US SEC Filings Daily Market Digest — September 16, 2026

16-09-2026

Xenetic Biosciences announces a definitive share exchange agreement to acquire Santersus AG, creating a combined Nasdaq-listed company focused on targeting neutrophil extracellular traps (NETs). The all-stock transaction will result in Santersus Bio, Inc. (ticker SNTS), with Santersus equity holders owning approximately 85.0% of the combined company and Xenetic equity holders owning approximately 15.0%. The combined pipeline includes four first-in-class programs, with pivotal-stage sepsis and SLE programs each having received FDA Breakthrough Device Designation.

• · Transaction expected to close in Q4 2026, subject to Xenetic stockholder approval, Nasdaq listing approval, and SEC effectiveness of Form S-1.
• · Santersus NucleoCapture® for sepsis and SLE have both received FDA Breakthrough Device Designation.
• · Xenetic's DNase technology is in a Phase 1b investigator-initiated study in Israel combined with anti-CD19 CAR-T cells for high-risk large B-cell lymphoma.
• · NucleoCapture® for liver transplantation is ready to enter pivotal studies based on completed studies involving donated human livers.
• · Combined company headquarters will remain in Framingham, Massachusetts.
• · Lock-up agreements restrict stock transfers for 180 days post-closing for key Xenetic equity holders and certain Santersus-identified parties.

16-09-2026

Marathon Bancorp, Inc. filed its 10-K annual report for the fiscal year ended June 30, 2026, showing total assets of $261.0 million, up from $238.8 million in 2025. Loans receivable, net increased to $217.4 million from $200.8 million, while deposits grew to $189.8 million from $175.2 million. However, non-performing assets remained nearly flat at $1.062 million (0.41% of total assets) compared to $1.063 million (0.45% of total assets) in the prior year, and the company continues to hold $996 thousand in foreclosed real estate (OREO) with no change from 2025.

• · Debt securities available for sale decreased to $3.922M from $5.201M YoY.
• · Cash, cash equivalents and interest-bearing deposits increased to $20.969M from $14.623M YoY.
• · Bank owned life insurance increased to $9.527M from $9.243M YoY.
• · Premises and equipment, net remained nearly flat at $3.914M vs $3.884M.
• · The company owns multiple properties in Wisconsin, including a main office in Wausau (net book value $854K) and a recently acquired property in Brookfield ($1.906M).
• · A New Holstein property (not in service) was acquired in 2026 with a net book value of $393K.
• · The company faces forward-looking risks including inflation, tariffs, interest rate changes, and integration risks from potential acquisitions.

16-09-2026

Barnwell Industries completed the sale of its remaining Hawaii development interests, receiving approximately $1.7 million in total cash receipts (gross purchase price of $1.77 million, net proceeds of $1.54 million, plus $0.14 million in pre-closing distributions). This transaction completes the company's exit from Hawaii and simplifies its portfolio, with management emphasizing a focus on strategic investments and potential acquisitions. No negative or flat metrics were reported in this filing.

• · The sale included indirect partnership interests in KKM Makai, LLLP and KD Kona 2013 LLLP, covering leases for Increment 1 and Increment 2 areas of Lot 4-A at Ka‘upulehu on the Island of Hawaii.
• · Development rights held by Ka‘upulehu Developments in the Increment 2 area were also sold.
• · The company expects winding up of the Ka‘upulehu Developments partnership to be completed promptly and at minimal additional cost.
• · Management stated they will pursue strategic investments, acquisitions, and potential business combinations only where prospective returns justify committing shareholder capital.

16-09-2026

SunCoke Energy, Inc. (NYSE: SXC) announced the immediate appointment of Wendell L. Carter to its Board of Directors, effective September 16, 2026. Carter, a former Executive Vice President of Technology at Cleveland-Cliffs, will serve on the Compensation and Governance Committees and stand for election at the May 2027 Annual Meeting. The appointment adds deep iron and steel industry expertise, though no financial or operational guidance changes were disclosed.

• · Carter began his career at Inland Steel in 1983 and held leadership roles in operations, engineering, strategy, product development, and quality.
• · From 2021 to 2022, Carter was Executive Vice President, West Operations, at Cleveland-Cliffs, leading operations across Indiana, Illinois, Michigan, Northern Ohio, and West Virginia.
• · From 2010 to 2021, Carter was Senior Vice President, Carbon Light Flat Roll at Cleveland-Cliffs.
• · From 2011 to 2020, Carter concurrently served as Vice President & General Manager, ArcelorMittal USA LLC.
• · Carter holds a B.S. in Metallurgical Engineering and an M.B.A.
• · Carter is a Distinguished Member and Fellow, and a past president, of the Association for Iron & Steel Technology, and an Honorary Member of the American Institute of Mining, Metallurgical, and Petroleum Engineers.
• · SunCoke's logistics terminals have collective capacity to mix and transload more than 40 million tons of material each year.
• · SunCoke operates facilities in Illinois, Indiana, Ohio, Virginia, and Brazil.

