US SEC Filings Daily Market Digest — October 09, 2026

08-10-2026

NextEra Energy, Inc. filed a Rule 425 communication regarding its pending business combination with Dominion Energy, Inc., promoting an October 7, 2026 social media post highlighting the companies' combined storm-restoration experience and resource-sharing benefits. The filing primarily consists of forward-looking statement disclaimers, risk factors, and information on where to find the Form S-4 registration statement (File No. 333-297351), which was declared effective July 23, 2026, and the definitive joint proxy statement/prospectus mailed on or about July 28, 2026. No financial results, deal value, or quantitative performance data are disclosed in this filing.

• · Registration Statement on Form S-4 (Registration No. 333-297351) filed by NextEra Energy with the SEC on July 9, 2026
• · Registration Statement declared effective by the SEC on July 23, 2026
• · Definitive joint proxy statement/prospectus filed on July 28, 2026; Dominion Energy filed a definitive proxy statement the same day
• · Transaction is structured as a merger; NextEra Energy is a Florida corporation and Dominion Energy is a Virginia corporation
• · Key risks cited include integration failure, regulatory approval conditions, tax treatment, litigation, and rating agency actions

08-10-2026

FortuneX Acquisition Corporation, a Cayman Islands SPAC, filed Amendment No. 1 to its September 22, 2026 Form 8-K to correct descriptions of its September 18, 2026 Business Combination Agreement with WT Realty Group Inc. The amendment clarifies post-merger governance (Class A shares at 1 vote, Class B at 20 votes), revises the termination provisions (including a $500,000 termination fee and an October 30, 2026 PCAOB audit deadline), caps SPAC transaction expenses at $1.5 million, and replaces the registration rights agreement exhibit. The filing contains no reported financial results or quantitative performance comparisons, so no balanced period-over-period assessment is possible.

• · FortuneX will de-register from the Cayman Islands and domesticate as a Delaware corporation, then Merger Sub will merge into WT Realty, which survives as a wholly-owned subsidiary renamed PubCo
• · Either party may terminate if the Closing has not occurred by the Outside Closing Date of May 26, 2027
• · FortuneX may terminate if the Company does not deliver PCAOB-audited financial statements by October 30, 2026
• · Termination fee may also apply after a delay of more than six months attributable to a party's failure to use commercially reasonable efforts, with exceptions for regulatory review, the Company's audit, SEC review, and market conditions
• · Deferred legal, advisory, and professional fees contingent on closing are excluded from the $1.5M cap, but D&O tail insurance premiums are not excluded
• · The deferred underwriting commission is governed exclusively by the Business Combination Agreement and is not payable by PubCo, WT Realty, or from Transaction Financing proceeds
• · Expenses above the cap are borne solely by FortuneX or the Sponsor
• · The corrected Amended and Restated Registration Rights Agreement is filed as Exhibit 10.1 and supersedes Exhibit 10.4 of the Original Form 8-K

08-10-2026

Medtronic plc filed a Rule 425 communication (October 8, 2026) publishing the text of its website supporting an exchange offer in which Medtronic offers to exchange up to 225,361,295 newly issued shares of common stock of MiniMed Group, Inc., which Medtronic owns, for shares of Medtronic common stock, as part of a separation of MiniMed. The filing itself is a website reference with an image placeholder and contains no disclosed financial results, deal valuation, or exchange ratio.

• · Filing is made under Rule 425 under the Securities Act of 1933 with Medtronic plc as subject company (Commission File No. 1-36820)
• · Information website is maintained at https://www.dfking.com/MDT
• · The exchange offer is described as referenced in a Prospectus, which is not included in this filing

08-10-2026

Central Puerto S.A. disclosed a relevant event reporting share purchases by its affiliates on October 7, 2026, with trades settled October 8, 2026. CPSA acquired 120,000 shares on BYMA at an average price of AR$ 2,023.41 for a total cash amount of AR$ 242,809,363, while Proener acquired 30,000 ADRs on the NYSE (equivalent to 300,000 underlying shares) at an average price of USD 12.62 for a total of USD 378,767.86. The filing discloses insider-level trading activity without indicating any change in strategic direction, and the sentiment is best characterized as neutral.

• · CPSA average purchase price of AR$ 2,023.41 per share on BYMA
• · Proener average purchase price of USD 12.62 per ADR on NYSE
• · Trade date October 7, 2026; trade completion date October 8, 2026

08-10-2026

OMA (Central North Airport Group) reported that terminal passenger traffic at its 13 airports decreased 4.8% in September 2026 versus September 2025. Domestic traffic fell 5.9%, while international traffic rose 2.8%. Commercial traffic accounted for 99.4% of total passengers and general aviation for 0.6%.

• · Filing is a Form 6-K furnished for the month of October 2026, reporting monthly traffic statistics; OMA trades on NASDAQ (OMAB) and the Mexican Stock Exchange (OMA).
• · Traffic served Monterrey, Acapulco, Mazatlán, Zihuatanejo and nine other regional centers and border cities.
• · OMA is part of VINCI Airports since December 2022.

08-10-2026

Hydro One Inc. furnished a Form 6-K for October 2026 attaching a news release dated October 7, 2026 (Exhibit 99.1), signed by General Counsel Cassidy McFarlane. The filing itself contains no financial figures, performance metrics, or named initiatives; the substantive content resides in the referenced Exhibit 99.1, which was not included in the provided text.

• · Form 6-K filed for the month of October 2026, Commission File No. 001-36115
• · Registrant files annual reports on Form 40-F
• · Exhibit 99.1 is a News Release dated October 07, 2026; content of the release is not included in the provided filing text

08-10-2026

Hydro One Limited furnished a Form 6-K for October 2026 attaching a news release dated October 07, 2026 (Exhibit 99.1), signed by General Counsel Cassidy McFarlane. The filing itself contains no quantitative financial results, and the substance of the news release is not reproduced in the text provided, so the specific business development cannot be determined from this filing alone.

• · Filing is a Form 6-K furnished under Rule 13a-16/15d-16 for the month of October 2026; registrant files annual reports on Form 40-F
• · Attached Exhibit 99.1 is a news release dated October 07, 2026, whose content is not included in the provided text
• · Principal executive offices listed at 483 Bay Street, South Tower, 8th Floor, Toronto, Ontario

08-10-2026

Intermap Technologies Corporation (ITMSF) filed a Form 6-K for October 2026 furnishing Exhibit 99.1, a press release dated October 7, 2026, under the Securities Exchange Act of 1934. The filing is signed by CEO Patrick A. Blott. The cover page and signature block contain no financial metrics, deal terms, or operational details; the substantive content resides in the unattached press release.

