US SEC Trading Suspension Halt Orders — April 23, 2026

23-04-2026

On April 17, 2026, Clean Energy Technologies, Inc. received a Nasdaq notice for non-compliance with Listing Rule 5250(c)(1) due to failure to file its Form 10-K for the fiscal year ended December 31, 2025. The notice has no immediate effect on trading but requires a compliance plan within 60 days, with potential extension up to October 12, 2026; failure could lead to delisting. Potential delisting risks include reduced liquidity, limited financing access, and impaired employee incentives, with no assurance of regaining compliance.

• ·Nasdaq Listing Rule 5250(c)(1) requires timely filing of periodic reports with SEC
• ·Company has 60 calendar days from April 17, 2026, to submit compliance plan
• ·Nasdaq may grant up to 180 calendar days from 10-K due date (until October 12, 2026) if plan accepted
• ·Appeal opportunity to Nasdaq hearings panel if plan rejected

23-04-2026

VolitionRx Limited's plan to address NYSE American continued listing standard deficiencies under Sections 1003(a)(i), (ii), and (iii)—requiring minimum stockholders' equity of $2.0M, $4.0M, or $6.0M based on years of reported losses—was accepted on April 22, 2026, granting an extension until August 6, 2027, to regain compliance. The company's common stock (VNRX) will continue trading on NYSE American with no immediate delisting impact or effect on operations. However, failure to meet progress goals could lead to delisting proceedings.

• ·Previous non-compliance notice received February 9, 2026.
• ·Compliance plan submitted by March 8, 2026 deadline.
• ·Subject to periodic review by NYSE American during Plan Period.

23-04-2026

Boxlight Corporation received a Nasdaq notice on April 20, 2026, stating that its stockholders’ equity of $1,255,000 as of December 31, 2025, falls short of the $2,500,000 minimum required under Nasdaq Listing Rule 5550(b)(1) for continued listing on the Nasdaq Capital Market. While there is no immediate impact on trading and the company has until June 4, 2026, to submit a compliance plan (potentially granting 180 days), failure to regain compliance risks delisting. The company is evaluating options and expresses confidence in compliance but provides no assurances.

• ·Compliance plan, if accepted, grants up to 180 calendar days from April 20, 2026, to evidence compliance.
• ·Company does not currently meet alternative Nasdaq continued listing standards.
• ·Nasdaq rules permit appeal of delisting determination to a Nasdaq Hearings Panel.

23-04-2026

Borealis Foods Inc. received a Nasdaq notice on April 17, 2026, stating non-compliance with Listing Rule 5250(c)(1) due to the delayed filing of its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The notice has no immediate effect on the listing or trading of its common shares (BRLS) or warrants (BRLSW) on the Nasdaq Capital Market, but the company must submit a compliance plan by June 16, 2026, with potential extension to October 12, 2026. The company intends to file the 10-K no later than May 2026 to regain compliance.

• ·Nasdaq Commission File Number: 001-40778
• ·I.R.S. Employer Identification Number: 98-1638988
• ·Fiscal year end: December 31

23-04-2026

Mawson Infrastructure Group Inc. filed an 8-K on April 23, 2026, including Item 3.01 (Notice of Delisting or Failure to Satisfy a Listing Rule) and Item 5.03 (amendment to Certificate of Incorporation). The amendment changes the company's name to Big Digital Energy, Inc., filed with Delaware Secretary of State on April 20, 2026, at 4:03 PM, and effective April 24, 2026. The amendment was signed by CEO Phil Stanley.

• ·File Number: 5081043
• ·Delaware Division of Corporations SR#: 20261912116

23-04-2026

Triller Group Inc. received a delisting determination letter from Nasdaq on April 17, 2026, for failing to comply with the Minimum Bid Price Requirement (Nasdaq Rule 5550(a)(2)), as its common stock closing bid price was below $1 per share as of December 29, 2025, after a 180-day cure period from June 30, 2025. Trading had been suspended from December 30, 2025, to April 15, 2026, due to prior non-compliance with periodic filing rules but resumed after filing the 10-K for year-ended December 31, 2025. The Listing Council remanded the bid price matter to the Hearings Panel on April 21, 2026, with potential review and stay of delisting if no further compliance period is granted, though no assurance of regaining compliance exists.

• ·Deficiency Notice received June 30, 2025, providing 180 calendar days to regain compliance until December 29, 2025.
• ·Nasdaq Hearings Panel decision to delist issued December 26, 2025, modified by Listing Council on March 24, 2026.
• ·Company submitted response to Hearings Panel on April 23, 2026, requesting new exception period under Rule 5815(c)(1)(A).

23-04-2026

On April 17, 2026, Sports Entertainment Gaming Global Corporation (SEGG) received a Nasdaq notice of non-compliance with Listing Rule 5250(c)(1) due to failure to timely file its Form 10-K for the fiscal year ended December 31, 2025. The notice has no immediate effect on the listing of its common stock (SEGG) or warrants (LTRYW) on Nasdaq, but the company must submit a compliance plan within 60 calendar days, with potential extension up to 180 days if accepted. The company intends to file the 10-K as soon as practicable.

• ·Compliance plan due within 60 calendar days from April 17, 2026
• ·Potential extension of up to 180 calendar days from original 10-K due date if plan accepted
• ·Registrant address: 5049 Edwards Ranch Rd., 4th Floor, Fort Worth, Texas 76109
• ·Emerging growth company status confirmed

23-04-2026

zSpace, Inc. disclosed receipt of a notification from Nasdaq in accordance with Listing Rule 5810(b), signaling failure to satisfy a listing requirement, likely bid price deficiency, which could lead to delisting. The company plans to appeal the determination to a hearings panel. No compliance assurances were provided, highlighting ongoing risks to Nasdaq listing status.

• ·Notification dated 2026-04-21
• ·References Annual Report on Form 10-K for year ended December 31, 2025

23-04-2026

On April 21, 2026, SmartKem, Inc. received notification from the Nasdaq Hearings Panel that it has regained compliance with the stockholders’ equity requirement under Nasdaq Listing Rule 5550(b)(2) and all other applicable criteria for continued listing on The Nasdaq Capital Market. However, the company remains subject to a grace period until September 1, 2026, to meet the bid price requirement under Rule 5550(a)(2), and is under a one-year Discretionary Panel Monitor per Rule 5815(d)(4)(A), with no further grace periods if it fails during this time. This partial compliance regain avoids immediate delisting but highlights ongoing listing risks.

• ·Common Stock, par value $0.0001 per share, trading symbol SMTK.
• ·Emerging growth company status confirmed.