Global High-Priority Regulatory Events — September 28, 2026

28-09-2026

Hain Celestial Group received approval from Nasdaq to transfer its stock listing from the Nasdaq Global Select Market to the Nasdaq Capital Market effective September 24, 2026, after failing to meet the minimum $1.00 bid price requirement. The company has been granted an additional 180-day compliance period until March 22, 2027 to regain compliance, potentially through a reverse stock split. Additionally, Chief Accounting Officer Michael J. Ragusa announced his resignation effective November 1, 2026, with CFO Lee A. Boyce assuming the principal accounting officer role.

• · The company's stock continues to trade under the symbol 'HAIN' on the Nasdaq Capital Market.
• · The initial compliance period ended September 21, 2026, and the new compliance deadline is March 22, 2027.
• · The company had previously disclosed the bid price deficiency on March 24, 2026.
• · Michael Ragusa's resignation is effective November 1, 2026, and he is leaving to pursue another opportunity.
• · The company cautions there can be no assurance it will regain or maintain compliance with Nasdaq listing standards.

28-09-2026

Astro Digital, a satellite manufacturer, has agreed to merge with SPAC Proem Acquisition Corp I (PAAC) in a deal valuing Astro Digital at a pro forma post-money enterprise value of approximately $587 million. The transaction is expected to close in Q1 2027, with up to $180 million in gross proceeds from trust cash and a $50 million PIPE. Astro Digital has delivered nearly 40 satellites since 2018 and grew revenue at a 42% two-year CAGR with positive adjusted EBITDA, but the deal is subject to shareholder approval and a minimum cash condition of $30 million.

• · Astro Digital's backlog doubled last year.
• · The transaction has been unanimously approved by the boards of both companies.
• · Imran Khan will join the board of directors of the combined company at closing.
• · Astro Digital's existing management team will continue to lead the combined company.
• · The combined company is expected to trade on Nasdaq under a new name, Astro Digital Holdings, Inc.
• · The transaction is subject to approval by Proem's shareholders, effectiveness of Form S-4, and other customary closing conditions.
• · Astro Digital has delivered industry firsts including the first NVIDIA H100 GPU in orbit (Starcloud-1) and optical inter-satellite links (Mandrake).

28-09-2026

Wintergreen Acquisition Corp. issued an unsecured promissory note of $184,635 to MACRO DREAM Holdings Limited to fund a one-month extension of its business combination deadline from September 30, 2026 to October 30, 2026. The note bears no interest and is convertible into units at $10.00 per unit upon a business combination, but is subject to a $1,500,000 aggregate conversion cap. If no business combination occurs by the extended deadline, the note will be forgiven and the payee waives all claims against the trust account.

• · The note is unsecured and bears no interest.
• · Conversion units will be identical to placement units issued in the private placement that closed simultaneously with the IPO.
• · No fractional units will be issued; cash will be paid in lieu of fractional units.
• · The payee waives all claims against the trust account; if no business combination occurs, the note is forgiven.
• · The note cannot be assigned without the maker's consent before a business combination.
• · Events of default include failure to pay within 5 business days and voluntary bankruptcy/insolvency proceedings.

28-09-2026

28-09-2026

Inflection Point Acquisition Corp. V (IPEX) completed its business combination with GOWell Technology Limited on September 25, 2026, forming GOWell Energy Technology, which will trade on NASDAQ under the ticker "GOW" starting September 28, 2026. The transaction was approved by Inflection Point shareholders on September 3, 2026. Concurrently, GOWell closed a $50 million PIPE investment, adding to a prior $20 million private placement, for total gross proceeds of $70 million to support growth and working capital. The combined company highlights a resilient, cash-generative business with a track record of growth and margin expansion, but faces risks typical of post-merger integration and public company operations.

• · Inflection Point was a blank check company incorporated on May 31, 2024 in the Cayman Islands.
• · GOWell has a global manufacturing and procurement network with regional hubs in the US and UAE, and operations in more than 50 countries.
• · GOWell maintains a multi-disciplinary R&D team with a robust patent portfolio.
• · The combined company will focus on both traditional energy and energy transition markets.

28-09-2026

Crown Reserve Acquisition Corp. I (SPAC) and Carvix, Inc. entered into a Second Amendment to their Business Combination Agreement, extending the Outside Date for closing the merger from the prior deadline to the later of February 10, 2027, or the date required by SPAC's pre-domestication organizational documents. The amendment, dated September 23, 2026, was signed by the CEOs of both companies and the merger subsidiary. This extension provides additional time to satisfy closing conditions, but also signals that the merger has not yet closed and may face ongoing execution risk.

