRC regulatory uncertainties. The company also flagged that certain customers contributed a significant percentage of total revenue in fiscal 2026, 2025, and 2024, and that it may not achieve or sustain profitability. Exchange rates showed the RMB appreciated against the USD, with the year-end rate improving from RMB7.1586 to RMB6.8109 per $1.00.

• · The company may be treated as a PRC resident enterprise for tax purposes, subjecting global income to PRC income tax.
• · Dividends to foreign investors and gains on sale of Class A Ordinary Shares may be subject to PRC tax.
• · Uncertainties exist regarding indirect transfers of equity interests in PRC resident enterprises.
• · Restrictions on currency exchange may limit the ability to utilize revenue effectively.
• · Failure to make adequate employee benefit contributions and withhold individual income tax may result in penalties.
• · SEC, PCAOB, Nasdaq, and HFCA Act developments may affect continued listing or future offerings.
• · Cash or assets in PRC may not be available to fund operations outside PRC due to government restrictions.
• · PRC laws and regulations are vague and uncertain, with changes that may impair profitability.
• · Substantial future sales of Class A Ordinary Shares could cause the share price to decline.

30-09-2026

Nova Minerals Ltd (NVAAF) filed its fiscal 2026 10-K, highlighting significant progress at the Estelle Project in Alaska, including a US$43.4 million Defense Production Act Title III award for antimony development and completion of equity offerings generating approximately US$22.3 million in gross proceeds. However, the company remains an exploration-stage entity with no revenues, no proven reserves, and a going concern risk, while exploration and evaluation expenses surged 258% year-over-year to US$20.0 million from US$4.4 million.

• · No mineral reserves established on Estelle property; only measured, indicated and inferred gold resources
• · No antimony mineral resource estimate established yet
• · Company does not currently operate any mines
• · Material weaknesses identified in internal control over financial reporting
• · No dividends expected on common stock in foreseeable future
• · Approximately 6,500 meters of drilling completed in fiscal 2026; 9,000 meters drilled in 2026 summer season with assays pending
• · US$43.4 million DPA Title III award received in October 2025
• · Equity offerings in July and December 2025 raised US$12.1 million and US$22.3 million gross proceeds respectively
• · AIDEA approved additional US$25 million for West Susitna Access Road studies
• · 42.81 acres of industrial land secured at Port MacKenzie
• · 1.5 million pounds of freight transported to Estelle site; 500 tons of equipment delivered to Port MacKenzie
• · Gold price assumption of US$2,000/oz used in resource estimates
• · Combined processing recoveries of 88.20% for RPM and 75.94% for Korbel
• · General and administrative cost of US$1.30/t

30-09-2026

DarkIris Inc. (DKI), a Cayman Islands holding company with operations in Hong Kong and mainland China, filed an F-1 registration statement with the SEC on September 30, 2026, for an initial public offering of up to 4,166,666 Units (each consisting of one Class A Ordinary Share and one Warrant) at an assumed price of $1.20 per Unit, plus up to 4,166,666 Pre-Funded Units at $1.1999 each. The company is listing on Nasdaq under the ticker 'DKI' and intends to use proceeds for operations team expansion, product development, and working capital. However, the filing highlights significant regulatory risks, including potential CSRC filing requirements, cybersecurity review obligations, and the risk of trading prohibitions under the HFCA Act if the PCAOB cannot inspect its auditor, which could materially harm the value of its shares.

• · The company believes it is not subject to CSRC filing requirements because it conducts substantially all of its business in Hong Kong and its mainland China subsidiary accounts for under 50% of operating revenue, total profit, total assets, and net assets.
• · The PCAOB vacated its December 16, 2021 determination on December 15, 2022, after securing complete access to inspect and investigate firms in mainland China and Hong Kong.
• · The Warrants expire six months after the Initial Exercise Date and may be exercised at a zero exercise price option.
• · The offering price per Unit will be determined through negotiations with the Placement Agent, not set at a fixed price.
• · The company may take advantage of certain Nasdaq corporate governance exemptions available to foreign private issuers in the future, despite not currently intending to do so.

30-09-2026

Hormel Foods announced a definitive agreement to acquire Brakebush Brothers, a leading value-added chicken company, for approximately $1.055 billion, with closing expected in Q1 fiscal 2027. The acquisition is expected to be accretive to adjusted EPS beginning in fiscal 2028 and will strengthen Hormel's Foodservice segment. However, the deal is subject to regulatory approval and customary closing conditions, and involves risks related to integration, financing, and potential disruption.

• · Brakebush is headquartered in Westfield, WI with additional facilities in Mocksville, NC; Irving, TX; Wells, MN; and Hartwell, GA.
• · Brakebush is a non-vertically integrated chicken provider serving national and regional foodservice operators.
• · Hormel expects to report Brakebush's results primarily in its Foodservice segment.
• · The acquisition is expected to be accretive to adjusted EPS beginning in fiscal 2028.
• · Wells Fargo is exclusive financial advisor to Hormel; William Blair is exclusive financial advisor to Brakebush.
• · A conference call will be webcast on Sep. 30, 2026 at 7 a.m. CT.

