US Material Events SEC 8-K Filings — April 24, 2026

24-04-2026

Wheels Up Experience Inc. appointed Erik Snell, Delta Air Lines' EVP and CFO, to its Board as a Delta designee, replacing Dan Janki, Delta's EVP and COO. Independent director Timothy Armstrong will retire at the June 2026 Annual Meeting after two three-year terms, with Roger Farah, experienced leader from Tiffany & Co., Tory Burch, and Ralph Lauren, expected to be nominated as his successor. These changes underscore the strengthened strategic partnership with Delta and add premium brand scaling expertise to support Wheels Up's transformation.

• ·Erik Snell previously served on Wheels Up Board from July 2021 to September 2023 and as President of Delta Private Jets prior to its acquisition by Wheels Up.
• ·Roger Farah served as director of Aetna from 2007 until its 2018 merger with CVS Health; currently director of CVS Health (ending May 2026) and The Progressive Corporation.
• ·Wheels Up to file additional 8-K and definitive proxy statement on Schedule 14A on April 24, 2026, with biographical details.
• ·Annual Report on Form 10-K for year ended December 31, 2025, filed March 10, 2026.

24-04-2026

At the 2026 Annual Meeting of Stockholders on April 22, 2026, Easterly Government Properties, Inc. stockholders elected seven director nominees, approved an advisory resolution on executive compensation (30,182,355 for vs. 2,310,990 against), ratified PricewaterhouseCoopers LLP as auditors (38,683,687 for), and approved the amendment to the 2024 Equity Incentive Plan increasing authorized shares from 1,440,000 to 4,315,000 (25,392,675 for vs. 7,101,741 against). While all proposals passed, director Cynthia A. Fisher faced significant opposition with 4,888,284 against votes, and Proposal 3 saw notable dissent amid 6,936,065 broker non-votes. The amendment enhances flexibility for equity awards to officers, employees, directors, and consultants.

• ·Broker non-votes totaled approximately 6,936,064-6,936,065 across all proposals.
• ·Proposal 1 director votes: Darrell W. Crate (32,281,587 for, 311,896 against); William H. Binnie (30,501,878 for, 2,094,320 against); Michael P. Ibe (32,137,083 for, 459,632 against); Cynthia A. Fisher (27,708,654 for, 4,888,284 against); Scott D. Freeman (30,939,485 for, 1,657,718 against); Emil W. Henry, Jr. (30,874,852 for, 1,721,976 against); Tara S. Innes (32,237,349 for, 354,736 against).
• ·2024 Plan Amendment approved by Board on March 20, 2026, subject to stockholder approval; proxy filed March 23, 2026.
• ·Shares adjusted for 1-for-2.5 reverse stock split effective April 28, 2025.

24-04-2026

PDF Solutions, Inc. executed a First Amendment to its Credit Agreement on April 23, 2026, increasing the Revolving Credit Facility by $30,000,000 to a total commitment of $70,000,000 with Wells Fargo Bank, National Association as Administrative Agent and sole Lender. The amendment updates Schedule 1.1 (Commitments and Commitment Percentages) and conforms the agreement accordingly, effective upon satisfaction of conditions including executed documents, officer certificates, legal opinions, and lien searches. No borrowings or financial performance metrics are disclosed in the filing.

• ·Original Credit Agreement dated March 7, 2025.
• ·Effectiveness conditions include certificates of incorporation/good standing, board resolutions, opinions from Latham & Watkins LLP (New York law) and Woodburn and Wedge LLP (Nevada law), and UCC lien searches confirming assets free of liens except Permitted Liens.
• ·Subsidiary Guarantors: Cimetrix Incorporated, Cimetrix International, Inc., PDF Solutions Asia Services, Inc., PDF Solutions International Services, Inc., PDF Solutions Pacific Services, Inc., Securewise LLC.

24-04-2026

At the 2026 Annual Meeting of Shareholders on April 23, 2026, 1st Source Corporation shareholders elected Christopher J. Murphy III, Timothy K. Ozark, Todd F. Schurz, and Andrea G. Short to the Board of Directors for terms expiring in April 2029, with all nominees receiving majority support ranging from 65% to 99%. Shareholders overwhelmingly approved amendments to the 1982 Executive Incentive Plan (reserving 1,250,000 shares), Strategic Deployment Incentive Plan (reserving 100,000 shares), and 1982 Restricted Stock Award Plan (increasing to 500,000 shares), along with advisory approval of executive compensation and ratification of Forvis Mazars, LLP as auditors for FY 2026. All proposals passed with strong support exceeding 95% in favor for plan amendments and related items.

• ·Director election votes: Christopher J. Murphy III (19,274,007 For, 864,704 Against), Timothy K. Ozark (14,434,863 For, 5,713,451 Against), Todd F. Schurz (15,393,630 For, 4,760,237 Against), Andrea G. Short (20,004,014 For, 167,832 Against)
• ·Advisory exec comp approval: 19,414,402 For, 714,073 Against
• ·Auditor ratification: 23,286,804 For, 37,170 Against

24-04-2026

On April 22, 2026, Steven D. Harr, M.D., tendered his resignation as a Class I director of Sana Biotechnology, Inc. and was immediately re-appointed as a Class III director to rebalance the Board classes per the Amended and Restated Certificate of Incorporation. Dr. Harr's service on the Board continued uninterrupted, resulting in three directors in each of Class I, II, and III.

