Global High-Priority Regulatory Events — September 17, 2026

17-09-2026

Valiant Laboratories Limited has approved the acquisition of up to 1.01% equity and 3.60% compulsorily convertible preference shares in AMPYR Renewable Energy Resources Twelve A Private Limited for a cash consideration not exceeding ₹70,00,000 (₹70 lakh). The investment is intended to procure solar power for its Tarapur plant under a group captive open access arrangement, with completion expected within 12 months. The target, a subsidiary of AMPYR India Asset Holdings Two Pte. Ltd., Singapore, reported a turnover of ₹23.26 Crore for FY 2025-26, while no turnover was recorded in prior years.

• · Target entity incorporated on November 01, 2023, in India.
• · Target entity is a subsidiary of AMPYR India Asset Holdings Two Pte. Ltd., Singapore.
• · Target entity's solar power project is located at Mhasale, Taluka Sakri, District Dhule, Maharashtra.
• · Target entity's plant commenced commercial operations on May 27, 2025.
• · No governmental or regulatory approval is required for the proposed investment, other than corporate approvals under the Companies Act, 2013.
• · The acquisition is not a related party transaction; promoter/promoter group/group companies have no interest in the target entity.
• · The acquisition will not result in any change in control or management of the target entity.
• · The acquisition may be completed in one or more tranches within 12 months from the date of approval.
• · The investment is to participate in a group captive arrangement under the Electricity Act, 2003.

17-09-2026

Beretta Holding S.A. has launched a tender offer to purchase up to 2,400,184 shares of Sturm, Ruger & Company, Inc. at $44.80 per share in cash, representing a premium of approximately 21% over the last closing price. The offer, which expires on October 15, 2026, is not subject to a financing condition and is being made pursuant to a Cooperation Agreement with Ruger. Beretta Holding already owns 1,587,000 shares (9.93%) and, if the offer is fully subscribed, would hold approximately 25% of the outstanding shares.

• · The tender offer expires at one minute after 11:59 p.m., New York City time, on October 15, 2026.
• · The offer is not conditioned on any minimum number of shares being tendered or on financing.
• · If more than 2,400,184 shares are tendered, purchases will be made on a pro rata basis.
• · The Cooperation Agreement prohibits the Ruger Board from recommending that stockholders not tender their shares.
• · Beretta Holding intends to explore potential commercial cooperation with Ruger in areas such as sales, supply chains, sourcing, and manufacturing.
• · The offer is subject to certain conditions, including the DGCL 203 Condition and the Rights Agreement Condition.

17-09-2026

Fifth Era Acquisition Corp I (FERAU) received a Nasdaq deficiency notice on September 14, 2026, for failing to satisfy the minimum total holders requirement under Listing Rule 5450(a)(2). The notice does not trigger immediate delisting, and the company may pursue a cure period or transfer to the Nasdaq Capital Market. However, there is no assurance of regaining compliance, and the company's stock price and business could be adversely affected.

• · The deficiency notice was issued under Nasdaq Listing Rule 5450(a)(2), which requires a minimum total holders of 400 for continued listing on the Nasdaq Global Market.
• · The company has until the cure period deadline to regain compliance, but the exact deadline is not specified in the filing.
• · The company may consider transferring its securities to the Nasdaq Capital Market as an alternative to regaining compliance on the Global Market.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.

17-09-2026

Healthy Choice Wellness Corp. (HCWC) filed an 8-K detailing the reverse merger with Host Digital Infrastructure LLC, a development-stage data center company. Host Digital has secured a 15-year, take-or-pay lease with a major cloud infrastructure company for a 43 MW data center campus in Oklahoma, with aggregate base-term rent of approximately $1.25 billion. However, the company has no revenue, no cash as of July 31, 2026, a working capital deficit of $27.5 million, and substantial doubt about its ability to continue as a going concern, with project financing still uncertain.

• · The company acquired T-20 Mining LLC in February 2026 to secure an Electric Service Agreement for the Project Facility.
• · The Lease is structured on a take-or-pay basis, backstopped by an investment-grade technology company.
• · The Lease includes 3% annual escalators and may be renewed for a total term of 30 years.
• · The company had no cash as of both January 31, 2026 and July 31, 2026.
• · The company's activities have been funded through sponsor equity and related-party advances.
• · The Merger was accounted for as a reverse acquisition, with Host Digital Infrastructure LLC as the accounting acquirer.
• · The company does not have any off-balance sheet arrangements.

17-09-2026

Bayview Acquisition Corp (BAYAR) deposited $50,000 into its trust account on September 17, 2026, to extend its deadline to complete an initial business combination by one month, from September 19, 2026 to October 19, 2026. This is the fourth of up to six permitted extensions under the company's amended articles. The filing reflects a routine procedural step to maintain the SPAC's timeline, with no new business combination announced.

• · The extension is the fourth of up to six permitted under the Second Amended and Restated Articles of Association.
• · The extension moves the deadline from September 19, 2026 to October 19, 2026.

17-09-2026

CO2 Energy Transition Corp. (NOEM) received approval to transfer its securities (units, warrants, rights, and common stock) from the Nasdaq Global Market to the Nasdaq Capital Market, effective September 16, 2026. Additionally, a non-binding letter of intent for an initial business combination expired on September 14, 2026, as the parties did not extend the deadline; however, the company continues discussions with the same party and is evaluating other potential opportunities.

