US Material Events SEC 8-K Filings — September 24, 2026

24-09-2026

TruGolf Holdings, Inc. (TRUG) entered into a Separation and Settlement Agreement with departing founder Christopher Jones on September 22, 2026, providing for a $100,000 severance payment and repayment of a $1,444,000 outstanding loan with 12% interest. The company also agreed to repurchase certain franchise rights from Jones for $500,000. Concurrently, the board appointed Jay Heller, former Head of Capital Markets at Nasdaq, as an independent director. The filing also notes that approximately $1.76 million of Series A preferred stock remains outstanding, and the company has 12,065,115 Class A common shares outstanding.

• · The Separation Agreement replaces prior loan payment terms that required the loan to be repaid on demand.
• · The deferred portion of the franchise buyback is subject to acceleration if the company resells the franchise rights before the Maturity Date.
• · Christopher Jones agreed to vote all Class B common shares in accordance with board recommendations for one year.
• · Jones will be available for operational transition consulting at $100 per hour as an independent contractor.
• · Jay Heller holds a B.S. in Management Science & Economics from Kean University and has served on the board of Naoris Quantum Protocol Inc. since June 2026.
• · The Waiver and Exchange Agreement included a reset of the Series A conversion price to $1.00 per share.

24-09-2026

Talos Energy announced the appointment of retired U.S. Air Force Major General Barbara J. Faulkenberry to its Board of Directors, effective October 1, 2026, expanding the board to seven members. General Faulkenberry brings over three decades of leadership in global operations, logistics, and risk management, along with extensive public company board experience, including service at Callon Petroleum, Target Hospitality, and USA Truck. The appointment is a routine governance update with no financial metrics or period-over-period comparisons provided.

• · General Faulkenberry's last military assignment was Vice Commander (COO) overseeing rapid global mobility operations.
• · She holds a Bachelor of Science from the U.S. Air Force Academy, an MBA from Georgia College & State University, and a Master of National Security from the National Defense University.
• · She completed strategic leadership courses at Harvard University, University of Cambridge, and Syracuse University.
• · At Callon Petroleum, she served on the Audit and Compensation Committees and chaired the Nominating and ESG Committee.
• · At USA Truck, she chaired the Technology and Strategy & Risk Committees.
• · The appointment is effective October 1, 2026.

24-09-2026

The Elmet Group (ELMT) announced a $124.75 million investment to acquire a 4.99% equity stake in Masan High-Tech Materials (MSR), formalizing a 12-year commercial relationship. The deal includes multi-year supply agreements for mined tungsten and conversion services, strengthening ELMT's tungsten supply chain and building on a $450 million U.S. Government investment announced on September 14, 2026. However, the investment is subject to customary closing conditions and regulatory approvals, with completion expected in Q3 2026, and no financial performance metrics or prior-period comparisons were disclosed in this filing.

• · ELMT will receive one seat on MSR's Board of Directors upon closing
• · ELMT will support MSR's planned uplisting to the Ho Chi Minh Stock Exchange and evaluation of an international listing
• · The commercial agreements take effect upon completion of the equity investment
• · MSR is described as the world's largest producer of midstream and downstream tungsten products outside China
• · The Nui Phao Mine is one of the largest tungsten deposits in the world
• · MSR is also a leading global producer of fluorspar and bismuth

24-09-2026

Group 1 Automotive Inc.'s subsidiary, Group 1 Realty, Inc., entered into a Master Credit Agreement with Bank of America, N.A. on September 23, 2026, securing a term loan facility with a draw period of up to $190,336,250. The loan is secured by real estate properties and guaranteed by Group 1 Automotive Inc. and certain subsidiaries. Proceeds will be used for general corporate purposes, including property acquisitions.

• · The loan is secured by mortgages on properties owned by Group 1 Realty, Inc., with additional properties eligible to be added as collateral during the draw period.
• · The loan is guaranteed jointly and severally by Group 1 Automotive Inc. and certain subsidiaries that operate from or own the properties.
• · Borrower may request advances up to 85% of the appraised value of all properties, subject to Bank's approval.
• · Principal amounts repaid cannot be reborrowed.
• · Properties can be released from the lien upon payment of a required release amount that maintains a loan-to-value ratio of no greater than 85%.
• · If dealership properties fall below 50% of total appraised value, Bank may require release of non-dealership properties on 30 days' notice.

24-09-2026

Jaguar Health, Inc. entered into exchange agreements with Streeterville Capital, LLC on September 23, 2026, issuing 547,898 shares of common stock in exchange for a $5,049,909.26 reduction in the outstanding balance of its secured promissory note. As of that date, the company had approximately 1,281,867 shares outstanding. The transaction reduces debt but significantly dilutes existing shareholders.

• · The exchange was conducted under the exemption from registration provided by Section 3(a)(9) of the Securities Act.
• · The 2025 Note Exchange Agreements include representations, warranties, and covenants customary for such transactions.
• · The exchange shares represent approximately 42.7% of the total shares outstanding post-exchange (547,898 / 1,281,867).

24-09-2026

First Merchants Corporation priced a $100 million offering of 6.750% Fixed-to-Floating Rate Subordinated Notes due 2036, expected to close on September 25, 2026. The notes will bear a fixed rate of 6.750% until October 1, 2031, then reset quarterly to Three-Month Term SOFR plus 202 basis points. Net proceeds will be used for general corporate purposes, including common share repurchases, and the notes are intended to qualify as Tier 2 capital. Piper Sandler is the sole book-running manager, with Keefe, Bruyette & Woods, Hovde Group, and Brean Capital as co-managers.

• · Notes mature on October 1, 2036, unless earlier redeemed.
• · Company may redeem notes on or after October 1, 2031 at 100% of principal plus accrued interest.
• · Interest payable semiannually from April 1, 2027 until October 1, 2031, then quarterly.
• · Registration statement File No. 333-298983 filed with the SEC.
• · Proceeds intended for general corporate purposes, including common share repurchases.
• · Notes intended to qualify as Tier 2 capital for regulatory purposes.