30-09-2026

Hall Chadwick Acquisition Corp (HCACU) filed an amended Form 10-K/A on September 30, 2026, providing updated financial statements and risk factors. The filing details sponsor compensation, including 7,883,293 Class B shares for $25,000 and 614,000 private placement units for $6,140,000, plus potential working capital loans up to $2,500,000. Risks highlighted include debt service obligations that could reduce dividends and limitations on borrowing, while founder shares are subject to a 180-day lockup with early release conditions.

• · Founder shares lockup expires the earlier of 180 days after business combination or upon certain liquidation/merger transactions, with early release if Class A shares trade at or above $12.00 for 20 trading days within any 30-trading day period starting at least 150 days after the business combination
• · Working capital loans up to $2,500,000 may be convertible into units at $10.00 per unit
• · Sponsor may receive consulting, success or finder fees in connection with the initial business combination
• · Transfer restrictions apply to founder shares held by sponsor and named individuals, with exceptions for gifts, estate transfers, and certain private sales

30-09-2026

Form 4 ownership filing; the structured EDGAR document could not be retrieved for automated parsing.

30-09-2026

Beasley Broadcast Group, Inc. completed a Registered Direct Offering and Concurrent Private Placement on September 30, 2026, raising approximately $4.3 million in net proceeds. The company issued 200,000 shares of Class A Common Stock at $14.00 per share and Pre-Funded Warrants for 157,000 shares, along with Common Warrants for an additional 357,000 shares exercisable at $15.00 per share after six months. The proceeds will be used to reduce borrowings under a secured credit facility by $2.2 million and redeem approximately $11.4 million of 11.000% Senior Secured First Lien Notes due 2028, indicating a focus on deleveraging despite the relatively modest equity raise.

• · The offering was conducted under an effective shelf registration statement (File No. 333-295967) declared effective by the SEC on June 4, 2026.
• · Directors and executive officers entered into 60-day lock-up agreements post-closing.
• · The company agreed to a 60-day standstill on issuing new equity or filing registration statements (except for a resale registration statement and Form S-8 filings).
• · The company is prohibited from entering into Variable Rate Transactions for 180 days post-closing.
• · The Common Warrants are exercisable for a period of five and a half years from issuance, beginning six months after issuance.

30-09-2026

MacKenzie Realty Capital reported FY 2026 net revenues of $20.01 million, down 9% from $22.06 million in FY 2025, while net loss narrowed 41% to $14.13 million. The Board temporarily suspended the Preferred Share Repurchase Program to facilitate a strategic review with Maxim Group LLC, citing selling pressure on common stock from the exchange program. The company continues to explore strategic alternatives, including reverse takeovers, but there is no assurance of a transaction.

• · The revenue decline of 9% was primarily due to approximately $3.0 million of lease termination income recognized in the FY 2025 period.
• · The company's current portfolio includes interests in 5 multifamily properties and 8 office properties plus 1 multifamily development.
• · The company intends to invest at least 80% of total assets in real property and up to 20% in illiquid real estate securities, with the real property portfolio targeted to be 50% multifamily and 50% boutique Class A office.
• · The common stock was issued in exchange for preferred shares, creating additional selling pressure on the common stock.

30-09-2026

AKANDA CORP. reported a first half 2026 net loss of $6,246,310, widening from a $815,001 loss in the prior-year period, with operating loss of $4,818,268 versus $1,490,756. Sales of $404,394 were generated in H1 2026 versus none in H1 2025, but total current liabilities nearly doubled to $12,481,175 from $6,199,365, and the company had a working capital deficit of $9,682,542. The company also recorded a $2,000,000 cash payment for note consideration related to the acquisition of First Towers, and a $320,000 private placement in the prior period.

