US Executive Officer Management Changes SEC — October 22, 2026

21-10-2026

Effective October 19, 2026, Kelli Gallegos, Principal Financial and Accounting Officer of Invesco Capital Management LLC (the Managing Owner of the Invesco DB Multi-Sector Commodity Trust and its underlying funds, including Invesco DB Agriculture Fund (DBA)), began a leave of absence. Lori Anello, Global Head of Operational Product Readiness, was appointed to succeed her as Principal Financial and Accounting Officer, effective October 22, 2026. The filing states there are no related-party transactions with the Funds requiring disclosure under Item 404(a) of Regulation S-K.

• · Kelli Gallegos began a leave of absence effective October 19, 2026; Lori Anello takes over the PFAO role beginning October 22, 2026
• · Lori Anello (45) joined the Managing Owner in 2018 and is a CPA; she previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · The filing is a routine personnel disclosure under Item 5.02 and does not describe any change to fund strategy, fees, or operations

22-10-2026

Lindsay Corporation reported Q4 FY2026 revenue of $161.6M (+5% YoY) and operating income of $15.8M (+39% YoY), driven by 11% North America irrigation growth and 13% infrastructure growth, while international irrigation was flat. However, full-year revenue fell 6% to $635.9M, operating income fell 24% to $66.9M, and net earnings fell 25% to $55.7M, with North America irrigation down 4% and infrastructure down 13%. Management also announced a global restructuring expected to save about $8.0M annually and a planned acquisition of Setorial Irrigação in Brazil.

• · Brazil demand pressured by limited credit availability, low farmer profitability, and high interest rates
• · Irrigation segment Q4 operating margin declined to 12.9% from 13.7% on higher input costs
• · Management expects difficult YoY comparisons in international irrigation project markets in fiscal 2027
• · Management expects Road Zipper System leasing to be comparable to fiscal 2026
• · FY2026 Irrigation revenues decreased $26.5M and Infrastructure revenues decreased $14.0M
• · Effective tax rate was higher in both Q4 and full year, reducing net earnings growth
• · Q4 irrigation foreign currency translation added approximately $2.4M to revenue

22-10-2026

Deckers Brands reported record Q2 FY2027 net sales of $1.481 billion, up 3.5% YoY (2.8% constant currency), and diluted EPS of $2.31, up 27% from $1.82, aided by a $0.28 benefit from IEEPA tariff refunds. Growth was uneven: DTC net sales fell 1.8% (comparable DTC down 6.4%), Domestic sales declined 0.4%, Other brands fell 54.3%, and cash declined to $1.210 billion from $1.414 billion while inventories rose to $860.8 million from $835.6 million. Management raised FY2027 diluted EPS guidance to $7.80-$7.95, including an approximate $0.52 tariff-refund benefit, while the filing also discloses an officer change (CEO Stefano Caroti).

• · Q2 gross margin of 60.5% includes a ~310 bps benefit from $46.0M of IEEPA tariff refunds; excluding this, margin expansion is materially smaller.
• · Comparable DTC net sales fell 6.4%, signaling weakness in company-operated retail and direct online channels.
• · Domestic net sales declined 0.4% while International grew 9.0%, indicating a widening geographic divergence.
• · Cash fell from $1.907B at March 31, 2026 to $1.210B at Sept 30, 2026, driven partly by $637.5M of YTD buybacks and a sharp rise in trade receivables ($675.2M vs $319.0M) and inventories ($860.8M vs $487.0M).
• · Total stockholders' equity declined to $2.321B from $2.500B at March 31, 2026 as repurchases reduced equity.
• · Management guidance assumes no further tariff refund collections; FY2027 UGG growth is now guided only low-single-digit, versus HOKA high-single-digit.
• · Guidance assumes $1.0B of additional share repurchases in FY2027, of which $637.5M was already executed in the first half.

22-10-2026

Applied Industrial Technologies (AIT) elected Michael L. Olosky, CEO of Simpson Manufacturing, to its Board of Directors at the October 20, 2026 annual shareholder meeting, with a term expiring October 2028 and appointments to the Corporate Governance & Sustainability and Executive Organization & Compensation Committees. At the same meeting, shareholders re-elected Robert J. Pagano, Jr., Neil A. Schrimsher and Pamela J. Tomczik to three-year terms, approved the advisory say-on-pay vote, and ratified Deloitte & Touche LLP as auditor for fiscal 2027. The filing reports no financial results, so the performance impact is limited to governance changes.

• · Mr. Olosky has been CEO of Simpson Manufacturing (NYSE: SSD) since January 2023 and previously served as its COO from November 2020 to December 2022
• · Mr. Olosky spent more than 22 years at Henkel, most recently as Regional President, Henkel North America and Head of the Electronics and Industrial Division
• · Mr. Olosky will receive non-employee director compensation consistent with other directors and will enter into an Indemnification Agreement with Applied
• · Say-on-pay support was strong at roughly 29.9 million votes for versus about 0.45 million against
• · Auditor ratification drew about 1.15 million votes against, a larger opposition count than the say-on-pay vote

22-10-2026

Bluerock Homes Trust, Inc. (NYSE American: BHM) increased its Board from five to six members on October 19, 2026, and elected Michael L. Konig as an independent director to fill the new seat. Mr. Konig was also appointed to the Compensation and Nominating and Corporate Governance Committees and will receive the standard prorated non-employee director compensation. The filing is a governance update with no reported financial results or quantitative performance metrics.

