Global High-Priority Regulatory Events — September 22, 2026

22-09-2026

Radhagobind Commercial Limited has convened its 11th Committee of Creditors (COC) meeting on September 22, 2026, to discuss the progress of the Corporate Insolvency Resolution Process (CIRP), evaluate and select a viable resolution plan, and consider a further 90-day extension of the CIRP period. The meeting follows the appointment of Adv. Najeeb T P as Interim Resolution Professional (IRP) by the NCLT Kolkata Bench in October 2025 and subsequently as Resolution Professional (RP) in January 2026.

• · The CIRP was initiated via NCLT Kolkata Bench order CP (IB)/71/KB/2025 dated October 30, 2025.
• · The RP was appointed via order IA (I.B.C)/90(KB)2026 dated January 27, 2026.
• · Agenda includes discussion of an order issued by NCLT Kolkata in I.A. (IBC) No. 549/KB/2026.
• · The meeting will also discuss CIRP costs to date and interim finance from financial creditors.
• · The company is listed on BSE (Scrip Code 539673) and CSE (Scrip Code 030070).

22-09-2026

Agribio Spirits Limited (ASL) has convened an equity shareholder meeting on October 24, 2026, pursuant to NCLT Jaipur Bench orders dated August 13, 2026 (as modified September 3, 2026), to approve the Scheme of Amalgamation (merger by absorption) of Agribiotech Industries Limited (ABIL) into ASL. The scheme involves a share exchange ratio report dated December 30, 2024, and a fairness opinion dated December 31, 2024. The meeting will be held physically and via VC/OAVM, with remote e-voting from October 19-23, 2026. The filing includes financial statements, auditor certificates, and compliance reports, but no financial metrics or performance data are disclosed in this notice.

• · Meeting date: October 24, 2026, at 3:00 p.m. IST, held physically at 10th Floor, Signature Elite, J-7 Narayan, Jaipur, and via VC/OAVM.
• · Remote e-voting starts October 19, 2026, 9:00 a.m. IST and ends October 23, 2026, 5:00 p.m. IST.
• · Cut-off date for e-voting: September 30, 2025 (likely a typo, as it precedes the filing date; possibly September 30, 2026).
• · Share exchange ratio report dated December 30, 2024, and fairness opinion dated December 31, 2024, by Swaraj Shares & Securities.
• · BSE observation letter dated February 17, 2026, and no-objection letter dated February 17, 2026, received from BSE.
• · Complaint report submitted to BSE on February 11, 2025, and compliance report dated January 13, 2025.
• · Audited financial statements of both companies as of March 31, 2025 (implied by 'as at 31st March'), and unaudited quarterly statements included.
• · Ongoing adjudication, recovery proceedings, and enforcement actions against ABIL and its promoters/directors are detailed in the notice (pages 332-338).

22-09-2026

PDS Limited has informed the exchanges that its step-down subsidiary, Design COE Limited (Hong Kong), incorporated a new wholly owned subsidiary in Ontario, Canada named 'Design COE Canada Inc.' on September 21, 2026. The entity will focus on design-led sourcing for the Canadian fashion and apparel market, with an initial subscription cost of approximately INR 95,765 ($1,000).

• · The new entity is a step-down subsidiary of PDS Limited, with PDS holding 85% control.
• · The incorporation date is September 21, 2026, and the entity is based in Ontario, Canada.
• · The consideration for subscription was cash, amounting to approximately INR 95,765 ($1,000).
• · No governmental or regulatory approvals were required for the incorporation.

22-09-2026

DigitalBridge Group, Inc. filed Form 25 with the SEC on September 22, 2026, to voluntarily withdraw its 7.125% Series H, I, and J Cumulative Redeemable Preferred Stock from listing and registration on the New York Stock Exchange. The company certifies it has met all exchange and SEC requirements for the voluntary delisting. No financial figures or performance metrics are provided in this filing.

• · The delisting is voluntary under 17 CFR 240.12d2-2(c).
• · The filing covers three series of preferred stock: Series H, I, and J, each with a 7.125% coupon and $0.01 par value.
• · The effective date of the filing is September 22, 2026.

22-09-2026

Blue Acquisition Corp. (SPAC) and Blockfusion Digital Infrastructure have entered into a Sixth Amendment to their Business Combination Agreement, modifying the terms of the earnout provisions and the treatment of the CoreWeave warrant. The amendment cancels the existing CoreWeave warrant and replaces it with a new Pubco CoreWeave Warrant exercisable for 2,870,813 shares at $7.4643 per share. The earnout structure is revised to a maximum of 15,000,000 shares in three tranches based on stock price targets of $13.00, $15.00, and $17.00, removing previously contemplated fourth and fifth tranches.

• · The Sixth Amendment is dated September 21, 2026, and was filed on September 22, 2026.
• · The original Business Combination Agreement was dated November 19, 2025, and has been amended five times prior to this Sixth Amendment.
• · The CoreWeave Warrant was issued in connection with the CoreWeave Lease dated September 4, 2026.
• · The Pubco CoreWeave Warrant is exercisable for 2,870,813 shares of Pubco Class A Common Stock at $7.4643 per share, while the original CoreWeave Warrant was for 2,786,624 shares at $7.6898 per share.
• · The earnout provisions now have three share price targets ($13.00, $15.00, $17.00) instead of the previously contemplated five targets.
• · Each earnout tranche is all-or-nothing; no partial awards are permitted.
• · The Earnout Period ends 36 months after the Closing Date.

