Global High-Priority Regulatory Events — September 08, 2026

08-09-2026

Navitas Semiconductor Corp (NVTS) filed an S-4 registration statement on September 8, 2026, in connection with its acquisition of Claros, Inc. for an estimated aggregate purchase price of $232.8 million. The consideration includes approximately $126.4 million in cash, 6,912,729 shares of Class A Common Stock (valued at $89.7 million based on the $12.97 reference share price), up to 1,289,869 earnout shares (valued at $16.7 million), and performance stock units valued at approximately $28.9 million. The acquisition is expected to close by December 31, 2026, subject to regulatory clearance and other conditions, and does not require stockholder approval.

• · The merger does not require approval of Navitas' stockholders.
• · The company has 82 holders of record of its Common Stock as of September 4, 2026.
• · Authorized capital stock includes 750,000,000 shares of common stock (740,000,000 Class A, 10,000,000 Class B) and 1,000,000 shares of preferred stock.
• · The company's principal executive offices are located at 3520 Challenger Street, Torrance, California 90503-1640.
• · The company was originally incorporated as Live Oak Acquisition Corp. II and completed its business combination with Legacy Navitas on October 19, 2021.

08-09-2026

Jatalia Global Ventures Limited, which is under a resolution plan implementation following an NCLT order dated July 9, 2026, has appointed three new directors to its board: Ms. Honey Baljit Singh, Ms. Upveen Harpal, and Mr. Baljit Singh. The appointments are effective from July 9, 2026, the date the NCLT approved the resolution plan submitted by Norfolk Technology Services Limited. This filing is a routine disclosure under SEBI LODR regulations and does not contain any financial performance data.

• · The resolution plan was approved by NCLT New Delhi Bench II on July 9, 2026, in CP No. IB-263/ND/2023.
• · The company is currently under 'Plan Implementation' status.
• · The new directors are categorized as 'Promoter' in the DIR-12 form.
• · Mr. Baljit Singh holds significant shareholding in other entities: 99.8% in SASCO INTERNATIONAL CONSULTANTS PRIVATE LIMITED and 48.8% in ACCLOUD INDIA PRIVATE LIMITED.

08-09-2026

TruCap Finance Limited's open offer by Marwadi Chandarana Intermediaries Brokers Private Limited faces a legal appeal at the Securities Appellate Tribunal (SAT). The Tribunal heard the matter on September 7, 2026, and directed SEBI to file its reply within two weeks, with the appellant given two weeks thereafter for a rejoinder. The next hearing is scheduled for October 8, 2026, indicating a delay in the open offer process.

• · The appeal was listed for hearing on September 7, 2026, before the Hon'ble Securities Appellate Tribunal.
• · SEBI was requested to file its reply to the appeal within two weeks.
• · The appellant has been granted two weeks to file its rejoinder after SEBI's reply.
• · The next hearing is scheduled for October 8, 2026.

08-09-2026

Synergy CHC Corp. (SNYR) filed for Chapter 11 bankruptcy on September 4, 2026, in the U.S. Bankruptcy Court for the District of Columbia (Case No. 26-465-ELG). The company intends to file a plan of liquidation or reorganization within 120 days. In connection with the filing, four directors (Alfred Baumeler, Nitin Kaushal, J. Paul SoRelle, Teresa Thompson) resigned, and Alfred Baumeler also resigned as President; Jack Ross remains the sole director. Lauren P. Berret of Eisner Advisory Group LLC was engaged as chief restructuring officer effective August 26, 2026.

• · The bankruptcy case is captioned In re Synergy CHC Corp., Case No. 26-465-ELG, in the United States Bankruptcy Court for the District of Columbia.
• · The company has engaged The VerStandig Law Firm, LLC as counsel and advisor in connection with the bankruptcy case.
• · The resignations of the four directors were not the result of any disagreement with the company regarding operations, policies, or practices.
• · Alfred Baumeler's resignation as President was effective August 31, 2026.
• · The company's common stock trades on Nasdaq under the symbol SNYR.

08-09-2026

Cosan S.A. has filed a Form 25 with the SEC to voluntarily withdraw its American Depositary Shares (ADSs), each representing four common shares, from listing and registration on the New York Stock Exchange (NYSE). The delisting is effective as of September 8, 2026, and the company certifies it has met all requirements for the voluntary withdrawal. This move will terminate the company's SEC reporting obligations under Section 12(b) of the Exchange Act.

• · The delisting is voluntary under SEC Rule 17 CFR 240.12d2-2(c).
• · Each ADS represents four common shares of Cosan S.A.
• · The company's principal executive offices are in São Paulo, Brazil.
• · The filing date is September 8, 2026.

