US Pre-Market SEC Filings Roundup — September 28, 2026

28-09-2026

Kinder Morgan, Inc. (KMI) filed an 8-K on September 25, 2026, announcing that its representatives will participate in the Wolfe Research Utilities, Midstream & Clean Energy Conference on September 30, 2026, to discuss the company's business. The live presentation is scheduled to begin at 10:20 a.m. Eastern Time and will be available via audio webcast, with an archived version accessible for 90 days. This is a routine disclosure of investor conference participation and contains no financial results or material operational updates.

• · The conference is the Wolfe Research Utilities, Midstream & Clean Energy Conference.
• · The live presentation is scheduled for September 30, 2026, at 10:20 a.m. Eastern Time.
• · Materials for the event are available on KMI's investor relations website.
• · The archived webcast will be available for 90 days after the event.

28-09-2026

First Mining Gold Corp. filed a Form 6-K with the SEC for September 2026, attaching a Material Change Report dated September 24, 2026. The filing does not disclose the nature or financial impact of the material change, so no quantitative data is available.

• · The Material Change Report is dated September 24, 2026, but its contents are not included in this filing.
• · The company files annual reports under Form 40-F.
• · The filing incorporates Exhibit 99.1 by reference into the company's Registration Statement on Form F-10.

28-09-2026

Lloyds Banking Group plc disclosed its daily share buyback transactions for the week of September 21-25, 2026, purchasing a total of 48,315,224 ordinary shares across four trading days. The buyback activity was concentrated on September 22 and 23, with no purchases made on September 25. Prices paid ranged from 106.70 to 109.95 pence per share, with the volume-weighted average price declining over the week from 109.95p to 107.36p.

• · No shares were purchased on September 25, 2026, indicating a pause in the buyback program on that day.
• · The highest price paid per share was 109.95 pence (on September 21 and 22), and the lowest price paid was 106.70 pence (on September 24).
• · The volume-weighted average price paid declined each day from 109.95p to 107.36p, reflecting lower purchase prices later in the week.

28-09-2026

NIO Inc. announced definitive agreements with Geely Holding Group for a strategic transaction in battery swapping and charging businesses. The filing is a Form 6-K submitted to the SEC on September 28, 2026, signed by CFO Yu Qu. No financial terms or performance metrics were disclosed in this announcement.

• · The agreement is a definitive strategic transaction between NIO and Geely Holding Group.
• · The transaction focuses specifically on battery swapping and charging businesses.
• · The filing was made as a Form 6-K for the month of September 2026.
• · Commission File Number: 001-38638.

28-09-2026

Platinum Analytics Cayman Ltd (PLTS) disclosed that Nasdaq's Hearings Panel has denied its appeal of a Staff Delisting Determination, resulting in the suspension of trading in its securities effective September 23, 2026. The Panel based its decision on trading activity indicative of potential manipulation and the Company's failure to demonstrate sufficient liquidity for a fair and orderly market. The Company intends to request a further review by the Nasdaq Listing and Hearing Review Council, but this will not stay the suspension or delisting.

• · The Nasdaq Hearings Panel was unpersuaded by Staff's arguments concerning the Company's professional advisors, finding their prior involvement with other companies did not constitute valid grounds for delisting.
• · The Panel also found that the residence of the CEO in Singapore did not support delisting.
• · A request for review by the Listing and Hearing Review Council will not stay the suspension of trading or the delisting.
• · The Company issued a press release on September 26, 2026, announcing the Panel Decision.

28-09-2026

Golden Star Resource Corp. filed its annual report (10-K) for the fiscal year ended June 30, 2026, reporting a net loss of $60,131, an improvement from the $69,127 loss in FY2025. However, the company remains in a precarious financial position with total assets of only $3,045 against total liabilities of $951,343, resulting in a stockholders' deficiency of $948,299. Cash remains flat at $45, and the company continues to rely on related-party financing to fund operations.

• · The company has no revenue-generating operations and is in the exploration stage.
• · All debt (loan payable of $284,058 and due to related parties of $489,974) is due on demand, creating significant liquidity risk.
• · The company's independent registered public accounting firm is identified by PCAOB ID 6104.
• · Quarterly net losses were $17,225 (Q1), $15,665 (Q2), $14,135 (Q3), and $13,106 (Q4), showing a gradual improvement trend throughout the year.
• · Net cash used in operating activities improved to $37,315 in FY2026 from $47,081 in FY2025.
• · The company has no preferred shares issued, only 7,070,000 common shares outstanding.