24-09-2026

Select Water Solutions (WTTR) announced a definitive agreement to acquire Pilot Water Solutions, a private water midstream company, for $700 million in cash and stock plus up to $15 million in contingent earnout. The deal adds 480,000 barrels/day of MVC contracts and 306,000 dedicated acres, with Pilot Water expected to generate $120–$130 million in 2027E EBITDA. However, the acquisition carries integration risks and is subject to regulatory approvals, with pro forma net leverage expected below 2.0x.

• · Transaction expected to close in Q4 2026, subject to HSR and other regulatory approvals.
• · Select has secured debt commitment letters from J.P. Morgan and Bank of America.
• · Sellers may receive a true-up payment if stock price declines within six months of closing.
• · Pilot Water's contract portfolio includes a new 175,000 bbl/d MVC contract expected to boost volumes to ~1 million bbl/d in 2027.
• · Combined company will have over 600,000 bbl/d MVC commitments and ~3.6 million dedicated acres.
• · Water Infrastructure segment expected to represent ~70% of pro forma gross profit before D&A by 2027.
• · Pro forma net leverage expected below 2.0x at closing.
• · Conference call scheduled for September 25, 2026 at 10:00 a.m. ET.

24-09-2026

Marriott International entered into a Seventh Amended and Restated Credit Agreement on September 23, 2026, increasing its revolving credit facility from $4.5 billion to $5.0 billion and extending the maturity to five years from the effective date. The facility is supported by a syndicate of major banks including Bank of America, JPMorgan Chase, Deutsche Bank, Wells Fargo, and others. This refinancing provides Marriott with enhanced liquidity and extended debt maturity, reflecting continued access to capital markets.

• · The credit facility includes revolving loans, competitive bid loans, swing loans, and letters of credit.
• · The agreement allows for borrowings in multiple currencies including Euros, Sterling, Canadian Dollars, Australian Dollars, Hong Kong Dollars, Japanese Yen, Singapore Dollars, and Swiss Francs.
• · The facility matures five years after the effective date (September 23, 2026).
• · The company may request one-year extensions of the termination date, subject to lender consent.
• · The agreement contains customary representations, warranties, affirmative and negative covenants, and events of default.
• · Marriott International is the borrower; certain designated wholly owned subsidiaries may also borrow.
• · The facility is guaranteed by Marriott International (the Company) under Article X.

24-09-2026

PCB Bancorp entered into an amended employment agreement with CEO Henry H. Kim, effective January 1, 2027 through December 31, 2031. The agreement provides an annual base salary of $550,000, an annual cash incentive bonus of up to 100% of base salary, and a restricted stock grant of 25,000 shares vesting over five years. The agreement also includes enhanced severance provisions, including 150% of base salary for termination without cause and 200% for a change-in-control termination.

• · Employment agreement term: January 1, 2027 to December 31, 2031
• · Annual cash incentive bonus ranges from zero to 100% of base salary, at discretion of independent board members
• · Restricted stock vests in five equal annual installments on December 31 of 2027, 2028, 2029, 2030, and 2031
• · Severance for cause or resignation: lump-sum cash payment equal to 100% of then-current base salary plus 12 months COBRA reimbursement
• · Severance without cause: lump-sum cash payment equal to 150% of then-current base salary plus 12 months COBRA reimbursement
• · Change-in-control severance: 200% of base salary, 12 months COBRA, and full accelerated vesting of restricted stock
• · All incentive compensation subject to clawback and recoupment policies
• · Payments subject to Section 409A, Section 280G best net cutback, and banking regulatory limitations

24-09-2026

Beam Global's Board approved stock awards of 250,000 shares to CEO Desmond Wheatley and 90,000 shares to CFO Lisa A. Potok as bonus compensation for fiscal year 2025 performance. The awards were granted under the 2021 Equity Incentive Plan on September 21, 2026. No prior-period comparison or financial impact is disclosed.

• · Awards were approved as bonus compensation for fiscal year 2025 performance.
• · No other officers or directors received awards in this filing.

24-09-2026

On September 23, 2026, Dr. Brenda Cooperstone resigned from the Board of Senti Biosciences, Inc. and as Chair of the Compensation Committee, effective immediately. The resignation was not due to any disagreement with the company. This is a routine board change with no financial impact.

• · Dr. Cooperstone's resignation was effective immediately on September 23, 2026.
• · She also resigned as Chair of the Compensation Committee.
• · The company stated the resignation was not due to any disagreement with operations, policies, or practices.

24-09-2026

Hemab Therapeutics Holdings, Inc. elected Keli Walbert to its Board of Directors and Audit Committee effective September 24, 2026. Ms. Walbert will serve as a Class I director until the 2027 annual meeting and will receive standard non-employee director compensation, including an option to purchase 36,000 shares and annual cash compensation of $40,000 for Board service plus $10,000 for Audit Committee service. The filing contains no financial results or period-over-period comparisons.

• · The option to purchase 36,000 shares vests in equal monthly installments over three years, with full acceleration upon a change in control.
• · Ms. Walbert has no family relationships with any directors or executive officers and no reportable transactions with the company.
• · She will enter into the company's standard indemnification agreement, which may require the company to indemnify her for certain expenses arising from her director service.

24-09-2026

Ford Credit Auto Owner Trust 2026-C has been formed to issue asset-backed securities backed by auto receivables. The trust entered into a material underwriting agreement on September 22, 2026 with BNP Paribas Securities Corp., Lloyds Securities Inc., RBC Capital Markets, LLC, BofA Securities, Inc. and Credit Agricole Securities (USA) Inc. for the issuance of notes. The transaction also involves ancillary agreements including an indenture, trust agreement, receivables purchase agreement, sale and servicing agreement, administration agreement, account control agreement, and asset representations review agreement.

