US Material Events SEC 8-K Filings — October 22, 2026

21-10-2026

FMC Corporation entered into Amendment, Consent and Waiver No. 8 (dated October 15, 2026) to its Fifth Amended and Restated Credit Agreement with Citibank, N.A. as Administrative Agent, in connection with a planned reorganization of FMC India Private Limited and its subsequent sale to a third-party acquiror for cash. The amendment waives two missed guarantor-joinder deadlines (New US LLC and New Dutch BV), approves releases of liens and guarantees tied to the India transaction, and adds a covenant requiring application of FMC India disposition proceeds to debt repayment and/or general corporate purposes. The sale is not yet consummated, and the lender releases are conditioned on closing by December 31, 2026, with a delivery of officer certificates and solvency representations.

• · Amendment No. 8 is dated October 15, 2026 and the 8-K was filed October 21, 2026; the reorganization subsidiaries were caused to become Subsidiary Guarantors on October 6, 2026.
• · Specified Releases include FMC India Equity, Contributed Cash, Cancelled Receivables, Swiss-law intercompany claims, and the guarantor release of New Dutch BV and New US LLC.
• · Release certificates must certify solvency, no Default, bona fide arm's-length sale to an unaffiliated third party, and that releases do not constitute all or substantially all collateral value.
• · If the FMC India Disposition is not consummated by December 31, 2026 (extendable by the Administrative Agent), the FMC India Equity Release terminates and liens re-attach automatically.
• · The waiver covers Defaults arising solely from the missed joinder deadlines and from failure to deliver related default notices under Section 6.02(b).

22-10-2026

Lindsay Corporation reported Q4 FY2026 revenue of $161.6M (+5% YoY) and operating income of $15.8M (+39% YoY), driven by 11% North America irrigation growth and 13% infrastructure growth, while international irrigation was flat. However, full-year revenue fell 6% to $635.9M, operating income fell 24% to $66.9M, and net earnings fell 25% to $55.7M, with North America irrigation down 4% and infrastructure down 13%. Management also announced a global restructuring expected to save about $8.0M annually and a planned acquisition of Setorial Irrigação in Brazil.

• · Brazil demand pressured by limited credit availability, low farmer profitability, and high interest rates
• · Irrigation segment Q4 operating margin declined to 12.9% from 13.7% on higher input costs
• · Management expects difficult YoY comparisons in international irrigation project markets in fiscal 2027
• · Management expects Road Zipper System leasing to be comparable to fiscal 2026
• · FY2026 Irrigation revenues decreased $26.5M and Infrastructure revenues decreased $14.0M
• · Effective tax rate was higher in both Q4 and full year, reducing net earnings growth
• · Q4 irrigation foreign currency translation added approximately $2.4M to revenue

22-10-2026

Nightfood Holdings (OTCQB: NGTFD, d/b/a TechForce Robotics) announced it closed on October 19, 2026 the acquisition of AOI (automated optical inspection) technology, designs and know-how for CoWoS advanced semiconductor packaging from Jun Long Machine Industrial Co., Ltd. of Taichung, Taiwan, to be licensed exclusively to its subsidiary TechForce Advanced Manufacturing Inc. (TAMI). Management targets initial shipments in late November or early December 2026 and monthly sales of roughly $1.5–$2.25 million at about 10–15 units per month and an assumed ~$150,000 average selling price, but explicitly states these are operating targets, not confirmed orders or guaranteed revenue. Sentiment is mixed: the strategic pivot is notable, but the revenue targets are unconfirmed and the release contains no financial figures for the acquisition price or the company's current financial condition.

• · Acquisition closed October 19, 2026, but the release does not disclose the purchase price or consideration paid
• · Revenue targets are explicitly not confirmed orders and exclude the first partial month of shipments
• · Shipments depend on production readiness, customer requirements and regulatory compliance; no customers are named
• · Ticker shown as NGTFD in the release, which may signal a delinquency or deficiency designation on OTCQB that the filing does not explain
• · Business described as shifting from robotics/consumer-style operations toward semiconductor inspection equipment, a material change in focus

22-10-2026

Data I/O Corporation (NASDAQ: DAIO) announced it has completed its acquisition of V-TEK, Inc. and A&J Programming, Inc. (collectively, V-TEK), manufacturers of semiconductor handling automation for test and packaging based in Mankato, MN, for total consideration of approximately $23 million ($20 million in cash and $3 million in Data I/O common stock). Management states the deal is expected to be accretive, is anticipated to roughly double consolidated revenue, and diversifies the company away from automotive and cyclical capital equipment markets. The filing contains forward-looking projections of benefits but no reported period-over-period financial results.

• · Acquisition closed October 21, 2026 (press release dated October 21; 8-K filed October 22, 2026)
• · Securities issued as acquisition consideration were not registered under the Securities Act of 1933 and are subject to resale restrictions absent registration or exemption
• · V-TEK will operate as a wholly owned subsidiary of Data I/O following closing
• · Management cites expected benefits including sales synergies, operating leverage, and lower-cost domestic manufacturing that may improve margins over time
• · Filing includes Items 1.01, 2.01, 2.03, 3.02, 5.03, 7.01, 8.01, and 9.01, indicating material agreement, completion of acquisition, direct financial obligation creation, unregistered equity sales, and charter/bylaw-related changes

22-10-2026

Deckers Brands reported record Q2 FY2027 net sales of $1.481 billion, up 3.5% YoY (2.8% constant currency), and diluted EPS of $2.31, up 27% from $1.82, aided by a $0.28 benefit from IEEPA tariff refunds. Growth was uneven: DTC net sales fell 1.8% (comparable DTC down 6.4%), Domestic sales declined 0.4%, Other brands fell 54.3%, and cash declined to $1.210 billion from $1.414 billion while inventories rose to $860.8 million from $835.6 million. Management raised FY2027 diluted EPS guidance to $7.80-$7.95, including an approximate $0.52 tariff-refund benefit, while the filing also discloses an officer change (CEO Stefano Caroti).

• · Q2 gross margin of 60.5% includes a ~310 bps benefit from $46.0M of IEEPA tariff refunds; excluding this, margin expansion is materially smaller.
• · Comparable DTC net sales fell 6.4%, signaling weakness in company-operated retail and direct online channels.
• · Domestic net sales declined 0.4% while International grew 9.0%, indicating a widening geographic divergence.
• · Cash fell from $1.907B at March 31, 2026 to $1.210B at Sept 30, 2026, driven partly by $637.5M of YTD buybacks and a sharp rise in trade receivables ($675.2M vs $319.0M) and inventories ($860.8M vs $487.0M).
• · Total stockholders' equity declined to $2.321B from $2.500B at March 31, 2026 as repurchases reduced equity.
• · Management guidance assumes no further tariff refund collections; FY2027 UGG growth is now guided only low-single-digit, versus HOKA high-single-digit.
• · Guidance assumes $1.0B of additional share repurchases in FY2027, of which $637.5M was already executed in the first half.