16-09-2026

Frontline plc reported a massive surge in profit for the six months ended June 30, 2026, with net income reaching $1.218 billion compared to $110.8 million in the same period of 2025, driven by a near-doubling of total revenues to $1.658 billion and a $265.6 million gain on vessel sales. While voyage expenses rose modestly, the company significantly reduced its finance expense and long-term debt. However, interest income declined and the company recorded a small foreign currency translation loss.

• · Total assets increased slightly to $5.813 billion from $5.754 billion.
• · Total equity attributable to shareholders rose to $3.155 billion from $2.511 billion.
• · Ship operating expenses decreased slightly to $119.2 million from $120.1 million.
• · Depreciation expense decreased to $147.3 million from $163.4 million.
• · The company reported a gain on interest rate swaps of $1.5 million vs a loss of $1.4 million in the prior period.
• · Share of results of associated companies jumped to $23.7 million from $1.1 million.
• · Income tax expense decreased to $1.1 million from $3.5 million.
• · Newbuildings (vessels under construction) were $225.8 million at period end, compared to zero at year-end 2025.

16-09-2026

ON Semiconductor (onsemi) filed a Rule 425 communication regarding its proposed acquisition of Synaptics Incorporated, presenting a strategic vision to solve 'power density' challenges across AI, automotive, and industrial markets. The presentation highlights Synaptics' role in completing onsemi's 'Four Pillars of Physical AI' by adding connected compute capabilities. The filing includes extensive forward-looking statements and risk factors, emphasizing uncertainties around closing conditions, regulatory approvals, and integration synergies.

• · The filing references a Registration Statement on Form S-4 (File No. 333-298477) filed with the SEC in connection with the proposed transaction.
• · Synaptics' fiscal year ended June 27, 2026; onsemi's fiscal year ended December 31, 2025.
• · The presentation includes historical non-GAAP measures (FCF, FCF margin, non-GAAP gross margin, non-GAAP operating margin) with reconciliation in the Appendix on slide 127.
• · The presentation references slides 137-138 for additional information.
• · The transaction is subject to regulatory approvals and Synaptics stockholder approval.
• · The presentation outlines technology development milestones from 2021 to 2026, including acquisitions of GTAT, SWIR Vision, SiC JFET, SiC VCORE, RISC-V, 300mm East Fishkill NY Fab, Silver Atena, and Synaptics.

16-09-2026

AECOM announced the retirement of Chief Legal Officer David Gan, effective October 2, 2026, with a transition to Senior Advisor until his retirement in the second half of 2027. Manav Kumar, currently General Counsel, Corporate and Global Head of Public Affairs, will succeed him as Chief Legal Officer. The filing contains no financial results or period-over-period comparisons.

• · David Gan will continue as Chief Legal Officer through October 2, 2026, then serve as Senior Advisor until his retirement in the second half of 2027.
• · As Senior Advisor, Gan will retain his base salary until the Retirement Date and remain eligible for a fiscal year 2026 annual incentive bonus, but will not participate in FY2027 annual or long-term incentive programs.
• · Manav Kumar, age 42, has been with AECOM since January 2020, previously serving as Senior Vice President, Deputy General Counsel and Global Head of Public Affairs.
• · Kumar previously served as Deputy Counsel to the Mayor of Los Angeles and Chief Olympics Officer for the City of Los Angeles during its successful pursuit of the 2028 Olympic and Paralympic Games.

16-09-2026

Gossamer Bio is seeking stockholder approval to issue additional shares in connection with a private placement that raised approximately $25.0 million at the initial closing and could raise up to $125.0 million at a second closing, contingent on an NDA acceptance milestone. The proposal involves the issuance of common stock upon exercise of pre-funded warrants and FDA approval warrants, and conversion of preferred stock, with participation by executive officers and directors. While the funding provides near-term capital, the second closing is contingent on milestones and may not occur by December 31, 2026, and the company faces potential dilution and a lower conversion price if the stock price declines.

• · The Purchase Agreement was entered into on August 20, 2026, with the Initial Closing on August 24, 2026.
• · The Second Closing is contingent on the NDA Acceptance Milestone occurring in 2026 and other closing conditions; if not closed by December 31, 2026, obligations terminate.
• · If the volume-weighted average price per share of Common Stock during the five trading days before the Second Closing is less than $11.192, the purchase price per Second Closing Pre-Funded Warrant will be lower, and the warrants would be exercisable for additional shares (e.g., at $8.00, approximately 15,625,000 shares).
• · The conversion price of Series A-2 Preferred Stock will be the lesser of $11.20 and the five-day VWAP preceding the Second Closing.
• · Preferred Stock carries a 4x liquidation preference prior to Stockholder Approval, which is eliminated after approval.
• · Beneficial ownership limitations cap conversion at 9.99% (up to 19.99% upon election) of outstanding Common Stock.
• · A registration statement for resale of Registrable Securities must be filed within 30 days after Stockholder Approval.
• · Gregory A. Ciongoli was appointed to the Board on September 16, 2026, and is a Purchaser under the Purchase Agreement.

16-09-2026

Fluence Energy, Inc. (FLNC) announced a significant downward revision to its fiscal year 2026 guidance, primarily due to ongoing supply chain issues at its U.S. contract manufacturing facility in Houston. Revenue is now expected to be approximately $2.4 billion, down from a prior midpoint of $3.0 billion, and Adjusted EBITDA is expected to be a loss of approximately $200 million, compared to a prior midpoint loss of $10 million. While demand remains strong and international supply chains are performing well, the company is implementing corrective actions and restructuring to improve execution in fiscal year 2027.