• ·Filing Date: April 24, 2026
• ·Date of earliest event reported: April 22, 2026
• ·Registrant is an emerging growth company
• ·Common Stock traded as SANA on Nasdaq

24-04-2026

Mobile Global Esports Inc. appointed Rodney Lewis, a Certified Public Accountant with over 20 years of experience, as Chief Financial Officer effective April 23, 2026, via a Contractor’s Agreement with an indefinite term terminable on 14 days' notice. Compensation includes 1,500,000 stock options exercisable at $0.017 per share, reimbursement for CPA fees and expenses, and potential participation in benefit plans. Mr. Lewis is the first cousin of Chairman Marco Welch, with no reportable related party transactions under Item 404(a).

• ·Agreement includes customary confidentiality, non-disclosure, and indemnification provisions governed by Connecticut law.
• ·Company maintains D&O insurance covering the CFO.
• ·No arrangement or understanding with other persons for Mr. Lewis's appointment.

24-04-2026

Bio Essence Corp (BIOE) entered into an Asset Purchase Agreement dated April 20, 2026, to acquire the MediFlow AI software platform (previously AcuVital) from Zhituo Software Co., Ltd, including all source code, IP, trademarks, and related assets, for a purchase price of $3.5 million in restricted common stock. The Board of Directors approved the transaction via unanimous consent resolution on April 21, 2026, authorizing CEO Yin Yan to execute it, with closing to occur within 45 days subject to conditions. No declines or negative metrics reported; the deal enhances BIOE's software capabilities without cash outlay.

• ·Closing conditions include Board approval (already obtained) and delivery of assignment documents
• ·Seller representations and warranties survive 18 months post-closing (IP-related survive statute of limitations)
• ·Agreement governed by California law; exclusive venue in California courts
• ·Shares issued under Section 4(a)(2)/Regulation D exemption as restricted securities under Rule 144

24-04-2026

On April 22, 2026, Christopher Yu Nien Wong notified Greenpro Capital Corp. of his resignation from the Board of Directors, effective April 30, 2026. Mr. Wong also resigned from the Audit Committee, Compensation Committee, and Nominating and Corporate Governance Committee on the same effective date. The resignation was not due to any disagreement with the Company's operations, policies, or practices, and the Company is evaluating candidates to fill the vacancy.

24-04-2026

Trane Technologies plc, through its subsidiaries, entered into a new $1.5 billion senior unsecured revolving credit agreement on April 23, 2026, with a term through April 23, 2031, replacing the $1 billion facility from 2022 that was terminated effective the same date. The new facility, arranged by JPMorgan Chase Bank, N.A. and others, will fund working capital, commercial paper programs, general corporate purposes, and repayment of the prior agreement. Obligations are guaranteed by multiple Trane entities on a senior basis.

• ·New facility maturity: April 23, 2031
• ·Prior facility expiration: April 25, 2027
• ·Contains customary negative covenants, affirmative covenants, and events of default

24-04-2026

Accenture plc, as guarantor, along with borrowers Accenture Capital Inc., Accenture Global Capital Designated Activity Company, and Accenture Finance Limited, entered into a five-year Credit Agreement dated April 22, 2026, with Bank of America, N.A. as Administrative Agent and other lenders including JPMorgan Chase Bank, N.A., Barclays Bank PLC, BNP Paribas, Citibank, N.A., and Société Générale as arrangers. The agreement includes provisions for loans, letters of credit, and commitments detailed in schedules, with no specific facility size disclosed in the provided filing excerpt. This represents a standard refinancing or expansion of credit facilities with neutral implications.

• ·Deal CUSIP: 00430VAS0
• ·Facility CUSIP: 00430VAT8
• ·Filing items: 1.01, 1.02, 2.03, 9.01
• ·Schedules include 2.01 Commitments and 2.03 Letter of Credit Commitments

24-04-2026

Woodward, Inc. (NASDAQ: WWD) announced the election of Frederico Fleury Curado to its Board of Directors and Audit Committee, effective June 1, 2026. Curado, with over four decades of leadership in industrial, energy, and aerospace sectors, previously served as CEO of Ultrapar S.A. (2017-2021) and Embraer S.A. (2007-2016), and currently sits on boards of ABB Ltd., LATAM Airlines Group S.A., and Transocean Ltd. The appointment is expected to support Woodward's long-term growth strategy, as stated by Chair and CEO Chip Blankenship.

• ·Filing date: April 24, 2026
• ·Effective date of appointment: June 1, 2026
• ·Curado's current board roles: Chair of Compensation Committee at ABB Ltd., Chair of Audit Committee at LATAM Airlines Group S.A., Compensation Committee and Chair of Governance, Safety & Environment Committee at Transocean Ltd.
• ·Media contact: Jennifer Regina, +1 970-559-8840, Jennifer.regina@woodward.com
• ·Investor contact: Dan Provaznik, +1 970-498-3849, Dan.Provaznik@Woodward.com

24-04-2026

ModuLink Inc. completed the acquisition of a 60% controlling equity interest in ASA Robotics Limited on April 23, 2026, for aggregate consideration of US$641,026 through issuance of 6,500 shares of preferred stock at US$98.62 per share. ASA Robotics demonstrated strong financial performance for the year ended March 31, 2026, with revenue of HK$1.6 million (213% YoY growth from HK$0.5 million) and gross profit of HK$1.0 million (up from HK$0.1 million), improving gross margin to 60.5% from 10.1%. The deal enhances ModuLink's robotics and automation capabilities in Asia-Pacific, complementing its Luna AI healthcare initiative.