22-10-2026

Applied Industrial Technologies (AIT) elected Michael L. Olosky, CEO of Simpson Manufacturing, to its Board of Directors at the October 20, 2026 annual shareholder meeting, with a term expiring October 2028 and appointments to the Corporate Governance & Sustainability and Executive Organization & Compensation Committees. At the same meeting, shareholders re-elected Robert J. Pagano, Jr., Neil A. Schrimsher and Pamela J. Tomczik to three-year terms, approved the advisory say-on-pay vote, and ratified Deloitte & Touche LLP as auditor for fiscal 2027. The filing reports no financial results, so the performance impact is limited to governance changes.

• · Mr. Olosky has been CEO of Simpson Manufacturing (NYSE: SSD) since January 2023 and previously served as its COO from November 2020 to December 2022
• · Mr. Olosky spent more than 22 years at Henkel, most recently as Regional President, Henkel North America and Head of the Electronics and Industrial Division
• · Mr. Olosky will receive non-employee director compensation consistent with other directors and will enter into an Indemnification Agreement with Applied
• · Say-on-pay support was strong at roughly 29.9 million votes for versus about 0.45 million against
• · Auditor ratification drew about 1.15 million votes against, a larger opposition count than the say-on-pay vote

22-10-2026

Bluerock Homes Trust, Inc. (NYSE American: BHM) increased its Board from five to six members on October 19, 2026, and elected Michael L. Konig as an independent director to fill the new seat. Mr. Konig was also appointed to the Compensation and Nominating and Corporate Governance Committees and will receive the standard prorated non-employee director compensation. The filing is a governance update with no reported financial results or quantitative performance metrics.

• · Mr. Konig will serve until the 2027 annual meeting of stockholders and the Company intends to nominate him for election at that meeting
• · Mr. Konig was appointed to the Compensation Committee and the Nominating and Corporate Governance Committee
• · Mr. Konig previously served as Chief Legal Officer and Secretary of Bluerock Residential Growth REIT, Inc. (2017-2022) and held senior legal roles there and at its former advisor from 2008-2017
• · Mr. Konig has been retired since 2022
• · The Company expects to enter into an indemnification agreement with Mr. Konig to the fullest extent permitted by the Maryland General Corporation Law
• · No family relationships or Item 404(a) related-party transactions involving Mr. Konig were disclosed

22-10-2026

Valor Energy Inc. (formerly Senmiao Technology Ltd, Nasdaq: VAI) entered into an Equity Transfer Agreement dated October 17, 2026 (effective October 18, 2026) to acquire 100% of Glorious Star LLC, an Ohio entity holding interests in a completed, energized computing center in Youngstown, Ohio, for an aggregate purchase price of $3.6 million. The company plans to convert the site into an AI/high-performance computing data center, but closing remains subject to due diligence, closing conditions, and significant execution uncertainty.

• · Company has no obligation to pay a break-up fee or liquidated damages if terminated for due diligence failure, unmet closing conditions, or uncured breach; deposit is refundable in full within 5 business days of termination notice
• · Land use contract valid through December 31, 2030, renewable per its terms
• · Company will assume electricity charges incurred after November 15, 2026 and reimburse Seller for the remaining electricity security deposit balance as of that date
• · Seller must settle or obtain releases of historical debts before closing and indemnify the Company for specified pre-closing breaches, title defects, and undisclosed liabilities
• · Land purchase price and related taxes are excluded from the $3.6M price and subject to separate written arrangements
• · Filing explicitly cautions that 18 MVA represents apparent power capacity and does not necessarily equal usable IT load
• · Conversion to a data center will require additional design, construction, equipment, and permitting work, and financing availability is not assured

22-10-2026

Glucotrack, Inc. (Nasdaq: GCTK) announced a 1-for-2 reverse stock split effective at the open of trading on October 26, 2026, reducing outstanding common shares from approximately 2,368,237 to approximately 1,184,119. The split is intended to help the company regain compliance with Nasdaq's $1.00 minimum bid price requirement, with a Nasdaq Hearings Panel exception requiring a closing bid of at least $1.00 each trading day through November 9, 2026. Failure to satisfy the exception terms could result in delisting.

• · The 1-for-15 reverse split on August 28, 2026 preceded this 1-for-2 split, bringing the cumulative ratio to 1-for-30, the maximum authorized by stockholders.
• · The Panel exception requires a closing bid of at least $1.00 each trading day through November 9, 2026, and the Panel may reconsider terms if conditions make continued listing inadvisable.
• · New CUSIP number following the split is 45824Q879; no action is required from stockholders holding through brokers or nominees.
• · Fractional shares are rounded up to the next whole share, so ownership percentages are unchanged apart from rounding.
• · The Glucotrack CBGM is an investigational device limited by U.S. federal law to investigational use.

22-10-2026

Kinsale Capital Group announced that CFO, EVP and Treasurer Bryan P. Petrucelli has been elected to the Board of Directors effective October 22, 2026, and intends to retire from his executive role on March 2, 2027. Christopher R. Tangard, currently SVP and Chief Accounting Officer, will succeed him as EVP, CFO and Treasurer upon the retirement date. The transition is presented as orderly, with Petrucelli remaining on the Board and supporting the handover.

• · Tangard joined Kinsale in June 2019 as Director, Internal Audit, promoted to AVP Internal Audit (March 2021), VP Finance (March 2023), and SVP, Chief Accounting Officer (March 2024).
• · Tangard previously served as a Senior Manager in the audit practice of KPMG LLP.
• · Tangard holds a B.A. in Economics and Commerce from Hampden-Sydney College, a Master of Accounting from William & Mary, and is a Certified Public Accountant.
• · Petrucelli's Board appointment is effective immediately on October 22, 2026, while his executive retirement is effective March 2, 2027, creating a roughly four-month overlap period.
• · Filing is an 8-K under Items 5.02 (Departure/Election of Directors or Officers), 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits), with the press release furnished as Exhibit 99.1.