08-09-2026

Share India Securities Limited has received a certified true copy of the order from the Hon’ble National Company Law Tribunal, Ahmedabad Bench – I, approving the Scheme of Amalgamation of Silverleaf Capital Services Private Limited (Transferor Company) with Share India Securities Limited (Transferee Company). The Scheme, with an appointed date of October 1, 2023, aims to consolidate operations, pool resources, and leverage the Transferor Company's technology-focused financial services to enhance the Transferee Company's existing broking, trading, and portfolio management businesses. This regulatory approval marks a key milestone in the amalgamation process.

• · The Scheme of Amalgamation has an appointed date of October 1, 2023.
• · The NCLT order was pronounced on August 20, 2026, and the certified copy was received on September 7, 2026.
• · The Transferor Company (Silverleaf Capital Services) is a private limited company incorporated on September 10, 2011, with authorized capital of ₹5,00,000 and paid-up capital of ₹88,040.
• · The Transferee Company (Share India Securities) was originally incorporated on July 12, 1994, and has an authorized share capital of ₹50,00,00,000 and paid-up capital of ₹43,76,51,060.
• · The rationale for amalgamation includes business synergy, consolidation, pooling of resources, and leveraging the Transferor Company's technology for improved operating efficiency and profit margins.
• · The Transferee Company has a wholly-owned subsidiary, Share India Algoplus Pvt Ltd, which is a registered broker providing automated algo trading solutions.
• · The Transferee Company is also engaged in the business of trading shares and derivatives through its wholly-owned subsidiary Share India Global Pvt Ltd.
• · The Transferor Company's focus on technology and innovation is expected to foster a culture of continuous improvement and innovation for the combined entity.
• · Shareholders of the listed Transferee Company are expected to benefit from stronger technology, improved operating efficiency, better profit margins, and higher growth post-amalgamation.
• · The merger is expected to have a beneficial impact on both companies, their shareholders, employees, and other stakeholders.

08-09-2026

Boston Scientific disclosed a material cybersecurity incident identified on August 25, 2026, that disrupted global operations, including manufacturing and order processing. While distribution centers and sterilization facilities have been substantially restored, the company expects a material impact on Q3 and full-year 2026 results and will likely miss its previously issued net sales growth and adjusted EPS guidance. The company does not expect a material impact on long-term financial condition.

• · The incident was first identified on August 25, 2026, and previously disclosed in an 8-K filed on August 26, 2026.
• · The incident involved unauthorized activity causing a network outage affecting operating systems and business applications.
• · As of the report date (September 7, 2026), no evidence of ongoing unauthorized access was found, but the investigation continues.
• · Major distribution centers are processing and shipping customer orders at or above normal levels; sterilization facilities are operational; manufacturing has resumed across most facilities globally.
• · The company intends to provide an updated operational and financial outlook during its Q3 2026 conference call on October 28, 2026.
• · The company does not expect the incident to have a material impact on its long-term financial condition.

08-09-2026

Cayson Acquisition Corp (CAPNR) and Mango Financial Group Limited mutually terminated their Business Combination Agreement originally dated July 11, 2025. Mango paid $45,125.36 in fees to the SPAC, which issued a corresponding non-interest bearing promissory note. However, $1,525,000 in outstanding extension notes remain in place and are convertible into SPAC securities upon a future business combination, indicating the SPAC continues to seek an alternative deal.

• · The termination is effective as of September 2, 2026, but the filing was made on September 8, 2026.
• · The new promissory note is non-interest bearing and repayable only upon consummation of a future business combination; if no deal occurs, the note is forgiven unless the SPAC has funds outside its trust account.
• · The extension notes (totaling $1,525,000) survive termination and are convertible into SPAC securities upon a future business combination, subject to any required shareholder approval.
• · All parties released each other from claims related to the Business Combination Agreement, except for surviving sections and the notes.

08-09-2026

Shivom Investment & Consultancy Ltd has scheduled a Board Meeting on September 12, 2026, to approve backlogged financial results for Q4 FY25 (audited) and Q1 FY26 (unaudited), covering periods during its Corporate Insolvency Resolution Process (CIRP). The company is addressing delayed financial reporting, which is a positive step toward regulatory compliance, but the filing does not include any financial figures or performance data.

• · Board meeting scheduled for September 12, 2026 at the Corporate Office in Ahmedabad.
• · Agenda includes approval of audited financial results for Q4 and year ended March 31, 2025, and unaudited results for Q1 ended June 30, 2025.
• · The company is under CIRP, and these results cover the non-submission period during CIRP.