• ·ASA Robotics board will be reconstituted post-acquisition.
• ·Remaining 40% equity held by minority shareholders including university-affiliated entity.
• ·Parties to finalize updated shareholders’ agreement for governance.

24-04-2026

Riverview Bancorp, Inc. announced that Bradley J. Carlson, a director on the boards of the Company and its subsidiary Riverview Bank since December 2014 (elected in 2015), will not stand for re-election at the 2026 Annual Meeting and intends to resign from those boards effective April 23, 2026. The departure is not due to any disagreement with the Company's operations, policies, or practices. Mr. Carlson will continue serving on the board of Riverview Trust Company, a wholly-owned subsidiary of Riverview Bank.

• ·Mr. Carlson served four consecutive terms on the boards since formal election at the 2015 Annual Meeting.
• ·Announcement made on April 24, 2026.

24-04-2026

Nine Energy Service, Inc. announced on April 20, 2026, that Guy Sirkes resigned as Executive Vice President and Chief Financial Officer, effective May 11, 2026, to join another company. Heather Schmidt, age 42 and current Senior Vice President of Strategic Development and Investor Relations, will be appointed Interim Chief Financial Officer effective the same date, pending a permanent hire. The change includes a standard indemnification agreement, with no family relationships or disclosable transactions involving Ms. Schmidt.

• ·Heather Schmidt joined Nine Energy Service, Inc. in 2012; served as Vice President, Strategic Development, Investor Relations and Marketing from 2020 to February 2025.
• ·Prior to joining the Company, Ms. Schmidt was with SCF Partners; also has experience in fundraising for a national political campaign and marketing for an NBA team.
• ·Ms. Schmidt holds a Bachelor’s degree from Columbia University and an MBA from Rice University.
• ·Indemnification agreement form filed as Exhibit 10.1 to Form 10-Q for quarter ended September 30, 2025.

24-04-2026

SHF Holdings received a Nasdaq notice on April 22, 2026, for failing to maintain a $1.00 minimum closing bid price for its Common Stock over 30 consecutive business days, granting 180 days until October 19, 2026, to regain compliance or risk delisting, with no immediate impact on trading. Sundie Seefried resigned from the Board on April 20, 2026 (no disagreements noted), leading to appointments of Tyler Klimas and Sean Tonner as directors and expansion of the Board from five to six members. In ongoing litigation over the Abaca acquisition, a court on April 23, 2026, denied the Company's summary judgment motion in full, granted counterclaimants' motions on key issues including breach of merger agreement, with damages to be determined and $3.0 million remaining in court registry.

• ·Nasdaq Marketplace Rule 5550(a)(2) violated; potential second 180-day extension if eligible
• ·Litigation case: SHF Holdings, Inc. v. Daniel Roda, Gregory W. Ellis, and James R. Carroll, Case No. 2024CV33187 (District Court for the City and County of Denver, Colorado)
• ·Company address: 1526 Cole Blvd., Suite 250, Golden, Colorado 80401

24-04-2026

Autodesk announced the nomination of Omar Abbosh, CEO of Pearson and former senior leader at Microsoft and Accenture, as a new independent director for election at the upcoming annual general meeting. Simultaneously, director Stephen Milligan informed the board he will not stand for re-election, though he will serve until the end of his term. Post-meeting, the board will consist of 11 directors, 10 independent.

• ·Milligan has significant public company leadership experience.
• ·Nomination details to be in proxy materials filed with the SEC.
• ·Annual general meeting upcoming; exact date not specified.

24-04-2026

On April 24, 2026, Virgin Galactic Holdings, Inc. entered into a Supplemental Indenture with subsidiary guarantors and Wilmington Savings Fund Society, FSB, amending the December 18, 2025 indenture for its existing 9.80% First Lien Notes due 2028. The amendments are technical, aimed at providing greater flexibility in connection with redemptions, without modifying the redemption price or payment obligations. No financial impacts or changes to obligations were reported.

• ·Original Indenture dated December 18, 2025.
• ·Supplemental Indenture filed as Exhibit 4.1.

24-04-2026

The Elmet Group Co. announced the pricing of its upsized initial public offering of approximately 8.6 million shares of common stock at $14.00 per share, generating $120.0 million in gross proceeds (net proceeds of approximately $109.0 million after expenses). The underwriters have a 30-day option to purchase up to an additional 1.3 million shares. Shares are expected to begin trading on Nasdaq Capital Market under ticker 'ELMT' on April 23, 2026, with closing on April 24, 2026; net proceeds will be used to repay debt, growth capital, working capital, and general corporate purposes.

• ·Underwriters: Cantor (lead book-running manager), Needham & Company and Canaccord Genuity (joint book-running managers), Roth Capital Partners (co-manager).
• ·Registration statement effective April 22, 2026.
• ·Elmet operates in Aerospace, Defense and Government, Industrial, Medical, Semiconductor and Electronics, and Energy industries.