• · The company plans to provide a detailed business plan and financial update for fiscal year 2027 when it reports fiscal year 2026 results.
• · Management's objective for fiscal year 2027 is to generate neutral to positive operating cash flow without external capital.
• · The contract manufacturer has implemented corrective actions that have already increased daily production levels.
• · A conference call to discuss the revised expectations is scheduled for 5:00 PM EDT on September 16, 2026.

16-09-2026

NuvOx Therapeutics, Inc. filed Amendment No. 1 to its S-1 registration statement on September 16, 2026, for an initial public offering of 2,860,000 shares of common stock at an estimated price range of $6.00 to $8.00 per share, with an over-allotment option of up to 429,000 shares. The company is a clinical-stage biopharmaceutical firm developing oxygen therapeutic solutions, primarily its product candidate NanO2, and intends to list on the NYSE American under the symbol 'NUOX'. The filing includes detailed risk factors, financial statements, and management discussion, but does not provide specific financial results or period-over-period comparisons.

• · The company is a clinical-stage biopharmaceutical firm focused on oxygen therapeutics for hypoxia-related diseases.
• · No public market for the stock exists prior to this offering.
• · The offering is contingent on NYSE American listing approval.
• · The company qualifies as an 'emerging growth company' and 'smaller reporting company' under federal securities laws.
• · The filing includes a 45-day over-allotment option for underwriters to purchase up to 429,000 additional shares.
• · The prospectus is dated September 16, 2026, and is subject to completion.

16-09-2026

Avalon GloboCare Corp. (now Change Agents Corporation, Nasdaq: CHGA) filed Amendment No. 3 to its S-1 registration statement on September 16, 2026, covering the resale of up to 5,375,797 shares of common stock by selling stockholders. The company has a history of net losses, with a net loss from continuing operations of approximately $6.56 million for the six months ended June 30, 2026 (improved from $15.55 million in the prior-year period), but an accumulated deficit of $112.6 million as of June 30, 2026. However, the company had only $172,000 in cash as of September 11, 2026, which it states will only support operations for the next month, and it needs $5 million for 12 months of operations, raising substantial doubt about its ability to continue as a going concern.

• · The company was previously a biotech platform and pivoted to an AI company after acquiring RPM in December 2025.
• · The Catch-Up platform is in early development; Phase 2 expected to launch in Q3 2026.
• · Keto Air has generated minimal revenue to date; company is evaluating its strategic direction.
• · The company was not in compliance with Nasdaq's Bid Price Rule as of April 15, 2026 (minimum bid price of $1.00 per share).
• · The company's common stock trades under the symbol 'CHGA' on the Nasdaq Capital Market.
• · The company has outstanding convertible preferred stock (Series C, E, F) and multiple series of warrants with exercise prices ranging from $0.20 to $408.00 per share.
• · The company's independent auditor has expressed substantial doubt about its ability to continue as a going concern.

16-09-2026

CYBERLOQ TECHNOLOGIES, INC. filed an 8-K on September 16, 2026, reporting multiple items: entry into a material definitive agreement (Item 1.01), amendments to articles of incorporation (Item 5.03), and submission of matters to a vote of security holders (Item 5.07). The company agreed to amend its certificate of incorporation to implement a reverse stock split at a ratio between 1-for-2 and 1-for-100, and to approve a reduction in the total number of authorized shares of common stock. While the reverse split may help the company meet listing requirements, it highlights ongoing capital structure challenges and shareholder dilution concerns.

• · The material definitive agreement (Item 1.01) relates specifically to the amendment of the company's certificate of incorporation.
• · Item 5.03 notes the amendment became effective upon filing with the Secretary of State of Nevada on September 14, 2026.
• · The reverse stock split ratio range is 1-for-2 to 1-for-100, with final ratio to be determined by the board.
• · Shareholders also approved a decrease in the total number of authorized shares of common stock.
• · The filing does not disclose the exact new authorized share count or the specific reverse split ratio selected.
• · No other material definitive agreements, financial impacts, or forward-looking guidance are provided.

16-09-2026

Blockfusion USA, Inc. announced a 15-year anchor lease with CoreWeave (Nasdaq: CRWV) for capacity at its Niagara Falls AI campus, converting a non-binding LOI into definitive agreements. The lease has a 15-year initial term with two five-year renewal options, and Blockfusion is transforming a decommissioned power plant into a low-carbon, liquid-cooled AI data center. This milestone supports Blockfusion's proposed business combination with Blue Acquisition Corp. (Nasdaq: BACC), which is expected to result in a publicly traded company under the ticker 'BDI'.

• · The lease and expansion agreement convert the non-binding LOI announced on June 30, 2026, into definitive agreements.
• · The site is a decommissioned power plant transformed into a low-carbon data center powered predominantly by hydroelectric power.
• · The business combination agreement was originally entered into on November 19, 2025, and has been amended five times (March 19, May 6, June 30, July 31, and September 2, 2026).
• · The proposed business combination remains subject to closing conditions, including minimum cash requirements, shareholder approvals, and regulatory and exchange listing requirements.

