Global High-Priority Regulatory Events — September 16, 2026

16-09-2026

Triveni Engineering & Industries Limited has certified the distribution of proceeds from fractional shares to eligible shareholders pursuant to a Composite Scheme of Arrangement sanctioned by the NCLT. The distribution, completed on September 9, 2026, involved 4,308 shares with gross proceeds of INR 12,25,385.00, TDS of INR 598.00, and net proceeds of INR 12,24,787.00 distributed to 6,064 eligible shareholders. This filing is a routine compliance certification under SEBI Master Circular, not a regulatory action against the company.

• · The Scheme was sanctioned by NCLT Allahabad Bench on May 7, 2026 and May 18, 2026, with the effective date of May 19, 2026.
• · The share exchange ratio was 100:137, with 100 equity shares of INR 1 each issued for every 137 shares of INR 10 each held.
• · The record date for determining eligible shareholders was June 3, 2026, and shares were allotted on June 9, 2026.
• · The fractional shares were held in a demat escrow account (DP ID: IN300118, Client ID: 11850322) with Mitcon Credentia Trusteeship Services Limited as trustee.
• · The distribution of proceeds was completed on September 9, 2026, within the 90-day requirement.

16-09-2026

Nilesh Jayantilal Patel, Vishal Jayantilal Patel, and Bharatkumar Pravinchandra Keshrani (the Acquirers) have launched an open offer to acquire up to 23,16,964 equity shares (26.00% of the expanded equity capital) of Niks Technology Limited at ₹136 per share, pursuant to SEBI (SAST) Regulations. The offer follows a Share Purchase Agreement for 2,31,100 shares and a proposed preferential issue of 25,73,400 equity shares and 18,37,800 warrants to the Acquirers, which together would give them 52.09% post-preferential stake and complete management control. The Acquirers currently hold no shares in the target company, and the offer is triggered by the underlying transaction that will result in them becoming promoters.

• · The Acquirers currently hold no shares in Niks Technology Limited as of the PA date (08th September 2026).
• · Post-offer (assuming full acceptance), the Acquirers would hold 69,59,264 equity shares, representing 78.09% of the expanded equity share capital.
• · The Target Company's main objects include establishing educational institutions, IT services, digital marketing, AI, and drone trading.
• · The Acquirers have an experience of over 17 years in civil infrastructure (Nilesh Patel).
• · The open offer is made under Regulation 3(1) and Regulation 4 of SEBI (SAST) Regulations, 2011.

16-09-2026

Barnwell Industries completed the sale of its remaining Hawaii development interests, receiving approximately $1.7 million in total cash receipts (gross purchase price of $1.77 million, net proceeds of $1.54 million, plus $0.14 million in pre-closing distributions). This transaction completes the company's exit from Hawaii and simplifies its portfolio, with management emphasizing a focus on strategic investments and potential acquisitions. No negative or flat metrics were reported in this filing.

• · The sale included indirect partnership interests in KKM Makai, LLLP and KD Kona 2013 LLLP, covering leases for Increment 1 and Increment 2 areas of Lot 4-A at Ka‘upulehu on the Island of Hawaii.
• · Development rights held by Ka‘upulehu Developments in the Increment 2 area were also sold.
• · The company expects winding up of the Ka‘upulehu Developments partnership to be completed promptly and at minimal additional cost.
• · Management stated they will pursue strategic investments, acquisitions, and potential business combinations only where prospective returns justify committing shareholder capital.

16-09-2026

Dhruv Wellness Ltd, undergoing Corporate Insolvency Resolution Process (CIRP), has belatedly disclosed the scheduling of its Eighth Committee of Creditors (CoC) meeting held on December 18, 2025. The delay in disclosure was attributed to an inadvertent oversight, with no deliberate intention to withhold information.

• · The CoC meeting was scheduled as a physical meeting at Axis House, Bombay Dyeing Mills Compound, Pandurang Budhkar Marg, Worli, Mumbai.
• · The filing was made on September 16, 2026, approximately nine months after the meeting date (December 18, 2025).
• · The company is undergoing Corporate Insolvency Resolution Process under the Insolvency and Bankruptcy Code, 2016.