• · Filed as a Form 40-F filer under the multijurisdictional disclosure system, with Commission File Number 000-56743
• · Principal executive office located at 385 Inverness Parkway, Suite 105, Englewood, Colorado 80112
• · Press release (Exhibit 99.1) dated October 7, 2026 is referenced but its contents are not included in the provided text

08-10-2026

LEIFRAS Co., Ltd. (LFS) furnished via Form 6-K its unaudited interim condensed consolidated financial statements for the six months ended June 30, 2026, along with an MD&A, an investor presentation, and a press release dated October 7, 2026. The filing is a transmittal document; the actual financial figures reside in the referenced exhibits, which were not included in the text provided, so no specific revenue, earnings, or other quantitative results can be verified from this content.

• · Filing covers unaudited interim financial statements for the six months ended June 30, 2026, with comparative data for the six months ended June 30, 2025 (per Exhibit 99.1 title)
• · Exhibits 99.1 through 99.4 (financial statements, MD&A, investor presentation, press release) are referenced but their contents are not included in the provided text
• · Company is a foreign private issuer filing Form 20-F annual reports; principal executive offices in Ebisu, Shibuya-ku, Tokyo, Japan
• · Commission File Number 001-42877; report signed October 7, 2026, with the filing dated October 8, 2026

08-10-2026

NOVONIX Limited (NVNXF) furnished a Form 6-K on October 8, 2026, attaching an ASX announcement that the company has achieved ISO 9001 Quality Management System certification. The filing is a procedural foreign private issuer disclosure whose body contains no financial results, monetary amounts, or quantitative performance metrics.

• · Filing references Exhibit 99.1, an ASX announcement dated October 8, 2026, which contains the substantive certification details not reproduced in the 6-K body
• · Registrant files Form 20-F (not Form 40-F) and Commission File Number is 001-41208
• · Principal executive office is in Brisbane, Queensland, Australia

08-10-2026

Silvercorp Metals Inc. (SVM) furnished a Form 6-K for October 2026 attaching Exhibit 99.1, Amended Articles dated October 2, 2026. The filing is a cover-page submission with a signature by General Counsel and Corporate Secretary Jonathan Hoyles, dated October 7, 2026. The filing contains no financial results, operating data, or quantitative disclosures, and the substance of the amendments is not described in the body text.

• · Exhibit 99.1 contains Amended Articles dated October 2, 2026; the amended articles themselves are not reproduced in the provided text, so the nature of the amendments cannot be determined from this filing.
• · Principal executive office: Suite 1750 - 1066 West Hastings Street, Vancouver, BC, Canada V6E 3X1.
• · Company files under Form 40-F rather than Form 20-F.

08-10-2026

Teck Resources Limited furnished a Form 6-K for October 2026 under Rule 13a-16/15d-16, attaching Press Release 26-22-TR dated October 7, 2026 as Exhibit 99.1. The filing is a foreign private issuer report signed by Corporate Secretary Amanda R. Robinson. The cover page itself contains no financial figures, operating metrics, or substantive announcement details; the content of the press release is not included in the provided text.

• · Filed as a Form 40-F filer (Form 20-F box unchecked), indicating Teck reports under the Canadian multijurisdictional disclosure system
• · Commission File Number 001-13184
• · Principal executive offices at Suite 3300, 550 Burrard Street, Vancouver, British Columbia
• · Exhibit 99.1 is Press Release 26-22-TR dated October 7, 2026, whose substance is not included in the provided content

08-10-2026

Solidion Technology Inc. (formerly Nubia Brand International Corp.) filed a definitive proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on November 18, 2026 at 11:00 a.m. Central Time, with a record date of September 28, 2026. Stockholders will vote on electing three Class I directors, ratifying CBIZ CPAs P.C. as auditor for fiscal 2026, approving a 975,000-share increase to the 2023 Equity Incentive Plan, and approving a redomestication from Delaware to Texas. The excerpt contains no financial results, so no period-over-period performance data is reported.

• · Annual meeting is on November 18, 2026 at 11:00 a.m. Central Time, held solely virtually at www.virtualshareholdermeeting.com/STI2026
• · Record date is September 28, 2026; only stockholders of record at close of business that date may vote
• · Proxy materials were made available on or about October 7, 2026
• · Proposal 4 would convert the company from a Delaware corporation to a Texas entity via a Plan of Conversion (Appendix C), with a Certificate of Formation (Appendix D) and Bylaws (Appendix E) attached
• · Company was incorporated in Delaware on June 14, 2021 as a SPAC; IPO closed March 14, 2022; business combination with Honeycomb Battery Company closed February 2, 2024
• · Headquarters in Dallas, Texas; R&D and manufacturing operations in Dayton, Ohio
• · Proposed auditor ratification covers fiscal year ending December 31, 2026

08-10-2026

XWELL, Inc. filed a DEF 14A proxy statement seeking stockholder approval of the sale of its airport-based business under a Purchase Agreement, with a base purchase price of $13.0M on a cash-free, debt-free basis and total value to XWELL of $30.1M (or $27.4M net of escrow). Financial advisor Roth delivered a fairness opinion to the Board, but expressed no view on whether the Company should proceed, the use of proceeds, or any distributions to stockholders, and the opinion does not address a possible transaction with American Ventures LLC and its related support and voting arrangements. The filing also flags unquantified contingent exposure from an arbitration award involving Cordial Endeavor Concessions.

• · Roth assumed the retained non-airport health and wellness retail and Naples Wax operations have de minimis value, and the Company's cash and net sale proceeds are to be retained for general corporate purposes rather than distributed to stockholders
• · Roth's opinion expressly excludes any view on the arbitration award involving Cordial Endeavor Concessions and any resulting claims or damages
• · Roth's opinion does not address the allocation of consideration between the Company and holders of XpresTest RSAs
• · Financial analyses use market data as of July 2, 2026, and DCF uses six-year projections for fiscal 2026 through 2031 with a terminal revenue exit multiple range of 0.4x to 1.4x
• · Roth assumed no closing cash, indebtedness, working capital, or transaction expense adjustments and full release of escrowed amounts

08-10-2026

Distribution Solutions Group (DSGR) priced an upsized $800 million aggregate principal amount of 10.000% Senior Notes due 2032, up from $700 million, through Escrow Issuer Eclipse Acquisitions Merger Sub, Inc., an LKCM Headwater affiliate. Proceeds will sit in escrow pending the closing of a merger in which LKCM Headwater affiliates would acquire all shares not already owned for $35.00 per share in cash, subject to stockholder approval and no assurance of completion. The filing is a soliciting-material disclosure and contains no reported period-over-period financial results.

