S&P 500 Consumer Staples Sector SEC Filings — April 20, 2026

20-04-2026

Cleveland-Cliffs reported first-quarter 2026 revenues of $4.9 billion, up approximately 6% YoY from $4.6 billion and 14% QoQ from $4.3 billion, driven by steel shipments of 4.1 million net tons (up 9% QoQ but down slightly 1% YoY) and higher average selling prices of $1,048 per net ton (up 7% YoY and 6% QoQ). The company posted a GAAP net loss of $229 million ($0.42 per diluted share), improved from $486 million YoY and $235 million QoQ, with Adjusted EBITDA of $95 million (versus losses of $179 million YoY and $21 million QoQ) inclusive of an $80 million one-time energy cost impact from extreme cold weather. Liquidity remained strong at $3.1 billion as of March 31, 2026.

• ·Q1 2026 steel product sales mix: 44% hot-rolled, 29% coated, 15% cold-rolled, 5% plate, 3% stainless and electrical, 4% other including slabs
• ·Steelmaking sales breakdown: 31% to distributors and converters ($1.5B), 29% to infrastructure and manufacturing ($1.4B), 29% to automotive ($1.4B), 11% to steel producers ($552M)
• ·FY2026 outlook maintained: steel shipments 16.5-17.0 million net tons, capex ~$700M, SG&A ~$575M, DDA ~$1.1B, cash pension/OPEB ~$125M
• ·Conference call scheduled for April 20, 2026, at 8:30 a.m. ET

20-04-2026

Bicycle Therapeutics plc announced on April 20, 2026, via Form 8-K, the issuance of a press release providing updates on its nuzefatide pevedotin program and EphA2 pipeline. The press release is furnished as Exhibit 99.1. No financial or quantitative performance metrics, including any period-over-period comparisons, were disclosed in the filing.

20-04-2026

At Travelzoo's 2026 Annual Meeting of Stockholders on April 20, 2026, shareholders elected Ralph Bartel, Christina Sindoni Ciocca, Volodymyr Cherevko, Michael Karg, and Sharry Sun to the Board of Directors, with all candidates receiving majority support ranging from approximately 94% to 97% votes for. Shareholders approved stock option grants to Global CEO Holger Bartel (600,000 shares at $5.05 per share), the General Manager U.S., and Head of Engineering, though the CEO grant saw notable opposition with 1,908,524 votes against out of roughly 6.4 million total votes. Executive compensation was also approved on an advisory basis with strong support (6,216,201 for vs. 170,683 against).

• ·HB Option granted February 19, 2026; vests semi-annually in equal 25% installments over two years, first vesting June 30, 2026; expires five years from grant date.
• ·CEO, General Manager U.S., and Head of Engineering stock option proposals approved by stockholders on April 20, 2026.
• ·Annual meeting held via webcast at www.virtualshareholdermeeting.com/TZOO2026.
• ·Volodymyr Cherevko, Michael Karg, and Sharry Sun designated as independent directors per NASDAQ standards.

20-04-2026

Elong Power Holding Ltd. (ELPW) reported its first revenues of $2,053,466 for the year ended December 31, 2025, with gross profit of $83,018, but net loss narrowed to $5.57 million from $30.11 million in 2024 (82% improvement), driven by lower operating expenses (-86%) and discontinued operations losses (-82%). However, operating loss remained at $1.48 million amid high G&A expenses and warranty provisions, while cash used in operations improved slightly to $2.66 million. Post-year end, the company disposed of its loss-making battery manufacturing subsidiary for $10,000 in March 2026 and raised $13 million in financing in February 2026 to support transition to lithium-battery energy storage systems.

• ·G&A expenses for discontinued ops decreased due to lower personnel costs ($0.31M), legal/audit fees ($0.44M), and travel ($0.12M) in 2025 vs 2024.
• ·Depreciation/amortization for discontinued ops fell from $1.7M in 2024 to $0.01M in 2025 post prior impairment.
• ·Provision for credit loss in discontinued ops decreased from $2.8M in 2024 to $0.4M in 2025.
• ·Impairment of PPE in discontinued ops decreased from $10.4M in 2024 to $0.5M in 2025.
• ·Net cash provided by financing activities: $3.10M in 2025 vs $10.60M in 2024.