22-09-2026

Maithan Alloys Limited acquired 11,730 equity shares (0.01% shareholding) of ESDS Software Solution Limited through the stock exchange on September 21, 2026, for a total cash consideration of Rs. 1.90 Crore. The acquisition is part of Maithan's investment strategy to reap long-term/short-term investment benefits, and the company does not intend to acquire control of the target. ESDS Software Solution Limited is an AI-enabled IT services provider with FY 2025-26 turnover of Rs. 378 Crore and PAT of Rs. 62 Crore.

• · The acquisition was completed on 21st September, 2026 at 3:30 P.M.; the company became aware of detailed particulars on 22nd September, 2026 at 10:06 A.M.
• · The acquisition is not a related party transaction and no promoter/group companies have interest in the target entity.
• · No governmental or regulatory approvals are required for the acquisition.
• · ESDS Software Solution Limited was incorporated on August 18, 2005 and operates in India.
• · The target entity serves Governments, PSUs, BFSI institutions, and enterprises across banking, public services, manufacturing, healthcare, retail, energy, logistics, and other sectors.
• · The information about the target entity was obtained from its website, Annual Report for FY 25-26, and BSE website.

22-09-2026

Satiate Agri Ltd, undergoing Corporate Insolvency Resolution Process (CIRP), disclosed the outcome of its 1st Committee of Creditors (CoC) meeting held on September 21, 2026. The CoC approved key resolutions including ratification of IRP expenses, approval of estimated CIRP costs, ratification of IRP remuneration, and appointment of the IRP as Resolution Professional. However, voting on the appointment of registered valuers was deferred, and the appointment of a Transaction Auditor was deferred to the next CoC meeting.

• · CoC meeting held on September 21, 2026, commenced at 3:00 PM and concluded at 3:55 PM via hybrid mode.
• · NCLT Indore bench order dated August 20, 2026 was apprised to the CoC.
• · Appointment of registered valuers voting deferred to next CoC meeting.
• · Appointment of Transaction Auditor deferred till next CoC meeting.
• · Shorter notice of at least 48 hours for future CoC meetings approved.

22-09-2026

Astron Paper & Board Mill Limited, under Corporate Insolvency Resolution Process (CIRP), disclosed the e-voting results of the fourth Committee of Creditors (CoC) meeting held on September 2, 2026, with adjournments to September 8 and 9, 2026. The CoC approved four resolutions with requisite majority, including filing an application under Sections 43 and 66 of the Insolvency and Bankruptcy Code, 2016, and incurring CIRP expenses of Rs 23,10,852. The company remains under insolvency proceedings, with no financial turnaround indicated.

• · The e-voting concluded at 8:00 PM on September 21, 2026.
• · The CoC meeting was originally scheduled for September 2, 2026, and was adjourned twice to September 8 and September 9, 2026.
• · Resolution 1 approved filing of IA under Section 43 and Section 66 of the Insolvency and Bankruptcy Code, 2016.
• · Resolution 3 approved procurement of a 1 TB Seagate Hard Disk for secure storage, backup, and preservation of records.
• · Resolution 4 approved expenditure towards obtaining BENPOS data from Central Depository Services (India) Limited.
• · The company's CIN is L21090GJ2010PLC063428, with registered office at 407, Satyamev Eminence, Science City Road, Sola, Ahmedabad - 380060.

22-09-2026

Gem Aromatics Limited announced that its Executive Committee approved the conversion of pre-existing inter-company loans into equity shares of its wholly owned subsidiary, Krystal Ingredients Private Limited, at an issue price of ₹47,710 per share (face value ₹10 plus premium of ₹47,700). The transaction involves no fresh capital infusion and will not change the company's 100% shareholding in the subsidiary. Krystal's turnover grew sharply from ₹1,111.35 thousand in FY 2023-24 to ₹3,23,296.64 thousand in FY 2025-26, though the conversion is a related-party transaction exempt from RPT provisions as it is between the holding company and its wholly owned subsidiary.

• · The conversion is expected to be completed within one month from receipt of requisite approvals.
• · No regulatory approvals are required for the acquisition.
• · The transaction is on an arm's length basis and exempt from related party transaction provisions under Listing Regulations.
• · Krystal Ingredients Private Limited was incorporated on April 22, 2021, and is engaged in manufacturing of essential oils, aroma chemicals, and specialty chemicals.
• · The company has facilities in Silvassa (Dadra & Nagar Haveli) and Budaun (Uttar Pradesh).

22-09-2026

Raama Paper Mills Limited (formerly Rama Paper Mills Limited) reported a net loss of ₹140.97 lakh for the quarter ended June 30, 2026, compared to a net loss of ₹120.52 lakh in the year-ago quarter, with revenue from operations declining sharply to ₹114 lakh from ₹1,238 lakh. The company remains under Corporate Insolvency Resolution Process (CIRP) since June 2024, with a negative net worth of ₹5,256.45 lakh and accumulated losses of ₹7,390.23 lakh, while the manufacturing plant is non-operational and the auditor has issued a qualified opinion with a material uncertainty related to going concern.