• · Merger agreement dated July 15, 2026 among DSG, the Escrow Issuer, Eclipse Parent Acquisitions, LLC and Eclipse Intermediate Acquisitions, LLC
• · Offering expected to close October 15, 2026, subject to customary closing conditions
• · Proceeds to fund share consideration, repay part of DSG's existing credit agreement debt, pay offering/merger fees, and for general corporate purposes including future acquisitions
• · Equity contribution from LKCM Headwater into DSG expected alongside Notes proceeds
• · Schedule 13E-3 filed September 1, 2026 jointly by DSG, LKCM and affiliates; definitive proxy statement to be filed for a special stockholder meeting
• · Notes offered only to qualified institutional buyers under Rule 144A and non-U.S. persons under Regulation S

08-10-2026

Splash Beverage Group, Inc. filed a supplemental proxy solicitation (DEFA14A) reminding stockholders that its 2026 Annual Meeting will be held exclusively via live webcast at www.virtualshareholdermeeting.com/EDVA2026, with no in-person location. The company urges stockholders to vote promptly via internet or phone to ensure a quorum, and notes proxies remain revocable. The notice is signed by Brady Cobb, Interim Chief Executive Officer, dated October 5, 2026.

• · Annual Meeting is accessible only via live webcast; attendance requires the control number found on the proxy card or voting instruction form
• · Management states a virtual format increases stockholder attendance and participation from any location
• · Stockholders may vote via the Internet, by phone, or by returning a printed proxy card; voting can be revoked before the meeting

08-10-2026

The Trade Desk, Inc. filed a definitive additional materials supplement (DEFA14A) to its proxy statement for a Special Meeting of Stockholders scheduled for October 19, 2026. The supplement corrects an inconsistency in how abstentions are treated for Proposal One, which the company describes as immaterial, and restates the 'How Are Abstentions Counted?' disclosure. Under the corrected language, abstentions count as present for quorum, count as a vote 'AGAINST' Proposal One, and have no effect on the vote on either Proposal One or Proposal Two because they are not 'votes cast.' No financial results, dollar amounts, or operating metrics are disclosed.

• · The Company states the original proxy inconsistency is immaterial and that no further disclosure is required, but is voluntarily amending the disclosure
• · Under the amended language, abstentions on Proposal One operate as a vote AGAINST, while abstentions have no effect on Proposal Two
• · Stockholders who already voted need not vote again unless they wish to change or revoke their vote

08-10-2026

Modern Capital Funds Trust has filed a definitive proxy statement (DEFM14A) soliciting shareholders of its Modern Capital Tactical Income Fund to approve an Agreement and Plan of Reorganization that would move the fund into a newly created series of Trailmark Series Trust, with the same investment adviser, objective, strategies, and portfolio manager. The stated rationale is operational efficiency and potentially lower expenses over time, with the Adviser and/or Administrator bearing all reorganization costs even if shareholders reject the plan. The special meeting is scheduled for November 2, 2026, and the board recommends a vote FOR the proposal.

• · Special Meeting of Shareholders to be held telephonically at 10:00 a.m. ET on November 2, 2026
• · Record date for voting is August 31, 2026
• · Reorganization is expected to be tax-free for federal income tax purposes, with no gain or loss expected to be recognized by the fund or its shareholders
• · Existing shares are to be exchanged one-for-one in value for New Fund shares in full liquidation and termination of the Existing Fund
• · The New Fund will have a different board of trustees and different officers, though third-party service providers (fund accounting/administration/transfer agent, distributor, custodian, legal counsel, auditor) are unchanged
• · If shareholders do not approve, the MCFT board will consider further actions, which may include continuation or liquidation of the Existing Fund
• · Shareholders may redeem their Existing Fund shares before the reorganization date if they do not wish to receive New Fund shares
• · Proxy solicitation contact phone number is 216-329-4271; the proxy statement states the Adviser expects no increase in fund fees or expenses from the reorganization
• · Filing fee: no fee required

08-10-2026

K&F Growth Acquisition Corp. II, a Cayman Islands blank-check SPAC, has filed a revised definitive proxy seeking shareholder approval for an extension of its deadline to complete an initial business combination from November 6, 2026 to an extended date, at an extraordinary general meeting on November 3, 2026. The Board believes there will not be sufficient time to complete a business combination within the current Combination Period, and approximately $308,107,083 was held in the Trust Account as of October 5, 2026, equating to roughly $10.716 per Public Share before tax deductions, versus a $10.68 Nasdaq closing price on October 2, 2026. Trust balance may fall significantly after Extension Redemptions, which are available to Public Shareholders regardless of how they vote.

• · Public Shareholders who do not elect redemption remain entitled to redeem for cash if no business combination is completed by the Extended Date
• · Redemption requests must be submitted to the transfer agent by 5:00 P.M. Eastern Time on October 30, 2026
• · The Board retains the right to liquidate the Company at any time before the Extended Date even if the extension is approved
• · Approval of the Extension Amendment requires a special resolution of at least two-thirds of votes cast; abstentions and broker non-votes will not count toward approval
• · If the extension fails and no business combination is completed by the Combination Period, the company will redeem Public Shares and wind up; rights will expire worthless

08-10-2026

Cyabra, Inc. (formerly Trailblazer Holdings, Inc., ticker CYAB; Tel Aviv, Israel) filed a Form S-1 registration statement with the SEC on October 8, 2026 (SEC File No. 333-299356) in connection with a public offering. The filing covers the period ended June 30, 2026 and discloses ongoing reliance on bridge loans, promissory notes, convertible notes, and preferred stock financings, indicating a capital-raising need. Balanced view: the company reports a single reportable segment and multiple operating expense lines, but the excerpt provided does not disclose revenue growth or profitability figures.

• · Registration statement filed under the Securities Act of 1933; SEC File No. 333-299356.
• · Company name changed from Trailblazer Holdings, Inc. (name change dated July 31, 2024) to Cyabra, Inc.
• · Fiscal year ends December 31; filing includes interim financial data through June 30, 2026.
• · Subsequent-event disclosures reference promissory notes with Alpha Capital Anstalt (January to March 2026), a bridge loan from a bank (January to March 2026, with a further reference dated July 28, 2026), and a conversion agreement tied to Series A, B, and C preferred stock.
• · Warrant-related disclosures include Series A and Series B common warrants and pre-funded warrants issued under purchase agreements.
• · Underwriter arrangements referenced with Ladenburg Thalmann and LifeSci Capital LLC, dated October 28, 2025 and June 29, 2026.
• · Company operates in the Services-Prepackaged Software sector (SIC 7372) and reports a single reportable segment.
• · Excerpt is truncated XBRL-tagged content; specific dollar amounts, revenue, net loss, and share counts could not be reliably extracted from the provided text.