• · The transfer to the Nasdaq Capital Market is often required when a company fails to maintain the more stringent listing standards of the Global Market.
• · The letter of intent for an initial business combination was non-binding and provided a deadline of September 14, 2026, which was not extended.
• · The company remains an emerging growth company.
• · The trading symbols (NOEM, NOEMW, NOEMR, NOEMU) will remain unchanged.

17-09-2026

Stardust Power Inc. received a Nasdaq deficiency notice on September 11, 2026, for failing to maintain a minimum bid price of $1.00 per share for 30 consecutive business days. The company has until March 10, 2027, to regain compliance, and it is also already under a separate deficiency notice for failing to meet the $35 million market value of listed securities requirement, with a compliance deadline of October 21, 2026. The company is considering options, including a reverse stock split, but there is no assurance of regaining compliance.

• · The company previously disclosed a separate deficiency on April 24, 2026, for failing to meet the $35 million market value of listed securities requirement, with a compliance deadline of October 21, 2026.
• · If the company does not regain compliance by March 10, 2027, it may be eligible for an additional 180-day compliance period, subject to meeting other listing standards and providing notice of intent to cure via a reverse stock split.
• · The company may appeal a delisting determination to a Nasdaq Hearings Panel if necessary.

17-09-2026

Rudra Ecovation Limited (formerly Himachal Fibres Limited) announced that the Hon'ble NCLT, Chandigarh Bench, pronounced an order on 16.09.2026 sanctioning the Scheme of Merger and Amalgamation of the company (Transferor Company) with Shiva Texfabs Limited (Transferee Company). The company is awaiting the certified copy of the order and will make requisite filings upon receipt. No financial figures were disclosed in the filing.

• · NCLT order sanctioning the merger scheme was pronounced on 16.09.2026.
• · The company is awaiting the formal/certified copy of the NCLT order.
• · Further disclosures will be made upon receipt of the order and completion of statutory compliances.
• · The company's CIN is 7119HP1980PLC031020 / L43292HP1980PLC031020.

17-09-2026

SKIL Infrastructure Ltd, currently under Corporate Insolvency Resolution Process (CIRP) per NCLT Mumbai order dated February 1, 2024, has rescheduled its Eleventh Committee of Creditors (CoC) meeting to September 21, 2026, at 2:30 PM via video conferencing. The meeting was originally scheduled for September 10, 2026, and had been adjourned multiple times. No financial figures or operational metrics were disclosed in this filing.

• · Company is under CIRP per NCLT Mumbai order dated February 1, 2024
• · CoC meeting rescheduled from September 17, 2026 to September 21, 2026 at 2:30 PM via video conferencing
• · Resolution Professional: Purusottam Behera, IBBI Registration No. IBBI/IPA-002/IP-N00940/2019-20/12993
• · Prior disclosures referenced: September 12, 2026, September 07, 2026, and September 16, 2026

17-09-2026

NHC Foods Limited incorporated Conquer Enterprises LLC, a foreign subsidiary in Wyoming, USA, through its step-down subsidiary Conquer Enterprises Limited, to expand its global trading operations. The new entity, incorporated on September 16, 2026, has no turnover yet and is fully owned via 100% share capital subscription. No financial details or regulatory approvals were disclosed, and the acquisition is not a related party transaction.

• · Conquer Enterprises LLC is registered with the Wyoming Secretary of State, United States.
• · Date of incorporation of Conquer Enterprises LLC: September 16, 2026.
• · County of incorporation: Cheyenne, Wyoming, United States.
• · The subsidiary is in the business of General Trading.
• · The acquisition was completed on September 16, 2026.
• · No governmental or regulatory approvals were required for the acquisition.
• · The cost of acquisition is not applicable as it is a 100% subscription to share capital.

17-09-2026

SIS Limited has informed the exchanges that its wholly owned subsidiary, SIS Global Workforce Solutions Private Limited, has incorporated a new wholly owned subsidiary named 'SIS Global Workforce Solutions Finland Oy' in Helsinki, Finland. The entity, incorporated on August 31, 2026, is newly formed and has not yet commenced commercial operations, with no consideration paid or turnover reported.

• · The new subsidiary is incorporated in Helsinki, Finland.
• · The subsidiary's line of business is personnel procurement services, specifically providing global workforce solutions by sourcing, training, upskilling, and deploying manpower from India to overseas markets.
• · The promoter, promoter group, and group companies have no separate interest in the entity.
• · The acquisition does not constitute a related party transaction.
• · No governmental or regulatory approvals were required for the incorporation.
• · Consideration for the acquisition is nil, and the cost of acquisition is nil.
• · SIS Limited holds 100% indirect control through its wholly owned subsidiary, SIS Global Workforce Solutions Private Limited.

17-09-2026

PTC India Limited has incorporated a joint venture company, NIRL PTC RENEWABLES LIMITED, with NLC India Renewables Limited to develop green energy projects. PTC India holds a 26% stake (26,000 equity shares at ₹10 each) while NLC India Renewables holds 74%. The joint venture was incorporated on September 16, 2026, with prior approval from DIPAM, Ministry of Finance.

• · The joint venture was incorporated under CIN U35105TN2026GOI197973.
• · Approval from DIPAM, Ministry of Finance, was obtained before incorporation.
• · The consideration for subscription to paid-up share capital will be paid in cash.

17-09-2026

The Resolution Professional (RP) of Reliance Home Finance Limited (In CIRP) has informed the stock exchanges that the 14th meeting of the Committee of Creditors (CoC) will be held on September 17, 2026, via video conferencing. This is a routine procedural update in the ongoing Corporate Insolvency Resolution Process (CIRP) that was initiated on September 20, 2025. No financial figures or material developments are disclosed in this filing.

