Global High-Priority Regulatory Events — September 15, 2026

15-09-2026

SOBR Safe, Inc. received a Nasdaq delisting notice on September 14, 2026, effective September 16, 2026, due to failure to satisfy the minimum bid price and stockholders' equity requirements. The company will not appeal the delisting decision and will move its common stock to the OTC Markets (OTCQB), while its planned merger with Clean World Ventures is unlikely to close by the October 15, 2026 deadline.

• · Delisting effective at open of trading on September 16, 2026
• · Company received deficiency letter on March 19, 2026 for bid price below $1.00 for 30 consecutive business days
• · Hearings Panel granted continued listing until September 15, 2026, subject to completing merger and demonstrating compliance with Nasdaq Initial Listing Rules
• · Company had until August 28, 2026 to present views to Hearing Panel on equity deficiency
• · Merger Agreement termination date is October 15, 2026; merger unlikely to close by then
• · Company will not appeal delisting decision to avoid additional expense
• · Company expects OTCQB quotation approval in coming weeks
• · Reverse splits cumulative ratio of 1-for-1100 made company ineligible for 180-day compliance period

15-09-2026

On September 9, 2026, Anantha Ramamurti resigned from the board of directors of GSR IV Acquisition Corp., effective immediately, but will remain as President and Chief Financial Officer. The departure is a routine board change for a blank-check company, with no financial impact disclosed.

• · Mr. Ramamurti's resignation was effective September 9, 2026, and he remains President and CFO.
• · The company is an emerging growth company and a shell company (blank check).
• · Securities traded on NASDAQ: Units (GSRFU), Class A ordinary shares (GSRF), Rights (GSRFR).

15-09-2026

InnSuites Hospitality Trust (IHT) received notice from NYSE American that its compliance plan has been accepted, granting a plan period through December 24, 2027 to regain compliance with continued listing standards. The Trust is currently not in compliance but its listing continues under an extension. While the Trust recently increased stockholders' equity by $3 million as a step toward compliance, there is no assurance that it will meet the deadline or maintain compliance, and delisting proceedings could be initiated if progress is insufficient.

• · The notice was received on September 10, 2026, and the 8-K was filed on September 11, 2026.
• · The compliance plan was accepted by NYSE Regulation, and the plan period deadline is December 24, 2027.
• · If the Trust does not make progress consistent with the plan during the plan period, delisting proceedings could be initiated.
• · The Trust may appeal a staff delisting determination in accordance with Section 1010 and Part 12 of the Company Guide.
• · The Trust is considering capital-raising transactions, debt or capitalization restructuring, strategic transactions, reduction or deferral of certain cash uses, and operational initiatives to improve hotel gross operating profits.
• · Any actions remain subject to board or committee approval, accounting confirmation, NYSE American requirements, securities law compliance, and other conditions.

15-09-2026

Hubilu Venture Corporation, through its subsidiary Elata Investments LLC, acquired a vacant real property at 5717 4th Ave in Los Angeles for $600,000, closing on September 11, 2026. The acquisition was financed with a $550,000 first-position loan from Orchard Funding at 9.990% interest, requiring monthly interest-only payments of $4,578.75 until November 26, 2027, when the full principal and interest become due. The property was vacant at purchase, presenting both an opportunity for redevelopment or leasing and the risk of no immediate income to service the debt.

• · The property at 5717 4th Ave in Los Angeles was vacant at the time of purchase.
• · The loan from Orchard Funding is interest-only until November 26, 2027, at which point the full principal and accrued interest are due.
• · The acquisition closed on September 11, 2026, but the purchase agreement was entered on September 3, 2026.

15-09-2026

CMI Ltd, under Corporate Insolvency Resolution Process (CIRP) since August 2023, has filed unaudited financial results for the quarter and nine months ended December 31, 2025. The company's accumulated losses have reached ₹17,043.21 Lakh, completely eroding its net worth of ₹1,603.07 Lakh. The auditor has issued a disclaimer of opinion, citing a lack of sufficient audit evidence and multiple material uncertainties, including the absence of fixed asset registers, bank confirmations, and inventory details, raising significant doubt about the company's ability to continue as a going concern.