• · Mr. Konig will serve until the 2027 annual meeting of stockholders and the Company intends to nominate him for election at that meeting
• · Mr. Konig was appointed to the Compensation Committee and the Nominating and Corporate Governance Committee
• · Mr. Konig previously served as Chief Legal Officer and Secretary of Bluerock Residential Growth REIT, Inc. (2017-2022) and held senior legal roles there and at its former advisor from 2008-2017
• · Mr. Konig has been retired since 2022
• · The Company expects to enter into an indemnification agreement with Mr. Konig to the fullest extent permitted by the Maryland General Corporation Law
• · No family relationships or Item 404(a) related-party transactions involving Mr. Konig were disclosed

22-10-2026

Kinsale Capital Group announced that CFO, EVP and Treasurer Bryan P. Petrucelli has been elected to the Board of Directors effective October 22, 2026, and intends to retire from his executive role on March 2, 2027. Christopher R. Tangard, currently SVP and Chief Accounting Officer, will succeed him as EVP, CFO and Treasurer upon the retirement date. The transition is presented as orderly, with Petrucelli remaining on the Board and supporting the handover.

• · Tangard joined Kinsale in June 2019 as Director, Internal Audit, promoted to AVP Internal Audit (March 2021), VP Finance (March 2023), and SVP, Chief Accounting Officer (March 2024).
• · Tangard previously served as a Senior Manager in the audit practice of KPMG LLP.
• · Tangard holds a B.A. in Economics and Commerce from Hampden-Sydney College, a Master of Accounting from William & Mary, and is a Certified Public Accountant.
• · Petrucelli's Board appointment is effective immediately on October 22, 2026, while his executive retirement is effective March 2, 2027, creating a roughly four-month overlap period.
• · Filing is an 8-K under Items 5.02 (Departure/Election of Directors or Officers), 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits), with the press release furnished as Exhibit 99.1.

22-10-2026

Village Farms International, Inc. disclosed that on October 19, 2026 it entered into an employment agreement, effective October 16, 2026, with Stephen C. Ruffini as Executive Vice President, Mergers & Acquisitions, with an annualized base salary of US$400,000, a fiscal 2026 discretionary bonus target of up to 50% of base salary, and a share-based compensation target of up to 30% of base salary. The agreement runs through May 31, 2028, and provides 18 months of continued base salary upon termination without cause, resignation for good reason (including in connection with a change in control), or term expiry, subject to a release of claims. The filing does not report any negative or flat financial performance metrics, as it is a compensation and personnel disclosure only.

• · Employment agreement term ends May 31, 2028, unless terminated earlier
• · Non-competition and non-solicitation covenants apply during employment and the 18-month salary continuation period
• · Company-paid term life and disability insurance provided
• · Employment agreement will be filed as an exhibit to the Form 10-Q for the quarter ending September 30, 2026

21-10-2026

Ategrity Specialty Insurance Company Holdings reported Q3 2026 results with gross written premiums up 14.7% to $165,021 thousand and a record-low combined ratio of 84.7% (vs. 88.7% in Q3 2025), driving underwriting income up 83.7% to $19,504 thousand. However, net income attributable to stockholders declined 35.7% year-over-year to $14,577 thousand ($0.29 per diluted share vs. $0.45), largely due to a $17,249 thousand net realized and unrealized loss on investments versus a $9,179 thousand gain in the prior-year quarter, and adjusted return on equity fell to 8.9% in Q3 from 15.9%. The filing also includes an officer-related item under Item 5.02.

• · Nine-month 2026 net income attributable to stockholders rose to $73,494 thousand from $48,747 thousand, a 50.8% increase, with nine-month diluted EPS of $1.47 vs. $1.06
• · Q3 2026 expense ratio improved to 27.2% from 28.7%, with policy acquisition costs at 17.2% of net earned premiums vs. 17.9%
• · Q3 2026 net earned premiums grew 35.7% to $127,139 thousand from $93,710 thousand
• · Casualty gross written premiums growth of 10.0% in Q3 slowed sharply from 20.4% nine-month growth, indicating deceleration in the quarter
• · Q3 2026 return on stockholders' equity (unadjusted) was 8.8% vs. 15.8% in the prior-year quarter
• · Q3 2026 net income attributable to non-controlling interest - General Partner was a loss of $3,534 thousand vs. income of $952 thousand in Q3 2025

21-10-2026

On October 21, 2026, DeFi Development Corp. (Nasdaq: DFDV) disclosed that directors Adam Townsend and Thomas Perfumo resigned from the Board of Directors effective immediately. The company stated the resignations were not the result of any disagreement relating to its operations, policies, or practices, and it thanked both directors for their service.

• · Filing items: 5.02 (Departure of Directors or Certain Officers) and 9.01 (Financial Statements and Exhibits; Exhibit 104 cover page XBRL only)
• · Securities listed on Nasdaq include Common Stock (DFDV), Warrants (DFDVW), and Variable Rate Series C Perpetual Preferred Stock (CHAD)
• · Company is an emerging growth company

21-10-2026

Evercore (NYSE: EVR) announced that its Board appointed Nigel Dawn and Naveen Nataraj as Co-Presidents effective January 1, 2027, reporting to Chairman and CEO John S. Weinberg, who has agreed to serve at least three more years. Daniel Mendelow becomes sole Head of U.S. Investment Banking, Jason Sobol becomes Chairman of U.S. Investment Banking, and Dawn becomes Chairman of Private Capital Advisory. The filing contains no financial results or quantitative performance metrics, so no period-over-period comparisons are reported.