• · CIRP was initiated on September 20, 2025.
• · The 14th CoC meeting is scheduled for September 17, 2026, at 3:00 PM IST via video conferencing.
• · The RP's IBBI registration is valid until December 31, 2026.

17-09-2026

Jay Ambe Supermarkets Limited has formed City Square Global LLC, a newly incorporated New Jersey-based subsidiary, to expand its international sourcing and distribution footprint in North America. The company will hold a 51% membership interest for a cash capital contribution of USD 5,100 (payable by December 31, 2026), with promoter Jignesh Amratbhai Patel and promoter-group member Shital B Patel collectively holding 49%. The entity has no turnover yet and the investment is immaterial to the company's financial position; however, the intimation was delayed and filed only after documents were received on September 16, 2026.

• · City Square Global LLC was formed on June 08, 2026 under New Jersey law, with Identification Number 0451477520.
• · The Certificate of Amendment was filed on July 01, 2026 (Validation Number 4326280510) to record Jay Ambe Supermarkets Limited as a member.
• · The company's registered office is at 971 US Highway 202N, STE R, Branchburg, New Jersey 08876.
• · The entity has no share capital; it is a limited liability company with aggregate capital contribution of USD 10,000.
• · The transaction is not a related party transaction as City Square Global LLC was not a related party prior to formation.
• · The formation is expected to enable expansion of sourcing and distribution network in overseas markets over the long term.
• · The delay in intimation was due to documents being received only on September 16, 2026; the company has put in place internal processes to avoid future delays.

17-09-2026

Share India Securities Limited has completed the acquisition of 100% equity share capital of Enshrine Leasing and Infotech Private Limited for an aggregate consideration of ₹39,71,50,856 (Rupees Thirty Nine Crore Seventy One Lakh Fifty Thousand Eight Hundred Fifty Six Only). The acquisition, approved by the Board on July 24, 2026, was finalized on September 17, 2026, making Enshrine a wholly owned subsidiary. No additional financial metrics or comparative figures are disclosed, so performance trends cannot be assessed.

• · Acquisition was approved by the Board on July 24, 2026, and completed on September 17, 2026 at approximately 01:00 p.m.
• · The acquired entity, Enshrine Leasing and Infotech Private Limited, becomes a wholly owned subsidiary effective September 17, 2026.

17-09-2026

Hindustan Construction Company Limited (HCC) announced that its wholly owned subsidiary, HCC Infrastructure Company Limited (HICL), will incorporate a new public limited company jointly with Ceigall India Limited, named 'HC Concessions Limited'. HICL will hold 51% of the paid-up equity share capital with a capital contribution of ₹51,000. The new entity will focus on infrastructure development projects across various models including BOT, HAM, and BOOT.

• · The new entity will be a step-down subsidiary of HCC, with HICL as its holding company.
• · The joint venture will operate in the infrastructure development industry, covering roads, highways, bridges, power stations, airports, and other projects.
• · The consideration is in cash, and no governmental or regulatory approvals are required for the acquisition.

17-09-2026

Indo National Limited (INL) will invest INR 3,90,94,666 (₹3.9 Cr) in Axial Aero Private Limited (AAPL) by subscribing to 35,249 Class C CCPS at INR 1,109.10 per share, increasing its stake to 7.97% on a fully diluted basis. The investment, part of AAPL's Pre-Series A-1 round, is a follow-on to INL's existing holding and includes board nomination rights. The transaction is not a related party deal and is subject to conditions precedent and closing.

• · INL currently holds Class B non-cumulative compulsorily convertible preference shares of AAPL of face value INR 10 each.
• · INL has the right to nominate 1 member to AAPL's board of directors, which it has already exercised.
• · The transaction is not a related party transaction.
• · The investment is pursuant to INL's exercise of pre-emptive rights in AAPL's Pre-Series A-1 round.
• · The transaction is subject to conditions precedent and completion of investments by other investors in the same round.

17-09-2026

Kitex Garments Limited has submitted newspaper advertisements published on September 17, 2026, regarding the notice of hearing of a petition for a Scheme of Arrangement between Kitex Childrenswear Limited, Kitex Garments Limited and their respective shareholders and creditors under Sections 230 to 232 of the Companies Act, 2013. The advertisements were published in The Hindu Business Line (All Editions) and Mathrubhumi (Kochi Edition) pursuant to Regulation 47 of the SEBI (LODR) Regulations, 2015. The filing is procedural and does not contain any financial performance data.

• · The petition hearing is in terms of an Order of the Hon’ble National Company Law Tribunal, Kochi Bench.
• · Advertisements were published in English (The Hindu Business Line, All Editions) and Malayalam (Mathrubhumi, Kochi Edition).
• · The Scheme of Arrangement involves Kitex Childrenswear Limited, Kitex Garments Limited and their respective shareholders and creditors.

17-09-2026

The Board of Directors of Sandur Manganese & Iron Ores Limited approved the incorporation of a wholly owned subsidiary, Royal Sandur MedTech Private Limited, to venture into medical devices and consumables manufacturing. The subsidiary will be subscribed with ₹1,00,00,000 in cash for 10,00,000 equity shares, representing 100% ownership. This marks a strategic diversification from the company's core mining and ferroalloy business into the healthcare sector.

• · The subsidiary will be incorporated in India and is yet to be incorporated as of the filing date.
• · The board meeting (387th) was held on 17 September 2026 from 4:30 PM to 5:00 PM.
• · The company had previously intimated its intention to venture into new lines of business via letter dated 9 July 2026.
• · The subsidiary's industry is medical devices and consumables manufacturing.
• · The consideration is in cash, not share swap.