08-09-2026

Andretti Acquisition Corp. II entered into additional non-redemption agreements with new investors on September 4, 2026, to secure up to 300,000 non-redeemed shares in exchange for up to 75,000 Pubco shares (or 100,000 if the business combination closes after June 9, 2027). These agreements supplement prior non-redemption agreements covering 6,248,959 non-redeemed shares. The filings do not disclose any financial results or performance metrics, and the company remains a blank-check SPAC with no operating revenue.

• · The Special Meeting to approve the Extension was adjourned from August 28, 2026 to September 8, 2026.
• · The non-redemption agreements are not expected to increase the likelihood of Extension approval but are expected to increase funds remaining in the trust account.
• · The agreements terminate upon failure to approve Extension, determination not to proceed, fulfillment of obligations, liquidation, mutual agreement, or if the Investor exercises redemption rights.

08-09-2026

EKI Energy Services Limited announced that the National Company Law Tribunal (NCLT), Indore Bench, has dismissed the insolvency application filed by Oswal Woollen Mills Limited under Section 9 of the Insolvency and Bankruptcy Code, 2016. The NCLT order dated September 3, 2026, disposed of the petition, which sought initiation of Corporate Insolvency Resolution Process (CIRP) against EKI Energy over an alleged operational debt of INR 1,85,27,709.69. The dismissal removes a significant contingent liability and legal overhang for the company, though the underlying contractual dispute regarding the Emission Reduction Purchase Agreement remains unresolved.

• · Application was filed under Section 9 of the Insolvency and Bankruptcy Code, 2016 on CP(IB)/56(MP)2025.
• · Dispute centered on an Emission Reduction Purchase Agreement dated 12 April 2022, with two compliance periods: CP1 (13,748 CERs at USD 1.0/CER) and CP2 (56,337 CERs at USD 2.5/CER).
• · Delivery of CERs occurred on 13 January 2023; payment due by 28 January 2023.
• · EKI Energy invoked Clause 2.14(m) of the ERPA on 29 March 2023, proposing revised prices of USD 0.40/CER for CP1 and USD 1.35/CER for CP2, citing market collapse.
• · Oswal Woollen Mills rejected the revised pricing and insisted on original rates.
• · Statutory demand notice under Section 8 of IBC was served on 22 April 2024; response from EKI on 15 May 2024 raised multiple defenses including pre-existing dispute, non-crystallization of debt, non-issuance of GST invoice, and inflated claim.
• · NCLT found the dispute to be real, pre-existing, and substantial; entered no finding on merits of the clash.

08-09-2026

SEBI has issued a General Remittance Order on September 8, 2026, under Recovery Certificate No. 8484 of 2024 against Narendrabhai Amin (PAN: AMPGPA3864Q), designated as a 'Defaulter', in the matter of M/s Austral Coke and Projects Limited. This is a regulatory enforcement action related to recovery proceedings, indicating a failure to comply with a prior SEBI order. No financial amounts or other quantitative details are disclosed in the filing.

• · Recovery Certificate No. 8484 of 2024 was issued against Narendrabhai Amin.
• · The order is a General Remittance Order dated September 8, 2026.
• · The defaulter's PAN is AMPGPA3864Q.

08-09-2026

SAB Events & Governance Now Media Limited has informed the exchanges that the Registrar of Companies, Mumbai-I, has approved the Form INC-28 for the merger of Sri Adhikari Brothers Digital Network Private Limited into the company as part of the Resolution Plan approved by the NCLT on July 10, 2026. Under the plan, shareholders of the transferor company will receive 436 equity shares of SAB Events for every 100 shares held. This marks a key step in the implementation of the pre-packaged insolvency resolution process.

• · The NCLT order approving the Resolution Plan was dated July 10, 2026.
• · Prior disclosures were made on July 10, 11, and 21, 2026.
• · The merger is being implemented via Form INC-28 approved by the Registrar of Companies, Mumbai-I.

08-09-2026

Rathi Graphic Technologies Ltd has filed its Annual Report for FY2025-26, convening the 2nd AGM post-completion of the Corporate Insolvency Resolution Process (CIRP) on September 30, 2026 via video conferencing. The company is not declaring any dividend for the year ended March 31, 2026. The filing indicates the company has emerged from insolvency and is now holding its second post-CIRP AGM, but no financial performance metrics (revenue, profit, etc.) are disclosed in this notice.

• · The company's 2nd AGM post-CIRP is scheduled for September 30, 2026 at 3:30 PM IST via VC/OAVM.
• · No dividend is declared for FY2025-26.
• · The cut-off date for determining voting rights is September 23, 2026.
• · The company has appointed NSDL to provide VC/OAVM and e-voting facilities.
• · The Board of Directors includes four members: Nikunj Daga (Chairman & MD), Jyoti Jha, Gagninder Kumar Gandhi, and Sukesh Thirani.
• · The registered office is in Ghaziabad, Uttar Pradesh, with a correspondence address in South Delhi.