20-04-2026

20-04-2026

Smithfield Foods, Inc. (SFD) filed Definitive Additional Proxy Materials (DEFA14A) on April 20, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive financial or operational details are provided in the document header.

• ·Filing Type: DEFA14A (Definitive Additional Materials)
• ·Filed by the Registrant
• ·No fee required

20-04-2026

ClimateRock, a blank check company, is convening an extraordinary general meeting on May 1, 2026, to approve the Fifth Extension Amendment Proposal, extending the business combination deadline from May 2, 2026, to November 2, 2026, to facilitate the ongoing GreenRock Business Combination. The Adjournment Proposal allows for further solicitation if needed. Without extension approval, the company faces liquidation risk, ceasing operations and redeeming public shares.

• ·Record Date: April 10, 2026
• ·Meeting location: 1345 Avenue of the Americas, 11th Floor, New York, New York 10105
• ·Previous extensions: From May 2, 2023 (initial 12 months post-IPO on May 2, 2022) through paid extensions to November 2, 2023; then to May 2, 2024; May 2, 2025; November 2, 2025; and May 2, 2026
• ·Fifth Extension Amendment requires 2/3 affirmative vote; Adjournment requires simple majority
• ·Public shareholders may redeem shares in connection with the extension regardless of vote

20-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K on April 20, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01 (Exhibits), announcing the issuance of a press release titled 'AITX Shares Fiscal 2027 Revenue Targets and Market Opportunity.' The press release is furnished as Exhibit 99.1. No specific financial figures, targets, or performance metrics were detailed in the filing itself.

20-04-2026

Constellation Energy Corporation (CEG) and Constellation Energy Generation, LLC completed the acquisition of Calpine Corporation on January 7, 2026, pursuant to a Merger Agreement dated January 10, 2025, converting Calpine into Calpine LLC as an indirect wholly-owned subsidiary. This 8-K/A, filed April 17, 2026, amends the original March 20, 2026 filing solely to update the Report of Independent Auditors by PricewaterhouseCoopers LLP with a conformed signature and provide a dated consent. Exhibits include Calpine's audited consolidated financial statements as of and for the years ended December 31, 2025, 2024, and 2023 (Exhibit 99.1) and unaudited pro forma condensed combined financial statements of CEG Parent and Constellation as of and for the year ended December 31, 2025 (Exhibit 99.2).

• ·Merger Agreement dated January 10, 2025.
• ·Original 8-K filed March 20, 2026.
• ·Auditor consents: Deloitte & Touche LLP (23.1), PricewaterhouseCoopers LLP (23.2).

20-04-2026

Thermon Group Holdings, Inc. (NYSE: THR) released an update on April 20, 2026, regarding its liquid load bank solutions serving the data center market. The press release is available on the Company's investor relations website at https://ir.thermon.com. This disclosure is furnished under Item 7.01 of Form 8-K and not considered filed.

20-04-2026

Prelude Therapeutics Incorporated announced new preclinical data for its lead development candidate PRT13722 at the AACR Annual Meeting 2026 on April 20, 2026, highlighting its potential as a first-in-class, orally bioavailable KAT6A degrader with superior disruption of KAT6A pathways, durable complete tumor regressions in HR+/HER2- breast cancer xenograft models as monotherapy, and synergy with endocrine therapy, CDK4/6 inhibitors, and PI3Kα inhibitors in sensitive, mutated, and resistant models. PRT13722 also demonstrates an improved preclinical hematological safety profile compared to prifetrastat. The program remains on track for an IND filing in mid-2026 and Phase 1 study initiation in the second half of 2026, pending clearance.

• ·PRT13722 maintains monotherapy and combination activity across HR+ BC models, including estrogen receptor 1 mutated and acquired therapy-resistant cancer cells.

20-04-2026

Monopar Therapeutics Inc. announced new analyses from the Phase 3 FoCus trial of ALXN1840 (tiomilibdate choline), demonstrating greater neurologic benefit versus standard of care in Wilson disease patients with neurologic symptoms at baseline. The data was presented at the American Academy of Neurology (AAN) Annual Meeting on April 18-22, 2026, via a press release dated April 19, 2026. No negative or flat metrics were reported in the filing.

