Global High-Priority Regulatory Events — September 30, 2026

30-09-2026

The National Company Law Tribunal (NCLT), Mumbai Bench, has sanctioned the Scheme of Merger by Absorption of Oilmax Energy Private Limited (OEPL) into Asian Energy Services Limited (AESL) on September 29, 2026. Under the scheme, AESL will issue 117 fully paid-up equity shares of ₹10 each for every 10 fully paid-up equity shares of OEPL. The merger aims to consolidate complementary strengths, create operational and cost synergies, simplify the group structure, and enhance financial strength, though no financial figures were disclosed in the filing.

• · OEPL is the holding company of AESL, and the merger will simplify the shareholding and group structure.
• · The appointed date for the scheme is the first day of the month in which the effective date occurs.
• · BSE issued an observation letter on March 2, 2026, with no adverse observations; NSE conveyed 'No objection' on March 5, 2026.
• · The accounting treatment will follow the 'Pooling of Interests Method' under Ind AS 103.
• · Sundae Capital Advisors Private Limited provided a fairness opinion on the share exchange ratio dated September 6, 2025.
• · No investigation, proceedings, winding-up petitions, or IBC petitions are pending against either company.

30-09-2026

Reliance Global Group, Inc. disclosed a secured promissory note dated September 24, 2026, under which Altruis Benefit Management, LLC and Trent D. Bryson (jointly, Borrower) owe $3,097,488.40 to Altruis Benefit Consultants, Inc. (Lender), representing the balance of the closing payment under an Asset Purchase Agreement dated September 23, 2026. The note matures September 30, 2026, bears no interest before maturity, but accrues default interest at 24% per annum and a 5% late charge on overdue amounts. The note is secured by all company assets and pledged equity interests, with strict restrictions on distributions and operations during the interim period, and requires prepayment from certain loan proceeds or asset sales.

• · Maturity date is September 30, 2026, with no extension except by written agreement of Lender.
• · Borrower must prepay the note immediately upon receipt of proceeds from any loan, equity contribution, or sale of collateral outside the ordinary course of business.
• · During the interim period, Company cannot distribute, dividend, loan, or transfer revenue to Bryson or affiliates; all revenue must be held in existing deposit accounts.
• · Lender's security interest terminates automatically upon full payment, and Lender must file termination statements within three business days.
• · If obligations are not paid by maturity, Lender may direct business operations and apply Net Profits (monthly revenue less reimbursable costs) to the obligations.
• · Company must deliver a deposit account control agreement within five business days after the note date for accounts receiving business commissions.

30-09-2026

30-09-2026

30-09-2026

DigitalBridge Group, Inc. filed a Second Amended and Restated Charter, effective September 30, 2026, following a corporate action. The charter establishes a three-member board, authorizes 500,000,000 shares (250,000,000 common and 250,000,000 preferred), and includes provisions for preferred stock series, including the 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock with a $25.00 liquidation preference. The filing reflects governance changes and potential capital structure adjustments, but no financial results or operational metrics were disclosed.

• · The charter authorizes 500,000,000 shares of stock, split equally between Common Stock ($0.001 par value) and Preferred Stock ($0.01 par value).
• · The board of directors consists of three members: Vikas Parekh, Varun Aravapally, and Ippei Mimura.
• · The charter includes provisions for indemnification of directors and officers to the maximum extent permitted by Maryland law.
• · The Series J Preferred Stock has a liquidation preference of $25.00 per share and is cumulative and redeemable.
• · The charter allows the board to reclassify unissued shares and issue new classes or series without stockholder approval, subject to Maryland law.

30-09-2026

Solapur Yedeshi Tollway Limited (the Company) and CG Tollway Limited, project SPVs of IRB Infrastructure Trust, were transferred 100% to IRB InvIT Fund, a publicly offered infrastructure investment trust, resulting in a change of control. Concurrently, the Board of Directors and Key Managerial Personnel were reconstituted: four new directors (Prashant Dongre, Swapna Arya, Nikesh Jain, Anusha Date) were appointed, and four directors (Shilpa Todankar, Abhay Phatak, Ranjana Paranjape, Chandrashekhar Kaptan) resigned. Three new KMPs (Deepak Joshi as CEO & CFO, Ishan Shah as Company Secretary & Compliance Officer) were appointed, while three KMPs (Jai Prakash Nandi, Rutuja Yedurkar, Pooja Prabhu) resigned. No financial terms or consideration were disclosed.

• · The transfer of 100% equity was completed on September 30, 2026.
• · New directors include two independent directors (Nikesh Jain and Anusha Date) with five-year terms.
• · Deepak Joshi, aged 48, with over 25 years of experience, was appointed CEO & CFO; Ishan Shah, a qualified Company Secretary, was appointed Company Secretary & Compliance Officer.
• · Resignations of directors and KMPs were effective from the conclusion of the board meeting on September 30, 2026, except for Rutuja Yedurkar (CFO) whose resignation is effective October 10, 2026.