08-10-2026

Gravity Acquisition Corp., a blank-check (SPAC) company, filed an amended S-1 registration statement describing a proposed unit offering of 25,267,500 units (assuming no over-allotment exercise), each unit comprising one Class A ordinary share and rights to receive one-third of one Class A ordinary share upon completion of an initial business combination. The offering is accompanied by a private placement of 267,500 private units at $10.00 per unit ($2,675,000 aggregate; $2,862,500 if the over-allotment option is exercised in full). Trust-account redemption rights and liquidation protections are subject to a 15-month deadline (extendable to 21 months).

• · Founder shares were acquired by the Sponsor on February 15, 2026 for $25,000 (approximately $0.0026 per share).
• · Founder shares are subject to a six-month lock-up after business combination, releasable early if the last sale price equals or exceeds $12.00 for 20 of 30 trading days starting 150 days post-combination.
• · Rights holders receive nothing if no business combination is completed; rights expire worthless upon redemption of public shares.
• · Maxim may permit separate trading of shares and rights before the 52nd business day after the prospectus date; separate trading cannot begin until an 8-K with audited closing balance sheet is filed.
• · Sponsor will forfeit up to 2,583,333 founder shares to the extent at-risk capital investors purchase founder shares, and will buy any unsubscribed private units (up to 95,000).

08-10-2026

Valion Bio, Inc. (formerly Tivic Health Systems, Inc., TIVC) filed a Form S-3 shelf registration statement allowing it to offer up to $100,000,000 in common stock, preferred stock, debt securities, warrants, subscription rights and units over time. The filing describes the company's late-stage pivot to a biopharmaceutical business built around the Entolimod TLR5 agonist, the launch of the Velocity Bioworks CDMO subsidiary, and a 1-for-25 reverse stock split effective August 31, 2026. No offering has been priced yet, and the company is an emerging growth and smaller reporting company.

• · Company exited consumer healthtech and suspended prescription bioelectronic product development
• · FDA granted Entolimod Fast Track and Orphan Drug designations for ARS prevention and treatment
• · Reverse split did not change par value or authorized shares; prior 10-K and incorporated filings predate the split
• · Company incorporated in California in 2016, reincorporated in Delaware in 2021, headquartered in San Antonio, TX
• · Velocity Bioworks early in market entry with no meaningful revenue disclosed

08-10-2026

Zeo Energy Corp. (ZEOWW) filed Amendment No. 1 to its Form S-3 shelf registration statement (Registration No. 333-298507) with the SEC, enabling the company to offer and sell securities in one or more offerings for aggregate gross proceeds of up to $150,000,000. The prospectus describes general terms, with specific offering terms to be provided in later prospectus supplements; the filing contains no reported financial results or period-over-period comparisons.

• · Filed on Form S-3 under a shelf registration process with SEC File Number 333-298507; the amendment is dated October 7, 2026 and was filed October 8, 2026.
• · Securities may be offered individually or in combination, with each offering requiring a separate prospectus supplement; the prospectus date and price terms are left blank in this draft.
• · Risk factors cited include the Business Combination outcome, dependence on government renewable energy incentives, ability to issue equity or obtain debt financing, supply chain disruptions, and product quality issues with solar systems sold.
• · Company is based in Dallas, Texas, and operates in the solar energy sector under the SIC classification for construction special trade contractors.

08-10-2026

First Bancorp (FBNC) filed Pre-Effective Amendment No. 1 to Form S-4 for its proposed merger with First Carolina Bancshares Corporation, under which First Carolina merges into First Bancorp and Carolina Bank & Trust Co. merges into First Bank. Each First Carolina share converts into 14.5340 FBNC shares plus $294.94 in cash, subject to tangible common equity and employee-retention adjustments. Based on FBNC's October 6, 2026 close of $59.74, the merger consideration implies about $1,163.20 per First Carolina share, down from about $1,228.31 at the July 13, 2026 announcement price of $64.22, reflecting a roughly 7% decline in the implied value of the stock component.

• · First Carolina shareholder special meeting scheduled for November 17, 2026 at 11:00 a.m. local time in Florence, South Carolina; approval requires two-thirds of outstanding shares
• · Proxy statement/prospectus first mailed to First Carolina shareholders on or about October 14, 2026
• · Merger agreement dated July 13, 2026; First Carolina board unanimously recommends approval
• · Adjournment proposal requires majority of shares present and entitled to vote
• · Cash consideration adjustment is downside-exposed: a tangible common equity shortfall below $110.0M reduces cash paid, while excess above $125.0M increases it only if closing occurs by January 1, 2027
• · Fixed exchange ratio means the number of FBNC shares is fixed, so shareholders bear market price risk on the stock component until closing
• · Filing notes the parties are not aware of any reason Carolina Bank employees would decline to sign employment agreements

08-10-2026

MN8 Energy Holdings LLC filed an amended S-4 registration statement dated October 8, 2026. The content provided is almost entirely raw XBRL tagging metadata (US-GAAP taxonomy references, context identifiers, and member labels) with no readable narrative, financial statement values, or prose describing the transaction, so the purpose of the registration and any specific deal terms cannot be determined from this text. The XBRL structure does indicate the filing covers fiscal years 2023 through 2025 and interim periods in 2026, and touches on items such as energy sales, renewable energy credits, derivative assets, contingent consideration, asset impairment charges, discontinued operations (dispositions of Dogwood, Celadon, and GREC entities), and fair value hierarchy disclosures.

• · Filing content is XBRL metadata only; no readable financial values, transaction terms, or narrative disclosures were included, so amounts and percentages could not be extracted.
• · XBRL references indicate a bridge loan tied to Hecate Energy Cider Solar LLC dated July 30, 2024.
• · XBRL references indicate dispositions of Dogwood and Celadon entities (December 17, 2025), a GREC Entity Holdco LLC sale (June 5, 2025), and an Illinois Winds LLC sale (November 21, 2024).
• · XBRL references indicate a tax credit recapture guarantee associated with OYA Rosewood Holdings LLC (March 11, 2025).
• · The S-4/A form type suggests a business combination or exchange offer; the specific transaction cannot be confirmed from the provided text.
• · Full filing text is needed to assess the transaction's purpose, consideration, and any positive or negative financial implications.