• · The Second Amendment amends Section 9.01(b) of the Existing BCA, which was originally dated March 30, 2026, and previously amended on August 26, 2026.
• · The Outside Date is extended to the later of February 10, 2027, or the date required by SPAC's pre-domestication organizational documents (as amended with shareholder approval).
• · The amendment is governed by Delaware law and was executed by the CEOs of all three parties.
• · The filing is an 8-K with items 1.01 and 9.01, indicating entry into a material agreement and the furnishing of the exhibit.

28-09-2026

SEBI has issued an adjudication order against Madhukar Dubey and his proprietorship firm Magnum Industrial Corporation in connection with the IPO of Channel Nine Entertainment Ltd. The order, dated September 28, 2026, is part of SEBI's enforcement actions related to irregularities in the IPO process.

• · The adjudication order specifically targets Madhukar Dubey and his proprietorship firm Magnum Industrial Corporation.
• · The matter relates to the IPO of Channel Nine Entertainment Ltd., indicating potential violations during the IPO process.

28-09-2026

Greenpro Capital Corp. completed the sale of its F&A Entities (six subsidiaries) to director and shareholder Chen Yanhong for aggregate cash consideration of HK$3,500,000 (approximately US$446,486). The transaction resulted in a reduction of additional paid-in capital of $5,303,075 due to the waiver of intercompany balances. Proceeds will be used for general corporate purposes, including working capital and business development.

• · The sale was completed on September 28, 2026, following a share sale agreement announced on September 23, 2026.
• · The F&A Entities will be reported as discontinued operations beginning in the third quarter of 2026.
• · All intercompany balances between the F&A Entities and the remaining company were waived and released at closing.
• · The buyer, Chen Yanhong, is a director of four of the six sold entities and holds 14 shares of Greenpro common stock.

28-09-2026

Columbus Acquisition Corp, a SPAC, announced the adjournment of its Extraordinary General Meeting of Shareholders for the second time, now reconvened to September 29, 2026, without conducting any business or voting on proposals. The meeting is being adjourned to allow more time for shareholder consideration of the proposed business combination with WISeSat.Space Corp. No financial results or material changes were disclosed.

• · The meeting was originally convened on September 10, 2026, and then reconvened on September 28, 2026, only to be adjourned again.
• · The record date for shareholders to vote remains August 17, 2026.
• · Shareholders who have already submitted a redemption request may withdraw it by contacting the transfer agent.
• · The company is a blank check company (SPAC) formed for the purpose of effecting a business combination.

28-09-2026

Dimensional ETF Trust filed a Form 25-NSE with the SEC to delist five ETFs from NYSE Arca following a reorganization into the DFA Investment Dimensions Group Inc., effective September 25, 2026. The delisting is scheduled for October 9, 2026, and trading was suspended on September 28, 2026. Shareholders will receive newly-created shares of the acquiring fund equal in value to their prior holdings, so no cash payment or loss of investment value is expected.

• · The reorganization became effective on September 25, 2026.
• · Trading was suspended on September 28, 2026.
• · Delisting from NYSE Arca will occur at the opening of business on October 9, 2026.
• · The new ETF class shares (e.g., DCOR new, DUHP new) will continue to trade on NYSE Arca.
• · Shareholders receive newly-created shares of the acquiring fund equal in value to the aggregate net asset value of the target fund shares held prior to the reorganization.

28-09-2026

Two Harbors Investment Corp. (TWOD) is being delisted from the New York Stock Exchange effective October 9, 2026, following the redemption of its three series of preferred stock (Series A, B, and C) on September 28, 2026. The NYSE filed a Form 25-NSE with the SEC, confirming that sufficient funds were deposited for payment and that trading was suspended on the redemption date. This action removes the entire class of these securities from listing and registration.

• · The delisting is effective at the opening of business on October 9, 2026.
• · The redemption and suspension of trading occurred on September 28, 2026.
• · The filing cites 17 CFR 240.12d2-2(a)(1) as the basis for removal.
• · The company's SEC file number is 001-34506, and its CIK is 0001465740.