28-09-2026

Hub Cyber Security Ltd. (Nasdaq: HUBC) received a Nasdaq deficiency letter on September 23, 2026, for failing to maintain the minimum $35 million Market Value of Listed Securities (MVLS) for 30 consecutive business days. The company has a 180-day compliance period until March 22, 2027, to regain compliance, but faces potential delisting if it fails. Management is evaluating options and intends to regain compliance, though there is no assurance of success.

• · The deficiency letter was issued under Nasdaq Listing Rule 5550(b)(2).
• · The company has the right to appeal any delisting determination to an independent hearings panel, which would stay suspension or delisting pending the hearing.
• · The company is implementing a comprehensive restructuring, including steps to improve liquidity, simplify organizational structure, cut operating costs, and strengthen corporate governance.
• · The company's board is exploring strategic alternatives to maximize shareholder value.
• · The company's ordinary shares continue to trade on Nasdaq under the ticker 'HUBC' with no immediate effect on listing.
• · The company's Annual Report on Form 20-F was filed on July 17, 2026.

28-09-2026

NOVAGOLD RESOURCES INC filed a DEFA14A containing investor presentation materials from the Mining Forum Americas on September 27, 2026, detailing the proposed all-share transaction to acquire Paulson's 40% interest in Donlin Gold, which would increase NOVAGOLD's ownership from 60% to 100%. The presentation highlights Donlin Gold as projected to be America's largest single gold mine with an annual production of 1.3 Moz/year in its first ten full years of operation and a 27-year mine life. The acquisition is expected to close pending regulatory and shareholder approvals, with Endeavour and Macquarie appointed as financial advisors and Fluor selected as BFS lead.

• · The proposed transaction involves NOVAGOLD acquiring the remaining 40% of Donlin Gold held by Paulson's Donlin Gold Holdings, increasing ownership to 100%.
• · New NovaGold Corporation (New NG) will be domiciled in the U.S.
• · The 2025 Technical Report and 2025 Technical Report Summary were prepared by Wood and Geosyntec, effective November 30, 2025.
• · Key project catalysts: BFS completion, Fluor selected as BFS lead, specialist contractors selected; commercial production timing depends on BFS results and financing strategy.
• · Potential funding sources include project financing, infrastructure financing, equity/debt mix, strategic partners, sovereign wealth funds, and offtake agreements.
• · The presentation contains cautionary statements regarding forward-looking statements, including risks related to permitting, financing, and construction.

28-09-2026

Milton C. Ault III and his entity Ault & Company, Inc. disclosed a combined beneficial ownership of 60.8% of Hyperscale Data, Inc. (GPUS-PD) Class A common stock in an amended Schedule 13D filing. Ault & Company directly holds 327,705,405 Class A shares (60.6%), primarily through convertible preferred stock, while Mr. Ault's total beneficial ownership reaches 328,916,926 shares. Other insiders (Horne, Nisser, Cragun) each hold less than 1%, indicating a highly concentrated control structure.

• · Ault & Company's beneficial ownership is based on a conversion price of $0.1712 per share for the preferred stock, which is 105% of the VWAP over the prior ten trading days.
• · The Series C, G, and H preferred shares each have a stated value of $1,000 per share.
• · Class B shares carry 10 votes per share, while Class A shares carry 1 vote per share, significantly reducing Ault & Company's voting power percentage (12.86%) compared to its economic ownership (60.6%).
• · Insiders Horne, Nisser, and Cragun each hold less than 1% of Class A shares.
• · Stock options granted to officers have a strike price of $3.60 per share, expire on July 30, 2035, and vest 50% immediately (as of May 6, 2026) with the remaining 50% vesting monthly over 24 months starting June 1, 2026.
• · A $17.5 million senior secured convertible promissory note held by Ault & Company was subsequently repaid.

28-09-2026

Encore Medical, Inc. (EMI) filed Amendment No. 8 to its S-1 registration statement on September 28, 2026, for an initial public offering of 3,000,000 shares of common stock at an expected price of $5.00 per share, targeting gross proceeds of $15.0 million. The company is a structural heart device firm focused on transcatheter closure of cardiac defects, with over 35,000 implants outside the U.S. and CE Mark approval. The offering is contingent on listing on the NYSE American under the symbol 'EMI', and the company qualifies as an emerging growth company and smaller reporting company, which reduces certain reporting requirements.

• · The company was founded in 2017 but builds on over two decades of experience.
• · All 35,000 implants to date have been in patients outside the United States.
• · The company has obtained CE Mark approval for its products.
• · The ASD market is described as small and not a primary focus.
• · The company has elected to comply with reduced reporting requirements as an emerging growth company and smaller reporting company.
• · The underwriters have a 45-day option to purchase up to 450,000 additional shares to cover over-allotments.
• · Underwriters will receive warrants equal to 8% of shares sold, exercisable at 120% of the IPO price one year after the effective date.