09-10-2026

Transocean Ltd. announced a new two-well contract award for the Transocean Norge with A/S Norske Shell, estimated at 120 days of work and contributing approximately $62 million in firm backlog, excluding additional services, with one single-well option included. The company also disclosed that final approval was received from Equinor in late September for three harsh environment semisubmersible rigs in Norway (Transocean Enabler, Transocean Encourage, and Transocean Endurance), converting approximately $1.0 billion of contract value into firm backlog.

• · Equinor final approval was received in late September 2026, ahead of this October 9, 2026 disclosure
• · Norske Shell work is expected to commence in direct continuation of the rig's previously awarded programs in Norway
• · Press release is furnished as Exhibit 99.1 under Item 7.01 (Regulation FD Disclosure)

09-10-2026

Prudential Financial, Inc. furnished an 8-K under Regulation FD announcing a news release providing an update on its Japan business, with a senior management conference call scheduled for October 9, 2026 at 8:00 A.M. ET. The filing itself contains no quantitative financial results, amounts, or percentage changes; the substance of the Japan update is contained in Exhibit 99.1, which is furnished and not filed and was not included in the provided content.

• · Conference call on Friday, October 9, 2026 at 8:00 A.M. ET to discuss the Japan business update
• · Related materials to be posted on the Investor Relations website (www.investor.prudential.com) immediately prior to the call
• · Company routinely uses its Investor Relations website to post material information and offers email alerts for postings
• · Securities registered on NYSE include Common Stock (PRU) and junior subordinated notes under symbols PRH, PRS, and PFH

09-10-2026

GigCapital8 Corp. (SPAC, Nasdaq: GIW/GIWWR) entered into an Agreement and Plan of Merger on October 8, 2026 with Quantisimo Holdings Corp. (PubCo), Quantisimo Corp. (the Company), WISeQey Corp and SealSQ Corp (the Company Shareholders), contemplating a business combination that will be subject to SPAC shareholder approval, a minimum cash condition, and SealSQ's cash contribution. The filing is a Rule 425 communication announcing the signing and attaching a joint press release dated October 9, 2026; the transaction has an outside date of March 31, 2027, and no dollar valuation or deal consideration is disclosed in this filing.

• · Outside date under the Merger Agreement is March 31, 2027; the transaction may not close by SPAC's business combination deadline or that date
• · Closing conditions include SPAC shareholder approval, a minimum cash condition, and SealSQ's cash contribution
• · SPAC and PubCo intend to file a Form F-4 Registration Statement including a preliminary proxy statement/prospectus; PubCo is a British Virgin Islands company and foreign private issuer
• · No third-party fairness opinion was obtained in determining whether to pursue the Transactions, per the forward-looking statement risk factors
• · SPAC's final prospectus is dated October 6, 2025; its Form 10-K for FY2025 was filed March 31, 2026

09-10-2026

City Therapeutics, Inc. filed an amended S-1 registration statement on October 9, 2026 for an IPO of 9,722,222 shares of common stock at an assumed price of $18.00 per share (midpoint of the range), targeting a Nasdaq Global Market listing under the symbol 'CTY'. Net proceeds are estimated at $158.3 million ($182.7 million if the underwriters' 1,458,333-share option is exercised in full). The company remains loss-making: net loss widened to $53.4 million for the six months ended June 30, 2026 from $24.3 million a year earlier, even as collaboration revenue rose 14% to $6.4 million.

• · Interest expense rose sharply to $1.5M for 6M 2026 from $0.6M for 6M 2025, and to $2.3M for FY2025 from $0.4M for FY2024.
• · Other expense, net swung to a $2.4M expense in 6M 2026 from $0.9M income in 6M 2025, contributing to a total other expense of $2.3M versus other income of $2.3M a year earlier.
• · Loss from operations widened to $51.1M for 6M 2026 from $26.6M for 6M 2025, and to $59.9M for FY2025 from $29.1M for FY2024.
• · Related-party R&D expense rose to $3.8M for 6M 2026 from $1.7M for 6M 2025 and $5.3M for FY2025 from $3.6M for FY2024, indicating continued reliance on related-party arrangements.
• · Net loss per share (basic and diluted) worsened to $(7.53) for 6M 2026 from $(5.02) for 6M 2025, despite the weighted-average share count rising to 7.1M from 4.8M.
• · Pro forma net loss per share for FY2025 is $(1.77) on 36.1M pro forma shares; for 6M 2026 it is $(1.40) on 38.1M pro forma shares.
• · Biogen Note conversion share count is sensitive to price: a $1.00 lower IPO price adds about 125,517 shares, and a $1.00 higher price removes about 112,304 shares.

09-10-2026

Chilwa Minerals reported progress on Phase I reconnaissance sonic drilling at its Mpyupyu West heavy mineral sands prospect in the Lake Chilwa basin, Malawi. As at 06 October 2026, 218 of a planned 272 holes (about 80%) had been completed for 2,992 metres, with mineralisation averaging 7.3 metres thick (maximum 12 metres). No drill hole exploration grades or intercepts are reported, and assay results remain pending as export permitting for lab dispatch is underway.

• · Drilling is on a nominal 400 mN x 200 mE grid; Phase II is planned at 100 mN x 100 mE spacing to establish JORC-compliant resource continuity
• · The filing contains an internal inconsistency: the Data Table states 2,292 metres drilled while the body text states 2,992 metres
• · Portable XRF readings and visual heavy-mineral panning estimates are excluded from the announcement as they are not a measure of total heavy mineral content
• · Mineralisation is a residual, in-situ saprolite blanket similar in style to the Kasiya rutile project, with holes terminating on saprock

09-10-2026

Huineng Technology Corp (HNIT) reported a 10-Q for the period ended August 31, 2026, showing a net income of $270 thousand for the nine months, a turnaround from a net loss of $25,772 thousand in the prior-year period, driven by revenue of $28,100 thousand (up from $9,500 thousand). However, the company is still reporting a net loss of $9,797 thousand for the three months ended August 31, 2026, with three-month revenue falling to $100 thousand from $4,900 thousand a year earlier, and it carries a total shareholders' deficit of $5,572 thousand.

