US Activist Hedge Fund Institutional SEC 13D 13G — September 24, 2026

24-09-2026

Jane Street Group, LLC filed a Schedule 13G on September 24, 2026, disclosing beneficial ownership of 36,229 shares of IP Strategy Holdings, Inc. (formerly Heritage Distilling Holding Company, Inc.) common stock, representing a 5.0% stake. The filing indicates the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.

• · Jane Street Capital, LLC holds 9,663 shares (1.3%) and Jane Street Global Trading, LLC holds 26,566 shares (3.7%), both as subsidiaries of Jane Street Group, LLC.
• · The filing is made under Rule 13d-1(c), indicating the shares were not acquired to change or influence control.
• · The issuer's common stock has a par value of $0.0001 per share.

24-09-2026

Atlas Investissement SAS, controlled by the Niel Family (Xavier Niel and his children), has filed Amendment No. 30 to its Schedule 13D, disclosing a further increase in its beneficial ownership stake in Millicom International Cellular SA to 49.5% of outstanding shares. The filing details a new financing upsize of approximately $483.9 million under amended equity derivative agreements, and a scheduled physical settlement on September 25, 2026, to acquire an additional 6,000,000 common shares for about $568.2 million. The filing also includes a standstill provision capping Atlas Investissement's beneficial ownership at 50.5% of outstanding shares.

• · The filing is Amendment No. 30 to the initial Schedule 13D filed on February 24, 2023.
• · The Third Upsize Transactions were entered into on September 22, 2026.
• · The increased financing of $483.9M was made available on September 24, 2026.
• · The standstill provision prevents Atlas Investissement from beneficially owning more than 50.5% of outstanding Common Shares.
• · The scheduled physical settlement of 6,000,000 Common Shares on September 25, 2026, is anticipated to be funded by cash on hand and proceeds from the Third Upsize Transactions.
• · The reporting persons include Atlas Investissement, Iliad Holding, Maya, Xavier Niel, Jules Niel, John Niel, Elisa Niel, and Joseph Niel, each reporting the same 49.5% beneficial ownership.

24-09-2026

New Enterprise Associates (NEA) entities and associated individuals filed an amended Schedule 13G with the SEC on September 24, 2026, disclosing aggregate beneficial ownership of 12,867,769 shares of Coursera, Inc. common stock, representing 4.9% of the 264,400,000 shares outstanding as of July 29, 2026. The filing is an amendment to a prior filing and indicates that the NEA group continues to hold a significant minority stake in the company without any change in control intent.

• · NEA 13 is the record owner of 10,661,886 shares (the 'NEA 13 Shares').
• · NEA 17 is the record owner of 2,205,883 shares (the 'NEA 17 Shares').
• · Patrick J. Kerins individually holds 10,661,886 shares (4.0%), reflecting only the NEA 13 Shares.
• · The filing is an amendment to a prior Schedule 13G, indicating continuity of ownership rather than a new position.
• · The group disclaims beneficial ownership of shares beyond those of record, consistent with standard 13G filings.

24-09-2026

S.H.N. Financial Investments Ltd., a significant shareholder of PRF Technologies Ltd. (PRFX), filed a Schedule 13D on September 24, 2026, disclosing a 5.716% stake (200,000 ordinary shares) and demanding a special general meeting to remove all current directors (except external directors) and replace them with new nominees. The activist investor also demands the company refrain from asset dispositions or securities offerings (including the Standby Equity Purchase Agreement with YA II PN, Ltd.) and not appoint additional directors before the meeting. The move follows open-market purchases of 81,739 shares in September 2026 at prices between $0.89 and $1.17 per share.

• · S.H.N. acquired 81,739 shares in the 60 days prior to the filing, with the most recent purchase on September 24, 2026 at $1.04 per share.
• · The demand letter requests a special general meeting no later than October 15, 2026.
• · S.H.N. proposes to remove all current directors except external directors and appoint new nominees.
• · The company is prohibited from making changes to the proposed resolutions, proxy card, or position statement.
• · S.H.N. threatens personal liability for directors who violate the demands.
• · The filing references a total of 3,499,144 ordinary shares outstanding as of September 2, 2026.

24-09-2026

In a Schedule 13D/A filing dated September 24, 2026, Family Trading Inc., 3 Sororibus Trust, and Evangelos J. Pistiolis reported a decrease in their aggregate beneficial ownership of TOP SHIPS INC. (TOPS) common stock to approximately 27.28% of the outstanding shares, down from a prior level due to share issuances by the company. The dilution resulted from the issuance of 1,004,297 shares under an ATM agreement on September 22, 2026, and 3,551,750 shares under an ELOC agreement on September 23, 2026, increasing total outstanding shares to 12,360,719. While the reporting persons' absolute share count remained unchanged, their percentage ownership declined as a result of the company's equity issuances.