• · The company has been under CIRP since August 3, 2023, initiated by financial creditor Canara Bank under Section 7 of the IBC.
• · The financial results were prepared under Rule 7 of the Companies (Accounts) Rules, 2014, and not under Ind AS 34.
• · The auditor's disclaimer of opinion was due to the inability to obtain sufficient appropriate audit evidence.
• · Key audit concerns include: unverified fixed assets, unconfirmed bank and loan balances, unverified inventory, and unascertained contingent liabilities from tax disputes.
• · The Board of Directors' powers are suspended, and the results were approved upon authorization of the Resolution Professional.

15-09-2026

Jainco Projects (India) Ltd. has informed the exchanges that a Section 7 insolvency petition filed against the company before the NCLT, Kolkata has been withdrawn. The company is awaiting the final order from the tribunal. This marks a positive development as the CIRP threat has been removed, though the matter is not yet fully concluded.

• · The insolvency case was filed under Section 7 of the Insolvency and Bankruptcy Code (IBC) for initiation of CIRP.
• · The case was filed by an unnamed applicant before the NCLT, Kolkata bench.
• · The company has stated that the final order from NCLT is awaited, indicating the withdrawal is not yet formally recorded.

15-09-2026

SKIL Infrastructure Ltd, undergoing Corporate Insolvency Resolution Process (CIRP) since February 2024, has filed its unaudited consolidated financial results for the quarter ended December 31, 2025. The company reported total revenue of ₹192.79 lakh for the quarter, primarily from other income, with zero revenue from operations. The auditor's report contains multiple qualified conclusions and emphasis of matter, highlighting significant uncertainties including a 99.76% capital reduction in an investee, unreconciled intercompany loan balances of ₹16.19 lakh, and limitations in audit evidence for cash balances and deconsolidation adjustments.

• · The company has zero revenue from operations for all periods presented.
• · The auditor's report includes a qualified conclusion due to multiple issues: potential differences in admitted claims vs. book liabilities, capital reduction of 99.76% in an investee, unreconciled intercompany loan balances of ₹16.19 lakh, and lack of audit evidence for deconsolidation timing and cash balances.
• · The company's investment in associate Rosonotron Services (India) Ltd. was written off in FY23 but subsequently recognized at a nominal value of ₹1 after NCLAT rejected the voluntary liquidation application.
• · The company has not carried out revaluation of its quoted investments to reflect mark-to-market gain or loss due to non-availability of fair value inputs.
• · The Committee of Creditors (CoC) was constituted after the NCLAT vacated a stay on October 15, 2025, and Mr. Purusottam Behera was appointed as Resolution Professional on November 3, 2025.

15-09-2026

Restaurant Brands Asia Limited (formerly Burger King India) has subscribed to 1,00,000 redeemable cumulative non-convertible preference shares of its Indonesian subsidiary, PT Sari Burger Indonesia, for an aggregate amount of IDR 100,000,000,000 (approximately ₹500 Crore). This investment, previously intimated on August 3, 2026, was completed on September 15, 2026, and represents a capital infusion into the subsidiary. No negative or flat performance metrics are present in this filing.

15-09-2026

15-09-2026

Mobavenue AI Tech Limited (formerly Lucent Industries) announced a Board-approved scheme to merge its wholly owned material subsidiary, Mobavenue Media Private Limited (MMPL), into itself under Sections 233 of the Companies Act, 2013. The merger aims to create a unified corporate structure, improve financial flexibility, and consolidate complementary AI-powered advertising and consumer growth businesses. For FY 2025-26, the company reported consolidated revenue of ₹218.48 crore, EBITDA of ₹45.37 crore (20.8% margin), and PAT of ₹29.35 crore (13.4% margin), while international revenue contributed only 11.5% and the merger is subject to regulatory approvals.