• · Contract liabilities rose to $15,000 thousand from $1,100 thousand at November 30, 2025, a sign of substantial customer prepayments or deferred revenue.
• · Cash and cash equivalents increased to $14,092 thousand from $758 thousand, largely driven by operating cash inflow of $13,334 thousand for the nine months.
• · Nine-month net income was supported by a $5,502 thousand reduction in prepayments and deposits, while the three-month result was a loss.
• · Shareholders' deficit narrowed to $5,572 thousand from $5,842 thousand at November 30, 2025, but the company remains in a deficit position.
• · Accumulated deficit improved to $79,442 thousand from $79,712 thousand, though Q2 and Q3 2026 showed a swing from net income to net loss.
• · Revenue mix shifted heavily toward Development and Design Services ($27,000 thousand) while Maintenance Services fell to $1,100 thousand.
• · The company reported no cost of revenue in any period presented, so gross profit equals revenue.

09-10-2026

Gold Sino Assets Limited, Mr. Chung Yao Yin, and Peng-Lin Investment Limited filed Amendment No. 4 to Schedule 13D reporting beneficial ownership of 20,796,272 Gogoro ordinary shares (45.65%) for Gold Sino and 24,757,120 shares (54.35%) for Mr. Yin on an aggregated basis, with Peng-Lin reporting 3,960,848 shares (8.80%). The filing follows share purchase agreements dated October 7, 2026 under which Gold Sino and Peng-Lin will acquire 10,692,681 and 3,466,310 new shares at US$2.48 per share, expected to close on or before October 13, 2026. The reporting persons state the holdings are for investment purposes and reserve the right to change their intentions, including potential additional purchases or disposals.

• · Gogoro's Nasdaq ticker is GGR; the filing references the GGROW identifier used in the request.
• · Upon completion of the new equity investments, Mr. Yin will have fully discharged his obligation under an Undertaking, per the Issuer's announcement.
• · Funding of the investments is expected on or before October 13, 2026, with closing on the same date.
• · Share ownership percentages are calculated on a pro forma base of 45,551,574 shares (Gold Sino/Yin) and 45,009,640 shares (Peng-Lin), reflecting expected issuances at closing and upon warrant exercise.
• · Mr. Yin's beneficial ownership change arises from an inheritance-based entitlement and a June 22, 2026 assignment from his mother; no shares were directly acquired by Mr. Yin.
• · This amendment is the initial Schedule 13D filing for Peng-Lin.

09-10-2026

C.H. Robinson Worldwide (CHRW) has agreed to acquire RXO, Inc. (RXO), announced on October 5, 2026, and this Rule 425 filing contains an internal 'Ask Us Anything' transcript from October 7, 2026 with CHRW senior leadership. Management frames the deal as a growth and margin play: RXO carries a large gross-profit book but weaker operating margins, which CHRW intends to address by applying its lean operating model and revenue-management capabilities. The transaction has not closed; management expects closing in the first half of 2027, subject to regulatory approval and customary closing conditions. Management also said that synergies exceed RXO's pre-announcement market capitalization, though no specific figures are disclosed in the transcript.

• · Management expects the transaction to close in the first half of 2027.
• · CHRW's General Counsel issued internal guidance on conduct between the two still-separate, still-competing companies pending closing.
• · Management stated that the deal is structured so that expected synergy value exceeds RXO's market capitalization the day before announcement, a construct they described as uncommon (less than 5% of deals).
• · Post-closing, RXO is expected to be integrated under CHRW's operating structure, with integration planning led by Jim Reutlinger and Michael Castagnetto.
• · Management said there is an emphasis on protecting both companies' cultures during integration and training employees on new tools as part of the lean AI strategy.
• · The company is in a quiet period ahead of its earnings, limiting what management could address in Q&A.

09-10-2026

Melco International Development Limited, its wholly-owned subsidiary Melco Leisure and Entertainment Group Limited, and Mr. Lawrence Yau Lung Ho filed Amendment No. 10 to Schedule 13D on Melco Resorts & Entertainment Limited (MLCO). The reporting persons beneficially own 687,360,906 ordinary shares, or 62.6% of the 1,097,642,441 shares outstanding as of October 9, 2026; the amendment is filed mainly to reflect a change in percentage driven by a change in shares outstanding, with no transactions in the past 60 days. The filing also notes the reporting persons control a majority of the issuer's shares, can elect a majority of its board, and are evaluating possible transactions such as a stake acquisition, reorganization, merger, or delisting/deregistration.

• · Melco Leisure's 62.6% stake is subject to a Credit Facility secured by 677,360,904 shares, and the 2017 purchase financing was secured by 727,733,982 shares
• · The reporting persons may consider transactions that could lead to delisting or deregistration of the issuer's ordinary shares and ADSs
• · Amendment No. 10 restates the Schedule 13D entirely, reflecting only a percentage change from the shares outstanding denominator rather than a new acquisition or disposal

09-10-2026

Humana disclosed under Regulation FD that its 2027 Medicare Advantage Star Ratings (Bonus Year 2028), released by CMS on October 8, 2026, exceed its Top Quartile goal, defined as Stars revenue PMPM at least 10% above the peer group median. The company affirmed FY 2026 Adjusted EPS guidance of at least $9.00 and said it does not expect changes to that non-GAAP guidance, while GAAP EPS guidance may change due to strategic initiatives and the financial close for Q3 2026 is ongoing. The company also said it expects some BY28 outperformance to be one-time, to be used for investments and shareholder returns, with more 2028 detail to follow on the Q4 2027 earnings call and a virtual investor update scheduled for December 10, 2026.

• · Company expects a BY28 benefit to fund one-time investments and shareholder returns, with specifics deferred until more 2028 information is available
• · Company plans to manage product and benefit structure assuming performance approximating Top Quartile results
• · GAAP EPS guidance for FY 2026 may change, and a GAAP reconciliation for Adjusted EPS is not provided because Q3 2026 financial close is incomplete
• · Stars revenue PMPM figures for Humana and peers are normalized estimates and will differ from actual 2028 results

09-10-2026

Alterity Therapeutics Limited furnished a Form 6-K for October 2026 announcing that the company will present at the Canaccord Drug and Device Conference, as shown in Exhibit 99.1. The filing is administrative in nature and contains no financial results, quantitative metrics, or new clinical or operational data.

09-10-2026

Avalanche Treasury Corp disclosed that it has regained compliance with the Nasdaq Minimum Bid Price Requirement (Listing Rule 5550(a)(2)). Nasdaq Staff notified the company on October 7, 2026 that its Class A Common Stock closed at or above $1.00 for 13 consecutive business days (September 18 to October 6, 2026), closing the matter, following an August 6, 2026 deficiency notice after 33 consecutive business days below $1.00.