24-04-2026

Altimmune, Inc. entered into an underwriting agreement on April 22, 2026, with Leerink Partners LLC and Barclays Capital Inc. to issue and sell 64,250,000 shares of common stock at $3.00 per share and pre-funded warrants to purchase up to 10,750,000 shares at $2.999 per warrant, each accompanied by common stock warrants. The offering closed on April 24, 2026, generating net proceeds of approximately $211.2 million, which will fund the clinical development of pemvidutide including its global pivotal Phase 3 trial in MASH, pre-commercial activities, and general corporate purposes. No declines or flat performance metrics were reported.

• ·Common stock warrants exercisable until the earlier of fifth anniversary or 45 days after Phase 3 pemvidutide MASH trial data readout.
• ·Pre-funded warrants do not expire and are exercisable immediately subject to ownership limits.
• ·Offering conducted under registration statements File Nos. 333-291329 (effective Dec 5, 2025), 333-285355 (effective Mar 13, 2025), and 333-295254 (effective Apr 22, 2026).

24-04-2026

PNC Financial Services Group, Inc. held its annual shareholder meeting on April 22, 2026, where all 13 director nominees were elected with strong support ranging from 94.30% to 99.64% For votes. Shareholders also ratified PricewaterhouseCoopers LLP as the independent auditor for 2026 (98.17% For), approved named executive officer compensation on an advisory basis (93.56% For), and approved the 2026 Omnibus Equity Incentive Plan (96.64% For), which authorizes 28,000,000 shares plus unused shares from the 2016 plan. Voting represented approximately 403,516,196 entitled votes with no significant opposition.

• ·Record date for voting: January 30, 2026
• ·Proxy statement filed: March 11, 2026
• ·Board approved Plan: March 5, 2026
• ·Broker non-votes: 36,699,490 across most proposals

24-04-2026

Bumble Inc. refinanced its existing Credit Agreement dated January 29, 2020, by entering a new Term Loan Facility and using its net proceeds along with cash on hand to fully repay and terminate all outstanding indebtedness under the prior agreement on the Closing Date. The prior Credit Agreement involved Citibank, N.A. as administrative agent, with details referenced from the Company's 10-K filed March 16, 2026. No specific financial metrics such as loan amounts or terms were disclosed in this filing.

• ·Prior Credit Agreement dated January 29, 2020, described in Item 7 of 10-K for year ended December 31, 2025, filed March 16, 2026
• ·References quarter ending June 30, 2026

24-04-2026

Spire Global Canada Subsidiary Corp., a wholly owned subsidiary of Spire Global, Inc., received immediate termination notice on April 23, 2026, for its WildFireSat satellite constellation contract with the Canadian government (PWGS for the Canadian Space Agency), which had a potential aggregate value of Can$71.8 million if all milestones were met. The termination was for convenience, with no further milestones to be achieved. The company may submit a settlement proposal for termination costs by May 7, 2026.

• ·Contract details referenced in Exhibit 10.1 of Spire Global's 8-K filed February 7, 2025
• ·Termination notice from His Majesty the King in right of Canada, as represented by the Minister of Public Works and Government Services (PWGS)

24-04-2026

Peoples Bancorp Inc. announced a definitive Agreement and Plan of Merger dated April 20, 2026, with Citizens National Corporation, under which Citizens will merge with and into Peoples, with Peoples as the surviving entity, followed by a subsidiary bank merger of Citizens Bank of Kentucky into Peoples Bank. Citizens shareholders will receive 2.10 shares of Peoples common stock and $8.00 in cash per Citizens common share as merger consideration. The boards of both companies have approved the transaction, which is intended to qualify as a tax-free reorganization under IRC Section 368(a) and awaits regulatory approvals and shareholder vote.

• ·Agreement executed on April 20, 2026; filed as 8-K on April 24, 2026.
• ·Closing to occur remotely within 30 days after satisfaction of conditions in Article VII.
• ·Requires Requisite Regulatory Approvals and Citizens shareholder approval.
• ·Fairness opinions received by both boards.
• ·Dissenters' rights available to Citizens shareholders under KBCA.
• ·No fractional Peoples shares; cash in lieu based on 10-day VWAP prior to Closing.

24-04-2026

JELD-WEN Holding, Inc. held its 2026 Annual Meeting of Stockholders on April 22, 2026, with 73,916,623 shares voted (85.64% turnout of 86,305,141 entitled shares), electing all 10 director nominees with strong majorities (e.g., most over 66M votes for vs. ~1M withheld, though Bruce M. Taten had 64,203,449 for and 3,007,747 withheld). Stockholders approved the 2026 Omnibus Equity Plan (3 million share reserve), advisory vote on named executive officer compensation (61.9M for vs. 5.3M against), and ratification of PricewaterhouseCoopers LLP as 2026 independent auditor (73.2M for). All proposals passed decisively with no significant opposition beyond broker non-votes of 6,705,427.