• · Co-President appointments take effect January 1, 2027
• · Weinberg's commitment to serve as Chairman and CEO for at least the next three years
• · Mendelow assumes responsibility for Evercore's largest business, U.S. Investment Banking
• · Nataraj will continue advising clients and remain engaged in Investment Banking
• · Altman states the firm needs additional management resources to support Weinberg

21-10-2026

Global Interactive Technologies, Inc. (GITS) appointed director Amy Shi as Executive Chair of the Board effective October 15, 2026, under an Executive Chair Service Agreement with a one-year initial term. Her cash compensation is $10,000 per month ($120,000 annually), with a reference equity award of $250,000 and a scheduled increase to $20,000 per month on the first anniversary, subject to a deferral of cash compensation until the Company's next financing.

• · Ms. Shi was elected a director in December 2024 and previously served as an independent consultant to the Company from October 2021 to April 2023
• · Cash compensation to be reviewed six months after the Effective Date
• · Ms. Shi agreed to defer specified cash compensation until the Company's next financing, with unpaid balances remaining owed
• · Initial equity award is fully vested upon lawful grant but is subject to shareholder/plan approvals and capacity; undelivered portions convert to a cash entitlement if not lawfully implemented by the deadline
• · Ms. Shi entered a separate Indemnification Agreement covering her service as director, Executive Chair, officer, and other roles

21-10-2026

Frequency Electronics (Nasdaq: FEIM) announced that Allen Kaplan, formerly Vice President of Finance and Business Operations at Leidos Defense Sector, will succeed Steven L. Bernstein as Chief Financial Officer effective November 1, 2026, when Bernstein retires after 16 years with the Company. The company also reaffirmed its three-year fiscal 2029 targets of minimum revenue of $150 million, minimum gross margin of 50%, and minimum operating margin of 30%, all by the fiscal year ending April 30, 2029. The release contains no reported financial results for the current or prior periods, so no period-over-period comparison is available.

• · Kaplan previously held roles at Lockheed Martin from 2005 to 2016 and at Leidos from 2016, including Business Operations Director from 2022
• · Kaplan holds a Bachelor's degree in Supply Chain Management from Penn State and an MBA from Villanova
• · Reaffirmed targets are described as previously provided three-year targets; the release does not report current fiscal year results against them

20-10-2026

Global Vision Holdings, Inc. disclosed that George England resigned as a director and as Chief Executive Officer effective October 16, 2026, stating the resignation was not due to any disagreement with the company. The Board appointed Jean Jacques Sunier, age 65, as CEO effective the same day; his compensation arrangements have not yet been determined and will be disclosed by amendment within four business days once finalized.

• · Sunier previously served as Executive Director at Julius Baer Group in Zurich (2016-2022) and CEO of Sunier Advisors, LLC
• · Sunier held Executive Sales at IG Group PLC, London (2015) and Executive Director at Landolt & Cie, Geneva (2013-2014)
• · No arrangements or understandings exist between Sunier and any other person for his selection, and no Item 404(a) related-party transactions were disclosed
• · No employment agreement, compensation plan, or equity award has been entered into or materially amended as of filing

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Canadian Dollar Trust (FXC), disclosed that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor, began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no monetary amounts or period-over-period financial metrics.

• · Ms. Gallegos began a leave of absence effective October 19, 2026, while Ms. Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap between the leave start and the new appointment.
• · Ms. Anello is a Certified Public Accountant who joined the Sponsor in 2018 and previously served as Director of North America Fund Treasury and Director of the North America Office of the Fund CFO at Invesco Ltd.
• · The filing states there are no arrangements or understandings between Ms. Anello and any other person regarding her appointment, and no related-party transactions with the Trust requiring disclosure under Item 404(a) of Regulation S-K.

21-10-2026

Effective October 19, 2026, Kelli Gallegos, Principal Financial and Accounting Officer of the Trust's sponsor, Invesco Specialized Products, LLC, began a leave of absence. The sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer, effective October 22, 2026. The filing is an officer change at the sponsor level with no reported compensatory arrangements, related-party transactions, or Trust financial impact.

• · Ms. Gallegos began a leave of absence effective October 19, 2026; Ms. Anello's appointment takes effect October 22, 2026
• · Ms. Anello is a Certified Public Accountant and has been with the sponsor since 2018
• · Ms. Anello's prior roles include Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · No arrangements or understandings exist between Ms. Anello and any other person regarding her appointment, and no Item 404(a) related-party transactions with the Trust were reported

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Australian Dollar Trust (FXA), disclosed under Item 5.02 that Principal Financial and Accounting Officer Kelli Gallegos began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as the new Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no quantitative financial results and no regulatory action.

• · Gallegos's leave took effect October 19, 2026, while Anello's appointment as principal financial and accounting officer begins October 22, 2026, leaving a short gap in the role's timing.
• · Anello, age 45, is a Certified Public Accountant who joined the Sponsor in 2018 and has held Treasurer and Assistant Treasurer roles across Invesco ETF trusts.
• · The filing states there are no arrangements with any other person behind Anello's appointment and no Item 404(a) related-party transactions with the Trust.

21-10-2026

Kelli Gallegos, Principal Financial and Accounting Officer of Invesco Capital Management LLC, the Managing Owner of the Invesco DB US Dollar Index Trust and its Bullish (UUP) and Bearish (UDN) funds, began a leave of absence effective October 19, 2026. The Managing Owner's Board appointed Lori Anello, Global Head of Operational Product Readiness, as successor Principal Financial and Accounting Officer beginning October 22, 2026. The filing states no arrangements with Ms. Anello and no Item 404(a) related-party transactions with the Funds.