08-09-2026

Pitti Engineering Limited (PEL) received NCLT approval on September 8, 2026 for the amalgamation of its wholly-owned subsidiaries Pitti Industries Private Limited (PIPL) and Dakshin Foundry Private Limited (DFPL) into PEL, effective from the appointed date of April 1, 2026. The scheme will consolidate similar businesses, simplify corporate structure, and generate synergies. No shares will be issued as the subsidiaries are wholly owned; their shares will be cancelled. The scheme becomes operative upon filing the certified order with the Registrar of Companies.

• · The scheme was approved by the NCLT Hyderabad Bench-II on September 8, 2026, with the order to become effective from the appointed date of April 1, 2026.
• · PIPL and DFPL are wholly-owned subsidiaries of PEL; hence no shares will be issued, and their shares will be cancelled.
• · The amalgamation will lead to dissolution of the two subsidiaries without winding up.
• · The scheme was approved by the boards of all three companies on February 5, 2026.
• · PIPL changed its name from Bagadia Chaitra Industries Private Limited on September 17, 2024.
• · Both subsidiaries shifted their registered offices from Karnataka to Telangana, with approvals from the Regional Director in November 2025 and registration in December 2025 and February 2026 respectively.
• · The scheme is subject to filing the certified order with the Registrar of Companies to become operative.

08-09-2026

Meshflow Acquisition Corp. (MESHU) has entered into a definitive business combination agreement with HGP Intelligent Energy, LLC, a nuclear reactor load-following technology company. The transaction values HGP at a pre-money equity value of $800 million, with a pro forma enterprise value of approximately $921 million and pro forma equity value of approximately $1.2 billion, assuming no redemptions. The deal is expected to provide approximately $345 million in gross proceeds from Meshflow's trust account, though redemptions could reduce that amount, and the combined company will be led by HGP's management team with all existing HGP equity holders rolling 100% of their holdings.

• · HGP's patent pending portfolio covers variable-speed reactor coolant pump architecture, thermal margin and pump-speed control, digital twin monitoring and predictive control, and related pump hydraulics across large PWRs, SMRs, microreactors, and sodium fast reactors.
• · In July 2026, HGP was selected as a consortium partner on Prometheus, an AI-for-nuclear effort under the DOE's Genesis Mission, with $60M in government funding and over $200M in industry cost-share.
• · HGP is separately developing the Integrated Naval Nuclear Energy Campus, which would place proven naval-derived reactors on federal sites to serve islanded, grid-connected data center load.
• · All existing HGP equity holders will roll 100% of their holdings into the combined company, and HGP's management, principal equity holders, and Meshflow's sponsor have committed to a customary lockup post-closing.
• · Meshflow raised $345 million in its December 2025 IPO, led by Cantor.
• · The transaction is subject to shareholder approval, regulatory approvals (including HSR and other antitrust clearances), and other closing conditions, including a minimum cash condition.

08-09-2026

Rama Paper Mills Limited submitted its Annual Report for FY 2025-26 to BSE and scheduled its 41st Annual General Meeting (AGM) for September 30, 2026, via video conferencing. The company also announced a book closure period from September 23 to September 30, 2026, for the AGM. No financial results or performance metrics were disclosed in this filing.

• · The 41st AGM is scheduled for September 30, 2026, at 5:00 PM via VC/OAVM.
• · Book closure period is from September 23, 2026, to September 30, 2026.
• · The Annual Report is available on the company's website at www.ramapaper.com.

08-09-2026

The Hon'ble NCLT Hyderabad Bench-II has approved the Resolution Plan submitted by M/s Innopark (India) Private Limited for Baron Infotech Limited under the Corporate Insolvency Resolution Process (CIRP). The plan, approved unanimously by the sole financial creditor (Aventine Software Pvt Ltd) with 100% voting share, provides for total payments of ₹2,46,56,446.49 against admitted claims of the same amount, achieving 100% recovery for all creditor classes. However, the CIRP faced significant delays, with the initial 180-day period expiring on 06.11.2024 and multiple extensions required, and a prior resolution plan by Mr. Vivek Kumar Ratakonda was dismissed by the NCLT on 09.12.2025.

• · The CIRP was initiated on 10.05.2024 under Section 7 of IBC by financial creditor Avantine Software Pvt Ltd.
• · The initial 180-day CIRP period expired on 06.11.2024; multiple extensions were granted, with the final extension of 120 days given on 06.01.2026.
• · A prior resolution plan by Mr. Vivek Kumar Ratakonda was approved by the CoC on 21.01.2025 but dismissed by NCLT on 09.12.2025, leading to a fresh RFRP process.
• · The successful resolution plan by Innopark (India) Private Limited provides 100% payment to all admitted claims, including full upfront payment to CIRP costs (₹1,12,46,600) and unsecured financial creditors (related party) (₹25,48,786).
• · Unsecured financial creditors (non-related) receive ₹38,54,428 upfront plus equity allotment of ₹90,00,000 at ₹10 per share.
• · The NCLT also dismissed an intervention application by Mr. Vivek Kumar Ratakonda challenging the approval, with costs.