• · The company has been admitted into Corporate Insolvency Resolution Process (CIRP) under IBC, 2016 via NCLT order dated 07th June 2024.
• · The Committee of Creditors (COC) approved a resolution plan on 16th April 2025, which was set aside by NCLT, Allahabad Bench on 07/01/2026 with specific directions; a fresh resolution plan has been received and approved by COC, pending NCLT approval.
• · The manufacturing plant at Kiratpur (Bijnor) is non-operational.
• · The company has not provided interest of ₹136.10 Lakh for the quarter ended 30th June 2026 on two secured Inter Corporate Deposits; cumulative interest not provided from 08/06/2024 to 30/06/2026 is ₹1,126.82 Lakh.
• · No physical verification of inventory was carried out for the period 01/04/2026 to 30/06/2026.
• · Trade payables have not been bifurcated into MSME and others, a non-compliance with MSMED Act, 2006.
• · The company has failed to convert 6% Preference Shares of ₹500 Lakh as per shareholder approval in AGM held on 06.09.2009; Redeemable 14% non-cumulative non-convertible Preference Shares of ₹500 Lakh were reclassified as other financial liabilities.
• · The company has only one reportable segment: Manufacturing of Paper and Paper related products, but is not doing any manufacturing activities at present.

22-09-2026

SEBI has initiated recovery proceedings against Heena Khatoon, Proprietor of Heena Enterprises, identified as a defaulter in an investigation into trading activities in the scrip of Continental Seeds and Chemicals Limited. The action is based on Recovery Certificate No. 8876 of 2025, with a General Remittance Advice issued on September 22, 2026. This represents regulatory enforcement against the entity, though no monetary amount is specified in the filing.

• · Recovery Certificate No. 8876 of 2025 is the legal basis for the recovery action.
• · The defaulter's PAN is FGXPK5721G.
• · The filing is dated September 22, 2026, and falls under SEBI's Recovery Proceedings enforcement category.

22-09-2026

OBCL Infrastructure Private Limited, a member of the promoter group of OBCL Limited (formerly Orissa Bengal Carrier Ltd.), acquired a total of 11,982 equity shares on the NSE through on-market purchases on September 18, 21, and 22, 2026, representing 0.053% of the company's paid-up equity capital. The transactions were disclosed under Regulation 7(2) of the SEBI (Prohibition of Insider Trading) Regulations, 2015. This is a routine promoter-group shareholding disclosure with no financial impact on the company's operations.

• · The acquisition was executed on the NSE (National Stock Exchange) on three separate dates: September 18, 2026 (403 shares), September 21, 2026 (5,419 shares), and September 22, 2026 (2,060 shares).
• · OBCL Infrastructure Private Limited held 23,64,045 equity shares (10.21% of paid-up capital) prior to the acquisition, and 23,75,547 shares (10.26%) after the acquisition.
• · The disclosure was made in Form C under Regulation 7(2) read with Regulation 6(2) of the SEBI (Prohibition of Insider Trading) Regulations, 2015.
• · The acquirer's PAN is AADCR9180L and CIN is U45201CT2007PTC020300.
• · The company's ISIN is INE426Z01016 and trading symbol is OBCL (Scrip Code: 541206).

22-09-2026

EFC (I) Limited has disclosed that the NCLT Mumbai Bench, via order dated September 21, 2026, has dispensed with the requirement to convene meetings of equity shareholders, secured creditors, unsecured creditors, and CCD holders of both EFC Limited (wholly owned subsidiary) and EFC (I) Limited in connection with a Scheme of Arrangement (Demerger). The scheme involves the demerger of the asset-light managed workspace business (Demerged Undertaking) of EFC Limited into EFC (I) Limited with an appointed date of January 1, 2026. The order streamlines the approval process, but the scheme remains subject to other regulatory approvals.

• · The Demerged Undertaking (asset-light model) is to be transferred to the Resulting Company on a going concern basis with effect from the Appointed Date of January 1, 2026.
• · The Remaining Undertaking (asset-heavy model) will stay with EFC Limited post-demerger.
• · The NCLT order was uploaded on its website at around 4:30 PM IST on September 22, 2026.
• · The scheme was approved by the Boards of both companies on July 29, 2026.
• · A certified copy of the NCLT order is awaited.

22-09-2026

Baron Infotech Ltd's Monitoring Committee held its 2nd meeting on September 22, 2026, approving CIRP costs, payments to operational and financial creditors, and noting the appointment of a new Board of Directors as part of the implementation of the resolution plan approved by NCLT Hyderabad Bench-II on September 8, 2026. The resolution plan, submitted by M/s Innopark (India) Private Limited (SRA), includes the merger of PurpleTalk India Private Limited into Baron Infotech. Five new directors were appointed, including Sridhar Muppidi as Chairman & Managing Director and Sreeram Reddy Vanga as Non-Executive Non-Independent Director, all subject to shareholder approval.

• · The NCLT Hyderabad Bench-II approved the resolution plan on September 8, 2026, under Section 31 of the Insolvency and Bankruptcy Code, 2016.
• · The Monitoring Committee meeting also considered a proposal to shift the registered office of Baron Infotech to the registered office of the transferor company (PurpleTalk India Private Limited) and opening of new bank accounts.
• · All five new director appointments are subject to shareholder approval.
• · Sridhar Muppidi is the Co-Founder and Chairman of the PurpleTalk Group and also serves as Chairman of the Game Developer Association of India.

22-09-2026

AXISCADES Technologies Limited has incorporated a new wholly-owned subsidiary, AKKODIS AXISCADES AEROSPACE ENGINEERING PRIVATE LIMITED (AAAEPL), in India, effective September 22, 2026. The subsidiary focuses on aerospace engineering, design, and consulting services. The company subscribed to 4,899 equity shares of ₹10 each, totaling ₹48,990, representing 99.9999% ownership. There are no negative or flat metrics to report in this event as it is a routine incorporation disclosure.