• · Initial Nasdaq notification letter was received August 6, 2026
• · Compliance regained period ran from September 18, 2026 to October 6, 2026
• · Company is an emerging growth company

09-10-2026

Caledonia Mining Corporation Plc filed a Form 6-K for October 2026 furnishing Exhibit 99.1, a press release dated October 9, 2026, which is incorporated by reference into its F-3 registration statement (File No. 333-281436). The filing body itself contains no quantitative financial results, amounts, or operational metrics; the substantive content resides entirely in the unreproduced Exhibit 99.1.

• · Filed under Form 20-F annual report status (Form 20-F box checked; Form 40-F not checked)
• · Commission File Number 001-38164; registrant address 2 Mulcaster Street, St Helier, Jersey JE2 3NJ
• · Exhibit 99.1 (Press Release dated October 9, 2026) is the operative content and was not included in the provided text

09-10-2026

YPF S.A. disclosed that between October 5 and October 7, 2026, it repurchased Class XXVII Notes (YMCTO) for a total of Ps. 22,598,512,039.79, equivalent to a par value of US$14,852,887, to be held in portfolio. The notes, issued in October 2023 with a nominal value of US$127,904,997 under the Frequent Issuer framework, were repurchased at an average price of 99.98% of nominal value and mature in October 2026. The filing is a routine regulatory notice to the CNV, ByMA and A3 Mercados, with no discussion of financial performance, so no balanced period-over-period comparison applies.

• · Repurchased notes represent roughly 11.6% of the original US$127.9M nominal value (US$14.85M par repurchased)
• · Notes were repurchased ahead of their October 2026 maturity, reducing outstanding debt obligations

09-10-2026

Shira Ridge Wealth Management, a California-incorporated investment adviser (CIK 0001961210, SEC file 028-22722), filed its Form 13F-HR for the period ended September 30, 2026, disclosing 83 reported holdings with a combined reported market value of approximately $287.7 billion (287,669,174 thousand dollars per the information table). The portfolio is concentrated in broad-market and sector ETFs, with large positions in Dimensional, iShares, and Vanguard funds alongside direct stakes in mega-cap technology names such as Apple and Alphabet. The filing reports holdings only and contains no period-over-period comparison, so no change in position size can be assessed from this document alone.

• · Filing covers the period ended September 30, 2026 and was filed October 9, 2026, with confidential treatment not requested (the filing is a standard holdings report).
• · Portfolio is heavily weighted toward ETFs: the top fund positions (iShares ESG Optimized, Dimensional US Core Equity, iShares US Equity, Dimensional International Core Equity, Dimensional Short Duration Fixed Income, iShares Floating Rate Note) together account for well over half of the reported value.
• · Fixed-income exposure is present through iShares 1-3 Year Treasury Bond, iShares US Treasury Bond, iShares Floating Rate Note, iShares California Muni Bond, and Dimensional Short Duration Fixed Income ETFs.
• · Direct single-stock holdings are relatively small and concentrated in large-cap technology and communication names (Apple, Alphabet, Microsoft, NVIDIA, Meta, Amazon), with several positions held in single-digit or low share counts.
• · Holdings are reported as sole investment discretion (SOLE) with no shared or other-manager discretion disclosed, and no put/call options are listed.

09-10-2026

Ledgewood Wealth Advisors, LLC filed a Form 13F-HR for the quarter ended September 30, 2026, reporting 73 holdings with an aggregate reported market value of $181,479,477 (approximately $181.5 Million, as reported in thousands of dollars in the filing's information table). The portfolio is weighted toward Dimensional and Invesco ETFs, with the largest single positions in Dimensional US Core Equity Market ETF and Dimensional Core Fixed Income ETF. Individual stock exposure is concentrated in large-cap technology names such as Apple, Alphabet, and Microsoft, alongside smaller positions in volatile biotech and micro-cap names.

• · Portfolio is heavily ETF-weighted, with fixed-income ETFs (Dimensional Core Fixed Income, Invesco BulletShares maturity-ladder bond ETFs) and broad equity ETFs making up most of the reported value
• · Individual equity exposure is comparatively small, led by Apple (~$5.8M), Alphabet Class A (~$2.8M), and Alphabet Class C (~$2.2M)
• · Several small-cap and speculative positions appear in the holdings, including Arbutus Biopharma (278,436 shares), Roivant Sciences (32,970 shares), Eos Energy (15,000 shares), and Cardiff Oncology (11,190 shares, ~$13.5K)
• · Filing is a standard 13F-HR covering the period ended September 30, 2026, filed October 9, 2026, with the information table reporting all holdings as sole investment discretion

09-10-2026

DLK Investment Management, LLC filed a Form 13F-HR on October 9, 2026 reporting equity holdings as of September 30, 2026, with a total reported portfolio value of approximately $274.8 billion across 99 securities-level positions in the information table. The largest positions by value include Apple, Microsoft, Alphabet (Class C), Amazon, NVIDIA, JPMorgan Chase, Visa, and Walmart. The filing is a standard quarterly institutional holdings disclosure and does not itself report any change in the firm's status or any regulatory action.

• · Filer is based in Solana Beach, California; reported under SEC file number 028-24052 with CIK 0002016793
• · Concentration is notable: the top ten positions by value account for roughly half of the reported total (approximately $135B of $274.8B)
• · Several positions are small speculative or early-stage names (e.g., Heron Therapeutics, Nkarta, Zentalis, Quantum-Si, Standard BioTools, Blink Charging), some with values under $50 thousand

09-10-2026

Retireful, LLC (Haslett, MI; CIK 0001919176) filed a Form 13F-HR for the quarter ended September 30, 2026, reporting 86 holdings with a total reported market value of $116,108,447 thousand (approximately $116.1 Billion, per the filing's table values). The portfolio is heavily concentrated in technology, ETFs, and index-tracking funds, with the largest single positions including State Street SPDR S&P 500 ETF Trust, Vanguard Information Technology ETF, and Vanguard Index Funds Morningstar Large Cap ETF. The filing is a holdings disclosure only and does not by itself indicate a change in company performance or a corporate event.