• · The filing is Amendment No. 44 to the Schedule 13D, reflecting a decrease in beneficial ownership percentage due to share issuances by the issuer.
• · The ATM equity distribution agreement was dated May 24, 2024, and the ELOC common stock purchase agreement was dated April 24, 2026.
• · The reporting persons expressly disclaim forming a 'group' under Section 13(d) of the Exchange Act.
• · No transactions in common shares were effected by the reporting persons during the past 60 days other than those described in the filing.

24-09-2026

This Schedule 13G/A filing discloses that Dipender Saluja and Ion Yadigaroglu each beneficially own 57,469 Class B Subordinate Voting Shares of Xanadu Quantum Technologies Ltd, representing 0.0% of the class. The filing is an amendment to a prior 13G and includes a joint filing agreement among the reporting persons, who disclaim group status.

• · The reporting persons expressly disclaim status as a 'group' for purposes of this Schedule 13G/A.
• · The filing is an amendment to a prior Schedule 13G filed on April 2, 2026, and includes a joint filing agreement (Exhibit 99.1).
• · The securities are held for investment purposes, not to change or influence control of the issuer.

24-09-2026

Opera Ltd's majority shareholder group (Kunlun entities and Chairman Yahui Zhou) filed Amendment No. 9 to Schedule 13D, disclosing that as of September 22, 2026, they beneficially own 59,280,804 ordinary shares (67.9% of outstanding shares). In the latest transaction, KTL sold 1,134,770 ordinary shares to Opera on September 22, 2026 for ~$21.4 million ($18.82/share), and previously sold 665,995 shares on June 26, 2026 for ~$10.7 million ($16.01/share), both under a Stock Purchase Agreement tied to Opera's share repurchase program. These sales are designed to maintain the group's proportionate ownership, not to reduce their stake.

• · The Stock Purchase Agreement dated March 24, 2026 remains in full force and effect and has not been amended, modified or terminated.
• · Kunlun Group Limited is wholly owned by Kunlun Tech Co., Ltd.
• · Yahui Zhou directly holds 11.3% of Kunlun Tech Co., Ltd. equity and indirectly holds 14.8% through Beijing Yingrui Century Software R&D Center L.P., where he holds 54.8% equity and serves as general partner with sole decision-making authority.
• · The CUSIP number 68373M107 applies to Opera's American Depositary Shares (ADSs), each representing one ordinary share.
• · No transactions in ordinary shares were effected by the Reporting Persons during the past 60 days other than the two closings disclosed.

24-09-2026

5AM Partners VII, LLC and affiliated entities filed an amended Schedule 13D with the SEC on September 24, 2026, disclosing a 25.7% beneficial ownership stake in Skye Bioscience, Inc. (SKYE) as of September 22, 2026. The filing reveals significant recent selling activity by the 5AM group, including open market and block sales in August and September 2026 at declining prices, with the most recent sales on September 23, 2026 at an average price of $1.61 per share, down from $2.80 in mid-August. Andrew J. Schwab individually holds a 26.1% stake including exercisable options.

• · The filing is Amendment No. 6 to the original Schedule 13D filed on August 28, 2023.
• · Share numbers reflect a 1-for-8 reverse stock split effected on August 24, 2026.
• · 5AM Ventures VII, L.P. sold 7,995 shares on August 19-20, 2026 at prices between $2.56 and $2.88.
• · 5AM Ventures II, L.P. sold 32,607 shares on September 16, 2026 at an average price of $1.91.
• · 5AM Ventures II, L.P. sold 27,612 shares in a block sale on September 22, 2026 at $1.65 per share.
• · 5AM Ventures II, L.P. sold 114,851 shares on September 23, 2026 at an average price of $1.61.
• · The filing references a Transaction Agreement with Redx Pharma Limited dated August 14, 2026.
• · A Securities Purchase Agreement with investors was also dated August 14, 2026.

24-09-2026

Alexander Monje and his wholly-owned entity Biscayne Ventures LLC disclosed beneficial ownership of 2,248,677 shares of Host Digital Inc. (formerly Healthy Choice Wellness Corp.) Class A common stock, representing 8.6% of the outstanding shares as of September 17, 2026. The filing was made pursuant to Rule 13d-1(c) and certifies that the shares were not acquired with the purpose of changing or influencing control of the issuer.