30-09-2026

Grindr Inc. (NYSE: GRND) announced the acquisition of PurposeMed Inc., the parent company of Freddie, a leading telehealth provider of PrEP and HIV prevention care, for $250 million in cash and stock, with up to an additional $70 million in earn-out consideration tied to 2027 performance targets. The deal is expected to close in Q4 2026 and marks Grindr's first major acquisition, aimed at integrating HIV prevention services directly into its app to help close the PrEP access gap. While Freddie expects 2026 revenue of over $80 million and more than $10 million in Adjusted EBITDA, Grindr expects the acquisition to have an immaterial impact on its 2026 financial results, and current Adjusted EBITDA margins reflect early-stage growth investments.

• · Freddie was founded in Canada in 2020 and now serves patients in all 50 US states and several Canadian provinces.
• · Freddie's leadership team will join Grindr post-acquisition.
• · The transaction has been approved by the boards of both companies.
• · Grindr will provide additional detail on the 2027 outlook on its Q3 2026 earnings call in November.
• · Grindr will host a live webcast on September 30, 2026 at 2:15 p.m. PT to discuss the acquisition.
• · Freddie's current Adjusted EBITDA margins reflect early-stage growth investments, including infrastructure to build its US platform.

30-09-2026

Pasupati Fincap Ltd has received an open offer from Mr. Uday Narang (the Acquirer) to acquire up to 12,22,000 (Twelve Lakh Twenty-Two Thousand) fully paid-up equity shares from the shareholders of the company. The pre-offer public announcement and corrigendum to the detailed public statement dated September 29, 2026, were published in newspapers on September 30, 2026. The filing is a procedural disclosure under SEBI Takeover Regulations and does not contain financial results or performance data.

• · The open offer is for up to 12,22,000 fully paid-up equity shares of Pasupati Fincap Ltd.
• · The pre-offer public announcement and corrigendum were published in Financial Express (English, All Editions), Jansatta (Hindi, All Editions), and Mumbai Lakshadeep (Marathi, Mumbai Edition) on September 30, 2026.
• · The detailed public statement was dated September 29, 2026.
• · Fintellectual Corporate Advisors Private Limited is acting as the manager to the open offer.

30-09-2026

GSL Securities Ltd. is the target of a mandatory open offer under SEBI (SAST) Regulations, 2011, with acquirers Shrikant Mitesh Bhangdiya, Aarti Shrikant Bhangdiya, and Sonal Kirtikumar offering to acquire up to 11,11,526 equity shares (26.00% of voting capital) at ₹42.00 per share, totaling approximately ₹4.67 crore. The offer opens November 11, 2026 and closes November 25, 2026, subject to RBI approval and potential withdrawal under Regulation 23(1). However, the offer is subject to regulatory delays and possible withdrawal, and non-resident shareholders face additional compliance hurdles.

• · Offer opens on November 11, 2026 and closes on November 25, 2026
• · Draft Letter of Offer filed with SEBI on September 30, 2026
• · Last date for receipt of SEBI observations is October 23, 2026
• · Offer is subject to RBI approval; no other statutory approvals currently required
• · Acquirers may withdraw the offer under Regulation 23(1) of SEBI (SAST) Regulations, 2011
• · Interest at 10.00% per annum payable to eligible shareholders in case of delay in acceptance/payment
• · Non-resident shareholders (including OCBs) must obtain RBI approval under FEMA to tender shares
• · Marketable lot is 1 equity share

30-09-2026

AIRE Inc., a Cayman Islands home textile and green sleep technology company, has entered into a definitive merger agreement with SPAC OceanLight Acquisition Corp. Under the deal, Merger Sub will merge with AIRE, making AIRE a wholly owned subsidiary of OceanLight's subsidiary, while OceanLight merges into the Purchaser, which will become the publicly traded entity. The transaction values AIRE at a Company Net Value of $1.0 billion, with Closing Payment Shares priced at $10.00 per share, and is subject to shareholder and regulatory approvals, including SEC and Nasdaq clearance.

• · OceanLight's units are listed on Nasdaq Global Market under symbol OCLTU; ordinary shares, rights, and warrants trade on Nasdaq Capital Market under OCLT, OCLTR, and OCLTW respectively.
• · The Purchaser intends to file a Registration Statement on Form F-4 with the SEC, which will include a joint proxy statement/prospectus for the transaction.
• · OceanLight's final prospectus for its IPO was dated and filed with the SEC on August 7, 2026.
• · The transaction is subject to approval by shareholders of both OceanLight and AIRE, regulatory approvals, and Nasdaq approval of the additional listing application for the Closing Payment Shares.
• · Chain Stone Capital Limited (CTM) is serving as financial advisor to AIRE.

30-09-2026

Invest Acquisition Corp. filed an 8-K on September 30, 2026, amending its Second Amended and Restated Memorandum and Articles of Association to extend the deadline for completing a business combination from the prior date to December 17, 2029 (the 'Extended Date'). The amendment also updates the mandatory liquidation and redemption provisions, requiring the company to redeem public shares at the trust account balance (plus interest, less taxes and up to US$100,000 for dissolution expenses) if no business combination is consummated by the Extended Date or if the board elects to wind up earlier. This is a routine charter amendment extending the SPAC's timeline, with no immediate financial impact.