• · Ms. Gallegos' leave of absence took effect October 19, 2026, while Ms. Anello's appointment becomes effective October 22, 2026.
• · Ms. Anello joined the Managing Owner in 2018 and has held the Investment Pools PFAO role since October 2026; she is a Certified Public Accountant.
• · Ms. Anello previously served as Director of North America Fund Treasury at Invesco Ltd. (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).

21-10-2026

Invesco DB Commodity Index Tracking Fund (DBC) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Managing Owner, Invesco Capital Management LLC, began a leave of absence effective October 19, 2026. The Managing Owner's Board appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no quantitative financial results, and the change is an administrative officer transition with no disclosed compensation terms or related-party transactions.

• · Ms. Anello joined the Managing Owner in 2018 and previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · Ms. Anello is a Certified Public Accountant (CPA)
• · The filing states there are no arrangements or understandings with any other person tied to her appointment, and no reportable Item 404(a) transactions with the Fund

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Japanese Yen Trust (FXY), disclosed that Principal Financial and Accounting Officer Kelli Gallegos began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as her replacement in the role, effective October 22, 2026. The filing reports no material arrangements or related-party transactions involving Ms. Anello and the Trust.

• · Gallegos's leave of absence began October 19, 2026, the date of the reported event.
• · Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap after the leave began.
• · Anello, 45, joined the Sponsor in 2018 and is a Certified Public Accountant; she previously served as Director of North America Fund Treasury and Director of the North America Office of the Fund CFO at Invesco Ltd.
• · Anello will also serve as Vice President and Treasurer across several Invesco ETF trusts, including Invesco QQQ Trust, Series 1.

21-10-2026

Invesco CurrencyShares Euro Trust (FXE) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Trust's sponsor, Invesco Specialized Products, LLC, began a leave of absence effective October 19, 2026. The sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no financial results, transactions, or quantitative performance data.

• · Kelli Gallegos began a leave of absence effective October 19, 2026, while the appointment of Lori Anello takes effect October 22, 2026, leaving a short gap between the leave start and the new officer's start date.
• · Lori Anello is a Certified Public Accountant who joined the sponsor in 2018 and previously served as Director of North America Fund Treasury and Director of the North America Office of the Fund CFO at Invesco Ltd.
• · The filing states there are no arrangements or understandings tied to Anello's appointment and no related-party transactions with the Trust requiring disclosure under Item 404(a) of Regulation S-K.

21-10-2026

Invesco Galaxy Solana ETF (QSOL) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor, Invesco Capital Management LLC, began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness at Invesco Ltd., as Principal Financial and Accounting Officer, effective October 22, 2026. The filing reports no compensatory arrangements, related-party transactions, or appointment arrangements requiring disclosure.

• · Gallegos's leave of absence began October 19, 2026, while Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap between the two dates.
• · Anello is a Certified Public Accountant (CPA) and has been with the Sponsor since 2018, previously serving as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).
• · Anello also holds Treasurer and Principal Financial and Accounting Officer roles across multiple Invesco ETF trusts, including Invesco QQQ Trust, Series 1, and Invesco Specialized Products, LLC.
• · The filing states there are no arrangements or understandings tied to Anello's appointment and no reportable related-party transactions under Item 404(a) of Regulation S-K.

21-10-2026

Invesco Galaxy Bitcoin ETF (BTCO) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor, Invesco Capital Management LLC, began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as successor Principal Financial and Accounting Officer, effective October 22, 2026. The filing states no arrangements, related-party transactions, or Item 404(a) matters involve Ms. Anello and the Trust.

• · Ms. Anello joined the Sponsor in 2018 and is a Certified Public Accountant (CPA)
• · Ms. Anello previously served as Director of North America Fund Treasury at Invesco Ltd. (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · Ms. Anello took on multiple Vice President and Treasurer roles across Invesco ETF trusts effective October 2026
• · Ms. Gallegos' leave began on the Effective Date (October 19, 2026); the filing does not disclose the leave's expected duration or reason

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Swiss Franc Trust (FXF), disclosed that Principal Financial and Accounting Officer Kelli Gallegos began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as the new Principal Financial and Accounting Officer, effective October 22, 2026. The filing states no arrangements, related-party transactions, or Item 404(a) reportable transactions involving Ms. Anello and the Trust.

• · Ms. Anello joined the Sponsor in 2018 and is a Certified Public Accountant aged 45.
• · Ms. Anello previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).
• · Ms. Anello holds Vice President and Treasurer roles across multiple Invesco ETF trusts, including Invesco QQQ Trust, Series 1.

21-10-2026

Invesco Galaxy Ethereum ETF (QETH) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor (Invesco Capital Management LLC), began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as the new Principal Financial and Accounting Officer effective October 22, 2026. No compensatory arrangements, related-party transactions, or fund-level financial impacts were disclosed.

• · Ms. Gallegos's leave of absence began effective October 19, 2026, while Ms. Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap between the two dates.
• · Ms. Anello, age 45, joined the Sponsor in 2018 and is a Certified Public Accountant; she previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).
• · The filing states there are no arrangements or understandings between Ms. Anello and any other person regarding her appointment, and no Item 404(a) related-party transactions with the Trust.

21-10-2026

Opus Genetics, Inc. (NASDAQ: IRD) disclosed that Chief Scientific and Development Officer Ashwath Jayagopal will transition out of his role effective October 19, 2026 (the Separation Date). Under a separation and release agreement that includes a consulting agreement, Dr. Jayagopal will provide six months of transition services at $250 per hour, and his vested options will remain exercisable during the consulting term.