17-09-2026

Swan Defence and Heavy Industries Ltd (formerly Reliance Naval and Engineering) announced that the Scheme of Arrangement and Amalgamation with Triumph Offshore Private Limited has become effective on 17th September 2026, following the filing of the certified NCLT order with the Registrar of Companies. The Appointed Date for the amalgamation is 1st April 2024. No financial figures were disclosed in this update.

• · The Scheme became effective on 17th September 2026, with the Appointed Date being 1st April 2024.
• · The certified copy of the Hon'ble NCLT (Ahmedabad Bench) order was filed with the Registrar of Companies on 17th September 2026.
• · The company was formerly known as Reliance Naval and Engineering Limited.

17-09-2026

Rays of Belief Limited has made a further investment of USD 2,000,000 (approximately INR 19.19 Cr.) in its wholly owned subsidiary, Mom's Belief US Inc., through a rights issue, funded by cash. The investment, approved by the Board and completed on September 17, 2026, aims to leverage the subsidiary's expertise in allergy and immunology healthcare services. The company will continue to hold 100% of the subsidiary, and no change in shareholding structure is expected.

• · Mom's Belief US Inc. was incorporated on April 04, 2025, in the United States of America.
• · The subsidiary specializes in the medical discipline of allergy and immunology, focusing on diagnosis, treatment, and management of immune system and allergic conditions.
• · The transaction is a related party transaction at arm's length; no promoter/promoter group interest except the company's existing shareholding.
• · No specific government/statutory approvals required except compliances under FEMA, 1999.
• · The investment is in line with the IPO objects as per the prospectus dated September 08, 2026.

17-09-2026

Roto Pumps Limited has received a First Motion Order from the NCLT Allahabad Bench for the amalgamation of its wholly owned subsidiary, Roto Energy Systems Limited, into itself. The scheme, approved by both boards on February 10, 2026, aims to create operational synergies, reduce costs, and eliminate inter-corporate dependencies. The company will now proceed with subsequent steps to obtain final NCLT approval.

• · The NCLT reserved judgment on September 3, 2026, pronounced on September 15, 2026, and the order was received by the company on September 16, 2026.
• · The appointed date for the scheme is April 1, 2026.
• · The scheme does not involve any corporate debt restructuring.
• · No prior SEBI approval is required as the scheme involves amalgamation of a wholly owned subsidiary with its parent company.
• · The scheme will not attract provisions of the Competition Act, 2002.
• · No legal proceedings are pending against the transferor company.
• · Consent affidavits have been obtained from equity shareholders, secured creditors, and unsecured creditors of the transferor company.

17-09-2026

BSL Limited has entered into agreements to acquire 23,50,000 equity shares (26% stake) in Bhadla Minigrid Solar 5 Private Limited, a newly incorporated special purpose vehicle for a 4.4 MW AC/6.5 MW DC + 4.92 MWH BESS captive solar power project in Rajasthan, for a total cash consideration of Rs. 2.35 Crore. The acquisition aims to augment captive renewable energy capacity for BSL's plants, with completion expected within 4 months. The target has no turnover yet as it is yet to commence operations.

• · Target company incorporated on 31st January 2025, with no turnover in the last three years (yet to start operations).
• · Acquisition does not fall under related party transactions; promoter/promoter group/group companies have no interest in the target.
• · Project located at Setrawa, Phalodi District, Jodhpur, Rajasthan, India.
• · Indicative time period for completion of acquisition: 4 months.
• · Consideration is cash; no government or regulatory approvals required.
• · Target operates in the Power Generation industry (renewable energy).

17-09-2026

Arvind Limited completed the acquisition of 26.60% equity shares of Torrent Urja 21 Private Limited on September 17, 2026, pursuant to the Power Transfer Agreement and Share Subscription and Shareholders' Agreement. This follows an earlier disclosure dated August 25, 2026, covering agreements to acquire shares in both Torrent Urja 12 and Torrent Urja 21. No financial details or consideration amounts were disclosed in the filing.

• · Acquisition completed on September 17, 2026
• · Prior disclosure dated August 25, 2026 covered agreements for both Torrent Urja 12 and Torrent Urja 21
• · Acquisition made in accordance with Power Transfer Agreement and Share Subscription and Shareholders' Agreement
• · Filing reference number: AL/SECT/2026-27/66
• · Security code: 500101, Symbol: ARVIND

17-09-2026

Standard Capital Markets Ltd. has been approved as the Successful Resolution Applicant (SRA) for Paymark Payment Technologies & Services Private Limited under the Insolvency and Bankruptcy Code. The NCLT Kolkata Bench approved the resolution plan on September 8, 2026, and the company received the communication on September 17, 2026. No financial details of the resolution plan or any period-over-period comparisons are disclosed in this filing.

• · The NCLT Kolkata Bench (Court-I) approved the resolution plan via order dated September 8, 2026, in I.A. (IBC) (PLAN) No. 02/KB/2026 in CP (IB) No. 121/KB/2024.
• · The resolution plan became effective from September 8, 2026.
• · The company received the communication from the Resolution Professional on September 17, 2026.