16-09-2026

Aperture AC (APUR) has entered into a Business Combination Agreement to acquire Atlantic HPC Group Inc., a data center company, in a deal valued at $150 million. The transaction will be effected through a merger following Aperture's re-domiciliation from the Cayman Islands to Delaware. The agreement includes an earnout provision of up to 6 million additional shares based on share price milestones and a lease milestone for Atlantic's data center capacity.

• · The Business Combination Agreement was signed on September 10, 2026.
• · Aperture will re-domicile from the Cayman Islands to Delaware prior to the merger.
• · The merger consideration is fixed at $150M, with each SPAC share valued at $10.00.
• · Earnout shares are subject to no clawback or forfeiture once issued.
• · The earnout period extends to the fifth anniversary of the Closing.
• · The post-Closing board will consist of 5 members: 1 designated by SPAC/Sponsor and 4 by the Company (at least 2 independent).
• · The representations and warranties do not survive the Closing; there are no indemnification rights for breach.
• · A Registration Statement on Form S-4 will be filed with the SEC to register the securities and solicit shareholder approval.

16-09-2026

CID Holdco, Inc. entered into a binding term sheet to acquire 100% of Envoy Technologies from BladeRanger Ltd., issuing shares representing approximately 67.3% of post-closing fully diluted capitalization. Concurrently, the company issued a $550,000 convertible promissory note to H Capital Ventures with an 8% interest rate and a 10% original issue discount. The acquisition is targeted to close by October 6, 2026, but stockholder approval is not a condition to closing and is targeted for January 2027, introducing execution risk.

• · The H Capital note matures six months from issuance (around March 2027).
• · Conversion price is the lower of $1.50 per share or 90% of 10-day VWAP, with a floor of $0.50 per share.
• · Upon an event of default, the conversion price drops to $0.01 per share.
• · BladeRanger-funded obligations for Envoy operations are capped at $500,000.
• · BladeRanger's shares are subject to a 6-month lock-up; Blink's shares are subject to a 12-month lock-up.
• · The Company must file a resale registration statement within 60 days of receiving Envoy's Rule 3-05 financial statements.
• · Representations and warranties survive 18 months (fundamental reps 6 years).
• · Indemnification claims subject to $100,000 deductible, pre-closing cap $250,000, post-closing cap 25% of Envoy-Side Shares value.
• · BladeRanger's indemnification obligations are satisfied solely from shares, no cash liability.
• · Stockholder approval is targeted for January 2027 but is not a condition to closing.
• · The Company will assume backstop of approximately $700,000 in vehicle lease obligations guaranteed by Blink.
• · Envoy will extend transition services with Blink for an additional six months post-closing.
• · Non-compete in U.S. residential, hospitality, and campus shared EV mobility markets for 3 years.

16-09-2026

Shaun Quin, CEO and director of Stewards, Inc., filed a Schedule 13D disclosing beneficial ownership of 20,210,213 shares of common stock (9.6% of the class) as of August 12, 2026. The vast majority (20,079,913 shares) are held by the S&T Quin Family Limited Partnership, over which Quin has voting and dispositive control. The filing also details a Voting Agreement with Forfront Capital, LLC that gives Quin an irrevocable proxy to vote 10,000,000 shares of Series B Preferred Stock (50 votes per share) at the direction of a majority of three founders, which collectively control approximately 87% of total voting power.

• · Shaun Quin's employment agreement (effective June 1, 2023) provides a bi-weekly base of $5,328, eligibility for Board-determined restricted stock and plan awards, a $1,200 monthly car allowance, and a three-month post-termination non-solicit.
• · The Voting Agreement (August 25, 2025) gives Forfront Capital 10,000,000 Series B Preferred shares (50 votes each) voted at the direction of a majority of three founders: Vincent Napolitano, Shaun Quin, and Glen Steward.
• · Quin holds an irrevocable proxy to vote the Series B shares but has no economic interest in them.
• · No transactions in common stock were effected by the Reporting Persons during the past 60 days.
• · Quin disclaims beneficial ownership of shares held by his spouse and daughters except to the extent of his pecuniary interest.

16-09-2026

On September 14, 2026, Neil S. Subin and members of the Reporting Group (collectively holding approximately 13.0% of Scully Royalty Ltd.'s common shares) delivered a Notice of Requisition for an Extraordinary General Meeting (EGM) to replace four incumbent directors with four director nominees. The filing updates beneficial ownership disclosures and signals an activist push for board change. However, the filing does not provide any financial performance data, so no positive or negative metrics are available.