• · Separation Date is October 19, 2026; the 8-K was filed October 21, 2026
• · Vested options remain exercisable for the duration of the consulting term
• · Full Letter Agreement and consulting agreement (Exhibit A) to be filed with the FY2026 Form 10-K rather than attached to this 8-K
• · Filing included only Item 5.02 and Item 9.01 (Inline XBRL cover page, Exhibit 104); no financial statements or earnings information

22-10-2026

Eloxx Pharmaceuticals expanded its Board from five to six directors and appointed Geno J. Germano, a 35-year pharmaceutical industry veteran, as an independent director, with an option grant of 13,587 shares at $12.50 per share. The company also announced the appointment of T.R. Srinivas, M.D. as Senior Vice President and Chief Medical Officer and finalized the design of its global Phase 2 EXPRESS trial of exaluren in nonsense-mutation ADPKD, with first patient dosing expected in Q3 2027 and topline data in 1H 2029. The filing contains no financial results, so no period-over-period performance comparison is available.

• · Mr. Germano's option vests in 24 monthly installments, fully vesting at the second anniversary of grant, subject to continued service
• · Mr. Germano holds board roles at Precision Biosciences (since March 2020) and Harmony Biosciences (since May 2026), and chairs Entera Bio (since February 2026)
• · Exaluren holds orphan drug designations for ADPKD in the United States and Europe
• · EXPRESS randomizes patients 1:1 to exaluren or placebo, with annualized rate of change in height-adjusted total kidney volume as primary endpoint
• · Mr. Germano signed the company's standard indemnity agreement, filed as Exhibit 10.17 to the March 17, 2026 Form 10-K

22-10-2026

Greenland Energy Company (NASDAQ: GLND), an exploration-stage oil and gas company focused on the Jameson Land Basin in East Greenland, announced that director Roderick McIllree resigned from its Board of Directors and ceased all other roles with the Company. The company states the resignation was not due to any disagreement with the Company on its operations, policies or practices. The filing contains no financial figures.

• · Mr. McIllree also ceased serving in all other roles, positions and assignments held with the Company, indicating a full departure rather than a partial role change
• · The Company describes the Jameson Land Basin as an approximately 2 million acre onshore licensed area and says it is advancing preparations for future exploration activity

22-10-2026

Fractyl Health (GUTS) is sharpening its focus on Revita following positive six-month topline REMAIN-1 pivotal results (p=0.0023 vs. sham), with a planned FDA De Novo submission in late Q4 2026. To support this, the company will cut approximately 45% of its workforce (substantially complete by November 2026), discontinue internal development of its Rejuva gene therapy program while seeking strategic alternatives, and has Co-Founder Jay Caplan retiring as President and Chief Product Officer effective October 30, 2026. Management expects cash runway to extend into Q2 2027 and quarterly operating cash burn to fall roughly 50% to about $8 million by end of Q2 2027; however, the company also flags that the Rejuva review may produce no transaction and that the 12-month pivotal readout remains a future catalyst.

• · Planned FDA De Novo submission for Revita in late Q4 2026; anticipated 12-month REMAIN-1 pivotal data in Q1 2027; potential FDA authorization late 2027; potential U.S. launch early 2028
• · Jay Caplan retires effective October 30, 2026 and will continue as a senior advisor
• · Rejuva review: no assurance of any transaction, and the company does not intend to disclose further developments unless it deems disclosure appropriate or required
• · Revita holds FDA Breakthrough Device Designation for weight maintenance after GLP-1 discontinuation; CE marked in EU and UK; investigational use only in the U.S.
• · Workforce reduction expected to be substantially completed by November 2026

22-10-2026

L3Harris Technologies appointed Kimberly Fields, Chair, President and Chief Executive Officer of ATI, Inc., to its Board of Directors, effective with the October 22, 2026 announcement. The appointment is framed by CEO Sam Mehta as supporting production acceleration, capacity expansion and execution across the enterprise. No financial results, amounts or percentage changes are disclosed in this filing.

• · Fields joined ATI in 2019 as Executive Vice President of the Flat Rolled Products Group and was named ATI Board Chair in May 2026.
• · Fields has been ATI President and CEO since 2024 and was named President in 2023, after serving as Chief Operating Officer from 2022.
• · Prior to ATI, Fields was Group President of Industrial and Energy at IDEX Corporation.

22-10-2026

Greenpro Capital Corp. (GRNQ) disclosed that director Prabodh Kumar Kantilal H. Sheth notified the company on October 21, 2026 of his resignation from the Board of Directors, effective October 31, 2026. The filing states the resignation was not the result of any disagreement with the company regarding its operations, policies, or practices.

• · Resignation effective date is October 31, 2026, roughly ten days after notice was given
• · Filing explicitly states no disagreement with the company on operations, policies, or practices
• · Company trades on the NASDAQ Capital Market under symbol GRNQ

22-10-2026

Forgent Power Solutions (NYSE: FPS) announced that CFO Ryan Fiedler will step down and transition to an external consulting role to spend more time with his family, with Amy Ard, the company's Executive Vice President of Finance, appointed as his successor. Mr. Fiedler is credited with helping lead the company through its initial public offering and a record fiscal 2026, and will work with Ms. Ard in the coming weeks to ensure an orderly handover.