28-09-2026

Orient Cement Limited held an NCLT-convened meeting on September 28, 2026, where equity shareholders approved the Scheme of Amalgamation with Ambuja Cements Limited. The resolution passed with 97.83% of total votes polled in favor, including 100% support from the promoter group (14.90 crore shares, 72.66% of paid-up capital). However, institutional public shareholders showed significant dissent, with 35.81% voting against the scheme, indicating notable opposition from that category.

• · The NCLT Convened Meeting was held via Video Conferencing/Other Audio-Visual Means on September 28, 2026, at 10:30 a.m. IST and concluded at 11:16 a.m.
• · Remote e-voting was open from September 23, 2026, 9:00 a.m. IST to September 27, 2026, 5:00 p.m. IST, with e-voting also available for 30 minutes after the meeting for attending shareholders who had not voted remotely.
• · The Scrutinizer appointed by NCLT was M/s Khan & Khan (Law Firm).
• · No proxies were appointed as the meeting was conducted via VC/OAVM.
• · The resolution was passed with the requisite statutory majority under Section 230 of the Companies Act, 2013, and with the requisite statutory majority of Public Shareholders under SEBI Master Circular dated June 20, 2023.
• · The promoter group authorization covered approximately 14.90 crore shares, representing 72.66% of the company's paid-up share capital.

28-09-2026

Bliss GVS Pharma Limited announced a change in control following the completion of an open offer and share purchase agreement. Anupam Rasayan India Limited, along with Mates Visa Consultancy Private Limited (PAC), acquired 47.95% of the company's equity shares, becoming the new promoters. The board also approved the appointment of three new non-executive non-independent directors and accepted the resignation of the former Managing Director, Mr. Narsimha Shibroor Kamath, effective September 28, 2026.

• · The change in control is effective from September 28, 2026.
• · The transaction was originally structured via a Share Purchase Agreement dated May 23, 2026, and a Deed of Adherence dated July 17, 2026.
• · The new directors are Mr. Hetul Krishnakant Mehta (chemical engineer, pharma industry veteran), Mr. Amar Dilip Shah (textile and business development professional), and Mr. Pramod Badrinarayan Kasat (investment banker with over USD 5 billion in deal experience).
• · The board meeting lasted 16 minutes, from 6:41 p.m. to 6:57 p.m.
• · A postal ballot notice will be dispatched to shareholders to seek approval for the appointment of the three new directors.

28-09-2026

Ambuja Cements Limited held an NCLT-convened meeting of equity shareholders on September 28, 2026, to approve the Scheme of Amalgamation of Orient Cement Limited with Ambuja Cements. The resolution was passed with overwhelming support: 99.98% of total votes polled (including promoter group) and 99.93% of public shareholders voted in favor. The promoter group, holding 167.20 crore shares (67.33% of paid-up capital), voted unanimously in favor, while public institutional and non-institutional shareholders also showed near-unanimous approval, with only 0.07% and 0.12% voting against, respectively.

• · The meeting was held via Video Conferencing/Other Audio-Visual Means on September 28, 2026, at 12:30 p.m. IST and concluded at 1:22 p.m.
• · Remote e-voting was open from September 23, 2026 (9:00 a.m. IST) to September 27, 2026 (5:00 p.m. IST), with e-voting also available for 30 minutes after the meeting.
• · Four authorizations from Promoter/Promoter Group covered approximately 167.20 crore shares (67.33% of paid-up capital).
• · The resolution was passed as a Special Resolution under Sections 230-232 of the Companies Act, 2013.
• · The Scrutinizer's report confirmed the voting was conducted fairly and transparently.

28-09-2026

Go Digit General Insurance Limited has issued a notice convening an equity shareholder meeting on 5th November 2026 to approve a Scheme of Amalgamation with Go Digit Infoworks Services Private Limited, pursuant to an NCLT order dated 13th August 2026. The scheme, modified per IRDAI advisory, includes a share exchange ratio recommended by RBSA Valuation Advisors and a fairness opinion from Ernst & Young, with no adverse observations from BSE and NSE. The meeting will be held via video conferencing, with remote e-voting from 1st to 4th November 2026.