• · Regulatory approvals for incorporation: not applicable.
• · Nature of consideration: cash consideration.
• · Authorized share capital of AAAEPL: ₹15,00,000 (1,50,000 equity shares of ₹10 each).
• · AXISCADES holds 99.9999% of the subsidiary's share capital.
• · The disclosure is made under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

22-09-2026

Lemon Tree Hotels Limited (LTH) received 'no objection' letters from NSE and 'no adverse observations' from BSE on September 22, 2026 regarding its draft Composite Scheme of Arrangement involving eight entities including Fleur Hotels Limited, Carnation Hotels, Hamstede Living, and others. The scheme, approved by LTH's board in January 2026 and by CCI in April 2026, is now cleared for filing with NCLT and must be submitted within six months. However, the filing does not disclose any financial metrics, performance data, or valuation details, and remains subject to additional approvals including from NCLT, shareholders, and creditors.

• · The scheme involves LTH as the listed entity, Fleur Hotels as the transferee company, and six other transferor companies.
• · The NSE observation letter imposes 14 specific conditions including compliance with all applicable regulations, disclosure of ongoing adjudication/enforcement actions, demat-only issuance of shares, and detailed explanatory disclosures to shareholders.
• · Listing of Fleur Hotels Limited shares post-scheme is at the discretion of NSE and subject to additional conditions including submission of an Information Memorandum, newspaper advertisement, and continuous disclosures.
• · The exchange observation letters explicitly state they do not represent SEBI/NSE approval of the scheme's financial soundness or correctness.
• · No financial data, valuation details, or share exchange ratios are disclosed in this filing.

22-09-2026

Cadeler A/S filed a SC 14D9 solicitation/recommendation statement in response to a tender offer launched on August 27, 2026. The filing includes an independent expert opinion on the offer's consequences under Norwegian securities law, communications from the CEO to shareholders and employees, and various ancillary agreements such as instalment guarantees with COSCO Shipping and share lending agreements with DNB. No financial terms of the offer or Cadeler's recommendation are disclosed in this excerpt.

• · Filing includes an independent expert opinion on the offer's consequences per Section 6-16(4) of the Norwegian Securities Trading Act.
• · Instalment guarantees issued by BW Group Limited in favor of COSCO Shipping for hull numbers N1063, N1064, N1130, N1131, N1149, N1490, and N1491, dated between July 2021 and August 2026.
• · Share lending agreements dated February 14, 2024 and March 23, 2026 among Cadeler A/S, BW Altor Pte. Ltd., and DNB entities.
• · Administrative Services Agreement and Master Agreement from September 27, 2013 involving Eneti and Scorpio entities are incorporated by reference.

22-09-2026

Venmax Drugs and Pharmaceuticals Ltd has received an NCLT order dated September 7, 2026, directing a meeting of equity shareholders to consider and approve a Scheme of Amalgamation with Hatri Pharma Private Limited (Transferor Company). The meeting is scheduled for October 24, 2026, via video conferencing. No financial figures or period-over-period comparisons are provided in this filing.

• · NCLT Hyderabad Bench-II order dated September 7, 2026, in Company Application CA (CAA) No. 30/230/HDB/2026.
• · Meeting of equity shareholders scheduled for Saturday, October 24, 2026, at 12:30 PM IST via Video Conferencing/Other Audio-Visual Means.
• · The Scheme involves the merger of Hatri Pharma Private Limited (Transferor Company) into Venmax Drugs and Pharmaceuticals Limited (Transferee Company).
• · The notice and explanatory statement are available on the company's website, BSE website, and CDSL e-voting platform.
• · Physical attendance and proxy appointments are dispensed with; voting will be through remote e-voting and e-voting during the meeting.
• · Valuation report dated November 12, 2025, by Mr. Gopavarapu Murali Reddy, and fairness opinion from Finshore Management Services Limited are included in the annexures.
• · BSE issued an observation letter dated May 15, 2026, regarding the scheme.

22-09-2026

Niyogin Fintech Limited has received an order from the NCLT, Chennai Bench, dated September 11, 2026, allowing the first motion application for its Composite Scheme of Arrangement and Amalgamation with Niyogin Finserv Limited and iServeU Technology Private Limited. The order directs convening meetings of equity shareholders and creditors of NFL and certain creditors of iServeU, while dispensing with meetings for other stakeholders. The scheme involves the demerger of NFL into NFL 2 and amalgamation with iServeU.

• · The NCLT order was uploaded on its website on September 22, 2026.
• · Meetings of equity shareholders, secured creditors, and unsecured creditors of NFL are directed to be convened.
• · Meetings of secured and unsecured creditors of iServeU are also directed.
• · Meetings of equity shareholders of NFL 2 and iServeU, preference shareholders of iServeU, and unsecured creditors of NFL 2 are dispensed with.
• · The scheme is under Sections 230-232 of the Companies Act, 2013.
• · The company had earlier received a 'no adverse observations' letter from BSE and in-principle approval from RBI.

22-09-2026

Reborn Coffee, Inc. (REBN) received a Nasdaq notice on September 16, 2026, for non-compliance with the minimum stockholders' equity requirement of $2,500,000, reporting only $735,642 in its June 30, 2026 Form 10-Q. The company has 45 days (until November 2, 2026) to submit a compliance plan, and while a prior filing delinquency was resolved, the equity deficiency poses a material risk to its continued listing on the Nasdaq Capital Market.

