US Activist Hedge Fund Institutional SEC 13D 13G — October 09, 2026

09-10-2026

Morsevo Trade, Inc., a Bahamian corporation wholly owned by JTC Directors (Bahamas) Limited, filed Amendment No. 3 to its Schedule 13D on Karbon-X Corp. (KARX), reporting a change in ownership of the original beneficial owner rather than any new purchase or sale. The filing reports beneficial ownership of 7,243,923 shares of common stock, representing 6.7% of the class, with no shares held with shared voting or dispositive power. The filing does not disclose a transaction price, consideration, or a new investment decision.

• · Event date of the reportable change is 09/25/2026, per the filing header.
• · The filing states it is Amendment No. 3 and is made only to report a change in ownership of the original beneficial owner.
• · Morsevo Trade, Inc. is a Bahamian corporation; its 100% owner is JTC Directors Limited (Bahamas), with Michael Halsey and Naro Zimmerman as officers and directors.
• · The reporting person states it has not bought or sold any securities on the open market or otherwise during the past 60 days.
• · The filing reports no contracts, arrangements, or pledges requiring disclosure under Item 6 and no exhibits under Item 7.

09-10-2026

Zheng Mingjie, a Chinese citizen, filed a Schedule 13D reporting beneficial ownership of 1,139,472 Class A ordinary shares of WeBuy Global Ltd (WBUY), representing approximately 21.69% of outstanding Class A shares as of the filing date. The stake was acquired through a PIPE transaction under a securities subscription agreement dated February 19, 2026, for an aggregate purchase price of US$1,000,000 at $0.8776 per share, and is held for investment purposes. The filing discloses no transactions in the past 60 days apart from the PIPE acquisition and does not report any negative or flat performance metrics.

• · Filing is a Schedule 13D (not 13G), indicating an investment-purpose holding with potential intent to engage with management, the board, or other shareholders on business, governance, or control matters
• · Reporting Person holds all shares directly with sole voting and sole dispositive power
• · Share count implies approximately 5.25 million Class A shares outstanding at the time of the PIPE, with ownership diluting to 21.69% as of filing
• · Filing references a First Amendment to the Securities Subscription Agreement dated February 20, 2026, incorporated by reference from the issuer's Form 6-K filed February 25, 2026
• · Reporting Person disclosed no criminal convictions or securities-law civil judgments in the last five years
• · Filing discrepancy: the Reporting Person's address is listed as Xiamen, Fujian (China), but the reporting address block includes a 'HLAi District' reference that appears to be a transcription variant of 'Huli District'

09-10-2026

Sachem Head Capital Management LP and affiliated reporting persons filed an amended Schedule 13G (Amendment reporting ownership as of September 30, 2026) disclosing beneficial ownership of 4,500,125 shares of Class A Common Stock of Ionic Digital Inc. (9.99% as calculated under the warrant ownership limitation). The position consists of 4,450,000 shares held directly by the Sachem Head Funds, including 2,264,150 shares issued on conversion of Series A Convertible Preferred Stock at direct listing, plus 50,125 shares issuable on warrant exercise, with 855,533 additional warrant shares excluded by the 9.99% Ownership Limitation. The filing is made under Rule 13d-1(c), a passive-investor certification.

• · Filing is made under Rule 13d-1(c) and the reporting persons certify the securities were not acquired for the purpose of changing or influencing control of the issuer.
• · Sachem Head Funds have delivered irrevocable Lock-Down Elections preventing any increase or waiver of the 9.99% Ownership Limitation on their warrants while they hold them.
• · Issuer's principal executive address is 650 Massachusetts Avenue NW, 6th Floor, Washington DC; the reporting persons' business address is 250 West 55th Street, 34th Floor, New York, NY.
• · Percentages are based on 44,996,175 Class A shares outstanding as of August 25, 2026 (per Q2 2026 Form 10-Q) plus 50,125 warrant shares under Rule 13d-3(d)(1)(i).

09-10-2026

Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander reported beneficial ownership of 4,260,038 shares of Vanda Pharmaceuticals Inc. (VNDA) common stock as of September 30, 2026, representing approximately 7.0% of the class, via a Schedule 13G/A filed under Rule 13d-1(c) as a passive holder. The filing reflects a routine amendment to a previously filed beneficial ownership report, with no stated intent to influence control of the issuer. No transaction price, consideration, or change-of-control element is disclosed.

• · Reporting persons hold shares with shared voting and dispositive power only; sole voting and sole dispositive power are reported as zero.
• · Shares are held by entities subject to voting control and investment discretion of Millennium Management LLC and/or affiliated investment managers; the filing disclaims admission of beneficial ownership.
• · Filing made under Rule 13d-1(c), indicating a passive investor certification that the shares are not held to change or influence control of the issuer.
• · Joint Filing Agreement dated October 8, 2026 covers the three reporting persons (Exhibit I).

09-10-2026

KCM Capital, Inc., its controlled subsidiary AMC Fund, L.P., and controlling individual Kent C. McCarthy jointly filed a Schedule 13G/A reporting beneficial ownership of New ERA Energy & Digital, Inc. (NUAIW) common stock as of October 8, 2026. The reporting persons collectively beneficially own 11,590,000 shares (10.9% of the class), comprising 9,300,000 shares held by AMC Fund plus 1,840,000 shares issuable on exercisable call options, and 200,000 shares plus 250,000 call-option shares held directly by McCarthy. The filing is a routine passive ownership disclosure under Rule 13d-1(c) and includes a certification that the securities are not held to change or influence control of the issuer.