• · Ms. Ard has served as EVP of Finance since January and oversees financial planning, reporting, treasury and operational finance
• · Ms. Ard has been part of Forgent's leadership team since the company's founding and helped establish public-company financial and governance processes
• · Mr. Fiedler will transition to an external consultant role rather than leaving the company entirely
• · Filing includes Exhibit 99.1 press release under Item 7.01 (Regulation FD) and Item 9.01 financial statement exhibits

22-10-2026

Lattice Semiconductor appointed John McCool and Raejeanne Skillern to its Board of Directors, effective October 21, 2026. The appointments add semiconductor, networking, and hardware operations experience (McCool) and cloud, data center, and AI marketing experience (Skillern, a former Lattice director from 2022 to 2024). The filing contains no financial results, quantitative performance data, or negative developments.

• · McCool previously led hardware engineering, manufacturing, and supply chain at Arista Networks and led Cisco's data center switching business.
• · Skillern spent 25 years at Intel and currently serves on the boards of Jabil Inc. and Dycom Industries, Inc.
• · Lattice's 8-K cites its Form 10-K for the fiscal year ended January 3, 2026 as a reference for risk factors.

22-10-2026

Eyeonix AIQ, Inc. (formerly Fast Casual Concepts, Inc., ticker EAIQ) disclosed in an 8-K filed October 22, 2026 that its board of directors added two new directors, Dr. Rohit Chitale and Dr. Grigoris Gerotziafas, at an Extraordinary Meeting held October 16, 2026, effective immediately. The filing contains no financial results, dollar amounts, or percentage changes, and no compensation terms for the new directors are disclosed.

• · Name change history: company was Fast Casual Concepts, Inc. (name change 2020-03-25), then Eyeonics AIQ, Inc. (name change 2026-10-01), and is now Eyeonix AIQ, Inc.
• · Filing headers list the SIC code as Retail-Eating & Drinking Places [5810] and the company as a Wyoming registrant, which does not match the AI-focused name and should be treated with caution.
• · Filing headers list Commission File Number 000-56780, while the cover page lists 000-54457; the discrepancy should be verified against EDGAR.
• · The company checked the box indicating it is an emerging growth company.

22-10-2026

Comfort Systems USA (NYSE: FIX) announced that Executive Vice President and CFO Bill George will retire following the filing of the 2026 Form 10-K, after roughly 30 years with the company. Under the succession plan, Chief Accounting Officer Julie Shaeff will be promoted to Executive Vice President and CFO, effective when Mr. George vacates the role. The announcement is a planned, orderly transition with no disclosed financial impact.

• · Mr. George helped found the Company in 1997 and has served as CFO since May 2005
• · Ms. Shaeff has been Chief Accounting Officer since May 2005 and is a Certified Public Accountant; prior experience includes Browning-Ferris Industries and Arthur Andersen LLP
• · Mr. George's retirement takes effect after the 2026 Form 10-K filing; Ms. Shaeff's promotion is effective upon him vacating the role
• · Filing was furnished as Exhibit 99.1 under Item 7.01 and the 8-K also reports Items 5.02 and 9.01

22-10-2026

MSGS Spinco, Inc. (MSGR) filed an 8-K under Items 5.02, 5.03 and 9.01 on October 22, 2026, reporting a director or officer change and attaching Exhibit 3.1, its Amended and Restated Articles of Incorporation. The excerpt provided is almost entirely governance-structure text (authorized capital, Class A/Class B voting rights, board election mechanics) and does not itself name the departing or incoming officer or director, the effective date, or the reason for the change.

• · Amended articles establish a dual-class structure in which Class B common shares carry ten votes each and Class A shares carry one vote each.
• · Class A holders are guaranteed the right to elect 25% of Common Stock Directors while they hold at least 10% of outstanding common stock.
• · Class B holders must approve, by at least 66 2/3% as a separate class, any new Class B issuance or adverse amendment to their rights.
• · Stockholders are denied the right to act by written consent, except as a series of Preferred Stock may provide in its Certificate of Designation.
• · Class B shares are convertible one-for-one into Class A shares at the holder's option.

22-10-2026

Gyre Therapeutics entered into new employment agreements with CEO Ying Luo, Ph.D. (base salary $500,000, 2026 bonus target $150,000) and CFO Thomas Eastling (base salary $339,066, 2026 bonus target $70,000) on October 16, 2026, both continuing in their current roles. The agreements contain standard severance terms, including enhanced change-of-control protection for terminations within three months before or twelve months after a change of control.

• · Both executives' employment is at-will and they are continuing in their existing roles, so this is not a leadership change
• · Change-of-control severance for both executives includes a lump sum equal to base salary plus target bonus and accelerated vesting of all outstanding equity awards

22-10-2026

Shenandoah Telecommunications Company disclosed that its Board of Directors approved, on October 20, 2026, the transition of Christopher E. French from Executive Chairman to non-executive Chairman of the Board, effective January 1, 2027, at which point he will cease to be an executive officer. Mr. French will receive an annual retainer of $85,000 for his service as Chairman. The filing reports a governance and compensation change and contains no quantitative financial performance data.

• · Transition effective January 1, 2027, after which Mr. French ceases to be an executive officer
• · Mr. French will be compensated under the Company's standard non-employee director compensation policies

22-10-2026

Limoneira Company (Nasdaq: LMNR) announced the appointment of Ryan Young as Executive Vice President and Chief Operating Officer, effective November 9, 2026, reporting to CEO Harold Edwards. Young brings more than 25 years of fresh produce operations experience, most recently as Senior Vice President of Operations at Sun Pacific Shippers LP, overseeing eight packing, warehouse and distribution facilities and more than 2,000 employees. The filing contains no quantitative financial results or period-over-period performance data.