• · The merger is a related-party transaction but exempt from Section 188 of the Companies Act and Regulation 23 of SEBI Listing Regulations as MMPL is a wholly owned material subsidiary.
• · No consideration or equity shares will be issued under the Scheme.
• · The company completed a stock split from ₹10 to ₹2 per share during FY 2025-26.
• · International markets contributed only 11.5% of revenue, indicating a heavy domestic focus.
• · The company's technology processes over 125 crore signals daily and supports real-time decisions in under 15 milliseconds.
• · The Mobavenue Neural Engine enables campaign conception to live execution in under 59 seconds.
• · The company's long-term operating philosophy is the Rule of 50: >30% annual revenue growth and >20% EBITDA margins.
• · The merger is subject to approvals from the Central Government or other competent authority.

15-09-2026

Shilp Gravures Ltd. has invested ₹1,42,93,800 in its wholly owned subsidiary Etone India Private Limited through a rights issue, subscribing to 14,29,380 equity shares at ₹10 each. The investment aims to expand the company's business, and the subsidiary reported a turnover of ₹1269.60 lacs in FY2025-26, up from ₹1110.20 lacs in the prior year, though still below the ₹1154.19 lacs of FY2023-24.

• · The investment is classified as a related party transaction, done at arm's length.
• · No promoter/promoter group/group companies have any interest in the target entity.
• · The subsidiary was incorporated on 11th June 2002 and operates in India.
• · No governmental or regulatory approvals are required for the acquisition.
• · The consideration is in cash.

15-09-2026

15-09-2026

Jupiter Wagons Limited incorporated a new wholly-owned subsidiary, Jupiter Rail Mobility Private Limited (JRMPL), incorporated on September 3, 2026, with Jupiter Wagons holding 99.9% of the shareholding. The subsidiary has an authorized share capital of ₹15,00,000 and paid-up capital of ₹1,00,000, with no turnover as operations have not yet commenced. The incorporation is a routine corporate structuring step and does not involve any acquisition consideration or regulatory approvals.

• · Date of incorporation of the subsidiary: September 3, 2026
• · Industry of the subsidiary: Railway and Engineering Industry
• · No turnover as operations have not yet commenced
• · No governmental or regulatory approvals required
• · No consideration involved as it is a fresh incorporation

15-09-2026

15-09-2026

Thermax Limited informed the stock exchanges that its wholly owned subsidiary, Thermax Engineering Construction Company Limited (TECC), incorporated a new wholly owned step-down subsidiary, Thermax Botswana Proprietary Limited, in Botswana on September 14, 2026. The new entity will provide support services for boilers and power plants, with a planned capital infusion of BWP 10,000 in cash. No financial impact or performance metrics were disclosed in this routine incorporation intimation.

• · Incorporation date: September 14, 2026; communication received by Thermax on September 15, 2026 at 1:32 p.m. IST.
• · Registration Number of the new entity: BW00009907836.
• · Incorporation certificate issued by the Companies and Intellectual Property Authority (CIPA), Botswana.
• · Consideration is cash; no governmental or regulatory approvals required for the incorporation.

15-09-2026

Yashraj Containeurs Ltd., currently under the Corporate Insolvency Resolution Process (CIRP), has informed BSE Limited that the 25th meeting of the Committee of Creditors (CoC) is scheduled for September 15, 2026. The notice was filed by Resolution Professional Ajit Kumar pursuant to SEBI LODR regulations.

• · The company is currently under CIRP (Corporate Insolvency Resolution Process).
• · The 25th meeting of the Committee of Creditors is being held on September 15, 2026, from 3:00 PM IST.
• · The filing is made under Regulation 30 of SEBI LODR and sub-clause 16(g) of Schedule III.

15-09-2026

Mangalam Drugs and Organics Limited has disclosed a default on its bank loan obligations to Bank of Maharashtra and Bank of Baroda, with overdue amounts of ₹951.19 Lakhs and ₹606.08 Lakhs respectively as of September 14, 2026. The defaults have persisted for over 30 days, starting in October 2025, indicating a prolonged financial stress. The company states it is making arrangements to pay the overdue amounts as soon as possible.