• · Filing covers the quarter ended September 30, 2026, filed October 9, 2026 under file number 028-22458
• · Largest reported positions by value include ETFs and index funds, while the largest single-stock position by value is Dell Technologies Inc Class C at approximately $3.37B
• · Positions are reported as sole investment discretion (SOLE) for nearly all holdings, with a small number of shared-discretion positions in Invesco S&P 500 Top 50 ETF, J.P. Morgan Ultra Short ETF, and SPDR Convertible ETF

09-10-2026

TLWM, a Texas-based institutional investment manager (San Antonio, TX; CIK 0001732537), filed its Form 13F-HR for the quarter ended September 30, 2026, reporting 74 holdings with an aggregate fair market value of approximately $627.5 billion (reported as 627,534,907 thousand dollars). The portfolio is concentrated in broad-market and index-tracking vehicles, including large positions in State Street SPDR S&P 500 ETF Trust, iShares Russell 3000 ETF, and SPDR S&P 500 Growth ETF, alongside large-cap single names such as NVIDIA, Apple, Microsoft, Amazon, and Meta. The filing does not disclose prior-period holdings, so period-over-period changes cannot be assessed from this document.

• · Portfolio is heavily weighted toward ETFs and index vehicles, with the three largest positions (S&P 500, Russell 3000, and S&P 500 Growth ETFs) together representing roughly $297.7B of the reported total
• · Fixed-income exposure through defined-maturity Invesco BulletShares and iShares iBonds ETFs is substantial, including multi-billion-dollar positions in 2026-2029 maturity ladders
• · Single-stock holdings are concentrated in mega-cap technology names (NVIDIA, Apple, Microsoft, Amazon, Meta, Alphabet, Tesla)
• · Filing reports all 74 positions as sole investment discretion (SOLE) with no shared or other-manager discretion
• · Filing is dated October 9, 2026 for the period ended September 30, 2026; no prior-quarter comparison is included in this document

09-10-2026

Davies Financial Advisors, Inc. (CIK 0002020296, Murrieta, CA) filed a Form 13F-HR on October 9, 2026 for the reporting period ended September 30, 2026, identifying itself as an institutional investment manager under Section 13(f) of the Exchange Act. The filing's information table contains a single line item that reports zero shares and zero value, indicating no reportable 13(f) securities holdings for the period. No dollar amounts, share counts, or period-over-period changes are disclosed.

• · Filer CIK 0002020296; SEC file number 028-24077; CRD/other reference 801-126564; filing accession number 0001085146-26-000841
• · Filer is based at 25109 Jefferson Avenue, Suite 205, Murrieta, CA 92562; state of incorporation CA; fiscal year end December 31
• · Report is signed by Andrew Davies, President, on October 8, 2026, with a 13F report type designation indicating holdings reported in this filing (not a notice-only or combination report)
• · Information table includes one entry with no reported shares or value, which may reflect a reporting placeholder or a filing with no reportable 13(f) positions

09-10-2026

Sunburst Financial Group, LLC (Vestavia Hills, AL; CIK 0001800158) filed a Form 13F-HR on October 9, 2026 for the quarter ended September 30, 2026, reporting 136 holdings with an aggregate reported market value of $631,422,654 (approximately $631.4 million). The largest positions by value include Apple (about $8.1 billion-scale line item reported as 8114938 in thousands, i.e. about $8.11 billion), Alphabet Class A (about $2.78 billion), Amazon (about $2.65 billion), and Broadcom (about $2.10 billion). The filing does not provide prior-period holdings, so period-over-period changes cannot be assessed from this document.

• · Filing is a standard 13F-HR for the period ended September 30, 2026, filed as of October 9, 2026, with an accession number of 0001085146-26-000840.
• · Investment discretion is reported as SOLE for all positions; no shared-discretion positions are listed.
• · A substantial share of holdings is concentrated in ETFs and index-tracking vehicles (e.g., Schwab US Broad Market ETF, iShares Core Dividend ETF, ETF Series Solutions Aptus funds), suggesting a diversified, passive-leaning allocation.
• · Put-option positions are reported for iShares Russell 1000 Growth ETF (113,200 shares) and NVIDIA (24,500 shares), which may indicate hedging or directional bearish positioning that cannot be verified from the 13F alone.
• · Reported value for Apple (about $8.11B) is the single largest line item, roughly 1.3% of the total reported portfolio value as a share of the $631.4M aggregate, though the individual figures are reported in thousands and the aggregate appears inconsistent in scale with the line items and should be verified against the source EDGAR filing.

09-10-2026

Pioneer Wealth Management Group, an Austin, TX-based investment manager (SEC file no. 028-23185), filed its Form 13F-HR for the quarter ended September 30, 2026, disclosing 56 holdings with a combined reported market value of $423,841,478 (in thousands per the 13F table convention, i.e., approximately $423.8 billion as reported in the information table's value column). The portfolio is dominated by diversified ETFs, with the largest positions in Dimensional and Schwab bond and equity funds, and Apple as the largest single-stock holding. The filing reports sole investment discretion across all positions and contains no quantified period-over-period comparison.

• · Filing is a 13F-HR for the period ended September 30, 2026, filed October 9, 2026 under SEC file no. 028-23185 (CIK 0001973339).
• · All 56 positions are reported with SOLE investment discretion and no shared or other-manager voting/investment authority.
• · Portfolio is heavily weighted toward passive index/ETF vehicles across equity, fixed income, REIT, and international categories; only a small number of individual common stocks (e.g., Apple, NVIDIA, Microsoft, Alphabet, Amazon) are held.
• · Holdings are reported in thousands of dollars per standard 13F convention; the table's value column should be read accordingly to avoid a 1,000x misstatement.
• · No prior-period comparison data is included in the 13F, so quarter-over-quarter changes in position size or value cannot be derived from this filing alone.

09-10-2026

M.E. Allison & Co., Inc. (San Antonio, TX) filed its Form 13F-HR for the period ended September 30, 2026, disclosing 192 holdings with a total reported portfolio value of approximately $178.3 billion (reported as 178326547 in thousands of USD). The disclosure is a routine quarterly report of long equity and ETF positions, with the largest reported positions including Apple (16,835 shares, $5.61 billion), Capital Group Growth ETF (189,720 shares, $9.00 billion), and Capital Group Dividend Value ETF (158,161 shares, $7.73 billion). The filing is an informational holdings disclosure and does not by itself indicate any change in holdings relative to the prior period.

• · Filing covers 13F holdings as of September 30, 2026 and was filed October 9, 2026 with SEC file number 028-24564
• · Portfolio is heavily concentrated in ETFs, including large Capital Group, Vanguard, and J.P. Morgan fund positions alongside individual mega-cap technology stocks
• · Filing is a holdings snapshot only; it does not include prior-period comparisons, so no period-over-period changes can be assessed from this document