16-09-2026

SKIL Infrastructure Ltd is under Corporate Insolvency Resolution Process (CIRP) by order of Hon'ble NCLT, Mumbai dated February 1, 2024. The resolution professional has informed stock exchanges that the Eleventh Meeting of the Committee of Creditors (CoC), which originally commenced on September 9, 2026 and has been adjourned multiple times, is further rescheduled to September 17, 2026 for continued deliberation on agenda items.

• · Company is under CIRP by NCLT Mumbai order dated February 1, 2024.
• · This is the Eleventh (11th) Committee of Creditors meeting.
• · Meeting initially commenced on September 9, 2026, and was adjourned multiple times.
• · Meeting rescheduled to September 17, 2026 at 2:30 PM via video conferencing.
• · Resolution Professional Purusottam Behera holds IBBI Registration No. IBBI/IPA-002/IP-N00940/2019-20/12993 (AFA valid till December 31, 2026).

16-09-2026

GEM Enviro Management Limited has entered into a Share Subscription Agreement on September 16, 2026 to acquire a 75% stake in Novuscom Neo Private Limited for a total consideration of ₹30,00,000 (₹30 Lakhs). The acquisition includes 30,000 equity shares and 2,70,000 0.001% Compulsorily Convertible Preference Shares (CCPS), both at a face value and issue price of ₹10 each. Post-investment, Novuscom will become a subsidiary of GEM Enviro Management Limited, with the company entitled to nominate up to three directors on its board.

• · The acquisition is not a related party transaction and the parties are not related to the promoter/promoter group/group companies.
• · GEM Enviro Management Limited has pre-emptive subscription rights on further issue of equity securities, a right of first offer on transfer of shares by promoters of Novuscom, and specified tag-along rights.
• · The agreement was disclosed under Regulation 30 of SEBI Listing Regulations, following a prior announcement on August 25, 2026.

16-09-2026

Chemkart India Limited has invested ₹1.30 Crore in its wholly owned subsidiary, Easy Raw Materials Private Limited, through a rights issue of 13,00,000 equity shares at ₹10 each. The subsidiary, which trades in pharma products and nutritional supplements, reported nil turnover and a loss after tax of ₹59.47 Lakh for the year ended March 31, 2026. The investment is part of the IPO proceeds utilization for commissioning the subsidiary's manufacturing unit.

• · The subsidiary has had nil turnover for the last three years.
• · The subsidiary reported a loss after tax of ₹59.47 Lakh for the year ended March 31, 2026.
• · Chemkart's shareholding in the subsidiary remains at 100% both pre- and post-allotment.
• · The investment is part of the utilization of IPO proceeds as per the prospectus dated July 10, 2025.

16-09-2026

OBCL Infrastructure Private Limited, a member of the promoter group of OBCL Limited, acquired 14,007 equity shares of the company through on-market purchases on September 11 and September 15, 2026, representing approximately 0.065% of the total paid-up equity capital. The transaction value was approximately ₹7,890,024, and the acquisition was disclosed under SEBI (Prohibition of Insider Trading) Regulations, 2015. This is a routine promoter-group shareholding disclosure with no change in control or material financial impact.

• · Acquisition executed on NSE via on-market transactions on September 11, 2026 (2,257 shares) and September 15, 2026 (11,750 shares).
• · OBCL Infrastructure Private Limited is a promoter group member with PAN AADCR9180L and CIN U45201CT2007.
• · Disclosure filed under Regulation 7(2) read with Regulation 6(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015.
• · No trading in derivatives was reported by the acquirer.
• · The company's scrip code is 541206, trading symbol OBCL, ISIN INE426Z01016.

16-09-2026

Restaurant Brands Asia Limited's board approved two investments: (1) acquiring a 26% stake in Navitas Anant Renewables Two Private Limited, a solar SPV, for ₹1,10,00,000 to reduce renewable energy costs for its Indian restaurants, and (2) investing up to IDR 100 billion (approx. ₹55.4 crore) in its Indonesian subsidiary PT Sari Burger Indonesia via redeemable preference shares to support business needs. The Indonesian subsidiary has shown declining turnover over the past three years, falling from IDR 1,109,225.52 million in FY2024 to IDR 915,799.88 million in FY2026, indicating a negative trend.

• · Solar SPV is newly incorporated (May 13, 2026) with no prior turnover.
• · Acquisition of 26% stake is not a related party transaction; promoter group has no interest in the SPV.
• · Investment in BK Indonesia is a related party transaction and will be done at arm's length.
• · Preference shares are non-voting, hence no change in equity control of BK Indonesia.
• · Indicative completion for solar SPV acquisition is by January 31, 2027; for BK Indonesia investment by December 31, 2026.