• · The trust was established under Delaware law.
• · The filing was made under SEC file number 333-281130-06 for the Trust.
• · Underwriting agreement dated September 22, 2026.
• · Transaction Documents include: Indenture, Amended and Restated Trust Agreement, Receivables Purchase Agreement, Sale and Servicing Agreement, Administration Agreement, Account Control Agreement, and Asset Representations Review Agreement.

24-09-2026

Benitec Biopharma Inc. dismissed its auditor Baker Tilly US, LLP (auditor since 2020) and appointed Ernst & Young LLP (EY) as its new independent registered public accounting firm for the fiscal year ending June 30, 2027. The change was made as a matter of good corporate governance following a review process. The audit reports for fiscal years 2025 and 2026 were unqualified, and there were no disagreements with Baker Tilly, though a material weakness in internal controls over share-based compensation was reported for FY2025 but was remediated by June 30, 2026.

• · Baker Tilly had served as auditor since 2020.
• · The dismissal was effective September 18, 2026, with notification on September 21, 2026.
• · No adverse opinions, disagreements, or reportable events occurred except a material weakness in internal controls over share-based compensation for FY2025, which was remediated by June 30, 2026.
• · EY's formal engagement is subject to completion of its client acceptance process.
• · Neither the company nor anyone on its behalf consulted with EY on accounting principles, disagreements, or reportable events during the prior periods.

24-09-2026

Patriot National Bancorp, Inc. (“PNBK”) entered into securities purchase agreements on September 23, 2026, for a registered direct offering of 4,782,608 shares of voting common stock at $1.15 per share, together with warrants to purchase up to 956,522 shares of non-voting common stock at an exercise price of $1.25 per warrant. The offering is expected to raise approximately $5.5 million in gross proceeds (net proceeds ~$5.15 million after estimated expenses of $350,000), which will be used to inject capital into its wholly-owned bank subsidiary, Patriot Bank NA, and for general corporate purposes. No underwriter or placement agent is involved.

• · The warrants are exercisable no earlier than six months after closing, at an exercise price of $1.25 per warrant share.
• · No underwriter or placement agent participated in the offering.
• · The securities are being offered and sold via a prospectus supplement dated September 24, 2026, under an effective S-3 registration statement (File No. 333-287283, effective May 22, 2025).
• · The Purchase Agreement contains customary representations, warranties, and closing conditions; the vesting of voting common shares from warrant shares requires meeting certain non-control conditions.

24-09-2026

Avis Budget Group, through its special purpose entity Avis Budget Rental Car Funding (AESOP) LLC, has issued a new Series 2026-5 of asset-backed notes totaling approximately $632.5 million, comprising five tranches with interest rates ranging from 5.69% (Class A) to 9.598% (Class R). The notes are secured by rental car assets and feature a subordination structure where Class B through Class R are subordinated to the senior Class A notes. This securitization provides Avis with additional liquidity and financing for its fleet, but the higher coupon rates on the junior tranches reflect increased credit risk.

• · The Series 2026-5 supplement was dated September 21, 2026 and filed on September 24, 2026.
• · The notes are issued under a Second Amended and Restated Base Indenture dated June 3, 2004.
• · Class A Controlled Amortization Amount is $79,083,333.33 per month (except the final month is $79,083,333.35).
• · Class B Controlled Amortization Amount is $10,291,666.67 per month (except the final month is $10,291,666.65).
• · The Class R Notes carry the highest interest rate at 9.598% and are the most subordinated tranche.
• · A potential Class E Notes tranche may be issued later with terms to be determined.
• · The notes are non-Segregated Series, meaning they share collateral with other non-segregated series.

24-09-2026

Nissan Auto Receivables 2026-B Owner Trust filed an 8-K on September 24, 2026, reporting the entry into a material underwriting agreement for a $1.28567 billion auto loan-backed securitization. The transaction involves the issuance of seven classes of notes (Class A-1 through Class C) backed by retail installment sales contracts on new, near-new, and used automobiles and light-duty trucks. The notes are expected to close on September 30, 2026, with Mizuho Securities USA LLC acting as representative of the underwriters.

• · The trust was established by a Trust Agreement dated August 31, 2026.
• · The underwriting agreement was entered into on September 22, 2026.
• · The notes are registered under a Registration Statement on Form SF-3 (File No. 333-279448).
• · The closing date is expected to be on or about September 30, 2026.
• · The CEO of the registrant made certifications required by Paragraph I.B.1(a) of Form SF-3, filed as Exhibit 36.1.

24-09-2026

Black Hawk Acquisition Corp (BKHA) entered into a series of financing agreements with Meteora Select Trading Opportunities Master, LP in connection with its pending business combination with Vesicor Therapeutics. The agreements include a Forward Purchase Agreement for up to 1,350,000 shares, a Non-Redemption Agreement covering up to 2,124,077 shares, a Subscription Agreement, and a Standby Equity Purchase Agreement (SEPA) allowing PubCo to sell up to $200.0 million of common stock over 36 months. While the financing provides significant capital and reduces redemption risk, the SEPA includes a 15% original issue discount on pre-paid advances and a 7% payment premium, representing costly capital, and the Non-Redemption Agreement provides only a best-efforts commitment with no minimum obligation.

• · The Business Combination Agreement was dated April 26, 2025.
• · The Forward Purchase Agreement initial price equals the per-share redemption price; reset price initially $10.00 per share.
• · The Non-Redemption Agreement provides for a payment to Meteora of the final per-share redemption price less $0.75 per Backstop Investor Share.
• · The SEPA has no mandatory minimum utilization amount and no non-usage fee.
• · The maximum amount of each ordinary advance under SEPA generally may not exceed 30% of the average daily traded amount during the 10 consecutive trading days preceding the advance notice.
• · The SEPA is subject to a beneficial ownership limitation initially equal to 4.9%, which Meteora may elect to increase up to 9.9%.
• · The Registration Rights Agreement requires coverage of at least 300% of the maximum number of shares issuable upon conversion of all then-outstanding promissory notes.
• · The convertible promissory note has a 12-month maturity, 0% annual interest (18% during uncured event of default), and a floor price on conversion.