28-09-2026

SSR Mining Inc. filed an 8-K on September 28, 2026, to furnish investor presentation materials posted on its website. The filing also formalizes the company's use of its corporate website as a channel for distributing material information under Regulation FD. No specific financial results or operational data are disclosed in the 8-K itself.

• · The investor presentation is dated September 28, 2026, and is furnished as Exhibit 99.1.
• · The company's principal executive offices are at 6900 E. Layton Ave., Suite 1300, Denver, Colorado USA 80237.
• · The filing explicitly states the presentation materials are furnished, not filed, and are not subject to Section 18 liabilities of the Exchange Act.

28-09-2026

Prudential PLC disclosed a series of share repurchases on the London Stock Exchange (XLON) from September 21 to September 25, 2026, totaling 3,930,109 shares. The volume-weighted average price ranged from 9.4787 to 9.7584 per share, with the lowest price paid at 9.4080 and the highest at 9.8240.

• · All repurchases were executed on the London Stock Exchange (XLON).
• · The lowest price per share across the period was 9.4080 (24 Sep 2026).
• · The highest price per share across the period was 9.8240 (22 Sep 2026).
• · The volume-weighted average price declined each day from 9.7584 (21 Sep) to 9.4787 (25 Sep).

28-09-2026

Li Auto Inc. filed a Form 6-K with the SEC on September 28, 2026, attaching two Next Day Disclosure Returns dated September 21 and September 22, 2026. The filing is a routine foreign issuer report and does not contain any financial results, material transactions, or regulatory actions.

• · The filing includes two Next Day Disclosure Returns dated September 21 and September 22, 2026, but their specific content is not provided in the filing text.
• · The report is signed by Tie Li, Director and Chief Financial Officer.

28-09-2026

Concorde International Group Ltd. granted 20,000,000 restricted Class A ordinary shares under its 2026 Equity Incentive Plan to employees on September 15, 2026. Following the issuance, the company has 226,759,450 Class A shares and 20,311,112 Class B shares outstanding. The filing does not provide any financial results or period-over-period comparisons.

• · The grant was made under the 2026 Equity Incentive Plan.
• · The shares are restricted Class A ordinary shares.
• · The company has a dual-class share structure with Class A and Class B shares.

28-09-2026

ICICI Bank Ltd disclosed receipt of a show cause notice (SCN) from the Joint Commissioner of Revenue, West Bengal under Section 73 of the West Bengal Goods and Services Tax Act, 2017. The SCN demands a total of ₹16,75,96,536 (approx. $20.1M) comprising tax of ₹9,30,73,770, interest of ₹6,52,15,388, and penalty of ₹93,07,378 related to GST on services provided to customers maintaining specified minimum balances. The Bank is already in litigation on similar issues and will file a reply within prescribed timelines.

• · The SCN was received on September 25, 2026 at 11:29 a.m.
• · The demand is under Section 73 of the West Bengal Goods and Services Tax Act, 2017.
• · The Bank has previously been in litigation (including writ petitions) on similar issues from past orders/SCNs.
• · The matter is being reported because the cumulative amount crosses the materiality threshold.

28-09-2026

KE Holdings Inc. filed a Form 6-K with the SEC for September 2026, attaching five Next Day Disclosure Returns dated September 21–25, 2026. The filings are routine disclosures by a foreign private issuer and do not contain any financial results, material events, or performance data.

• · The filing includes five Next Day Disclosure Returns covering September 21–25, 2026.
• · No financial results, material agreements, or operational updates were disclosed.

28-09-2026

Gold Fields Limited filed a Form 6-K with the SEC on September 28, 2026, attaching a SENS announcement as Exhibit 99.1. The filing is a routine foreign private issuer report and does not contain any financial results or operational data. No specific financial metrics or performance changes were disclosed in the filing.

• · The filing is dated September 28, 2026, and was signed by CEO Mike Fraser.
• · The attached SENS announcement (Exhibit 99.1) is referenced but its content is not included in the filing text.

28-09-2026

This is a routine SEC Form 6-K filing by Silicom Ltd., dated September 28, 2026, containing only the signature page with the CFO's electronic signature. No financial results, operational updates, or material business developments were disclosed in the filing content.