• ·Filing date: April 20, 2026
• ·Date of earliest event: April 19, 2026
• ·Exhibits include Press Release (99.1) and Poster Presentation (99.2)

20-04-2026

Piermont Valley Acquisition Corp., a SPAC, entered into a merger agreement on April 17, 2026, with Tigerless Health, Inc., an insurtech company, involving mergers into Pubco (Tigerless AI Holdings Inc.), with closing expected in the second half of 2026 subject to stockholder approvals, regulatory conditions, and Nasdaq listing. Upon closing, former Tigerless stockholders will receive 5,600,000 Pubco Class A shares and 22,400,000 Class B shares, while Piermont stockholders get 5,952,886 Class A shares (assuming no redemptions); no immediate financial declines noted, but earnout shares up to $100M are contingent on post-closing milestones like >30% YoY revenue growth or >3% gross margin improvement.

• ·Termination possible if not closed by September 30, 2026 (extendable to December 31, 2026 if SEC delays Registration Statement)
• ·Pubco Class A common stock to be listed on Nasdaq; Class B not publicly traded
• ·Earn-out periods tested independently; no carryforward of unearned amounts
• ·Tigerless founded in 2018, headquartered in New York City

20-04-2026

20-04-2026

Aegis Wealth Management, Inc. filed its 13F-HR report disclosing 162 equity holdings totaling $127,258,948 as of March 31, 2026. The portfolio is diversified across ETFs (e.g., AllianzIM, BlackRock iShares, SPDR, Vanguard) and individual stocks including Alphabet, Amazon, Apple, Nvidia, and Tesla. No changes from prior periods or performance metrics are detailed in the filing.

• ·Filing signed in Guthrie Center, IA on April 20, 2026
• ·Central Index Key: 0002096565
• ·SEC File Number: 028-26099

20-04-2026

Joel Adams & Associates, Inc., an investment advisor based in Asheville, NC, filed its 13F-HR on April 20, 2026, reporting 64 holdings totaling $134658857 as of March 31, 2026, primarily consisting of ETFs and select individual stocks held solely on a discretionary basis. Top positions include iShares Core U.S. Aggregate Bond ETF at $18186935, iShares ESG Aware U.S. Aggregate Bond ETF at $10607783, Vanguard ESG International Stock ETF at $10230087, and Vanguard Tax-Exempt Bond ETF at $9436286. No changes from prior periods or performance metrics were disclosed in the filing.

• ·All 64 positions held as sole discretionary voting authority (SH SOLE).
• ·Filer CIK: 0002020459, EIN: 561870460, State of Incorporation: NC.
• ·Business address: 545 Merrimon Avenue, Asheville, NC 28804.
• ·No other investment discretion or voting authority reported.

20-04-2026

Kastel Capital Advisors, LLC filed its 13F-HR report disclosing 55 equity positions with a total market value of $162,914,154 as of March 31, 2026. Holdings are primarily in ETFs from iShares, Vanguard, Schwab, and Fidelity, including significant allocations to fixed income and broad market funds such as Fidelity Total Bond ETF (436,100 shares) and iShares Core MSCI Total International Stock ETF (206,903 shares), alongside smaller positions in individual stocks like Apple Inc. (1,024 shares) and Alphabet Inc. Class A (645 shares). No period-over-period changes are detailed in the filing.

• ·Filing CIK: 0002111663
• ·Headquarters: 40 Grove Street, Suite 190, Wellesley, MA 02482
• ·All positions reported as sole voting authority (SOLE)

20-04-2026

This DEF 14A proxy statement solicits votes for the Joint Annual Meeting of Shareholders of nine Virtus closed-end funds, including Virtus Artificial Intelligence & Technology Opportunities Fund (AIO), held virtually on June 1, 2026 at 3:30 p.m. ET. Proposals include electing multiple Class I, II, and III trustees/directors specific to each fund (e.g., Donald C. Burke, R. Keith Walton, and Brian T. Zino for AIO) and ratifying PricewaterhouseCoopers LLP as independent auditor for each fund. The Boards, including independent trustees, unanimously recommend voting 'FOR' all nominees and the ratification.