• ·Proposal 2 (executive comp): 61,902,689 For, 5,286,230 Against, 22,277 Abstentions
• ·Proposal 3 (auditor ratification): 73,226,917 For, 641,414 Against, 48,292 Abstentions
• ·Proposal 4 (Equity Plan): 62,040,846 For, 4,851,190 Against, 319,160 Abstentions

24-04-2026

Mitesco, Inc. received $50,000 in bridge financing via a 10% OID convertible note from a new institutional investor, repayable at $55,000, convertible at $0.15 per share. The company issued $60,000 in Series X Preferred Stock each to directors and Anglo Irish Investments, LLC, bringing total outstanding Series X shares to 51,703, and approved equity-heavy FY2026 compensation for CEO Brian Valania ($120,000 base + $120,000 potential bonuses, with $60,000 FY2025 unpaid) and directors ($60,000 Series X + 100,000 options each + potential $25,000 cash on $5M raise). While pursuing a potential acquisition with up to $150,000 in Q2 FY2026 expenses, no assurances exist on terms, financing, or completion.

• ·Series X Preferred ranks pari passu with Series C, senior to Series A and common stock; $25 liquidation preference per share.
• ·Bridge Note maturity: 12 months; sold under Section 4(a)(2) and Regulation D.
• ·New stock options at 115% of closing price when Form S-8 filed.
• ·Acquisition advisor retained April 22, 2025; risks include no assurance on terms, financing, or professional opinions.

24-04-2026

Kartoon Studios, Inc. entered into an agreement with Continuation Capital, Inc. to issue 2,553,047 shares of common stock in exchange for settling past due obligations totaling $1,143,884 plus an additional $315,000. The agreement, approved by the Florida Circuit Court on April 13, 2026, became binding on April 20, 2026, after NYSE American approval. Shares are to be issued at a rate of 1.75 shares per dollar pursuant to a Section 3(a)(10) exemption.

• ·Agreement dated as of April 8, 2026.
• ·Issued at a rate of 1.75 shares per dollar of obligation.
• ·Court approval by Circuit Court of the Twelfth Judicial Circuit in Sarasota County, Florida.

24-04-2026

On April 22, 2026, Kevin McGurn resigned as Chief Executive Officer and director of Yorkville Acquisition Corp., effective immediately, with no disputes or disagreements noted. The board appointed Troy Rillo, the existing Chief Financial Officer, as the new CEO effective immediately. Rillo, 57, has extensive experience in corporate finance, securities law, and investment management from roles at Yorkville Advisors and other firms.

• ·Mr. Rillo has served as CFO since August 2025.
• ·Mr. Rillo serves as CFO of Texas Ventures Acquisition III Corp since September 2025 and Blue Water Acquisition Corp. III since November 2025.
• ·No compensatory arrangements, family relationships, or new material contracts related to Mr. Rillo's appointment.

24-04-2026

On April 22, 2026, Kevin McGurn resigned as Chief Executive Officer of Texas Ventures Acquisition III Corp, effective immediately, with no dispute or disagreement cited. The board appointed Troy Rillo, who has served as CFO since September 2025, as the new CEO effective immediately, while he continues as CFO. Rillo brings extensive experience from Yorkville Advisors and prior roles, including as CFO of Yorkville Acquisition Corp. since August 2025 and Blue Water Acquisition Corp. III since November 2025.

• ·Mr. Rillo, age 57, is a partner at Yorkville Advisors since 2004 and Co-CEO of Yorkville Securities LLC.
• ·No family relationships, arrangements, or new compensatory plans related to Mr. Rillo's appointment.
• ·Mr. Rillo admitted to practice law in New Jersey and Florida; J.D. and B.S. in Finance from University of Florida.

24-04-2026

On April 21, 2026, Andrew Gottesdiener, M.D. and Peter Harwin notified the Board of Directors of Apogee Therapeutics, Inc. of their intention to resign effective May 11, 2026, resulting in a reduction of the Board size from nine to seven directors. The resignations are not due to any disagreement with the Company's operations, policies, or practices.

• ·Filing submitted on April 24, 2026, reporting earliest event date of April 21, 2026.

24-04-2026

On April 24, 2026, Scott Gawel resigned as Corporate Vice President and Chief Accounting Officer of Intel Corporation, effective immediately, to pursue another career opportunity. David A. Zinsner, Executive Vice President and Chief Financial Officer, assumed the principal accounting officer role in addition to his existing duties. No financial impacts or further details on succession were disclosed.

24-04-2026

AEVEX Holdings, LLC entered into a senior secured Credit Agreement dated April 20, 2026, with Bank of America, N.A. as Administrative Agent and other lenders, providing $100.0 million in Closing Date Term Loans, $75.0 million in Delayed Draw Term Loan Commitments, and $200.0 million in Revolving Commitments. Proceeds from the Closing Date Term Loans and Revolving Borrowings will fund the Transactions, bolster the balance sheet, and support working capital and general corporate purposes, while Delayed Draw Term Loans and additional Revolving Loans will serve similar needs post-Closing Date. No performance declines or flat metrics are reported, as this is a new financing arrangement.

• ·Agreement filed as Exhibit 10.1 in 8-K on April 24, 2026, covering Items 1.01, 1.02, 2.03, and 9.01.
• ·Facilities include provisions for Letters of Credit and Swing Line Loans.

24-04-2026

Ultra Clean Holdings, Inc. entered into the Tenth Amendment to its Credit Agreement dated April 23, 2026, refinancing and replacing its existing Revolving Facility in full with new Tenth Amendment Revolving Commitments totaling $250,000,000 and extending the maturity date. The amendment also modifies various terms of the agreement, with Barclays Bank PLC continuing as Administrative Agent. All previously-incurred Term Loans have been prepaid in full, along with accrued interest and fees.