• · The amendment is effective September 24, 2026, and replaces Article 49.5 of the company's charter.
• · The Extended Date for completing a business combination is now December 17, 2029.
• · Redemption of public shares must occur within 10 business days after the company ceases operations or fails to meet the deadline.
• · The company is required to file the Second A&R M&A with the Cayman Registrar.

30-09-2026

Crescent Private Credit Income Corp. completed a modified Dutch auction tender offer, repurchasing 114,939.136 shares for a total of $3,003,040.66, at a price of $26.47 per share, which represented the net asset value per share as of the August 31, 2026 Valuation Date, less applicable early repurchase deductions. The offer expired on September 24, 2026, and payment was made on September 29, 2026. The company accepted 100% of validly tendered shares, reflecting full participation in the offer.

• · Offer expired at 11:59 p.m. Eastern Time on September 24, 2026
• · Repurchase price of $26.47 per share was based on net asset value as of August 31, 2026 Valuation Date, less early repurchase deduction
• · Payment to tendering stockholders was made on or about September 29, 2026
• · Company accepted 100% of validly tendered shares, as permitted by Rule 13e-4(f)(1)
• · Filing is a final amendment reporting results of the tender offer

30-09-2026

IB Acquisition Corp. filed an 8-K on September 30, 2026, reporting amendments to its articles of incorporation/bylaws (Item 5.03) and shareholder vote results (Item 5.07), but the filing does not disclose any specific merger or acquisition transaction details, financial terms, or parties involved. The filing is purely procedural with no quantitative data on deal value, share counts, or financial metrics, making it impossible to assess strategic rationale, valuation, or shareholder impact.

30-09-2026

PBA Infrastructure Ltd. has been admitted into Corporate Insolvency Resolution Process (CIRP) by the NCLT Mumbai Bench-VI following a Section 7 petition filed by Canara Bank over a default that occurred on March 28, 2012. The total outstanding financial debt as of January 31, 2026 is INR 1126,41,34,714 (₹1126.41 crore), with the company having defaulted on multiple loan accounts. The company intends to appeal the order before NCLAT, while the resolution professional has been appointed to manage the company's affairs.

• · Date of default: 28.03.2012 (as per Additional Affidavit dated 10.04.2026)
• · CIRP application filed on 18.03.2026 under Section 7 of IBC
• · Corporate Debtor incorporated on July 31, 1974
• · Working Capital Consortium Agreement executed on September 10, 2003
• · CDR moratorium period of two years granted in March 2012
• · Five OTS proposals made between 2017 and 2024, none resulted in settlement
• · Company intends to file appeal before NCLAT against the NCLT order

30-09-2026

Ansal Housing Limited disclosed a default on a project funding loan from Suraksha Asset Reconstruction Private Limited (Suraksha ARC-034 Trust). The principal amount of Rs. 90.22 Crore was due on 31st August, 2026, and remains unpaid beyond 30 days. The company's total financial indebtedness stands at Rs. 213.43 Crore.

• · The default relates to a secured project funding loan with a 14% p.a. interest rate.
• · The loan tenure requires monthly repayments until 31st December, 2026.
• · No interest amount is overdue; the default is solely on principal repayment.

30-09-2026

ONAR Holding Corp completed its largest acquisition ever, buying Advertise Purple, a Santa Monica-based affiliate marketing agency, for up to $27,825,000 in total consideration (including earnouts). The deal adds $17.1 million in net revenue and $4.4 million in net income (FY2025), bringing combined pro forma revenue to approximately $23.5 million—about seven times ONAR's standalone revenue. However, the company continues to face substantial doubt about its ability to continue as a going concern, a working capital deficit, and increased indebtedness following the transaction.

• · Advertise Purple has no single client representing more than approximately 5% of revenue.
• · Bloom platform holds more than 111 million performance records.
• · ONAR's July letter to stockholders set four priorities: transformative acquisition, $15M financing, debt-to-equity conversion, and Nasdaq listing; three of four are now complete.
• · The company expects to file historical financials and pro forma information within the time period permitted by Items 2.01 and 9.01 of Form 8-K.
• · The acquisition was funded by the $15 million financing announced yesterday.
• · Advertise Purple's historical financial information is unaudited.
• · The company continues to face substantial doubt about its ability to continue as a going concern, a working capital deficit, and increased indebtedness.

30-09-2026

GDEV Inc. filed Amendment No. 2 to its Schedule TO, announcing the final results of its issuer tender offer to purchase up to $20,000,000 in value of its ordinary shares at $11.03 per share. The offer expired on September 28, 2026, and the company issued a press release on September 30, 2026, detailing the final results. No financial performance metrics are provided in this filing.