28-09-2026

GEE Group Inc. disclosed in an 8-K filing that its Audit Committee is investigating an undisclosed Executive Employment Agreement with Allison Dewan, daughter of Chairman and CEO Derek Dewan, dating back to April 2023. The agreement provides for a five-year term, an initial base salary of $110,000 per year, bonuses, equity incentives, perquisites, and severance/change-of-control provisions comparable to executive officers. The failure to previously disclose this related-party transaction raises concerns about the company's disclosure controls and internal controls over financial reporting.

• · The AD Employment Agreement was dated April 27, 2023, with a five-year term ending April 26, 2028, and includes a standard one-year automatic extension clause.
• · The base salary can be increased but not decreased per company compensation policies.
• · The Audit Committee is investigating the origin, authorization, disclosure controls, and whether the agreement should have been disclosed as a related party transaction.

28-09-2026

Zhihu Inc. filed a Form 6-K with the SEC for September 2026, attaching five Next Day Disclosure Returns dated September 21–25, 2026. The filings relate to routine foreign issuer reporting obligations and do not disclose any financial results, material events, or operational updates.

• · The filing includes five Next Day Disclosure Returns covering September 21–25, 2026.
• · No financial data, material agreements, or operational changes were disclosed.

28-09-2026

Kenon Holdings Ltd. filed a Form 6-K on September 28, 2026, announcing that its subsidiary OPC Energy Ltd. has reached an agreement to sell its distributed energy business. The press release is incorporated by reference into Kenon's S-8 registration statement. No financial terms of the sale were disclosed in the filing.

• · The filing is a Form 6-K (Report of Foreign Private Issuer) dated September 28, 2026.
• · The press release (Exhibit 99.1) is incorporated by reference into Kenon's Registration Statement on Form S-8 (File No. 333-201716).
• · No financial details or transaction value for the sale were provided in this filing.

28-09-2026

Caledonia Mining Corporation Plc filed a Form 6-K with the SEC on September 28, 2026, attaching a press release of the same date. The filing is a routine foreign issuer report and does not contain any financial results or operational data.

28-09-2026

BOXABL Inc. entered into an ATM Sales Agreement on September 25, 2026, allowing it to sell up to $100,000,000 of its Class A common stock through multiple agents. The company will pay commissions up to 3.0% of gross proceeds and reimburse agent fees up to $75,000. This provides BOXABL with flexible access to capital, but also introduces potential dilution for existing shareholders.

• · The ATM Sales Agreement was entered into on September 25, 2026.
• · The offering is conducted under a shelf registration statement on Form S-3 (File No. 333-297729), declared effective on August 10, 2026.
• · The company may terminate the Sales Agreement at any time with three days' notice.
• · The ATM offering may be conducted as 'at the market offerings' under Rule 415.
• · The company has no obligation to sell any ATM Shares and may suspend offers at any time.

28-09-2026

Stepan Company entered into a new $350 million credit agreement on September 25, 2026, with JPMorgan Chase Bank as administrative agent and a syndicate of lenders including Bank of America, Citibank, PNC Bank, and U.S. Bank. The agreement provides revolving credit commitments and includes an expansion option, replacing the company's existing credit facility. The filing does not disclose any specific financial results or performance metrics, only the terms of the new credit facility.

• · The credit agreement includes a cross-guarantee among the company and foreign subsidiary borrowers.
• · The agreement contains financial covenants (Section 6.12) and an 'Acquisition Holiday Election' provision.
• · The facility is available in multiple currencies (Dollars and Foreign Currencies).
• · The agreement replaces the existing credit facility (Section 1.10).

28-09-2026

Amprius Technologies entered into a $75 million fixed-price agreement with the U.S. Government (Project acCELLerate) to develop domestic high-energy density battery production for small unmanned aerial systems. The base period runs from September 23, 2026 to September 22, 2028, with approximately $22 million initially obligated from FY2025 RDT&E funding. The company is not required to provide any cost share, but a majority of the total award remains unfunded and subject to future appropriations, and payments depend on milestone achievement.

• · The Agreement is under the authority of 10 U.S.C. § 4022 and is designed to comply with Section 842 of the National Defense Authorization Act.
• · Either party may terminate the Agreement for convenience upon at least 30 calendar days’ prior written notice, subject to good faith negotiation of a settlement.
• · The Agreement contains customary provisions regarding intellectual property, data rights, foreign participation restrictions, and cybersecurity compliance.
• · The Company is an emerging growth company as defined under Rule 405 of the Securities Act.

28-09-2026

Matternet, Inc. (formerly Los Altos Ventures Corp.) announced the departure of CFO Jason Secore effective September 29, 2026, and the appointment of CEO Andreas Raptopoulos as his replacement, making Raptopoulos both principal executive and financial/accounting officer. The filing contains no financial data, so no period-over-period comparisons are possible.