• · Filing is a Schedule 13G/A under Rule 13d-1(c), indicating a passive investor certification rather than an activist 13D filing
• · AMC Fund, L.P. does not hold voting or dispositive power over the shares underlying its call options
• · Kent C. McCarthy holds sole voting and dispositive power over 200,000 shares and 250,000 call-option shares directly, and is deemed to beneficially own AMC Fund's holdings through control of KCM Capital, Inc.
• · Joint filing agreement referenced as Exhibit 1 to a prior 13G filed September 1, 2026
• · Reporting persons are located in Shawnee, Kansas; the issuer's business address is Midland, Texas

09-10-2026

Pertento Partners LLP, together with its affiliate Pertento Advisors LLC and managing partner Eduardo Marques, filed a Schedule 13G reporting beneficial ownership of 13,164,696 ordinary shares of Cellebrite DI Ltd. (CLBT), representing 5.2% of the class as of 10/05/2026. The filing is a passive investment disclosure under Rule 13d-1(c), with the reporting persons certifying the shares were not acquired to influence control of the issuer. No change in control, transaction, or regulatory action is disclosed.

• · Filing type is a LIVE Schedule 13G under Rule 13d-1(c), a passive-investor designation rather than an active 13D filing
• · All reported shares are held by advisory clients of Pertento Partners LLP and Pertento Advisors LLC; none of those clients individually exceeds 5%
• · Each reporting person disclaims beneficial ownership except to the extent of pecuniary interest
• · Joint filing agreement (Exhibit A) executed among all three reporting persons, dated October 9, 2026
• · Ordinary shares carry par value of NIS 0.00001 per share; issuer CUSIP is M2197Q107

09-10-2026

Eagle Point Credit Management LLC filed a Schedule 13G on October 9, 2026 disclosing beneficial ownership of 1,521,519 preferred shares of Oxford Lane Capital Corp. (OXLCN), representing 19.0% of the class, with sole voting and dispositive power and no shared power. The position is reported as of October 7, 2026 under Rule 13d-1(c), with the filer certifying the shares are not held to influence control of the issuer. The filing reflects a passive, investment-adviser stake rather than an activist or control position.

• · Filer is a Delaware-organized investment adviser (IA) based in Greenwich, CT, filed under Rule 13d-1(c) as a passive investor
• · Holding is reported as a LIVE filing with event date of October 7, 2026, two days before the October 9, 2026 submission
• · Filer certifies the securities were not acquired for, and are not held to effect, changing or influencing control of the issuer

09-10-2026

Gold Sino Assets Limited, Mr. Chung Yao Yin, and Peng-Lin Investment Limited filed Amendment No. 4 to Schedule 13D reporting beneficial ownership of 20,796,272 Gogoro ordinary shares (45.65%) for Gold Sino and 24,757,120 shares (54.35%) for Mr. Yin on an aggregated basis, with Peng-Lin reporting 3,960,848 shares (8.80%). The filing follows share purchase agreements dated October 7, 2026 under which Gold Sino and Peng-Lin will acquire 10,692,681 and 3,466,310 new shares at US$2.48 per share, expected to close on or before October 13, 2026. The reporting persons state the holdings are for investment purposes and reserve the right to change their intentions, including potential additional purchases or disposals.

• · Gogoro's Nasdaq ticker is GGR; the filing references the GGROW identifier used in the request.
• · Upon completion of the new equity investments, Mr. Yin will have fully discharged his obligation under an Undertaking, per the Issuer's announcement.
• · Funding of the investments is expected on or before October 13, 2026, with closing on the same date.
• · Share ownership percentages are calculated on a pro forma base of 45,551,574 shares (Gold Sino/Yin) and 45,009,640 shares (Peng-Lin), reflecting expected issuances at closing and upon warrant exercise.
• · Mr. Yin's beneficial ownership change arises from an inheritance-based entitlement and a June 22, 2026 assignment from his mother; no shares were directly acquired by Mr. Yin.
• · This amendment is the initial Schedule 13D filing for Peng-Lin.

09-10-2026

Melco International Development Limited, its wholly-owned subsidiary Melco Leisure and Entertainment Group Limited, and Mr. Lawrence Yau Lung Ho filed Amendment No. 10 to Schedule 13D on Melco Resorts & Entertainment Limited (MLCO). The reporting persons beneficially own 687,360,906 ordinary shares, or 62.6% of the 1,097,642,441 shares outstanding as of October 9, 2026; the amendment is filed mainly to reflect a change in percentage driven by a change in shares outstanding, with no transactions in the past 60 days. The filing also notes the reporting persons control a majority of the issuer's shares, can elect a majority of its board, and are evaluating possible transactions such as a stake acquisition, reorganization, merger, or delisting/deregistration.

• · Melco Leisure's 62.6% stake is subject to a Credit Facility secured by 677,360,904 shares, and the 2017 purchase financing was secured by 727,733,982 shares
• · The reporting persons may consider transactions that could lead to delisting or deregistration of the issuer's ordinary shares and ADSs
• · Amendment No. 10 restates the Schedule 13D entirely, reflecting only a percentage change from the shares outstanding denominator rather than a new acquisition or disposal

09-10-2026

Grupo Villar Mir, S.A.U. filed an amended Schedule 13G reporting beneficial ownership of 66,755,434 Ordinary Shares of Ferroglobe PLC (GSM), representing 35.7% of the company's outstanding shares as of an event date of September 30, 2026. The filing reports 58,265,434 shares with sole voting power and 8,490,000 shares with shared voting power, with no shares reported as having sole or shared dispositive power beyond these figures as presented. The filing is made under Rule 13d-1(d), indicating a passive/exempt investor status.

• · Filing is an amendment (SCHEDULE 13G/A) filed October 9, 2026, under Rule 13d-1(d), which applies to passive investors who acquired shares before a registered class was subject to the reporting regime.
• · Filer is a Spanish sociedad anonima headquartered in Madrid, and the subject company is incorporated in the UK with its principal office in London.
• · Percentage is calculated on 186,908,299 Ordinary Shares outstanding as of October 8, 2026, as notified by Ferroglobe PLC.
• · The filing references a prior Schedule 13G/A accession (0000950157-24-001447), indicating an ongoing multi-year reporting history for this holder.