24-09-2026

DevvStream Corp. entered into a First Amendment to its Securities Purchase Agreement with EEME Energy SPV I LLC and Southern Energy Renewables, Inc., significantly reducing the scope of the original $1,000,000 equity purchase. Under the amendment, EEME retains only 561,308 shares (out of 3,486,386 originally issued) for the $161,000 already funded, and the remaining 2,925,078 shares are cancelled. Additionally, EEME will pay $200,000 by September 29, 2026, for 1,120,448 new shares at a lower price of $0.1785 per share, and all further funding obligations under the original agreement are terminated. While the amendment provides some near-term cash ($200,000) and resolves the prior underfunding, it represents a substantial reduction in committed capital and a lower per-share price, reflecting a negative adjustment to the company's financing terms.

• · The original purchase price per share was $0.28683 (90% of 15-day VWAP); the new purchase price is $0.1785 per share (85% of 15-day VWAP), representing a 37.8% lower price.
• · The $5,000,000 advance commitment from EEME to the Company (to be advanced to Southern) was only $1.64 million funded; the Amendment terminates all further funding obligations.
• · The Amendment cancels 2,925,078 common shares that were originally to be issued to EEME.

24-09-2026

Akamai announced a $11.6 billion multi-year agreement with Anthropic to support CPU workload growth on its distributed cloud infrastructure, with potential expansion up to an additional $9 billion for a total commitment of approximately $20 billion. Akamai issued a warrant to Anthropic for up to 5% of its common stock, with 2% vesting upon the initial commitment and the remainder tied to expansion. The company expects no impact to 2026 revenue guidance but anticipates a $1.7 billion increase in 2026 capital expenditures to secure supply chain components, while total capex for the deal is estimated at $5.5 billion.

• · Akamai anticipates no impact to 2026 revenue guidance from the $11.6B commitment.
• · Total capital expenditures for the deal are estimated at $5.5B, with a $1.7B increase in 2026 capex to pre-purchase supply chain components including memory.
• · The warrant exercise price is $111.33 per share of common stock.
• · Each additional $3B purchase of cloud services will result in vesting of approximately 1% of Akamai's common stock outstanding.

24-09-2026

Endovia Health Sciences (formerly SPLASH BEVERAGE GROUP) entered into a Letter Agreement with C/M Capital Master Fund, LP, securing a minimum $1M investment for the development and commercialization of CannEpil®. The initial closing raised $510,000 in gross proceeds via a secured convertible promissory note with a principal amount of $576,271, convertible at the lower of $1.75 per share or $0.01 above the closing sale price on conversion date. Additionally, from August 31 to September 23, 2026, the company sold 3,629,250 shares under an existing equity line of credit (ELOC) for gross proceeds of $808,829.42, indicating ongoing reliance on dilutive financing.

• · The convertible note matures on September 18, 2027, and bears no interest unless an event of default occurs, after which interest accrues at 7% per annum.
• · The company may prepay the note at any time without premium or penalty.
• · The ELOC Agreement was originally disclosed in an 8-K filed on September 25, 2025.
• · Resales of the ELOC shares are registered under an effective S-1 registration statement (File No. 333-298112).

24-09-2026

Lineage, Inc. announced Paul Beiboer's appointment to its Board of Directors, effective September 23, 2026, succeeding James Wyper. Beiboer brings over 30 years of global leadership in financial services, food, and agriculture, including tenures as CEO of Rabobank's North American and European operations. The filing notes no financial metrics, as it is a governance change.

• · Beiboer will also serve on the Board’s Talent and Compensation Committee.
• · Luke Taylor continues as Stonepeak Aspen Holdings LLC’s representative on the Board.
• · Lineage’s network comprises 498 facilities across North America, Europe, and Asia-Pacific totaling ~88 million sq ft and ~3.1 billion cubic ft of capacity as of June 30, 2026.

24-09-2026

Bravo Multinational Inc. filed an 8-K on September 24, 2026, to disclose the adoption of its 2026 Stock Incentive Plan, which was approved by the Board on the same date. The plan is designed to attract, retain, and reward employees, officers, directors, and consultants by aligning their interests with stockholders through stock-based and cash-based incentives. No financial figures or performance metrics were disclosed in this filing.

• · The plan authorizes awards of Options, Restricted Stock, Restricted Stock Units, Stock Appreciation Rights, and other stock-based awards.
• · The plan became effective on September 24, 2026, upon Board approval.
• · Eligible participants include employees, officers, non-employee directors, consultants, and prospective employees (with restrictions on prospective employees).
• · The plan includes provisions for Change in Control, Cause, and Disability definitions, and compliance with Section 409A of the Internal Revenue Code.

24-09-2026

Ibotta, Inc. appointed Tony Weisman, former Dunkin' CMO and Digitas North America CEO, to its Board of Directors effective September 22, 2026, replacing Thomas Lehrman who stepped down. Weisman brings over 30 years of CPG marketing, digital transformation, and AI marketing expertise. The change is a routine board refresh with no financial impact disclosed.

• · Tony Weisman holds a BA in political science from Brown University.
• · Thomas Lehrman stepped down from the Board effective September 22, 2026.
• · Weisman is also a board member of Klaviyo (NYSE: KVYO) and MNTN (NYSE: MNTN).
• · Ibotta is headquartered in Denver and has been listed as a top place to work by The Denver Post and Inc. Magazine.

24-09-2026

Alexandria Real Estate Equities, Inc. entered into a $5 billion unsecured senior revolving credit facility on September 24, 2026, replacing its existing $4.5 billion credit agreement. The new facility extends the maturity date to January 22, 2032, with an accordion option to increase commitments by up to an additional $1 billion. The margin at closing for Floating Rate and Daily RFR loans is 0.725%, and the agreement removes the sustainability margin adjustments from the prior facility.