16-09-2026

This SEC filing for Cubical Financial Services Ltd. is a newspaper article in Hindi discussing the history and evolution of India's tax system since 1991, covering reforms in direct and indirect taxes, GST implementation, and corporate tax rates. It does not contain any company-specific financial data, performance metrics, or material events related to Cubical Financial Services Ltd.

16-09-2026

Compuage Infocom Limited, currently under Corporate Insolvency Resolution Process (CIRP) pursuant to an NCLT order dated 29.04.2024, has scheduled the 28th meeting of the Committee of Creditors for 20th September 2026. The company's affairs are being managed by Resolution Professional Gajesh Labhchand Jain. No financial figures or operational metrics were disclosed in this intimation.

• · NCLT order initiating CIRP dated 29.04.2024, received on 09.05.2024
• · Meeting of Committee of Creditors scheduled for 20th September 2026 at 04:00 P.M.
• · Company is under Corporate Insolvency Resolution Process under the Insolvency and Bankruptcy Code 2016

16-09-2026

NHC Foods Limited's Board approved the acquisition of up to 88% stake in Lotmor Brands Private Limited and up to 80% stake in Walya's Beverages Private Limited, with consideration in cash or via share issue at Rs. 6.5 per share (or price determined after 6 months), subject to shareholder approval for non-cash consideration. The acquisitions aim to add synergies in food and beverage trading/manufacturing, but Lotmor Brands has minimal turnover (INR 1,79,739 in '00 for FY 2024-25) and Walya's Beverages reported a turnover of INR 22,275.49 ('00) for FY 2024-25, indicating small-scale targets. Mr. Suryakant Dhondu Walavalkar was appointed as Additional Executive Director, bringing extensive industry experience, though the appointment is subject to shareholder approval.

• · Lotmor Brands Private Limited was incorporated on October 30, 2018 and is registered with ROC Mumbai.
• · Walya's Beverages Private Limited was incorporated on June 24, 2021.
• · The acquisitions are subject to shareholder approval only in case of non-cash consideration.
• · Due diligence for the acquisitions is expected to be completed within 6 months from the date of disclosure.
• · Mr. Suryakant Dhondu Walavalkar is the Founder & Managing Director of Lotmor Brands and has previously managed a ₹250 Crore enterprise wholesale business at Samsonite.
• · Mr. Walavalkar holds an MBA in International Marketing (1999), a Diploma in EXIM Management (1997), and a B.Com from the University of Mumbai (1994).
• · No governmental or regulatory approvals are required for the acquisitions.
• · The Board meeting commenced at 02:00 P.M. and concluded at 03:00 P.M. on September 16, 2026.

16-09-2026

Juniper Hotels Limited announced the proposed acquisition of the operating hotel Novotel Imagicaa from Imagicaaworld Entertainment Limited for an aggregate lump-sum purchase consideration of Rs. 2,48,00,00,000/- (Rupees Two Hundred Forty-Eight Crores Only). The acquisition adds an established, cash-generating 287-key hotel on approximately 11 acres in Khopoli, Maharashtra, with a built-up area of 2,80,000 sq. ft., and is expected to be completed on or before March 31, 2027. The transaction is not a related-party transaction and will be funded through cash consideration.

• · The hotel is located adjacent to the Imagicaa Theme Park and Water Park.
• · The acquisition price is approximately ₹86 lakh per key.
• · The hotel has a built-up area of approximately 2,80,000 sq. ft. and includes restaurants, banquet and meeting facilities, recreational amenities, and other associated hotel infrastructure.
• · The transaction is expected to be completed on or before March 31, 2027.
• · The Board meeting commenced at 11:05 a.m. and concluded at 11:36 a.m. on September 16, 2026.

16-09-2026

ECS Biztech Ltd is the target of an open offer by Rakesh Ramanlal Shah and Komal Infotech Private Limited to acquire up to 53,44,313 fully paid-up equity shares at ₹10.50 per share in cash. The offer, managed by Beeline Capital Advisors, includes a corrigendum to the Detailed Public Statement following SEBI comments dated August 31, 2026. The independent committee (IDC) has recommended the offer as fair and reasonable, though public shareholders are advised to make their own informed decision.