09-10-2026

Fairmount Funds Management LLC and related reporting persons (Fairmount Healthcare Fund II L.P., Peter Harwin, Tomas Kiselak) filed Amendment No. 8 to Schedule 13D on Spyre Therapeutics, Inc. (SYRE) to disclose a 60-day lock-up agreement entered in connection with the company's underwritten public offering that closed October 7, 2026. The filing reports no change in beneficial ownership since Amendment No. 7 (June 23, 2026): the Fairmount entities beneficially own approximately 9.19% of common stock (9,354,200 shares on an as-converted basis), while Harwin and Kiselak each report roughly 9.99% (10,185,961 shares), and the reporting persons did not purchase any securities in the offering. The filing is a routine disclosure with no new buying or selling activity.

• · The lock-up restricts reporting persons from selling Spyre securities without Representatives' consent for 60 days from the final prospectus supplement date.
• · Harwin and Kiselak disclaim beneficial ownership of options held for Fairmount Funds, which must be turned over to Fairmount.
• · The reporting persons did not participate in the October 2026 offering, so their percentage stake reflects dilution from the new share issuance.

09-10-2026

Wasatch Advisors LP, a Delaware investment adviser, filed a Schedule 13G reporting beneficial ownership of 1,354,088 Class A common shares of Black Rock Coffee Bar, Inc. (BRCB), representing 6.1% of the class as of September 30, 2026. The filing is a passive ownership disclosure made under Rule 13d-1(b) and includes a certification that the shares were acquired in the ordinary course of business and not for the purpose of influencing control of the issuer.

• · Filing type is LIVE Schedule 13G filed under Rule 13d-1(b), indicating a qualified institutional investor (investment adviser) rather than an activist filer
• · Reported holdings are as of September 30, 2026, and the filing was submitted October 9, 2026
• · Wasatch Advisors LP holds no shares with shared voting power or sole dispositive power beyond the figures reported, with 0 shares listed under shared voting power
• · Issuer principal business address is in Scottsdale, Arizona; the filer is based in Salt Lake City, Utah

09-10-2026

GordonMD Global Investments LP, together with its master fund, GP entity, and managing member Craig D. Gordon, filed an amended Schedule 13G/A reporting beneficial ownership of 20,441,948 shares of Pyxis Oncology, Inc. (PYXS) common stock, representing 16.4% of the class, as of October 1, 2026. The filing amends and restates a prior Schedule 13G/A filed October 2, 2026, and is made under Rule 13d-1(c) as a passive investment certification, with the reporting persons certifying the shares were not acquired to influence control of the issuer. The position includes 4,900,039 shares issuable upon warrant exercise, while an additional 7,172,000 warrant-underlying shares are excluded pending stockholder approval and subject to a 17.50% beneficial ownership blocker.

• · Filing is a Schedule 13G/A under Rule 13d-1(c), a passive-investor certification, with the reporting persons certifying no control intent
• · Amends and restates the holdings reported in a Schedule 13G/A filed October 2, 2026
• · Reporting persons hold shared voting and dispositive power over all 20,441,948 shares; sole power is reported as zero
• · Shares are held by advisory clients of GordonMD Global Investments LP; only GordonMD Long Biased Master Fund LP is individually deemed to exceed 5%
• · Craig D. Gordon is identified as the control person of GordonMD Global Investments LP
• · Each reporting person disclaims beneficial ownership except to the extent of its pecuniary interest

09-10-2026

Blantyre Capital II Limited filed a Schedule 13D reporting beneficial ownership of 27,141,507 shares of National CineMedia, Inc. (NCMI) common stock, representing 28.9% of the class based on 94,070,443 shares outstanding as of August 6, 2026. The filer was appointed as a sub-adviser to certain Blantyre 13D reporting persons on April 2 and April 9, 2026, and the reported position declined slightly from 27,144,639 shares in Amendment No. 3 due to automatic calculation adjustments on settlement of a 2023 transaction in Q3 2026, not an open-market trade. The filing also discloses that Mark Sardi was elected to NCMI's Board on May 7, 2026 under a 2023 Designation Agreement tied to Blantyre Capital's prior position.

• · Reporting person is a sub-adviser to certain Blantyre 13D reporting persons, appointed April 2 and April 9, 2026
• · Change from 27,144,639 to 27,141,507 shares reflects automatic settlement adjustments of a 2023 transaction, with no Q3 2026 trades in NCMI securities
• · No transactions in Common Stock by the reporting person in the past sixty days
• · Reporting person is incorporated under Abu Dhabi Global Market law and holds shares for investment purposes; no criminal or securities-law violations disclosed for the past five years
• · Shares are held with shared, not sole, voting and dispositive power (0 sole, 27,141,507 shared)

09-10-2026

Wasatch Advisors LP, a Delaware-registered investment adviser, filed a Schedule 13G on October 9, 2026 reporting beneficial ownership of 2,161,096 shares of Orion Group Holdings Inc (ORN) common stock, representing 5.3% of the outstanding class as of September 30, 2026. The filer reports sole voting power over 2,006,041 shares and sole dispositive power over 2,161,096 shares, and certifies the holdings were acquired in the ordinary course of business and not for the purpose of influencing control of the issuer. This is a passive institutional disclosure with no reported change of control or corporate action.