• · Loss per share from continuing operations – basic and diluted: $(11.80) for H1 2026 vs $(45.54) for H1 2025
• · Balance, June 30, 2025: Total equity $3,301,201, with accumulated deficit of $(58,253,006)
• · Balance, June 30, 2026: Total equity $74,871,042, with accumulated deficit of $(109,288,510)
• · Non-controlling interest: $17 as of June 30, 2026 vs $(1,255,116) as of December 31, 2025
• · Gain on loss of control of Canmart, net of cash surrendered and foreign currency translation adjustment: $(12,999) in H1 2025
• · Depreciation and amortization from discontinued operations: $926 in H1 2025
• · Interest expenses: $820,127 in H1 2026 vs $17,749 in H1 2025
• · Interest income from Bridge loans: $(38,116) in H1 2025
• · Foreign exchange loss (gain), net: $417,418 in H1 2026 vs $0 in H1 2025
• · Change in fair value of financial liabilities at FVTPL: $0 in both periods
• · Cash paid for note consideration pursuant to acquisition of First Towers: $2,000,000 in H1 2026
• · Proceeds from private placement: $320,000 in H1 2025
• · Net increase (decrease) in cash and cash equivalents: $310,314 in H1 2026 vs $(897,837) in H1 2025
• · Effects of exchange rate changes on cash and cash equivalents: $(59,212) in H1 2026 vs $(414,494) in H1 2025
• · Right-of-use assets: $181,206 as of June 30, 2026
• · Due to/from Akanda: $(8,907,624) as of June 30, 2026
• · Year ended December 31, 2025: Net Revenue $0, Operating expenses $(31,794), Other income $5,781
• · Other comprehensive income from discontinued operations: $(794,635) for year ended December 31, 2025
• · Effects of exchange rate changes on cash and cash equivalents: $705 for year ended December 31, 2025
• · Carrying amount of net liabilities immediately prior to loss of control of subsidiary: $(12,825) for year ended December 31, 2025
• · Reclassification of foreign currency translation reserve: $(520,792) for year ended December 31, 2025

30-09-2026

ADS-TEC Energy reported H1 2026 revenue of €7.4 million, down from €14.6 million in H1 2025, reflecting a 49% decline. However, operating loss improved by 12% and operating cash outflow decreased by €11.5 million year-on-year. The company is seeing strong market momentum in EV charging and battery storage, with a C&I order backlog of €20.3 million as of June 30, 2026, and a large-scale 1 GW / 4 GWh storage project in Germany advancing toward implementation.

• · EU battery-electric vehicle registrations reached approximately 1.64 million units in the first eight months of 2026, lifting market share to 21.7%.
• · Germany EV registrations were up 53% year-on-year.
• · The SKM project (1 GW / 4 GWh) in southern Germany has been designated as of 'overwhelming public interest' and has received grid connection commitment.
• · The company is responding to 20 RFQs with a combined value of approximately €77.3 million, corresponding to 530 MWh of storage capacity.
• · Next generation battery-buffered charging technology is planned for introduction in early summer 2027.
• · Own & Operate model validated with 17 sites in operation showing encouraging performance.

30-09-2026

Recon Technology, Ltd. filed its annual report (20-F) for the fiscal year ended June 30, 2026, reporting a significant improvement in financial performance. Revenue surged 65.8% YoY to ¥109,898,245 (from ¥66,285,032 in FY2025), and the net loss attributable to the company narrowed sharply by 30.4% to ¥29,660,048 from ¥42,588,554. However, the company remains unprofitable, with operating losses of ¥41,227,583, and its cash position declined substantially by 69.9% to ¥29,745,574, while total assets grew 21.7% to ¥639,446,774.

• · Revenue growth was driven entirely by the VIE and VIE's subsidiaries segment, which generated ¥120,415,337 in revenue for FY2026, up from ¥66,285,032 in FY2025.
• · The parent company (Cayman Islands) and Non-VIE subsidiaries (Hong Kong and PRC) reported zero revenue for all periods presented.
• · Operating expenses increased 7.1% to ¥77,715,623 in FY2026 from ¥72,560,249 in FY2025.
• · Other income, net, decreased 29.7% to ¥9,580,978 in FY2026 from ¥13,620,015 in FY2025.
• · The company's subsidiary Qinghai BHD, focused on solar energy heating furnaces, ceased major operations by June 2025 and was fully wound down as of September 2, 2025, due to poor operating performance.
• · Total current assets declined 35.7% to ¥228,970,875 as of June 30, 2026, from ¥356,157,898 a year earlier.
• · Non-current assets increased significantly to ¥410,475,899 from ¥169,463,227, driven by a large increase in other non-current assets at the Non-VIE subsidiary level.
• · The company's accumulated deficit (retained earnings deficit) widened to ¥288,411,758 from ¥258,751,710.
• · Non-controlling interests deficit increased to ¥13,896,737 from ¥13,457,771.

30-09-2026

Veradace Capital Management LLC and affiliates filed a Schedule 13D/A disclosing beneficial ownership of 2,089,805 shares of SoundThinking, Inc. common stock, representing approximately 15.8% of the 13,240,512 shares outstanding as of September 24, 2026. The filing relates to a definitive Merger Agreement dated September 28, 2026, under which Transom Signal AcquireCo, LLC will acquire SoundThinking via a tender offer at $8.00 per share plus one contingent value right per share, followed by a merger that will take the company private. The transaction is expected to close with the support of Veradace, which has agreed to tender its shares and support the deal, though the merger consideration represents a premium that may be below the stock's prior trading levels, and the company will cease to be publicly traded.