• ·Record date for shareholders entitled to vote: close of business on March 31, 2026
• ·Virtual meeting access: www.meetnow.global/MN6WL79 (control number from proxy card required)
• ·Proxy materials first mailed: on or about April 20, 2026
• ·Advance registration deadline for beneficial owners: 5:00 p.m. ET on May 27, 2026 (email legal proxy to shareholdermeetings@computershare.com)

20-04-2026

West Enclave Merger Corp., a Cayman Islands blank check company (SPAC), filed an S-1/A registration statement on April 20, 2026, to offer 10,000,000 units at $10.00 each, targeting gross proceeds of $100,000,000, with $101,000,000 (or $116,150,000 if over-allotment exercised in full) deposited into a trust account at approximately $10.10 per public share. Underwriting discounts are $0.20 per unit ($2,000,000 total), leaving $98,000,000 proceeds before expenses; approximately $2,750,000 will cover offering fees, leaving $750,000 for working capital. The company has generated no revenues to date and must complete a business combination within 21 months of closing or face liquidation.

• ·Units consist of one ordinary share (par value $0.0001) and one right (entitling holder to 1/10th ordinary share upon business combination).
• ·21-month deadline from offering closing to complete business combination or redeem public shares.
• ·Target focus: high-quality businesses in Latin America or U.S. businesses benefiting from Latin American economic integration.
• ·EBC loan: non-interest bearing, up to $287,500 if over-allotment exercised.

20-04-2026

Brookfield Oaktree Holdings, LLC disclosed a Transaction Agreement dated April 14, 2026, whereby Brookfield-affiliated entities (including Acquisition Z (2026) LP, Brookfield Asset Management Ltd., and Brookfield Corporation) will acquire 100% of the outstanding interests in Oaktree partnerships OCGH, OEP, and OEP II through a series of pre-closing and closing transactions, including unit exchanges for cash, BAM Shares, BN Shares, BN Units, or BAM RSUs, cancellations of certain units and phantom/performance units, liquidations, and contributions. The deal involves elections by limited partners for consideration form (cash, shares, units) as per Annex IV, with no monetary values or enterprise value disclosed in the filing. Conditions include antitrust approvals, no injunctions, and execution of related agreements.

• ·Transaction subject to conditions including representations/warranties, performance of covenants, antitrust/Foreign Investment approvals, no injunctions, and execution of other transaction documents.
• ·Pre-Closing Transactions detailed in Exhibit A; Closing Transactions in Exhibit B.
• ·Elections for OCGH Exchange consideration (cash, BAM Shares, BN Shares, BN Units) irrevocable per Partner Election Schedule (Annex IV).
• ·Participating OEP II Units listed in Annex II; Cash-out OCGH Limited Partners in Annex III.

20-04-2026

UNITED STATES ANTIMONY CORPORATION filed Definitive Additional Proxy Materials (DEFA14A) on April 20, 2026, marked as filed by the registrant with no fee required. The document primarily contains filing metadata, company details, and embedded graphic data, but no substantive proxy solicitation details, financial metrics, or voting matters are present in the readable content. No performance data, positive or negative, is disclosed.

• ·Company CIK: 0000101538
• ·EIN: 810305822
• ·State of Incorporation: MT
• ·Fiscal Year End: 12/31
• ·Business Address: 4438 W Lovers Lane, Unit 100, Dallas, TX 75209
• ·Business Phone: 406-827-3523
• ·SEC File Number: 001-08675

20-04-2026

Jayud Global Logistics Ltd reported revenues of RMB 600,775,492 ($85,473,408) for the year ended December 31, 2025, up 6.3% YoY from RMB 565,273,477, with gross profit turning positive at RMB 20,127,407 ($2,863,563) after prior years' losses. However, the company recorded an operating loss of RMB 37,689,841 ($5,362,201) and net loss of RMB 37,839,393 ($5,383,478), though both narrowed significantly from 2024's RMB 52,115,825 and RMB 55,509,547 losses, respectively. Total assets grew 22.8% to RMB 226,403,414 ($32,210,821), but cash used in operations remained negative at RMB 35,957,112 ($5,115,683).

• ·Short-term borrowings increased to RMB 22,203,903 ($3,158,989) as of Dec 31, 2025 from RMB 10,497,682.
• ·Customer concentration risk: depend on limited number of customers for significant revenues.
• ·Potential PFIC status for U.S. tax purposes.
• ·Capital requirements for expansion may require additional equity or debt financing.