• · The tender offer expired at 5:00 p.m., Eastern Time, on September 28, 2026.
• · The final results were announced via a press release dated September 30, 2026, filed as Exhibit (a)(5)(C).
• · The offer was an issuer tender offer subject to Rule 13e-4.
• · The initial Schedule TO was filed on August 31, 2026, with the Offer to Purchase and Letter of Transmittal dated the same day.

30-09-2026

Arbutus Biopharma Corporation announced preliminary results of its modified Dutch auction tender offer, which expired on September 29, 2026. The offer sought to purchase common shares for an aggregate purchase price not exceeding US$230 million, at a price between US$5.00 and US$5.75 per share. The filing is an amendment to the initial Schedule TO and includes a press release with preliminary results, but specific results (e.g., number of shares tendered, final purchase price) are not disclosed in this filing.

• · The tender offer expired at 5:00 p.m. (New York City time) on September 29, 2026.
• · The offer was structured as a modified Dutch auction, allowing shareholders to tender shares within a price range.
• · The filing is an amendment (Amendment No. 1) to the initial Schedule TO filed on August 24, 2026.
• · The preliminary results press release was issued on September 30, 2026, and is filed as Exhibit (a)(5)(iii).
• · The company is incorporated under the laws of British Columbia, Canada.
• · The offer is an issuer tender offer subject to Rule 13e-4.
• · The company's principal executive offices are located in Warminster, Pennsylvania.

30-09-2026

Inland Printers Ltd. has received the final order from the NCLT Mumbai Bench sanctioning the scheme of amalgamation of Parthiv Corporate Advisory Private Limited (Transferor Company) into Inland Printers Ltd. (Transferee Company), with an appointed date of January 1, 2023. The Transferee Company will issue 27 of its equity shares for every 1 equity share held in the Transferor Company. Notably, the filing reveals that Inland Printers Ltd. has not been carrying on any business or generating revenue in recent years, making this a reverse-merger type restructuring to consolidate the advisory business of the Transferor Company into the listed entity.

• · The Transferor Company (Parthiv Corporate Advisory Pvt. Ltd.) had failed to hold its AGM for FY 2020-21 within the prescribed time and has undertaken to file a compounding application under Section 441 of the Companies Act, 2013.
• · The Transferor Company has an open charge of ₹1,12,00,000 created on October 14, 2022, which will be transferred to the Transferee Company under the scheme.
• · The appointed date for the amalgamation is January 1, 2023, and the scheme petition was filed on April 10, 2024.
• · The Transferee Company (Inland Printers Ltd.) has not been carrying on any business or generating revenue in recent years.
• · The valuation report for the scheme was issued by an IBBI-registered valuer on March 9, 2023.

30-09-2026

USVC Venture Capital Access Fund announced a tender offer to repurchase up to $2,750,000 (approximately 5% of net assets as of September 25, 2026) of its common shares. The offer expires October 29, 2026, with payment expected by November 6, 2026, and the Fund retains the right to extend, amend, or cancel the offer. The Fund had approximately $55,767,986 in outstanding capital as of September 25, 2026, with a net asset value per share of $22.47.

• · The tender offer is not conditioned on a minimum number of shares being tendered.
• · Shareholders must tender shares by 11:59 p.m. Eastern Time on October 29, 2026, unless the offer is extended.
• · Payment for accepted shares will be made by November 6, 2026, via ACH or paper check if payment information cannot be verified.
• · Shares tendered may be withdrawn before the Notice Due Date, and the Fund may cancel, amend, or postpone the offer at any time before the Notice Due Date.
• · The Fund's investment objective is to invest primarily in interests of venture capital funds and private growth-oriented companies.

30-09-2026

30-09-2026

30-09-2026

The New York Stock Exchange (NYSE) filed a Form 25-NSE on September 30, 2026, to delist IonQ, Inc.'s redeemable warrants (ticker IONQ-WT) from the exchange, effective at the opening of business on October 12, 2026. The delisting is due to the warrants being substituted by other securities (likely common stock) and representing no other right except a cash payment, and trading was suspended on September 29, 2026. This is a routine administrative delisting of warrants, not a delisting of IonQ's common stock.

• · Trading in the warrants was suspended on September 29, 2026.
• · Delisting effective at the opening of business on October 12, 2026.
• · The delisting is pursuant to 17 CFR 240.12d2-2(a)(3), which applies when securities are substituted by other securities or represent only a right to cash payment.
• · IonQ's common stock is not affected by this delisting notice.

30-09-2026

DANAHER CORP /DE/ (DHR) filed a Form 25-NSE with the SEC on September 30, 2026, notifying the delisting of its 2.100% Senior Notes due 2026 from the New York Stock Exchange. The delisting is effective as of the opening of business on October 12, 2026, following the redemption or maturity of the notes on September 30, 2026. Trading in the security was suspended on September 30, 2026.

• · The delisting is pursuant to 17 CFR 240.12d2-2(a)(2) for securities redeemed or paid at maturity.
• · The security was suspended from trading on September 30, 2026.
• · The delisting becomes effective at the opening of business on October 12, 2026.