• · The default on Bank of Maharashtra account (A/c No. 60383561246) started on 17/10/2025.
• · The default on Bank of Baroda account (A/c No. 04170500000243) started on 20/10/2025.
• · The disclosure is made under Regulation 30 of SEBI (LODR) Regulations, 2015, which requires disclosure without materiality threshold.

15-09-2026

ACME Solar Holdings Limited has incorporated four wholly owned subsidiaries (ACME Greentech Twenty Five through Twenty Eight Private Limited) on September 15, 2026, each with a paid-up capital of ₹1,00,000 (10,000 equity shares of face value ₹10 each), subscribed 100% in cash. The subsidiaries are incorporated in India to undertake renewable energy power generation projects. This is a routine corporate structuring disclosure under Regulation 30 and does not involve any financial performance metrics.

• · All four subsidiaries were incorporated on September 15, 2026, in Gurugram, Haryana, India.
• · The subsidiaries are in the Power Generation (Renewable Energy) industry.
• · No governmental or regulatory approvals were required for the incorporation.
• · The consideration is 100% subscription to initial paid-up share capital in cash.

15-09-2026

This filing is a preliminary open offer disclosure for Cubical Financial Services Ltd., dated September 15, 2026, but the provided content is largely a news digest with no specific details about the open offer itself. The content references unrelated corporate events, including Amazon Now reaching $1 billion in annualized gross sales, Coforge's chairman exit, and PSG Equity raising €4.4 billion, but none of these pertain to Cubical Financial Services. The filing lacks quantitative data or specific terms of the open offer, making it difficult to assess materiality.

• · Coforge chairman O P Bhatt received the lowest rating in board evaluation, leading to his exit; Advent International voted against his tenure extension.
• · Coforge aims to double revenue to $5 billion by 2030 from about $2.4 billion now.
• · Amazon Now expanded to 4X more cities in less than 10 weeks, reaching over 60 Indian cities.
• · Firmus Technologies targets an IPO in October 2026 on the Australian Securities Exchange, aiming to raise $5 billion.
• · Buildots raised $297 million in a new investment round, with participation from Lightspeed Venture Partners, Intel Capital, and others.

15-09-2026

Zim Laboratories Limited has completed a total investment of AED 9,16,000 (AED 4,66,000 + AED 4,50,000) in its step-down subsidiary ZIM Scientific Office LLC through its wholly owned subsidiary ZIM FZE. Post investment, ZIM FZE continues to hold 100% of the share capital of ZIM SO. This is a routine intimation of a previously disclosed capital infusion with no change in ownership structure.

15-09-2026

Launch Two Acquisition Corp. (NASDAQ: LPBB) announced the public filing of a Form S-4 registration statement with the SEC on September 11, 2026, in connection with its proposed business combination with NuCube. The transaction, originally announced on June 25, 2026, involves NuCube's microreactor technologies targeting industrial, manufacturing, and AI data center energy needs. The filing follows a confidential draft submission on August 4, 2026, and includes forward-looking statements with risks that the combination may not be completed in a timely manner or at all.

• · The Business Combination Agreement was dated June 25, 2026.
• · The confidential draft registration statement was submitted on August 4, 2026.
• · The Form S-4 was publicly filed on September 11, 2026.
• · Launch Two's securities trade on Nasdaq under tickers LPBBU (units), LPBB (Class A ordinary shares), and LPBBW (warrants).
• · The registration statement includes a preliminary proxy statement/prospectus for SPAC shareholders.
• · Risks include potential failure to complete the business combination, inability to maintain Nasdaq or NYSE listing post-combination, and potential legal proceedings.

15-09-2026

GRT Jewellers (India) Private Limited has launched an open offer to acquire up to 1,72,70,845 equity shares (25.88% of voting capital) of Tribhovandas Bhimji Zaveri Limited at an offer price of ₹249.61 per share. The offer is made under SEBI (SAST) Regulations following an underlying transaction and is subject to statutory approvals including CCI and lenders' consent. The tendering period is scheduled from October 26, 2026 to November 6, 2026.