• · Filing made under Rule 13d-1(b), indicating the filer is a qualified institutional investor (investment adviser) rather than an activist 13D filer
• · Reporting status is LIVE, meaning this is an initial or ongoing 13G disclosure tied to a September 30, 2026 determination date
• · Filer is headquartered in Salt Lake City, Utah; issuer is headquartered in Houston, Texas and formerly known as Orion Marine Group Inc

09-10-2026

Warren Street Capital and affiliated reporting persons, including Aaron Gelband, filed an amended Schedule 13G disclosing beneficial ownership of Leatt Corp (LEAT) common stock as of September 30, 2026. Aggregate beneficial ownership by Mr. Gelband, the most inclusive reporting person, is 288,120 shares, or approximately 4.6% of the 6,219,239 shares outstanding. The filing is made under Rule 13d-1(c) as a passive investor and includes a certification that the shares were not acquired to influence control of the issuer.

• · Filing made under Rule 13d-1(c), indicating passive investor status with a certification that shares are not held to change or influence control of the issuer
• · Warren Street Capital Partners LP is the direct holder of 236,699 shares; the managed account holds 24,700 shares
• · Reporting persons may be deemed to beneficially own shares held by Mr. Gelband's wife and children
• · Reference to a prior Schedule 13G filed July 25, 2024 (Exhibit 99.1), indicating an existing relationship in prior filings
• · Ownership percentages are based on the 6,219,239 shares outstanding disclosed in the issuer's preliminary proxy statement filed September 29, 2026

09-10-2026

Sachem Head Capital Management LP and affiliated reporting persons (Uncas GP LLC, Sachem Head GP LLC, and Scott D. Ferguson) filed an amended Schedule 13G reporting that they no longer beneficially own any shares of Sotera Health Co (SHC) common stock as of October 9, 2026, reporting 0 shares and 0.0% ownership across all cover-page rows. This signals a full exit from the position by a previously reporting activist-style investor, with no remaining stake disclosed in this filing.

• · Filing is a Schedule 13G/A filed under Rule 13d-1(c), reported as a LIVE amendment with an event date of 10/09/2026
• · Each reporting person certifies that the shares were not acquired and are not held for the purpose of or with the effect of changing or influencing control of the issuer, indicating a passive-investor classification
• · The filing references a prior filing, accession 0001104659-26-062645, indicating this is an amendment to an earlier beneficial ownership report by the same filer
• · Subject company CUSIP is 83601L102; issuer address is 9100 South Hills Blvd, Suite 300, Broadview Heights, OH 44147

09-10-2026

Glazer Capital, LLC and its Managing Member Paul J. Glazer report beneficial ownership of 1,750,000 shares of Sangoma Technologies Corp common stock, representing 5.3% of the outstanding class, as of October 2, 2026. The stake is held through Glazer-managed funds and accounts, with Glazer Capital Enhanced Master Fund, Ltd. having the right to receive or direct proceeds from sales. The filing is made under Rule 13d-1(c) and includes a certification that the shares are not held to change or influence control of the issuer.

• · Filing is a Schedule 13G (LIVE) under Rule 13d-1(c), a passive-investor filing rather than an activist 13D.
• · Event date of the reportable position is October 2, 2026; the filing itself was submitted October 9, 2026.
• · Holdings are reported as sole voting and sole dispositive power over all 1,750,000 shares, with no shared power.
• · Glazer Capital is classified as an investment adviser (IA) and Paul J. Glazer as an individual (IN) reporting person.
• · Certification states the shares were not acquired or held for the purpose of changing or influencing control of the issuer.

09-10-2026

Wasatch Advisors LP filed an amended Schedule 13G reporting beneficial ownership of 276,669 shares of Preformed Line Products Co (PLPC) common stock as of September 30, 2026, representing 5.7% of the class. The filer holds sole voting power over 195,199 shares and shared dispositive power over 276,669 shares, with no sole dispositive power reported. The filing is made under Rule 13d-1(b) by an investment adviser in the ordinary course of business, with no control intent certified.

• · Filing is an amendment (LIVE filing type) under Rule 13d-1(b), indicating a passive institutional investor position rather than an activist or control filing
• · Filer certifies the shares were acquired and held in the ordinary course of business without intent to change or influence control of the issuer
• · Filer is a Delaware-organized investment adviser located in Salt Lake City, Utah
• · Reported ownership is based on a 09/30/2026 measurement date, with the filing submitted October 9, 2026

09-10-2026

Glazer Capital, LLC and its Managing Member Paul J. Glazer report beneficial ownership of 4,446,531 shares of Utz Brands, Inc. Common Stock, representing 5.0% of the class, as of October 2, 2026. The filing is made under Rule 13d-1(c) as a passive holder, with the reporting persons certifying the shares were not acquired to influence control of the issuer. This is a routine beneficial ownership disclosure with no change in control intent.

• · Filing made under Rule 13d-1(c), indicating passive investor status
• · Reporting persons certify shares are not held to change or influence control of the issuer
• · Event date of October 2, 2026; filing dated October 9, 2026
• · Glazer Capital holds shares via investment management of multiple funds and managed accounts

09-10-2026

Thomas John Corley filed an amended Schedule 13G reporting beneficial ownership of 885,413 shares of SOBR Safe, Inc. common stock, representing 16.4% of the class as of September 30, 2026. The filing is made under Rule 13d-1(c) as a passive investor, with the reporting person certifying the shares are not held to influence control of the issuer. No change in control intent or transaction details are disclosed in the filing content provided.

• · Filing is made under Rule 13d-1(c), indicating a passive investor certification rather than an active 13D filing
• · Filing reports sole voting and sole dispositive power over all 885,413 shares; no shared power is reported
• · Percent of class is calculated on 5,387,210 shares outstanding per the company's Form S-1 filed September 9, 2026
• · Issuer's former names were TransBiotec, Inc. and Imagine Media Ltd

09-10-2026

Wasatch Advisors LP, a Delaware investment adviser, filed a Schedule 13G reporting beneficial ownership of 2,646,572 shares of PDF Solutions Inc (PDFS) common stock as of September 30, 2026, representing 6.3% of the outstanding class. The filer holds sole voting power over 1,852,275 shares and shared voting power over 0 shares, with dispositive power over 2,646,572 shares. The filing is made under Rule 13d-1(b) and the reporting person certifies the holdings were acquired in the ordinary course of business without intent to influence control of the issuer.