• · The Reporting Group delivered the Requisition Notice on September 14, 2026, requiring the Issuer to convene an EGM.
• · The EGM will consider ordinary resolutions to appoint Jerrod Freund, Mark Holliday, Nimesh Patel, and Skyler Wichers as directors, replacing Michael J. Smith, Dr. Shuming Zhao, Silke S. Stenger, and Jochen Dumler respectively.
• · If the ordinary resolutions are ineffective, special resolutions to remove the Incumbent Directors and any directors appointed by them between the notice and the EGM, and ordinary resolutions to appoint the Director Nominees, will also be voted on.
• · The Kellogg Parties (Peter R. Kellogg, Goose Creek Capital, Inc., Charles K. Kellogg, IAT Reinsurance Company Ltd., IAT Insurance Group, Inc., and Harco National Insurance Company) are jointly filing a separate Schedule 13D on the same date.
• · The filing is Amendment No. 8 to the Schedule 13D originally filed on December 11, 2023, with previous amendments on October 8, 2024, November 26, 2025, December 8, 2025 (two), December 19, 2025, December 29, 2025, and July 31, 2026.

16-09-2026

MAK Capital Fund LP, MAK Capital One LLC, and Michael A. Kaufman filed an amended Schedule 13D with the SEC on September 16, 2026, disclosing a reduction in their beneficial ownership of Comstock Inc. (LODE) from approximately 7.8% to 6.7% of outstanding shares. The filing reveals that MAK Fund sold 124,521 shares in open market transactions between September 11-15, 2026, at prices ranging from $2.58 to $2.85 per share, as part of a portfolio rebalancing. Despite the sales, MAK states it intends to remain a large shareholder and its appointees continue to serve on Comstock's board of directors.

• · MAK Fund sold 24,384 shares at $2.8549 on 09/11/2026, 61,137 shares at $2.7199 on 09/14/2026, and 39,000 shares at $2.5768 on 09/15/2026.
• · The original Schedule 13D filed March 25, 2026 reported ownership based on 71,371,868 shares outstanding, but the correct figure was 74,099,140 shares (7.8%).
• · MAK Fund acquired 3,500,000 shares in a secondary offering on January 29, 2026 for approximately $9,625,000.
• · MAK Capital One LLC is the investment manager of MAK Fund, and Michael A. Kaufman is the Managing Member of MAK Capital One LLC.

16-09-2026

Churchill Capital Corp XI (CCXI) filed a Form 425 regarding its proposed SPAC merger with Agility Robotics, which unveiled its latest humanoid robot, Digit 5, featuring new legs, faster charging, and enhanced safety. Agility generated only $1.8 million in net sales in 2025 but is valued at $2.5 billion in the deal, with over $300 million in multi-year orders. The merger faces significant valuation-to-revenue disparity, though the company expects general availability of Digit 5 by end of 2027.

• · Digit 5 has a 10:1 run-to-charge ratio, up from Digit 4's 2:1.
• · Digit 5 can detect people within a 360º radius and uses visual/auditory cues to convey intent.
• · Digit 5 features swappable gripper design with ISO-standard mounting flanges.
• · Agility expects early access to Digit 5 in H1 2027 and general availability by end of 2027.
• · Digit 5 will be available for commercial deployment in the EU and UK for the first time.
• · Digit 5's new legs are powered by proprietary cycloidal actuators.
• · Digit 5 can repeatedly lift up to 50 lb (22.7 kg) loads.
• · Digit 5 stands at 5'11" (1.81 m) and can reach up to 7.2 ft (2.2 m).
• · Digit 5 weighs 284 lb (129 kg).
• · Digit 5 can operate for 90 minutes and be fully charged in 9 minutes.
• · Digit 5 can work more than 20 hours in a 24-hour day.
• · Digit 5 has padding on its knees that allow it to kneel and sit down into a stable position.
• · Digit 5 uses proprietary AI algorithms and multiple sensor technologies for safety.
• · An independent safety controller oversees Digit's response to people within unsafe distance.
• · Agility has more than 65,000 hours of real-world operation with Digit.
• · Digit 5 will add manipulation skills including depalletizing, machine tending, kitting, quality inspection, and palletizing.

16-09-2026

Morgan Stanley ETF Trust filed a Rule 425 communication detailing the proposed reorganization of eight Eaton Vance municipal income open-end mutual funds into corresponding ETFs, subject to shareholder approval. The reorganizations are expected to lower net expenses for most shareholders, with the exception of Class W shares of Eaton Vance High Yield Municipal Income Fund, which currently have lower net expenses than the acquiring ETF. The reorganizations are staged, with Stage 1 closing on January 15, 2027, and Stage 2 on January 29, 2027, and are intended to be tax-free for U.S. federal income tax purposes, though certain shareholders may face taxable distributions or cash redemptions.

• · Stage 1 Reorganizations: Soft close to new investors on December 14, 2027; hard close to all investors on January 15, 2027; closing date January 20, 2027.
• · Stage 2 Reorganizations: Soft close to new investors on December 28, 2027; hard close to all investors on January 29, 2027; closing date February 3, 2027.
• · Proxy Statement/Prospectus filed on September 16, 2026, and will be mailed to shareholders on or about October 30, 2026.
• · Acquired Fund shareholders who do not hold shares in a brokerage account that can accept ETF shares and do not transfer prior to the Account Redemption/Exchange Date will have shares exchanged for Eaton Vance Short Duration Government Income Fund shares.
• · Class W shares of Eaton Vance High Yield Municipal Income Fund have lower net annual fund operating expenses than the corresponding Acquiring Fund, a notable exception to the expected expense reductions.
• · MSIM has agreed to waive a portion of its management fee for Eaton Vance New York Municipal Income ETF through February 1, 2028, or until the Board acts to discontinue the waiver.
• · The reorganizations are intended to be tax-free for U.S. federal income tax purposes, but shareholders with fractional shares will receive cash, potentially triggering taxable events.
• · Acquired Fund shareholders may redeem shares prior to the reorganization, which could result in taxable gains or losses.
• · Acquired Funds may need to dispose of portfolio securities to fund redemptions, potentially generating net realized capital gains and taxable distributions.