• · The filing is a Schedule 13G (passive investment), not a 13D (activist intent).
• · The issuer changed its name from Healthy Choice Wellness Corp. to Host Digital Inc. on September 29, 2022.
• · The shares are held directly by Biscayne Ventures LLC, a Florida limited liability company; Alexander Monje is the sole member and manager.
• · The filing was made under Rule 13d-1(c), indicating the shares were acquired in the ordinary course of business and not to influence control.
• · A Joint Filing Agreement (Exhibit 99.1) was executed between Alexander Monje and Biscayne Ventures LLC.

24-09-2026

Mudrick Capital Management, L.P. filed an amended Schedule 13D disclosing it beneficially owns 214,698,010 ordinary shares of Vertical Aerospace Ltd., representing a 64.2% stake. The filing reveals Mudrick plans to exercise its rights under the company's newly adopted Articles to remove two of its prior director nominees (JK Brown and Carsten Stendevad) and nominate five additional directors, while also seeking to expand the board from nine to eleven members. Fabrice Bregier was appointed to the board effective September 21, 2026, following Mudrick's nomination.

• · The filing is an Amendment No. 10 to the original Schedule 13D filed October 23, 2024.
• · No transactions in issuer securities were effected by the reporting persons in the last sixty days, except as previously reported in Amendment No. 9.
• · Mudrick intends to nominate five additional directors, some of whom are expected to be officers or employees of MCM or its affiliates and some not.
• · The company's Sixth Amended and Restated Memorandum and Articles of Association were adopted by shareholder vote at the annual general meeting on September 11, 2026.

24-09-2026

Michael Moore and his entity Moore Faster LLC filed a Schedule 13D/A disclosing a 10b5-1 trading plan that allows for the sale of up to 246,000 common shares of Viemed Healthcare, Inc. (VMD) between December 24, 2026 and November 30, 2027. Moore's total beneficial ownership is 2,294,018 shares (5.9% of class), while Moore Faster LLC holds 1,585,812 shares (4.2%). The filing also details a series of option exercises, RSU vestings, and share sales by Moore and MF LLC over the past several years, including recent sales of 136,802 shares by MF LLC in March 2026.

• · Moore Faster LLC sold a total of 136,802 shares in March 2026 (31,570 on Mar 18, 40,232 on Mar 19, 65,000 on Mar 20).
• · Moore personally sold 50,090 common shares on August 12, 2025.
• · Moore exercised and sold 181,316 stock options on June 27 and June 30, 2025 (3,486 + 127,053 + 50,777).
• · The 10b5-1 plan's selling start date is no earlier than December 24, 2026, and the plan expires November 30, 2027.
• · Moore owns 50% of Moore Faster LLC and serves as its general manager.

24-09-2026

Clint Hurt, a board member of PrimeEnergy Resources Corp (PNRG), filed an exit Schedule 13D/A disclosing that he has fallen below the 5% beneficial ownership threshold due to open-market sales of 7,800 shares in September 2026. His remaining beneficial ownership is 4.67% (73,937 shares), down from above 5% prior to the transactions. The filing states Mr. Hurt has no current plans for further acquisitions, dispositions, or corporate changes involving the issuer.

• · This is an exit filing (final amendment) for Mr. Hurt's Schedule 13D.
• · Mr. Hurt has no current plans for mergers, asset sales, board changes, or other extraordinary corporate actions.
• · All transactions were open-market sales; no private placements or derivatives were involved.
• · Mr. Hurt has not been convicted of any securities-related offenses in the past five years.

24-09-2026

Filing on Schedule 13G reveals that the Ernest Rady Trust, Ernest S. Rady, Insurance Company of the West (ICW), and American Assets Investment Management, LLC (AAIM) collectively beneficially own 559,432 shares of Private Bancorp of America, Inc. common stock, representing 9.8% of shares outstanding as of August 31, 2026. The filing reflects a passive stake with no change in ownership pattern, and the entities disclaim beneficial ownership except as required by Section 13(d). No positive or negative performance metrics are present as this is a static ownership disclosure.

• · Filing type: Schedule 13G (passive investment, not 13D)
• · Filing date: September 24, 2026
• · Transaction date triggering filing: July 29, 2026 (date of event requiring filing)
• · Reporting persons include the Ernest Rady Trust U/D/T March 10, 1983, Ernest S. Rady individually, Insurance Company of the West, and American Assets Investment Management, LLC
• · 549,432 shares of the total 559,432 are indirectly held through ICW’s managed account, with AAIM as investment adviser

24-09-2026

Blackstone Holdings I/II GP L.L.C. and related entities filed Amendment No. 12 to Schedule 13D on September 24, 2026, disclosing increased beneficial ownership in Blackstone Private Real Estate Credit & Income Fund. The amendment reports new subscriptions by BMACX (191,058.464 shares for $5,000,000) and BREC-S (636.667 shares), with aggregate ownership reaching 27,553,171.95 shares (70.2% of 39,241,532.865 outstanding shares as of September 23, 2026). The filing reflects continued accumulation by Blackstone affiliates, though the percentage ownership remains flat at 70.2% from the prior amendment.