• · The Merger Agreement was entered into on September 28, 2026, and the tender offer must commence no later than 15 business days after that date.
• · The tender offer will remain open for 20 business days, subject to extension.
• · Veradace originally filed a Schedule 13G on January 7, 2026, based on passive investment intent, but filed a Schedule 13D on March 10, 2026, believing additional changes were necessary to maximize shareholder value.
• · The merger will be effected under Section 251(h) of the Delaware General Corporation Law, without a stockholder vote.
• · Following the merger, SoundThinking's common stock will cease to be registered under Section 12 of the Exchange Act, and the company will become privately held.
• · Veradace has agreed to tender its shares, vote against competing takeover proposals, and not transfer its shares, subject to exceptions.
• · The merger consideration includes one non-transferable contingent value right per share, in addition to the $8.00 cash per share.
• · The Merger Agreement is filed as Exhibit 99.1 to the Schedule 13D, and the Tender and Support Agreement is filed as Exhibit 99.2.

30-09-2026

NCCS Management, LLC and related entities (New Circle Capital Solutions LP) filed a Schedule 13D disclosing beneficial ownership of 4,987,103 shares (4.6%) of ONE Nuclear Energy Inc. (f/k/a Hennessy Capital Investment Corp. VII) following the company's business combination with ONE Nuclear Energy LLC on September 23, 2026. The shares were acquired via a Forward Purchase Agreement for approximately $52.86M ($10.60/share), with the Fund receiving a ~$53.19M prepayment from the Issuer the next day. Notably, the Reporting Persons' ownership dropped from 25.4% of the pre-combination Class A shares to just 4.6% of the post-combination common stock, representing a significant dilution.

• · The Fund acquired shares from third-party holders who had previously submitted them for redemption, via reversals of redemption requests with HVII's consent.
• · The Investment Manager (NCCS Management, LLC) is an exempt reporting adviser relying on the Private Fund Adviser exemption under Section 203(m) of the Investment Advisers Act.
• · The Reporting Persons disclaim beneficial ownership for purposes of Section 13 of the Exchange Act, except for their pecuniary interest.
• · No funds were borrowed for the acquisition, but the Reporting Persons reserve the right to borrow and pledge shares as collateral in the future.
• · The Reporting Persons may acquire or sell additional securities based on market conditions and other factors.

30-09-2026

WISeKey International Holding S.A. filed its unaudited balance sheet as of June 30, 2026, showing total assets of $616.4M, up 19.8% from $514.6M at December 31, 2025, driven primarily by increases in cash, intangible assets, and equity investments. Total shareholders' equity rose 20.2% to $554.6M, largely due to a $94M increase in noncontrolling interests from subsidiaries like SEALSQ Corp. However, the accumulated deficit widened from $300.5M to $309.8M, reflecting ongoing net losses, and accounts payable more than doubled, indicating rising operational obligations.

• · Intangible and crypto assets increased 44.3% from $21.1M to $30.4M, driven by crypto asset holdings or capitalized software.
• · Goodwill rose from $14.0M to $20.0M, suggesting acquisitions or revaluation of existing units.
• · Restricted cash surged from $4.0K to $6.3M, potentially tied to collateral or escrow arrangements.
• · Investment in SAFE (Simple Agreement for Future Equity) increased from $1.0M to $7.0M, indicating new startup investments.
• · Deferred revenue (noncurrent) jumped from $13K to $1.1M, possibly from long-term subscription contracts.
• · Accounts payable increased 40.4% to $27.0M, signaling higher short-term obligations.
• · Total liabilities grew 15.6% to $61.8M, while equity grew faster, improving the debt-to-equity ratio.

30-09-2026

Equinox Partners Investment Management LLC, along with Equinox Partners, L.P. and Sean M. Fieler, filed a Schedule 13D with the SEC on September 30, 2026, disclosing beneficial ownership of 554,736 shares of Silvercrest Asset Management Group Inc. Class A common stock, representing 7.1% of the 7,821,782 shares outstanding. The filing reports open-market purchases of common stock between September 1 and September 30, 2026, at prices ranging from $9.09 to $10.56 per share. The Reporting Persons state they may increase or decrease their position depending on market conditions and other factors, and they disclaim beneficial ownership of securities not directly owned.

• · Purchases were executed in multiple open-market transactions from 09/01/2026 to 09/30/2026, with daily price ranges from $9.09 to $10.56 per share.
• · The Reporting Persons may purchase shares through margin accounts with prime brokers, subject to federal margin regulations and credit policies.
• · No transactions in Shares were entered into during the past 60 days except as disclosed on Schedule 1.
• · A Joint Filing Agreement was executed on September 30, 2026, among the Reporting Persons.