• · The company does not currently meet alternative compliance standards relating to market value of listed securities or net income from continuing operations.
• · A prior filing delinquency (late June 30, 2026 Form 10-Q) was resolved on September 14, 2026, and the related matter is closed.
• · If the compliance plan is not accepted, the company can appeal to a Nasdaq Hearings Panel.
• · The notice has no immediate effect on the listing of the company's common stock.

22-09-2026

Domo, Inc. completed its sale to Progress Software Corporation, with Progress acquiring substantially all assets and employees, excluding net operating loss carryforwards. The company renamed itself Huckleberry.ai, Inc., starting with approximately $221 million in cash (about $4.46 per share) and more than $900 million in NOL carryforwards, and will trade under 'HUCK' on Nasdaq effective September 24, 2026. Founder and CEO Josh James will continue to lead the debt-free public company, which is evaluating value-creation and capital-return opportunities.

• · Effective September 24, 2026, common stock trades on Nasdaq Global Market under symbol 'HUCK' (CUSIP 257554105).
• · All outstanding amounts under credit facility repaid and lender warrants repurchased at closing.
• · Tax benefits preservation plan remains in effect to protect NOLs under Section 382.
• · Board evaluating opportunities to return capital to stockholders.
• · Company will use @JoshJames X account for Regulation FD disclosure.

22-09-2026

VineBrook Homes Trust, Inc. filed an amended tender offer statement (SC TO-I/A) on September 22, 2026, including unaudited financial statements for the three and six months ended June 30, 2026. The company reported a net loss attributable to stockholders of $31.3 million for Q2 2026, an improvement from a $58.7 million loss in Q2 2025, but total revenues declined 13.7% year-over-year to $81.3 million. The company's book value per share stood at $3.60 as of June 30, 2026, while stockholders' equity remained negative at ($178.8 million).

• · General and administrative expenses dropped sharply from $55.3M in Q2 2025 to $13.4M in Q2 2026, a 75.8% decrease.
• · Interest expense increased 18.5% YoY to $41.6M in Q2 2026 from $35.1M in Q2 2025.
• · Property operating expenses rose 10.7% YoY to $23.7M in Q2 2026.
• · Gain on sales and impairment of real estate was $8.1M in Q2 2026 vs $2.8M in Q2 2025.
• · Book value per share as of June 30, 2026 was $3.60.
• · The company's stockholders' deficit worsened from ($70.4M) at Dec 2025 to ($178.8M) at June 2026.
• · Loss per share (basic and diluted) improved from ($2.28) in Q2 2025 to ($1.20) in Q2 2026.

22-09-2026

Ares Commercial Real Estate Corp (ACRE) completed the sale of a multi-building office property in North Carolina for $64 million in cash on September 18, 2026. The property had been acquired via deed in lieu of foreclosure in September 2024 and was classified as held for sale since March 2026. Pro forma adjustments show the sale increases cash by $61.9 million and reduces real estate owned held for sale to zero, but also eliminates $5.3 million in revenue from real estate owned for the six months ended June 30, 2026, deepening the net loss from $5.2 million to $8.2 million on a pro forma basis.

• · The property was acquired via deed in lieu of foreclosure on September 19, 2024.
• · The property was classified as held for sale starting with the three months ended March 31, 2026.
• · Pro forma adjustments do not include depreciation or amortization for the six months ended June 30, 2026 because the property was held for sale.
• · Pro forma cash and cash equivalents increase from $17.6M to $79.5M.
• · Pro forma total assets increase from $1.817B to $1.824B.
• · Pro forma total liabilities decrease from $1.328B to $1.326B.
• · Pro forma stockholders' equity increases from $489.2M to $497.9M.
• · For the year ended December 31, 2025, pro forma net loss improves from $902K to $804K (a $98K improvement).

22-09-2026

Black Hawk Acquisition Corp (BKHAR) has deposited $150,000 into its trust account to extend the deadline for completing its initial business combination by one month, from September 22, 2026 to October 22, 2026. This extension provides additional time for the SPAC to identify and close a merger target, but also signals that no deal has been finalized yet.

• · The extension is from September 22, 2026 to October 22, 2026 (one month).
• · The company is a SPAC (Special Purpose Acquisition Company) listed on Nasdaq under symbols BKHAU (Units), BKHA (Ordinary Shares), and BKHAR (Rights).
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

22-09-2026

Bowen Acquisition Corp (BOWN) dismissed its independent auditor UHY LLP and engaged INBERGO CPA LLP as its new independent registered public accounting firm, effective August 31, 2026. The change was prompted by the Board's decision, and UHY's audit reports for fiscal years 2023 and 2024 included going-concern explanatory paragraphs. The company also disclosed a material weakness in internal control over financial reporting due to a lack of a qualified SEC reporting professional.

• · UHY has not issued an audit report for the fiscal year ended December 31, 2025.
• · UHY's audit reports for fiscal years 2023 and 2024 included explanatory paragraphs regarding substantial doubt about the Company's ability to continue as a going concern.
• · No disagreements on accounting principles or practices occurred between the Company and UHY during the relevant periods.
• · A material weakness in internal control over financial reporting was previously disclosed, related to the lack of a qualified SEC reporting professional.
• · UHY declined to provide a letter to the SEC agreeing with the Company's disclosures due to outstanding fees owed by the Company.