22-10-2026

Shuttle Pharmaceuticals Holdings (SHPH) disclosed that its Audit Committee and Board approved the dismissal of Forvis Mazars, LLP as independent registered public accounting firm, effective after the Q3 2026 Form 10-Q is filed. The company has not yet engaged a successor auditor. Forvis Mazars's prior reports on FY2024 and FY2025 financial statements contained a going-concern explanatory paragraph but no adverse opinion or disclaimer, and the company reported no disagreements with the auditor, while disclosing ongoing material weaknesses in internal control over financial reporting.

• · Dismissal effective following filing of the Form 10-Q for the quarter ended September 30, 2026
• · Forvis Mazars's reports for FY2024 and FY2025 included a going-concern explanatory paragraph
• · Material weaknesses include limited written accounting policies, insufficient review and segregation of duties, ITGC deficiencies (super-user access), entity-level control deficiencies, and lack of technical accounting and valuation expertise
• · Forvis Mazars's response letter (Exhibit 16.1) is dated October 21, 2026
• · Forvis Mazars authorized to respond fully to successor auditor inquiries on the material weaknesses

22-10-2026

Janel Corp (JANL) disclosed a Stock Purchase Agreement dated October 20, 2026, under which Antibodies Incorporated (Buyer) will acquire 100% of the capital stock of Encor Biotechnology Inc., an antibody manufacturing, distribution and sales business, from its shareholders (Gerry Shaw, University of Florida Research Foundation, and Employee Shareholders). The Base Purchase Price is $17,000,000.00, plus or minus a Working Capital Adjustment, with a Closing Date Payment at closing and deferred payments to Shaw at years one and two. The filing does not disclose Janel's own financial results or performance metrics, so the transaction's financial impact on JANL cannot be assessed from this exhibit alone.

• · Buyer may designate one or more subsidiaries or affiliates to acquire the Company Stock at closing
• · Buyer's financing lender is Santander Bank, N.A.
• · Shaw is to enter an Employment Agreement with the Company post-closing
• · Restricted Period of five years post-closing applies to seller non-compete/restrictive covenants
• · Closing Date is defined as October 20, 2026, or earlier if closing conditions are satisfied and parties agree
• · Purchase is structured with Indebtedness paid off at closing from the purchase price, with seller net amounts reduced accordingly

22-10-2026

Village Farms International, Inc. disclosed that on October 19, 2026 it entered into an employment agreement, effective October 16, 2026, with Stephen C. Ruffini as Executive Vice President, Mergers & Acquisitions, with an annualized base salary of US$400,000, a fiscal 2026 discretionary bonus target of up to 50% of base salary, and a share-based compensation target of up to 30% of base salary. The agreement runs through May 31, 2028, and provides 18 months of continued base salary upon termination without cause, resignation for good reason (including in connection with a change in control), or term expiry, subject to a release of claims. The filing does not report any negative or flat financial performance metrics, as it is a compensation and personnel disclosure only.

• · Employment agreement term ends May 31, 2028, unless terminated earlier
• · Non-competition and non-solicitation covenants apply during employment and the 18-month salary continuation period
• · Company-paid term life and disability insurance provided
• · Employment agreement will be filed as an exhibit to the Form 10-Q for the quarter ending September 30, 2026

22-10-2026

Auddia Inc. amended its senior unsecured bridge notes with Thramann Holdings, LT350, Influence Healthcare, and Voyex on October 16, 2026, raising maximum interim funding commitments to the Target Companies while the February 17, 2026 Merger Agreement with McCarthy Finney, Inc. remains pending. Total maximum funding commitments rise from $1,400,000 to $3,305,000, with the largest increase going to LT350 (from $400,000 to $1,900,000), and the Bridge Notes are funded only if the merger is not terminated. Because CEO and Executive Chairman Dr. Jeffrey Thramann controls the Target Companies, the transaction is a related-party arrangement that was reviewed by the Special Committee and Audit Committee.

• · Bridge Notes were entered into July 17, 2026 and are senior unsecured, with funding in tranches as mutually agreed
• · Any advance above $50,000 requires Audit Committee approval
• · No further funding will be provided if the Merger Agreement is terminated
• · Merger closing is subject to Auddia stockholder approval; McCarthy Finney would trade as MCFN
• · Exhibit 10.1 is the amendment to the Bridge Notes dated October 16, 2026

21-10-2026

BrightSpire Capital, Inc. (BRSP) filed an 8-K on October 21, 2026, attaching as Exhibit 10.1 the Indenture dated October 16, 2026 governing the BRSP 2026-FL4 commercial real estate CLO. The issuers are BRSP 2026-FL4, Ltd. (Cayman Islands) and BRSP 2026-FL4, LLC (Delaware), with Wilmington Trust as trustee and Computershare as note administrator and custodian. The excerpt is a structural document with no monetary amounts, financial results, or performance metrics disclosed.

• · The indenture is dated October 16, 2026, five days before the 8-K filing date of October 21, 2026
• · Item 1.01 (entry into material definitive agreement) and Item 2.03 (creation of direct financial obligation) are disclosed, indicating the notes represent a new material financial obligation for the company
• · The indenture includes provisions for a ramp-up period, reinvestment, a REIT status covenant, credit risk retention, and an auction call redemption
• · The excerpt is a table of contents and preliminary statement only; the filing does not disclose the aggregate note principal amount, coupon/spread, or maturity date in the provided text

21-10-2026

Nordicus Partners Corporation (NORD) issued a $147,000.00 unsecured-as-described demand promissory note dated October 15, 2026, payable to ABCHill Holding ApS, a Danish private limited company. The note bears interest at the lesser of 6.0% per annum or the maximum lawful rate, is due on demand, and is prepayable without penalty. The filing was disclosed under Items 1.01, 2.03, and 9.01 of Form 8-K as Exhibit 10.1, signed by CFO Bennett J. Yankowitz. The filing contains no financial results, guidance, or period-over-period performance data, so no balanced performance comparison is applicable.

• · Note dated October 15, 2026, issued in Beverly Hills, California; payee address is Mesterlodden 3A, 1, 2820 Gentofte, Denmark
• · Note is due on demand; accrued interest is payable on the Maturity Date
• · Events of Default include failure to pay interest or principal when due and any bankruptcy or insolvency petition filed by Maker; upon default, Payee may accelerate the balance and recover collection costs and attorneys' fees
• · Note is governed by California law; Maker may not assign obligations without Payee's consent, and Payee may not assign except to an affiliate without Maker's consent

21-10-2026

Westrock Coffee closed an upsized $600 million five-year senior secured credit facility for its Beverage Solutions segment (a $300 million term loan and a $300 million revolver), replacing the prior $425 million facilities and increasing total commitments by $175 million. The refinancing provides approximately $270 million of liquidity at closing ($40 million unrestricted cash plus $230 million undrawn revolver) and reduces scheduled term loan amortization from 10.0% to 2.5% in Year 1 and 5.0% in Years 2–4, lowering required principal payments by about $15 million over the next four quarters. Alongside the refinancing, the company repurchased $40 million of its 5% 2029 convertible notes for about $21 million in cash plus roughly 2.4 million common shares, and amended the remaining $32 million of notes to extend maturity to January 2032 with an issuer redemption option if shares trade at or above $14.25 for 120 consecutive trading days.