• · Jason Secore's departure is not related to any disagreement with Matternet regarding operations, policies, or practices.
• · The company has commenced a search for a permanent CFO successor.
• · Andreas Raptopoulos will serve as CFO in addition to his CEO duties, effective September 29, 2026.
• · Matternet is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.

28-09-2026

Inflection Point Acquisition Corp. V (IPEX) completed its business combination with GOWell Technology Limited on September 25, 2026, forming GOWell Energy Technology, which will trade on NASDAQ under the ticker "GOW" starting September 28, 2026. The transaction was approved by Inflection Point shareholders on September 3, 2026. Concurrently, GOWell closed a $50 million PIPE investment, adding to a prior $20 million private placement, for total gross proceeds of $70 million to support growth and working capital. The combined company highlights a resilient, cash-generative business with a track record of growth and margin expansion, but faces risks typical of post-merger integration and public company operations.

• · Inflection Point was a blank check company incorporated on May 31, 2024 in the Cayman Islands.
• · GOWell has a global manufacturing and procurement network with regional hubs in the US and UAE, and operations in more than 50 countries.
• · GOWell maintains a multi-disciplinary R&D team with a robust patent portfolio.
• · The combined company will focus on both traditional energy and energy transition markets.

28-09-2026

Crown Reserve Acquisition Corp. I (SPAC) and Carvix, Inc. entered into a Second Amendment to their Business Combination Agreement, extending the Outside Date for closing the merger from the prior deadline to the later of February 10, 2027, or the date required by SPAC's pre-domestication organizational documents. The amendment, dated September 23, 2026, was signed by the CEOs of both companies and the merger subsidiary. This extension provides additional time to satisfy closing conditions, but also signals that the merger has not yet closed and may face ongoing execution risk.

• · The Second Amendment amends Section 9.01(b) of the Existing BCA, which was originally dated March 30, 2026, and previously amended on August 26, 2026.
• · The Outside Date is extended to the later of February 10, 2027, or the date required by SPAC's pre-domestication organizational documents (as amended with shareholder approval).
• · The amendment is governed by Delaware law and was executed by the CEOs of all three parties.
• · The filing is an 8-K with items 1.01 and 9.01, indicating entry into a material agreement and the furnishing of the exhibit.

28-09-2026

Biotricity Inc. announced the resignation of director Jainal Bhuiyan, effective September 22, 2026, who also stepped down from the Compensation Committee. The resignation was not due to any disagreement with the company. The Board now has three directors, and Ronald McClurg was appointed to the Compensation Committee to fill the vacancy.

• · Jainal Bhuiyan had served as a director since August 15, 2024.
• · The Board has not yet decided whether to fill the vacancy or reduce the Board size.
• · The Audit Committee and Nominating and Corporate Governance Committee compositions remain unchanged.

28-09-2026

Apollo Asset Backed Credit Company LLC filed an 8-K on September 28, 2026, reporting unregistered sales of equity securities across Series I and Series II shares, with total aggregate consideration of approximately $28.55M from the issuance of 1,157,591 shares. The company also declared distributions for both series payable on October 28, 2026, and disclosed the transactional net asset value per share as of August 31, 2026, ranging from $24.80 to $25.67 per share. While the capital raise and distributions indicate ongoing operations, the filing shows no sales for several share classes (e.g., Series I A-I, F-S, P-I, P-S, E Shares), reflecting selective investor demand.

• · No sales were recorded for Series I A-I, F-S, P-I, P-S, E Shares, and Series II A-I, F-S, P-I, E Shares, I (Acc), and F-I (Acc) Shares.
• · Series II F-I Shares included 50,435 shares exchanged from 50,511 Series I F-I Shares.
• · Series II I Shares included 4,143 shares exchanged from 4,170 Series I I Shares.
• · Transactional Net Asset Value per share ranged from $24.80 (Series II E Shares) to $25.67 (Series II T-I Shares) as of August 31, 2026.
• · Distributions per share ranged from $0.0880 (Series I T-S Shares) to $0.1646 (Series II E Shares).
• · Record date for distributions is September 30, 2026, with payment on or about October 28, 2026.

28-09-2026

Invest Acquisition Corp reported a net income of $36,968,783 for the year ended December 31, 2024, a significant turnaround from a net loss of $4,800,517 in 2023. The improvement was driven by a $30,000,000 gain from business combination termination and a $7,062,000 gain from the change in fair value of warrant liabilities. However, operating costs remained high at $9,522,579, and the company's cash held in trust account declined sharply from $127,703,238 to $23,512,246, reflecting substantial redemptions of Class A ordinary shares.