30-09-2026

Newbury Street II Acquisition Corp (Nasdaq: NTWO) and FORT Robotics announced the confidential submission of a draft Form S-4 registration statement to the SEC for their proposed business combination, a key milestone toward creating the first publicly traded company focused on physical AI safety. The transaction values FORT at an enterprise value of approximately $556.6 million (pre-money equity value of $500.0 million), with expected gross proceeds of about $201 million, including $31 million in committed common equity from PIPE and Non-Redemption Agreement investments. FORT reported strong 2025 revenue growth of 62% year-over-year with a 66% gross margin and no customer concentration above 9%, but the deal remains subject to regulatory approvals, shareholder approval, and other closing conditions, with closing expected in Q4 2026 or Q1 2027.

• · FORT was founded in 2018 and has deployed its Trust Layer across more than 19,500 units to over 600 customers, including Fortune 500 leaders.
• · The combined company is expected to list on Nasdaq under the ticker symbol 'FROB'.
• · FORT has secured 25 patents.
• · The transaction is expected to close in Q4 2026 or Q1 2027, subject to shareholder approval, SEC review, regulatory approvals, and Nasdaq listing approval.
• · FORT is backed by investors including Tiger Global, Mark Cuban Companies, Prologis Ventures, and Five Eleven Partners.
• · The company recently announced a strategic collaboration with NVIDIA as part of the Halos for Robotics ecosystem.

30-09-2026

Director Alila Hector W was awarded 50,000 Stock Option (Right to Buy).

• · Director Alila Hector W was awarded 50,000 Stock Option (Right to Buy)

30-09-2026

Sun Life Financial Inc. filed a Form 6-K with the SEC for September 2026, attaching a news release dated September 29, 2026. The filing is a routine foreign private issuer report under Rule 13a-16/15d-16 and contains no financial results or operational updates beyond the exhibit reference.

• · Filing date: September 30, 2026
• · Exhibit 99.1: News Release dated September 29, 2026
• · Commission File Number: 001-15014
• · Registrant address: 1 York Street, 31st Floor, Toronto, Ontario, M5J 0B6

30-09-2026

Proem Acquisition Corp. I (PAAC) filed a Form 425 on September 30, 2026, under Rule 425 of the Securities Act and Rule 14a-12 of the Exchange Act, indicating ongoing M&A communications related to a business combination. The filing contains no financial figures, operational metrics, or specific transaction details, serving primarily as a procedural disclosure.

• · Filing is a Form 425 (M&A Communication) filed under Rule 425 and Rule 14a-12.
• · Subject company: Proem Acquisition Corp I; Commission File No. 001-43123.
• · Filing date: September 30, 2026.

30-09-2026

AeroVironment held its 2026 Annual Meeting on September 24, 2026, where all five director nominees were elected and both the ratification of Deloitte & Touche as independent auditor and the advisory say-on-pay resolution were approved. The say-on-pay proposal received strong support with 25,413,211 votes for, but also saw 1,098,194 against and 367,114 abstentions, with 12,061,430 broker non-votes. Director election results showed high support for most nominees, though Philip S. Davidson received the lowest approval with 24,662,487 for and 2,097,390 against.

• · Director election votes: Edward R. Muller 25,560,511 for; William J. Lynn III 26,671,671 for; Philip S. Davidson 24,662,487 for; Mary Beth Long 26,597,391 for; Michael D. Ruppert 26,447,990 for.
• · Ratification of Deloitte & Touche: 38,721,832 for, 97,417 against, 120,700 abstain.
• · Say-on-pay vote: 25,413,211 for, 1,098,194 against, 367,114 abstain, 12,061,430 broker non-votes.
• · All directors will serve until the 2027 annual meeting.
• · Fiscal year ending April 30, 2027 for the independent auditor.

30-09-2026

Radiopharm Theranostics Ltd disclosed its corporate governance statement for the reporting period, confirming partial compliance with the ASX Corporate Governance Council's recommendations. The company did not fully follow the gender diversity recommendation (1.5) and disclosed its reasons in the governance statement, while it fully complied with the board performance evaluation recommendation (1.6). As of the reporting date, the organization had 20 total personnel, with women comprising 17% of directors, 0% of senior executives, and 62% of employees, highlighting a lack of gender diversity in leadership roles.

• · The company did not fully comply with Corporate Governance Council recommendation 1.5 (gender diversity) and disclosed its reasons in the Corporate Governance Statement.
• · The company fully complied with recommendation 1.6 (board performance evaluation) for the reporting period.
• · The diversity policy and corporate governance statement are available at www.radiopharmtheranostics.com/investors.
• · Women hold 17% of board seats (1 of 6 directors) and 0% of senior executive roles (0 of 1).
• · The workforce is majority female (62% of employees), but leadership remains predominantly male.

30-09-2026

Ryde Group Ltd announced the appointment of Mr. Ou Yuyang as an executive director, effective September 30, 2026. Mr. Ou brings approximately five years of experience in private fund management, corporate banking, and capital markets advisory in China, and currently serves as Marketing Manager at Lefeng (Hainan) Private Fund Management Co., Ltd. The appointment is a routine board change with no disclosed financial impact, related-party transactions, or family relationships.