08-09-2026

Franklin Electric Co., Inc. (FELE) completed the acquisition of Cat Pumps Corporation for $350 million in cash plus a potential earnout of up to $50 million in FELE stock. Cat Pumps generated approximately $115 million in revenue and $45 million in Adjusted EBITDA in 2025, with EBITDA margins above 35%. The acquisition is expected to be accretive to Adjusted EPS in 2027 and expands FELE's exposure to high-growth commercial and industrial end markets, while maintaining a net leverage ratio of approximately 1.5x.

• · Cat Pumps will be reported as part of Franklin Electric's Energy Systems segment and will continue to operate under the Cat Pumps brand.
• · The acquisition expands Franklin Electric's addressable market by $1+ billion.
• · Franklin Electric expects to leverage its international distribution network to expand Cat Pumps' presence outside North America.
• · The transaction closed on September 4, 2026.
• · Franklin Electric funded the acquisition with available cash and borrowings under existing credit facilities.

08-09-2026

International Stem Cell Corporation (ISCO) completed the sale of its wholly-owned subsidiary Lifeline Cell Technology, LLC (LCT) to American Type Culture Collection, Inc. (ATCC) for an adjusted purchase price of $25,250,000 on September 1, 2026. The transaction provides ISCO with net cash proceeds of approximately $21.7 million and an escrow receivable of $2.6 million, significantly strengthening its balance sheet. However, pro forma financial statements show that after removing LCT's revenues, ISCO's continuing operations (Lifeline Skin Care and therapeutic R&D) generated only $296,000 in revenue for the six months ended June 30, 2026, with a net loss from continuing operations of $1.6 million, indicating a sharp decline in scale and ongoing operating losses.

• · The sale closed on September 1, 2026, with the MIPA dated July 10, 2026.
• · LCT's historical results will be reported as discontinued operations in future filings.
• · ISCO retains Lifeline Skin Care, Inc. and its therapeutic R&D operations after the sale.
• · The escrow receivable of $2.6M comprises three tranches: $100K working capital holdback (~90 days), $1.5M indemnification holdback (~6 months), and $1.0M indemnification holdback (~9 months), all classified as current.
• · Pro forma total assets are $26.3M, up from $5.1M historical, primarily due to cash proceeds.
• · Pro forma total liabilities are $4.4M, down from $5.0M historical, after removing LCT liabilities.
• · Related party note payable of $3.3M to BioTime remains on the balance sheet.
• · Pro forma net loss per share (basic and diluted) for FY2024 and FY2025 is $(0.40), and $(0.20) for the six months ended June 30, 2026.
• · The company qualifies as a Smaller Reporting Company, allowing only two annual periods in pro forma statements.

08-09-2026

B&R Technology Merger Corp. announced that holders of its units from the initial public offering may elect to separately trade the Class A ordinary shares and warrants starting September 10, 2026. The units will continue to trade under the symbol 'BRTMU' on Nasdaq, while the Class A ordinary shares and warrants will trade under 'BRTM' and 'BRTMW', respectively. No fractional warrants will be issued upon separation.

• · Separate trading begins on September 10, 2026.
• · Holders must contact Continental Stock Transfer & Trust Company through their brokers to separate units.
• · Only whole warrants will trade; no fractional warrants will be issued.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

08-09-2026

Aterian, Inc. received a Nasdaq deficiency notice on September 2, 2026, for failing to maintain a minimum $1.00 bid price for 30 consecutive business days. The company has a 180-day compliance period until March 1, 2027, to regain compliance, with a potential second 180-day extension. Additionally, CFO Joshua Feldman was terminated on September 4, 2026, and CEO David E. Lazar will serve as interim CFO while the company searches for a permanent replacement.

• · The company received a Bid Price Notice from Nasdaq on September 2, 2026.
• · The compliance period ends on March 1, 2027.
• · If compliance is not achieved, Nasdaq may grant a second 180-day period if the company meets other listing standards.
• · The company may need to effect a reverse stock split to cure the deficiency.
• · If delisting occurs, the company can appeal to a Nasdaq hearings panel.
• · CEO David E. Lazar will serve as interim CFO while a full-time replacement is sought.