• · The open offer is made under Regulations 3(1) and 4 of SEBI (SAST) Regulations.
• · The offer is not conditional on a minimum level of acceptance.
• · The identified date for determining shareholders to whom the Letter of Offer will be sent is October 9, 2026.
• · The last date for upward revision of the offer price or size is October 22, 2026.
• · The offer is subject to receipt of CCI approval and lenders' approval.
• · The Acquirer may withdraw the offer under conditions specified in the Draft Letter of Offer.
• · No competing offer exists as of the date of the Draft Letter of Offer.

15-09-2026

Trio-Tech International filed a Form 25 with the SEC on September 15, 2026, to voluntarily withdraw its common stock from listing and registration on the New York Stock Exchange American. The delisting is pursuant to Rule 17 CFR 240.12d2-2(c), indicating the issuer has complied with exchange rules for a voluntary withdrawal. This effectively removes the company's securities from public trading on a major exchange.

• · The filing is effective as of September 15, 2026.
• · The company's commission file number is 001-14523.
• · The class of securities delisted is common stock, no par value per share.
• · The delisting is voluntary, not initiated by the exchange or due to a regulatory action.

15-09-2026

Hamilton Lane Private Secondary Fund (the Fund) filed this final amendment (SC TO-I/A) to report the results of its issuer tender offer to repurchase its own shares, with the offer expiring on June 4, 2026. A total of 14,908 Class I Shares were validly tendered and not withdrawn, and the Fund accepted 100% of those shares for purchase, paying an aggregate of $274,949 based on the net asset value calculated as of June 30, 2026. The tender offer was limited to a maximum aggregate amount of $20,456,457, indicating that the actual repurchase was significantly less than the maximum authorized amount.

• · The tender offer was first published on May 6, 2026, and Shareholders had until 11:59 p.m. Eastern Time on June 4, 2026 to tender shares.
• · The Fund accepted for purchase 100% of the 14,908 Class I Shares that were validly tendered (not withdrawn), resulting in total payment of $274,949, which is well below the authorized $20,456,457 maximum.
• · The filing covers only Class I Shares; no information is provided about Class Y or Class R shares in the results section (if they were offered, no tenders were received).
• · The filing is a final amendment reporting the results of the tender offer (Rule 13e-4(c)(4)).

15-09-2026

Hamilton Lane Private Assets Fund filed a final amendment to its tender offer statement, reporting the results of its offer to repurchase shares. The Fund accepted for purchase 100% of the 2,840,277 shares validly tendered across Class I, Class D, and Class R, with a total net asset value of approximately $57.15 million. The offer, which expired on June 4, 2026, was for an aggregate amount up to $290.12 million, but only about 19.7% of that amount was tendered, indicating lower-than-maximum participation.

• · The tender offer expired on June 4, 2026, and the net asset value was calculated as of June 30, 2026.
• · The Fund accepted 100% of all validly tendered shares, with no proration applied.
• · The total NAV of shares tendered ($57.15M) was significantly below the maximum offer amount ($290.12M), representing only about 19.7% uptake.

15-09-2026

Hamilton Lane Venture Capital & Growth Fund filed a final amendment to its issuer tender offer, reporting results of its repurchase offer of up to $7,391,956. The offer expired June 4, 2026, with 2,914 Class I Shares validly tendered and not withdrawn; the Fund accepted and paid for 100% of those shares at a net asset value of $55,000 per share as of June 30, 2026. No Class Y or Class R shares were tendered, and the offer was fully subscribed only for Class I.

• · Tender offer first published May 6, 2026; expiration deadline was 11:59 p.m. Eastern Time on June 4, 2026.
• · The Fund accepted 100% of the Class I Shares tendered, as permitted by Rule 13e-4(f)(1).
• · No Class Y or Class R shares were reported as tendered; the offer was only utilized for Class I shares.
• · The filing is a final amendment (SC TO-I/A) reporting results; no financial statements were included (Item 10 not applicable).

15-09-2026

Tilaknagar Industries Ltd. (TIL) has completed the first tranche of its investment in Black Tiger Distilleries Private Limited (BTD), subscribing to 14,628 CCPS and 100 equity shares for approximately ₹5.99 crore (₹5,99,99,957.36). This tranche gives TIL about a 12.5% fully diluted stake in BTD, toward a total targeted 30% stake for an aggregate consideration of ₹22 crore. The filing does not disclose any other financial metrics or prior-period comparisons.