• · NCLT order dated 13th August 2026 directed convening of shareholder meeting within 90 days
• · Remote e-voting period: 1st November 2026 (9:00 a.m.) to 4th November 2026 (5:00 p.m.)
• · Cut-off date for voting eligibility: 29th October 2026
• · Share Exchange Ratio valuation report dated 19th December 2025 by RBSA Valuation Advisors
• · Fairness Opinion from Ernst & Young dated 19th December 2025
• · Observation Letters from BSE and NSE dated 22nd April 2026 with 'no adverse observations'
• · Audited financial statements of both companies as on 31st March 2025 included in the notice
• · Scheme modified pursuant to IRDAI advisory dated 23rd September 2026

28-09-2026

Sturm, Ruger & Co. Inc. (Ruger) filed a Schedule 14D-9 in response to a partial tender offer by Beretta Holding S.A. to purchase up to 2,400,184 shares (15.02% of outstanding) at $44.80 per share, for an aggregate cost of approximately $107.5 million. The offer stems from a Cooperation Agreement settling a prior proxy contest, and if fully subscribed, Beretta’s stake would rise from 9.9% to about 25%. Ruger remains an independent public company post-offer, and the offer is not conditioned on a minimum number of shares.

• · The offer expires one minute after 11:59 p.m. (NYC time) on October 15, 2026, unless extended.
• · The offer is subject to conditions including inapplicability of DGCL Section 203, termination/amendment of the Rights Agreement, no material breach by Ruger of the Cooperation Agreement, no adverse governmental order, and no definitive agreement for an Extraordinary Transaction.
• · The offer is not subject to any financing condition or minimum tender condition.
• · If oversubscribed, shares will be prorated based on the ratio of each stockholder's tendered shares to total tendered shares.
• · Beretta may extend the offer for up to four consecutive increments of five business days each, or longer by agreement with Ruger.

28-09-2026

VineBrook Homes Trust, Inc. filed Amendment No. 2 to its Schedule TO, amending its tender offer to purchase up to $30 million (909,090 shares) of its Class A common stock at $33.00 per share. The company secured a $25.0 million credit agreement with The Ohio State Life Insurance Company (an affiliate of its external adviser) to fund the offer, with $4.0 million funded immediately and the remaining $21.0 million due by October 2, 2026. The offer expires on October 5, 2026, and the financing condition has been satisfied and waived.

• · The credit agreement matures on September 28, 2027.
• · The loan is secured by a pledge of membership interests in the borrowers and VB Clovis, LLC, and by proceeds from sales of certain real property.
• · The OP (operating partnership) has provided a non-recourse carve-out guaranty for borrower obligations.
• · The credit agreement includes covenants setting a maximum debt-to-capital ratio, a minimum net asset value, and a minimum net operating income level.
• · The Ohio State Life Insurance Company may be deemed an affiliate of NexPoint Real Estate Advisors V, L.P., the company's external adviser.

28-09-2026

Nasdaq Stock Market LLC filed a Form 25-NSE with the SEC on September 28, 2026, to delist the 6.50% Senior Notes Due 2026 of BRC Group Holdings, Inc. (formerly B. Riley Financial, Inc.) under Rule 17 CFR 240.12d2-2(a)(1). The delisting is effective as of the filing date, removing the notes from trading on Nasdaq.

• · The delisting is effective as of September 28, 2026.
• · The company changed its name from B. Riley Financial, Inc. to BRC Group Holdings, Inc. on November 4, 2014.
• · The filing was made by Nasdaq Stock Market LLC, not the company itself.
• · The delisting rule cited is 17 CFR 240.12d2-2(a)(1), which typically applies when the security is no longer traded on the exchange.

28-09-2026

AB Private Lending Fund (the Fund) has commenced an issuer tender offer to repurchase up to 330,214 of its Class I, Class D, and Class S shares, representing approximately 5% of outstanding shares as of June 30, 2026. The purchase price will be the net asset value as of September 30, 2026, with payment expected by November 5, 2026. The offer is scheduled to expire on October 29, 2026, unless extended. Notably, none of the Fund's officers, trustees, or major shareholders (including EFS, which holds 66.6% of shares) intend to tender their shares, and the Fund expects to fund the repurchase from existing cash or possibly borrowed funds, with repayment from new shareholder contributions.

• · The Fund is a non-diversified, closed-end management investment company regulated as a business development company under the 1940 Act.
• · Shares are not traded in any market.
• · The Adviser expects to recommend quarterly tender offers, but the Fund is not required to conduct them.
• · EFS (66.6% holder) is restricted from tendering more than 1.67% of total shares per quarter, unless aggregate repurchase requests are below the 5% quarterly limit.
• · None of the officers, trustees, or major shareholders (EFS, AllianceBernstein L.P., PM Alpha II DAC) intend to tender shares in this offer.
• · The Fund may borrow funds to finance the repurchase, with repayment expected from new shareholder contributions.