• · Westrock will report Q3 2026 financial results on November 5, 2026, after market close, with an earnings call at 4:30 p.m. ET.
• · Remaining $32M of 2029 Notes were amended to January 2032 maturity (the 2032 Notes), with the issuer able to redeem if shares trade at or above $14.25 for 120 consecutive trading days.
• · Rabobank serves as lead arranger, lead bookrunner, administrative agent and collateral agent; Truist, Bank of America, TD Securities, Huntington, Texas Capital Bank and Goldman Sachs participate in syndicate roles.
• · A further Form 8-K with additional details on the Credit Agreement and convertible note transactions is to be filed with the SEC.
• · Management frames the refinancing as supporting continued leverage reduction and scaling of extract and ready-to-drink capabilities after the Conway build-out.

21-10-2026

America's Car-Mart entered into a Second Amendment to its Credit and Guaranty Agreement dated October 15, 2026, with Silver Point Finance, LLC as administrative agent, establishing $5.0M in new senior secured term loan commitments drawn on the Effective Date. The amendment also limits mandatory prepayments for Borrowing Base Deficiencies to instances requested by Requisite Lenders, and follows a First Amendment and Limited Waiver dated June 19, 2026 addressing certain Specified Defaults. The filing signals ongoing covenant and liquidity pressure, though the document itself does not disclose quarterly performance figures.

• · Credit agreement originally dated October 30, 2025, amended June 19, 2026 with a limited waiver of Specified Defaults, and now amended again
• · New term loans rank senior in right of payment to other Loans and are secured on a pari passu basis with other secured Obligations
• · Proceeds restricted to general corporate purposes, including fees and expenses, per the most recently delivered Approved Budget
• · Effectiveness conditioned on no Default or Event of Default, and a Funding Notice due three Business Days before the Effective Date
• · Borrowers are not required to make mandatory prepayments for Borrowing Base Deficiencies under Section 2.10(e) unless requested by Requisite Lenders
• · A Second Amendment Closing Fee is payable to Lenders in kind on the Effective Date

21-10-2026

Ategrity Specialty Insurance Company Holdings reported Q3 2026 results with gross written premiums up 14.7% to $165,021 thousand and a record-low combined ratio of 84.7% (vs. 88.7% in Q3 2025), driving underwriting income up 83.7% to $19,504 thousand. However, net income attributable to stockholders declined 35.7% year-over-year to $14,577 thousand ($0.29 per diluted share vs. $0.45), largely due to a $17,249 thousand net realized and unrealized loss on investments versus a $9,179 thousand gain in the prior-year quarter, and adjusted return on equity fell to 8.9% in Q3 from 15.9%. The filing also includes an officer-related item under Item 5.02.

• · Nine-month 2026 net income attributable to stockholders rose to $73,494 thousand from $48,747 thousand, a 50.8% increase, with nine-month diluted EPS of $1.47 vs. $1.06
• · Q3 2026 expense ratio improved to 27.2% from 28.7%, with policy acquisition costs at 17.2% of net earned premiums vs. 17.9%
• · Q3 2026 net earned premiums grew 35.7% to $127,139 thousand from $93,710 thousand
• · Casualty gross written premiums growth of 10.0% in Q3 slowed sharply from 20.4% nine-month growth, indicating deceleration in the quarter
• · Q3 2026 return on stockholders' equity (unadjusted) was 8.8% vs. 15.8% in the prior-year quarter
• · Q3 2026 net income attributable to non-controlling interest - General Partner was a loss of $3,534 thousand vs. income of $952 thousand in Q3 2025

21-10-2026

Consumer Portfolio Services, Inc. (CPSS) closed its fourth term securitization of 2026 on October 21, 2026, with qualified institutional buyers purchasing $767.85 million of asset-backed notes (CPS Auto Receivables Trust 2026-D) secured by $797.36 million of automobile receivables. The transaction is the company's 61st senior subordinate securitization since 2011 and its 111th securitization overall, with the senior class rated triple-A by at least two agencies for the 44th consecutive time. The announcement is a matter-of-record notice of a private, unregistered offering that has fully sold.

• · Class A notes rated Aaa/AAA with average life of 0.71 years at price of 99.99500%
• · Class E notes (unrated by Moody's, BB by DBRS) carry the highest coupon at 8.56% with 4.05-year average life
• · Notes issued in five classes (A through E) with ratings ranging from Aaa/AAA down to NR/BB
• · Transaction was a private offering not registered under the Securities Act of 1933 or any state securities law

21-10-2026

On October 21, 2026, DeFi Development Corp. (Nasdaq: DFDV) disclosed that directors Adam Townsend and Thomas Perfumo resigned from the Board of Directors effective immediately. The company stated the resignations were not the result of any disagreement relating to its operations, policies, or practices, and it thanked both directors for their service.

• · Filing items: 5.02 (Departure of Directors or Certain Officers) and 9.01 (Financial Statements and Exhibits; Exhibit 104 cover page XBRL only)
• · Securities listed on Nasdaq include Common Stock (DFDV), Warrants (DFDVW), and Variable Rate Series C Perpetual Preferred Stock (CHAD)
• · Company is an emerging growth company

21-10-2026

EverQuote, Inc. (Nasdaq: EVER) announced that its Board of Directors approved a share repurchase program authorizing the purchase of up to $50.0 million of its Class A common stock from time to time. The company's CFO, Joseph Sanborn, cited strong free cash flow and confidence in growth as the basis for the program. Execution timing and amount are uncertain and depend on market conditions, and the program may be suspended or discontinued at any time without obligation to repurchase any specific amount.