• · The company reported a basic and diluted net income per share of $1.99 for both redeemable and non-redeemable shares in FY 2024, compared to a net loss per share of $0.16 in FY 2023.
• · Total assets decreased from $127,940,859 as of Dec 31, 2023 to $23,777,333 as of Dec 31, 2024, primarily due to redemptions.
• · Total liabilities decreased from $33,257,534 to $1,054,287 over the same period.
• · Shareholders' deficit improved from ($33,082,619) to ($789,200).
• · The company paid a special dividend of $10,806,410 to shareholders in FY 2024.
• · Net cash provided by operating activities was $16,450,208 in FY 2024, compared to net cash used in operating activities of $1,830,333 in FY 2023.
• · The prior period financial statements were revised to increase accounts payable and accrued expenses by $385,877, resulting in a higher net loss for FY 2023.
• · Deferred underwriting fee payable of $12,075,000 was waived in FY 2024.

28-09-2026

Armlogi Holding Corp. (BTOC) filed its 10-K for the fiscal year ended June 30, 2026, reporting a net loss of $20.9 million, widening from a $15.3 million loss in FY2025. Revenue declined 2.4% to $185.8 million, driven by a 14.5% drop in transportation services revenue, though warehousing services revenue grew 21.9% to $13.9 million. Gross profit turned positive at $0.4 million versus a loss of $3.0 million in the prior year, but operating expenses rose 49.7% to $22.0 million, contributing to the larger net loss.

• · Transportation services revenue declined 14.5% ($18.4M) due to customers shifting to e-commerce platforms like Amazon's Fulfillment by Amazon and arranging their own deliveries.
• · Warehousing services revenue grew 21.9% ($13.9M) driven by expansion in Texas, Illinois, and Ontario, California, as well as growth in Temu and TikTok customer segments.
• · Gross profit improved to $0.4M from a loss of $3.0M, but operating expenses surged 49.7% to $22.0M, primarily due to a 75.1% increase in temporary labor expenses to $30.6M.
• · Freight expenses decreased 16.1% to $95.0M, while rental expenses declined 4.3% to $36.6M.
• · Net loss per share widened to $(0.47) from $(0.37), with weighted average shares outstanding increasing to 44.7 million from 41.8 million.
• · The company faces challenges in recruiting and retaining skilled personnel across procurement, sales, marketing, and IT.
• · Risk management includes maintaining an inventory of critical digital assets and conducting periodic vulnerability scans.

28-09-2026

Kentucky First Federal Bancorp (KFFB) filed its Form 10-K for the fiscal year ended June 30, 2026, reporting a significant turnaround to net income of $1.9M from a net loss of $1.7M in FY2024. Net interest income surged 33.2% to $11.1M, driven by higher interest income and lower interest expense, while nonperforming loans declined sharply. However, total assets decreased 2.4% to $362.4M, deposits fell 6.0% to $260.8M, and the company continued to pay no dividends, reflecting ongoing balance sheet challenges.

• · The company maintained 7 banking offices, all owned, with a combined net book value of approximately $4.2M.
• · The stock price ranged from a low of $2.86 to a high of $5.48 during FY2026, compared to a range of $1.96 to $3.62 in FY2025.
• · No dividends were declared in FY2026 or FY2025, after paying $0.20 per share in FY2024.
• · The efficiency ratio improved significantly to 76.65% in FY2026 from 96.87% in FY2025.
• · The allowance for credit losses as a percent of nonperforming loans increased to 87.86% from 56.14% in the prior year.
• · The company is subject to a Formal Written Agreement with the OCC dated August 13, 2024, regarding First Federal Savings Bank of Kentucky.
• · The Community Bank Leverage Ratio was 13.56% at June 30, 2026, up from 12.99% a year earlier.
• · Non-interest expenses increased 5.1% to $9.0M, while credit loss expense surged 507.7% to $237K.
• · Total loans, net, decreased 2.4% to $319.4M from $327.2M.

28-09-2026

Westin Acquisition Corp (WSTNU) filed its 10-Q/A for the nine months ended March 31, 2026. The company completed an IPO during the period, raising $57.5 million in public proceeds and $2.35 million from a private placement, resulting in total assets of $58.72 million compared to $200,000 at June 30, 2025. While the company reported net income of $380,859 for the quarter and $505,380 for the nine-month period, offset by a net loss per share for non-redeemable shares of ($0.12) for the quarter and ($0.30) for the nine-month period, with operating cash flow negative at ($288,371).