20-04-2026

On April 17, 2026, Faraday Future Intelligent Electric Inc. entered into a Note Purchase Agreement with an accredited investor, issuing a Promissory Note A-1 with $15,780,000 principal and a Secured Promissory Note B with $30,000,000 principal for an aggregate purchase price of $45 million. The notes mature in 24 months, carry 9% and 3.5% interest rates respectively, and allow investor redemptions into Class A Common Stock after 6 months, subject to share reservations and Nasdaq minimum price rules. No period-over-period financial metrics are reported, but the agreement includes dilutive equity conversion risks and strict exchange conditions requiring at least $5 million shareholders' equity and market cap.

• ·Share Reserve to be established within 10 trading days after next annual stockholder meeting, calculated as 1.5x (A Notes balance / Nasdaq Minimum Price) + 0.5x (B Note balance / Nasdaq Minimum Price).
• ·Note Exchange right upon A Notes reduction by at least $300,000, up to half of reduction amount, subject to Exchange Conditions including stockholder approval.
• ·Redemptions start 6 months after Purchase Price Date; aggregated across A Notes with cash or equity payment options if Nasdaq Minimum Price >= $0.0603.
• ·Monitoring fee after 180 days: (Outstanding Balance / 0.80) - Outstanding Balance.
• ·Trigger Events lead to potential Event of Default and Mandatory Default Amount after Cure Period.

20-04-2026

Limoneira Company's subsidiary, Windfall Investors, LLC, entered a Purchase and Sale Agreement on April 14, 2026, to sell an 80% undivided tenant-in-common interest in 724 acres of Paso Robles, CA real estate (including grape vines and infrastructure) to Peak Holdings, LLC for $16,000,000 ($10,000,000 cash + $6,000,000 promissory note). The deal includes a $500,000 refundable deposit and a due diligence period ending July 1, 2026, after which half the deposit becomes non-refundable. However, the Company will recognize an approximately $9,300,000 impairment on property, plant, and equipment in Q2 FY2026.

• ·Buyer may terminate in sole discretion during due diligence period ending close of business July 1, 2026.
• ·Includes assignable intangibles like licenses, permits, development approvals, plus mineral, development, and air rights.
• ·Purchase Agreement dated April 14, 2026; filing dated April 20, 2026.

20-04-2026

Granite Point Mortgage Trust Inc. filed DEFA14A additional proxy materials on April 20, 2026, for its 2026 Annual Meeting scheduled virtually on June 4, 2026, at 10:00 AM EDT. Shareholders are asked to vote on electing seven director nominees (Tanuja M. Dehne, Patrick G. Halter, Stephen G. Kasnet, Sheila K. McGrath, Lazar Nikolic, John A. Taylor, and Hope B. Woodhouse), advisory approval of named executive officers' compensation, and ratification of Ernst & Young LLP as independent auditor for the fiscal year ending December 31, 2026. The board recommends voting 'For' all proposals, with voting deadline June 3, 2026, 11:59 PM ET.

• ·Virtual meeting access: www.virtualshareholdermeeting.com/GPMT2026
• ·Proxy materials request deadline: May 21, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Company address: 1114 Avenue of the Americas, Suite 3020, New York, NY 10036

20-04-2026

Nisun International's FY2025 revenue plummeted 99% YoY to $5,067,754 from $340,219,546 in FY2024, driven by the exit from supply chain trading (0% vs 73% of revenue) despite growth in SME financing solutions share to 59% (from 25%) and new Information Technology Services at 41%. The company swung to a massive net loss attributable to shareholders of $220,909,089 from a $5,787,416 profit, primarily due to $225,106,572 in other expenses, though operating income improved 114.8% to $1,471,358 and G&A expenses fell 78.1%. Comprehensive loss was $203,417,945.

• ·Reverse Share Split effected May 17, 2023, at 1-for-10 ratio; authorized shares reduced from 310,000,000 to 31,000,000 (30M Class A par $0.01, 1M Class B par $0.01).
• ·No fractional shares issued; company redeemed fractional shares at market value.
• ·Net profit from discontinued operations declined 82.3% to $2,796,798 in FY2025 from $15,757,277.
• ·Foreign currency translation gains of $17,491,144 in FY2025 vs losses of $6,017,982 in FY2024.