08-09-2026

Solaris Energy Infrastructure, Inc. (NYSE: SEI) announced the acquisition of Omega Foundation Services, a specialized EPC company with heavy civil construction expertise, for approximately $101 million in net cash, $28 million in debt and lease assumption, and about 3.6 million Class A shares. The deal is expected to be immediately accretive to earnings and free cash flow per share, expanding Solaris' turnkey power solutions and adding new customers in data center, LNG, industrial, and government sectors. However, the acquisition introduces integration risks and potential unanticipated costs, and the company has not provided specific financial projections for the combined entity.

• · The acquisition adds early-stage site services, front-end plant installation & commissioning, and electrical substation development to Solaris' offerings.
• · Omega brings a large team of skilled professionals with decades of specialized EPC experience.
• · The transaction is expected to be immediately accretive to earnings and free cash flow per share.
• · Solaris has worked with Omega for two years in multiple locations.
• · The company anticipates announcing further business expansions in the coming months.
• · Risks include integration challenges, retention of key personnel and customers, and potential unanticipated costs.

08-09-2026

AEVEX Corp. completed its acquisition of BlackSea Technologies, a leading provider of unmanned surface and subsea vessels, creating a multi-domain autonomous systems provider. The combined entity offers battle-tested UAS, USVs, and UUVs, large-scale manufacturing, and CompassX autonomy software. While AEVEX highlights strong production volume growth of 114% YoY in Q2, the filing does not disclose the acquisition price or any financial metrics for BlackSea, limiting the ability to assess deal value or near-term financial impact.

• · BlackSea's Baltimore manufacturing complex features deepwater access, two 30-ton bridge cranes, and advanced robotic welding.
• · BlackSea has provided significant support to U.S. Navy 5th Fleet operations and missions such as Operation Epic Fury.
• · AEVEX's production volume grew 114% year-over-year in Q2, with strong supply-chain throughput improvements.
• · The acquisition was completed for an undisclosed consideration; no financial terms were disclosed.
• · BlackSea will operate as AEVEX's Maritime Systems division, led by former BlackSea CEO Bob Pudney.

08-09-2026

Estrella Immunopharma, Inc. received a Nasdaq deficiency notice on September 1, 2026, for failing to maintain a minimum Market Value of Listed Securities (MVLS) of $35,000,000 for 30 consecutive business days. The company has a 180-day compliance period, until March 1, 2027, to regain compliance, but also does not meet alternative listing standards based on stockholders' equity or net income. While the stock continues to trade under the symbol 'ESLA' for now, the company faces a material risk of delisting if it cannot boost its MVLS.

• · The company also fails to meet the alternative continued listing standards under Nasdaq Listing Rule 5550(b)(1) (stockholders' equity of at least $2,500,000) and Rule 5550(b)(3) (net income from continuing operations of at least $500,000).
• · To regain compliance, the company's MVLS must close at $35,000,000 or more for a minimum of ten consecutive business days.
• · The company's common stock continues to trade on The Nasdaq Capital Market under the symbol 'ESLA' with no immediate effect on listing or trading.
• · The company may appeal a delisting determination to a Nasdaq hearings panel if it fails to regain compliance by the Compliance Date.

08-09-2026

The filing is a Tender Offer Statement (Schedule TO) filed by RxSight, Inc. on September 8, 2026, but it contains no substantive financial or strategic details. The document is only 19 KB and does not disclose any transaction value, parties, premium, or rationale. Without any quantitative data or deal terms, the filing is purely informational and provides no basis for investment action.

08-09-2026

Sangamo Therapeutics, Inc. reported its first monthly operating report after commencing Chapter 11 proceedings on June 23, 2026, with $16,906,955 of cash at July 31, 2026, $155,117,944 of total assets and $97,132,393 of total liabilities. The company recorded a current-month loss of $11,165,298, including $4,244,225 of reorganization items, while postpetition debt totaled $19,038,048; however, no assets were sold or transferred outside the ordinary course of business and postpetition taxes past due were $0.

• · The voluntary Chapter 11 petition was filed on June 23, 2026, in the United States Bankruptcy Court for the District of Delaware.
• · The reporting period covered July 1, 2026 through July 31, 2026.
• · The monthly operating report was signed by Nikunj Jain on September 2, 2026.
• · The report was prepared on an accrual basis and stated that it was unaudited and not prepared in accordance with U.S. GAAP.
• · Accounts receivable over 90 days outstanding were $90,355, representing approximately 18.07% of total accounts receivable.
• · Postpetition payables past due of $366,473 represented approximately 1.95% of postpetition payables excluding taxes.
• · The company reported $0 of inventory.
• · The industry classification was 3254.
• · No postpetition income taxes were accrued or paid, and no postpetition property taxes were paid.