30-09-2026

NYSE Arca, Inc. filed a Form 25-NSE with the SEC notifying the delisting of the 'Beacon Tactical Risk ETF' (a security of Northern Lights Fund Trust II) from the exchange, effective October 12, 2026. The delisting is due to the underlying securities being substituted for other securities or an immediate cash payment, and trading was already suspended on September 24, 2026.

• · Trading of the security was suspended on September 24, 2026, prior to the formal delisting notice.
• · The delisting is effective at the opening of business on October 12, 2026.
• · The reason for delisting is that the instruments representing the securities now evidence other securities or the right to an immediate cash payment (Rule 12d2-2(a)(3)).
• · The filing was made by NYSE Arca, Inc. (CIK 0001143362), the exchange, not the fund itself.

30-09-2026

PPAP Automotive Limited held NCLT-convened meetings on September 30, 2026, via video conferencing to seek approval for the amalgamation of Avinya Batteries Limited with PPAP Automotive Limited. The meetings of equity shareholders, secured creditors, and unsecured creditors were all held with quorum present. The voting results will be announced within two working days and submitted to the NCLT within seven days.

• · Meetings were held on 30th September 2026 via Video Conferencing / OAVM.
• · Quorum was present in all meetings.
• · Remote e-voting commenced on 26th September 2026 at 9:00 a.m. IST and concluded on 29th September 2026 at 5:00 p.m. IST.
• · Voting results will be announced within two working days and filed with stock exchanges.
• · Results will be submitted to the Hon'ble NCLT within seven days of the meetings.

30-09-2026

Spark I Acquisition Corp (SPKLU) filed an S-4 registration statement on September 30, 2026, for a proposed business combination. The filing details the issuance of Class A common stock and warrants to public shareholders, sponsor, and bridge investors, with a redemption value of $0.53 per share. The company reported a net loss of $0.5 million for the six months ended June 30, 2026, and $0.5 million for the year ended December 31, 2025, reflecting ongoing operational costs. The transaction involves sponsor promissory notes and working capital loans, with no revenue generated to date.

• · The filing includes a forward purchase agreement with the sponsor for Class A shares.
• · The company had unsecured promissory notes from the sponsor, with a second note issued in 2025.
• · The business combination involves bridge investors and a sponsor agreement dated June 11, 2026.
• · The company's IPO occurred on October 11, 2023, with an over-allotment option exercised on October 10, 2023.
• · The company has not generated any revenue as of the filing date.

30-09-2026

NutriBand Inc. (NTRBW) received a delisting notice from Nasdaq, filed as Form 25-NSE on September 30, 2026, effective the same date. The delisting relates to the company's warrants, cited under 17 CFR 240.12d2-2(a)(2), and was filed by Nasdaq Stock Market LLC. This action removes the warrants from listing and registration on the exchange, though no financial figures were provided in the filing.

• · Filing type: 25-NSE (delisting notice)
• · Filing date: September 30, 2026
• · Effective date: September 30, 2026
• · SEC file number: 001-40854
• · Regulatory basis: 17 CFR 240.12d2-2(a)(2)
• · Company formerly known as Nutriband Inc., name changed June 1, 2016
• · Company incorporated in Nevada, headquartered in Orlando, FL
• · SIC classification: Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842)

30-09-2026

Live Oak Acquisition Corp. VI consummated its initial public offering (IPO) on September 24, 2026, issuing 23,000,000 units at $10.00 per unit, including full exercise of the underwriters' over-allotment option, generating gross proceeds of $230,000,000. The proceeds were placed in a trust account, and the company, a blank check company, has not yet identified a business combination target. As of September 24, 2026, the company had no operations and no operating revenues, with all activity related to formation and the IPO.

• · The company was incorporated on January 27, 2026, as a Cayman Islands exempted corporation.
• · The company has not selected any specific business combination target and has not engaged in substantive discussions with any target.
• · The company will not generate operating revenues until after completion of its initial business combination.
• · The company will generate non-operating income in the form of interest income on IPO proceeds.
• · The company's fiscal year end is December 31.
• · The trust account funds are invested in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting conditions under Rule 2a-7.
• · Interest earned on trust account funds may only be released for permitted withdrawals, not principal.
• · The company must complete a business combination with a target having a fair market value of at least 80% of the net balance in the trust account.
• · The company will only complete a business combination if the post-combination company owns or acquires 50% or more of the target's voting securities or a controlling interest.

30-09-2026

ESS Tech, Inc. received a NYSE notice on September 24, 2026, that NYSE Regulation has initiated delisting proceedings for its common stock (ticker: GWH) due to failure to regain compliance with the NYSE's continued listing standard under Section 802.01B, which requires either at least $50 million in stockholders' equity or $50 million in total market capitalization on a 30-trading day average basis. The company intends to appeal the determination, but there is no assurance the appeal will succeed, and trading suspension and delisting could occur if the appeal fails. This development introduces significant uncertainty regarding the company's NYSE listing status.