17-09-2026

Niks Technology Limited has received a detailed public statement for an open offer by Nilesh Jayantilal Patel, Vishal Jayantilal Patel, and Bharatkumar Pravinchandra Keshrani to acquire up to 23,16,964 equity shares (26.00% of expanded capital) at ₹136 per share, for a total consideration of ₹3,14,29,600. The offer follows a share purchase agreement and proposed preferential allotment that will give the acquirers 52.09% of the expanded equity, resulting in a change of control. The target company has an authorized capital of ₹100.00 Lakh and a current paid-up capital of ₹50.00 Lakh.

• · The open offer is made under Regulation 3(1) and Regulation 4 of SEBI (SAST) Regulations, 2011.
• · The acquirers currently hold no shares in the target company as of the public announcement date (September 8, 2026).
• · The target company was originally incorporated on June 19, 2014 as a private limited company and converted to a public limited company on March 5, 2021.
• · The target company's main objects include establishing educational institutions, IT training, digital marketing, AI, machine learning, and drone trading.
• · The acquirers propose to continue the existing business and may diversify with shareholder approval.
• · The acquirers will be classified as promoters of the target company post-acquisition.

17-09-2026

Veefin Solutions Limited has published newspaper advertisements regarding the NCLT-convened meeting for the Scheme of Amalgamation (merger by absorption) of GlobeTF Solutions Limited and Estorifi Solutions Limited into Veefin Solutions Limited. The joint petition was admitted by the NCLT Mumbai on August 31, 2026, and the final hearing is scheduled for November 5, 2026. No financial details of the merger or any period-over-period comparisons are disclosed in this filing.

• · The merger is a by-way-of-absorption of two unlisted public companies (GlobeTF Solutions Ltd and Estorifi Solutions Ltd) into the listed Veefin Solutions Ltd.
• · NCLT Mumbai admitted the joint petition on August 31, 2026.
• · Final hearing before the NCLT is set for Thursday, November 5, 2026.
• · Objections to the petition must be filed at least two days before the hearing date.
• · The newspaper advertisements were published in Business Standard (English) and Navshakti (Marathi) on September 17, 2026.

17-09-2026

Astron Paper & Board Mill Limited is under Corporate Insolvency Resolution Process (CIRP) following an NCLT order dated May 11, 2026. The Resolution Professional (RP) is responding to SEBI and exchange notices regarding historical non-compliances with Regulation 33 (financial results filing) that occurred before the CIRP commencement. The RP attributes these defaults to the erstwhile suspended management and notes difficulties in accessing historical records, including non-cooperation from the suspended management, for which an application under Section 19(2) of the IBC has been filed. The company also failed to finalize financial results for the quarter ended June 30, 2026 within the prescribed timeline.

• · CIRP commenced on May 11, 2026, per NCLT Ahmedabad Bench order.
• · Financial results for Q1 FY27 (quarter ended June 30, 2026) were not finalized within the prescribed timeline due to non-availability of financial information and non-cooperation from suspended management.
• · An application under Section 19(2) of the IBC has been filed seeking directions against the suspended management for non-cooperation.
• · The RP's authorization is valid until June 30, 2027.
• · Historical non-compliances include: XBRL filing discrepancies, non-submission of Statement of Impact of Audit Qualifications, and delayed submission of financial results.

17-09-2026

ETF Opportunities Trust filed a Form 25 with the SEC on September 17, 2026, to voluntarily withdraw the Brookmont Catastrophic Bond ETF from listing and registration on NYSE Arca, Inc. The delisting is effective upon filing, and the issuer has certified compliance with exchange rules and SEC requirements. No financial figures or performance metrics were disclosed in this filing.

• · The delisting is voluntary under 17 CFR 240.12d2-2(c).
• · The filing was signed by Karen Shupe, Treasurer of ETF Opportunities Trust.
• · Commission File Number for the issuer is 001-39673.

17-09-2026

Dalmia Bharat Limited, through its step-down wholly owned subsidiary Ascension Mercantile Private Limited (AMPL), has incorporated a new wholly owned subsidiary named AMPL Green City Solutions Private Limited. The new entity, focused on waste management and recycling, has allotted 10,000 equity shares at par to AMPL, representing 100% equity stake. The acquisition is for cash consideration and is not a related party transaction.

• · The new subsidiary was incorporated on July 13, 2026, during FY 2026-27, and has no turnover for the last 3 years.
• · The acquisition is immediate and requires no governmental or regulatory approvals.
• · The entity's registered office is in Tiruchirappalli, Tamil Nadu, India.

17-09-2026

iDirect Multi-Strategy Fund, LLC completed its issuer tender offer to purchase up to $112.5 million of its Class A and Class I limited liability company interests. The offer expired on May 18, 2026, with NAV calculated as of June 30, 2026 at $10.34 per share for both classes. However, only $80.3 million in Class I shares were tendered and accepted, while no Class A shares were tendered at all, resulting in a significant shortfall versus the maximum offer amount.

• · The tender offer was originally filed on April 17, 2026, and expired on May 18, 2026.
• · NAV per share for both Class A and Class I was $10.34 as of June 30, 2026.
• · All validly tendered Class I shares were accepted and paid for in cash and/or securities in kind.
• · No Class A shares were tendered, indicating zero investor interest in selling that class back to the fund.

17-09-2026

Axe Compute Inc. (formerly Predictive Oncology Inc.) sold its Helomics AI cancer diagnostics lab business to DataMEDS AI in an all-stock transaction, completing its transition to a pure-play neocloud GPU-as-a-Service company. The deal gives Axe Compute an equity stake in DataMEDS, allowing shareholders to retain exposure to the AI oncology business. No financial terms were disclosed, and the transaction is subject to customary closing conditions.