22-09-2026

Talos Energy completed the acquisition of deepwater Gulf of America assets from Shell Offshore Inc. for a net cash purchase price of $420 million, including a previously escrowed $42.5 million deposit. The deal gives Talos a 50% working interest and operatorship in the Coulomb field and a 25% non-operated interest in the BP-operated Na Kika platform and four associated fields. The company also announced it will release third quarter 2026 results on November 3, 2026, with a conference call the following day.

• · Third quarter 2026 results will include contributions from the acquired assets from the closing date through quarter-end, with full consolidation beginning in Q4 2026.
• · Updated full-year 2026 guidance will be provided with the Q3 2026 earnings release.
• · Earnings conference call scheduled for November 4, 2026 at 10:00 AM Eastern Time.
• · Replay of the call available until November 11, 2026 using access code 30408#.

22-09-2026

DT Cloud Star Acquisition Corporation (DTSQU) announced that its sponsor deposited $75,000 into the trust account on September 21, 2026, to extend the deadline to complete an initial business combination by one month, to September 26, 2026. This is a routine extension payment to maintain the SPAC's timeline for finding a target.

• · The extension moves the business combination deadline from August 26, 2026 to September 26, 2026.
• · The sponsor made the extension payment voluntarily to avoid liquidation.
• · The company is a SPAC (special purpose acquisition company) listed on Nasdaq under symbols DTSQU, DTSQ, and DTSQR.

22-09-2026

Haymaker Acquisition Corp V, a blank check company, announced the pricing of its $250 million initial public offering of 25,000,000 units at $10.00 per unit, with units expected to begin trading on the NYSE on September 17, 2026 under the ticker 'HYACU'. The company, led by CEO Christopher Bradley, will focus on acquisition targets in the industrial, consumer, and consumer-related products and services industries. The offering is expected to close on September 18, 2026, with an over-allotment option for up to an additional 3,750,000 units.

• · The company is a blank check company (SPAC) formed to effect a merger or business combination.
• · The primary focus industries are industrial, consumer, and consumer-related products and services.
• · The underwriters have a 45-day option to purchase up to an additional 3,750,000 units to cover over-allotments.
• · The registration statement became effective on September 16, 2026.
• · No fractional warrants will be issued; only whole warrants will trade.

22-09-2026

Plutonian Acquisition Corp. II, a Cayman blank-check company, has entered into a definitive Agreement and Plan of Merger with NT1 Pty Ltd, an Australian mineral exploration company focused on critical minerals. The transaction involves an acquisition transfer and exchange where the Purchaser will acquire all Company Shares for $500,000,000 in Purchaser Shares (deemed $10.00 per share), followed by a SPAC Merger making the Predecessor a wholly-owned subsidiary. The boards of both companies have approved the transaction as fair and advisable, with the deal structured as a tax-free reorganization under Section 368. The agreement includes a deferred underwriting amount of 1.25% of IPO gross proceeds payable to A.G.P./Alliance Global Partners.

• · The Company (NT1 Pty Ltd) is an Australian mineral exploration company focused on critical minerals.
• · The Purchaser is a newly incorporated Cayman Islands exempted company and wholly-owned subsidiary of the Company.
• · Merger Sub is a Cayman Islands exempted company incorporated as a wholly-owned subsidiary of Purchaser for the SPAC Merger.
• · The Confidentiality Agreement between Predecessor and Company is dated June 11, 2026.
• · The Underwriting Agreement between Predecessor and A.G.P./Alliance Global Partners is dated April 27, 2026.
• · The transaction is intended to qualify as a Section 368 reorganization for U.S. tax purposes.

22-09-2026

Werewolf Therapeutics, Inc. (HOWL) has filed an S-4 registration statement for a merger with Ambros Therapeutics, Inc., where Ambros will become a wholly owned subsidiary and Werewolf will change its name to 'Ambros Therapeutics, Inc.' The merger ascribes an equity value of $500.0 million to Ambros and $47.5 million to Werewolf, with a concurrent PIPE financing of $150.0 million. Post-merger, pre-merger Werewolf equity holders (excluding PIPE investors) are expected to own approximately 6.4% of the combined company, while Ambros equity holders will own approximately 72.0% and PIPE investors approximately 21.6%, reflecting a significant dilution for existing Werewolf shareholders. The merger is subject to stockholder approval of several proposals, including a reverse stock split and name change, and Nasdaq listing approval for the combined company's common stock under the symbol 'AMBX'.

• · The merger is intended to qualify as a tax-free reorganization for U.S. federal income tax purposes.
• · Werewolf will distribute one contingent value right (CVR) per share of Werewolf Common Stock to holders of record prior to the effective time, representing rights to contingent payments.
• · The Exchange Ratio is subject to adjustment based on Werewolf's net cash at closing relative to the $30.0 million target.
• · The combined company's common stock is expected to trade on Nasdaq under the symbol 'AMBX'.
• · Stockholders must approve the Nasdaq Stock Issuance Proposal, Nasdaq Change of Control Proposal, Reverse Stock Split Proposal, and Name Change Proposal for the merger to proceed.
• · The Reverse Stock Split ratio is to be mutually agreed by Werewolf and Ambros within a range, with the final ratio not yet disclosed.
• · The S-4 registration statement is preliminary and subject to completion or amendment.

22-09-2026

FortuneX Acquisition Corp (NASDAQ: FXAC) entered into a definitive business combination agreement with WT Realty Group Inc., a technology-enabled real estate platform. The deal implies an equity value of approximately $600,000,000 based on 60,000,000 shares of PubCo common stock at $10.00 per share. The transaction is expected to close in Q1 2027, subject to shareholder approvals, SEC effectiveness, and Nasdaq listing, with no financial performance data disclosed for either party.