• · The identified date for determining shareholders to receive the Letter of Offer was September 02, 2026.
• · The offer will be implemented through the stock exchange mechanism on BSE.
• · No representative of the acquirers is on the board of the target company as of the date.
• · No statutory approvals are currently required for the open offer, but future approvals may become applicable.
• · The corrigendum was issued due to changes advised by SEBI, including reclassifying Komal Infotech from PAC to Acquirer-2.
• · The Letter of Offer dispatch was completed electronically and physically on September 15, 2026.
• · The offer is not a competing offer under Regulation 20 of SEBI (SAST) Regulations.
• · Public shareholders who acquire shares after the identified date are still eligible to participate.
• · The offer price is higher than the price determined under Regulation 8(1) and 8(2) of SEBI (SAST) Regulations.
• · The shares are not frequently traded on BSE, which was considered in the recommendation.

16-09-2026

Astron Paper & Board Mill Limited is undergoing Corporate Insolvency Resolution Process (CIRP) commencing May 11, 2026, under the Insolvency and Bankruptcy Code, 2016. The Resolution Professional has filed an application under Section 19(2) of the IBC on July 10, 2026, seeking directions against concerned personnel for non-cooperation in providing necessary assistance for the CIRP. This indicates potential obstruction or delays in the insolvency process.

• · CIRP commenced on May 11, 2026, pursuant to NCLT order.
• · Application under Section 19(2) of IBC filed on July 10, 2026, before NCLT Ahmedabad Bench.
• · Application seeks directions against personnel for non-cooperation with Resolution Professional.
• · Stock codes: BSE 540824, NSE ASTRON, ISIN INE646X01014.

16-09-2026

LT Foods Limited has entered into a Share Purchase Agreement to acquire the remaining 49% equity stake in its joint venture Kameda LT Foods (India) Private Limited from Kameda Seika Co., Ltd. for a cash consideration of ₹1.12 crore. Upon completion, expected by December 31, 2026, KLT will become a wholly owned subsidiary, giving LT Foods full ownership and control. However, the target entity's turnover has declined from ₹1432 lakh in FY2025 to ₹1403 lakh in FY2026, indicating a recent dip in performance.

• · The acquisition is expected to be completed by December 31, 2026.
• · The transaction is not a related party transaction and is at arm's length.
• · Kameda LT Foods was incorporated on March 14, 2017 as a joint venture.
• · The entity is engaged in food processing, primarily rice-based snacks.

16-09-2026

Oaktree Strategic Credit Fund filed Amendment No. 1 to its Schedule TO, providing preliminary results of its issuer tender offer that expired on September 11, 2026. Approximately 7.2 million shares (3.8% of outstanding shares as of June 30, 2026) were validly tendered and not withdrawn, well below the maximum of 9,580,537 shares sought. The final purchase price per share will be determined based on the September 30, 2026 NAV and disclosed in November 2026.

• · The tender offer expired at 11:59 p.m. Eastern Time on September 11, 2026.
• · The purchase price per share will be based on the net asset value per share as of September 30, 2026, and disclosed in November 2026.
• · The amendment was filed on September 15, 2026, and signed by Mary Gallegly, General Counsel and Secretary.
• · The offer was an issuer tender offer subject to Rule 13e-4, not a third-party or going-private transaction.

16-09-2026

Three Lions Acquisition Corp. announced that holders of its units may elect to separately trade the ordinary shares and warrants included in the units, effective on or about September 17, 2026. Separated ordinary shares and warrants will trade on Nasdaq under the symbols 'TLAC' and 'TLACW', respectively, while unseparated units will continue to trade under 'TLACU'. This is a routine operational update regarding the unit separation process and does not involve a merger or acquisition transaction.

• · Unit separation effective on or about September 17, 2026
• · Unseparated units continue trading under 'TLACU' on Nasdaq
• · Separated ordinary shares trade under 'TLAC' and warrants under 'TLACW'
• · Holders must contact Continental Stock Transfer & Trust Company to separate units
• · Press release dated September 15, 2026 filed as Exhibit 99.1

16-09-2026

Zodiac Energy Limited has acquired a 98% ownership interest in eight newly-formed Limited Liability Partnerships (LLPs) — Girdhari, Parvati, Indranuj, Ridhika, Maatangi, Krishnapriya, Narayani, and Sumitra Solar Projects LLP — for a total cash consideration of ₹156,800 (₹19,600 per LLP). The acquisition is a related-party transaction as the promoter and promoter group are interested, but is stated to be on an arm's length basis. The LLPs have nil turnover for the last three financial years, indicating the acquisition is a strategic move to expand the company's solar power business through entities that are currently dormant.