• ·Amendment effective upon satisfaction of conditions including executed counterparts, legal opinions, and completion of Refinancing on Tenth Amendment Effective Date
• ·Consenting Lenders constitute all Lenders under Existing Credit Agreement; Tenth Amendment Revolving Lenders constitute all Lenders under Amended Credit Agreement
• ·Schedules updated: 1.1A (Revolving Commitments), 1.1C (L/C Commitments); Schedule 1.1D deleted

24-04-2026

GoodRx Holdings, Inc. appointed Thomas Chan, its Vice President, Corporate Controller, as Chief Accounting Officer and principal accounting officer effective April 23, 2026. Mr. Chan, who joined the company in October 2020 after roles at Deloitte & Touche, LLP, will receive an annual base salary of $310,000, a target annual bonus of 40% of base salary, a RSU award valued at $131,250 vesting quarterly starting August 15, 2026, and a PSU award valued at $43,750 vesting in 2027 subject to performance goals.

• ·Mr. Chan is 40 years old and holds a B.A. in Business Administration (accounting emphasis) from California State University, Fullerton; Certified Public Accountant in California.
• ·RSU vests ratably in 12 equal quarterly installments starting August 15, 2026; PSU vests in three equal installments starting March 3, 2027, subject to performance goals.
• ·No material transactions or family relationships involving Mr. Chan; entered standard indemnification agreement.

24-04-2026

On April 20, 2026, Juan Ignacio Rubiolo was elected to the Board of Directors of IPALCO Enterprises, Inc. by unanimous written consent of shareholders AES U.S. Investments, Inc. and CDP Infrastructures Fund L.P., replacing prior AES nominee Susan Harcourt. Mr. Rubiolo, Executive Vice President, Chief Operating Officer, and President of the Energy Infrastructure Strategic Business Unit of The AES Corporation, was nominated pursuant to the Shareholders’ Agreement, under which AES nominates 13 directors and CDP nominates 3. IPALCO does not separately compensate directors, with Mr. Rubiolo participating in AES compensation plans generally exceeding $120,000 annually.

• ·AES has the right to nominate thirteen directors of the Board and CDP has the right to nominate three directors pursuant to the Shareholders’ Agreement.
• ·Mr. Rubiolo has not entered into or proposed any transactions reportable under Item 404(a) of Regulation S-K.
• ·Compensation plans described in IPALCO’s 2024 Form 10-K/A.

24-04-2026

Jonathan Nelson notified Beyond Meat, Inc. of his resignation as Chief Operations Officer effective May 17, 2026, to pursue another opportunity, with no disagreement on company matters. The board appointed John Boken, current interim Chief Transformation Officer, to assume COO duties on an interim basis from the same date, with no change in fees to AP Services, LLC. Boken's biography is referenced in the April 10, 2026 proxy statement.

• ·Engagement letter with AP Services, LLC dated August 6, 2025.
• ·No arrangement or understanding between Mr. Boken and any other person for his selection.
• ·No family relationships between Mr. Boken and any director or executive officer.
• ·No transactions involving Mr. Boken or his immediate family requiring disclosure under Item 404(a) of Regulation S-K.

24-04-2026

Consumer Portfolio Services, Inc. (CPSS) closed its largest-ever securitization transaction, issuing $514.07 million in asset-backed notes secured by $526.17 million in automobile receivables through CPS Auto Receivables Trust 2026-B. This marks the 59th senior subordinate securitization since 2011 and the 42nd consecutive deal with triple-A ratings on the senior class from Moody’s and DBRS Morningstar. The notes feature a weighted average coupon of 5.51%, with initial credit enhancement of 1.00% cash deposit and 2.30% overcollateralization.

• ·Class A: Average Life 0.68 years, Price 99.99986%, Moody’s Aaa, DBRS AAA
• ·Class B: Average Life 1.81 years, Price 99.98841%, Moody’s Aaa, DBRS AA
• ·Class C: Average Life 2.52 years, Price 99.98836%, Moody’s Aa3, DBRS A
• ·Class D: Average Life 3.30 years, Price 99.98141%, Moody’s Baa2, DBRS BBB
• ·Class E: Average Life 4.04 years, Price 99.96652%, Moody’s NR, DBRS BB
• ·Transaction closed April 22, 2026; private offering not registered under Securities Act of 1933

24-04-2026

Gary Delanois resigned as CEO of American Shared Hospital Services effective April 24, 2026, for personal reasons. The Board appointed Craig K. Tagawa, the Company's President since October 2020, as Interim CEO effective April 27, 2026, while he continues as President. In connection with the appointment, Mr. Tagawa's base salary increased from $265,000 to $325,000 (22.6% increase) and his target performance bonus percentage rose from 40% to 50% of base salary.

• ·Gary Delanois resignation effective April 24, 2026; Craig K. Tagawa appointment effective April 27, 2026.
• ·Mr. Tagawa joined the Company in September 1988; prior roles include COO and CFO.
• ·No family relationships between Mr. Tagawa and directors/executive officers.
• ·No transactions requiring disclosure under Item 404(a) of Regulation S-K.
• ·Biographical information on Mr. Tagawa in Form 10-K filed March 31, 2026.