• · Mr. Ou will not serve on any committee of the Board.
• · No family relationships exist between Mr. Ou and any director or executive officer.
• · No transactions between the Company and Mr. Ou require disclosure under Item 7.B of Form 20-F.

30-09-2026

Chiba Bank announced amendments to its restricted stock remuneration plans (Plan I and Plan II) to ensure transfer restrictions continue after the proposed joint share transfer that would establish Chiba Financial Group, Inc. as the parent company of Chiba Bank and Chiba Kogyo Bank, effective April 1, 2027. The amendments, subject to shareholder approval at an Extraordinary General Meeting on December 23, 2026, include provisions for removing transfer restrictions in case of organizational restructuring and automatic acquisition of restricted shares without compensation under certain conditions. The proposal also includes plans to file a Form F-4 with the SEC for U.S. shareholders, with forward-looking statements highlighting risks such as failure to obtain shareholder or regulatory approvals.

• · The Extraordinary General Meeting of Shareholders is scheduled for December 23, 2026.
• · The Share Transfer effective date is planned for April 1, 2027.
• · The amendments to the Plans were approved at the 118th Ordinary General Meeting of Shareholders on June 26, 2024.
• · The Joint Holding Company plans to introduce a similar restricted stock remuneration plan for its directors.
• · The Form F-4 will be filed with the SEC if the Share Transfer is executed, and will be available free on www.sec.gov.

30-09-2026

BetterLife Pharma Inc. filed its Form 6-K for September 2026, furnishing its management's discussion and analysis, financial statements, and CEO/CFO certifications. The filing covers the company's financial results for the period, though specific figures are not included in the cover page. No material operational or strategic updates were disclosed in this filing.

• · Filing date: September 30, 2026; signed September 29, 2026
• · Commission File Number: 333-161157
• · Address: 1275 West 6th Avenue, #300, Vancouver, BC, Canada V6H 1A6
• · Exhibits include MD&A, financial statements, CEO certification, CFO certification
• · Company files annual reports under Form 20-F

30-09-2026

Yiren Digital Ltd. reported a sharp deterioration in profitability for the three months ended June 30, 2026, swinging from diluted net income of RMB 4.1072 per ADS in the year-ago quarter to a diluted net loss of RMB 5.1068 per ADS (USD 0.7526). Total net revenue for the quarter fell 46.1% year-over-year to RMB 889,979 thousand (USD 131,167 thousand), while cash and cash equivalents declined 49.3% from December 31, 2025 to RMB 1,696,719 thousand (USD 250,065 thousand). The company also recorded a prepayment of acquisition costs to a related party of RMB 1,450,000 thousand (USD 213,704 thousand), contributing to a negative total other income of RMB 72,659 thousand (USD 10,709 thousand).

• · Loan facilitation services revenue collapsed from RMB 874,584 thousand in Q2 2025 to RMB 31,120 thousand in Q2 2026, a 96.4% decline.
• · Post-origination services revenue also fell sharply from RMB 10,463 thousand to RMB 814 thousand, down 92.2% YoY.
• · Allowance for contract assets, receivables and others increased from RMB 214,698 thousand in Q2 2025 to RMB 502,821 thousand in Q2 2026, up 134.2% YoY.
• · Total other income swung from a positive RMB 66,700 thousand in Q2 2025 to a loss of RMB 72,659 thousand in Q2 2026.
• · Cash, cash equivalents and restricted cash decreased from RMB 4,453,608 thousand at December 31, 2025 to RMB 1,781,902 thousand at June 30, 2026, a 60.0% decline.
• · The company restated comparative figures, separately presenting Network and marketing services and Technology services from Other revenue.

30-09-2026

POSCO Holdings Inc. re-disclosed its response to a December 5, 2025 media report regarding a potential 10 trillion won acquisition of HMM, which the company neither confirmed nor denied, stating that no decisions have been finalized. Separately, the company confirmed it has signed an MOU with Cleveland-Cliffs as part of its end-to-end localization strategy to expand in the high-profit US market, though discussions on business structure and investment size are ongoing. The filing provides no financial results or definitive transaction details, and the company will re-disclose when specific matters are decided or within one year.

• · Re-disclosure date set for September 29, 2027, or earlier if specific matters are decided.
• · Related disclosures were made on December 8, 2025, January 5, 2026, and March 31, 2026, all with status 'Undetermined'.
• · MOU with Cleveland Cliffs signed as part of the end-to-end localization strategy.
• · No decisions finalized regarding HMM acquisition or Cleveland Cliffs investment.

30-09-2026

NetEase, Inc. filed a Form 6-K with the SEC on September 30, 2026, reporting the submission of a Next Day Disclosure Return to the Hong Kong Stock Exchange dated September 28, 2026, regarding movements in its authorized issued shares or treasury shares. The filing is a routine disclosure of share-related changes and contains no financial results or operational updates.