• · Holdings are as of September 30, 2026, with the filing dated October 09, 2026
• · Wasatch Advisors LP is an investment adviser (IA) filing under Rule 13d-1(b), a passive institutional category
• · Voting power is split: 1,852,275 shares sole voting and no shared voting power; dispositive power covers all 2,646,572 shares

09-10-2026

Dellora Investments LP, Dellora Investments Master Fund LP, and principal Kevin Pyun filed an amended Schedule 13G reporting beneficial ownership of Tenax Therapeutics, Inc. (TENX) common stock as of October 2, 2026. Dellora Investments Master Fund LP holds 2,061,000 shares (5.5%), while Dellora Investments LP and Kevin Pyun each may be deemed to beneficially own 2,400,000 shares (6.4%), based on 37,423,917 shares outstanding as of July 28, 2026. The filing is a passive ownership disclosure under Rule 13d-1(c) with certifications that the securities are not held to influence control.

• · Filing is a Schedule 13G/A under Rule 13d-1(c), reflecting passive investor status rather than an activist stake
• · Dellora Investments LP is a registered investment adviser; Kevin Pyun may be deemed beneficial owner through his investment and voting discretion, with both disclaiming beneficial ownership under Rule 13d-4

09-10-2026

Wasatch Advisors LP filed a Schedule 13G/A reporting beneficial ownership of 841,300 shares of ScanSource, Inc. (SCSC) common stock as of September 30, 2026, representing 4.2% of the class. Of these, 521,631 shares are held with sole voting power and 841,300 with sole dispositive power, with no shared voting or dispositive power reported. The filing is an investment adviser disclosure made under Rule 13d-1(b) and includes a passive-intent certification.

• · Filing is a Schedule 13G/A amendment filed under Rule 13d-1(b) by an investment adviser, dated October 9, 2026
• · Wasatch Advisors LP is a Delaware-incorporated investment adviser based in Salt Lake City, Utah
• · Reporting person certifies the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer

09-10-2026

Thomas John Corley filed an amended Schedule 13G reporting beneficial ownership of 83,464 Subordinate Voting Shares of Femto Technologies Inc. (FMTOF), representing 8.0% of the class as of September 30, 2026. The filing is made under Rule 13d-1(c) as a passive investor, with sole voting and dispositive power over all reported shares and a certification that the shares are not held to influence control of the issuer.

• · Filing is a Schedule 13G/A filed under Rule 13d-1(c), indicating a passive, non-control investor position
• · Filer certifies shares were not acquired or held to change or influence control of the issuer
• · Reported position has no shared voting or dispositive power; all 83,464 shares are held with sole power
• · Issuer's CUSIP is 31447N303 and the filing is based on a share count from a Form 6-K, indicating the company is a foreign private issuer

09-10-2026

Wasatch Advisors LP filed an amended Schedule 13G reporting beneficial ownership of 2,347,710 shares of Suncrete, Inc. Class A Common Stock as of September 30, 2026, representing 4.8% of the class. The filing reflects Wasatch's holdings as an investment adviser, with sole voting power over 2,168,782 shares and sole dispositive power over 2,347,710 shares. No specific price, transaction value, or dollar amount is disclosed in the filing.

• · Filing is classified as Rule 13d-1(b) with Wasatch reporting as an investment adviser (IA), certifying the shares were acquired in the ordinary course of business and not for the purpose of influencing control
• · Wasatch Advisors LP is a Delaware entity headquartered in Salt Lake City, Utah; Suncrete is based in Tulsa, Oklahoma and classified under SIC 3272 (Concrete Products)

09-10-2026

Wasatch Advisors LP filed an amended Schedule 13G reporting beneficial ownership of 739,687 shares of Suja Life, Inc. Common Stock as of 09/30/2026, representing 3.1% of the class. The filing was made under Rule 13d-1(b) by an investment adviser, which certifies the shares are held in the ordinary course of business without intent to change or influence control.

• · Filing is a Schedule 13G/A (LIVE) filed under Rule 13d-1(b) by an investment adviser (IA), with an event date of 09/30/2026
• · Wasatch Advisors LP reports 0 shares with shared voting power and 0 shares with shared dispositive power
• · Filer is a Delaware entity located at 505 Wakara Way, Salt Lake City, UT
• · Suja Life, Inc. is classified under Beverages [2080] and is based in Oceanside, CA

09-10-2026

Frazier Life Sciences entities filed a Schedule 13G on October 9, 2026 disclosing aggregate beneficial ownership of 1,903,184 shares of Q32 Bio Inc. (QTTB) common stock, approximately 6.4% of outstanding shares. The bulk of the position (1,755,116 shares, 5.9%) is held directly by Frazier Life Sciences Public Fund, L.P., with the remainder held by Frazier Life Sciences XI, L.P. (23,029 shares, 0.1%) and Frazier Life Sciences XII, L.P. (125,039 shares, 0.4%). The filing is a passive-investor disclosure under Rule 13d-1(c) and includes a certification that the shares were not acquired to influence control of the issuer.

• · Filing is a Schedule 13G under Rule 13d-1(c), with position status LIVE and an event date of October 2, 2026
• · Reporting persons certify the shares were not acquired and are not held to change or influence control of Q32 Bio
• · Each Frazier entity disclaims beneficial ownership of shares held directly by the others and no investment committee member is attributed beneficial ownership
• · Q32 Bio is headquartered in Waltham, MA; the filer's principal office is in Palo Alto, CA
• · Filing is signed by Jennifer Martin on October 9, 2026 and includes a Joint Filing Agreement under Rule 13d-1(k)(1)

09-10-2026

Wasatch Advisors LP filed an amended Schedule 13G reporting beneficial ownership of 700,580 shares of Standex International Corp (SXI) common stock as of September 30, 2026, representing 5.7% of the class. The filer reports sole voting power over 469,812 shares and shared voting power over 0 shares, with sole dispositive power over 700,580 shares, and certifies the holding is passive and in the ordinary course of business. No change in control intent is indicated.