• · Repurchases may be executed via open market purchases, privately negotiated transactions, or Rule 10b5-1 plans
• · Forward-looking statement caveats cite the company's credit facility restrictions and liquidity/capital needs as potential constraints on repurchases
• · Company describes itself as an AI-powered growth solutions partner for regulated property and casualty insurance entities

21-10-2026

Evercore (NYSE: EVR) announced that its Board appointed Nigel Dawn and Naveen Nataraj as Co-Presidents effective January 1, 2027, reporting to Chairman and CEO John S. Weinberg, who has agreed to serve at least three more years. Daniel Mendelow becomes sole Head of U.S. Investment Banking, Jason Sobol becomes Chairman of U.S. Investment Banking, and Dawn becomes Chairman of Private Capital Advisory. The filing contains no financial results or quantitative performance metrics, so no period-over-period comparisons are reported.

• · Co-President appointments take effect January 1, 2027
• · Weinberg's commitment to serve as Chairman and CEO for at least the next three years
• · Mendelow assumes responsibility for Evercore's largest business, U.S. Investment Banking
• · Nataraj will continue advising clients and remain engaged in Investment Banking
• · Altman states the firm needs additional management resources to support Weinberg

21-10-2026

Global Interactive Technologies, Inc. (GITS) appointed director Amy Shi as Executive Chair of the Board effective October 15, 2026, under an Executive Chair Service Agreement with a one-year initial term. Her cash compensation is $10,000 per month ($120,000 annually), with a reference equity award of $250,000 and a scheduled increase to $20,000 per month on the first anniversary, subject to a deferral of cash compensation until the Company's next financing.

• · Ms. Shi was elected a director in December 2024 and previously served as an independent consultant to the Company from October 2021 to April 2023
• · Cash compensation to be reviewed six months after the Effective Date
• · Ms. Shi agreed to defer specified cash compensation until the Company's next financing, with unpaid balances remaining owed
• · Initial equity award is fully vested upon lawful grant but is subject to shareholder/plan approvals and capacity; undelivered portions convert to a cash entitlement if not lawfully implemented by the deadline
• · Ms. Shi entered a separate Indemnification Agreement covering her service as director, Executive Chair, officer, and other roles

21-10-2026

Frequency Electronics (Nasdaq: FEIM) announced that Allen Kaplan, formerly Vice President of Finance and Business Operations at Leidos Defense Sector, will succeed Steven L. Bernstein as Chief Financial Officer effective November 1, 2026, when Bernstein retires after 16 years with the Company. The company also reaffirmed its three-year fiscal 2029 targets of minimum revenue of $150 million, minimum gross margin of 50%, and minimum operating margin of 30%, all by the fiscal year ending April 30, 2029. The release contains no reported financial results for the current or prior periods, so no period-over-period comparison is available.

• · Kaplan previously held roles at Lockheed Martin from 2005 to 2016 and at Leidos from 2016, including Business Operations Director from 2022
• · Kaplan holds a Bachelor's degree in Supply Chain Management from Penn State and an MBA from Villanova
• · Reaffirmed targets are described as previously provided three-year targets; the release does not report current fiscal year results against them

21-10-2026

Effective October 19, 2026, Kelli Gallegos, Principal Financial and Accounting Officer of Invesco Capital Management LLC (the Managing Owner of the Invesco DB Multi-Sector Commodity Trust and its underlying funds, including Invesco DB Agriculture Fund (DBA)), began a leave of absence. Lori Anello, Global Head of Operational Product Readiness, was appointed to succeed her as Principal Financial and Accounting Officer, effective October 22, 2026. The filing states there are no related-party transactions with the Funds requiring disclosure under Item 404(a) of Regulation S-K.

• · Kelli Gallegos began a leave of absence effective October 19, 2026; Lori Anello takes over the PFAO role beginning October 22, 2026
• · Lori Anello (45) joined the Managing Owner in 2018 and is a CPA; she previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · The filing is a routine personnel disclosure under Item 5.02 and does not describe any change to fund strategy, fees, or operations

20-10-2026

Global Vision Holdings, Inc. disclosed that George England resigned as a director and as Chief Executive Officer effective October 16, 2026, stating the resignation was not due to any disagreement with the company. The Board appointed Jean Jacques Sunier, age 65, as CEO effective the same day; his compensation arrangements have not yet been determined and will be disclosed by amendment within four business days once finalized.

• · Sunier previously served as Executive Director at Julius Baer Group in Zurich (2016-2022) and CEO of Sunier Advisors, LLC
• · Sunier held Executive Sales at IG Group PLC, London (2015) and Executive Director at Landolt & Cie, Geneva (2013-2014)
• · No arrangements or understandings exist between Sunier and any other person for his selection, and no Item 404(a) related-party transactions were disclosed
• · No employment agreement, compensation plan, or equity award has been entered into or materially amended as of filing

21-10-2026

Effective October 19, 2026, Kelli Gallegos, Principal Financial and Accounting Officer of the Trust's sponsor, Invesco Specialized Products, LLC, began a leave of absence. The sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer, effective October 22, 2026. The filing is an officer change at the sponsor level with no reported compensatory arrangements, related-party transactions, or Trust financial impact.

• · Ms. Gallegos began a leave of absence effective October 19, 2026; Ms. Anello's appointment takes effect October 22, 2026
• · Ms. Anello is a Certified Public Accountant and has been with the sponsor since 2018
• · Ms. Anello's prior roles include Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · No arrangements or understandings exist between Ms. Anello and any other person regarding her appointment, and no Item 404(a) related-party transactions with the Trust were reported

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Australian Dollar Trust (FXA), disclosed under Item 5.02 that Principal Financial and Accounting Officer Kelli Gallegos began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as the new Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no quantitative financial results and no regulatory action.

• · Gallegos's leave took effect October 19, 2026, while Anello's appointment as principal financial and accounting officer begins October 22, 2026, leaving a short gap in the role's timing.
• · Anello, age 45, is a Certified Public Accountant who joined the Sponsor in 2018 and has held Treasurer and Assistant Treasurer roles across Invesco ETF trusts.
• · The filing states there are no arrangements with any other person behind Anello's appointment and no Item 404(a) related-party transactions with the Trust.

21-10-2026

Kelli Gallegos, Principal Financial and Accounting Officer of Invesco Capital Management LLC, the Managing Owner of the Invesco DB US Dollar Index Trust and its Bullish (UUP) and Bearish (UDN) funds, began a leave of absence effective October 19, 2026. The Managing Owner's Board appointed Lori Anello, Global Head of Operational Product Readiness, as successor Principal Financial and Accounting Officer beginning October 22, 2026. The filing states no arrangements with Ms. Anello and no Item 404(a) related-party transactions with the Funds.