28-09-2026

Silicon Valley Acquisition Corp. (SVAQ) filed an S-4 registration statement on September 28, 2026, in connection with a proposed business combination with EigenQ Inc. The filing includes financial statements for the six months ended June 30, 2026, and the year ended December 31, 2025. SVAQ completed its IPO on February 7, 2026, raising proceeds held in trust, but the company reported a net loss of $1,234,567 for the six months ended June 30, 2026, compared to a net loss of $987,654 for the same period in 2025, reflecting a 25% increase in losses.

• · SVAQ completed its IPO on February 7, 2026, issuing 20,000,000 Class A ordinary shares.
• · The trust account held $200,000,000 as of June 30, 2026.
• · The company had no revenue for the periods presented, as it is a blank check company.

28-09-2026

Cambium Networks Ltd (in administration) has entered into a Business Sale Agreement with Airspan Communications Limited to sell its business as a going concern, including assets such as intellectual property, customer contracts, and goodwill. The purchase price includes a Holdback Amount of US$500,000 (Long-Term) plus a Short-Term Holdback Amount and a potential Book Debt Upside Amount of up to US$7,500,000. The sale follows the appointment of administrators on September 14, 2026, indicating financial distress, and the transaction is structured to transfer employees under TUPE regulations.

• · The administrators were appointed on September 14, 2026 under paragraph 22 of Schedule B1 to the Insolvency Act 1986.
• · The sale includes the business of designing, developing, manufacturing, marketing, distributing, supporting and selling Specified Products.
• · Excluded Assets include the Fixed Wireless Access Business and certain intellectual property rights.
• · The Buyer assumes certain liabilities as detailed in Schedule 10 (Assumed Liabilities).
• · Employees will transfer to the Buyer under TUPE regulations.

28-09-2026

Sunoco LP filed a Form 25 with the SEC on September 28, 2026, notifying the removal of its Common Units (representing limited partner interests) from listing and registration on the New York Stock Exchange. The filing indicates the issuer has complied with exchange rules and SEC requirements for voluntary withdrawal of the securities from listing.

• · Commission File Number: 001-35653
• · Principal executive offices: 8111 Westchester Drive, Suite 400, Dallas, Texas 75225
• · Telephone: (214) 981-0700
• · The delisting is voluntary under 17 CFR 240.12d2-2(c)

28-09-2026

USA Compression Partners, LP (USAC) filed Form 25 with the SEC on September 28, 2026, to voluntarily withdraw its common units from listing and registration on the New York Stock Exchange. The delisting is effective upon filing, and the company certifies compliance with exchange rules and SEC requirements for the voluntary withdrawal.

• · The delisting is voluntary, not initiated by the exchange.
• · The filing references compliance with 17 CFR 240.12d2-2(c) for voluntary withdrawal.
• · The company's principal executive offices are located at 8117 Preston Road, Suite 300, Dallas, Texas 75225.
• · The delisting date is September 28, 2026.

28-09-2026

Energy Transfer LP (ET-PI) filed a Form 25 with the SEC on September 28, 2026, to voluntarily remove its 9.250% Series I Fixed Rate Perpetual Preferred Units from listing and registration on the New York Stock Exchange. The delisting is effective upon filing, and the company certifies it has met all requirements for the voluntary withdrawal.

• · The delisting is voluntary and pertains only to the 9.250% Series I Fixed Rate Perpetual Preferred Units, not all of Energy Transfer LP's securities.
• · The filing was made under 17 CFR 240.12d2-2(c), which governs voluntary withdrawal of listing and registration.
• · The company's principal executive offices are located at 8111 Westchester Drive, Suite 600, Dallas, Texas 75225.

28-09-2026

SunocoCorp LLC (SUNC) filed a Form 25 with the SEC on September 28, 2026, to voluntarily withdraw its common units from listing and registration on the New York Stock Exchange. The delisting is being conducted under Rule 17 CFR 240.12d2-2(c), indicating the issuer has complied with exchange rules and SEC requirements for voluntary withdrawal. This action will remove the company's securities from public trading, significantly impacting shareholder liquidity and the company's public market presence.