28-09-2026

Inflection Point Acquisition Corp. VIII filed its Form 10-Q for the quarterly period ended June 30, 2026, reporting total assets of $69,719 and a net loss of $97,897 since inception (May 6, 2026). The company had $0 cash at quarter-end, with operations entirely funded by the sponsor via a promissory note and founder share issuance. Subsequent to quarter-end, the underwriters exercised the over-allotment option in full on August 31, 2026, and the company completed its Initial Public Offering, eliminating the forfeiture risk on 1,250,000 founder shares.

• · The company had $0 cash and negative shareholders' equity of $72,897 as of June 30, 2026, with operations entirely funded by sponsor via a $52,420 promissory note.
• · A net loss of $97,897 was recorded from inception (May 6, 2026) through June 30, 2026, consisting entirely of formation, general, and administrative costs.
• · The underwriters exercised their over-allotment option in full on August 31, 2026, as part of the closing of the Initial Public Offering, removing the forfeiture condition on 1,250,000 founder shares.
• · On July 13, 2026, the company capitalized $115 from its share premium account and issued an additional 1,150,000 founder shares to the Sponsor for no consideration.
• · Deferred offering costs of $49,719 were included in accrued offering costs.
• · Prepaid expenses of $20,000 were paid by the Sponsor in exchange for Class B ordinary shares.
• · The company is an emerging growth company, a non-accelerated filer, a smaller reporting company, and a shell company.

28-09-2026

Director Vuong Pham Nhat acquired 500,000,000 VFVN Series 5 Preference Shares.

• · Director Vuong Pham Nhat acquired 500,000,000 VFVN Series 5 Preference Shares

28-09-2026

Burford Capital issued a press release on September 28, 2026, providing its statement regarding a jury verdict in a patent matter. The filing is a Regulation FD disclosure and does not contain any financial results or quantitative data.

28-09-2026

Flash Sports & Media Holdings (formerly urban-gro, Inc.) provided a corporate update on September 28, 2026, announcing that its common stock began trading on the OTCID market under the symbol 'FLZH' on September 25, 2026, and that its OTCQB application is pending. The company also disclosed that its 2026 annual meeting of stockholders, previously scheduled for September 28, 2026, has been cancelled, and that its Nasdaq continued listing hearing is scheduled for October 6, 2026. The company faces potential delisting risk from Nasdaq, and the cancellation of the annual meeting adds uncertainty for shareholders.

• · The company's common stock commenced trading on OTCID on September 25, 2026, under the symbol 'FLZH'.
• · The OTCQB listing application is currently pending.
• · The Nasdaq continued listing hearing is scheduled for October 6, 2026.
• · The 2026 annual meeting of stockholders, previously scheduled for September 28, 2026, has been cancelled.
• · The company will provide updates on the rescheduling of the annual meeting and the outcome of the Nasdaq hearing in subsequent filings.

28-09-2026

Vantage Corp (Singapore) filed its 20-F/A annual report for the fiscal year ended March 31, 2026, reporting a net loss of $1.3M compared to net income of $3.8M in FY2025, a decline of 134.3%. Revenue fell 4.4% to $17.8M, while operating expenses surged 96.2% to $8.2M, driven by a 120.1% increase in general and administrative expenses. However, cash and cash equivalents rose to $8.9M from $5.9M, and total assets more than doubled to $22.8M, partly due to an acquisition that added goodwill and intangible assets.

• · Freight commission revenue declined from $13.7M in FY2025 to $13.5M in FY2026, while time charter commission grew from $2.7M to $3.0M.
• · Demurrage commission fell from $1.4M to $1.2M, and deviation/other commission dropped from $320K to $154K.
• · Sale of vessel commission was $450K in FY2025 but zero in FY2026.
• · Cost of revenue increased 3.8% to $10.4M in FY2026.
• · Interest expense surged 2,787.4% to $356K in FY2026.
• · Net cash used in operating activities was $4.4M in FY2026, compared to $1.9M provided in FY2025.
• · Net cash provided by financing activities was $8.4M in FY2026, vs $12.4M used in FY2025.
• · The company issued 3.7M Class A shares and had 754,379 treasury shares as of March 31, 2026.
• · Accumulated deficit widened from $866K to $2.3M.
• · Non-controlling interest of $1.1M appeared in FY2026, indicating a subsidiary with minority owners.

28-09-2026

Standard Lithium Ltd. filed a Form 6-K with the SEC on September 28, 2026, attaching a press release of the same date. The filing is a routine foreign private issuer report and does not disclose any specific financial results, operational updates, or material events.

• · Filing is a Form 6-K for the month of September 2026.
• · Commission File Number: 001-40569.
• · The press release (Exhibit 99.1) is incorporated by reference but its content is not summarized in the filing.