• · The transaction was announced on September 15, 2026.
• · Axe Compute sold Helomics in exchange for common shares and common share equivalents of DataMEDS.
• · Helomics is a Pittsburgh-based functional precision medicine oncology platform using AI on real-world tumor data.
• · Helomics was the final operating business from Axe Compute's former identity as Predictive Oncology Inc., prior to its name change in December 2025.
• · DataMEDS (formerly Wellgistics Health, Inc.) is a Health IT company focusing on vertical integration of technology, pharmacy, and telemedicine.
• · DataMEDS incorporates EinsteinRx™ AI platform and PharmacyChain™ blockchain platform into its Health Lives Here mobile app.

17-09-2026

iDirect Private Markets Fund filed a final amendment to its tender offer statement, reporting that its offer to repurchase up to $63.9 million of Class A and Class I shares expired on June 26, 2026. The fund accepted all validly tendered shares and paid a total of $20.8 million, which is significantly below the maximum offer amount, indicating lower-than-anticipated shareholder participation. The NAV per share was $18.61 for Class A and $41.18 for Class I as of June 30, 2026.

• · The tender offer expired on June 26, 2026 at 12:00 midnight Eastern time.
• · Net asset value per share as of June 30, 2026: Class A $18.61, Class I $41.18.
• · All validly tendered shares were accepted for purchase and paid for by the Fund.
• · The amount paid ($20.8M) was only about 32.6% of the maximum offer amount ($63.9M), suggesting limited shareholder interest in tendering shares.

17-09-2026

Herzfeld Credit Income Fund, Inc. (HERZ) announced an issuer tender offer to repurchase up to 5% of its outstanding common shares (100,886 shares) at 97.5% of net asset value (NAV) per share. The offer is open to all shareholders, including directors and officers, and is intended to provide liquidity. The filing does not include any financial results or performance metrics, so no period-over-period comparisons are available.

• · The tender offer is an issuer self-tender under Rule 13e-4.
• · The offer price is 97.5% of the most recently determined NAV per share as of the termination date.
• · The offer is scheduled to terminate on a date to be specified in the Offer to Purchase (not provided in this filing).
• · Directors and officers may participate on the same terms as other shareholders.
• · No person has been retained to make solicitations or recommendations in connection with the offer.
• · The Fund is a non-diversified, closed-end management investment company registered under the Investment Company Act of 1940.

17-09-2026

Armada Acquisition Corp. II disclosed that Pubco (Evernorth Holdings Inc.) entered into a note purchase agreement to issue $30.0 million aggregate principal amount of 4.00% Convertible Senior PIK Notes due 2031, with closing conditioned on and expected to occur concurrently with the previously announced business combination with Pathfinder Digital Assets LLC and Ripple Labs Inc. The business combination is expected to close in Q4 2026. The filing is a routine 8-K update and does not constitute an offer or solicitation.

• · The Convertible Notes are 4.00% PIK notes due 2031, issued by Pubco (Evernorth Holdings Inc.).
• · The Business Combination Agreement is dated October 19, 2025, and the S-4 registration statement was declared effective on August 27, 2026.
• · The record date for voting on the business combination was August 20, 2026.
• · The business combination is expected to close during Q4 2026.
• · The filing includes a cautionary note that the SEC has not approved or disapproved the proposed transactions.

17-09-2026

Rexford Industrial completed a $1.2 billion sale of 22 industrial properties to an affiliate of EQT Real Estate as part of a $2.0 billion non-core portfolio realignment. Year to date, the company has completed $1.5 billion in dispositions, repaid $492 million of debt, and repurchased $505 million of common stock. The portfolio had in-place rents 28% above market rates but a short 2.7-year weighted average lease term, and the estimated 2027 cash NOI yield of 5.5% reflects expected rent roll-downs and tenant moveouts.

• · Estimated year-end 2026 Net Debt to Adjusted EBITDAre is 3.5x.
• · Remaining disposition proceeds expected to be deployed toward 2027 debt maturities, opportunistic stock repurchases, and internal repositioning/development projects.
• · Company reaffirms its full-year 2026 disposition guidance range of $1.5 billion to $2.0 billion.
• · Portfolio sold had in-place rents 28% above market, but 2.7-year WALT and expected tenant moveouts imply rent roll-down risk.

17-09-2026

Beretta Holding S.A. filed Amendment No. 7 to its Schedule 13D, disclosing the commencement of a tender offer to acquire up to 2,400,184 shares of Sturm Ruger & Co. common stock at $44.80 per share. If fully subscribed, Beretta's beneficial ownership would increase from 9.93% (1,587,000 shares) to approximately 24.95% (3,987,184 shares). The tender offer expires on October 15, 2026, is not subject to financing or minimum tender conditions, and is stated to be for investment purposes, not to acquire control.

• · The tender offer is not subject to any financing condition or minimum number of shares tendered.
• · Beretta has not effected any transactions in Ruger common stock during the past 60 days.
• · The tender offer and withdrawal rights expire at 11:59 p.m. New York City time on October 15, 2026.
• · The offer is being made pursuant to a cooperation agreement entered into on May 2, 2026.

17-09-2026

Medtronic plc filed Amendment No. 1 to its Schedule TO on September 17, 2026, amending the exchange offer to swap up to 225,361,295 newly issued MiniMed Group, Inc. common shares (about 80.1% of MiniMed) for Medtronic ordinary shares. The amendment corrects a typographical error in the guaranteed delivery period, extending it to 5:00 p.m. New York City time on the second NYSE trading day after execution of the notice. The offer includes an oversubscription option for up to an additional 27,452,053 MiniMed shares, subject to a de minimis increase of 2% of Medtronic's outstanding shares.