• · The Fourth Amended Credit Agreement replaces the Third Amended and Restated Credit Agreement dated September 19, 2024.
• · The agreement removes sustainability margin adjustments from the prior facility but permits future sustainability-linked margin adjustments subject to customary conditions.
• · The maturity date can be extended twice by an additional six months each time upon satisfaction of certain conditions.

24-09-2026

Clover Health appointed former U.S. Senator Robert Torricelli and MedPAC Commissioner Dr. Brian J. Miller to its Board of Directors, effective immediately. The appointments fill two previously disclosed vacancies, bringing the board to nine directors. Senator Torricelli will serve on the Audit Committee, and Dr. Miller will serve on the Clinical Committee.

• · Senator Torricelli has served on the board of Clover's insurance subsidiaries since 2022.
• · Dr. Miller is a practicing hospitalist at Johns Hopkins Hospital and an Associate Professor of Medicine.
• · Dr. Miller serves as Vice Chairman of the Board of Trustees for the North Carolina State Health Plan.
• · The appointments bring the board to nine directors.

24-09-2026

USA Compression Partners, LP issued $600,000,000 aggregate principal amount of 6.750% senior notes due 2035 on September 18, 2026, in a private placement exempt from SEC registration. The notes are guaranteed by existing and future restricted subsidiaries and will be used to repay outstanding borrowings under the credit agreement and pay offering fees. The indenture includes customary covenants and redemption provisions, including a 40% equity clawback option at 106.750% of principal prior to October 1, 2029.

• · The notes are senior unsecured obligations, ranking equally with existing and future senior indebtedness and senior to future subordinated indebtedness.
• · The notes are effectively subordinated to secured debt, including borrowings under the credit agreement, and structurally subordinated to indebtedness of non-guarantor subsidiaries.
• · Interest on the notes is payable semi-annually on April 1 and October 1, commencing April 1, 2027.
• · The notes may be redeemed at any time prior to October 1, 2029 at a make-whole premium, and on or after that date at specified redemption prices.
• · The indenture includes customary covenants and events of default, including limitations on debt incurrence, restricted payments, affiliate transactions, and asset sales.

24-09-2026

SharonAI Holdings Inc. (SHAZ) announced a change in its independent registered public accounting firm, dismissing HoganTaylor LLP effective September 20, 2026, and engaging Ernst & Young (EY) effective September 23, 2026, following a competitive selection process. The audit reports for fiscal years 2024 and 2025 were unqualified, with no disagreements or reportable events, except for a previously disclosed material weakness. The change is routine and not expected to impact financial reporting quality.

• · HoganTaylor's audit reports for fiscal years ended December 31, 2025 and 2024 contained no adverse opinion, disclaimer, or qualification.
• · No disagreements or reportable events occurred between January 6, 2026 and September 20, 2026, except a material weakness previously disclosed in the 10-K filed March 31, 2026.
• · The company did not consult EY during fiscal years 2024 and 2025 regarding accounting principles or audit opinions.
• · HoganTaylor's letter dated September 23, 2026 is attached as Exhibit 16.1.

24-09-2026

Live Oak Acquisition Corp. VI, a blank check company, priced its $200 million initial public offering of 20 million units at $10.00 per unit, with units to trade on Nasdaq under 'LOVIU' starting September 23, 2026. The offering is expected to close on September 24, 2026, and the company will seek a merger or acquisition target in any industry. The company has granted underwriters a 45-day option to purchase up to an additional 3 million units to cover over-allotments.

• · Each unit consists of one Class A ordinary share and one-half of one redeemable warrant.
• · Warrants become exercisable 30 days after completion of initial business combination and expire five years after that.
• · Only whole warrants are exercisable; no fractional warrants will be issued.
• · The company is a blank check company formed to effect a merger or similar business combination with one or more businesses.
• · The company may pursue an acquisition opportunity in any business or industry.
• · Santander is the sole underwriter for the offering.
• · The registration statement became effective on September 22, 2026.

24-09-2026

Beyond Air, Inc. entered into an employment agreement with CEO Robert Goodman on September 23, 2026, providing an annual base salary of at least $650,000 and a target bonus of 60% of base salary. The agreement includes severance provisions of 12 months' salary (or 24 months upon a Change in Control) and standard non-compete/non-solicitation covenants. Additionally, CFO Daniel Moorhead's base salary was increased from $325,000 to $463,000, effective the same date.

• · CEO employment agreement has no fixed term; employment continues until terminated per agreement terms.
• · CEO bonus can range from 0% to 150% of target based on performance objective achievement.
• · CEO severance includes COBRA reimbursement for 12 months (18 months upon Change in Control).
• · CFO salary increase of $138,000 (42.5%) was approved by the Compensation Committee.
• · CFO's other employment terms remain unchanged from the December 2025 agreement.

24-09-2026

Office Properties Income Trust issued $425.0 million of 8.75% senior secured notes due 2031, using the net proceeds plus cash on hand to repay all outstanding borrowings under its secured revolving credit facility and secured term loan (total $425.0 million principal). The notes are secured by 19 office properties and equity interests in subsidiary guarantors, with a first-priority lien senior to existing 10.000% notes. The company terminated its existing credit agreement, which had provided a $325.0 million revolver and a $100.0 million term loan.

• · The notes mature on October 1, 2031, with interest payable semi-annually on April 1 and October 1, beginning April 1, 2027.
• · The notes are secured by a first-priority lien on 19 office properties and 100% of equity interests in subsidiary guarantors, senior to the liens securing the 10.000% notes.
• · The indenture includes covenants requiring a total unencumbered asset ratio, limiting additional indebtedness, and restricting liens, asset sales, affiliate transactions, and mergers.
• · The notes were offered only to qualified institutional buyers under Rule 144A and outside the U.S. under Regulation S; they are not registered under the Securities Act.
• · The credit agreement terminated on September 24, 2026, had provided a $325.0 million secured revolving credit facility and a $100.0 million secured term loan.