• · The acquisition is a related-party transaction; the promoter and promoter group members are interested in the LLPs.
• · All eight LLPs have nil turnover for FY 2023-24, FY 2024-25, and FY 2025-26.
• · The LLPs were incorporated between November 2020 and January 2021, indicating they have been dormant for several years.
• · The company will act through its authorised representative as the Designated Partner of each LLP.
• · No governmental or regulatory approvals were required for the acquisition.

16-09-2026

Primo Chemicals Limited has acquired the remaining 51% equity stake in Flow Tech Chemicals Private Limited, making it a wholly owned subsidiary. The acquisition was approved by shareholders on August 5, 2026, and the share purchase agreement was executed on September 16, 2026.

• · The acquisition was approved by members on August 5, 2026, through a postal ballot by e-voting.
• · The company previously held 49% equity stake in Flow Tech Chemicals Private Limited.
• · The 2nd Supplementary Share Purchase Agreement was executed on September 16, 2026.

16-09-2026

Neptune Logitek Ltd has acquired 1,00,000 equity shares of Rs. 10 each, representing 100% of the paid-up equity share capital of Neptune Cargo Services Private Limited, a newly incorporated logistics company. The acquisition, completed on September 16, 2026, was done at face value (Rs. 10 per share) for cash, and is in line with the company's strategy to invest in the logistics business. The transaction is classified as a related party transaction, as the company's directors serve on the target's board, but it was conducted at arm's length.

• · The target company, Neptune Cargo Services Private Limited, was incorporated on September 16, 2026, in India.
• · The acquisition is a related party transaction as the target is a wholly owned subsidiary post-acquisition, and the company's directors serve on its board.
• · No governmental or regulatory approvals were required for the acquisition.
• · The acquisition was completed on the same date as the filing, September 16, 2026.
• · The target operates in the logistics industry, providing freight forwarding services via sea, rail, and road.

16-09-2026

Simbhaoli Sugars Limited (under Corporate Insolvency Resolution Process, w.e.f. July 11, 2024) held its 3rd Committee of Creditors (CoC) meeting on September 10, 2026, where discussions covered general operational matters and the number of Expressions of Interest received. The company remains under CIRP with management vested in IRP Mr. Anurag Goel, and no resolution plan has been finalized yet.

• · CIRP initiated on July 11, 2024, and the Board of Directors' powers have been suspended since that date.
• · IRP Mr. Anurag Goel is managing the company's assets and operations under IBC 2016.
• · The 3rd CoC meeting is a post-facto intimation, not previously disclosed.
• · No resolution plan or timeline for completion is mentioned.

16-09-2026

Arix Energix Limited (formerly Jupiter Infomedia Limited) has incorporated a wholly-owned subsidiary, Arix Metals Trading FZCO, in the UAE effective September 15, 2026, with a paid-up capital of AED 1,00,000 (approx. ₹22.7 Lakhs). The subsidiary, which has nil turnover, will engage in metal scrap trading, marking a geographic expansion for the company. The company also notes its name change from Jupiter Infomedia Limited to Arix Energix Limited, effective July 17, 2026, which is pending approval from BSE Limited.

• · The subsidiary is incorporated as a Free Zone Company (FZCO) in the UAE.
• · The incorporation is a cash consideration transaction.
• · The company's name change from Jupiter Infomedia Limited to Arix Energix Limited was effective July 17, 2026, following a special resolution passed on June 24, 2026.
• · The name change application is under process with BSE Limited.

16-09-2026

SEBI issued a Release Order for Recovery Certificate No. 4791 of 2022 against Gaekwad Plantations Limited, indicating compliance by the company. The order was published on September 16, 2026, under SEBI's recovery proceedings. No financial penalties or amounts are specified in the filing.

• · Recovery Certificate No. 4791 of 2022 is referenced in the order.
• · The order is classified under SEBI's Recovery Proceedings enforcement category.