15-09-2026

BlackRock Private Investments Fund filed Amendment No. 1 to its Schedule TO, relating to an issuer tender offer to purchase up to 5% of its outstanding common shares as of June 30, 2026. The amendment was filed solely to add an exhibit (an excerpt from a Form 8-K filed September 11, 2026) and a filing fee exhibit, without modifying any previously reported information. No financial results or performance metrics were disclosed in this filing.

• · The tender offer was first published on July 31, 2026.
• · The amendment was filed on September 15, 2026.
• · The filing is an issuer tender offer subject to Rule 13e-4, not a third-party or going-private transaction.
• · No final amendment reporting results has been filed (the checkbox for final amendment was not checked).

15-09-2026

Flag Ship Acquisition Corporation (FSHPU) announced a definitive business combination agreement with Bluechip & Co. Holdings, valuing Bluechip at a net value of $400 million. Bluechip shareholders will receive an aggregate of 40 million Purchaser ordinary shares in exchange for their shares. The transaction is subject to shareholder approvals, SEC filing effectiveness, and Nasdaq listing, with no specific timeline for closing provided.

• · Bluechip is a Cayman Islands holding company providing insurance-related customer-acquisition, financial-education, referral, U.S. capital-markets advisory, AI-driven online-advertising and data-center services.
• · Flag Ship is a SPAC sponsored by Whale Management Corporation, a British Virgin Islands business company.
• · The Merger Agreement includes expense loans from Bluechip to cover transaction costs, which are non-interest-bearing and not due before June 20, 2027; if the Acquisition Merger closes, these loans will be cancelled as intercompany obligations.
• · Post-merger, Purchaser's board will consist of five directors: one designated by Flag Ship, one by Bluechip (Ming Zhang), and three independent directors meeting Nasdaq requirements.
• · Bluechip's officers are expected to become the officers of Purchaser after closing.
• · Closing conditions include Flag Ship shareholder approval, Bluechip shareholder approval, SEC effectiveness of Form F-4 registration statement, Nasdaq listing approval, and receipt of applicable permits and governmental approvals.
• · No specific timeline for closing is provided; the transaction is subject to various risks including potential redemptions by Flag Ship's public shareholders.

15-09-2026

XMax Inc. (XMAX) disclosed on September 15, 2026 that it received a Nasdaq delisting notice on September 10, 2026 for failing to obtain prior shareholder approval for a series of discounted stock issuances totaling over 20% of shares outstanding, violating Listing Rule 5635(d). The company has until October 26, 2026 to submit a compliance plan, and Nasdaq may grant an extension of up to 180 days. The notification does not immediately affect trading, but the stock remains at risk of delisting if compliance is not regained.

• · The December Issuance was priced at $4.21, which is less than the Minimum Price of $5.98 (based on 5-day average NOCP).
• · Three of the five additional transactions (totaling 19,008,000 shares) were issued at prices below the Minimum Price.
• · The Aggregated Issuance exceeds 20% of pre-transaction shares outstanding without prior shareholder approval.
• · If the plan is not accepted, the company may appeal to a Nasdaq Hearings Panel.
• · The notification has no immediate effect on trading; XMAX continues to trade on Nasdaq under symbol XMAX during the compliance period.

15-09-2026

zSpace, Inc. announced its intention to voluntarily delist its common stock from Nasdaq and deregister with the SEC. The delisting is expected to become effective on or about October 5, 2026, and the deregistration on or about December 24, 2026. This decision represents a significant corporate action that will reduce the company's public market visibility and liquidity.

• · The delisting will become effective ten days after filing Form 25, on or about October 5, 2026.
• · The registration under Section 12(b) of the Exchange Act will terminate 90 days after filing Form 25, on or about December 24, 2026.
• · The company issued a press release titled 'zSpace, Inc. Announces Intention to Voluntarily Delist from Nasdaq and Deregister Its Common Stock with the SEC'.