24-09-2026

PROCEPT BioRobotics Corp entered into a Third Amendment to its Loan and Security Agreement with CIBC on September 23, 2026, extending the Term Loan Maturity Date by 12 months from October 1, 2027 to October 1, 2028. The amendment does not alter any other terms, covenants, or conditions of the existing Loan Agreement, which remains in full force and effect. This extension provides the company with additional financial flexibility without any negative changes to its obligations.

• · The Third Amendment is the third modification to the original Loan and Security Agreement dated October 6, 2022, following amendments on June 1, 2023 and August 6, 2025.
• · All affirmative and negative covenants remain unchanged from prior disclosures.

24-09-2026

The Crypto Company (CRCW) entered into an amendment to a secured promissory note, extending the maturity date by one year. As consideration, the company issued shares valued at $0.0009 per share to the noteholder, representing a 20% interest payment on the original principal. If any principal remains unpaid by May 11, 2027, an additional 10% interest payment in stock will be triggered, with the number of shares determined by the one-week VWAP.

• · The amendment extends the maturity date of the secured promissory note by one year.
• · The extension interest payment was made through issuance of common stock at an agreed value of $0.0009 per share.
• · Shares issued are restricted securities with a six-month holding period before open-market sales are permitted.
• · A leak-out restriction limits the noteholder to selling no more than 8% of total monthly trading volume.
• · If principal remains unpaid by May 11, 2027, an additional 10% interest payment in stock is triggered, calculated using the one-week VWAP.
• · The security interests under the December 4, 2025 Security Agreement remain in place, subordinated to Three Mile Creek and AJB Capital Investments LLC.
• · The original principal amount and the number of shares issued are not disclosed in the filing.

24-09-2026

SafeSpace Global Corp (SSGC) announced it has secured financing agreements providing up to $11 million in capital to support growth. The package includes a $10 million equity purchase agreement over 36 months and a $500,000 senior secured note with an additional $500,000 available upon fulfilling certain obligations. The company views this as a means to increase financial flexibility, though the equity facility dilutes existing shareholders and the notes carry interest and repayment obligations. No prior-period data is provided for comparison, so no period-over-period metrics are available.

• · The equity purchase agreement provides up to $10M over a 36-month commitment period.
• · The senior secured note has an initial $500,000 with an additional $500,000 available upon fulfilling certain obligations.
• · No specific interest rate, repayment schedule, or maturity date for the note is disclosed.
• · The company's stock trades on the OTC market (OTCID: SSGC).
• · SafeSpace Global serves sectors including K-12 education, senior living, addiction-treatment facilities, correctional facilities, and faith-based organizations.

24-09-2026

Kontoor Brands, Inc. elected Jamie Caulfield, former PepsiCo CFO, and Michael Skipworth, CEO of Wingstop Inc., to its Board of Directors, effective immediately. The Board size was increased from seven to nine directors. Both new directors bring extensive financial and operational experience from major consumer companies.

• · Caulfield will serve on the Audit Committee and the Nominating & Governance Committee.
• · Skipworth will serve on the Audit Committee and the Talent and Compensation Committee.
• · Caulfield's PepsiCo tenure exceeded 30 years, including roles as SVP of Investor Relations and CFO of PepsiCo Foods North America.
• · Skipworth previously served as President & COO of Wingstop before becoming CEO.

24-09-2026

Rockwell Automation announced the retirement of Scott A. Genereux, its Chief Revenue Officer, effective December 31, 2026. He will step down as CRO on September 30, 2026, and remain as Senior Vice President through his retirement date to ensure a smooth transition. The filing does not disclose any financial impact or replacement plans.

• · Scott A. Genereux notified the company of his retirement on September 21, 2026.
• · Effective September 30, 2026, he will cease serving as Chief Revenue Officer.
• · He will remain as Senior Vice President until his retirement date of December 31, 2026, to facilitate a smooth transition.
• · No successor or interim appointment has been announced in this filing.

24-09-2026

UY Scuti Acquisition Corp. (UYSCU) entered into a First Amendment to its Agreement and Plan of Merger with Isdera Group Limited and related parties, amending key terms of the July 18, 2025 merger agreement. The amendment sets the Company Net Value at $920,000,000 and adjusts the conversion ratio of Purchaser Rights to one-fifth of one Purchaser Class A Ordinary Share each. The amendment also updates the shareholder allocation and closing payment schedules, and restates the company's authorized share capital as $50,000 divided into 100,000,000 ordinary shares of $0.0005 par value, all of which are issued and outstanding.

• · The amendment was executed on September 22, 2026, and filed on September 24, 2026.
• · Purchaser and Merger Sub executed a Joinder Agreement concurrently with the amendment to become parties to the Merger Agreement.
• · The amendment restates the Shareholders Allocation Schedule and Closing Payment Shares Schedule.
• · All issued and outstanding Company Shares are owned legally and of record by the persons set forth on Schedule 5.5(a).
• · No other class of share capital is authorized or issued beyond the ordinary shares.

24-09-2026

Glucotrack, Inc. announced the pricing of a best efforts public offering of 169,388 shares of common stock at $2.04 per share and pre-funded warrants to purchase up to 1,350,220 shares at $2.039 per warrant, expecting gross proceeds of approximately $3.1 million. The offering is set to close on September 25, 2026, with Dawson James Securities as sole placement agent. This capital raise provides near-term funding but also dilutes existing shareholders.

• · Offering price per share: $2.04
• · Pre-funded warrant price: $2.039 per warrant
• · Offering is being made under an effective Form S-3 registration statement (File No. 333-282297)
• · The offering is a 'best efforts' basis, not firm commitment

24-09-2026

Venu Holding Corp held its 2026 Annual Meeting on September 23, 2026, with 63.25% of shares represented. Shareholders approved all four proposals: election of seven directors, potential issuance of 20% or more of outstanding common stock in connection with a debt financing, an amendment to the 2023 Omnibus Incentive Plan increasing authorized shares from 7.5M to 10M, and ratification of Grassi & Co. as auditor. While all proposals passed, Proposal No. 3 (Incentive Plan amendment) received the lowest support with 5.5M votes against (14.9% of votes cast), indicating notable shareholder dissent.