• · Ms. Gallegos' leave of absence took effect October 19, 2026, while Ms. Anello's appointment becomes effective October 22, 2026.
• · Ms. Anello joined the Managing Owner in 2018 and has held the Investment Pools PFAO role since October 2026; she is a Certified Public Accountant.
• · Ms. Anello previously served as Director of North America Fund Treasury at Invesco Ltd. (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Canadian Dollar Trust (FXC), disclosed that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor, began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no monetary amounts or period-over-period financial metrics.

• · Ms. Gallegos began a leave of absence effective October 19, 2026, while Ms. Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap between the leave start and the new appointment.
• · Ms. Anello is a Certified Public Accountant who joined the Sponsor in 2018 and previously served as Director of North America Fund Treasury and Director of the North America Office of the Fund CFO at Invesco Ltd.
• · The filing states there are no arrangements or understandings between Ms. Anello and any other person regarding her appointment, and no related-party transactions with the Trust requiring disclosure under Item 404(a) of Regulation S-K.

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Japanese Yen Trust (FXY), disclosed that Principal Financial and Accounting Officer Kelli Gallegos began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as her replacement in the role, effective October 22, 2026. The filing reports no material arrangements or related-party transactions involving Ms. Anello and the Trust.

• · Gallegos's leave of absence began October 19, 2026, the date of the reported event.
• · Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap after the leave began.
• · Anello, 45, joined the Sponsor in 2018 and is a Certified Public Accountant; she previously served as Director of North America Fund Treasury and Director of the North America Office of the Fund CFO at Invesco Ltd.
• · Anello will also serve as Vice President and Treasurer across several Invesco ETF trusts, including Invesco QQQ Trust, Series 1.

21-10-2026

Invesco CurrencyShares Euro Trust (FXE) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Trust's sponsor, Invesco Specialized Products, LLC, began a leave of absence effective October 19, 2026. The sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no financial results, transactions, or quantitative performance data.

• · Kelli Gallegos began a leave of absence effective October 19, 2026, while the appointment of Lori Anello takes effect October 22, 2026, leaving a short gap between the leave start and the new officer's start date.
• · Lori Anello is a Certified Public Accountant who joined the sponsor in 2018 and previously served as Director of North America Fund Treasury and Director of the North America Office of the Fund CFO at Invesco Ltd.
• · The filing states there are no arrangements or understandings tied to Anello's appointment and no related-party transactions with the Trust requiring disclosure under Item 404(a) of Regulation S-K.

21-10-2026

Invesco Specialized Products, LLC, sponsor of the Invesco CurrencyShares Swiss Franc Trust (FXF), disclosed that Principal Financial and Accounting Officer Kelli Gallegos began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as the new Principal Financial and Accounting Officer, effective October 22, 2026. The filing states no arrangements, related-party transactions, or Item 404(a) reportable transactions involving Ms. Anello and the Trust.

• · Ms. Anello joined the Sponsor in 2018 and is a Certified Public Accountant aged 45.
• · Ms. Anello previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).
• · Ms. Anello holds Vice President and Treasurer roles across multiple Invesco ETF trusts, including Invesco QQQ Trust, Series 1.

21-10-2026

Invesco DB Commodity Index Tracking Fund (DBC) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Managing Owner, Invesco Capital Management LLC, began a leave of absence effective October 19, 2026. The Managing Owner's Board appointed Lori Anello, Global Head of Operational Product Readiness, as Principal Financial and Accounting Officer effective October 22, 2026. The filing contains no quantitative financial results, and the change is an administrative officer transition with no disclosed compensation terms or related-party transactions.

• · Ms. Anello joined the Managing Owner in 2018 and previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · Ms. Anello is a Certified Public Accountant (CPA)
• · The filing states there are no arrangements or understandings with any other person tied to her appointment, and no reportable Item 404(a) transactions with the Fund

21-10-2026

Invesco Galaxy Bitcoin ETF (BTCO) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor, Invesco Capital Management LLC, began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as successor Principal Financial and Accounting Officer, effective October 22, 2026. The filing states no arrangements, related-party transactions, or Item 404(a) matters involve Ms. Anello and the Trust.

• · Ms. Anello joined the Sponsor in 2018 and is a Certified Public Accountant (CPA)
• · Ms. Anello previously served as Director of North America Fund Treasury at Invesco Ltd. (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024)
• · Ms. Anello took on multiple Vice President and Treasurer roles across Invesco ETF trusts effective October 2026
• · Ms. Gallegos' leave began on the Effective Date (October 19, 2026); the filing does not disclose the leave's expected duration or reason

21-10-2026

Invesco Galaxy Solana ETF (QSOL) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor, Invesco Capital Management LLC, began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness at Invesco Ltd., as Principal Financial and Accounting Officer, effective October 22, 2026. The filing reports no compensatory arrangements, related-party transactions, or appointment arrangements requiring disclosure.

• · Gallegos's leave of absence began October 19, 2026, while Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap between the two dates.
• · Anello is a Certified Public Accountant (CPA) and has been with the Sponsor since 2018, previously serving as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).
• · Anello also holds Treasurer and Principal Financial and Accounting Officer roles across multiple Invesco ETF trusts, including Invesco QQQ Trust, Series 1, and Invesco Specialized Products, LLC.
• · The filing states there are no arrangements or understandings tied to Anello's appointment and no reportable related-party transactions under Item 404(a) of Regulation S-K.

21-10-2026

Invesco Galaxy Ethereum ETF (QETH) disclosed under Item 5.02 that Kelli Gallegos, Principal Financial and Accounting Officer of the Sponsor (Invesco Capital Management LLC), began a leave of absence effective October 19, 2026. The Sponsor's Board of Managers appointed Lori Anello, Global Head of Operational Product Readiness, as the new Principal Financial and Accounting Officer effective October 22, 2026. No compensatory arrangements, related-party transactions, or fund-level financial impacts were disclosed.

• · Ms. Gallegos's leave of absence began effective October 19, 2026, while Ms. Anello's appointment as Principal Financial and Accounting Officer takes effect October 22, 2026, leaving a short gap between the two dates.
• · Ms. Anello, age 45, joined the Sponsor in 2018 and is a Certified Public Accountant; she previously served as Director of North America Fund Treasury (June 2024 to May 2026) and Director of the North America Office of the Fund CFO (November 2018 to June 2024).
• · The filing states there are no arrangements or understandings between Ms. Anello and any other person regarding her appointment, and no Item 404(a) related-party transactions with the Trust.

21-10-2026

Lion Copper & Gold Corp. (CSE: LCU / OTCQB: LCGMD) agreed to restructure its US$2.7 million secured convertible debentures, which carry 12% interest and were due November 6, 2026. The maturity is extended to May 6, 2027, with all accrued interest paid at the original maturity date, and the Company issues 518,135 warrants to debenture holders as consideration, exercisable at US$4.17 until November 6, 2031. Completion remains subject to Canadian Securities Exchange filings.