16-09-2026

Fine Organic Industries Limited has invested INR 55,00,00,000 (INR 55 Crore) by subscribing to 5,50,00,000 preference shares of its wholly owned subsidiary, Fine Organic Industries (SEZ) Private Limited, to support setting up a manufacturing unit. The subsidiary, incorporated in October 2023, has not yet commenced operations and has a net worth of INR 90.29 crore as of March 31, 2026. The investment is a cash consideration and does not change the company's shareholding in the subsidiary.

• · The subsidiary was incorporated on October 10, 2023, and has not yet commenced operations.
• · The preference shares are 1% Non-Convertible, Non-Cumulative, Non-Participating, Redeemable Preference Shares (NCCPRPS) with a face value of INR 10 each.
• · The investment is a related party transaction as the subsidiary is a wholly owned entity, but the promoter/promoter group/group companies have no interest in the transaction.
• · No governmental or regulatory approvals are required for the acquisition.

16-09-2026

Prabhatam Infra Venture Limited (formerly B J Duplex Boards Limited) has been admitted as a Body Corporate Partner in Swastik Agro Fresh LLP with a capital contribution of ₹3,16,21,000, representing 63.24% of the LLP's total capital of ₹5,00,00,000. The transaction, approved by the Board on September 16, 2026, is for cash and aligns with the company's real estate development objectives. No regulatory approvals beyond standard statutory/LLP filings are required, and the transaction is not a related-party transaction.

• · The Board meeting commenced at 05:00 P.M. and concluded at 06:20 P.M. on September 16, 2026.
• · The LLP's principal business includes real estate development, land acquisition, construction, leasing, sale, and joint ventures.
• · Mr. Mayank Gupta will act as nominee and authorised representative of the Company in the LLP.
• · The transaction is not a related-party transaction and no promoter/promoter group interest is involved.
• · No specific regulatory approval is applicable except standard statutory/LLP filings.

16-09-2026

GPT Infraprojects Limited announced that the NCLT Kolkata Bench has pronounced its order on September 15, 2026, directing the convening of meetings of equity shareholders, secured creditors, and unsecured creditors to consider the Scheme of Amalgamation of its wholly-owned subsidiaries Alcon Builders and Engineers Private Limited and Jogbani Highway Private Limited into GPT Infraprojects Limited. The meetings must be held within 90 days from the order date, while meetings for equity shareholders of both transferor companies and preference shareholders of Transferor Company No.2 have been dispensed with. No financial figures were disclosed in this filing.

• · NCLT order pronounced on September 15, 2026 and uploaded on NCLT website on September 16, 2026.
• · Meetings of equity shareholders of both transferor companies and preference shareholders of Transferor Company No.2 have been dispensed with.
• · Meeting of unsecured creditors of Transferor Company No.2 has been dispensed with.
• · No secured creditors exist for Transferor Company No.2, so no meeting required for them.
• · Copy of the NCLT order is available on the company's website at www.gptinfra.in.

16-09-2026

Walmart Inc. has filed a Form 25-NSE with the SEC on September 16, 2026, notifying the delisting of its 1.050% Notes due 2026 from the Nasdaq Stock Market LLC. The delisting is pursuant to Rule 12d2-2(a)(2), which generally applies when the entire class of securities is redeemed or matures.

• · Filing type: 25-NSE (Notification of Removal from Listing and/or Registration under Section 12(b) of the Exchange Act)
• · SEC Act: 1934 Act, File Number: 001-06991
• · Effectiveness Date: September 16, 2026
• · Rule basis: 17 CFR 240.12d2-2(a)(2)

16-09-2026

Identiv, Inc. completed the sale of its IoT assets to Trackonomy Systems, Inc. for $50 million in Trackonomy preferred equity, and renamed itself INVE Technologies, Inc. The company will pivot to a physical AI SaaS business, supported by an expected strategic partnership with Trackonomy. James Greenwell was appointed Interim CEO effective September 21, 2026, replacing Kirsten Newquist, who will resign as CEO on that date and leave the board by September 30, 2026.

• · The company's shares continue to trade on Nasdaq under the ticker 'INVE'.
• · The $50 million in Trackonomy preferred equity is subject to post-closing adjustment.
• · Kirsten Newquist will remain an employee through the end of September 2026 and resign from the board effective September 30, 2026.
• · James Greenwell brings over 30 years of executive experience in RFID, IoT, and regulated supply chain markets.