08-09-2026

Jones Financial Companies LLLP (JFC) filed a Schedule TO-I on September 8, 2026, in connection with an exchange offer, as detailed in the accompanying prospectus and related documents. The filing incorporates JFC's consolidated financial statements from its 2025 Form 10-K and 2026 quarterly reports, and includes exhibits such as the letter of transmittal, subscription agreement, and tax opinion. No pro forma information, agreements, regulatory requirements, or legal proceedings are disclosed as applicable.

• · Filing date: September 8, 2026
• · Prospectus dated September 8, 2026 (incorporated by reference to Form 424(b)(3), Registration No. 333-297716)
• · Video transcript dated August 12, 2026 (incorporated by reference to Form 425)
• · Tax opinion from Eversheds Sutherland (US) LLP (Exhibit 8.1 to Registration Statement)
• · No pro forma information, agreements, regulatory requirements, or legal proceedings applicable

08-09-2026

NMP Acquisition Corp. (Nasdaq: NMP) has entered into a definitive business combination agreement to acquire Gibson Technical Services, Inc. (GTS), a telecommunications infrastructure services provider, in an all-stock transaction valuing GTS at an implied enterprise value of $400 million. GTS delivered approximately $140 million in revenue for 2025, representing 36% year-over-year growth, with an EBITDA margin of ~12.5%. The combined company is expected to be listed on Nasdaq under a new ticker, with the transaction subject to SEC review and shareholder approval.

• · The transaction is an all-stock deal with no minimum cash or third-party financing condition.
• · The Seller will roll 100% of its equity interests in GTS Holdings, LLC into the combined company.
• · NMP's trust account held approximately $119.8 million as of September 4, 2026, which will be available to the combined company after redemptions and expenses.
• · Lock-up restrictions apply for six months post-closing, with early release possible if Class A Common Stock trades at or above $12.00 per share for 20 out of 30 trading days.
• · The combined company's board will include Nadir Ali, Mike McCracken, and three independent directors.
• · The business combination is subject to SEC review of a Form S-4 registration statement and NMP shareholder approval.

08-09-2026

NYSE Arca filed a Form 25-NSE with the SEC on September 8, 2026, to delist and deregister four ETFs issued by Tidal Trust II: Defiance Daily Target 2X Short HOOD ETF, Defiance Daily Target 2X Long MP ETF, Defiance Daily Target 2X Short OKLO ETF, and Defiance Daily Target 2x Long ZETA ETF. The delisting is effective at the opening of business on September 21, 2026, and the securities were already suspended from trading on August 28, 2026, because the instruments now represent only the right to receive an immediate cash payment, with no other rights.

• · The delisting is pursuant to 17 CFR 240.12d2-2(a)(3), meaning the securities now represent only the right to receive an immediate cash payment.
• · Trading was suspended on August 28, 2026, prior to the delisting notice filing.
• · The delisting becomes effective at the opening of business on September 21, 2026.

08-09-2026

AT&T Inc. filed a Form 25-NSE with the SEC on September 8, 2026, notifying the delisting and deregistration of its 1.800% Global Notes due 2026 from the New York Stock Exchange. The securities were redeemed at maturity on September 5, 2026, and trading was suspended on September 8, 2026, with the delisting effective September 21, 2026.

• · The delisting is pursuant to Rule 12d2-2(a)(2) of the Securities Exchange Act of 1934.
• · The securities were redeemed or paid at maturity on September 5, 2026.
• · Trading was suspended on September 8, 2026.
• · The delisting becomes effective at the opening of business on September 21, 2026.

08-09-2026

Fidelity Private Credit Fund filed Amendment No. 1 to its Schedule TO, supplementing its issuer tender offer to purchase up to 2,710,510 shares (Class I, D, and S) at net asset value per share as of September 30, 2026. The amendment adds a written communication (Q3 2026 Tender Offer Update) as an exhibit. No financial results or performance metrics are disclosed in this filing.

• · Tender offer first published on August 3, 2026.
• · Offer price equals net asset value per share as of September 30, 2026.
• · Filing is an amendment to add a written communication; no changes to prior information.
• · CUSIP numbers: Class I 31634E306, Class D 31634E207, Class S 31634E108.

08-09-2026

B.A.T. Netherlands Finance B.V. has filed a delisting notice with the SEC, as the entire class of its 3.215% Notes due 2026 was redeemed at maturity on September 6, 2026. The New York Stock Exchange will remove the guarantor from listing and registration effective September 21, 2026, and trading was suspended on September 8, 2026.

• · The delisting is due to the redemption or payment at maturity of the entire class of the 3.215% Notes due 2026 on September 6, 2026.
• · Trading of the security was suspended on September 8, 2026.
• · The removal from listing and registration will be effective at the opening of business on September 21, 2026.