• · The exchange offer is an issuer tender offer under Rule 13e-4, not a third-party offer.
• · The offer is subject to the terms in the Prospectus dated September 14, 2026, and related Letter of Transmittal and Instruction Booklet.
• · MiniMed filed a Form S-4 registration statement (No. 333-298914) with the SEC in connection with the exchange offer.
• · The amendment corrects a typographical error in the guaranteed delivery procedures; the guaranteed delivery period expires at 5:00 p.m. New York City time on the second NYSE trading day after execution of the notice.
• · The exchange offer may be oversubscribed, and Medtronic may accept additional shares up to the De Minimis Increase Amount, representing all of its remaining interest in MiniMed.

17-09-2026

Hub Group, Inc. received a Staff Delisting Determination from Nasdaq on September 16, 2026, for failing to timely file its Annual Report on Form 10-K for FY2025 and Quarterly Reports on Form 10-Q for Q1 and Q2 2026, even after a 180-day extension period expired on September 14, 2026. The company intends to appeal by requesting a hearing before a Nasdaq Hearings Panel by September 23, 2026, which will automatically stay any trading suspension for 15 days, and will also seek an extended stay pending the hearing process. However, there is no assurance that the Hearings Panel will grant an extended stay, and if not, trading of HUBG Class A common stock could be suspended.

• · The Staff Determination was issued because the company had not filed its Form 10-K for FY2025, Form 10-Q for Q1 2026, and Form 10-Q for Q2 2026 by the end of the 180-day extension period on September 14, 2026.
• · The hearing request deadline is September 23, 2026 (7 calendar days from receipt of Staff Determination).
• · If the Hearings Panel does not grant an extended stay, trading of HUBG common stock would be suspended at the end of the 15-day automatic stay period.
• · The company also faces risks related to the outcome of its appeal and potential suspension, as outlined in its forward-looking statements.

17-09-2026

Ribbon Acquisition Corp., a blank-check company, filed an 8-K on September 17, 2026, reporting that it deposited $125,000 into its trust account on August 11, 2026, to extend the deadline for its initial business combination by one month, from September 15, 2026, to October 15, 2026. The extension payment is a routine SPAC-related action, with no financial results or operational changes disclosed.

• · The extension payment was made on August 11, 2026, but the filing was made on September 17, 2026.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.
• · The company's securities are listed on Nasdaq: Class A Ordinary Shares (RIBB), Units (RIBBU), and Rights (RIBBR).

17-09-2026

KKR Real Estate Select Trust Inc. filed a preliminary Schedule TO-I with the SEC on September 17, 2026, announcing an issuer tender offer to purchase up to 3,116,841 of its own Class I, D, S, and U shares, representing approximately 5% of outstanding shares as of September 3, 2026. The purchase price will be the net asset value as of October 16, 2026 (or a later date if extended), with the offer expiring at 4:00 p.m. Eastern Time on October 16, 2026. The Fund is not obligated to conduct tender offers, and no officers, directors, or affiliates intend to tender their shares.

• · The Fund is a non-diversified, closed-end management investment company registered under the Investment Company Act of 1940.
• · The Adviser (KKR Registered Advisor LLC) owns 11,799,634.79 shares, representing 18.93% of outstanding shares.
• · None of the Fund's officers, directors, or affiliates intend to tender shares in the offer.
• · The Fund may borrow money to fund share purchases, with repayment expected from additional funds contributed by existing or new stockholders.
• · The offer is not subject to any financing condition.
• · Shares are not traded in any market.
• · The Fund is not required to conduct tender offers; the Adviser expects to recommend quarterly purchases to the Board.

17-09-2026

Copart, Inc. has filed a tender offer statement (SC TO-T) with the SEC on September 17, 2026, in connection with its planned acquisition of ACV Auctions Inc. The transaction is governed by an Agreement and Plan of Merger dated September 10, 2026, and is supported by a Support Agreement with certain ACV stockholders. The filing includes the tender offer documentation, investor presentation, social media posts, and a press release, all dated September 10-17, 2026.

• · The Agreement and Plan of Merger was entered into on September 10, 2026, among ACV Auctions Inc., Copart, Inc., and Apple Merger Sub, Inc.
• · A Support Agreement was entered into on September 10, 2026, between Copart, Inc. and certain stockholders of ACV Auctions Inc.
• · A Confidentiality and Nondisclosure Agreement was signed on June 5, 2026, between Copart, Inc. and ACV Auctions Inc.
• · The filing incorporates by reference Copart's investor presentation, social media posts, and transcript from September 10, 2026.
• · Certain confidential information has been omitted from the merger agreement pursuant to Item 601(a)(5) of Regulation S-K.

17-09-2026

Surgery Partners, Inc. completed the sale of its ownership interests in Mountain View Hospital and Idaho Falls Community Hospital to Intermountain Health for aggregate cash consideration of approximately $796.6 million. The transaction, which closed on September 14, 2026, resulted in net cash consideration at closing of $586.5 million after estimated closing cash and indebtedness adjustments. Pro forma financials show the disposition will reduce revenues and net income, with the company reporting a pro forma net loss attributable to Surgery Partners of $69.2 million for the six months ended June 30, 2026, compared to a historical net loss of $50.9 million, and a pro forma net loss of $108.2 million for the year ended December 31, 2025, compared to a historical net loss of $77.9 million.