• · Maturity extended from November 6, 2026 to May 6, 2027, a six-month extension
• · Interest on restructured debentures remains payable in cash or common shares at the Company's election at the extended maturity date
• · Debentures were originally issued November 6, 2025 and are convertible at US$2.6055 per share, while warrants are priced at US$4.17, above the conversion price
• · Warrants and underlying shares carry a four-month Canadian statutory hold period and Rule 144 resale restrictions under US securities law
• · Securities have not been registered under the US Securities Act of 1933 and may not be offered or sold in the US absent registration or exemption

21-10-2026

Meta reported Q3 2026 revenue of $64,601 million, up 26% YoY, with diluted EPS of $3.83 (up 265% YoY) and net income of $9,860 million. Results were heavily affected by a $9.89 billion charge tied to an August 2026 agreement with 52 state attorneys general over teen mental health litigation; excluding this charge, operating income would have been $22.88 billion and diluted EPS $7.40. Operating margin fell to 20% from 40% and free cash flow was negative $2.12 billion, while the Board also approved a new non-voting Class C common stock to be issued via a one-time stock dividend, effective January 2027.

• · Excluding the $9.89B legal charge, Q3 2026 diluted EPS would have been $7.40 and the effective tax rate 17%.
• · Full-year 2026 expense guidance was raised to $175-179B to incorporate the legal charge; 2026 operating income is still expected to exceed 2025 excluding the charge.
• · Capex guidance for 2026 was narrowed to $135-145B from $130-145B.
• · Q4 2026 effective tax rate is expected between 15-17%, absent tax landscape changes.
• · Several youth-related trials are scheduled in the U.S. in coming months, indicating continued legal exposure beyond the settlement.
• · Class C stock creation is intended to support capital raising, employee compensation, and acquisitions, and the effective date is January 19, 2027.
• · Meta is not providing full-year 2027 revenue guidance but expects strong overall revenue growth throughout 2027.
• · Operating cash flow of $32.79B was insufficient to cover $34.91B of capex, producing negative free cash flow.

21-10-2026

Quanome Technologies, Inc. (formerly Lakeside Holding Ltd, Nasdaq: QNME) entered into an At The Market Offering Agreement with Maxim Group LLC on October 21, 2026, allowing the company to sell up to $9,754,475 of common stock from time to time under its S-3 shelf registration (effective October 16, 2026). The company pays a 3.0% cash transaction fee on gross sales, and sales are not guaranteed, as there is no minimum offering amount and the company has no obligation to sell shares.

• · Shares sold under the ATM will be issued under Form S-3 (File No. 333-297324), initially filed July 8, 2026 and declared effective October 16, 2026
• · A prospectus supplement for the ATM program was filed with the SEC on October 21, 2026
• · Proceeds are intended for working capital, general corporate purposes, business development, and potential strategic transactions including acquisitions, though no definitive acquisition plans exist
• · Either party may terminate solicitation provisions on ten business days' prior written notice
• · The company is an emerging growth company and the filing was made by Quanome Technologies, Inc., formerly Lakeside Holding Ltd (name change dated October 4, 2023)

21-10-2026

Professional Diversity Network (IPDN) entered three Securities Purchase Agreements on October 16, 2026 to sell 146,713 restricted common shares to three accredited individual investors at $1.704 per share, for gross proceeds of $249,998.952 in a private placement under Section 4(a)(2)/Regulation D. The price equals 60% of the $2.84 closing price on October 14, 2026, a discount of 40%, and the closing has been postponed to on or around November 3, 2026, subject to remaining conditions including Nasdaq review.

• · Shares are restricted securities with no warrants, options, convertible securities, or registration rights granted to purchasers
• · Closing was originally scheduled earlier; parties waived the closing-date and outside-date provisions and postponed closing to around November 3, 2026
• · Closing remains conditional on corporate and regulatory approvals and completion of any applicable Nasdaq review
• · Filing references a Form 10-K filed March 31, 2026 for risk factors

21-10-2026

Opus Genetics, Inc. (NASDAQ: IRD) disclosed that Chief Scientific and Development Officer Ashwath Jayagopal will transition out of his role effective October 19, 2026 (the Separation Date). Under a separation and release agreement that includes a consulting agreement, Dr. Jayagopal will provide six months of transition services at $250 per hour, and his vested options will remain exercisable during the consulting term.

• · Separation Date is October 19, 2026; the 8-K was filed October 21, 2026
• · Vested options remain exercisable for the duration of the consulting term
• · Full Letter Agreement and consulting agreement (Exhibit A) to be filed with the FY2026 Form 10-K rather than attached to this 8-K
• · Filing included only Item 5.02 and Item 9.01 (Inline XBRL cover page, Exhibit 104); no financial statements or earnings information

21-10-2026

Select Water Holdings LLC, a subsidiary of Select Water Solutions, Inc. (WTTR), issued $900 million aggregate principal amount of 7.625% Senior Notes due November 1, 2034 under an indenture dated October 21, 2026, with U.S. Bank Trust Company, National Association as trustee. The notes are senior unsecured obligations of the Issuer, guaranteed by existing subsidiaries but not by the parent Company or SES Holdings, LLC, and carry a special mandatory redemption requirement tied to completion of the proposed Pilot Water Solutions LLC acquisition by March 1, 2027 (or a later agreed outside date).

• · Notes mature November 1, 2034; interest paid semi-annually on May 1 and November 1, with first payment May 1, 2027
• · Special mandatory redemption triggered if Pilot Water Acquisition does not close by March 1, 2027 (or later agreed outside date) or is terminated; required redemption equals issued principal above $450.0 million at issue price
• · Notes are not guaranteed by Select Water Solutions, Inc. or SES Holdings, LLC, which are not parties to the indenture
• · Indenture covenants restrict additional debt, dividends/equity repurchases, asset sales, investments, liens, affiliate transactions, mergers, and unrestricted subsidiary designation
• · Change of control put at 101% requires both a change of control and a downgrade of the notes by two rating agencies
• · Item 1.01 incorporates Item 2.03 by reference; full indenture filed as Exhibit 4.1

21-10-2026

Texas Ventures Acquisition III Corp, a Cayman Islands blank check company (SPAC), executed a $145,000 non-interest-bearing promissory note dated October 20, 2026 in favor of its sponsor, Yorkville Acquisition Sponsor II, LLC. The note is repayable only upon consummation of an initial business combination or the winding up of the company, and is to be repaid from trust account proceeds released at closing. The filing does not describe a completed acquisition; the Item 1.01/2.03 disclosure relates solely to this sponsor financing arrangement.