• · BMACX subscribed for 191,058.464 Common Shares on September 1, 2026, with a purchase price of $5,000,000, deemed acquired on September 23, 2026.
• · BREC-S subscribed for 636.667 Common Shares on September 1, 2026, deemed acquired on September 23, 2026.
• · Blackstone Private Credit Strategies LLC owns 27,523,772.48 shares (70.1%), and Blackstone Private Multi-Asset Credit and Income Fund owns 8,895,477.88 shares (22.7%).
• · BCRED X Holdings LLC owns 18,628,294.60 shares (47.5%).
• · The Schedule 13D was initially filed on June 27, 2025, with 12 amendments through September 24, 2026.
• · No Reporting Person has been convicted in a criminal proceeding in the last five years.

24-09-2026

Joshua Mailman filed a Schedule 13G/A with the SEC on September 24, 2026, disclosing beneficial ownership of 189,617 shares of Jaguar Health, Inc. common stock, representing a 9.99% stake. The filing indicates that the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the company.

• · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
• · Mailman's ownership includes 186,205 shares with sole voting and dispositive power and 3,412 shares with shared voting and dispositive power.
• · The filing was made pursuant to Rule 13d-1(c), indicating the filer is a passive investor.
• · Mailman's business address is c/o Citrin Cooperman, 50 Rockefeller Plaza, 4th Floor, New York, NY 10020.

24-09-2026

Oaktree Capital Management entities filed Amendment No. 25 to their Schedule 13D for TORM plc, disclosing a reduction in their beneficial ownership to 6,329,874 Class A shares (6.17% of shares outstanding). On September 23, 2026, Oaktree sold 5,000,000 Class A shares at $32.50 per share in a block trade under Rule 144, generating gross proceeds of $162.5 million. This is a significant reduction in stake, indicating a continued divestment by Oaktree.

• · The sale was executed as a block trade under Rule 144.
• · The ownership percentage is based on 102,650,777 Class A shares outstanding as of September 24, 2026.
• · This is Amendment No. 25 to the original Schedule 13D filed on February 5, 2018.

24-09-2026

Dani Reiss and his controlled entity DTR LLC filed Amendment No. 8 to Schedule 13G, disclosing beneficial ownership of approximately 22.3% of Canada Goose's outstanding Subordinate Voting Shares (20,130,334 Multiple Voting Shares plus 2,081,214 Subordinate Voting Shares) and approximately 36.4% of total voting power as of September 9, 2026. The filing also notes a group agreement with Brent (BC) Participation S.a r.l. under an Investor Rights Agreement, which may deem them a group under Section 13(d). No changes to ownership percentages were reported compared to the prior filing.

• · Dani Reiss is a Canadian citizen; DTR LLC is a Delaware limited liability company controlled by Dani Reiss.
• · Multiple Voting Shares carry 10 votes per share, while Subordinate Voting Shares carry 1 vote per share.
• · Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-one basis at the holder's option.
• · DTR LLC and Brent are party to an Investor Rights Agreement dated March 6, 2017, requiring them to vote together to elect directors, potentially constituting a group under Section 13(d).
• · DTR LLC disclaims beneficial ownership of securities held by Brent.
• · This is Amendment No. 8 to the Schedule 13G, filed on September 24, 2026, with ownership as of September 9, 2026.

24-09-2026

David L. Liniger, former Chairman of RE/MAX Holdings, filed a Schedule 13D on September 24, 2026, disclosing beneficial ownership of 5,592,781 shares (15.3%) of Real REMAX Group Inc. (formerly Rome Wildlife, Inc.). The shares were acquired on August 24, 2026, in exchange for 10,859,772 shares of RE/MAX Series A common stock as part of a merger transaction where RE/MAX was acquired by Real REMAX Group Inc. via a two-step merger process. Liniger has sole voting and dispositive power over all shares and may sell or transfer them at his discretion, with no current plans for additional actions specified under Item 4 of Schedule 13D.