• · The NYSE staff determined the company's common stock was no longer suitable for listing under Section 802.02 of the NYSE Listed Company Manual.
• · The company has ten business days from receipt of the notice to request a review by a Committee of the NYSE Board of Directors.
• · The company intends to appeal the determination, but there can be no assurance the appeal will be successful.
• · The NYSE will announce the suspension date if the company does not request a review, decides not to appeal, loses the appeal, or other material developments occur.
• · After suspension, the NYSE would apply to the SEC to delist the company's common stock.

30-09-2026

VerifyMe, Inc. (VRME) entered into a definitive Agreement and Plan of Merger with Open World Ltd., a Cayman Islands exempted company, and its wholly owned subsidiary VRME Subsidiary Corp., dated February 11, 2026. The merger closed on the filing date (September 30, 2026), with Merger Sub merging into Open World Ltd., which survived as a wholly owned subsidiary of VerifyMe. In connection with the merger, VerifyMe granted the Company Holders registration rights covering their shares of Common Stock, including demand and shelf registration rights, with a 12-month lock-up on demand eligibility. The transaction is expected to expand VerifyMe's business, but the filing does not disclose financial terms, and the registration rights agreement includes provisions for resale of shares, which may create future dilution.

• · The Merger Agreement is dated February 11, 2026, and the merger closed on the filing date, September 30, 2026.
• · The Company Holders received shares of VerifyMe common stock, par value $0.001 per share, in exchange for their Open World Ltd. shares.
• · The registration rights agreement includes a demand registration right, allowing Holders of a majority of Registrable Securities to request a Form S-3 or S-1 Shelf registration, but only after the Demand Eligibility Date, which is 12 months after the Closing Date.
• · The agreement includes a cap of $50,000 on legal fees for one counsel of selling Holders in an Underwritten Offering.
• · The filing does not disclose the financial terms of the merger, such as the purchase price or the number of shares issued.

30-09-2026

Outlook Therapeutics, Inc. (OTLK) received a Nasdaq deficiency notice on September 25, 2026, because its common stock closing bid price remained below $1.00 per share for 30 consecutive business days, violating Nasdaq Listing Rule 5550(a)(2). The company has until March 24, 2027, to regain compliance by maintaining a closing bid price of at least $1.00 for ten consecutive business days. While the stock remains listed on the Nasdaq Capital Market for now, failure to cure the deficiency could lead to delisting, though the company may be eligible for an additional 180-day compliance period or may appeal any delisting determination.

• · The company has until March 24, 2027 (the Compliance Date) to regain compliance with the minimum bid price requirement.
• · If the company does not achieve compliance by the Compliance Date, it may be eligible for an additional 180-day compliance period if it meets other listing standards and provides written notice of intent to cure.
• · The company may appeal any delisting determination to a hearings panel, but there is no assurance such appeal would be successful.
• · The company intends to actively monitor the closing bid price and evaluate options to resolve the deficiency.

30-09-2026

Petros Pharmaceuticals, Inc. (PTPI) filed an 8-K on September 30, 2026, announcing a General Assignment for the Benefit of Creditors (ABC) under California law, assigning all assets to PT Liquidation, LLC for the benefit of creditors. This constitutes a liquidation event, and the company has ceased substantially all business operations, no longer able to continue as a going concern. The ABC triggered immediate redemption obligations for Series A Convertible Preferred Stock and caused the resignation of three directors and the termination/resignation of two officers.

• · The ABC was executed under California law on September 30, 2026.
• · The Assignment constitutes a liquidation event and the company has ceased substantially all business operations.
• · The ABC triggered an event of default under certain contractual obligations and a triggering event under the Certificate of Designations for Series A Convertible Preferred Stock.
• · All outstanding shares of Series A Convertible Preferred Stock are required to be immediately redeemed.
• · Directors Joshua N. Silverman, Bruce T. Bernstein, and Wayne R. Walker resigned effective September 30, 2026.
• · Fady Boctor was terminated as President and Chief Commercial Officer on September 30, 2026.
• · Robert Weinstein resigned as Chief Accounting Officer, Principal Financial Officer, and Principal Accounting Officer effective September 30, 2026, at 5:30 p.m. Eastern time.
• · The resignations and termination were not due to any disagreement with the company.
• · Contact for further information: PT Liquidation, LLC, 2261 Market Street, Suite 95526, San Francisco, CA 94114.

30-09-2026

Inflection Point Acquisition Corp. VIII announced that holders of its 28,750,000 units from its August 2026 IPO may elect to separately trade the Class A ordinary shares and warrants starting October 5, 2026. The SPAC intends to pursue a business combination with a North American or European business in disruptive growth sectors. No financial results or business combination agreement have been announced yet.