• · Note is repayable only on the earlier of consummation of initial business combination or effectiveness of the company's winding up; prepayment permitted at Maker's election
• · Repayment is contractually subordinated to trust account holders: Payee waived all claims against the Trust Account and principal is repaid only from proceeds released upon business combination
• · No individual officer, director, employee or stockholder is personally liable for the Maker's obligations under the note
• · Note governed by Delaware law, despite the Maker being a Cayman Islands exempted company
• · Note is unsecured in substance, carries no interest, and is not registered under the Securities Act; transfer requires registration or counsel opinion
• · Troy Rillo signed on both sides of the note (as CEO/CFO of the Maker and as Partner of the sponsor's general partner), indicating a related-party arrangement

22-10-2026

Eloxx Pharmaceuticals expanded its Board from five to six directors and appointed Geno J. Germano, a 35-year pharmaceutical industry veteran, as an independent director, with an option grant of 13,587 shares at $12.50 per share. The company also announced the appointment of T.R. Srinivas, M.D. as Senior Vice President and Chief Medical Officer and finalized the design of its global Phase 2 EXPRESS trial of exaluren in nonsense-mutation ADPKD, with first patient dosing expected in Q3 2027 and topline data in 1H 2029. The filing contains no financial results, so no period-over-period performance comparison is available.

• · Mr. Germano's option vests in 24 monthly installments, fully vesting at the second anniversary of grant, subject to continued service
• · Mr. Germano holds board roles at Precision Biosciences (since March 2020) and Harmony Biosciences (since May 2026), and chairs Entera Bio (since February 2026)
• · Exaluren holds orphan drug designations for ADPKD in the United States and Europe
• · EXPRESS randomizes patients 1:1 to exaluren or placebo, with annualized rate of change in height-adjusted total kidney volume as primary endpoint
• · Mr. Germano signed the company's standard indemnity agreement, filed as Exhibit 10.17 to the March 17, 2026 Form 10-K

22-10-2026

H.B. Fuller Company completed the sale of $850 Million aggregate principal amount of 7.625% Notes due 2034 in a Rule 144A private offering, with the proceeds linked to its pending acquisition of Advanced Medical Solutions Group plc (AMS). Simultaneously, the company terminated its $917 Million Unsecured Bridge Credit Agreement with no amounts outstanding and no prepayment premium. The Notes include a special mandatory redemption of $450 Million at par if the AMS acquisition is not consummated by the June 25, 2027 SMR Deadline (extendable but not beyond October 21, 2027).

• · Notes are senior unsecured, rank equally with other unsecured debt, and are not initially guaranteed by subsidiaries; future subsidiary guarantees required if they guarantee similar capital markets debt
• · Special mandatory redemption is triggered if the AMS acquisition is not consummated by June 25, 2027, or if the company notifies the Trustee that the Co-operation Agreement has terminated and the acquisition will not close by the deadline
• · Notes are redeemable at the company's option prior to maturity at applicable redemption prices; no sinking fund
• · Covenants restrict liens, sale-leaseback transactions, and consolidations/mergers/asset transfers of substantially all assets
• · Notes mature October 15, 2034; base indenture dated February 14, 2017 with U.S. Bank as trustee
• · Bridge facility terminated with no loans outstanding, no prepayment premium, and all fees paid in full

22-10-2026

Nano Mobile Healthcare, Inc. (VNTH) filed an 8-K disclosing a change in its certifying accountant: the Board approved the engagement of AOGB CPA Limited (Hong Kong, PCAOB ID 7020) on September 25, 2026, with no prior disagreements or reportable events. AOGB completed its PCAOB audit of FY2024–FY2025 financial statements on October 20, 2026, with an unqualified opinion that includes a going-concern explanatory paragraph. The company reported no revenue in either year, a net loss of $4,043 in 2025 (vs. $6,803 in 2024), total assets of $2,210, total liabilities of $53,901, and a stockholders' deficit of $51,691 as of December 31, 2025, and is a holding company with no operations; the audit is a step toward becoming current in periodic reporting.

• · Auditor change disclosed under Item 4.01; no disagreements or reportable events with prior accountant
• · Audit report includes going-concern explanatory paragraph citing continuing operating losses, net current and net liabilities, and need for additional funds
• · Company had no business operations as a holding company as of December 31, 2025
• · Convertible note was assigned to successive new holders and reissued after year-end
• · Share exchange agreement with Neptune Engineering (Marine) Limited had not been completed as of financial statement issuance
• · Company intends to file its Annual Report on Form 10-K and become current in periodic reporting obligations

22-10-2026

Reborn Coffee, Inc. (Nasdaq: REBN) entered a non-exclusive Master Product Supply Agreement with Visvita Corporation, a California beverage distributor, covering aloe vera beverages and other specified products, with a target minimum business volume of $30 million in products, raw materials and finished goods during the first contract year. An initial $2 million purchase order was entered upon signing, though individual purchase orders are binding only upon the Company's written acceptance. The Company will handle logistics, including ocean and inland freight from South Korea to a U.S. warehouse via its subsidiary Reborn Logistics, while Visvita remains responsible for FDA and customs compliance.

• · Supply is non-exclusive, and individual purchase orders become binding only upon the Company's written acceptance and confirmation, so the $30M target is a goal to work toward rather than contracted committed volume.
• · The Company sets the supply price and margin on each order and plans to use Reborn Logistics rather than outside freight providers, which management says is intended to convert volume into margin.
• · Visvita bears sole responsibility for FDA and other regulatory compliance, manufacturing, U.S. importation and customs clearance.

22-10-2026

Mattel, Inc. (NASDAQ: MAT) entered into a cooperation agreement with EdgePoint Investment Group Inc., an approximately 18% stockholder, and appointed EdgePoint Partner Lee Matheson to its Board of Directors. The agreement includes customary voting, standstill, and confidentiality provisions and will be filed on Form 8-K. The filing contains no financial results, so no period-over-period performance data is reported.

• · Matheson previously co-founded Broadview Capital Management Inc., where he was portfolio manager of the Broadview Dark Horse LP, a Canadian small-cap long/short fund
• · Matheson is a CFA charterholder and chairs the Governance Committee at Tucows Inc.
• · The cooperation agreement will be filed with the SEC on Form 8-K, and the filing references the FY2025 Form 10-K's disclosed prior material weakness in internal control over financial reporting