16-09-2026

Phoenix Financial Ltd. and its subsidiary Partnership for Israeli shares filed a Schedule 13G with the SEC on September 16, 2026, disclosing aggregate beneficial ownership of 2,746,913.24 ordinary shares of NOVA LTD., representing 8.64% of the 31,782,972 outstanding shares as of September 9, 2026. The filing is a routine passive ownership disclosure under Rule 13d-1(c), with no indication of any intent to change or influence control of the issuer.

• · The filing is made under Rule 13d-1(c), indicating passive investment intent with no purpose of changing or influencing control.
• · Phoenix Financial Ltd. disclaims beneficial ownership in excess of its actual pecuniary interest and disclaims the existence of any group with its subsidiaries.
• · The ownership rights in Partnership for Israeli shares change frequently according to a mechanism in the partnership agreement.
• · The filing includes a joint filing agreement and a board resolution authorizing signatures.

16-09-2026

James River Group Holdings, Inc. filed its definitive proxy statement (DEF 14A) on September 16, 2026, detailing director compensation, executive officer biographies, and employee-related initiatives. The company reported 576 employees as of December 31, 2025, and achieved a 71% participation rate in its October 2025 employee engagement survey, earning Top Workplaces USA recognition for the sixth consecutive year. Director compensation was increased in February 2026 for the first time since 2023, with annual equity awards for non-employee directors rising from $50,000 to $100,000 and the Chair's equity award increasing from $100,000 to $150,000.

• · Director Matthew Botein does not receive compensation for his service as a director, pursuant to the terms of the Investment Agreement relating to the issuance of Series A Preferred Shares.
• · The company's stock ownership guidelines require the CEO to own shares worth five times annual base salary, other executive officers three times, and non-employee directors three times their annual cash retainer.
• · The company was named a 2026 Top Workplace by the Richmond-Times Dispatch for the fourth consecutive year and tenth time overall.
• · Joel D. Cavaness joined the Board on July 21, 2025 and received a pro-rated restricted share unit award of 5,479 shares.
• · Ollie L. Sherman, Jr. served as a director until his retirement on April 30, 2025.

16-09-2026

Borr Drilling Ltd filed a Form 6-K with the SEC on September 15, 2026, attaching a press release as Exhibit 99.1. The filing is a routine foreign private issuer report and does not contain any financial results or material operational updates beyond the press release reference.

• · Filing type: Form 6-K (Report of Foreign Private Issuer)
• · Commission file number: 001-39007
• · Exhibit 99.1 is a press release, but its content is not disclosed in this filing.

16-09-2026

On September 14, 2026, three directors of Longduoduo Co Ltd — Binbin Wu, Jiayang Ma, and Bo Shan — resigned from the Board of Directors. Each director certified that the resignation was not due to any disagreement with the company's operations, policies, or procedures. The resignations reduce the board size and may raise governance concerns, though the company stated no disagreements were involved.

• · The resignations occurred on September 14, 2026, and the 8-K was filed on September 16, 2026.
• · The company is an emerging growth company and has not elected to use the extended transition period for new accounting standards.
• · The resigning directors certified no disagreement with the company's operations, policies, or procedures.

16-09-2026

Karman Holdings Inc. (KRMN) filed a Form 8-K on September 16, 2026, furnishing an investor presentation under Regulation FD (Item 7.01). The presentation, attached as Exhibit 99.1, was made available to investors but is furnished, not filed, for SEC purposes. No financial results or operational metrics were disclosed in the filing itself.

• · Filing date: September 16, 2026
• · Exhibit 99.1: Investor Presentation dated September 16, 2026
• · Common stock trades on NYSE under ticker KRMN
• · Company is an emerging growth company and has not elected to opt out of extended transition period for new accounting standards

16-09-2026

Trip.com Group Limited filed a Form 6-K with the SEC to disclose its unaudited interim financial results for the six months ended June 30, 2026, as published on the Hong Kong Stock Exchange. The filing includes a supplemental reconciliation of material differences between U.S. GAAP and IFRS. No specific financial figures or performance metrics are provided in this filing.

• · The HK Interim Report is published under Rule 13.48(1) of the Hong Kong Listing Rules.
• · The reconciliation between U.S. GAAP and IFRS is attached as Exhibit 99.1.

16-09-2026

Beneficient issued 32,019 shares of Class A common stock at $1.06 per share to three accredited investors — CEO James G. Silk, CFO Derek L. Fletcher, and board member Peter T. Cangany — in a private placement exempt under Section 4(a)(2) and Regulation D. The transaction raised gross proceeds of approximately $33,940, reflecting insider participation by company officers and directors.