• · The IPO was completed on August 31, 2026, with 28,750,000 units sold including full exercise of the underwriters' overallotment option of 3,750,000 units.
• · Each unit consists of one Class A ordinary share ($0.0001 par value) and one-third of one redeemable warrant to purchase one Class A ordinary share at $11.50 per share.
• · No fractional warrants will be issued upon separation; only whole warrants will trade.
• · The registration statement was declared effective on August 27, 2026.
• · The company is a blank check company (SPAC) organized in the Cayman Islands.

30-09-2026

Yatra Online, Inc. filed Amendment No. 4 to its Schedule 14D-9, disclosing the expiration and results of Magna Holdings Ltd.'s unsolicited partial tender offer. The offer expired on September 25, 2026, with approximately 414,256 shares validly tendered and not withdrawn, representing about 0.65% of outstanding shares, at $1.10 per share. Magna expects to pay for the shares on October 2, 2026, and the company's board made no change to its prior recommendation.

• · The offer expired at 12:00 midnight (one minute after 11:59 p.m.), New York City time, on September 25, 2026 and was not extended.
• · Magna filed Amendment No. 3 to the Schedule TO on September 29, 2026 announcing the results of the offer.
• · All conditions to the offer were satisfied or waived as of the expiration of the offer.
• · Magna expects to pay for the tendered shares on October 2, 2026.
• · The offer was unsolicited and partial, seeking up to 20,000,000 shares (approximately 31% of outstanding shares as of June 30, 2026).
• · The tender offer was for $1.10 per share in cash, without interest and less any applicable withholding taxes.
• · This is Amendment No. 4 to the Schedule 14D-9, with prior amendments filed on September 1, September 1, September 14, and September 21, 2026.

30-09-2026

Manulife Private Credit Fund entered into Amendment No. 1 to its merger agreement with John Hancock Comvest Private Income Fund, dated June 22, 2026. The amendment changes the merger consideration mechanics: fractional shares of the acquirer's Class I Common Shares will now be issued (no cash in lieu), and holders of book-entry shares will no longer need to deliver a letter of transmittal or other surrender documentation to receive their consideration. The exchange agent will instead credit the applicable book-entry accounts and mail transaction notices.

• · The amendment was signed on September 29, 2026.
• · The original merger agreement was dated June 22, 2026.
• · Fractional shares will be rounded to three decimal places and issued in book-entry form.
• · The exchange agent must credit book-entry accounts and mail transaction notices within two business days after the deposit of the exchange fund.
• · Any undistributed portion of the exchange fund after one year from the final determination date may be returned to the acquirer.

30-09-2026

Newbury Street II Acquisition Corp (NTWOU) filed a Form 8-K/425 on September 30, 2026, announcing a proposed business combination with Fort Robotics, including a confidential S-4 registration statement filed September 29, 2026. The company entered into a Donerail Agreement on September 29, 2026, with a $350,000 cash fee plus up to $75,000 expense reimbursement, and director Wyatt resigned effective September 29, 2026, forfeiting 40,000 Founder Shares. The transaction is subject to regulatory and shareholder approvals, with forward-looking statements highlighting risks around commercialization and strategic partnerships.

• · The Donerail Agreement can be terminated by either party for convenience with 15 days notice, or for cause with 30 days notice.
• · If terminated by Donerail for cause or by Newbury Street II for convenience, Donerail is entitled to the fee if the Business Combination closes within 12 months of termination.
• · Wyatt's resignation was not due to any disagreement with Newbury Street II on operations, policies, or practices.
• · The S-4 registration statement was confidentially submitted to the SEC on September 29, 2026.

30-09-2026

John Hancock Comvest Private Income Fund and its merger subsidiary entered into Amendment No. 1 to the Agreement and Plan of Merger with Manulife Private Credit Fund, dated September 29, 2026. The amendment revises the exchange ratio mechanics, book-entry share surrender procedures, and dividend/distribution payment terms for the merger consideration. No financial terms were disclosed, and the amendment does not alter the overall merger structure.

• · Amendment dated September 29, 2026, to the original merger agreement dated June 22, 2026.
• · Exchange Agent must credit book-entry accounts within two business days of receipt of Book-Entry Shares.
• · Unclaimed merger consideration escheats to the Acquiror one year after the Final Determination Date.
• · No cash paid in lieu of fractional shares for Book-Entry Share holders.

30-09-2026

Iron Horse Acquisition II Corp. (IRHO) filed an 8-K on September 30, 2026, attaching a newsletter from Electra Vehicles, Inc. (Electra), the target in its pending business combination. The newsletter highlights new customer wins (Mooving, Omega Seiki Mobility, Propel Industries) and expansion into grid storage, post-quantum security, and space. However, the filing contains no financial data, no update on shareholder approval or redemptions, and the business combination remains subject to closing conditions and regulatory approvals.

• · The business combination agreement was signed five months prior to this filing (around April 2026).
• · New customer Mooving is an Indian smart battery-swapping network.
• · New frontiers include grid storage (MinTech), post-quantum security (Naoris Quantum Protocol), and space (D-Orbit).
• · A registration statement on Form S-4 has been filed with the SEC, including a preliminary proxy statement/prospectus.
• · IRHO's public shareholders may redeem their shares, and the amount of redemptions is a risk factor.
• · The combined company must meet Nasdaq's initial listing standards post-combination.