• · Filing date: September 30, 2026
• · Next Day Disclosure Return dated September 28, 2026
• · Disclosure relates to movements in authorized issued shares or treasury shares
• · Exhibit 99.1 attached to the Form 6-K

30-09-2026

Draganfly Inc. filed a Form 6-K with the SEC on September 30, 2026, covering the month of September 2026. The report incorporates by reference a press release dated September 29, 2026, a Placement Agency Agreement dated September 28, 2026, and a Placement Agent's Common Share Purchase Warrant dated September 29, 2026, into its Form F-10 registration statement. The filing indicates a capital-raising transaction involving a placement agent, though specific financial terms are not disclosed in the provided excerpt.

• · Filing date: September 30, 2026
• · Commission File Number: 001-40688
• · Registrant address: 235 103rd St. E. Saskatoon, Saskatchewan, S7N 1Y8 Canada
• · Exhibits 99.2 and 99.3 incorporated by reference into Form F-10 (File No. 333-290823)
• · Press Release dated September 29, 2026 (Exhibit 99.1)
• · Placement Agency Agreement dated September 28, 2026 (Exhibit 99.2)
• · Placement Agent's Common Share Purchase Warrant dated September 29, 2026 (Exhibit 99.3)

30-09-2026

Chiba Bank and Chiba Kogyo Bank announced plans to establish a joint holding company, Chiba Financial Group, Inc., via a share transfer effective April 1, 2027, subject to shareholder and regulatory approvals. The transaction, first agreed in March 2026, will create a combined entity with consolidated total assets of 21,211.7 billion yen for Chiba Bank as of March 31, 2026. Both banks reported strong financial performance in fiscal year ended March 31, 2026, with Chiba Bank's ordinary profit rising to 138.8 billion yen and Chiba Kogyo Bank's to 12.7 billion yen, though Chiba Kogyo Bank's net assets declined from 138.5 billion yen to 122.0 billion yen over the same period.

• · Chiba Bank holds 11,812,000 shares of Chiba Kogyo Bank, representing 19.12% of total issued shares (excluding treasury shares).
• · Chiba Kogyo Bank has 62,222,045 common shares, 1,500,000 Class 2 preferred shares, 301,000 2nd series Class 6 preferred shares, and 4,733 2nd series Class 7 preferred shares as of June 30, 2026.
• · Chiba Bank's consolidated profit attributable to owners of parent rose from 62.4 billion yen (FY2024) to 94.0 billion yen (FY2026).
• · Chiba Kogyo Bank's consolidated profit attributable to owners of parent increased from 10.2 billion yen (FY2024) to 12.7 billion yen (FY2026).
• · The Joint Holding Company will file a Form F-4 with the SEC in connection with the Share Transfer.
• · The Share Transfer is subject to approval at respective shareholders meetings and regulatory authorizations.

30-09-2026

OceanLight Acquisition Corp. filed a Form 425 on September 30, 2026, disclosing a definitive Merger Agreement for a SPAC business combination with AIRE Inc. Under the agreement, AIRE's shareholders will receive 100,000,000 Purchaser ordinary shares valued at $10.00 per share, implying a $1,000,000,000 company net value. The transaction includes a $500,000 break-up fee for certain termination scenarios, a lock-up period of six months (or earlier if the share price hits $12.50 for 20 trading days), and a termination deadline of August 10, 2027. While the deal is structured to close, it remains subject to customary conditions, including shareholder approval and regulatory clearances, and the merger agreement includes no survival of representations and warranties post-closing.

• · The Merger Agreement includes a termination right if closing does not occur by August 10, 2027, subject to extension.
• · The lock-up period for certain shareholders is six months post-closing, or earlier if the share price reaches $12.50 for 20 trading days within a 30-day period, starting at least 90 days after closing.
• · The Sponsor is subject to substantially the same transfer restrictions as other shareholders, subject to any longer lock-up period under Parent's IPO.
• · The Merger Agreement includes a 'no survival' clause, meaning representations and warranties do not survive closing.
• · The transaction requires the preparation and filing of a Form F-4 registration statement with the SEC, which will include a proxy statement/prospectus.

30-09-2026

Carlyle Credit Solutions, Inc. (CARS) is soliciting shareholder votes for its October 27, 2026 meeting to approve a reorganization by merger into New Carlyle Credit Solutions, a Delaware statutory trust, under an Agreement and Plan of Reorganization dated September 8, 2026. The Board unanimously recommends a 'FOR' vote, and the related Form N-14 registration statement has been declared effective. No financial terms or performance metrics are disclosed in this communication.