15-09-2026

Emery Partners Income Credit Strategies Fund completed its issuer tender offer, with shareholders validly tendering shares totaling $4,251,499 as of June 30, 2026. The net asset value per share was $10.10, and cash payments were wired to shareholders on or about July 1, 2026. This final amendment reports the results of the offer, which was originally filed on May 1, 2026.

• · The tender offer was for up to approximately 5.00% of the Fund's net assets, or $4,000,000 as of December 31, 2025.
• · The tender offer expired on June 30, 2026, at 11:59 P.M. Eastern Time.
• · The net asset value per share was calculated as of June 30, 2026, at $10.10.
• · Cash payments were wired to shareholders on or about July 1, 2026.
• · This is the final amendment to the Schedule TO, originally filed on May 1, 2026.

15-09-2026

AG Mortgage Investment Trust, Inc. (MITT), now named TPG Mortgage Investment Trust, Inc., is merging with Cherry Hill Mortgage Investment Corporation (CHMI) via a S-4 registration statement filed on September 15, 2026. The merger involves MITT's wholly owned subsidiary, MIT Merger Sub II, LLC, merging with CHMI, with Merger Sub surviving. Both companies are residential mortgage REITs, with MITT externally managed by an affiliate of TPG and CHMI internally managed since November 2024. The filing includes proxy solicitations for special meetings of both companies' stockholders, with D.F. King & Co. serving as MITT's proxy solicitor (fee ~$20,000) and Georgeson LLC for CHMI (fee ~$55,000).

• · MITT changed its name from AG Mortgage Investment Trust, Inc. to TPG Mortgage Investment Trust, Inc. effective December 16, 2025.
• · MITT's common stock trades on NYSE under symbol 'MITT'.
• · MITT is externally managed by MITT Manager, an affiliate of TPG.
• · CHMI became internally managed effective November 14, 2024, after terminating its external management agreement.
• · CHMI's principal objective is to generate current yields and risk-adjusted total returns through dividend distributions and capital appreciation.
• · MITT's investment portfolio as of June 30, 2026 includes Residential Investments (Non-Agency Loans, Agency-Eligible Loans, Home Equity Loans, Re- and Non-Performing Loans, Non-Agency RMBS) and Agency RMBS.
• · CHMI operates through two segments: investments in RMBS and investments in servicing-related assets.
• · MITT has elected to be treated as a REIT for U.S. federal income tax purposes and maintains exemption from registration under the Investment Company Act.
• · CHMI has elected to be taxed as a REIT and must distribute at least 90% of its REIT taxable income annually.

15-09-2026

Catalyst Acquisition Corp., a blank-check/SPAC company, announced on September 15, 2026, that its units will begin separate trading of Class A ordinary shares and rights on Nasdaq starting September 17, 2026. The separation requires holders to contact the transfer agent, and the company continues to focus on potential business combinations in traditional and digital media sectors. No financial results or deal terms were disclosed in this filing.

• · The separate trading of Class A ordinary shares and rights will commence on September 17, 2026.
• · Units will continue to trade under the symbol 'CATLU' on Nasdaq until separated.
• · The company is a blank check company (SPAC) focused on traditional and digital media sectors, including video game companies and mobile gaming.
• · The press release includes forward-looking statements and disclaimers regarding potential business combinations.

15-09-2026

JATT Ventures II L.P., the sponsor of JATT II Acquisition Corp., filed a Schedule 13D disclosing beneficial ownership of 1,800,000 ordinary shares, representing 23.10% of the issuer's outstanding shares as of June 30, 2026. The sponsor acquired the shares through a private placement purchase agreement dated April 16, 2026, and a founder share purchase agreement dated February 12, 2026, paying $25,000 for 1,725,000 founder shares. The filing indicates no current plans for additional acquisitions, board changes, or other major corporate actions, and the sponsor has agreed to vote in favor of a proposed business combination and not to seek redemption rights.