30-09-2026

TMTG has filed a preliminary S-4 registration statement for a proposed all-stock merger with TAE Technologies, Inc., where TMTG will issue new common stock to TAE stockholders. The merger requires shareholder approval at a special meeting, including an amendment to increase authorized shares from 999,000,000 to 1,998,000,000. The deal is expected to qualify as a tax-free reorganization under Section 368(a) of the Code, and TMTG's board has approved the merger as fair and in the best interests of shareholders.

• · The Merger Agreement was entered into on December 18, 2025, between TMTG, T Media Sub, Inc., and TAE.
• · The TMTG Special Meeting will be held virtually, with no physical meeting location.
• · The Trust (Trump Revocable Trust dated April 7, 2014) has agreed to vote all TMTG Common Stock held by it in favor of the proposals.
• · The merger is expected to qualify as a tax-free reorganization under Section 368(a) of the Code.
• · The closing price of TMTG Common Stock on the last practicable trading day before the printing date is not yet available (blank in filing).

30-09-2026

Sizzle Acquisition Corp. II (SPAC) entered into Amendment No. 1 to its Business Combination Agreement with Trasteel Holding S.A., Trasteel S.A. (Pubco), and Trasteel Merger Sub Limited, dated September 29, 2026. The amendment extends the deadline for completing the business combination from July 31, 2026 to September 30, 2026, and revises the post-closing board composition to five directors (one designated by SPAC, four by the Company). The SPAC also waived the five-business-day timing requirement for certain actions related to the Registration Statement, subject to completion before the initial SEC submission.

• · Amendment No. 1 to Business Combination Agreement dated September 29, 2026
• · Original Business Combination Agreement dated April 13, 2026
• · Deadline extension from July 31, 2026 to September 30, 2026
• · Waiver of five-business-day timing requirement under Section 8.22 for Pubco and Merger Sub
• · Post-closing board composition: 5 directors (1 SPAC-designated, 4 Company-designated), with at least 2 independent directors
• · All actions under Section 8.22 must be completed before initial confidential submission or filing of Registration Statement with SEC

30-09-2026

Nuveen Farmland REIT, through its subsidiaries, completed two agricultural property acquisitions on September 24, 2026, for a combined purchase price of $20,625,624.00. The acquisitions include a 146.2-gross-acre property in Illinois for $1,842,624.00 and a 3,339.1-gross-acre property in Mississippi for $18,783,000.00, both financed using proceeds from the company's continuous private offering.

• · The acquisitions were financed using proceeds from the company's continuous private offering.
• · Required financial statements and pro forma financial information for the acquired properties will be filed within 71 days under cover of Form 8-K/A.
• · The company is classified as an emerging growth company under SEC rules.

30-09-2026

Leslie's, Inc. filed for prearranged Chapter 11 bankruptcy on September 30, 2026, as part of a Restructuring Support Agreement with over 80% of existing lenders. The plan aims to eliminate approximately $685 million (about 90%) of funded debt, secure $150 million in new capital ($90 million DIP financing and $60 million equity financing), and close 76 stores. Operations will continue in the ordinary course, with gift cards and loyalty benefits honored, and the company expects to emerge in early 2027.

• · Leslie's filed voluntary petitions in the United States Bankruptcy Court for the Southern District of Texas.
• · The company expects to emerge from Chapter 11 in early 2027.
• · Upon emergence, Leslie's expects to be under majority ownership of a group of existing lenders.
• · All gift cards and loyalty program benefits will continue to be honored.
• · Stakeholder information available at https://restructuring.ra.kroll.com/lesliespool and lesliespool.com/our-future/.
• · Kroll contact: (844) 408-3397 (U.S./Canada) or +1 (646) 825-3745 (International).

30-09-2026

Abpro Holdings, Inc. (ABPWW) received a final delisting determination from Nasdaq, with its securities set to be removed from listing effective October 12, 2026. The delisting follows a lengthy appeals process in which Nasdaq upheld its determination that the Company no longer met listing requirements, and the Company's securities were suspended on February 23, 2026. Despite multiple appeals, the decision was affirmed, and the delisting is now final.

• · Staff determination to delist became final on April 6, 2026
• · Company notified of Staff determination on September 30, 2025
• · Appeal to the Panel filed on October 7, 2025
• · Hearing held on October 30, 2025
• · Panel decision letter issued November 10, 2025 (granting continued listing subject to conditions)
• · Panel decision to suspend Company issued February 18, 2026
• · Securities suspended on February 23, 2026
• · Appeal to NLHRC filed March 3, 2026
• · NLHRC affirmed Panel decision on May 26, 2026
• · Nasdaq Board declined to review on August 12, 2026
• · Delisting effective at opening of trading session on October 12, 2026
• · Listing Rules cited: 5450(a)(1), 5450(b)(2)(A), 5450(b)(2)(C)