• · Proposal No. 2 (debt financing share issuance) passed with 33.4M for, 3.3M against, and 421K abstentions.
• · Proposal No. 4 (auditor ratification) passed overwhelmingly with 36.4M for vs 492K against.
• · Broker non-votes were 49,586 for director elections and Proposals 2 & 3, but zero for Proposal 4 (auditor ratification).
• · Record date for the meeting was July 27, 2026.

24-09-2026

Vistra Corp. completed an underwritten public offering of $1.5 billion in junior subordinated notes through its subsidiary Vistra Operations. The offering comprised $850 million of 7.000% Series A Notes due 2057 and $650 million of 7.250% Series B Notes due 2057, both guaranteed by Vistra Corp. The notes were issued under an indenture with Wilmington Trust and sold through underwriters led by Barclays, BofA Securities, Mizuho, MUFG, and Truist.

• · The notes are junior subordinated obligations due 2057, with Series A bearing a 7.000% coupon and Series B a 7.250% coupon.
• · The underwritten public offering was completed on September 24, 2026, following the filing of a prospectus supplement dated September 10, 2026, and a base prospectus dated September 8, 2026.
• · The offering was registered under Vistra's and Vistra Operations' S-3 registration statement filed on September 8, 2026 (File Nos. 333-298811 and 333-298811-01).

24-09-2026

The ONE Group Hospitality, Inc. appointed Caroline O'Mahony Baker as Chief Operating Officer, effective September 22, 2026. Ms. O'Mahony Baker, a 46-year-old veteran with over 18 years at the company, previously served as EVP and COO for the STK brand and will now also oversee Grill Concepts and Benihana operations. Her base salary was increased to $355,000 with a 50% target bonus, and she received 40,000 restricted stock units vesting over three years.

• · Ms. O'Mahony Baker had served as EVP and COO for the STK brand since September 2018.
• · No family relationships or reportable transactions exist between the new officer and the company.
• · The appointment was effective September 22, 2026, and the filing was made on September 24, 2026.

24-09-2026

On September 18, 2026, GameSquare Holdings' Board approved the acceleration of vesting for outstanding equity awards held by CEO Justin Kenna, COO Amaree Vichairattanawong, and CFO Michael Munoz, covering a total of 154,710 unvested RSUs and option shares. Additionally, the Board granted new fully vested equity awards to the same executives, including 113,344 RSUs and options to purchase 113,344 shares, all settled immediately. The filing does not disclose any financial results or performance metrics, so no period-over-period comparisons are available.

• · Justin Kenna: acceleration of 21,791 RSUs and 49,018 option shares; new grant of 52,313 RSUs and option to purchase 52,313 shares.
• · Amaree Vichairattanawong: acceleration of 19,612 RSUs and 44,116 option shares; new grant of 34,875 RSUs and option to purchase 34,875 shares.
• · Michael Munoz: acceleration of 6,052 RSUs and 14,121 option shares; new grant of 26,156 RSUs and option to purchase 26,156 shares.
• · All new RSUs were settled through issuance of common stock on September 18, 2026.

24-09-2026

Atlas Energy Solutions Inc. (AESI) entered into two material purchase agreements with Wyoming Machinery Company (WMC) on September 18, 2026, for a power generation project. The BoP Purchase Agreement covers balance-of-plant equipment for approximately $340.5 million, and the Generator Purchase Agreement covers ~328 MW of power generation equipment for approximately $273.0 million, totaling ~$613.5 million. The project is supported by a cost reimbursement agreement with a leading frontier AI lab as the intended off taker, and the Generator Purchase Agreement satisfies a portion of a prior purchase obligation with Caterpillar Inc.

• · BoP Purchase Agreement: 10% of purchase price withheld until WMC completes obligations.
• · BoP Purchase Agreement: Shackelford may terminate for convenience with 14-day notice, paying documented cancellation costs and WMC's internal costs, overhead, and profit through termination, subject to WMC's mitigation obligation.
• · Generator Purchase Agreement: Price includes tariffs passed through at actual amounts charged by Caterpillar, subject to adjustment for changes in tariff amounts.
• · Generator Purchase Agreement: Satisfies a portion of the purchase obligation under the previously announced Global Framework Agreement between ProjectCo and Caterpillar.
• · BoP Equipment shipment window: June 2027 to December 2027.
• · Generator Equipment shipment window: April 2027 to February 2028.
• · Payment schedule: BoP installments from September 2026 through May 2027; Generator installments from September 2026 through January 2028.

24-09-2026

AMC Entertainment Holdings held its 2026 Annual Meeting on September 24, 2026. Stockholders approved an amendment to the 2024 Equity Incentive Plan to double the authorized shares from 25M to 50M, and ratified Ernst & Young as auditor. However, stockholders rejected four key governance proposals (board declassification, written consent, special meetings, and executive compensation) despite each receiving over 97% support from votes cast, because they failed to achieve a majority of outstanding shares. The advisory vote on executive compensation failed with 54.7% against, signaling strong shareholder discontent.

• · Proposal 1 (board declassification) failed: 361,713,796 for (97.4% of votes cast) but only 40.5% of outstanding shares.
• · Proposal 3 (written consent) failed: 360,662,336 for (97.3% of votes cast) but only 40.4% of outstanding shares.
• · Proposal 4 (special meetings) failed: 360,099,876 for (97.1% of votes cast) but only 40.3% of outstanding shares.
• · Proposal 7 (say-on-pay) failed outright: 167,784,104 for (45.3%) vs 202,687,611 against (54.7%).
• · Proposal 2(a) was not presented because Proposal 1 failed.
• · All three Class III director nominees were elected with over 90% of votes cast.
• · Proposal 9 (adjournment) was approved but deemed unnecessary.
• · Company plans to file an S-8 registration statement for the additional 25M shares under the 2024 EIP.