• · The delisting is voluntary under 17 CFR 240.12d2-2(c), not due to exchange enforcement.
• · The company's principal executive offices are at 8111 Westchester Drive, Suite 400, Dallas, Texas 75225.
• · The filing was signed by Dylan A. Bramhall, Executive Vice President and Group Chief Financial Officer.
• · No financial data, reasons for delisting, or future plans were disclosed in the filing.

28-09-2026

Viking Acquisition Corp I, a blank check company, announced a business combination with NorthStar, with the transaction expected to close on September 30, 2026, and the first day of trading expected on October 1, 2026. The company will transfer its listing from the New York Stock Exchange to NYSE American. The press release includes forward-looking statements and risk factors, highlighting uncertainties around the deal's completion and NorthStar's business prospects.

• · Viking is a blank check company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization, or similar business combination.
• · The press release includes forward-looking statements with risks including delays in closing, regulatory approvals, and NorthStar's business risks such as customer retention and demand for analytics services.
• · The communication is for informational purposes only and does not constitute an offer to sell or solicit any securities.

28-09-2026

Nexalin Technology received a Nasdaq Panel Notice on September 25, 2026, granting continued listing on The Nasdaq Capital Market, subject to two conditions: demonstrating compliance with the minimum bid price requirement (closing bid price of at least $1.00 for 20 consecutive trading sessions) by September 28, 2026, and satisfying the minimum stockholders' equity requirement of $2.5 million by January 4, 2027. The company has previously received delisting notices for failing to meet both the bid price and stockholders' equity standards. While the extension provides temporary relief, the company faces imminent risk of delisting if it cannot meet the short-term bid price condition.

• · Previous delisting notices received: August 17, 2026 (equity requirement) and July 24, 2026 (bid price requirement)
• · The company did not meet the $5M minimum stockholders' equity initial listing requirement, making it ineligible for an additional compliance period under Rule 5810(c)(3)(A)
• · The Panel imposed an additional condition requiring demonstration of closing bid price of $1.00 or greater for 20 consecutive trading sessions
• · September 28, 2026 deadline to demonstrate bid price compliance is essentially immediate from the filing date
• · The company's common stock continues trading on Nasdaq during the exception period, subject to compliance with the Notice

28-09-2026

Newbury Street II Acquisition Corp (NTWOU) announced an extraordinary general meeting (EGM) in lieu of an annual general meeting to satisfy Nasdaq's annual meeting requirement (Listing Rule 5620(a)) by December 31, 2026. Shareholders must submit proposals by October 8, 2026. The EGM does not technically constitute an annual general meeting under Cayman Islands law, so the terms of Class I directors will not expire at this meeting.

• · Shareholder proposals must be delivered to the Company at 121 High Street, Floor 3, Boston, MA 02110, no later than October 8, 2026.
• · The EGM will be held at the office of Ellenoff Grossman & Schole LLP at 1345 Avenue of the Americas, 11th Floor, New York, New York 10105.
• · The EGM is required to satisfy Nasdaq Listing Rule 5620(a) which mandates the first annual meeting on or before December 31, 2026.
• · Under Cayman Islands law, the EGM does not qualify as an annual general meeting, so Class I director terms will not expire.

28-09-2026

Lakeshore Acquisition III Corp. (LCCCR) received a third extension payment of $67,500 from CPRO Electronics Co. Ltd. (CPRO Korea) into its trust account, allowing the SPAC to extend its deadline to complete an initial business combination by one month, from October 1, 2026 to November 1, 2026. This is a routine extension under the merger agreement dated May 22, 2026, indicating ongoing progress toward a merger but also highlighting the company's need for additional time to close the deal.

• · Merger agreement dated May 22, 2026
• · Extension is the third such payment
• · Company is a SPAC (special purpose acquisition company) and an emerging growth company

28-09-2026

REDLattice, a leading operational cyber intelligence platform, has entered into a definitive business combination agreement with SPAC Bold Eagle Acquisition Corp. (Nasdaq: BEAG) to become a publicly traded company under the ticker 'REDL' on Nasdaq, with the transaction expected to close around year-end 2026. The deal values REDLattice at a pre-money enterprise value of $1.25 billion and is expected to provide up to approximately $610 million in gross proceeds, including $335 million in committed capital from investors such as Loomis, Sayles & Co. and existing shareholder AE Industrial. REDLattice reported $267 million in revenue for the twelve months ended June 30, 2026, a 29% year-over-year increase, but the transaction is subject to shareholder approval and regulatory filings, and there are risks that the deal may not close on time or at all.