24-04-2026

Profusa, Inc. (formerly Northview Acquisition Corp.) issued a Senior Secured Convertible Promissory Note to Ascent Partners Fund LLC on April 20, 2026, with a principal amount of $1,111,111.11 for a purchase price of $1,000,000.00, including Original Issue Discount. The note matures on April 20, 2027 and is secured, pursuant to a Securities Purchase Agreement dated February 11, 2025.

• ·Note issued with Original Issue Discount (OID); OID information available from Ben C. Hwang at (415) 655-9861 or BEN.HWANG@PROFUSA.COM beginning ten days after issuance.
• ·This Note is one of a series issued pursuant to the Securities Purchase Agreement dated February 11, 2025.

24-04-2026

On April 20, 2026, Andrew Oakley resigned as Chairman and from all Board committees, and Thomas Meier resigned from the Board and Compensation Committee of Onconetix, Inc., with no disagreements cited. On April 23, 2026, Sammy Dorf was appointed Chairman with $20,000 annual compensation, and Josh Epstein was elected as a Class II director, joining the Audit, Compensation Committees and chairing the Nominating and Corporate Governance Committee. The changes ensure board continuity with experienced appointees and standard director compensation for Epstein.

• ·Josh Epstein has more than 20 years of experience across energy, mining, technology, healthcare, and other industries.
• ·Mr. Epstein holds a B.A., B.B.A., J.D., and M.B.A., and has held senior roles including CEO of Socati Corp. and President/COO of Nuuvera Inc.
• ·No family relationships or material interests under Item 404(a) of Regulation S-K for Mr. Epstein.
• ·Onconetix, Inc. is an emerging growth company trading as ONCO on Nasdaq.

24-04-2026

On April 20, 2026, Rainer Feurer provided notice to Solid Power, Inc. of his intention to retire from the Board of Directors, effective June 30, 2026. His decision was not due to any disagreement with the company's operations, policies, or practices. The company expressed gratitude for his contributions over the past five years.

• ·Company address: 486 S. Pierce Avenue, Suite E, Louisville, Colorado 80027
• ·Registrant’s telephone number: (303) 219-0720
• ·Securities: Common stock (SLDP) and Warrants (SLDPW) on The Nasdaq Stock Market LLC

24-04-2026

Vuzix Corporation announced that the employment of Chris Parkinson, PhD., as President of the Enterprise Solutions business unit, ended on April 22, 2026, upon mutual agreement. In connection with the departure, 75,000 previously unvested shares of restricted common stock vested for Dr. Parkinson, while he forfeited 1,000,000 unvested performance stock units. No further details on succession or impact to operations were provided.

• ·Filing submitted on April 24, 2026
• ·Registrant details: Delaware incorporation, Commission File Number 001-35955, IRS EIN 04-3392453, principal offices at 25 Hendrix Road, Suite A, West Henrietta, New York 14586

24-04-2026

Splash Beverage Group, Inc. amended settlement agreements with prior investors, extending the due date for remaining $535,595 payments to June 1, 2026, with 12% interest accruing, and agreed to pay $100,000 in installments by May 15, 2026. Directors Justin Yorke and Robert Nistico resigned effective April 21 and 24, 2026, respectively, with Nistico entering a six-month $5,000/month consulting agreement including 250,000 stock options partially vesting upon a potential Medterra CBD acquisition. The company received a disputed demand letter from Decathlon Alpha IV, L.P. for immediate repayment of $2,833,395.98 under a 2020 loan agreement, secured by company assets.

• ·Settlement agreements originally relate to October 2024 investments claimed breached by the company.
• ·Loan and Security Agreement dated December 24, 2020, with prior default notices on March 18, 2025 and April 8, 2025.
• ·Company disputes the loan demand and has initiated discussions with the lender.

24-04-2026

Reed’s, Inc. (NYSE American: REED) announced the appointment of Damian Warshall as Chief Operating Officer, effective April 27, 2026. Warshall, a seasoned CPG operations executive with prior experience at Pittston Co-Packers, Munk Pack, and previously at Reed’s, is expected to enhance manufacturing efficiency, supply chain, and profitable growth. Neal Cohane, Interim CEO, emphasized Warshall’s track record in operational discipline and margin improvement to create long-term shareholder value.

• ·Mr. Warshall most recently served as COO at Pittston Co-Packers, leading revitalization of a beverage manufacturing facility and securing a multi-million-dollar revenue pipeline.
• ·Mr. Warshall previously served as Vice President of Operations at Munk Pack, leading production and nationwide retail launch.
• ·Company established in 1989 as a leader in craft beverages.
• ·References Annual Report on Form 10-K for year ended December 31, 2025, filed March 25, 2026.

24-04-2026

At the Bio-Rad Laboratories, Inc. Annual Meeting on April 21, 2026, shareholders elected all six nominated directors with majority support in their respective classes, ratified KPMG LLP as auditors for FY 2026, approved executive compensation on an advisory basis, and approved the Amended 2017 Incentive Award Plan increasing reserved shares by 335,000 and extending expiration to March 18, 2036. However, the stockholder proposal on dual class capital structure was rejected, receiving only about 21% support.