• · FortuneX will domesticate from the Cayman Islands to Delaware and become FortuneX Realty Group Holdings Inc.
• · FortuneX Merger Sub Inc. will merge with and into WT Realty, with WT Realty surviving as a wholly owned subsidiary of PubCo.
• · Advisors: Winston Taylor LLP for WT Realty; Celine & Partners PLLC for FortuneX.
• · No financial performance metrics (revenue, profit, growth rates) were disclosed for either company in this filing.

22-09-2026

Iron Horse Acquisition II Corp. (IRHO) and Electra Vehicles, Inc. (d/b/a ELECTRA AI) issued a press release on September 22, 2026, recapping milestones since their April 21, 2026 merger agreement. The business combination is valued at $250 million+ and is expected to close in the second half of 2026, with post-closing trading under the ticker 'AIBR' on Nasdaq. The release highlights new commercial deployments, partnerships, and continued progress toward the merger, but no financial performance metrics or negative developments are disclosed.

• · The merger agreement was entered into on April 21, 2026.
• · Post-closing securities will trade on Nasdaq under the ticker 'AIBR'.
• · New commercial deployments span heavy mining fleets, vehicle OEMs, battery-swapping networks, and battery-backed financing.
• · Partnerships extend into grid-scale storage, post-quantum cybersecurity, and space.
• · Mooving (India) selected EVE-Ai for battery fleet analytics in September 2026.
• · Omega Seiki Mobility partnered with ELECTRA in August 2026.
• · Propel Industries selected EVE-Ai in July 2026.
• · Technical collaboration with MinTech on AI-powered BESS risk prediction (August 2026).
• · Post-quantum cybersecurity partnership with Naoris Quantum Protocol (June 2026).
• · MoU with D-Orbit to bring AI battery intelligence to space (May 2026).

22-09-2026

Metal Sky Star Acquisition Corporation (MSSRF) announced on September 22, 2026 that it will not seek an extension of its deadline to complete a business combination by October 4, 2026, and will instead liquidate and dissolve. The Board has approved the redemption of public shares from the trust account (net of taxes and up to $50,000 of interest for liquidation expenses), the cancellation of all outstanding warrants, rights, and private placement units held by the sponsor, and the de-registration and de-listing of its securities. The sponsor has waived its redemption rights on founder shares and private placement units.

• · The Company's securities trade on OTC Markets under symbols MSSUF (units), MSSAF (ordinary shares), MSSWF (warrants), and MSSRF (rights).
• · The Board also ceased operations of its audit, compensation, and nominating committees.
• · All costs and expenses associated with implementing the plan of dissolution will be funded from proceeds held outside the trust account.
• · The Company intends to file a Form 15 with the SEC to terminate its reporting obligations under Sections 13 and 15(d) of the Exchange Act.

22-09-2026

Pomona Investment Fund has commenced an issuer tender offer to repurchase up to 3% of its total net assets in Class A and Class I shares, with the offer expiring on October 21, 2026. The purchase price will be the net asset value as of December 31, 2026 (or later if extended), and payment may be in cash or a promissory note. The Fund is not required to conduct tender offers, but Pomona expects to recommend quarterly repurchases; if a minimum repurchase threshold is not met over four quarters, a shareholder vote on liquidation may be triggered.

• · The Fund is a closed-end, non-diversified management investment company organized as a Delaware statutory trust.
• · Shares are not traded on any market; transfers are strictly limited by the Declaration of Trust.
• · The offer expires at 11:59 p.m. Eastern Time on October 21, 2026, unless extended.
• · Payment for accepted shares may be in cash or a non-interest-bearing uncertificated promissory note.
• · If the Repurchase Threshold is not met over four consecutive quarters, or if a repurchase offer results in more than 50% of outstanding shares being tendered, the Board will call a special meeting to vote on liquidation.
• · No persons have been employed or compensated to make solicitations or recommendations in connection with the offer.
• · The Fund's audited financial statements for fiscal years ended March 31, 2024, 2025, and 2026 are incorporated by reference.

22-09-2026

Carter's Inc. (CRI) is being delisted from the New York Stock Exchange (NYSE) following the redemption of its entire class of Common Stock, effective September 21, 2026. The NYSE filed a Form 25-NSE with the SEC on September 22, 2026, notifying the removal of the securities from listing and registration, with trading to cease at the opening of business on October 5, 2026. This action follows the extinguishment of all rights pertaining to the entire class of stock, indicating a full redemption of the company's equity.

• · The delisting is effective as of September 21, 2026, when the entire class of Common Stock was redeemed.
• · The NYSE notified the SEC of the removal from listing and registration on September 22, 2026.
• · Trading of the securities will be suspended at the opening of business on October 5, 2026.
• · The filing cites 17 CFR 240.12d2-2(a)(4) as the basis for the delisting due to redemption/expiration of the security class.
• · The company's SEC file number is 001-31829, and its headquarters are located at 3438 Peachtree Road NE, Atlanta, GA.

22-09-2026

The New York Stock Exchange filed a Form 25-NSE with the SEC on September 22, 2026, notifying the delisting and deregistration of two Coca-Cola debt securities: the 1.875% Notes due September 22, 2026, and the 0.750% Notes due 2026. The securities were redeemed or paid at maturity on September 22, 2026, and trading was suspended the same day, with delisting effective at the opening of business on October 5, 2026. This is a routine debt maturity event with no impact on Coca-Cola's equity or ongoing operations.