• · Young will oversee farming and packing operations, technology, organic recycling, and residential and commercial real estate rental operations
• · Young holds a B.S. in Agricultural and Managerial Economics from UC Davis and serves on the boards of California Citrus Mutual and the California Kiwifruit Administrative Committee
• · Young previously progressed from Organic Fresh Manager to Senior Vice President of Plant Operations at Grimmway Enterprises over 15 years

22-10-2026

Lineage, Inc. disclosed that Chief Commercial Officer Timothy Smith notified the Company on October 19, 2026 of his plan to retire effective April 19, 2027. The Company intends to launch a formal search to identify his successor. The filing contains no financial results, compensation terms, or other quantitative data.

• · Retirement effective date: April 19, 2027, roughly six months after the notice date
• · Filing covers Item 5.02 only; no separation terms, compensation arrangements, or interim commercial leadership arrangements are disclosed
• · Lineage's common stock (LINE) and 4.125% Senior Notes due 2031 (LINE31) are both listed on Nasdaq; the filing identifies Maryland incorporation and Novi, Michigan headquarters

22-10-2026

Cornerstone Building Brands, Inc. disclosed in an 8-K dated October 16, 2026 (filed October 22, 2026) that leadership changes resulted in the departure of Melissa Jones, President of the Siding & Accessories-U.S. business unit. Her exit is treated as a qualifying termination without cause under the company's Severance Plan, with payments conditioned on a general release of claims and compliance with restrictive covenants. The filing does not disclose financial results, a successor, or the dollar value of the severance.

• · Departure is treated as a qualifying termination without cause under the Severance Plan.
• · Severance is conditioned on a general release of claims and compliance with restrictive covenants.
• · The Severance Plan was filed as Exhibit 10.37 to the FY2023 Form 10-K; a notice of amendment was filed as Exhibit 10.1 to the Q1 2024 Form 10-Q.
• · No successor appointment or severance dollar amount is disclosed in this filing.

22-10-2026

Kiniksa Pharmaceuticals appointed Ross Moat, its EVP and Chief Operating Officer since June 2019, as President and Chief Operating Officer effective immediately on October 17, 2026. Mr. Moat will continue to report to Chairman and CEO Sanj K. Patel. Effective January 1, 2027, his annual base salary rises to $700,000 from $650,000 (about 7.7% increase) and his annual target bonus rises to 60% from 55%.

• · Mr. Moat has served at the Company since June 2019 and oversees commercial, clinical, regulatory and manufacturing operations.
• · The Compensation Committee of the Board approved the compensation changes; the appointment itself is effective immediately.
• · No family relationships with any director or executive officer, and no related party transactions requiring disclosure under Item 404(a) of Regulation S-K.
• · Full biography is in the definitive proxy statement on Schedule 14A filed April 16, 2026.

22-10-2026

GBank Financial Holdings (Nasdaq: GBFH) announced a planned leadership succession: Jeff Newgard, formerly GBank's President and CEO, was appointed President, CEO and director of GBFH and Chairman of the GBank board, while founder Edward Nigro stepped down as Executive Chair and CEO and remains a director. James K. Sims was named independent Chairman of the Board. The company reports total assets of approximately $1.4 billion as of June 30, 2026, up from $22 million at GBank's founding in 2007, and will report Q3 2026 results on October 28, 2026.

• · Newgard joined GBFH in June 2026 and previously helped grow Bank of Idaho from about $250 million to $1.3 billion in assets before its acquisition by Glacier Bancorp
• · Nigro will remain on the Board as a director
• · The company's SBA lending operates across 40 states and GBank has two full-service branches in Las Vegas, serving NV, CA, UT and AZ
• · Sims founded Cambridge Technology Partners, which reached about $625 million in annual revenue and 4,500 employees

22-10-2026

Quaker Chemical Corporation (KWR) appointed Neil Daniels, age 61, as Vice President and Chief Accounting Officer, effective on his anticipated employment start date of November 16, 2026. Daniels' Employment Agreement, dated October 16, 2026, provides a $370,000 annual base salary, a 35% target annual incentive, a $110,000 annual long-term incentive grant, and a $175,000 cash sign-on bonus subject to clawback. Thomas Coler, who has served as principal accounting officer since July 22, 2026, will cease that role and continue as Executive Vice President and Chief Financial Officer.

• · Daniels is a Certified Public Auditor (CPA) with a Bachelor of Business Administration in Accounting
• · Daniels previously served as VP, Finance and Assistant Corporate Controller at Teleflex Inc. (2012-2022), rejoined Teleflex as a consultant in February 2025, and was VP and Global Controller at Nouryon (May 2024-February 2025)
• · Daniels was VP and Corporate Controller at Emergent BioSolutions (November 2022-May 2024)
• · Daniels has no family relationships with any director or executive officer and no material interest in related-party transactions under Item 404(a)
• · Daniels is subject to non-disclosure, non-competition, and non-solicitation covenants similar to other Company officers
• · Exhibit 10.1 (Employment Agreement) is filed with the 8-K; certain non-material confidential portions were redacted under Item 601(b)(10)(iv) of Regulation S-K

22-10-2026

Intuitive Machines (LUNR) appointed Dr. Christopher Scolese, former Director of the National Reconnaissance Office (2019–2026) and former NASA Goddard Space Flight Center Director, to its Board of Directors effective October 22, 2026. Michael Blitzer resigned from the Board effective October 21, 2026; the company thanked him for his role in the 2023 public listing and subsequent capital raises and acquisitions. The filing contains no quantitative financial data.