• · Filing made under Rule 13d-1(b), indicating a qualified institutional investor (investment adviser) filing
• · Wasatch Advisors LP is a Delaware entity based in Salt Lake City, Utah; reporting person type is IA (investment adviser)
• · Voting power is split: 469,812 shares sole voting and no shared voting, versus 700,580 shares sole dispositive power
• · Filing is an amendment (13G/A) with event date 09/30/2026, covering SXI CUSIP 854231107

09-10-2026

Wasatch Advisors LP, an investment adviser, filed an amended Schedule 13G reporting beneficial ownership of 552,809 shares of UFP Technologies Inc (UFPT) common stock as of September 30, 2026, representing 7.1% of the class. The filer reports sole voting power over 363,292 shares and sole dispositive power over 552,809 shares, and certifies the holdings were acquired in the ordinary course of business without intent to influence control. The filing is a routine passive-holder disclosure with no reported change in control intent.

• · Filing is a Schedule 13G/A filed under Rule 13d-1(b), indicating a passive institutional investor filing rather than an activist 13D
• · Filer is classified as an investment adviser (IA) based in Salt Lake City, Utah
• · Holdings are as of September 30, 2026, with the filing dated October 9, 2026

09-10-2026

Wasatch Advisors LP filed an amended Schedule 13G reporting beneficial ownership of 3,431,038 shares of XPEL, Inc. common stock as of September 30, 2026, representing 12.4% of the class. Of these, Wasatch holds sole voting power over 2,338,002 shares and sole dispositive power over 3,431,038 shares, and the filing is made under Rule 13d-1(b) as a passive investment adviser certifying the shares were not acquired to influence control.

• · Wasatch reports zero shared voting or shared dispositive power; all 3,431,038 shares are held with sole dispositive power
• · Voting power is split: 2,338,002 shares with sole voting power, leaving roughly 1.09 million shares without reported voting authority
• · Filing is an amendment (LIVE status) to a prior Schedule 13G and is classified as an investment adviser (IA) filing under Rule 13d-1(b)

09-10-2026

Ruilin Xu, CEO and chairman of Nexpu Ltd. (formerly Top KingWin Ltd, ticker WAI), filed a Schedule 13D reporting beneficial ownership of 32,187,368 voting-power-weighted shares, equal to 90.71% of total voting power as of October 8, 2026. The position is held mostly through Class B ordinary shares carrying 200 votes each, largely received as employment-agreement share issuances in 2025 and 2026. The filing is an update to an existing insider position rather than a change of control or an acquisition, and the filing itself does not disclose any sale or disposal.

• · Voting power is concentrated through Class B shares, each carrying 200 votes and convertible into 200 Class A shares, which magnifies control relative to economic ownership
• · Share issuances to the reporting person occurred on four dates between June 2025 and July 2026, all under the employment agreement, indicating compensation-driven accumulation
• · The filing states no transactions in ordinary shares were effected in the past 60 days other than those disclosed, and reports no pledges or sales

09-10-2026

Thrivent Financial for Lutherans filed an amended Schedule 13G reporting beneficial ownership of 3,810,000 Mandatory Redeemable Preferred Shares of CION Ares Diversified Credit Fund, representing 10.19% of the class as of October 2, 2026. The filing is a passive ownership disclosure under Rule 13d-1(b) with sole voting and dispositive power over all reported shares, and no change in control intent is stated.

• · Filing reports a 10/02/2026 event date and was signed 10/09/2026 under Rule 13d-1(b), an institutional passive-investor basis
• · Thrivent is a Wisconsin fraternal benefit society; the filing is an amendment (SCHEDULE 13G/A, LIVE status)
• · Certification states the shares were acquired in the ordinary course and not for the purpose of changing or influencing control

09-10-2026

Calamos Wealth Management LLC filed Amendment No. 10 to its Schedule 13G on October 9, 2026, reporting beneficial ownership of 8,186,228 Class I shares of Calamos Aksia Private Equity and Alternatives Fund, representing 21.2% of the class as of September 30, 2026. The filer reports sole voting and dispositive power over all reported shares and no shared power, and states that one of the fund shareholders for whom it acts as discretionary manager exceeds 5% ownership.

• · Filing is a 13G/A under Rule 13d-1(b), indicating the filer is a qualified institutional investor (investment adviser) rather than a passive investor with control intent.
• · Filer certifies the shares were acquired and held in the ordinary course of business without the purpose or effect of changing or influencing control of the issuer.
• · Filer notes that a fund shareholder for whom it acts as discretionary manager exceeds 5% ownership of the fund.
• · The cover page lists the event date as 09/30/2026 and the signature date as 10/07/2026; the filing reports a filing date of 10/09/2026.
• · The filing's internal header references a prior accession number (0001104659-25-074047), consistent with an amendment to an earlier 13G.

09-10-2026

Chief Credit Officer Christopher Creatura filed a Schedule 13D reporting beneficial ownership of 1,205,004 shares of Vertical Data Inc. (VDTA) common stock, representing 7.9% of the 15,206,716 shares deemed outstanding. The filing reports acquisitions through founder shares, a stock option net exercise, compensation-based share settlements, and a September 17, 2026 RSU settlement of 43,680 shares, and states the holdings are for investment purposes with expected future compensation-related acquisitions. The filing discloses no pledges, no sales, and no cash consideration for most acquisitions.