• · Shareholder meeting scheduled for October 27, 2026
• · Agreement and Plan of Reorganization dated September 8, 2026
• · Form N-14 registration statement (File No. 333-298812) declared effective
• · Voting available via www.proxyvote.com using control numbers
• · CARS, its directors, certain executive officers, and CGCIM officers/employees may be deemed participants in the solicitation

30-09-2026

Adlai Nortye Group Ltd. held its Extraordinary General Meeting (EGM) on September 30, 2026, with a quorum of 40,433,365 ordinary shares (approximately 20.9% of the 193,193,810 outstanding shares eligible to vote). All resolutions presented at the EGM were duly passed. The meeting was held in Singapore, and the full text of the resolutions was previously filed on Form 6-K on August 26, 2026.

• · EGM held on September 30, 2026 at 10 a.m. Singapore time at Meeting Room 35A, Level 35, The Gateway West, 150 Beach Road, Singapore 189720.
• · Record date for voting was August 28, 2026.
• · All resolutions were passed; full text of resolutions was filed with the SEC on Form 6-K on August 26, 2026 and is available on the company's IR website.

30-09-2026

On September 30, 2026, AITX announced via press release that its subsidiary RAD received an additional RIO 360 order from a healthcare client. The order represents continued demand for the company's security robotics products in the healthcare sector. No financial terms were disclosed, and the filing is primarily a routine disclosure of the press release.

• · The order is from a healthcare client, indicating sector-specific adoption.
• · The press release is attached as Exhibit 99.1 to the 8-K filing.

30-09-2026

Kenon Holdings Ltd. announced an agreement to acquire a 25% interest in a district heating and cooling business in the United States for approximately $450 million. The acquisition is detailed in a press release dated September 30, 2026, and an accompanying investor presentation. The transaction represents a strategic expansion into the U.S. energy infrastructure sector.

• · The acquisition is for a 25% interest in a U.S.-based district heating and cooling business.
• · The deal value is approximately $450 million.
• · The press release (Exhibit 99.1) is incorporated by reference into Kenon's Form S-8 registration statement (File No. 333-201716).
• · A separate presentation (Exhibit 99.2) titled 'Investment in Vicinity' was also filed.

30-09-2026

Enigmatig Limited (EGG), a Singapore-based foreign private issuer, filed a Form 6-K with the SEC on September 30, 2026, covering the month of September 2026. The filing consists solely of a press release (Exhibit 99.1) in which the company issues a statement regarding recent share trading activity. No financial results or operational metrics were disclosed in this filing.

• · Filing is a Form 6-K for the month of September 2026.
• · Commission File Number: 001-42703.
• · Registrant address: c/o 16 Raffles Quay, #30-01, Hong Leong Building, Singapore, 048581.
• · The company indicates it files annual reports under Form 20-F.
• · The press release is titled 'Enigmatig Limited Issues Statement on Recent Share Trading Activity'.
• · The filing was signed by Foo Chee Weng Desmond, Director, Chairman and CEO.

30-09-2026

Repligen Corporation is acquiring BioLife Solutions in a cash-and-stock merger valued at $11.25 cash plus 0.1442 Repligen shares per BioLife share. The deal, announced July 21, 2026, is pending stockholder approval at a special meeting scheduled for October 5, 2026. However, two shareholder lawsuits have been filed seeking to enjoin the merger, and Repligen may pay additional tax gross-ups to executives, with severance payments now expected even without a qualifying termination.

• · Special stockholder meeting scheduled for October 5, 2026 at 9:00 a.m. Eastern Time
• · Two complaints filed September 10, 2026 in New York Supreme Court (Case Nos. 655180/2026 and 655175/2026)
• · Complaints allege negligent misrepresentation, concealment, and negligence under New York common law
• · Repligen may pay tax gross-up payments under Section 4999 of the Code, amounts not currently determinable
• · Severance payments are 'double-trigger' but Repligen expects to pay them at Closing regardless of Qualifying Termination, subject to release of claims
• · Repligen and BioLife deny the supplemental disclosures are material or required

30-09-2026

Almonty Industries Inc. (ALM) announced a change of its independent auditor, effective September 29, 2026, with PricewaterhouseCoopers LLP appointed as the new auditor following the resignation of Zeifmans LLP. The company stated the change was not due to any disagreement on accounting principles, financial statement disclosure, or auditing procedures. No financial figures or performance metrics were provided in this filing.

• · Auditor change effective September 29, 2026
• · Board approved resignation of Zeifmans LLP on September 17, 2026
• · Appointment of PricewaterhouseCoopers LLP until the close of the next annual meeting of shareholders
• · Incorporated by reference into Form S-8 registration statement (File No. 333-297977)

30-09-2026

DBV Technologies announced the submission of a Biologics License Application (BLA) to the U.S. FDA for the VIASKIN® Peanut Patch in children aged 4-7 years. This regulatory milestone could expand the product's addressable patient population if approved. No financial figures were disclosed in the filing.

• · BLA submitted for children aged 4-7 years
• · Press release dated September 29, 2026 attached as Exhibit 99.1
• · Filing date: September 30, 2026; event date: September 29, 2026