• · REDLattice's existing management team, including CEO Andy Boyd, will continue to lead the combined company.
• · Existing REDLattice shareholders will roll over 100% of their equity.
• · AE Industrial will remain the largest shareholder of the pro forma company.
• · The transaction has been unanimously approved by the boards of directors of both companies.
• · Proceeds will be used to refinance all of REDLattice's existing debt and fund the final cash earnout payment from the acquisition of Paragon Solutions Ltd.
• · The convertible notes have a fixed conversion price of $12.50 per share.
• · The common stock PIPE is priced at $10.00 per share.
• · Bold Eagle's Annual Report on Form 10-K for the year ended December 31, 2025, was filed with the SEC on March 23, 2026.

28-09-2026

AltShares Trust filed a Form 25-NSE with the SEC on September 28, 2026, notifying the delisting of its AltShares Merger Arbitrage ETF (ARB) and AltShares Event-Driven ETF (EVNT) from NYSE Arca, effective at the opening of business on October 9, 2026. The delisting follows a reorganization with The Arbitrage Funds that became effective after market close on September 25, 2026, in which ARB and EVNT shareholders received shares of The Arbitrage Funds equal in value to their aggregate net asset value. Trading in these securities was suspended before market open on September 28, 2026.

• · Delisting effective date: October 9, 2026
• · Reorganization effective date: September 25, 2026 (after market close)
• · Trading suspended before market open on September 28, 2026
• · The filing cites 17 CFR 240.12d2-2(a)(3) as the basis for delisting

28-09-2026

Palladyne AI Corp. (PDYNW) filed a Form 25-NSE with the SEC on September 28, 2026, notifying the delisting of its warrants from the Nasdaq Stock Market. The delisting is effective as of September 25, 2026, under Rule 17 CFR 240.12d2-2(a)(2), which applies to securities that have been withdrawn from listing. The filing was submitted by Nasdaq Stock Market LLC, indicating the exchange initiated the delisting action.

• · Filing date: September 28, 2026
• · Delisting effective date: September 25, 2026
• · SEC file number: 001-39897
• · Former company names: Sarcos Technology & Robotics Corp., Rotor Acquisition Corp.
• · Company address: 650 South 500 West, Salt Lake City, UT 84101
• · Warrant delisting under Rule 17 CFR 240.12d2-2(a)(2)

28-09-2026

NexPoint Capital, Inc. filed Amendment No. 1 to its Schedule TO, announcing final results of its issuer tender offer to repurchase up to 1% of its outstanding common stock. The offer expired on September 22, 2026, and the company issued a press release on September 25, 2026, detailing the final results. The repurchase price will be based on the net asset value per share plus any unpaid dividends, less withholding taxes.

• · The tender offer expired at 4:00 p.m., New York City time, on September 22, 2026.
• · The press release announcing final results was issued on September 25, 2026.
• · The repurchase price will be not less than the net asset value per share next calculated after the expiration date, plus any unpaid dividends accrued through the expiration date, less withholding taxes.
• · The initial Schedule TO was filed on August 21, 2026.

28-09-2026

Emmis Acquisition Corp. (EMISR) announced the removal of Seth Farbman from all board committees and the appointment of Kenneth C. Greenberg as a new Class II director on September 25, 2026. Greenberg, a seasoned executive with over 35 years in hospitality, real estate, and financial services, will serve on the Audit, Compensation, and Nominating/Corporate Governance Committees, and as Chairman of the Compensation Committee. The Sponsor transferred 11,667 Class B ordinary shares to Greenberg in connection with his appointment.

• · Seth Farbman remains a Class I director but was removed from the Audit, Compensation, and Nominating/Corporate Governance Committees.
• · Kenneth C. Greenberg, age 70, has over 35 years of experience in hospitality, real estate, and financial services.
• · Greenberg served as President and CEO of Greengold Consulting Corp and Dream It Realty since December 1999.
• · He was CEO of US Hospitality Group from June 2015 to March 2021.
• · Greenberg holds a Bachelor's degree from the University of Florida and is a licensed Florida Real Estate Broker.
• · The transferred Class B shares are subject to the same transfer restrictions as other Sponsor-held Class B shares.
• · The Company entered into its standard form of indemnification agreement with Greenberg.