• · Filing is by an officer (not a director) under Rule 16a-1(f); reports investment-purpose intent and expected ongoing compensation-related share acquisitions
• · Common Stock Purchase Agreement dated May 3, 2024 imposes a 365-day lock-up after any Securities Act registration statement, followed by a 24-month leak-out schedule, plus an Issuer right to repurchase shares on involuntary transfers
• · No shares are pledged or subject to contingencies conferring voting or investment power on others
• · No other transactions by the reporting person in the past 60 days beyond the September 17, 2026 RSU acquisition
• · Stated ownership is sole voting and dispositive power over all 1,205,004 shares
• · Filing dated October 9, 2026 (signed October 5, 2026); the cover page date of material event is listed as 03/11/2026, which appears inconsistent with the filing date and should be verified

09-10-2026

Calamos Market Neutral Income Fund, a series of Calamos Investment Trust, filed a Schedule 13G reporting beneficial ownership of 500,000 Class A shares of SilverBox Corp IV (SBXD-WT), representing 7.8% of the class as of September 30, 2026. The filing is a passive ownership disclosure under Rule 13d-1(d) and does not indicate an acquisition, change of control, or other corporate transaction.

• · Filing is a Schedule 13G under Rule 13d-1(d), typically used by passive investors who acquired shares before a company's registration under Section 12 of the Exchange Act
• · Reporting person holds sole voting and sole dispositive power over all 500,000 shares, with no shared power reported
• · Date of event requiring filing: September 30, 2026; signed October 7, 2026 and filed October 9, 2026

09-10-2026

Calamos Market Neutral Income Fund, a series of Calamos Investment Trust, filed an amended Schedule 13G reporting beneficial ownership of 251,594 Class A shares of Everest Consolidator Acquisition Corp as of September 30, 2026, representing 44.6% of the class with sole voting and dispositive power. The filing is a routine beneficial ownership disclosure under Rule 13d-1(d) for a passive institutional holder of a blank-check SPAC.

• · Filing made under Rule 13d-1(d), indicating a passive investor that acquired shares without intent to influence control
• · Filer reports zero shared voting or dispositive power, with all 251,594 shares held with sole power
• · Filing is an amendment (SCHEDULE 13G/A) signed 10/07/2026 and submitted 10/09/2026

09-10-2026

Hard Rock Holdco LLC and its manager Kevin Jay Hayes, Jr. filed a Schedule 13D reporting beneficial ownership of 750,000,000 shares of Omnitek Engineering Corp (OMTK) common stock, issuable upon conversion of 15,000 Series A Preferred Shares, equal to a reported 85.2% of outstanding common stock. The position follows a September 29, 2026 Series A Preferred purchase of 5,000 shares for $500,000 (Tranche 1), a Tranche 2 purchase of 5,000 more shares for $500,000 due within 90 days, and an exchange of Hard Rock Ready Mix LLC membership interests for 10,000 Series A Preferred Shares that closed October 1, 2026, making Hard Rock Ready Mix a wholly-owned subsidiary. Hayes and Brett Kiker were appointed directors on September 29, 2026, and the reporting persons disclose a control purpose.

• · Tranche 2 purchase of 5,000 additional Series A Preferred Shares for $500,000 is due within 90 days of September 29, 2026
• · Automatic conversion of Series A Preferred occurs on a qualifying underwritten IPO at or above $5.00 per share with at least $20M gross proceeds, or by majority preferred holder vote
• · Hard Rock Ready Mix LLC became a wholly-owned Omnitek subsidiary through the October 1, 2026 exchange closing
• · Filing contains internal inconsistencies: share count typo ('12,9448,091'), a 'Hard Rock LLC' reference versus 'Hard Rock Holdco LLC', and the exhibit titled 'Securities Purchase Agreement' is described as a 'Preferred Stock Purchase Agreement' in the body
• · Filing declares a control purpose and reserves the right to pursue board changes, business combinations, dispositions, and additional share purchases or sales

09-10-2026

Calamos Wealth Management LLC, filing as an investment adviser under Rule 13d-1(b), amended its Schedule 13G to report beneficial ownership of 11,128,638 Class I shares of Calamos Aksia Alternative Credit and Income Fund, representing 9.2% of the class as of 09/30/2026. The filer holds sole voting and dispositive power over these shares, with no shared power, and certifies the holdings were acquired in the ordinary course of business without intent to influence control of the issuer.

• · Filing is a 13G/A amendment under Rule 13d-1(b), indicating a passive institutional investment-adviser position rather than an activist stake.
• · Adviser clients hold the right to receive dividends or sale proceeds from the reported securities, and no single client has an economic interest above 5% of the subject shares.
• · Subject fund changed its name from Calamos Aksia Alternative Credit Fund on 07/07/2022.

09-10-2026

Coastal Bridge Advisors, LLC, an investment adviser based in Westport, Connecticut, filed a Schedule 13G reporting beneficial ownership of 2,262,603 common shares of Blackstone Strategic Credit 2027 Term Fund (BGB), representing approximately 5.06% of the class. The filing is a passive ownership disclosure under Rule 13d-1(c), with the reporting person certifying the shares were not acquired to change or influence control of the issuer.

• · Filing is a Schedule 13G (LIVE) under Rule 13d-1(c), indicating passive investor status
• · Reporting person holds sole voting and sole dispositive power over all 2,262,603 shares; no shared power reported
• · Shares are held in client accounts for which Coastal Bridge provides investment advisory services; clients hold dividend and sale proceeds rights
• · Filing lists a date of acquisition of 03/31/2018 in the event date field, which appears inconsistent with the October 9, 2026 filing date and should be verified against EDGAR records

09-10-2026

Robert W. Baird & Co. Inc. (with parent entities Baird Financial Corp and Baird Financial Group, Inc.) filed an amended Schedule 13G reporting beneficial ownership of 144,643 common shares of First Trust Dow Jones Select MicroCap Index Fund, equal to 4.9% of outstanding shares as of September 30, 2026. The holding is reported as held on a shared-voting and shared-dispositive basis under Rule 13d-1(b), with the filers disclaiming control intent. The filing is largely a routine passive beneficial ownership disclosure with no transaction, price, or strategic action described.