• ·Proxy statement filed with SEC on March 25, 2026
• ·Plan details qualified by reference to Exhibit 10.1

24-04-2026

NewAmsterdam Pharma Company N.V. announced on April 20, 2026, that Louise Kooij's employment as Chief Accounting Officer will end effective August 31, 2026, with a separation agreement entered on April 24, 2026. Ms. Kooij is eligible for a lump sum of twelve months' base salary, a pro-rated 2026 annual cash bonus at target achievement through the separation date, and accrued unused holiday and vacation days. The agreement also extends vesting of her outstanding stock options and RSUs to January 10, 2027, and the exercise period for vested options to February 10, 2027, while including restrictive covenants.

• ·Separation Agreement contains confidentiality, non-compete, non-disparagement covenants, and a release of claims.
• ·Separation Agreement to be filed with Quarterly Report on Form 10-Q for quarter ending June 30, 2026.

24-04-2026

Solana Company directors Sherrie Perkins and Paul Buckman notified the company on April 22 and 23, 2026, respectively, that they will not stand for re-election at the 2026 Annual Meeting of Stockholders on May 21, 2026, with no disagreements cited regarding operations, policies, or strategy. The Board increased its size from seven to nine members and appointed Michel Lee and Sergio Mello as new directors effective April 23, 2026. Lee brings over 25 years in capital markets and investments, including roles at Cybertech Partners and Hashkey Group, while Mello has expertise in stablecoins from Anchorage Digital and as founder of Lago Finance.

• ·New directors compensated per non-employee director policy in April 10, 2026 proxy statement (Exhibit 10.7 to May 17, 2021 10-Q).
• ·Standard indemnification agreements for new directors (Exhibit 10.2 to September 18, 2025 8-K).
• ·No arrangements, family relationships, or material interests under Item 404(a) for new directors.

24-04-2026

Trump Media & Technology Group Corp. (Nasdaq: DJT) appointed Kevin J. McGurn as Interim Chief Executive Officer effective immediately on April 21, 2026, succeeding Devin Nunes who served for four years. McGurn, an advisor to the company since December 2024, will lead strategic initiatives across social media, streaming, and mergers and acquisitions. Donald Trump Jr., on behalf of the Board, thanked Nunes and highlighted McGurn's extensive experience in media, technology, and capital markets.

• ·McGurn has more than two decades of leadership experience in digital media, streaming, telecommunications, and advertising technology.
• ·Investor Relations Contact: shannon.devine@mzgroup.us; Media Contact: press@tmtgcorp.com.
• ·Forward-looking statements include expected merger & acquisition activity, product rollouts, streaming services, and FinTech platform launch.

24-04-2026

Lee Enterprises, Inc. (NASDAQ:LEE) has appointed Nathan Bekke as permanent President and Chief Executive Officer and Josh Rinehults as Vice President, Chief Financial Officer, and Treasurer, effective following their interim roles since the February 2026 strategic investment closing. The Board unanimously approved the appointments after a nationwide search, citing their exceptional leadership, industry expertise, and vision for growth. Lee operates as a leading provider of local news in 72 markets across 25 states with nearly 350 weekly and specialty publications.

• ·Bekke joined Lee in 1988; appointed COO in June 2025 after roles as Operating Vice President and VP of Audience Strategy since 2020.
• ·Rinehults joined via 2020 acquisition of BH Media Group; held financial leadership roles since 2007 across Lee, BH Media, and Media General.
• ·Interim roles began after February 2026 strategic investment closing.

24-04-2026

Senmiao Technology Limited entered into a securities purchase agreement on April 23, 2026, to sell up to 10,000,000 units at $1.10 per unit, for aggregate gross proceeds of approximately $11,000,000 if fully subscribed. Each unit consists of one share of common stock (par value $0.0001) and four warrants, each exercisable for one share at $1.46 per share until 2031. The net proceeds will fund working capital and general corporate purposes, subject to stockholder approval and customary closing conditions; the offering relies on Regulation D exemption.

• ·Closing subject to stockholder approval for issuance of shares.
• ·Warrants exercisable from Initial Exercise Date until 5:00 p.m. (NYC time) on Termination Date in 2031.
• ·Investors are accredited or sophisticated; no registration required under Securities Act via Regulation D exemption.
• ·Forms of SPA and Warrant filed as Exhibits 10.1 and 10.2.

24-04-2026

urban-gro, Inc. entered into an Assignment and Assumption Agreement effective April 2026, under which GROW HILL LLC assigns its rights, title, and interest in certain Assigned Items (including a promissory note, Loan Agreement, and Security Agreement) to HUDSON GLOBAL VENTURES, LLC for an Assignment Price of $2,__________ (exact amount redacted). urban-gro acknowledges its ongoing default under the Loan Documents, releases the Assignor from prior obligations, and recognizes the Assignee as successor-in-interest, with the related Denver Lawsuit (Case No. 25CV33546) to be dismissed without prejudice upon payment. While this substitutes the creditor and facilitates litigation dismissal, it underscores urban-gro's Event of Default and continued obligations under the unamended Loan Documents.

• ·Litigation: District Court of Denver, Colorado, Case No. 25CV33546 (Grow Hill LLC as lender, urban-gro as borrower)
• ·Assignee's holding period of the Note tacks back to October 1, 2024, for Rule 144 purposes
• ·Agreement acknowledges Assigned Items as a 'security' under the Securities Act of 1933
• ·Dismissal of Denver Lawsuit required within three business days of Assignor receiving Assignment Price
• ·Indemnity claims against Assignor must be commenced within one year of Effective Date