16-09-2026

Aldel Financial II Inc. (ALDFW) received a Nasdaq notice on September 10, 2026, for non-compliance with the Minimum Public Holders Rule (Listing Rule 5450(a)(2)), which requires at least 400 total holders for continued listing on the Nasdaq Global Market. The company has 45 days (until October 26, 2026) to submit a compliance plan and may receive up to 180 additional days to cure the deficiency. However, there is no assurance that the company will regain or maintain compliance, and failure could lead to delisting.

• · The Notice does not impact the listing of the company's securities on the Nasdaq Global Market at this time.
• · If Nasdaq accepts the Compliance Plan, the company may be granted an extension of up to 180 calendar days from the date of the Notice to evidence compliance.
• · If Nasdaq does not accept the Compliance Plan, the company may appeal the decision to a Nasdaq Hearings Panel, but success is not assured.
• · The company intends to monitor its total holders and evaluate available options to regain compliance.

16-09-2026

K&F Growth Acquisition Corp. II (KFIIU) announced that Nasdaq granted its application to transfer its listed securities from the Nasdaq Global Market to the Nasdaq Capital Market, effective September 16, 2026. The transfer resolves the company's prior non-compliance with Nasdaq Listing Rule 5450(a)(2), which required at least 400 total holders. The company remains listed on Nasdaq, and the deficiency is now moot.

• · The transfer application was submitted on August 26, 2026, and granted on September 14, 2026.
• · The transfer became effective on September 16, 2026.
• · The company's securities include units (KFIIU), Class A ordinary shares (KFII), and rights (KFIIR), all listed on Nasdaq.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

16-09-2026

BrightSpire Capital, Inc. completed the sale of its Net Lease 1 Investment for a total purchase price of $300.0 million on September 14, 2026. The transaction was structured through the assumption of a $94.0 million mortgage loan and a $106.0 million mezzanine loan by the purchasers, with the remaining balance paid in cash, resulting in estimated net cash proceeds of approximately $97.9 million. Pro forma adjustments show a $60.4 million gain on sale, converting a historical net loss of $31.1 million for the year ended December 31, 2025 into pro forma net income of $27.7 million attributable to common stockholders; however, on a pro forma basis for the six months ended June 30, 2026, the net loss attributable to common stockholders increased from $13.5 million to $14.3 million, indicating continued operational losses after the disposition.

• · Total purchase price of $300.0 million satisfied by assumption of $94.0M mortgage loan and $106.0M mezzanine loan, with remaining balance in cash.
• · Sale closed on September 14, 2026, after lender approval of loan assumptions.
• · Pro forma balance sheet as of June 30, 2026 shows total assets of $3.608 billion and total equity of $909.8 million.
• · Pro forma net loss per common share for six months ended June 30, 2026: $(0.13) on both basic and diluted basis.
• · Pro forma basic earnings per share for the year ended December 31, 2025: $0.20 (diluted: $0.20).
• · Pro forma adjustments for the year ended December 31, 2025 include removal of $20.3M property operating income, $10.1M property operating expense, and $8.8M depreciation & amortization related to the disposed investment.
• · Historical net loss for the six months ended June 30, 2026 was $17.1 million; pro forma net loss was $17.9 million.

16-09-2026

Range Capital Acquisition Corp. (RANGU) received a Nasdaq deficiency notice on September 11, 2026, for failing to meet the minimum 400 total holders requirement for continued listing on the Nasdaq Global Market. The company has 45 days to submit a compliance plan and may receive up to 180 additional days to cure the deficiency, but there is no assurance of regaining compliance.

• · The deficiency notice relates to Listing Rule 5450(a)(2) requiring at least 400 Total Holders.
• · The company has 45 calendar days from September 11, 2026 to submit a plan to regain compliance.
• · If Nasdaq accepts the plan, an extension of up to 180 calendar days may be granted.
• · If the plan is not accepted, the company can appeal to a Nasdaq Hearings Panel.
• · The notice has no immediate effect on the listing or trading of the company's securities.

16-09-2026

Coatue Innovative Strategies Fund announced an issuer tender offer to repurchase up to 5% of its outstanding shares (approximately $535.7 million) as of August 31, 2026. The offer expires on October 14, 2026, and is open to holders of Class S, D, and I shares. The fund's net asset values per share as of August 31, 2026, were $14.98 (Class S), $14.14 (Class D), and $15.25 (Class I).