• · The shares were issued at $1.06 per share, a price set by the subscription agreements.
• · Each purchaser represented accredited investor status under Rule 501 of the Securities Act.
• · The shares were acquired for investment purposes, not for distribution.
• · The offering was exempt from registration under Section 4(a)(2) of the Securities Act and Regulation D.
• · The filing was made under Item 3.02 (Unregistered Sales of Equity Securities).

16-09-2026

Sohu.com Ltd held its Annual General Meeting where three Class I directors were elected: Dr. Charles Zhang, Dr. Zhonghan Deng, and Mr. Dave De Yang. Each nominee received a majority of votes cast in favor, though a significant number of votes were withheld, indicating some shareholder dissent.

• · All three director nominees were elected with a majority of votes cast in favor.
• · Withheld votes ranged from 7,378,565 to 7,634,415, representing roughly 40% of total votes cast for each nominee.

16-09-2026

SK Telecom reported total consolidated sales of ₩8,751,369 million (approx. $6.7B) for the six months ended June 30, 2026, with wireless business contributing 74% of revenue and fixed-line 24%. Operating profit was ₩1,103,634 million, while finance losses of ₩119,075 million and investment losses of ₩31,815 million reduced pre-tax profit to ₩1,037,558 million. The company also disclosed the liquidation of Global AI Platform Corporation Korea Co., Ltd. during the period and amendments to its articles of incorporation at recent shareholder meetings.

• · Global AI Platform Corporation Korea Co., Ltd. was liquidated during the reporting period.
• · Wireless segment operating profit was ₩847,784 million, fixed-line ₩253,686 million, and other ₩5,188 million for H1 2026.
• · Finance loss of ₩119,075 million and loss from investments in associates and joint ventures of ₩31,815 million were recorded in H1 2026.
• · High-speed Internet subscribers grew slightly from 28.7 million (Dec 2025) to 28.8 million (Jun 2026), while IPTV remained flat at 31.8 million.
• · Fixed-line telephone subscribers increased from 18.6 million (Dec 2025) to 18.7 million (Jun 2026); Cable TV subscribers remained flat at 22.9 million.
• · Articles of incorporation were amended at the 40th, 41st, and 42nd General Meetings of Shareholders (2024-2026) to strengthen board deliberation and align with Korean Commercial Code.
• · R&D costs for H1 2026 were ₩186,787 million, representing 2.13% of sales, compared to 2.08% for FY 2025 and 2.19% for FY 2024.

16-09-2026

Oscar Health announced improved full-year 2026 guidance ahead of its Investor Day on September 16, 2026. The company raised its Earnings from Operations outlook by $100 million to a range of $600 million to $800 million, and improved its Medical Loss Ratio expectation by 50 basis points to 81.0%-82.0%. However, total revenue guidance of $18.7 billion to $19.0 billion and SG&A expense ratio of 15.6%-16.1% were reaffirmed without change, indicating no top-line growth revision.

• · The 2026 Investor Day webcast will be archived on Oscar's investor relations website for 90 days following September 16, 2026.
• · The filing includes a cautionary note regarding forward-looking statements, referencing risk factors in the Annual Report on Form 10-K for the year ended December 31, 2025.

16-09-2026

Earlyworks Co., Ltd. (ELWS) disclosed in a Form 6-K the appointment of two new directors as of 2026: Mr. (unnamed in title) and Brandon J. Williams. Both directors hold zero shares in the company and have extensive backgrounds in capital markets, healthcare finance, and digital assets. No financial results, operational metrics, or period-over-period comparisons were provided in this filing.

• · Both new directors were appointed in 2026 and are incumbents at the time of filing.
• · The director (first profile) serves as Chief Strategy Officer of Earlyworks and holds concurrent academic and advisory roles.
• · Brandon J. Williams has over 15 years in capital markets, digital assets, and fintech, including involvement in 70+ PIPE/IPO/secondary transactions at Dawson James Securities.

16-09-2026

Zenta Group Company Limited completed the acquisition of ZentoAI Intelligent Technology Company Limited on September 11, 2026, paying HKD10,000,000 in cash and issuing 12,278,340 Class A ordinary shares to the selling shareholders. Following the closing, the company has 24,087,179 ordinary shares outstanding, comprising 17,719,499 Class A and 6,367,680 Class B shares. The filing does not provide any financial performance data, so no period-over-period comparisons or mixed metrics are available.

• · The acquisition was previously disclosed in a Form 6-K filed on September 9, 2026.
• · The Share Purchase Agreement was filed as Exhibit 10.1 to the prior 6-K.

16-09-2026

Prudential PLC disclosed that a shareholder crossed the 5% voting rights threshold, holding 5.118492% of total voting rights as of the notification date. The position consists of 5.012263% in voting shares and 0.106229% through financial instruments, representing 127,595,234 voting rights. This is a new position, as the previous notification showed 0%.

• · The threshold was crossed on an unspecified date, with the notification filed on September 16, 2026.
• · The previous notification showed 0% holdings, indicating this is a new significant stake.

16-09-2026

AITX filed an 8-K on September 16, 2026, announcing a press release titled 'AITX's RAD Sales Reinforce ROSA's Role as the Foundation of Its Stationary Security Platform.' The filing is a routine disclosure of a corporate update with no financial figures or period-over-period comparisons provided.