• · The Sponsor acquired 1,725,000 founder shares for $25,000 (approximately $0.014 per share) on February 12, 2026, of which 225,000 were forfeited subject to the expiration of the underwriters' over-allotment option.
• · The reporting persons have not effected any transactions in the issuer's ordinary shares during the 60 days preceding the filing date.
• · The Sponsor agreed to vote all ordinary shares in favor of a proposed business combination and not to seek redemption rights.
• · The Sponsor disclaims beneficial ownership of securities held by the Sponsor other than to the extent of any pecuniary interest.

15-09-2026

Origin Bancorp, Inc. (OBK) announced its voluntary withdrawal from the New York Stock Exchange (NYSE) and transfer of its common stock listing to the Texas Stock Exchange (TXSE), effective October 12-13, 2026. The stock will continue trading under the symbol "OBK" on TXSE. No financial impact or performance metrics were disclosed in this filing.

• · The delisting is voluntary and authorized by the Board of Directors.
• · NYSE trading ends at market close on October 12, 2026; TXSE trading begins at market open on October 13, 2026.
• · The stock symbol "OBK" will remain unchanged on TXSE.
• · A press release was issued on September 15, 2026, attached as Exhibit 99.1.

15-09-2026

Beacon Topco, Inc. announced a tender offer to repurchase up to $15 million of its common stock at $6.6609 per share, representing approximately 49.62% of its outstanding shares. The offer is an issuer tender offer subject to Rule 13e-4, with the company seeking to buy back up to 2,251,947 shares. No financial performance data is provided in this filing, so no period-over-period comparisons are available.

• · The offer is an issuer tender offer subject to Rule 13e-4 under the Securities Exchange Act of 1934.
• · The tender offer is being made pursuant to a Scheme of Arrangement.
• · The company's principal executive offices are located at 20400 Century Boulevard, Suite 210, Germantown, Maryland 20874.
• · The filing includes exhibits such as the Offer to Purchase, Letter of Transmittal, and related documents.
• · The offer is scheduled to expire on a date not specified in this filing.

15-09-2026

Texas Capital Funds Trust filed Form 25 with the SEC on September 15, 2026, to voluntarily delist and deregister two ETFs—Texas Capital Texas Equity Index ETF (TXS) and Texas Capital Texas Oil Index ETF (OILT)—from NYSE Arca. The delisting is a voluntary withdrawal by the issuer, citing compliance with exchange rules and SEC regulations. No financial performance data or reasons for the delisting are provided in the filing.

• · The delisting is voluntary under SEC Rule 12d2-2(c).
• · The filing date is September 15, 2026.
• · The issuer's principal executive offices are at 2000 McKinney Avenue, Suite 700, Dallas, TX 75201.
• · Commission File Number: 001-41739.

15-09-2026

Lloyds Banking Group plc's 1.985% Fixed Rate Reset Subordinated Debt Securities due 2031 were called for redemption and fully paid on September 15, 2026. The New York Stock Exchange filed a Form 25-NSE to delist and deregister the entire class of these securities, effective at the opening of business on September 28, 2026. Trading in the securities was suspended on September 15, 2026.

• · The delisting is pursuant to Rule 12d2-2(a)(1) under the Securities Exchange Act of 1934.
• · Funds sufficient for payment were deposited with an authorized agency and made available to security holders on September 15, 2026.
• · The securities were suspended from trading on September 15, 2026.
• · The delisting becomes effective at the opening of business on September 28, 2026.

15-09-2026

Peachtree Alternative Strategies Fund completed its issuer tender offer, repurchasing 54,527.677 Institutional Shares from 27 shareholders for a total of $5,926,068.11. The Fund paid 95% of the share value as of the June 30, 2026 valuation date, with the remaining 5% expected to be paid by approximately June 2027 after the next annual audit. The offer was oversubscribed relative to the 10% of net asset value cap, as 15 shareholders who tendered all their shares received only partial payment.

• · Tender offer was first published on April 16, 2026, and expired on May 17, 2026.
• · The offer was for up to 10% of the Fund's net asset value as of June 30, 2026.
• · The Valuation Date for the tendered shares was June 30, 2026.
• · The second and final payment of the remaining 5% is expected approximately June 2027.
• · The filing is a final amendment reporting the results of the tender offer.