• · The merger involved two steps: Merger Sub I merged with and into RE/MAX (First Merger), then RE/MAX merged with and into Merger Sub II (Second Merger), with Merger Sub II surviving as a wholly owned subsidiary of Real.
• · Each share of RE/MAX Class A Common Stock was converted into the right to receive 0.5150 shares of Real's common stock at the Reporting Person's election.
• · Liniger's address is 5075 S. Syracuse Street, Denver, CO 80237.
• · The Schedule 13D was filed on September 24, 2026, with an event date of August 24, 2026.
• · Exhibit 99.1 incorporates the Arrangement Agreement and Plan of Merger by reference to The Real Brokerage's Form 6-K filed on April 28, 2026.

24-09-2026

People Incorporated (f/k/a IAC) filed Amendment No. 9 to its Schedule 13D for MGM Resorts International, reporting beneficial ownership of 66,822,350 shares, or 26.5% of MGM's outstanding common stock. The filing discloses that People has withdrawn its previously submitted non-binding proposal to acquire all remaining MGM shares not already owned, but remains open to exploring a potential strategic transaction with the Issuer. No transactions in MGM shares occurred during the 60 days prior to the amendment.

• · The previous non-binding acquisition proposal, referred to in Amendment No. 8, was withdrawn on September 23, 2026.
• · People remains interested in a strategic transaction with MGM and will review its investment on a continuing basis.
• · The beneficial ownership figure of 26.5% uses 251,592,756 shares outstanding as of July 27, 2026.
• · No trades in MGM stock by People occurred in the 60 days prior to the filing date.

24-09-2026

WANG & LEE Holdings, Inc. filed a Schedule 13D disclosing beneficial ownership of 9,650,000 ordinary shares of Troops, Inc. (TROO), representing 7.9% of the outstanding shares. The filing details a series of transactions in 2025 and 2026: an initial purchase of 14,050,000 shares for $12,645,000 in May 2025, a subsequent repurchase of 4,400,000 shares by the company for $3,960,000 in July 2025, and an amendment to the lock-up agreement in March 2026 that allows transfer of shares with company consent. The reporting person holds sole voting and dispositive power over all 9,650,000 shares, which remain subject to a ten-year lock-up period and a company repurchase option.

• · The lock-up agreement originally prohibited any transfer of shares for ten years from the closing date (May 28, 2025).
• · On March 27, 2026, the lock-up agreement was amended to allow transfer of shares if the company provides written consent; such transferred shares would no longer be subject to lock-up restrictions or the repurchase option.
• · The company retains an irrevocable exclusive option to repurchase the shares (Repurchase Option) prior to expiration of the lock-up period.
• · No transactions in the issuer's ordinary shares were reported by the reporting person during the 60 days prior to the filing date (September 24, 2026).
• · The reporting person has no present plans or proposals for any of the actions described in Item 4 of Schedule 13D (e.g., merger, sale of assets, change in board) beyond the transactions already disclosed.

24-09-2026

Andre Agassi and Stefanie Graf have increased their combined beneficial ownership in Agassi Sports Entertainment Corp. to 23.3% and 7.1%, respectively, primarily due to Graf Warrants for 1,000,000 shares becoming fully exercisable. The filing also discloses a $1,000,000 convertible note issued to Investments AKA, LLC on July 28, 2026, which will automatically convert into equity in the next financing of at least $3,000,000. While the Agassi group's influence has grown, the company's stock has traded at a low price ($4.50-$5.00 per share) and the convertible note carries a default interest rate of 10%, signaling potential financial strain.

• · The AKA Convertible Note matures on July 27, 2027, and automatically converts into New Securities in the Next Equity Financing (minimum $3,000,000 gross proceeds).
• · The Graf Warrants have a five-year term through October 31, 2030, with an exercise price of $5.50 per share.
• · The Brand Partner Agreement with Stefanie Graf has a five-year term and includes licensing of her image, name, and likeness.
• · Andre Agassi disclaims beneficial ownership of the Graf Warrants and underlying shares except for his pecuniary interest.
• · Shawn Cable serves as CFO of both the Issuer and multiple Agassi-controlled entities but disclaims any beneficial interest in the securities held by those entities.

24-09-2026

Glazer Capital, LLC and its managing member Paul J. Glazer disclosed beneficial ownership of 2,685,520 shares of BioLife Solutions, Inc. common stock, representing 5.49% of the outstanding shares, as of September 17, 2026. The filing is a Schedule 13G submitted under Rule 13d-1(c), indicating a passive investment intent without control influence.

• · The filing is made under Rule 13d-1(c), indicating the securities were not acquired with the purpose of changing or influencing control of the issuer.
• · Glazer Capital Enhanced Master Fund, Ltd. has the right to receive or direct the proceeds from the sale of more than 5% of the outstanding shares.
• · The business address for both Glazer Capital and Paul J. Glazer is 250 West 55th Street, Suite 30A, New York, NY 10019.