20-04-2026

Flexsteel Industries reported Q3 FY2026 net sales of $115.1 million, up 1.0% YoY from $114.0 million, driven by tariff surcharges but offset by lower unit volumes amid softening demand. GAAP operating income improved to $8.2 million (7.1% of sales) from a $5.1 million loss, with adjusted operating income slightly down 1% to $8.2 million; net income was $6.4 million or $1.14 per diluted share versus a prior-year loss. However, order trends were choppy, SG&A rose 50 bps to 15.5% of sales due to growth investments, and Q4 outlook calls for flat sales to prior year with similar margins amid geopolitical and macro pressures.

• ·Total assets at March 31, 2026: $290.2 million (up from $282.5 million at June 30, 2025)
• ·Nine months FY2026 net sales: $343.8 million (up from $326.5 million YoY)
• ·Nine months FY2026 net income: $20.4 million or $3.63 diluted EPS (vs. $9.5 million or $1.70 YoY)
• ·Earnings conference call scheduled for April 21, 2026 at 8:00 a.m. CT

20-04-2026

Allegiant Travel Company announced the approval by its Nominating and Governance Committee of Jennifer Vogel and Thomas Kennedy as Sun Country designees to join the Allegiant Board, alongside Jude Bricker, upon completion of the proposed mergers with Sun Country Airlines Holdings, Inc. On April 8, 2026, Allegiant entered into an Advisory Services Agreement with Jude Bricker, effective post-mergers, for advisory services on integration and operations at $26,250 per month. A press release was issued on April 20, 2026, detailing these developments related to the merger announced on January 11, 2026.

• ·Advisory Services Agreement effective the day after consummation of the Mergers; terminates at earliest of single operating certificate obtained, Bricker leaves Board, or 15 days after Allegiant termination notice (minimum 12 months if early termination).
• ·Bricker ineligible for employee benefits; fee separate from Board compensation.
• ·Agreement ineffective if Bricker's Sun Country employment ends pre-effective date or Mergers not consummated.

20-04-2026

General Motors Company (GM) filed a DEFA14A Definitive Additional Materials proxy statement on April 20, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing, titled 'gm2026noticeandaccess.htm', indicates use of the notice and access method for proxy materials and required no filing fee. No specific proposals, financial data, or voting matters are detailed in the provided content.

• ·Registrant address: 1240 Woodward Avenue, Detroit, Michigan 48265
• ·Filed by the Registrant (not a third party)

20-04-2026

Dell Technologies Inc. issued an aggregate of 4,237,699 shares of Class C common stock upon conversion of the same number of Class B common stock held by Silver Lake entities on March 2, 4, 17, 18, 20, 23, April 15, and 16, 2026. As of April 17, 2026, following these conversions, the company had 325,654,621 shares of Class C common stock and 47,789,758 shares of Class B common stock outstanding. The issuances were made without registration under Section 3(a)(9) of the Securities Act of 1933.

• ·Class B shares convertible to Class C on a one-to-one basis at holder's option or automatically upon certain transfers.
• ·No commission or remuneration paid for the conversions.

20-04-2026

Celanese Corporation elected Anne P. Noonan to its Board of Directors effective April 20, 2026, bringing the total to 10 members, nine of whom are independent. Ms. Noonan, with over 30 years of leadership in chemicals and materials including CEO roles at Summit Materials and OMNOVA Solutions, will stand for re-election at the 2027 Annual Meeting. Celanese, a Fortune 500 company, employs more than 11,000 worldwide and reported 2025 net sales of $9.5 billion.

• ·Ms. Noonan, age 62, holds BS Honors in chemistry and MS in organometallic chemistry from University College Dublin.
• ·Previous roles: President and CEO of Summit Materials (Sep 2020-Feb 2025), President and CEO of OMNOVA (2016-2020), and 27 years at Chemtura.

20-04-2026

FutureFuel Corp. (NYSE: FF) issued a press release on April 20, 2026, announcing that it will release its financial results for the first quarter ended March 31, 2026, after market close on May 11, 2026. The press release is furnished as Exhibit 99.1 under Items 8.01 and 9.01 of the 8-K filing.