• · Pro forma total assets decrease from $8,049.7M to $7,406.6M, a reduction of $643.1M.
• · Pro forma total liabilities decrease from $4,681.3M to $4,100.4M, reflecting removal of debt and lease liabilities.
• · Pro forma stockholders' equity decreases from $3,101.7M to $2,939.9M, a reduction of $161.8M.
• · The company received net cash consideration of $586.5M, which increased cash and cash equivalents from $216.7M to $708.8M on a pro forma basis.
• · Goodwill and intangible assets decreased by $596.7M to $4,645.4M.
• · Long-term debt (including current maturities) decreased by $349.7M to $3,401.5M.
• · The estimated gain on sale of $16.4M is net of estimated transaction costs.
• · Pro forma net loss per share (basic and diluted) worsened to $(0.54) for six months ended June 30, 2026 from $(0.40) historical, and to $(0.85) for year ended December 31, 2025 from $(0.61) historical.

17-09-2026

Lisata Therapeutics acquires Marea Therapeutics in a stock-for-stock transaction and concurrently raises $225M in a private placement led by top life sciences investors. The combined company will focus on advancing Marea's cardioendocrine pipeline, including Phase 2b MAR001/005 for severe hypertriglyceridemia and Phase 2 MAR002 for acromegaly, with topline data expected in Q4 2027. Post-transaction, pre-acquisition Lisata shareholders will own only about 2.39% of the combined entity, while Marea holders and new investors will own approximately 59.54% and 38.07%, respectively—representing a significant dilution of legacy Lisata equity.

17-09-2026

The New York Stock Exchange filed a Form 25-NSE to delist and deregister a specific class of Citigroup Inc. securities—the Guarantor of Medium Term Senior Notes, Series N, Floating Rate Notes due September 17, 2026—because the entire class was redeemed or paid at maturity on September 17, 2026. Trading in these notes was suspended on the same date, and the delisting will become effective at the opening of business on September 28, 2026. This is a routine administrative action following the natural maturity of a debt security and does not reflect any operational or financial issue with Citigroup.

• · Delisting effective date: September 28, 2026
• · Suspension of trading date: September 17, 2026
• · Reason for delisting: 17 CFR 240.12d2-2(a)(2) — entire class redeemed or paid at maturity
• · SEC file number: 001-09924
• · Central Index Key for Citigroup: 0000831001

17-09-2026

The New York Stock Exchange filed a Form 25-NSE with the SEC to delist and deregister the Medium Term Senior Notes, Series N, Floating Rate Notes due September 17, 2026, issued by Citigroup Global Markets Holdings Inc. The delisting is effective at the opening of business on September 28, 2026, following the maturity and redemption of the notes on September 17, 2026. Trading in the security was suspended on the maturity date.

• · The delisting is pursuant to 17 CFR 240.12d2-2(a)(2) because the entire class of securities was redeemed or paid at maturity.
• · The security was suspended from trading on September 17, 2026.
• · The delisting becomes effective at the opening of business on September 28, 2026.

17-09-2026

Constitution Capital Access Fund, LLC filed a final amendment to its tender offer statement, reporting the results of an issuer tender offer to repurchase up to $39,650,327 of its Class A, D, and I shares. The offer expired on April 29, 2026, with seven shareholders validly tendering shares, and the net asset value of tendered Class I shares was $29,244,027 as of May 29, 2026. While the offer was fully subscribed by the seven shareholders, the total amount repurchased ($29.2M) was below the maximum $39.7M target, indicating lower-than-maximum participation.

• · The tender offer was first published on April 2, 2026, and expired on April 29, 2026.
• · Initial payments (90% of NAV for full tenders, 100% for partial tender) were wired on July 2, 2026.
• · Final payment for full-tender shareholders will be made no later than five business days after completion of the Fund's annual audit at the end of May 2027.
• · The filing is a final amendment (SC TO-I/A) reporting results, not a new offer.

17-09-2026

Metal Sky Star Acquisition Corporation (MSSRF) dismissed its independent auditor UHY LLP effective September 4, 2026, with no disagreements on accounting principles or reportable events beyond previously disclosed material weaknesses in internal controls. The SPAC has not yet engaged a replacement auditor for fiscal year 2026, and UHY's prior reports included going-concern qualifications for both 2024 and 2025, highlighting ongoing financial uncertainty.

• · UHY's audit reports for fiscal years ended December 31, 2024 and 2025 included explanatory paragraphs about substantial doubt regarding the company's ability to continue as a going concern.
• · Material weaknesses in internal control over financial reporting were disclosed in Part II, Item 9A of the company's Annual Reports for both 2024 and 2025.
• · The company has not yet engaged a new independent accounting firm for the fiscal year ending December 31, 2026.
• · The Audit Committee discussed the reportable events with UHY before dismissal.

17-09-2026

Morgan Stanley Private Markets and Alternatives Fund – Balanced filed a final amendment (SC TO-I/A) to its issuer tender offer, reporting the results of its offer to purchase up to $29,788,211.22 of Class A and Class I shares. The offer expired on June 16, 2026, and the fund paid tendering shareholders a total of $1,614,965.06, which was significantly below the maximum amount, indicating limited shareholder participation. All validly tendered shares were accepted and paid for.

• · The offer expired on June 16, 2026 at 4:00 pm Eastern time.
• · The NAV was calculated as of June 16, 2026.
• · All shares tendered pursuant to the offer were accepted and paid for.
• · The amount paid ($1,614,965.06) was only about 5.4% of the maximum offer amount ($29,788,211.22), indicating very low participation.