• · The Fund is a non-diversified, closed-end management investment company organized as a Delaware statutory trust.
• · The tender offer is an issuer tender offer subject to Rule 13e-4.
• · The offer expires on October 14, 2026, at 12:00 midnight Eastern Time.
• · The Fund's investment adviser is Coatue Management, L.L.C.
• · Audited financial statements for the period from May 2, 2025 (Initial Closing Date) through December 31, 2025, were filed on Form N-CSR on March 3, 2026.
• · Unaudited financial statements for the semi-annual period ended June 30, 2026, were filed on Form N-CSRS on September 4, 2026.
• · The Fund does not file quarterly unaudited financial statements under the Securities Exchange Act of 1934.

16-09-2026

Synergy CHC Corp. (SNYR) received a Nasdaq delisting notice on September 11, 2026, following its Chapter 11 bankruptcy filing on September 4, 2026. Nasdaq cited public interest concerns, residual equity holder concerns, and compliance issues. Trading will be suspended at the opening of business on September 18, 2026, and a Form 25-NSE will be filed with the SEC.

• · Bankruptcy filing date: September 4, 2026
• · Delisting notice date: September 11, 2026
• · Trading suspension date: September 18, 2026
• · Nasdaq Listing Rules cited: 5101, 5110(b), IM-5101-1
• · Common stock par value: $0.00001 per share
• · Trading symbol: SNYR

16-09-2026

Bone Biologics Corp received a Nasdaq deficiency notice on September 10, 2026, for failing to maintain a minimum bid price of $1 per share over 30 consecutive business days, violating Listing Rule 5550(a)(2). The company has a 180-day compliance period until March 9, 2027, to regain compliance, and intends to seek stockholder approval for a reverse stock split at its upcoming annual meeting. The notification has no immediate effect on listing, but failure to cure could lead to delisting.

• · The compliance deadline to regain the $1 minimum bid price is March 9, 2027.
• · If the company does not regain compliance by that date, it may be eligible for a second 180-day compliance period if it meets other continued listing requirements.
• · The company intends to seek stockholder approval for a reverse stock split at its upcoming annual meeting as a potential cure.
• · The company's common stock (BBLG) and warrants (BBLGW) are both listed on the Nasdaq Capital Market.

16-09-2026

Battalion Oil Corp received a letter from NYSE American confirming it has regained compliance with continued listing standards, resolving a prior deficiency related to minimum stockholders' equity that was first disclosed in May 2025. The company demonstrated compliance for two consecutive quarters, ahead of the November 30, 2026 deadline, and will be removed from the exchange's list of noncompliant issuers.

• · The compliance deficiency was under Sections 1003(a)(i) and 1003(a)(ii) of the NYSE American Company Guide, related to minimum stockholders' equity.
• · The compliance plan deadline was November 30, 2026; the company regained compliance before that date.
• · The compliance indicator previously associated with the company's common stock will no longer be disseminated.

16-09-2026

May Mobility, an autonomous vehicle technology company, has entered into a definitive business combination agreement with SPAC ACP Holdings Acquisition Corp. (Nasdaq: ACGC), implying a pro forma enterprise value of approximately $1.4 billion. The transaction is expected to deliver gross proceeds of up to $337 million, including a fully committed $120 million PIPE from institutional investors, and position May Mobility as the first U.S. publicly listed pure-play autonomous ride-hail technology company. However, May Mobility generated only approximately $10 million in revenue in 2025 with a 27% gross margin, while burning $93 million in cash, highlighting early-stage commercialization and significant capital needs despite its asset-light model.

• · May Mobility has partnerships with four of the world's leading ride-hailing platforms: Uber, Lyft, Grab, and CaoCao.
• · May Mobility's autonomous driving system uses a multi-policy reasoning architecture that runs on-vehicle simulations of up to thousands of possible futures every second.
• · The company currently operates commercially in three U.S. locations (Atlanta with Lyft, Eden Prairie and Grand Rapids, Minnesota) and has a pilot in Nagoya, Japan with NTT Mobility.
• · May Mobility is targeting to launch commercial operations with Uber in Arlington, Texas, in Q4 2026 or Q1 2027.
• · The boards of directors of both May Mobility and ACP Holdings have unanimously approved the proposed business combination.
• · Closing is expected by year-end 2026, subject to shareholder approvals and Nasdaq listing approval.