• ·Filing signed by Rose M. Sparks on April 20, 2026
• ·Includes Exhibit 99.1 (press release) and Inline XBRL cover page (Exhibit 104)

20-04-2026

Kopp Family Office, LLC disclosed total portfolio holdings valued at $145,331,750 across 21 positions in its 13F-HR filing as of March 31, 2026. The largest holdings are Vanguard Tax-Managed FDS VAN FTSE DEV MKT ETF ($28,186,677), iShares TR CORE US AGGBD ET ($27,324,862), and Invesco Exchange Traded FD T S&P500 EQL WGT ($20,283,641), with all positions held under sole investment discretion. No period-over-period changes are provided in the filing.

• ·Filing date: April 20, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported with sole voting authority and investment discretion

20-04-2026

NetClass Technology Inc (NTCL) filed a Form F-1 registration statement with the SEC on April 20, 2026, for an initial public offering of Class A Ordinary Shares. The filing lists numerous incorporated exhibits, including employment agreements for executives Jianbiao Dai, Lina Chen, and Yuxing Chen; director offer letters for Xianghong Zhou, Angel Colon, and Xiao Fu; various material contracts such as service agreements, purchase orders, and leases; the 2025 Equity Incentive Plan; and consents from auditors Wei, Wei & Co., LLP and Marcum Asia CPAs LLP. Legal opinions from Harney Westwood & Riegels on share validity and Cayman Islands tax matters are also included.

• ·Lease dated July 29, 2023 between Dragonsoft Group Co., Limited and Chui Kai Kwong Electrical Engineering Co., Ltd.
• ·Subscription Agreement dated September 20, 2023 between NETCLASS TECHNOLOGY INC and Dragonsoft Holding Limited.
• ·References prior filings: Form 20-F on February 2, 2026; multiple Form 6-K filings in 2025 and 2026.

20-04-2026

The Gabelli Dividend & Income Trust (GDV) Board is urging shareholders to vote the WHITE proxy card in support of their four trustee nominees—Frank J. Fahrenkopf, Jr., Colin J. Kilrain, Salvatore J. Zizza, and Anthony S. Colavita—citing their extensive experience with closed-end funds. The Board criticizes activist hedge fund Saba Capital, led by Boaz Weinstein, as a 'value extractor' that has been selling GDV shares since July 2025 despite claiming shareholder alignment, and warns that voting Saba's GOLD proxy card disenfranchises shareholders by only nominating one candidate. Shareholders are instructed to ignore or revoke any GOLD cards and contact EQ Fund Solutions at 1-888-548-6498 for voting assistance.

• ·Saba Capital has been selling GDV shares since July 2025
• ·Voting Saba's GOLD proxy card, even 'Against' or 'Abstain', may negate support for GDV's full trustee slate
• ·Proxy solicitation contact: EQ Fund Solutions at 1 (888) 548-6498
• ·Reference article: Martin Vander Weyer, 'Is this trust raider a hero or a chancer?', The Spectator, January 25, 2025

20-04-2026

BlackRock ESG Capital Allocation Term Trust (ECAT) filed a Definitive Additional Proxy Statement (DEFA14A) on April 20, 2026, soliciting shareholder votes to retain the current Board nominees. The materials emphasize the Board's decades of governance expertise, proven oversight, and the protection of consistent distributions for shareholders. No financial metrics, performance comparisons, or other quantitative data are provided.

20-04-2026

Global Financial Private Client, LLC filed a 13F-HR report disclosing total equity holdings valued at $305598165 across 350 positions as of March 31, 2026. Top holdings include Apple Inc. (51408 shares sole valued at 13046749 plus 2401 shares OTR at 609350), Microsoft Corp. (17047 shares sole at 6310252 plus 946 OTR at 350181), and Chevron Corporation (26045 shares sole at 5388617 plus 150 OTR at 31035). The portfolio is diversified across individual stocks and ETFs with no reported changes or performance metrics.

• ·Filed on April 20, 2026 for period ending March 31, 2026
• ·Business address: 6000 Cattleridge Drive Suite 200, Sarasota FL 34232
• ·Significant ETF holdings include various iShares and Dimensional ETFs
• ·Includes both sole discretion (SH SOLE) and other managed (SH OTR) positions

20-04-2026

Svenska Handelsbanken AB (publ) submitted a 13F-HR filing on April 20, 2026, reporting its institutional equity holdings as of March 31, 2026. The filing references 1382 holdings, with no specific portfolio values, changes, or performance metrics disclosed in the provided content.