• · Delisting effective date: October 5, 2026
• · Trading suspended on September 22, 2026
• · Filing references Rule 12d2-2(a)(2) under the Securities Exchange Act of 1934
• · SEC file number: 001-02217
• · Coca-Cola's state of incorporation: Delaware (DE)
• · Business address: One Coca-Cola Plaza, Atlanta, GA 30313

22-09-2026

Cadeler plc (NewCo) filed a Schedule TO on September 22, 2026, for a third-party exchange offer to redomicile Cadeler A/S from Denmark to the UK. The offer exchanges each Cadeler share for one NewCo share, with a bridge facility of up to EUR 220 million for the squeeze-out. Accelerated vesting of 1,574,042 RSUs (0.41% of NewCo share capital) occurred on September 21, 2026, with settlement on an 85% shares/15% cash basis.

• · RSUs originally due to vest May 2027, accelerated to September 21, 2026
• · RSU settlement on 85% shares / 15% cash basis
• · Squeeze-out Facility secured by first priority pledge over NewCo's shares in Cadeler
• · NewCo has nominal assets, no liabilities, and no business activities prior to redomiciliation
• · Registration Statement on Form F-4 became effective September 22, 2026

22-09-2026

HarbourVest Private Investments Fund filed a final amendment to its tender offer statement, reporting that no shares were validly tendered in its offer to repurchase up to approximately 5.00% of net assets ($34,112,584.36). The offer expired on September 16, 2026, with zero participation, and the Fund will not purchase any shares. This outcome represents a complete failure of the tender offer to attract any shareholder interest.

• · The tender offer was originally filed on August 17, 2026, and expired on September 16, 2026.
• · No shares were validly tendered, resulting in zero purchases by the Fund.
• · The offer sought up to approximately 5.00% of net assets as of June 30, 2026, valued at $34,112,584.36.
• · This filing is a final amendment (SC TO-I/A) reporting the results of the offer.

22-09-2026

NewHold Investment Corp. III (NHICW) filed a Form 25-NSE with the SEC on September 22, 2026, to delist its Class A Ordinary Shares, warrants, and units from the Nasdaq Stock Market. The delisting was initiated by Nasdaq under Rule 17 CFR 240.12d2-2(a)(3), indicating the securities were no longer authorized for listing. This action follows the company's failure to meet continued listing requirements, effectively ending its public trading status.

• · Filing date: September 22, 2026
• · SEC File Number: 001-42541
• · Delisting effective date: September 22, 2026
• · Rule basis: 17 CFR 240.12d2-2(a)(3)
• · Company address: 52 Vanderbilt Avenue, Suite 2005, New York, NY 10017
• · Company phone: 917-208-7921
• · SIC classification: 6770 (Blank Checks)
• · Fiscal year end: December 31

22-09-2026

Tidal Trust II has voluntarily delisted the Defiance 2X Daily Long Pure Drone and Aerial Automation ETF (DRNL) from Cboe BZX Exchange, effective August 28, 2026, following the fund's liquidation on September 8, 2026. The delisting was initiated by the issuer and is not due to any regulatory action or exchange mandate.

• · Suspension Date: August 28, 2026
• · Liquidation Date: September 8, 2026
• · Delisting Effective Date: August 28, 2026
• · Filing Date: September 22, 2026
• · SEC File Number: 001-41449
• · The delisting is voluntary under Rule 12d2-2(a)(2)

22-09-2026

Princeton Everest Fund announced a tender offer to repurchase up to approximately 5% of its net assets (about $6.57 million) from shareholders. The offer expires on October 21, 2026, with the net asset value calculated on December 31, 2026. Payment will be made via promissory notes, with an initial cash payment of at least 95% of the unaudited NAV and a final post-audit payment later. A 2% early repurchase fee applies to shares held less than one year.

• · The Fund is a non-diversified, registered closed-end management investment company under the 1940 Act, organized as a Delaware statutory trust.
• · Shares have no established trading market and transfer is strictly limited by the Declaration of Trust.
• · The Fund's fiscal year ends March 31; the annual audit is expected within 60 days after fiscal year end.
• · Shareholders may tender all or a portion of their shares, subject to maintaining the minimum investment amount for their share class.
• · The Fund may extend, amend, or cancel the offer at the absolute discretion of the Board of Trustees.
• · Shareholders have the right to withdraw tenders until the expiration deadline (October 21, 2026).

22-09-2026

Stone Point Credit Income Fund filed a final amendment to its tender offer statement, reporting that no common shares were validly tendered in its offer to repurchase up to 798,215 shares at net asset value. As a result, the Fund will not repurchase any shares pursuant to the offer.

• · Tender offer expired at 5:00 p.m. Eastern Time on September 17, 2026.
• · No shares were validly tendered, so no repurchases will occur.
• · The offer price was set at net asset value per share as of September 30, 2026.

22-09-2026

Progress Software completed the acquisition of Domo's AI and data platform business for $400M, adding over 2,400 business customers and global strategic partners. The acquisition strengthens Progress's ability to deliver trusted AI and agentic outcomes by combining Domo's cloud-native platform with Progress's existing data offerings.

• · Acquisition funded with cash and existing revolving credit facility.
• · Progress will provide additional financial impact details on its Q3 earnings call on September 30, 2026 at 5:00pm ET.
• · Domo adds global strategic partners including leading cloud data warehouse providers.