• · Scolese served as Director of NASA Goddard Space Flight Center from 2012 to 2019 and previously held Associate Administrator, Acting Administrator, and Chief Engineer roles at NASA.
• · Scolese began his government career as a U.S. Naval Officer supporting naval nuclear propulsion programs.
• · Blitzer's resignation was effective one day before Scolese's appointment (October 21 vs. October 22, 2026), and the filing does not state a reason for the resignation.
• · Scolese currently leads the Vanderbilt Institute for Innovations Beyond Earth and holds a faculty appointment in Vanderbilt University's Department of Electrical and Computer Engineering.

22-10-2026

Brown & Brown, Inc. (BRO) disclosed that director Bronislaw E. Masojada resigned from the Board of Directors and from its Audit and Compensation Committees, effective immediately as of October 21, 2026. The resignation is attributed to obligations tied to his election as the 698th Lord Mayor of the City of London beginning in November 2026, and the company states it was not due to any disagreement over operations, policies, or practices.

• · Resignation covers Board seat plus Audit Committee and Compensation Committee seats, effective immediately
• · Company states no disagreement with management or the Board on operations, policies, or practices
• · Masojada's new Lord Mayor role begins November 2026

22-10-2026

Citigroup's Board of Directors elected James (Jim) Flanagan as a new independent director, effective immediately, as announced in a press release dated October 21, 2026. Flanagan brings nearly 40 years of experience at PricewaterhouseCoopers (PwC), including service as Chief Operating Officer and Vice Chairman from 2014 to 2021, with expertise spanning risk, operations, technology and accounting. The appointment is a board-level governance change with no financial figures disclosed.

• · Flanagan currently serves on the board of Integer Holdings (Audit and Technology Strategy Committees) and chairs the Audit Committee of Cyabra, Inc.
• · Flanagan previously chaired the Audit Committee of Belami Ecommerce (2022 to 2025)
• · Flanagan holds a B.A. in Accounting from Long Island University and is a Certified Public Accountant
• · Flanagan recently completed a term as Board Chairman of the Ronald McDonald House

22-10-2026

MBX Biosciences appointed Peter Radovich as an independent non-employee director effective October 20, 2026, as a Class I director serving until the 2028 Annual Meeting. The Board set its size at eight directors, and Mr. Radovich receives a non-qualified stock option to purchase 18,200 shares plus cash compensation under the Non-Employee Director Compensation Policy, with an indemnification agreement also being entered into. The filing discloses no material financial results, and no negative or mixed performance metrics are reported.

• · Mr. Radovich was designated a Class I director serving until the 2028 Annual Meeting of Stockholders
• · The Board determined Mr. Radovich is independent under Nasdaq listing standards
• · The Company is entering into an indemnification agreement with Mr. Radovich in the same form as with other directors
• · No arrangements or related-party transactions requiring Item 404(a) disclosure were identified

22-10-2026

Plumas Bancorp (Nasdaq: PLBC) announced that CFO Richard Belstock will retire as Executive Vice President and Chief Financial Officer effective January 1, 2027, after serving in the role since 2011, and will remain with Plumas Bank as Special Assistant to the President. The Board appointed Kelsey Cassinelli, currently Senior Vice President and Principal Accounting Officer (joined April 2026, formerly KPMG since 2016), to succeed him as CFO and Principal Financial Officer effective the same date. The filing contains no financial results or period-over-period metrics.

• · Belstock's transition role is Special Assistant to the President, supporting executive management during the transition and on other requested matters
• · Cassinelli's prior role at KPMG was senior manager specializing in financial reporting, audit leadership and complex regulatory matters
• · The filing is an 8-K under Items 5.02 and 9.01, with the press release furnished as Exhibit 99.1

22-10-2026

Blue Dolphin Energy Company's board appointed William Christopher ("Chris") McDougall, 52, its former Director of Corporate Development, as Chief Financial Officer, Treasurer, and Assistant Secretary effective October 17, 2026, and as principal financial officer. Bryce D. Klug continues as principal accounting officer, and both executives are compensated through Lazarus Energy Holdings, LLC (LEH), which, together with Jonathan Carroll, owned 85.1% of the common stock as of the filing date.

• · McDougall holds the CFA designation and an MBA from the University of Texas at Austin McCombs School of Business, and a Bachelor of Chemical Engineering from Georgia Institute of Technology
• · McDougall previously served as Vice President of Research at Westlake Securities (2012-2014) covering upstream, midstream, and alternative energy companies
• · McDougall had served as Director of Corporate Development at Blue Dolphin since 2015
• · No family relationships, undisclosed related-party transactions, or designation arrangements were reported for McDougall or Klug
• · Klug's details are incorporated by reference from the proxy statement filed May 11, 2026 and proxy soliciting materials filed May 21, 2026

22-10-2026

The Federal Home Loan Bank of New York announced that President and CEO Randolph C. Snook resigned effective October 20, 2026, and will serve as senior advisor through December 31, 2026. The Board named Jonathan West, currently Chief of Staff/Senior Advisor, as Interim President and CEO effective the same date, while it searches for a permanent replacement. The filing is a leadership transition announcement with no financial results or quantitative performance data disclosed.

• · Snook joined FHLBNY in February 2025 and previously served as CEO of the Federal Home Loan Banks Office of Finance from January 2019
• · West joined FHLBNY in May 2015 as SVP and Chief Legal Officer and previously was EVP and COO of the Federal Home Loan Bank of Indianapolis
• · The FHLBNY mission is to provide members with reliable liquidity in support of housing and local community development