• · Filing is an amendment (SCHEDULE 13G/A, LIVE) filed under Rule 13d-1(b) by an investment adviser (IA) and parent holding companies (HC)
• · Baird entities are deemed to beneficially own shares through investment discretion granted by clients, not proprietary holdings
• · Shares are held in the ordinary course of business; no control intent or change-of-control purpose is declared

09-10-2026

Societe Generale SA reported beneficial ownership of 2,030,448,493 ordinary shares of Vodafone Group Public Limited Company as of September 30, 2026, representing 8.9% of the class, via a Schedule 13G filed under Rule 13d-1(b) as a broker-dealer. The filing reports sole voting and dispositive power over all reported shares and no shared power. No change in the percentage holding relative to a prior period is disclosed in the filing content provided.

• · Filing type is a Schedule 13G (LIVE) under Rule 13d-1(b), indicating a passive institutional holder filing with a broker-dealer classification
• · Reporting person is classified as a non-U.S. institution (foreign regulatory scheme certification under Rule 240.13d-1(b)(1)(ii)(J))
• · Event date for the reported holding is 09/30/2026; filing date is 10/09/2026

09-10-2026

Equitable Holdings, Inc. filed a Schedule 13G reporting beneficial ownership of 1,404,000 Series B Mandatory Redeemable Preferred Shares of RiverNorth Opportunities Fund, Inc. (RIV-PA), representing 47.0% of the 3,000,000 Series B Shares outstanding as of September 30, 2026. The filing is made under Rule 13d-1(b) and the holder certifies the shares were acquired and are held in the ordinary course of business without intent to influence control of the issuer.

• · Filing is a LIVE Schedule 13G under Rule 13d-1(b), filed October 9, 2026, with reporting date September 30, 2026
• · Equitable Holdings reports sole voting and sole dispositive power over all 1,404,000 shares, with no shared power
• · Filer is classified as a holding company (HC) and the filing is made by Equitable Holdings, Inc. as parent of the holder
• · Fund CUSIP identified as 76881Y*27; subject company's state of incorporation is Maryland, filer is Delaware

09-10-2026

Wasatch Advisors LP, a Delaware-registered investment adviser, filed a Schedule 13G on October 9, 2026 disclosing beneficial ownership of 1,184,904 shares of Amtech Systems Inc (ASYS) common stock, equal to 6.8% of the class, as of September 30, 2026. The filing reports sole dispositive power over 1,184,904 shares and sole voting power over 1,098,377 shares, and is made under Rule 13d-1(b) as a passive institutional holder.

• · Holdings are reported as of September 30, 2026, with the filing made October 9, 2026
• · Wasatch Advisors LP holds no shared voting or dispositive power; all reported holdings are sole power
• · The filing is made under Rule 13d-1(b) and includes a certification that the securities were not acquired to influence control of the issuer

09-10-2026

Wasatch Advisors LP filed a Schedule 13G/A reporting beneficial ownership of 4,865,838 shares of Arlo Technologies, Inc. (ARLO) as of September 30, 2026, representing 4.5% of the class of common stock. The filer holds sole voting power over 3,471,743 shares and shared voting power over 0 shares, with sole dispositive power over 4,865,838 shares, and certifies the position is held in the ordinary course of business without intent to influence control.

• · Filing made under Rule 13d-1(b), indicating the filer is an investment adviser (IA) reporting in the ordinary course of business
• · Shared voting power and shared dispositive power are both reported as 0 shares, so all reported voting authority is sole
• · Filing is an amendment (SCHEDULE 13G/A) with a LIVE reporting status, meaning the position is ongoing rather than an exit filing
• · Filer is a Delaware limited partnership based in Salt Lake City, Utah; subject company is based in Carlsbad, California

09-10-2026

Wasatch Advisors LP, an investment adviser, filed an amended Schedule 13G reporting beneficial ownership of 3,909,287 shares of BBB Foods Inc Class A common stock as of September 30, 2026, representing 3.4% of the class. The filer reports sole voting power over 3,301,715 shares and sole dispositive power over 3,909,287 shares, and certifies the holding is passive, made in the ordinary course of business and not intended to influence control of the issuer.

• · Filed under Rule 13d-1(b), indicating the filer is a qualified institutional investor (investment adviser) rather than an activist filer
• · Filer is a Delaware limited partnership based in Salt Lake City, Utah
• · The amendment is a LIVE-type 13G/A filed October 9, 2026, reflecting a change in holdings as of the September 30, 2026 event date

09-10-2026

Glenbrook Capital Management filed an amended Schedule 13G reporting beneficial ownership of 35,000 shares of INVO Fertility, Inc. common stock as of September 30, 2026, representing approximately 1.4% of outstanding shares. As of June 30, 2026, the reporting person may have held 40,000 shares (about 1.7%), indicating a reduction of 5,000 shares (-12.5%) over the period. The filing is a passive holding disclosure under Rule 13d-1(c), with the holder certifying the shares were not acquired to influence control of the issuer.

• · Glenbrook Capital Management is a Nevada corporation; its investment committee of three members manages the funds and accounts holding the shares.
• · Sole voting and dispositive power is reported over 35,000 shares, with no shared power reported.
• · The percentage is calculated on 2,506,969 shares outstanding as of August 14, 2026.
• · The filing is made under Rule 13d-1(c), a passive investor certification, and was amended from a prior filing (accession 0000902664-26-001829).