08-09-2026

B.A.T Capital Corp, guarantor of 3.215% Notes due 2026, was delisted from the New York Stock Exchange effective September 21, 2026, after the entire class of securities was redeemed at maturity on September 06, 2026. Trading was suspended on September 08, 2026. The delisting is a routine event following the full redemption of the notes.

• · The delisting is effective at the opening of business on September 21, 2026.
• · The securities were redeemed or paid at maturity on September 06, 2026.
• · Trading was suspended on September 08, 2026.
• · The filing is made under Rule 12d2-2(a)(2) of the Securities Exchange Act of 1934.

08-09-2026

British American Tobacco p.l.c. (BTAFF) is being delisted from the New York Stock Exchange (NYSE) effective September 21, 2026, following the redemption of its 3.215% Notes due 2026 at maturity on September 06, 2026. Trading was suspended on September 08, 2026. This is a routine delisting notice related to the maturity of a debt security, not an operational or financial event.

• · The delisting is effective at the opening of business on September 21, 2026.
• · The securities were redeemed or paid at maturity on September 06, 2026.
• · Trading was suspended on September 08, 2026.
• · The delisting is pursuant to Rule 12d2-2(a)(2) of the Securities Exchange Act of 1934.

08-09-2026

The New York Stock Exchange notified the SEC of its intention to remove Reynolds American Inc. from listing and registration, effective September 21, 2026, because the entire class of its guaranteed 3.215% Notes due 2026 was redeemed or paid at maturity on September 6, 2026. Trading of the security was suspended on September 8, 2026.

• · The delisting is for the guarantor of the 3.215% Notes due 2026, not for the common stock of Reynolds American Inc.
• · The security was redeemed or paid at maturity on September 6, 2026.
• · Trading was suspended on September 8, 2026.
• · The delisting becomes effective at the opening of business on September 21, 2026.

08-09-2026

B.A.T. International Finance p.l.c. filed a Form 25-NSE with the SEC on September 8, 2026, notifying the delisting of its guarantor status for the 3.215% Notes due 2026 from the New York Stock Exchange. The delisting is effective September 21, 2026, following the redemption or maturity of the entire class of these securities on September 6, 2026. Trading in the securities was suspended on September 8, 2026.

• · The delisting is pursuant to Rule 12d2-2(a)(2) under the Securities Exchange Act of 1934.
• · The entire class of the 3.215% Notes due 2026 was redeemed or paid at maturity on September 6, 2026.
• · Trading in the securities was suspended on September 8, 2026.
• · The delisting becomes effective at the opening of business on September 21, 2026.

08-09-2026

Medalist Diversified REIT disclosed the completion of eight property dispositions between October 2025 and September 2026, with total sales prices ranging from $2.15M to $24.1M, and the deconsolidation of a DST entity following the sale of its beneficial interests. Pro forma financials show a significant reduction in investment property revenues (from $3.5M to $0.6M for H1 2026) and a swing to a pro forma net loss of $0.5M, reflecting the impact of asset sales. The company used proceeds to repay or defease debt, reducing total liabilities from $20.5M to $5.9M on a pro forma basis.

• · Pro forma net income for H1 2026 is $523,691, down from historical net income of $13,916,648, primarily due to the removal of gains on disposal.
• · Pro forma operating loss for H1 2026 is $1,974,345, compared to historical operating income of $11,902,017.
• · Pro forma cash and cash equivalents increased to $17,516,963 from $6,382,359.
• · Pro forma mortgages payable decreased to $4,769,004 from $9,041,598.
• · The company recognized a gain on disposal of $12,785,020 in the historical H1 2026 statement of operations.
• · The company recorded an impairment of assets held for sale of $465,327 in H1 2026, with a pro forma adjustment reducing this to $247,367.
• · The company used proceeds to repay or defease debt on multiple properties, including $12,954,175 for Franklin Square and $10,113,493 for Ashley Plaza.
• · The deconsolidation of XXV DST 1 removed all assets and liabilities of that entity from the consolidated financial statements.

08-09-2026

Kraft Heinz Co filed a Form 25 with the SEC on September 8, 2026, to voluntarily withdraw its common stock from listing and registration on The Nasdaq Stock Market LLC. The delisting is effective as of the filing date, and the company certifies it has met all requirements for the voluntary withdrawal. This marks a significant corporate action, though no financial details or reasons for the delisting are provided in the filing.

• · The delisting is voluntary under 17 CFR 240.12d2-2(c).
• · The company's principal executive offices are located at One PPG Place, Pittsburgh, Pennsylvania 15222.
• · The filing was signed by Andre Maciel, Executive Vice President and Global Chief Financial Officer.