24-09-2026

PGIM Private Credit Fund entered into Amendment No. 1 to its Loan Financing and Servicing Agreement, dated September 18, 2026, with Deutsche Bank AG, New York Branch as facility agent and lender, and State Street Bank and Trust Company as collateral agent. The amendment modifies certain terms of the original May 5, 2026 agreement, including definitions and operational provisions, and confirms no defaults are continuing. No financial amounts or new commitments were disclosed in the filing.

• · The amendment was effective as of September 18, 2026, and was filed on September 24, 2026.
• · The amendment modifies the Loan Agreement dated May 5, 2026, including updates to definitions such as 'Distribution Date', 'Diversity Score', 'EBITDA', and 'Effective Advance Rate'.
• · The amendment includes provisions for electronic execution and ratification of prior currency exchanges.
• · The filing does not disclose any new borrowing amounts, changes to commitments, or financial terms.

24-09-2026

The Marygold Companies announced that its subsidiary Gourmet Foods has signed a definitive agreement to sell its Printstock Products business unit to TAG Investments Limited for a minimum of NZ$2,450,000 in cash, with final proceeds to be determined at closing. The sale aligns with the company's strategy to focus on financial services, which now represents more than half of consolidated revenues. The transaction is expected to close on or about November 20, 2026, and the company expects to record a gain on the sale.

• · The transaction is structured as an asset sale.
• · Printstock is a digital printer of custom food packaging products based in Napier, New Zealand.
• · The sale is subject to customary closing conditions, including due diligence, assignment of the lease, and closing inventory valuations.
• · Gourmet Foods is currently listed as Discontinued Operations on the Company's Consolidated Financial Statements due to its status as an entity held for sale.
• · Gourmet Foods will continue to operate normally as a going concern until new ownership is found.
• · The Marygold Companies acquired Gourmet Foods in 2015.
• · Gourmet Foods acquired Printstock Products in 2020 at the onset of the COVID-19 pandemic.
• · The company expects to record a gain on the sale, reflecting the success of its original investment in 2020.
• · The experienced management team and staff at Printstock are expected to continue with the new owner.

24-09-2026

Exeter Select Automobile Receivables Trust 2026-2 filed an 8-K on September 24, 2026, announcing the entry into a material underwriting agreement for the issuance of approximately $505.1 million in asset-backed notes across eight tranches, secured by sub-prime automobile loan receivables. The transaction involves multiple parties including EFCAR, LLC as depositor, Exeter Finance LLC as sponsor/servicer, and underwriters Mizuho, Citigroup, and Wells Fargo. The notes carry interest rates ranging from 4.311% (Class A-1) to 7.85% (Class E), with the closing date expected on or about September 28, 2026.

• · The total aggregate original principal amount of all notes issued is $505,100,000.
• · The Offered Notes (sold to underwriters) total $438,709,000, with $66,391,000 retained or placed elsewhere.
• · The underwriting agreement was entered into on September 22, 2026, with closing on or about September 28, 2026.
• · The transaction is structured with multiple agreements: Purchase Agreement, Sale and Servicing Agreement, Contribution Agreement, Indenture, Custodian Agreement, and Asset Representations Review Agreement.
• · The asset pool consists of sub-prime automobile loan contracts originated by Exeter Finance LLC.
• · The notes are backed by a security interest in the receivables granted to Citibank, N.A. as Indenture Trustee.
• · The filing includes a Depositor Certification (Exhibit 36.1) required by Item 601(b)(36) of Regulation S-K.

24-09-2026

At America's Car-Mart's 2026 annual meeting held on September 23, 2026, stockholders approved an amendment to the 2024 Equity Incentive Plan, increasing authorized shares by 1,000,000 (from 500,000 to 1,500,000). The amendment was narrowly approved with 2,051,933 votes for and 1,069,343 against, with 2,524,832 broker non-votes. All director nominees were elected, and the advisory say-on-pay resolution and ratification of Grant Thornton LLP as auditor passed, though the equity plan amendment faced notable opposition.

• · All 10 director nominees were elected with votes for ranging from 3,026,387 to 3,098,389; Jeffrey A. Williams received the lowest support with 97,684 votes against.
• · Advisory say-on-pay resolution passed with 3,030,268 votes for and 93,365 against.
• · Ratification of Grant Thornton LLP as independent auditor passed with 5,628,340 votes for and 17,181 against.
• · The equity plan amendment received 2,524,832 broker non-votes, which are not counted in the voting outcome.
• · The record date for the annual meeting was July 31, 2026.

24-09-2026

New Era Energy & Digital, Inc. entered into an At-The-Market Issuance Sales Agreement with multiple agents to sell up to $100 million of its common stock. The company also disclosed that Texas Governor Greg Abbott ordered a halt on permits for data center developments, which could materially delay its flagship project. The ATM program provides capital flexibility, but the regulatory pause introduces significant execution risk.

• · The ATM program is effective until all shares are sold or the program is terminated.
• · Proceeds will be used for general corporate purposes including capital expenditures, working capital, and debt refinancing.
• · The company is in negotiations with potential tenants, including one of the world's largest consumers of AI infrastructure, for a direct lease.
• · The Texas permit pause was announced on September 21, 2026, and affects air permits needed for the company's TCDC project.
• · The company's shelf registration statement (Form S-3) was declared effective on January 30, 2026.

24-09-2026

MasterBrand, Inc. (MBC) announced that Navi Grewal, Executive Vice President and Chief Digital and Technology Officer, will resign effective October 15, 2026, to pursue another opportunity. The company stated the resignation is not related to any disagreement with the company or its operations, policies, or practices.

• · Resignation effective date: October 15, 2026
• · Notification date: September 22, 2026
• · Reason: pursuing another opportunity
• · No disagreement with company operations, policies, or practices