16-09-2026

Flex Ltd. filed a DEFA14A (additional proxy soliciting material) on September 16, 2026, in connection with its proposed spin-off of Axiom Solutions International, Inc. (Spinco). The filing urges shareholders to read the forthcoming proxy statement and Form 10 registration statement for important details on the spin-off. It also identifies Flex's directors and executive officers as potential participants in the proxy solicitation and directs investors to SEC and Flex websites for free copies of relevant documents.

• · The filing is a DEFA14A (additional proxy material) filed on September 16, 2026.
• · A registration statement on Form 10 has been filed with the SEC by Spinco (Axiom Solutions International, Inc.) for its common stock.
• · Flex's proxy statement for its 2026 annual general meeting of shareholders was filed on June 24, 2026.
• · Investors can obtain free copies of documents from the SEC website (sec.gov) and Flex's investor relations page (investors.flex.com).

16-09-2026

Huntington Bancshares filed an 8-K furnishing presentation slides for its participation in the 2026 Barclays Global Financial Services Conference on September 16, 2026. CEO Steve Steinour and CFO Zach Wasserman are scheduled to present to analysts and investors. The filing is a routine Regulation FD disclosure and does not contain any financial results or material new information.

• · The presentation slides are furnished under Item 7.01 and are not deemed 'filed' for SEC liability purposes.
• · The filing includes a comprehensive caution regarding forward-looking statements covering risks such as inflation, interest rate changes, geopolitical conditions, and regulatory changes.
• · The company's common stock (HBAN) and four series of preferred stock depositary shares (HBANP, HBANM, HBANL, HBANZ) are listed on Nasdaq.

16-09-2026

Brightstar Lottery PLC announced results of its tender offer to purchase any and all of its outstanding €500,000,000 2.375% Senior Secured Notes due 2028. At expiration, €342,207,000 aggregate principal amount of the Notes had been validly tendered, which the company intends to accept for purchase. The purchase will be funded with proceeds from the company's recently priced €500,000,000 4.875% Senior Secured Notes due 2032, with settlement expected on September 18, 2026.

• · Tender offer expired at 4:00 p.m. London time on September 15, 2026.
• · Settlement of the new Senior Secured Notes due 2032 expected on September 17, 2026.
• · Settlement of the tender offer expected on September 18, 2026.
• · The tender offer was for Regulation S interests in the Notes.
• · The company intends to accept for purchase all validly tendered Notes, subject to conditions in the tender offer memorandum.

16-09-2026

Woodside Energy Group Ltd filed a Form 6-K with the SEC on September 16, 2026, solely to furnish an ASX announcement titled 'Appendix 3Z' (a standard Australian securities form typically used to notify the ASX of a director's cessation or appointment). The filing contains no financial results, operational updates, or material corporate developments; it is a routine regulatory disclosure.

• · The filing is a Form 6-K under Rule 13a-16/15d-16 for the month of September 2026.
• · The sole exhibit is an ASX announcement dated September 16, 2026, titled 'Appendix 3Z'.
• · The registrant's principal executive offices are at Mia Yellagonga, 11 Mount Street, Perth, Western Australia 6000.

16-09-2026

Lanvin Group Holdings Ltd announced changes to its Board of Directors effective September 30, 2026. Mitchell Alan Garber and Chao Zou resigned as directors, with CFO Xi Luo appointed to succeed Zou. The changes do not stem from any disagreements with the Company. While the Company is actively searching for an additional independent director, no negative financial impact or operational disruption is indicated.

• · Garber also stepped down as member of Audit Committee and Chair of Compensation Committee.
• · Jennifer Fleiss appointed to Audit Committee, Max Chen appointed Chair of Compensation Committee.
• · The Company is continuing its search for an additional independent director.
• · Board expressed appreciation to departing directors for their service.

16-09-2026

LuxExperience B.V. filed a Form 6-K with the SEC on September 16, 2026, furnishing its Q4 FY 2026 earnings press release as Exhibit 99.1. The filing is signed by CFO Dr. Martin Beer. No financial figures are included in the filing itself, so performance metrics are not available.

• · The earnings press release is furnished as Exhibit 99.1 and is not deemed 'filed' for Section 18 purposes.
• · The filing date is September 16, 2026, covering Q4 FY 2026 results.

16-09-2026

Ecopetrol S.A. filed a Form 6-K with the SEC for September 2026, confirming it will file annual reports under Form 20-F. The report is signed by Acting CEO Alfonso Camilo Barco and contains no financial results or material business updates.

16-09-2026

Alterity Therapeutics Limited, a development-stage biotech, filed a Form 6-K with the SEC on September 16, 2026, solely to submit an application for quotation of securities (ATH) on the ASX. The filing contains no financial results, operational updates, or material corporate developments, and is a routine regulatory disclosure.

• · Filing is a Form 6-K for the month of September 2026.
• · The exhibit (99.1) is an 'Application for quotation of securities - ATH'.
• · The filing is incorporated by reference into the company's Form S-8 and Form F-3 registration statements.
• · The company is a development-stage enterprise.
• · The report was signed by Chairman Julian Babarczy.