28-09-2026

Celularity Inc. entered into a securities purchase agreement on September 23, 2026, for a two-tranche senior secured convertible note financing of up to $25 million, with an initial conversion price of $1.50 per share for Tranche 1 and $2.00 per share for Tranche 2. The company also granted a security interest in all its assets to secure the notes and issued warrants. The financing includes the amendment and restatement of an existing $3 million convertible note and a $1 million loan from the Trust, and provides the Trust with board designation rights.

• · The conversion price is $1.50 per share for Tranche 1 Notes and $2.00 per share for Tranche 2 Notes.
• · The company granted a security interest in all its existing and future assets to secure the notes.
• · The Trust received board designation and nomination rights under a Board Rights Agreement.
• · The Existing Trust Convertible Note of $3 million and related warrants for 1,258,740 shares are being amended and restated.
• · The Existing Trust Loan Agreement of $1 million will be repaid in full from the proceeds.

28-09-2026

Director Durkin Dennis M had withheld for taxes 723 Class A Shares at $30.16 (~$21.8K). Durkin Dennis M holds 103,755 shares after the transaction.

• · Director Durkin Dennis M had withheld for taxes 723 Class A Shares at $30.16 (~$21.8K)

28-09-2026

Greenway Technologies reported a net loss of $826,412 for Q2 2026 and $1,270,544 for H1 2026, improving from losses of $1,206,651 and $1,890,292 in the same periods of 2025. Operating expenses decreased 35.5% in Q2 and 38.6% in H1, driven by lower general and administrative and R&D costs. However, the company's cash position fell sharply from $850 at year-end 2025 to $461 at June 30, 2026, and total assets dropped from $46,753 to $3,400, while total liabilities increased to $15,230,887, resulting in a deepened stockholders' deficit of $15,227,487.

• · General and administrative expenses fell from $733,518 in Q2 2025 to $564,682 in Q2 2026, a 23.0% decrease.
• · Research and development expenses dropped from $318,500 in Q2 2025 to $113,702 in Q2 2026, a 64.3% decrease.
• · Interest expense decreased slightly from $154,633 in Q2 2025 to $148,028 in Q2 2026.
• · The company issued 6,000,000 shares for cash ($60,000), 2,500,000 shares for a sign-on bonus ($67,500), and 10,000 shares as an equity feature of a promissory note ($340) during H1 2026.
• · Accounts payable and accrued expenses increased from $4,201,502 at Dec 31, 2025 to $4,836,791 at June 30, 2026.
• · Related party payables increased from $5,514,260 to $5,931,497.
• · Notes payable to related parties increased slightly from $2,805,774 to $2,810,774.
• · Advances from related parties were $25,825 at June 30, 2026, compared to $0 at Dec 31, 2025.
• · The company has a legal settlement liability of $950,000 unchanged from year-end.
• · Loss per share remained $0.00 for all periods presented.

28-09-2026

Microbot Medical Inc. issued a press release on September 25, 2026, updating certain growth strategies. The filing is a Regulation FD disclosure furnished to the SEC and does not contain any financial results or specific quantitative details. No financial figures or performance metrics were provided in the filing.

• · The press release was furnished as Exhibit 99.1 and is incorporated by reference.
• · The information is furnished, not filed, under the Exchange Act.
• · The company makes no admission as to the materiality of the information.

28-09-2026

Gray Media raised its Q3 2026 political advertising revenue guidance to $188-$195 million (from $165-$185 million) and lifted the low end of total revenue guidance to $950-$965 million. Core advertising revenue guidance remains flat to slightly negative (-1% to flat) at $355 million. The company expects no outstanding borrowings under its Revolving Credit Facility as of September 30, 2026, and has approximately $379 million in borrowing capacity under its Accounts Receivable Securitization facility.

• · Gray Media expects to report Q3 2026 financial results on Friday, November 6, 2026.
• · The updated guidance includes an estimated $9 million of political advertising revenue from recent acquisitions through September 30, 2026.
• · Total corporate and administrative expense guidance was narrowed to $30-$35 million from $35-$40 million.
• · Gray Media is the nation's largest owner of top-rated local television stations and digital assets.

28-09-2026

ZTO Express (Cayman) Inc. filed a Form 6-K with the SEC for September 2026, attaching five Next Day Disclosure Returns dated September 22–28, 2026. The filing is a routine foreign issuer report and does not contain any financial results, material transactions, or regulatory actions.

• · The filing includes five Next Day Disclosure Returns dated September 22, 23, 24, 25, and 28, 2026.
• · The report is signed by CFO Huiping Yan on September 28, 2026.