• ·SEC file number: 028-17253
• ·Conformed period end: March 31, 2026
• ·Filed as of date: April 20, 2026

20-04-2026

Intelligent Bio Solutions Inc. (INBS) furnished an investor presentation under Item 7.01 (Regulation FD Disclosure) on April 20, 2026, accessible via the Investors section of www.ibs.inc. Under Item 8.01, the company updated shares outstanding to 2,176,848 common shares as of April 20, 2026, following warrant exercises and sales under the September 18, 2024 ATM Offering Agreement with Ladenburg Thalmann & Co. Inc. No financial performance metrics, period comparisons, or other quantitative business updates were provided in the filing.

• ·ATM Offering Agreement dated September 18, 2024
• ·Previous 8-K filed March 23, 2026
• ·Presentation as Exhibit 99.1

20-04-2026

AST SpaceMobile's Block 2 BlueBird 7 satellite, launched on April 19, 2026 via New Glenn, was placed into a lower than planned orbit, preventing sustained operations and requiring de-orbiting, though costs are expected to be recovered under insurance. This would have been the company's eighth satellite for its space-based cellular broadband network. Production continues on Block 2 BlueBird satellites through 32, with BlueBird 8-10 ready to ship in approximately 30 days, supporting launches every 1-2 months and a target of approximately 45 satellites in orbit by end of 2026.

• ·Filing date: April 20, 2026; Earliest event date: April 19, 2026
• ·Launch mission: New Glenn 3

20-04-2026

Apella Capital, LLC, an investment manager with offices in West Hartford, CT, filed its quarterly 13F-HR report disclosing $6,737,889,153 in equity holdings across 687 positions as of March 31, 2026. The portfolio features heavy allocations to Dimensional ETFs such as US Core Equity 2 ($661,845,193) and Intl Core Equity ($172,902,440), alongside individual stocks like Apple Inc. ($87,977,455) and Exxon Mobil Corp. ($20,651,299). No prior period holdings data is provided in the filing for comparison, resulting in no observable changes.

• ·Filing date: April 20, 2026
• ·Report period end: March 31, 2026
• ·Business address: 65 Memorial Road C340, West Hartford, CT 06107
• ·Phone: 8607852260
• ·Includes minor options positions (e.g., 4000 Apple puts, various calls)

20-04-2026

Steele Bancorp reported Q1 2026 net income of $4.88 million, a 170.1% YoY increase from $1.81 million, fueled by 157.5% higher net interest income to $12.21 million and 167.9% growth in noninterest income to $1.57 million following the merger with Northumberland Bancorp. However, noninterest expenses surged 158.2% to $7.99 million due to higher salaries and core deposit intangible amortization. QoQ, total assets rose modestly 0.6% to $1.27 billion, but net loans declined $1.12 million and securities available-for-sale decreased $121 thousand.

• ·Recovery of credit losses for loans: $134 thousand in Q1 2026 vs provision of $70 thousand in Q1 2025
• ·Yield on earning assets: 5.90% in Q1 2026 (up 66 bps YoY)
• ·Cost of funds: 2.21% in Q1 2026 (down 14 bps YoY)
• ·Effective tax rate: 17.6% in Q1 2026 vs 18.8% in Q1 2025
• ·Additional FHLB borrowing capacity: $453.89 million as of March 31, 2026
• ·Total equity-to-assets ratio: 9.63% as of March 31, 2026

20-04-2026

ARKO Corp.'s DEF 14A proxy statement affirms strong corporate governance for 2025, with the Board holding 14 meetings, all directors attending at least 75% of meetings, and all but one former director attending the 2025 Annual Meeting. Independent directors Sherman K. Edmiston III, Yona Fogel, Avram Friedman, Andrew R. Heyer, and Laura Shapira Karet serve on fully independent Audit (8 meetings), Compensation (11 meetings), and Nominating and Corporate Governance (6 meetings) Committees. The company adopted an AI Tools Policy in 2025 and maintains oversight of its ESG program adopted in 2022.

• ·Proxy statement filed April 20, 2026, references 2025 Form 10-K filed February 25, 2026.
• ·ESG policy adopted July 9, 2022.
• ·Andrew R. Heyer appointed Audit Committee chair June 5, 2025.
• ·Avram Friedman appointed Compensation Committee chair December 12, 2025.